Hot English Magazine #223

AIRBNB AND DOORDASH IPOs: WHAT TO WATCH • PAGES 16, 37
VOL. C NO. 49 DECEMBER 7, 2020 $5.00
Imagining the
Post-Covid World
Inside
A dozen Innovation Afsaneh Mashayekhi
China’s Rise
investors, Beschloss
economists, Niall Ferguson
and historians Louis-Vincent Gave
weigh in on Karen Karniol-Tambour
E-commerce
the ideas, Stephanie Kelton
Bitcoin
issues, and Marc Lasry
Debt Bubble
opportunities The Next Pandemic
Howard Marks
Stocks
that will shape Jens Nordvig
the future. Inequality
Jim Rogers
PAGE 20
Mark Schneider
Climate Change
Richard Thaler
Adam Tooze
>
63142
2 BARRON’S December 7, 2020
THE FINANCIAL SECTOR

OF THE S&P 500 IN ONE ETF
Sector SPDRs allow you to invest in pieces of the S&P 500. Like Financial. While adding diversification and
reducing single stock risk. These ETFs combine the diversification of a mutual fund and the tracking of an index
with transparency and liquidity.

December 7, 2020 BARRON’S 3
XLF FINANCIAL SECTOR SPDR ETF TOP 10 HOLDINGS*

Company Name
Berkshire Hathaway B
JPMorgan Chase
Symbol
BRK.B
JPM
Weight
14.36%
11.56%
Bank of America BAC 6.92%
Citigroup C 3.69%
Wells Fargo WFC 3.67%
Blackrock BLK 3.17%
Morgan Stanley MS 2.85%
S+P Global SPGI 2.58%
Goldman Sachs GS 2.53%
American Express AXP 2.46%

*Components and weightings as of 11/30/20. Please see website for daily updates. Holdings subject to change.
Check out our FREE mobile app.

Search “Sector SPDRs” Visit www.sectorspdrs.com or call 1-866-SECTOR-ETF
An investor should consider investment objectives, risks, charges and expenses carefully before investing. To obtain a prospectus, which contains this and other
information, call 1-866-SECTOR-ETF or visit www.sectorspdrs.com. Read the prospectus carefully before investing.
The S&P 500, SPDRs®, and Select Sector SPDRs® are registered trademarks of Standard & Poor’s Financial Services LLC. and have been licensed for use. The stocks included in each Select Sector Index were selected
by the compilation agent. Their composition and weighting can be expected to differ to that in any similar indexes that are published by S&P. The S&P 500 Index is an unmanaged index of 500 common stocks
that is generally considered representative of the U.S. stock market. The index is heavily weighted toward stocks with large market capitalizations and represents approximately two-thirds of the total market
value of all domestic common stocks. Investors cannot invest directly in an index. The S&P 500 Index figures do not reflect any fees, expenses or taxes. Ordinary brokerage commissions apply. ETFs are considered
transparent because their portfolio holdings are disclosed daily. Liquidity is characterized by a high level of trading activity.
Select Sector SPDRs are subject to risks similar to those of stocks, including those regarding short-selling and margin account maintenance. All ETFs are subject to risk, including possible loss of principal. Funds
focusing on a single sector generally experience greater volatility. Diversification does not eliminate the risk of experiencing investment losses.
ALPS Portfolio Solutions Distributor, Inc., a registered broker-dealer, is distributor for the Select Sector SPDR Trust.
C O NT EN TS 12.07.20 VOL.C NO.49
P. 9 GUIDE TO WEALTH P. 38
Income: Dividend
Up & Down Wall Street:
Awaiting Sweet Relief Helping Women Invest Smarter Aristocrats Deliver
Stocks notched fresh highs, as Special Section: Despite their growing economic clout, many women still aren’t taking By LAWRENCE C. STRAUSS
investors took labor-market control of their finances. Here’s why—and how to do better, starting with an end-of-year
weakness as a sign that more fiscal checklist for getting your financial house in order. P. M1
stimulus would be forthcoming.
By RANDALL W. FORSYTH
Trader: The Market Is
Lisette Cooper, vice Loving the Bad News
chair of Fiduciary Trust,
P. 11 wants Facebook do more By AVI SALZMAN
Streetwise: Know to curb the exploitation

of children. P. M4
When to Fold ’Em
Many of us tend to sell stocks at
Euro Trader: Funeral
just the wrong time—which is Group Faces Pressure
something to consider if a pricey By RUPERT STEINER
market is making you nervous.
By JACK HOUGH P. M4
P. 14
Emerging Markets:
Mexico’s Bonds Are
Salesforce’s Slack Deal
Better Than Its Stocks
Is a Head-Scratcher By CRAIG MELLOW
Salesforce is defending itself
against investors who complain P. M5
that the cloud-software company
is overpaying for Slack.
Striking Price: The
By ERIC J. SAVITZ Tesla Trade Is About
to Get Turbocharged
P. 16 By STEVEN M. SEARS
Rest Easy With a P. M6

Bet on Airbnb’s IPO
With its asset-light business model
Commodities: Gold
and global presence, the home- Prices Could Reach
sharing innovator is poised to New Highs Next Year
benefit from a rebound in travel. By MYRA P. SAEFONG
By ANDREW BARY
P. 17 Index P. 6 P. 20 P. 36 PENTA
Review & Preview P. 12
Income Investors Reap Mailbag P. 39 Contemplating a Funds: Winners The Next Generation
Long-Awaited Rewards Inside Scoop
Charting the Market P. M8
P. M7
Postpandemic World Among Active ETFs of Philanthropists
Dividend stocks have finally Winners & Losers P. M9 Cover Story: Here are a dozen By EVIE LIU Bill and Melinda Gates pen a
perked up as investors rotate into Research Reports P. M11 perspectives on the challenges and welcome letter for people who are
Market View P. M12
value stocks. The question now: opportunities that await once the P. 37 defining the future of giving, with
Can the gains continue? coronavirus is conquered. the advice: “Swing for the fences.”
By LAWRENCE C. STRAUSS
Cover Illustration by
By LAUREN R. RUBLIN
Tech Trader: After
Alexei Vella
Covid, How Popular
P. 19 P. 34 Will DoorDash Be? Barron’s Roundtable
Photograph by Mary Beth Koeth

© 2020 Dow Jones & Company,
Inc. All Rights Reserved.
Hang On as BlackRock Our newspapers are 100% sourced
Tiny Stocks That By ERIC J. SAVITZ
on Fox Business
Heads Higher from sustainable certified mills.
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Deliver Big Returns P. 38 Watch our show Fridays at 10 p.m.
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Economy: It’s Bad,
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Invesco . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19,M7 Lowe's . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13

A Abercrombie & Fitch . . . . . . . . . . . . . . . . . . . . . . 12 LPL Financial Holdings . . . . . . . . . . . . . . . . . . M7 N Nestle . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 27
Activision Blizzard . . . . . . . . . . . . . . . . . . . . . . . . . 37 Lyft . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13,37 Newmont . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13
Adobe . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13 J Janus Henderson Group . . . . . . . . . . . . . . . . . . M7 Nikola . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12,M7,M8
Agilent Technologies . . . . . . . . . . . . . . . . . . . . . . . 13 Johnson & Johnson . . . . . . . . . . . . . . . . . . . . . . . . 38
Airbnb . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 16 M Macquarie Group . . . . . . . . . . . . . . . . . . . . . . . . . M7
Albemarle . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 38 Marriott International . . . . . . . . . . . . . . . . . . . . . 16 O Oracle . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13
Amazon.com . . . . . . . . . . . . . . . . . . . . . 12,17,35,M12 K Kandi Technologies . . . . . . . . . . . . . . . . . . . . . . . M8 McDonald's . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 38
American Airlines Group . . . . . . . . . . . . . . . . . . M8 Kohl’s . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . M8 Michaels . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . M8
Apple . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . S9 Kornit Digital . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 35 Microsoft . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 14 P PayPal Holdings . . . . . . . . . . . . . . . . . . . . . . . . . . . 24
AT&T . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17,38 Moderna . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12,25 PepsiCo . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18
AutoZone . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13 Morgan Stanley . . . . . . . . . . . . . . . . . . . . . . . . . . . M7 Pfizer . . . . . . . . . . . . . . . . . . . . . . 10,12,17,25,38,M12
L Lindblad Expeditions Holdings . . . . . . . . . . . M7 Pioneer Natural Resources . . . . . . . . . . . . . . . . . 13
ProShares S&P 500 Dividend Aristocrats . . 38
B BioLife Solutions . . . . . . . . . . . . . . . . . . . . . . . . . M7 Prudential Financial . . . . . . . . . . . . . . . . . . . . . . . 17
BioNTech . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12,17,38 Purple Innovations . . . . . . . . . . . . . . . . . . . . . . . . . 35
BlackRock . . . . . . . . . . . . . . . . . . . . . . . . . . . 18,19,M7
Bloomin' Brands . . . . . . . . . . . . . . . . . . . . . . . . . . M7
Booking Holdings . . . . . . . . . . . . . . . . . . . . . . . . . . 16 R Ralph Lauren . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12
BP . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 27 Revolve Group . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12
Broadcom . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13 Royal Caribbean Group . . . . . . . . . . . . . . . . . . . M2
Brown-Forman . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13 Royal Dutch Shell . . . . . . . . . . . . . . . . . . . . . . . . . 27
Rupert Murdoch Executive Chairman, News Corp
Robert Thomson CEO, News Corp Almar Latour CEO, Dow Jones
C Campbell Soup . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13 S Salesforce.com . . . . . . . . . . . . . . . . . . . . 12,13,14,M8
SENIOR VICE PRESIDENT, BARRON’S GROUP Mae M. Cheng
Carnival . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13,M8 S&P Global . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12
ASSOCIATE PUBLISHER, BARRON’S GROUP Dan Shar
Chevron . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 38 Slack Technologies . . . . . . . . . . . . . . . . . 12,14,M12
MANAGING EDITORS, BARRON’S GROUP Duncan Mavin, Dave Pettit
Chewy . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13 SL Green Realty . . . . . . . . . . . . . . . . . . . . . . . . . . . 13
HEAD OF INTERNATIONAL, BARRON’S GROUP Francesco Guerrera
Chipotle Mexican Grill . . . . . . . . . . . . . . . . . . . . . 37 Southwest Airlines . . . . . . . . . . . . . . . . . . . . . . . . . 13
Cinemark Holdings . . . . . . . . . . . . . . . . . . . . . . . M8 Splunk . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . M8
Cisco Systems . . . . . . . . . . . . . . . . . . . . . . . . . . . M12 EXECUTIVE EDITOR Bob Rose SENIOR MANAGING EDITOR Lauren R. Rublin Square . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 36
Clorox . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 38 DEPUTY EDITOR Alex Eule
Ben Levisohn
DEPUTY EDITOR Starbucks . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13
Coca-Cola . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17 EDITORIAL DIRECTOR, INVESTING & ASSET MANAGEMENT Beverly Goodman
Costco Wholesale . . . . . . . . . . . . . . . . . . . . . . . . . . 13 EDITORIAL DIRECTOR, MAGAZINE Phil Roosevelt
Coupa Software . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13 T Taiwan Semiconductor Manufacturing . . . . . . 27
MANAGING EDITOR, DIGITAL Matt Bemer MANAGING EDITOR, FEATURES Jeffrey Cane
Tapestry . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12
MANAGING EDITOR, ENTERPRISE Brian Hershberg
Target . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 38
E Eaton Vance . . . . . . . . . . . . . . . . . . . . . . . . . . . 19,M7 ASSISTANT MANAGING EDITORS Mary Romano, Robert Sabat Tesla . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13,M5,M12
EBay . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . M12 Toll Brothers . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13
ASSOCIATE EDITORS Andrew Bary, Randall W. Forsyth, Jack Hough, Reshma Kapadia, Eric J. Savitz
Ecolab . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13 Transcat . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 35
Etsy . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13 SENIOR WRITERS Bill Alpert, Daren Fonda, Matthew C. Klein, Leslie P. Norton, T. Rowe Price Group . . . . . . . . . . . . . . . . . . . . 19,36
Expedia Group . . . . . . . . . . . . . . . . . . . . . . . . . . . . 16 Al Root, Avi Salzman, Alexandra Scaggs, Lawrence C. Strauss Truist Financial . . . . . . . . . . . . . . . . . . . . . . . . . . . M2
Exxon Mobil . . . . . . . . . . . . . . . . . . . . . . . . . . 10,17,27 REPORTERS Lisa Beilfuss, Max A. Cherney, Carleton English, Nicholas Jasinski, Evie Liu,
Josh Nathan-Kazis, Teresa Rivas, Connor Smith, Jacob Sonenshine, Ben Walsh
U Uber Technologies . . . . . . . . . . . . . . . . . . . . . . . . . 37
F Facebook . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . S8 STORY EDITORS Henry Cutter, Ed Lin, Erin McCarthy, Bruce Morris
Fifth Third Bancorp . . . . . . . . . . . . . . . . . . . . . . M2 COPY DESK Michael J. Burlingham, Richard Rescigno, Robert Teitelman
Foot Locker . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . M7 V Verizon Communications . . . . . . . . . . . . . . . . . . . S9
Franklin Resources . . . . . . . . . . . . . . . . . . . . . 19,S8 IDEAS EDITOR Matt Peterson
FuelCell Energy . . . . . . . . . . . . . . . . . . . . . . . . . . M8 EDITOR AT LARGE Jack Otter
W Waddell & Reed Financial . . . . . . . . . . . . . . . . M7
SENIOR AUDIO MANAGER Mette Lützhøft DIGITAL PRODUCERS Robert Cushing, Clare McKeen
Walgreens Boots Alliance . . . . . . . . . . . . . . . . . . 38
G General Motors . . . . . . . . . . . . . . . . . . . . . . . . 12,M7 DESIGN DIRECTOR Chris Mihal ART DIRECTORS Robert Connolly, Nick Hallam, Sue Ng Walt Disney . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13
Gilead Sciences . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17 DIRECTOR OF PHOTOGRAPHY Sarina Finkelstein PHOTO EDITORS Sam Kelly, Nicole Silver Wayfair . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13
GlaxoSmithKline . . . . . . . . . . . . . . . . . . . . . . . . . M12 Workhorse Group . . . . . . . . . . . . . . . . . . . . . . . . . M8
RESEARCH DIRECTOR Pauline Yuelys RESEARCHER Dan Lam
Grubhub . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 37
STATISTICS MANAGER Michael T. Kokoszka STATISTICIAN Darren Chima
James H. Balmer ASSOCIATE MANAGER Ward S. McGuiness
MANAGER, ADVERTISING SERVICES
Z Zillow Group . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13
H Hilton Worldwide Holdings . . . . . . . . . . . . . . . . 16 NEWS editors@barrons.com STATISTICS barronsstats@barrons.com CUSTOMER SERVICE 800-544-0422
Zoom Video Communications . . . . 12,37,M8,M12
Home Depot . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18
HP Inc . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17 GLOBAL HEAD, WEALTH & ASSET MANAGEMENT Sterling T. Shea
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UP & D OWN WALL STREET

A Democratic win in the Georgia runoffs could
pose a near-term headwind for equities, given
their 9.1% advance since Election Day.
Bad News on Jobs

vaccine in 2021. The U.S. has lock- watchers Andy Laperriere and Don
downs now, but stimulus talks are Schneider think that a $900 billion
moving again, and this report could/ package is likely by year end, accord-
should speed that process along. If not ing to a client note sent out on Friday
Means Good News

now, when?” after the weak jobs numbers.
That message appears to be getting Bulls clearly are looking beyond
through. A bipartisan group of sena- the mounting toll of coronavirus
tors on Capitol Hill this past week cases, hospitalizations, and deaths to
For Relief—and Stocks

put forth a $908 billion relief pro- better days in 2021. Leaving aside the
posal, much closer to the Republi- present reality of payrolls staying
cans’ recent $650 billion proposal 9.7 million lower than before the pan-
than the House Democrats’ last $2.4 demic, the question remains whether
trillion bill. record stock indexes already discount
A major sticking point remains aid the brighter tomorrow that so many
R
to state and local governments, op- fervently anticipated.
emember the old bad- Market Committee meeting reported posed by the GOP, even though that’s To be sure, fiscal relief is not a
news-is-good-news that some employers had trouble a major point of stress. Local govern- done deal; in fact, there is no deal at
market leitmotif? hiring because of a reluctance of peo- ment education jobs fell another this writing. If Congress fails to come
Well, it’s back. ple to get out to work, owing to fam- 21,000 in November, bringing the through, however, the pressure on
It used to be that ily-care demands or fear of catching loss in the sector to 688,000 since the Fed to provide further stimulus
weak economic re- the virus. February, or some 8.6%, writes will increase, write Jefferies econo-
ports would spur But the bad news on jobs was Philippa Dunne of TLR on the mists Aneta Markowska and Thomas
rallies in stocks because the Federal treated as good news for stocks, as Economy, in a research note. Simons in a client note. The bench-
Reserve was presumed to lower in- the Dow Jones Industrial Average, the Even before the jobs report, House mark 10-year Treasury yield ended
terest rates in response, instead of By Randall W. S&P 500 index, and the Nasdaq Com- Speaker Nancy Pelosi (D., Calif.) was the week at 0.967%, a four-week
concentrating single-mindedly on Forsyth posite all notched fresh records, in talking again with Treasury Secre- high, also reflecting optimism about
the perils of inflation. part because of what it could portend tary Steven Mnuchin and Senate Ma- economic recovery.
Now, with the Fed pretty much all in terms of fiscal relief. jority Leader Mitch McConnell (R., The FOMC could provide guid-
in with a supereasy monetary policy, Strategas economists Don Riss- Ky.), after a postelection hiatus. ance about the path of future asset
the focus is on fiscal policy. And the miller and Erica Halie Comp neatly Pelosi said that she and McConnell purchases, but expectations that the
latest employment data should give summed up the situation in a client agreed to try to link a relief bill to a central bank could taper its buying in
further impetus to negotiations note titled, “Earth to D.C.: Jobs Miss, measure to fund the government after the second half of next year are pre-
among Congressional leadership on Now What?”: “Forward-looking risk Dec. 11, The Wall Street Journal mature, they add.
fiscal relief for Americans facing a assets have been rallying on what reported. One more thing for the bulls to
bleak winter owing to the worsening looks like hope for stimulus plus a Cornerstone Macro Washington ponder is the key Georgia Senate
coronavirus pandemic. runoff elections in January. Raymond
While the November jobs report James’ chief strategist Larry Adam
released on Friday was disappoint- notes that the betting odds on
ing, even worse lies ahead, as the PredictIt of the GOP retaining con-
data were collected prior to the most trol of the Senate have slipped to
recent surge in Covid-19 cases that is 70% from 83% a month ago. A Dem-
both filling hospital intensive-care ocratic win in Georgia could pose a
units across the country and curtail- near-term headwind for equities,
ing workers’ ability and willingness given their 9.1% advance since Elec-
to work. Nonfarm payrolls rose by tion Day, since the incoming adminis-
245,000, a little better than half the tration’s tax-hike proposals could
forecast increase and less than half lower 2021 earnings by about 10%,
the average of the latest three he adds.
months.
“N
The seemingly good news was a ew highs” have differ-
drop in the headline unemployment ent meanings for the
rate, to 6.7% from 6.9%, but that was stock and bond mar-
entirely because 400,000 people left kets. New highs in
Rep. Tom Reed (R.,
the labor force. Some of the dropouts N.Y.), with members
equities are cheered universally, with
may have been due to the lack of job of the bipartisan big numbers such as Dow 30,000
Shutterstock
prospects. But the beige book sum- Problem Solvers celebrated by investors sitting on
Caucus, addresses
mary of economic conditions pre- the need for presumably big gains. For bonds, new
pared for the Dec. 15-16 Federal Open Covid-19 relief. highs in prices translate into new lows
Up & Down Wall Street Continued
Align Your
in yields, given that the two quantities down, in part to help finance the massive
move inversely. fiscal deficits.
On the latter score, corporate bond Part of the explanation for the lack of
yields are hovering near or at historic compensation for credit risk is also the
lows, which is arguably more important proliferation of passive funds, notably
to fixed-income investors than an uptick exchange-traded funds, Fuss continues.
Portfolio in the benchmark 10-year Treasury note

yield back to the recent high of all of
0.95%.
The yield on the Bloomberg Barclays
U.S. Corporate Bond Index this past week
As an active manager, he admits this is a
bit self-serving, but it results in the specific
risk of bonds being “underevaluated.”
There also is the pressure to put money to
work in the market, with over $335 billion
With How stood at 1.84%, just above the 52-week

(and all-time) low of 1.8%. For BBB-rated
corporate bonds at the low end of the
investment-grade scale, the yield was just
2.12%, a bit over the low of 2.09%. And in
flooding into bond funds this year through
Nov. 24.
With yields so low, the risk is that
they’ll rise, which means that bond prices
risk falling. Based on a five-year forecast,
You Shop what ought to be a violation of the truth

in labeling laws, the ICE BofA High Yield
Constrained Index stood at a record low
of 4.616%.
Those numbers prompted a call to Dan
Fuss thinks it reasonable that interest
rates will be higher than currently. Corpo-
rations are acting on that expectation,
issuing bonds now in anticipation of pay-
ing off current issues as soon as they can
Fuss, the ageless manager of the Loomis be called, he notes.
Sayles Bond fund (ticker: LSBRX), to see For investors, however, he doesn’t see
how he’s coping. “Not well,” he replied, the payoff for taking those risks. “The
only a bit facetiously. In the old days, he counterargument is, you’ll be good for
E-commerce ETF recalled, he could tell clients how good about two years, going out on the [yield]
things were after a rally, which he curve and taking credit risk. Would you
EBIZ
quipped, basically amounted to “same get on a plane with those odds?” he asks
bonds, new prices.” rhetorically.
By contrast, Fuss and every other bond Fuss admits that he gets unsolicited
manager has to confront the problem that input from shareholders in the $9.1 billion
reinvestment returns have plummeted. Loomis Sayles Bond fund, notably about
As a result, compounding of interest can’t maintaining the dividend, which yielded
work its magic to grow assets to meet the 2.68% as of Nov. 30. To that end, the fund
future needs of institutions such as pen- has a relatively expansive field of invest-
sion funds and endowments. “Toss in an ments it can play in. The equity securities
extra prayer for life-insurance companies, limit is up to 20% from 10% previously,
1 (888) 493-8631 which have long-term obligations” to while 35% can go to below-investment-
GLOBALXETFS.COM policyholders, he says. It isn’t a unique grade debt.
observation, but one that people have As noted here, the search for income
been wrestling with even before this has led Fuss to stocks with dividends that
year’s events. pay higher yields than the company’s
Investors aren’t compensated for the risk bonds. As an example, he notes that earlier
they assume, Fuss continues. Spreads—the this year Pfizer shares (PFE) yielded 4.2%
Beyond Ordinary ETFs TM
extra yield for riskier securities—are slim (compared with 3.79% currently), while he
in the corporate market. That’s true in recalls the pharma company’s debt yielded
Investing involves risk, including the possible loss of principal. The investable spreads between BB- and B-rated bonds “three and a fraction.”
universe of companies in which EBIZ may invest may be limited. The companies (the upper- and mid-tiers of the high-yield Asked about another recently bumped
in which the Fund invests may be subject to rapid changes in technology, intense market) or between BB+ and BBB- (the Dow Jones industrials member with an
competition, rapid obsolescence of products and services, loss of intellectual dividing line between high-yield and outsize yield, Exxon Mobil (XOM), Fuss
property protections, evolving industry standards and frequent new product investment-grade bonds). wasn’t enticed. He noted the oil giant’s
productions, and changes in business cycles and government regulation. “I assert, currently, that you are not latest asset write-down. “I won’t take you
getting paid for credit risk, and this is cer- through my climate-change speech,” he
Carefully consider the Fund’s investment objectives, risk factors, charges tainly a major consideration when you added.
and expenses before investing. This and additional information can be look at your portfolios,” Mark Grant, chief Nevertheless, Exxon topped a recent
found in the Fund’s full or summary prospectus, which are available at global strategist, fixed income, at B. Riley screen of high-yielding stocks, even
globalxetfs.com. Read the prospectus carefully before investing. Financial, similarly writes in his Out of though it was noted that a dividend cut
the Box note to clients. This bond-market probably is priced into the stock.
Shares of ETFs are bought and sold at market price (not NAV) and are not veteran puts the blame on the Fed That’s the problem with new highs. The
individually redeemed from the Fund. Brokerage commissions will reduce and other central banks for creating a way forward often is lower. B
returns. Distributed by SEI Investments Distribution Co. “borrower’s paradise” and a “fixed-income
investor’s hell,” by holding interest rates email: randall.forsyth@barrons.com
ST R E E T W ISE
Even people who buy and sell stocks for
a living are not very good at the selling part,
underperforming substantially, a study finds.
I Might Stink at
a fortune. done something big, rather than tak-
It will take more research to know ing a more rigorous approach.
why skill in selling is so rare, but So market timing is hard, and se-
there are some early clues. The re- lecting stocks to sell confounds even
Selling. A New Study

searchers report that portfolio man- the best. Now, Michael Hartnett, chief
agers in interviews talk about spend- investment strategist at Bank of
ing most of their time looking for America, says investors should get
stocks to buy, and regard selling as ready to do a little of both. Vaccines,
Shows I’m Not Alone.

something to do to free up money for he predicts, will bring a mirror image
new purchases. of this past March, when investors
Perhaps, the researchers theorize, reached maximum pessimism.
there is an “asymmetric allocation of “If we’re taking a vaccine and
cognitive resources” at work—that is, emerging from our caves and traveling
the portfolio managers are simply and going back to offices, there will
A
doing far more homework on their not be the need for monetary and fis-
top Wall Street strat- picking, but little on selling, so a paper purchases than their sales. There is cal stimulus,” Hartnett told me this
egist says we’re six that has been circulating for the past supporting evidence for that in the past week. The rollout of vaccines will
to eight weeks away year stands out. study: Sales that occurred near com- be unambiguous good news, of course,
from an excellent The founder of Inalytics, a firm that pany earnings reports, when portfolio but “in this bizarre place called Wall
time to sell stocks. measures investment skill, along with managers were presumably paying Street, it’s likely to create a moment of
But separately, a researchers from the University of close attention to fundamentals, were peak positioning,” he says.
study on selling Chicago, Carnegie Mellon University, associated with decent returns. Sales
W
shows that even professional money and the Massachusetts Institute of that were nowhere near earnings e’re not there yet. Hart-
managers stink at it. A notoriously Technology, studied more than four reports were largely flops. nett says that after an-
poor market timer, meanwhile, has By Jack Hough million trades made in nearly 800 Previous research from the field other six to eight weeks,
done it again, getting trampled by institutional portfolios from 2000-16. of behavioral research has shown that or 6% to 8% more up-
bulls last month. The traders weren’t ham-and-eggers; investors tend toward what’s called side for the stock market, the time will
You’ve heard of the Oracle of their average portfolio size was $573 loss aversion. They feel the pain of be right for investors to favor havens.
Omaha? Think of this guy as the million. losing money more deeply than the He recommends overweighting cash,
Whiffer of Westchester County, N.Y. “A striking finding emerges: While joy of gaining. That makes them hold inflation-protected Treasuries, and
Let’s take those in reverse order: there is clear evidence of skill in buy- losing trades for too long, so as not defensive stocks with sturdy divi-
Greetings from Westchester. ing, selling decisions underperform to give up hope, and sell winners too dends, including utilities, consumer
I had a foolproof market thesis. substantially—even relative to ran- soon, to keep good news from turning staples, and some real estate invest-
Stocks were sure to dive in November dom selling strategies,” the research- to bad. ment trusts. Gold, he says, will look
for three reasons. Virus cases were ers write. The selling study, however, showed good, too, after a pause to digest the
spiking. There was potential for an Think of that. People who buy and something different: Returns were cash it has attracted of late.
election dispute. Plus, stocks looked sell stocks for a living aren’t just particularly bad when portfolio man- But be prepared to be nimble. As-
pricey after soaring while the econ- unskilled when it comes to selling— agers sold extreme performers, both sets like these “obviously work much
omy limped—it’s not as if there was they’re the inverse of skilled. These good and bad, with relatively small better if there is a sustained down-
any risk of, say, the S&P 500 index aren’t chimps throwing darts at the weightings. It wasn’t tax harvesting at side,” Hartnett says. “I think more
posting its best November since 1928. financial pages. They are Ivy Leaguers work, because a majority of portfolios likely what you’re moving into is just
So I shifted some money from stock sticking darts in painful places. Poor were tax-sheltered. The researchers a very volatile, fat trading range.”
index funds to cash. selling hurts their returns by close to reckon that those particular sales Good luck to tactical investors who
It turns out that low interest rates two percentage points a year, on aver- represent managers simply choosing wish to follow that advice. I try to
and good news on vaccines are more age. Compounded over a career, that’s from low-conviction holdings that had limit my market-timing attempts to
important to the market than any of one a decade, and to offset the inevita-
that other stuff. The S&P jumped 11% ble drag on my returns by writing
for the month, the best since you- about my shame for money. The S&P
know-when. At least I ended up with BARRONS.COM/PODCASTS 500 trades at 23 times the record
a half-bonanza, because I am suspi- earnings generated in 2019, which
cious enough of my judgment to keep
from abandoning stocks altogether.
And thank heavens for the vaccines.
Barron’s Streetwise indeed seems pricey. But if I sold
again now, I’d probably miss out on
the best January for stocks since the
It turns out that better investors In a weekly podcast by Barron’s, columnist Jack Hough looks days of Dutch East India. Even the
than me struggle with selling deci- at the companies, people, and trends you should be watching. Whiffer of Westchester knows when
sions, especially where individual This is Wall Street like you’ve never heard before. Subscribe to walk away. B
stocks are involved. There is a vast to Barron’s Streetwise on Spotify, Apple Podcasts,
body of academic research on stock- or your favorite listening app. email: jack.hough@barrons.com
R E VIEW 30,218.26
Dow Industrials: +307.89
484.58
Dow Global Index: +7.21
0.97%
10-year treasury note: +0.13
High and Higher SHE SAID:

November ended with the Dow indus-
trials up 11.8%, the best month since “It’s essential we
January 1987, and the S&P 500 index
up 10.7%, its best November since 1928. move with urgency.
Bitcoin hit a high, and Zoom Video set
a record quarterly increase; yet shares Inaction will
fell, partly from fears of a postvaccine
normalization. Jobs grew in November, produce a self-
but barely. Stocks hit new highs, then
ebbed, then hit new highs. For the reinforcing
week, the Dow rose 1%, to 30,218.26;
the S&P 500 tacked on 1.7%, to downturn causing
3699.12; and the Nasdaq Composite
advanced 2.1%, to 12464.23. yet more
A Vaccine Beachhead devastation.”
Moderna asked U.S. and European
Treasury Secretary-nominee Janet Yellen
AMAZON THE BIG WINNER regulators to approve the use of its
Covid-19 vaccine. The Food and Drug
Online Owns THE NUMBERS

Administration will meet on Dec. 10 to
review data on the Pfizer and BioN-
Tech vaccine, which the U.K. has al-
The Holidays $277 T

ready approved for emergency use, and
on Dec. 17, for Moderna’s. Authorities,
meanwhile, warned of a Covid surge on
Estimate of total global debt in top of a surge. California locked down
2020, up $15 trillion from 2019 again. Hospitalizations set records, and
The initial data are in and Cyber Monday, the online ver- the death toll neared 280,000. Trump’s
sion of Black Friday, broke a record—though not by as
much as some predicted. Adobe says that Cyber Monday
sales hit $10.84 billion, rising more than 15% year over
year. That’s at the low end of the 15% to 35% range Adobe
17.6%
The percentage of workers
coronavirus czar, Scott Atlas, resigned.
Debating Relief
Treasury Secretary Steven Mnuchin
projected, but still the largest online shopping day in U.S. who had returned to offices and Federal Reserve Chairman Jerome there was no evidence of fraud.
history. Adobe now expects $184 billion in holiday-season on Nov. 25, down from 27.4% Powell appeared for two days of con-
online sales, down from a prior estimate of $189 billion. in mid-October gressional testimony. Front and cen- China Cards
Cyber Monday might just have lost some relevance in ter: Covid relief. Mnuchin had refused The House passed a bill banning listed
pandemic 2020. Many now enjoy fast internet connec-
tions at home—making online shopping easier—and
fewer may have waited for Cyber Monday because of a
holiday-shopping season that began in October.
$312
Amount spent by the average
to extend five Fed lending measures
past Dec. 31; the Fed, in an unusual
rift, protested. Mnuchin insisted he
had no choice; Powell disagreed and
companies that won’t allow U.S. audits,
which may force some Chinese compa-
nies to exit, adding to the administration
pressure campaign on China.
While Black Friday saw less discounting, especially shopper between Black Friday urged fiscal relief, which has been
among in-demand retailers, Cyber Monday deals held and Cyber Monday, down 14% bogged down in the Senate, although a Annals of Deal Making
steady from 2019. Needham’s Rick Patel writes that from 2019, on par with 2018 bipartisan group floated a $908 billion S&P Global said it would buy IHS
“many Cyber Monday promos were largely unchanged or relief bill that drew support. Markit for $44 billion, all in stock, the
45%
Illustration by Elias Stein; Alex Wong/Getty Images

mixed from last year.…Broadly, the changes in discount- largest deal of the year...General Mo-
ing to last year were subtle.” He highlights increased dis- The New Econ Team tors announced it wouldn’t take an 11%
counting for Revolve and Tapestry’s Coach and Kate Biden nominated Neera Tanden, chief stake in electric-truck maker Nikola,
Spade online, although discounting at full-price Coach, Fall in personal bankruptcies executive of the Center for American but would retain a fuel-cell supply
Ralph Lauren, and Abercrombie & Fitch stores in November, a 14-year low. Progress, to run the Office of Manage- agreement. Nikola also dropped plans
seemed to have pulled back from 2019. Commercial bankruptcies ment and Budget; Princeton labor for its Badger truck…Salesforce.com
With so much shopping moving online, Amazon- were up 40% for the month. economist Cecilia Rouse to head the agreed to pay $27.7 billion for messaging
.com was the big winner. The initial read from Numer- Council of Economic Advisers; and company Slack Technologies...
ator shows that Amazon captured nearly $1 for every To get Numbers by Barron’s former Federal Reserve Chairwoman Airbnb’s initial-public-offering filing
$5 spent over the period and had the highest share daily, sign up wherever Janet Yellen to be Treasury secretary. valued it at $30 billion, and DoorDash’s,
over the shopping weekend for the first time, deriving you listen to podcasts or at President Trump, meanwhile, still at $32 billion…In a compromise, OPEC+
more than half of e-commerce’s growth from higher- Barrons.com/podcasts insisted the election was rigged, even agreed to increase daily oil output by
income households. — Teresa Rivas as Attorney General Bill Barr said 500,000 barrels next month.
P R EV IEW Thursday The European Central Bank announces its Sign up for the Review &
monetary-policy decision. The ECB is expected
to keep its key interest rate unchanged at nega- Preview daily newsletter at
tive 0.5%, but it might announce new stimulus measures. Barrons.com/reviewpreview
Monday 12/7 of October, roughly even with the

September data.
Coupa Software and Toll Brothers
announce quarterly results.
Thursday 12/10
Ecolab hosts a webcast to discuss its
environmental, social, and corporate Adobe, Broadcom, Costco Whole-
governance, or ESG, strategy. sale, and Oracle host conference
calls to discuss earnings.
SL Green Realty holds its annual
investor conference for institutional Walt Disney holds an investor day
investors. to expound on its direct-to-consumer
strategies.
The Federal Reserve reports con-
sumer credit data for October. Out- The BLS releases the consumer
standing consumer credit, which to- price index for November. Expecta-
tals nearly $4.2 trillion, is on pace for tions are for 1.1% year-over-year rise,
a yearly decline for the first time in a while the core CPI, which excludes
RIDING HIGH WITH TESLA decade. volatile food and energy prices, is seen
gaining 1.5%. This compares with
Convertibles’ Blowout
The leading convertibles ETF
outpaced the S&P in 2020.
Tuesday 12/8
increases of 1.2% and 1.6%, respec-
tively, in October.
Winning Ways
AutoZone, Brown-Forman, and
SPDR Bloomberg Barclays
Convertible Securities ETF and
Chewy report quarterly earnings. Friday 12/11
S&P 500 index, 2019 to YTD 2020
Newmont hosts a conference call to The University of Michigan releases
75% announce its 2021 financial guidance its Consumer Sentiment Index for
Convertibles, hybrid securities that offer the security of a SPDR ETF and discuss its longer-term outlook. December. Consensus estimate is for a
bond and the upside of a stock, are having a blowout year. 50 S&P 500 76.3 reading, slightly below Novem-
“The convertible market in 2020 has experienced the good Salesforce.com holds its annual ber’s 76.9.
version of the perfect storm,” says David King, co-manager 25 investor day.
of the $2 billion Columbia Convertible Securities fund, The BLS releases the producer price
which was up 39% through November. 0 The National Federation of Inde- index for November. Economists fore-
The largest convertibles exchange-traded fund, the $6 bil- pendent Business releases its Small cast a 0.1% month-over-month bump,
lion SPDR Bloomberg Barclays Convertible Securities, -25 Business Optimism Index for Novem- after a 0.3% rise in October.
is trading at $79 and has returned 45% so far in 2020. Con- ber. Consensus estimate is for a 103
vertible returns are the highest since 2009, topping the S&P 2019 ’20 reading, slightly less than the Octo-
500 index, which is up 15% year to date, and junk bonds, ber figure. The index currently Coming Earnings
Consensus Estimate Year ago
which gained 4.2% through the end of November. Power Train stands at a postpandemic high. M
The strength in the $325 billion sector reflects many fac- Casey’s General Store (Q2) $2.75 $2.21
tors, notably the rise of Tesla, which has the largest weight- Nearly half of convertible perfor- Smartsheet (Q3) -0.14 -0.21
ing in U.S. convertibles at 9%. Tesla accounts for half of the mance came from Tesla stock’s
performance in 2020.
Wednesday 12/9 Stitch Fix (Q1) -0.16 0.00
36.6% return on the ICE BofA U.S. Convertibles index Toll Brothers (Q4) 1.23 1.41
T
through November. Its largest convertible issue, a 2% bond Tesla Shares, YTD 2020 Campbell Soup reports first-quarter AutoZone (Q1) 17.40 14.30
due in 2024, has risen more than sixfold to $938—its face $600
fiscal-2021 results. More Earnings on Page M36.
value is $100. Tesla stock is up sevenfold to $590.
There have also been big gains in reopening stocks like Agilent Technologies and Lowe’s Consensus Estimate
Day Consensus Est Last Period
Carnival,Southwest Airlines,Lyft, and Pioneer Natural 400 hold investor meetings. M October Consumer Credit $17.0 bil $16.2 bil
Resources that sold convertibles to shore up balance sheets T Q3 Productivity 4.9% 4.9%
when the economy plunged. King notes that the sector also Starbucks hosts its biennial investor W October JOLTS Job Openings 6,436,000 6,436,000
TH November CPI 0.10% 0.00%
benefited from stay-at-home companies like Way- day.
Illustration by Elias Stein
200 November Treasury Budget -$200.0 bil -$284.1 bil

fair,Chewy,Etsy, and Zillow that also issued convertibles. F November PPI 0.10% 0.30%
Michael Youngworth, BofA Securities’ head of global The Bureau of Labor Statistics re- Michigan Sentiment - p 77.0 76.9
convertible strategy, says that convertibles have been 0 leases the Job Openings and Labor Unless otherwise indicated, times are Eastern. a-Advanced;
driven by the “asymmetric” nature of the market: “Con- Turnover Survey, or JOLTS, for Octo- f-Final; p-Preliminary; r-Revised Source: FactSet
2020 For more information about coming economic reports

vertibles capture more return on the upside than on the ber. Economists forecast 6.44 million - and what they mean - go to Barron’s free Economic
downside.” — Andrew Bary Source: FactSet job openings on the last business day Calendar at www.barrons.com
“At the end of the day, the message is

FOLLOW-UP
clear. Be disciplined about price, don’t
overreact to headline news and be a A Cloudy Forecast for
long-term investor.”
- Jim Cullen, Chairman & CEO

Salesforce and Slack
By ERIC J. SAVITZ is used by a devoted set of corporate sales
teams. The deal comes at a substantial
S
alesforce.com helped bring soft- cost, though, including about $16 billion in
ware into the cloud era, and now the cash. That’s far more than Salesforce has
High Dividend Value Equity company is once again trying to on hand, so the company plans to lever up.
leave its mark. In agreeing to buy For the deal to make sense, one has to
Slack Technologies for nearly $28 billion believe Slack truly transforms Salesforce,
in cash and stock, Salesforce is making one giving the company access to new catego-
Enhanced Equity Income of the priciest deals in tech history—and ries and an improved competitive position
investors aren’t thrilled. against Microsoft, which has its own set of
Salesforce has lost about 15% of its sales tools.
value, roughly $37 billion, since Nov. 25, Salesforce’s chief operating officer, Brett
Value Equity when The Wall Street Journal first re-
ported that Salesforce (ticker: CRM) and
Taylor, told Barron’s that the transaction
comes as digitization of the economy is
Slack (WORK) were in merger talks. accelerating. “The world after Covid will
Analysts expect Slack to generate $890 be a lot different than it was in 2019,” he
million in revenue this fiscal year, which says. “It changes what it means to grow
International High Dividend means Salesforce is paying more than 30 your business, to sell from anywhere, to
times sales for the communications plat- provide customer service from anywhere.”
form. That’s a hefty price tag when you Slack, he says, offers Salesforce a unique
consider IBM (IBM) paid only 10 times opportunity to “navigate the new normal.”
Emerging Markets High Dividend sales for Red Hat, an open source software “Slack was the first company I ever saw
firm, in 2018. That deal came to $34 billion that really defined a new way of working,”
and remains the largest in software history. Taylor says. “It’s a transformational deal.
Barron’s laid out a long-term bullish This will be one for the history books.”
case for Slack in June 2019, shortly before Slack CEO and co-founder Stewart But-
the company went public through a direct terfield will continue to run the company
listing. Slack’s first-ever trade came at as a stand-alone business. He’s no small
$38.50, but the stock was below $30 when asset. The serial entrepreneur has built
the Journal reported Salesforce’s interest. multiple companies, including the photo
Ultimately, Salesforce is paying $45 for site Flickr, which was sold to Yahoo! for
every Slack share, meaning early investors $25 million in 2005. Butterfield is among
made a decent, though not great, return. the most respected CEOs in cloud software
For further information, please contact Schafer Cullen Capital Management For Salesforce shareholders, the payoff and at 47 is almost a decade younger than
is a bit less clear. Slack had sales of $235 Salesforce CEO Marc Benioff. It’s possible
212.644.1800 • info@schafer-cullen.com • schafer-cullen.com million in its just-reported third quarter, Salesforce has found itself Benioff’s suc-
up 39% from a year ago, and it reported cessor.
one penny a share in adjusted profit, its And yet, investors are disgruntled. Citi
first profitable quarter. But Slack is no- analyst Walter Pritchard cut his rating on
Schafer Cullen Capital Management is an independent investment advisor registered under the Investment where near sustained profitability. Slack’s Salesforce to Neutral from Buy after the
Advisers Act of 1940. This information should not be used as the primary basis for any investment decision growth has been slowed by intense compe- deal was announced. He thinks Salesforce
nor, should it be construed as advice to meet a particular investment need. It should not be assumed that any tition from Microsoft (MSFT), which could have simply teamed up with Slack,
security transaction, holding or sector discussed has been or will be profitable, or that future recommendations bundles its rival Teams software with the rather than spending so much on a com-
or decisions we make will be profitable or equal the investment performance discussed herein. A list of all Office 365 productivity suite, effectively pany facing intense competition. He also
giving it away free. thinks the deal raises questions about
recommendations made by the Adviser in this strategy is available upon request for the 12 months prior to the
Salesforce thinks it can rev up Slack’s Salesforce’s own growth outlook. Prit-
date of this report. growth by plugging the communications chard’s bottom line: “We don’t think Sales-
service into its own software suite, which force needed to buy this.” B
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Airbnb: A Hot Property

scarcity value, brand power, and global times revenues,” he said on his Prof G
opportunity at a time when investors podcast last month.
regularly value exciting growth com- At the top of the pricing range of
panies at considerably more than 10 $50 a share, Airbnb would be valued
times annual sales. at around seven times estimated 2021
With Room to Grow Its IPO, which is due to price on

Wednesday, looks digestible at under
$3 billion at the top of the pricing range
and assuming an offering of roughly 57
million shares. That’s less than 10% of
sales of $4.3 billion. Revenue is ex-
pected to total $3.3 billion this year,
down 31% from 2019, but rise 30% in
2021 and another 40% to $6 billion in
2022, Cordwell estimates.
the 601 million shares outstanding. The Airbnb valuation is above that
The online home-sharing platform, which will soon go public, is poised to benefit when (Another 40 million shares are linked of lodging leaders Marriott Interna-
travel rebounds. Traditional lodging companies should beware. to deep-in-the-money options and tional (MAR) and Hilton Worldwide
soon-to-vest restricted stock.) All this Holdings (HLT), which are valued at
should prompt strong demand, and three to four times estimated 2021
Airbnb’s share price could end the sales, but below that of Booking,
week appreciably above $50. whose strength is European hotel
Cordwell has already begun cover- bookings and is valued at around eight
age, with an Overweight rating and a times estimated 2021 sales.
price target of $75 a share. He projects One knock against Airbnb has been
about $1 billion of earnings before in- that its free-spending ways resulted in
terest, taxes, depreciation, and amorti- a sizable loss last year despite strong
zation, or Ebitda, for 2023, when he revenue growth. Sales rose 33%, to
sees earnings of 40 cents a share. The $4.8 billion, in 2019, but the company
IPO should benefit from what lost $674 million as it spent heavily on
Cordwell calls a “scarcity of secular sales and marketing and building its
growth stories in online travel.” Chinese business.
Airbnb has 5.6 million listings in When the pandemic hit, the com-
100,000 cities in 220 countries and pany had to borrow $2 billion at a
regions, with more than half of its reve- steep average rate of nearly 10% and
nue from outside the U.S. Those listings give its lenders valuable equity war-
include 3,500 castles, 2,600 tree rants now worth $200 million. Yet this
houses, and 140 igloos, as well as rooms has chastened Airbnb, which is now
and houses. In 2017, Airbnb paid $200 more focused on profitability.
million for Luxury Retreats, now Another worry has been the com-
Airbnb Luxe, which has rentals for as pany’s relationships with local govern-
much as a few thousand dollars a night. ments that may have concerns about
The company skews younger than taxes and the quality of life in residen-
sites geared toward vacation rentals. tial neighborhoods. These issues, how-
Millennials account for the bulk of its ever, appear manageable.
business, and its average daily rate is Airbnb is now a leaner, better-man-
By ANDREW BARY Airbnb, which will trade under the Airbnb isn’t the only around $130 a night. aged business. Sales and marketing
A
ticker ABNB, to rebound more quickly big IPO this coming Scott Galloway, a New York Univer- expenses are down by about $1 billion
week. DoorDash will
irbnb could be one of the than traditional lodging companies. make its debut, but sity marketing professor and tech en- annualized since the pandemic. After
hottest initial public offer- Airbnb reported an after-tax profit of Eric J. Savitz says trepreneur, has said that Airbnb would the IPO, it is expected to have about $4
investors should be
ings of the year. $219 million in the third quarter, com- wary. See Tech
be worth over $100 billion by the end billion in net cash.
The company has be- pared with a loss of $576 million in the Trader, page 37. of 2022, which would translate into a Its well-timed IPO could be a hit,
come synonymous with second quarter. price of about $150 a share. “If Airbnb forcing investors to decide whether
the home-sharing and With its asset-light business model trades like a story stock, and it will, we they want to pay up for one of the best
rental concept that it pio- and global presence, the company is could see Tesla-like multiples of 15 travel franchises. B
neered more than a decade ago. And poised to benefit from a rebound in
despite competition from online travel travel. While the current quarter is
operators Booking Holdings (ticker:
BKNG) and Expedia Group (EXPE),
expected to be weak amid a worldwide
resurgence of Covid-19, investors are
The Inn Crowd
How Airbnb stacks up against online travel operators and lodging leaders.
which runs the Vrbo site, it remains looking toward 2021 and 2022, when
the industry leader. the world should normalize with wide- Recent YTD Market 2020E 2021E 2021E 2021E
Illustration by Ben Mounsey-Wood

“It’s the Apple of travel,” says James spread vaccinations. Company / Ticker Price Change Value (bil) Rev (bil) Rev (bil) EPS P/E
Cordwell, an Atlantic Equities analyst. The proposed market value of Airbnb / ABNB $50* N/A $30.1 $3.3 $4.3 -$1.59 N/A
“Like Apple, Airbnb’s brand-building Airbnb—around $30 billion at the top
Booking Holdings / BKNG 2,096.63 2.1% 85.9 6.8 10.4 57.64 36.4
approach and design of its app have of the proposed pricing range of $44 to
helped foster a sense of community $50 a share—isn’t cheap based on tra- Expedia Group / EXPE 127.35 17.8 18.0 5.4 7.9 0.77 164.5
and connection among users.” ditional financial measures like earn-
Hilton Worldwide / HLT 109.16 -1.6 30.3 4.6 7.0 2.10 51.9
During the pandemic, risk-averse ings and sales.
travelers have favored private homes But its valuation looks reasonable Marriott Int’l / MAR 132.32 -12.6 42.9 10.8 14.9 2.51 52.6
over hotels, and that has enabled given the company’s market position, *High end of estimated pricing range. E=Estimate; N/A=Not applicable. Sources: Bloomberg; company reports; Atlantic Equities
value returning about 9%, compared yielding about 9%, has returned about
with 2% for growth. minus 40% this year, though it’s up
The initial vaccine news and some double digits since early November.
other major positive headlines since The energy company has maintained
then have been catalysts for value its quarterly dividend at 87 cents a
stocks, which are closely aligned with share, opting not to increase it for the
dividend-paying stocks. If a stock has first time since 1982.
a high yield, it can signify that it has It’s important, Golub says, to make
sold off considerably. distinctions among the different quin-
“The stocks that tend to have these tiles of dividend yielders from the
higher dividend yields tend to be lower highest to the lowest. But he urges
P/E stocks, and certainly they do tend caution with the highest-yielding
to be concentrated in some sectors that stocks today. “If you want to go and
are more value-based,” says Senyek, buy a high-dividend company, buy
pointing to financials and energy as something that’s yielding 3% to 5%,”
examples. Valuations remain stretched he says. “Those are high-yield plays,
on utility stocks, which tend to pay but they are not as speculative” as
dividends, making it harder to put higher-yielding stocks.
them in the value bucket. Take Coca-Cola (KO). While it
Senyek in his research looks at the doesn’t fit the definition of a classic
top quintile, or 20%, of U.S. stocks in value stock, given its price/earnings
terms of yield. That’s 1,000 compa- ratio of 24.6 on next year’s FactSet
nies, and their average yield is 3.5%. consensus profit estimate of $2.11 a
While it’s a good representation of share, Coke attracts a lot of income
dividend stocks, it doesn’t cover the investors with its steady stream of
Value Stock Rally Buoys

entire universe. dividends. Haverford Trust has held
Those higher-yielding stocks tend it since 1979.
to be more beaten down than lower- Coke recently yielded 3.2%, double
yielding names; hence, their value the S&P’s average of about 1.6%, and it
bent and their better recent perfor- has maintained its quarterly disburse-
Dividend Payers’ Returns mance during the rotation out of

growth stocks. “The [stocks] with the
very highest dividend yields are al-
most exclusively driven by large price
declines or a concern that this com-
ment this year at 41 cents a share.
Since Nov. 6, Coke shares have re-
turned 5.2%, compared with an 8.6%
decline from the beginning of the year
through Nov. 6.
pany may not be able to continue to Stocks such as AT&T (T), Pruden-
continue? pay that dividend,” says Jonathan tial Financial (PRU), Gilead Sci-
Income investors finally get some “Dividend yield as a strategy won’t Golub, chief U.S. equity strategist at ences (GILD), and HP Inc. (HPQ),
price appreciation to go along with work unless value as a broader strat- Credit Suisse. with their single-digit P/Es on 2021
their yield, but strategists are split egy outperforms,” says Chris Senyek, Exxon Mobil (XOM), for instance, profit estimates, hew more closely to
chief investment strategist at Wolfe is among the highest-yielding names the traditional picture of a value stock,
on whether the run-up can go on Research. “As goes value, so goes in the S&P 500 index and also the as the accompanying table shows.
dividend yield.” subject of much debate among inves- Still, the question remains of how
A stock’s total return combines tors about the sustainability of its divi- sustainable the nascent value rotation
By LAWRENCE C. STRAUSS two sources, one from dividends and dend. The stock, which recently was will be.
I
the other from price appreciation.
ncome investors who came Over time, they can work hand-in-
for the dividends are finally hand to generate returns. Price ap- At Last
starting to see some of what preciation, however, was in short The market’s recent rotation into value names has been a boon for many dividend
they’ve stuck around for supply for many dividend-paying stocks, especially since the positive Covid vaccine news starting early last month.
during a turbulent year: stocks this year before Nov. 9. “Dividend
price appreciation. That was when Pfizer (PFE) and 2021E Total Return
Earlier in the pandemic, BioNTech (BNTX) announced that yield as a Recent Dividend Market P/E Jan. 1- Nov. 6-
Company / Ticker Price Yield Value (bil) Ratio Nov. 6 Nov. 30
many companies cut or suspended their Covid-19 vaccine in development strategy Altria Group / MO $39.83 8.6% $74.0 8.7 -20.2% 6.9%
their payouts to save cash. And even was more than 90% effective. “What
for those firms that maintained or began as a gradual rotation into value won’t work AT&T / T 28.75 7.2 204.9 9.0 -25.0 4.8
Prudential Financial / PRU 75.62 5.7 29.9 6.5 -29.0 20.7
increased their dividends, stock gains stocks really accelerated when Pfizer’s unless value KeyCorp / KEY 15.46 4.6 15.1 11.5 -34.0 22.0
were hard to come by, as investors news came out,” says Hank Smith,
favored a narrow slice of growth stocks head of investment strategy at Haver- as a broader Gilead Sciences / GILD 60.67 4.5 76.1 9.2 -6.4 2.7
Illustration by L.J. Davids
U.S. Bancorp / USB 43.21 3.8 65.1 13.7 -31.6 10.3

and certain companies that don’t pay ford Trust. strategy HP Inc. / HPQ 21.93 3.5 30.1 8.4 -3.7 13.9
dividends, notably Facebook (ticker: From Dec. 31 of last year through
FB) and Amazon.com (AMZN). Nov. 6, the Russell 1000 Value Index
outperforms.” 3M / MMM 172.73 3.4 99.6 18.3 -5.0 6.9
PNC Financial Services Group / PNC 138.07 3.3 58.5 17.8 -25.1 20.4
Now, thanks to the recent rotation returned about minus 8%, versus plus Chris Senyek,
chief investment Coca-Cola / KO 51.60 3.2 221.7 24.6 -8.4 5.2
into value stocks, dividend stocks are 31% for its growth counterpart. It has strategist at
hot. The question now: Can the gains reversed since Nov. 6, however, with Wolfe Research E=Estimate; Total return combines dividends and stock price appreciation; Data as of Nov. 30. Source: FactSet
Dennis DeBusschere, chief portfolio

and quantitative strategist at Evercore
H O W D O YO U
ISI, says the move into value stocks has
legs for the time being, “as long as vac-
cine sentiment remains positive.”
M A N AG E R I S K Pointing to “extremely low invento-
ries, a strong housing backdrop, $1 tril-
THROUGH lion in accumulated savings from the
consumer, and a Fed that is going to keep
BOTH CHAOS real rates negative,” DeBusschere thinks

that there could be “a mini economic
boom in the back half of 2021.”
AND CALM? “That combination [of catalysts] is
powerful, and I don’t think people have
internalized that yet,” he adds.
Golub, however, isn’t so sure about the
durability of the value rally. He pointed out
in a Dec. 1 note out that the rally has been
driven by four particular trading sessions
since Nov. 9—three Mondays with positive
vaccine news and the Tuesday when word
circulated that President-elect Joe Biden
would nominate former Fed chief Janet
Yellen as Treasury secretary.
On the four trading sessions with those
positive news developments last month,
S&P 500 dividend stocks in the highest-
yielding quintile rose 26%. Excluding
those four days of outsize gains, those
stocks returned minus 2.8% in November.
If the market “is only responding to mas-
sive outlying positive news, then it makes
you question how long this will go on for,”
Golub says.
Senyek points out that “dividend-pay-
ing companies with consistent dividend
increases” have stood out this year
against other dividend strategies. The
S&P 500 Dividend Aristocrats, for ex-
ample, have returned about 7.5%, though
they were only up about 1% through
Nov. 6. (For more on the Aristocrats,
which have paid out a higher dividend
for at least 25 straight years, see the In-
You can’t control the changing tide come Investing column on page 38.)
of the markets, but we can help you Meanwhile, Smith of Haverford Trust
navigate it. CME Group helps you calls this environment an “an excep-
tional opportunity for investors to own
manage risk and capture opportunities
high-quality companies with good pros-
across all major asset classes. We pects that pay better than bond yields.”
deliver nearly one billion data points One of the firm’s strategies focuses on
daily, informing the insight you need stocks with above-average yields, such
to refine your trading strategy. For as Home Depot (HD) at 2.2%, PepsiCo
taking advantage of opportunities (PEP) at 2.8%, and money manager
BlackRock (BLK) at 2%. The strategy,
in all market environments… which yields 3.2%, has returned about
CME Group. 3% this year.
Even if the value rally continues,
Golub warns against chasing the highest
V I S I T C M E G R O U P. C O M /AC T I O N
yielders. “Under normal circumstances, a
dividend-yield strategy is a defensive
Derivatives are not suitable for all investors and involve the risk of losing more than the amount originally deposited and any profit you might have made. strategy for people thinking about long-
This communication is not a recommendation or offer to buy, sell or retain any specific investment or service. Copyright © 2020 CME Group Inc. All rights reserved. term stable income,” he says. But “when
you leave a recession, these stocks be-
come very cyclical and speculative.” B
BlackRock Has
months, says Lewis Piantedosi, Eaton’s
co-director of growth equity, which
owns BlackRock in its tax-managed
growth fund. BlackRock thinks that
Aladdin’s addressable market is $8
Soared. Why billion. BlackRock charges fees on as-

sets managed on Aladdin, though the
percentage falls as assets grow. And
the firm is adding Aladdin products,
There’s Upside
including software to let investors mea-
sure climate risk in their portfolios.
Then there’s sustainability. Black-
Rock CEO Larry Fink has pledged to
put sustainability at the heart of the
firm’s investment process and urged
companies to adopt stakeholder capi-
The stock of world’s biggest asset manager, up 42% talism. The firm’s suite of sustainable
this year, looks primed for long-term gains funds have buoyed flows and attracted
assets from other managers.
BlackRock’s New York headquarters: global scale and an increasingly diverse business Still, BlackRock is hardly perfect: It
has been criticized for large holdings of
By LESLIE P. NORTON years, and it now makes up 6% of the year, net inflows were $264 billion, fossil-fuel stocks in passive index strat-
T
assets in their accounts. Papp says that bringing assets from $7.4 to $7.8 tril- egies and for voting too frequently with
he stock market has had an BlackRock stock may level off to “grow lion. However, iShares accounted for management on climate-risk disclo-
amazing year—and so has into its current valuation.” But, he 40% of those inflows. Bond funds sures. And BlackRock has said that it
BlackRock, the world’s adds, “We’re retaining everything we were also surprisingly popular, as needs to do better on equality and
largest asset manager. have, because two to three years from insurers and other institutions loaded promised to boost the number of Black
As stocks snapped back now, it will be substantially higher.” up on bond ETFs during the pan- employees and leaders.
from pandemic lows, Black- Papp sees earnings growing around demic because they could price them, In a Barron’s interview, President
Rock (ticker: BLK) has 10% annually for the next three years, unlike individual bonds. Rob Kapito ticks off the firm’s
notched a 42% gain for the year to a even if the multiple doesn’t budge. BlackRock believes that iShares has strengths: “At all times, keeping alpha
recent $718. That easily beats the S&P That suggests a 25% to 30% gain in lots of headroom: ETF penetration in at the heart of BlackRock, delivering the
500 index, up 14%, as well as money the stock over that period. equities is just 5%, and in global bonds, whole portfolio solution to clients, and
managers like T. Rowe Price (TROW), BlackRock has a lot of strengths: a 1%. BlackRock, with about 35% of the becoming the leader in sustainability.”
up 23%; Invesco (IVZ), down 1%; and Growing Giant raft of strong earnings drivers, includ- ETF industry, thinks ETFs will grow in Kapito believes that money-
Franklin Resources (BEN), off 12%. ing growth in its $2.3 trillion iShares the mid teens annually. management consolidation can also
Nearly a third
Can BlackRock shares keep up the exchange-traded funds franchise, with While BlackRock is often seen as a boost flows: “Large-scale integrations
of BlackRock
pace? The firm’s performance didn’t powerhouses like the iShares Core giant index-fund provider, it has lots of aren’t easy,” says Kapito. “We feel
assets are in
come out of nowhere. With its global S&P 500 (IVV) and iShares Core actively managed funds, too. Here, per- we’re going to gain market share
exchange-traded
reach, massive scale—at nearly $8 tril- U.S. Aggregate Bond (AGG); in- formance has been strong: Over the from this disruption being created.”
funds.
lion in assets—and products across the creased fees from actively managed five-year period ended in the third For 2020, analysts on average ex-
investment spectrum, BlackRock looks and bond funds; a fast-growing risk- quarter, 86% of taxable fixed-income pect BlackRock to earn $4.9 billion, or
positioned for long-term growth.
And the fact is, BlackRock fared
$2.3 T management platform, Aladdin; and
a big push into sustainable investing.
funds beat benchmarks or peers, while
80%-plus of equity funds did, as well.
$31.97 a share. For 2021, they see $5.3
billion in earnings, or $35.08 a share,
well in markets struggling with a And it’s growing While Morningstar thinks that Then there are alternatives, critical and for 2022, earnings of $5.8 billion,
range of uncertainties. Now, with fast. BlackRock’s most U.S. asset managers will find it to delivering performance in a low-yield or $39.23 a share.
some of the issues linked to the iShares ETF busi- hard to boost assets in the next five to world. The $2.9 billion BlackRock Evercore ISI analyst Glenn Schorr
pandemic and the election waning, ness rose 9% in 10 years, it sees BlackRock rising 3% Systematic Multi-Strategy fund rates BlackRock stock Outperform and
the stock could catch a tailwind as the first three to 5% annually over that span. (BAMBX) has beaten its rivals over the calls it “my No. 1 or No. 2 favorite asset
analysts begin to adjust their growth quarters of 2020. In the first three quarters of the past five years, with a below-average manager. We’re at this magical point of
expectations for the coming two years. expense ratio. Partly because of its 25% the year when people’s price targets
True, BlackRock carries a hefty allocation to private assets, BlackRock shift from 2021 estimates to 2022 esti-
price/earnings ratio. At 18 times 2022 When Bigger Is Better Capital Allocation Trust (BCAT) mates.” Given the market’s strength, he
earnings forecasts, its shares are BlackRock’s assets and share price have climbed in raised $2 billion this fall. argues, estimates should move higher,
pricey compared with T. Rowe Price’s tandem for the past decade. All of this leads to fatter fees. In the lifting price targets. BlackRock is more
14 times and Franklin Resources’ third quarter, base fees jumped 8%, than just the stock market; it’s also
Stock Price, ticker: BLK
Assets Under Management
eight. But bulls believe that BlackRock $10 trillion $750 against 3% a year earlier. growing quickly and putting its mas-
deserves the S&P 500 multiple of 20, 8 600 Next there’s Aladdin, which gener- sive scale to work.
which would put the stock at $800. ates about $1 billion of the firm’s esti- But what about that multiple?
Jeenah Moon/Bloomberg
6 450
And even if that multiple expan- mated $16 billion in revenue and is Deutsche Bank’s Brian Bedell is a bull
4 300
sion doesn’t occur, Harry Papp, CEO growing at a double-digit clip. Some with a $795 target. “The No. 1 reason
of L. Roy Papp & Associates, an Ari- 2 150 250 firms, including BlackRock rivals is there’s organic growth,” says Bedell,
zona investment advisor, is hanging 0 0 like Capital Group, are clients. Eaton “which is by far the most important
on. Papp has seen swings before: His 2010 ’11 ’12 ’13 ’14 ’15 ’16 ’17 ’18 ’19 2020 Vance (EV) uses it for bonds and plans metric because other firms have been
clients have owned BlackRock for 10 Sources: Bloomberg; company reports to introduce it in equities in coming losing [assets].” B
20 BARRON’S Decemberr 7, 2020 BARRON’S 21
Inside
Envisioning
Karen Karniol-Tambour
P. 22
Niall Ferguson
P. 24
Jens Nordvig
P. 24
Louis-Vincent Gave
P. 26
Post-Covid
Afsaneh Mashayekhi
Beschloss
the
P. 27
Mark Schneider
P. 27
Adam Tooze
P. 28
World
Marc Lasry
P. 29
Stephanie Kelton
P. 31
Jim Rogers
P. 32
Richard Thaler
P. 32
12 investors, The postpandemic world is at once so near and un-

bearably far away. Will it resemble the world we knew, or
These edited interviews cover a wide range of subjects,
from markets and geopolitics to Bitcoin and sports. They
“If people are risk-
tolerant and afraid
look strikingly different? Which issues and attitudes will also highlight some shared concerns among our subjects,
economists, animate us and inform our choices in the next year and
beyond? What, if anything, will we have learned from
chiefly regarding runaway debt, China’s ascendance, the
impact of climate change, and government’s unprepared-
of being out of the
and academics this annus horribilis about the behavior of people, govern-
ments, and markets?
ness to deal with future crises. One theme looms largest,
however, for reasons beyond dispute: No matter its poten-
market, they buy
aggressively, in which
size up the With the seemingly imminent rollout of Covid-19
vaccines, and the promise they hold for a return to “nor-
tial perils, the post-Covid world can’t come soon enough.
case you can’t find any
malcy,” it’s time to ask those questions—and start gather-
challenges and ing answers. And that’s just what Barron’s did in a series
of recent interviews with a dozen investors, economists,
HOWARD MARKS
Co-Chairman, Oaktree Capital Management
bargains. That’s where
we are now. That’s what
opportunities and academics.
You might recognize some—the historian Niall Fergu-
Los Angeles
the Fed engineered by
ahead. son, Wall Street legend Howard Marks, and behavioral
economist Richard Thaler, for instance—while others,
such as Karen Karniol-Tambour, a top executive at
Barron’s: What’s the biggest question we’ll face when
the Covid-19 pandemic winds down?
Howard Marks: The rate at which we’ll return—and the
putting rates at zero.”
Bridgewater Associates, and Jens Nordvig, proprietor of extent to which we’ll return—to our prior behavior. My Howard Marks
Exante Data, an economic and financial forecasting firm, guess is we’ll go a good bit of the way back to what used
By LAUREN R. RUBLIN may be less familiar, for now. You might agree with some, to be business, or life, as usual. For the most part, life
and vehemently disagree with others, but we think you’ll won’t be fundamentally changed. The things that you or Photograph by
find all of their comments worth reading. I now would consider out of the question, like going to XAVIER GUERRA
the movies, a sporting event, or a party, will become Fear of missing out has taken over from the fear of losing where interest rates are zero and you’ve already printed
commonplace again once the disease is under control. money. If people become ultra-risk-averse, that’s how you a lot of money, the most valuable thing you can do to get
get great bargains. Because they’re risk averse, they won’t the economy moving is what we call Monetary Policy 3,
What are the most important policy issues coming buy. They sell at low prices. But if people are risk-tolerant or MP3: You need to have coordinated monetary and
out of the pandemic? and afraid of being out of the market, they buy aggres- fiscal policy. They can be extremely effective together,
I hope we will be discussing preparedness, because it sively, in which case you can’t find any bargains. That’s but there are huge implications for investors.
seems we were unprepared for this pandemic in terms of where we are now. That’s what the Fed engineered by The most important mechanism that underlaid every-
personal protective equipment and other things. Public putting rates at zero. thing in the past 60 to 70 years was that monetary policy
health has been starved for resources in the past decade worked through interest rates. Now it doesn’t. The most
or two, and I hope we’ll double down on that, because we You’re not a stock picker, but do parts of the stock direct implication [relates to] asset allocation. The stan-
could easily have another pandemic or virus that threat- market look appealing? dard investor owns a stock/bond portfolio that’s some-
ens to be a pandemic. During the pandemic, my son and his family have been thing like 60/40. Historically, most of the risk was in
Also, the pandemic has been much harder on some living with us. He loves growth stocks, and has con- stocks, and bonds were a growth diversifier. If growth
socioeconomic groups than others, and I hope that will vinced me that the ones that perform as expected are slowed and the market underperformed, you had the
continue to get attention. On the other hand, I hope the probably cheap or certainly reasonable. But we won’t backstop of monetary policy; lower rates meant that
dissatisfactions of all groups that expressed their senti- know that for 10 or 15 years. bonds would perform well. That basically stops working
ments, especially through the last election, will get atten- Take one of the great tech companies; let’s not be spe- when bond yields are so low that they can’t fall much
tion. There is a big group in the middle of the country that cific. People think it will grow its revenues at maybe 15% further to offset a large decline in stock prices.
thinks it hasn’t received enough attention from presidents a year for 15 years. That company also has the ability to
of both parties. That’s a big issue, because we don’t want to increase its profit margins if it wants to. If it does both, What offers the best diversification today?
go forward forever as if the U.S. is two different countries. earnings will multiply many times. The companies that [Central-bank policies] will create enough liquidity that
can do what is expected of them will probably make peo- assets such as gold and inflation-linked bonds will proba-
What other important policy issues need attention? ple a lot of money, even from these prices, as long as you bly still be good to hold. And if they do well and succeed,
Having enough economic growth to support job growth. get the right ones. then stocks will do great, so you don’t have to worry.
We’re in a lower-growth mode than we’re used to. This On the other hand, when you look at the nontech
country and the world grew at a great rate in the latter companies, there are a lot of areas where business mod- What does more fiscal spending mean for investors?
half of the 20th century, and the outlook is for less els are severely challenged by the pandemic and other The fact that the U.S. election resulted in less of a Demo-
growth than that. Then we’ll have the increasing effects trends. If you can find among those companies some cratic majority in Congress and a Democratic president
of automation and digitization. As a combined result, where the reality isn’t going to be as bad as the expecta- would have mattered so much less at any other point in
we’ll have fewer jobs. I worry about where the American tion, then you can make money in those holdings. It is all history. Now it is extremely important because the ability
whose main asset is a strong back is going to find work, a matter of looking for situations where the merits are to get legislation passed is so important if fiscal policy is
because we don’t need that many laptop operators. underestimated by investors. more important than it has been in 70 years. Politics mat-
You have to worry about our debt load, as well. What ters more to the market because fiscal policy is the most
are the long-term ramifications of what the Federal Re- How do other asset classes compare on a relative- powerful lever. There are also structural reasons [for poli-
serve and Treasury have been doing by piling up addi- value basis? tics to matter] if we look at the global competition with
tional deficits and debts? I don’t have an answer, but you The capital-market line includes Treasuries, high-grade China. So much of what drives China’s economy is [gov-
can’t inject trillions of liquidity into the economy, as we’ve bonds, high-grade stocks, high-yield bonds, aggressive ernment] policies—and a top-down industrial policy. It is
been doing this year, and not have an effect. stocks, and private equity. There is a progression. As you hard to see how that doesn’t permeate other countries.
increase the perceived risk, you increase the expected re-
Turning to investing, what is your big-picture view? turn. But then the Fed lowered the risk-free rate, and ev- Are you suggesting the U.S. will move toward a
In the years leading up to 2020, there were some major erything else followed. There aren’t asset classes that are government-directed industrial policy?
uncertainties—macroeconomic, political, and geopolitical. standouts in the sense that this is fairly priced, but that is a It may not happen in five years, but there will be a shift
Most assets offered low prospective returns relative to bargain. These asset classes are in a fair relationship to one in how the U.S. and Europe stay competitive, and a real-
their history. Most assets were fully or highly priced, and another. The prospective returns are low on everything. ization that it means more government involvement in
many people were engaging in what I call pro-risk behav- industries and technology. Competitiveness policies will
ior to try to get a good return in a low-return environment. On a personal note, what place would you most like have to matter more to the market in the next five years.
That’s not a great combination of factors, and it left the to visit when the pandemic ends? China’s new five-year plan came out around our elec-
markets vulnerable to a shock. Majorca. We really love it, but weren’t able to go this year. tion. What they are saying about dual circulation [an eco-
When the pandemic hit in March, the markets went nomic strategy that emphasizes increased domestic de-
down, the risk-taking stopped, the prospective returns Thanks, Howard. mand, self-reliance for high-tech goods, and selectively
became high again, and very few assets were fully priced. opening up the economy to foreign companies] is very im-
So we turned aggressive at Oaktree. But the Fed and Trea- —Lawrence C. Strauss portant for investors to understand. They are saying they
sury quickly ended that condition with monetary and fis- are going to think about whether their domestic ecosystem
cal stimulus. By the end of March, the markets were recov- is self-sustaining. [They] aren’t giving up on their second
ering, and now we are back to where we were a year ago—
uncertainty, prospective returns that are even lower than
KAREN KARNIOL- ecosystem of exporting abroad. They are thinking more
holistically. That is a bigger competitor and competitive
they were a year ago, and higher asset prices than a year TAMBOUR ecosystem than the U.S. has faced since World War II. It’s a
ago. People are back to having to take on more risk to get game changer, and hasn’t been internalized by investors.
return. At Oaktree, we are back to a cautious approach. Director of Investment Research,
This is not the kind of environment in which you would Bridgewater Associates What will be the greatest investment opportunity
be buying with both hands. Westport, Conn. post-Covid?
Diversifying into China. In five to 10 years, unlike during
In your book Mastering the Market Cycle, you dis- Barron’s: What trends will dominate the investment the Cold War with the Soviet Union, investors can have a
cussed cycles and attitudes toward risk. Where world after the pandemic? stake in both sides. You can say, “I’m sure the U.S. is go-
do we stand on those issues now? Karen Karniol-Tambour: When you get to a point ing to come out on top no matter what, and U.S. technol-
ogy will be better, and that’s where the growth is,” or you
can say, “Why would I take that risk? I would much
rather be diversified.” It’s a fundamentally different econ-
omy that runs on its own clock because it has its own
monetary and fiscal policy.
Yet, there are measures under consideration here to

restrict investments in China.
It is hard to stop that floodgate because every investor in
the world wants to be diversified. China’s markets are so
big—it has the second-biggest stock market in the world,
the second-biggest bond market—and that’s not even
reflective of how big an economy it is. Sure, government
pension funds may never be diversified, but for many
other investors it will be the sensible pathway. As for
financial-system risk, the Chinese are particularly well
placed to handle it because everything they own is in
their own currency and their regulatory arms are ex-
tremely strong.
What is the most important public policy issue the

U.S. will face post-Covid?
Can we get past partisanship and get things done? The
U.S. benefits from having strong institutions. Will that be
the case over the next 10 years? If in 10 years we are sit-
ting here and saying we can’t get anything done, no mat-
ter who we vote for, how much will that erode America’s
ability to be a leader in ways that matter to markets?
What kinds of stocks will investors be talking about

in five to 10 years?
Everything digitized will be priced in. What will be new
will be whatever companies Europe and the U.S. are sup-
porting for strategic, competitive reasons—and there will
be a continued acceleration into companies that solve
issues like climate. As everything becomes more digital,
there will be more revenue with fewer employees. We
also don’t know where employment will be in 10 years,
and if it will be through some universal basic income.
What longer-term scars will Covid-19 leave on

investors of your generation?
I suspect Covid will have left us with a sense that really
unexpected things outside of the main analysis can hap-
pen. Studies of pandemics pre-Covid would have con-
cluded that the vast majority don’t have a big impact on
the market. Hopefully, this [crisis] will impact our gener-
ation’s thoughts on climate change. There are a lot of sce-
narios in which climate change isn’t a particularly big
deal, and there are tail risks. We will be more comfort-
able looking at tail outcomes.
You look at a huge amount of data. What will be the

more relevant data points in the future?
Gross domestic product has been a good proxy of human
well-being. If GDP slows, there is misery and policy re-
sponds. There is a recognition that we are at a turning
point in wealthier countries where it’s not as good a
proxy, whether because of inequality, quality of life and
education, or pollution. If you look at the past 20 to 30
years, we have had good GDP outcomes, but the main
quality-of-life outcomes aren’t rising. I can imagine a
future, to take an extreme, where pollution stats are a big
Photograph by FRANCO VOGT

market driver because as soon as you see them, you will Many remain cautious or outright bearish on Bitcoin. is a general problem at both the federal and state level. We
think, we need to shut down factories or provide stimu- You could argue, if you were a skeptic like my old friend have dysfunctional bureaucracies, and they don’t handle
lus [if pollution measures are bad.] Nouriel Roubini, that this is just another bubble. But the crises well. This isn’t peculiar to a pandemic. Look back
adoption of a new financial technology tends to be quite over the past 20 years to [Hurricane] Katrina or even 9/11.
How else will investing change? volatile, and each time Bitcoin rallies and then folds, it
There will be more investing that tries to achieve goals folds to a higher level than the time before. So you could Will fixing the problem require more money or
beyond profits, and thinks about how we are affecting probably take a little bit of downside risk, but hold Bit- a different approach?
the planet. In the U.S. there has been more shyness in coin for a year to five years and feel pretty good about it. It is definitely not more money. It is about the incentives
saying clearly, “I care about having impact with my within the public sector and the curious ways in which
money.” There is more comfort [about that] in Europe. What might drive Bitcoin higher? federal agencies grow larger and more bureaucratic.
I think that will accelerate. In a new edition of my book, The Ascent of Money, two Other countries don’t seem to suffer to the same extent.
years ago, I observed that if all the millionaires in the Germany is better run than the U.S., and Taiwan is far
You have spent part of the pandemic in Israel. What world collectively decided to hold 0.2% of their assets in better run than the U.S. We need to recognize that there
is the one place on Earth that you’d most like to visit Bitcoin, the Bitcoin price would be $15,000, which it is something wrong in the state of our government.
when the pandemic ends? reached this year. If it was 1%, then the price would be
I’m really curious to see India postpandemic. $75,000 per Bitcoin. So, as people adopt this as a new What can we learn from Taiwan or South Korea?
form of asset that has a respectable place in a diversified If you are a government or a country that has reason to be
Thanks, Karen. portfolio, there is still quite a bit of upside. paranoid, whether you are Taiwan next to the People’s
Republic of China or South Korea next to North Korea, you
—Reshma Kapadia There are about 18.5 million Bitcoins outstanding, are generally anti-fragile. This is a term from Nassim Taleb
and the total amount is capped at 21 million. That [the author of The Black Swan]. You are on the lookout for
values Bitcoin at $350 billion now, versus about $10 trouble without necessarily putting all your eggs in one
trillion for all the world’s gold. What makes Bitcoin basket of preparedness. The flexibility of the Taiwanese
distinctive? and South Korean response tells you something about the
Bitcoin is the only digital asset or token that has scarcity way they are set up, with a sort of built-in insecurity. But if
built in. Everything in the internet is defined by a super- you are the No. 1 superpower, you can get complacent
abundance; Bitcoin is the exception. about risks. The challenge for any new administration is to
try to get away from highly detailed regulatory solutions to
PayPal Holdings [ticker: PYPL] and others are allow- problems, which fill pages and pages of the federal register,
ing people to use Bitcoin to buy stuff. Will that help? and instead have a more responsive, flexible attitude to-
I don’t think Bitcoin is for buying things at Starbucks. It’s a ward the multitude of potential crises that we face.
peculiar form of asset, and isn’t highly correlated to other
assets. A friend told me to think of Bitcoin as an option on Where would you most like to go when the
digital gold. I like that formulation, because it has behaved pandemic ends?
kind of like that. So, I don’t think PayPal is the cure. It is The pandemic has made big cities hazardous places,
more that, if every millionaire is adding a little bit of Bit- and I’ve spent most of this year in a rural backwater. So,
coin, that has a lot of power to bid the price up. the place I’d most want to go is London because two of
my children live there and I haven’t seen them since
NIALL FERGUSON How hard is it to buy and hold Bitcoin? February. Also, because I just love the idea of being in a
Senior Fellow, Hoover Institution, It’s getting easier. Coinbase, for instance, has made it very crowded pub in London, preferably just before an Arse-
Stanford University easy to trade cryptocurrencies, but quite expensive each nal game at Emirates [the Arsenal soccer club’s home
Palo Alto, Calif. time you transact. That will change over time. That again stadium in London], surrounded by fellow Arsenal
is typical of an early stage of a financial innovation. fans, having a pint and not worrying when somebody
Barron’s: What will be the best investment opportu- coughs in my face. That’s what I am really looking for-
nity coming out of the pandemic? What are some key policy issues the U.S. will face in ward to.
Niall Ferguson: I’m going to go with Bitcoin. It has had a post-Covid world?
a stellar year, up 165% year to date. [It’s now above On foreign policy, China is the big issue. The Biden ad- Thanks, Niall.
$19,000.] If, at the beginning of the year, you had said, ministration can’t simply turn the clock back to 2016 and
“The pandemic is coming. It’s going to be very disrup- revert to the late Obama years when the U.S. essentially —Andrew Bary
tive. Should I choose gold or Bitcoin?” you would have acquiesced to China’s rise. That is the main challenge for
been right to choose Bitcoin because gold is only up Biden, whose instincts are not especially hawkish on
21%. So Bitcoin returns have been an order of magni- China. But his foreign-policy team will be telling him to
tude higher. stay tough, because public sentiment has changed. JENS NORDVIG
Also, the pandemic revealed that our bureaucracy gen- Founder, Exante Data
Why has that happened? erally has become sclerotic. You can blame the poor re- New York
In a pandemic, financial history can be accelerated. sponse to Covid on President Trump if you like, but it
We’ve seen that in just the same way that the use of coins wasn’t all his fault. The Centers for Disease Control and Barron’s: How worried should investors be about the
as money was accelerated by the Black Death. Payments Prevention completely screwed up testing; HHS [the U.S. spike in Covid cases in the U.S.?
in kind were yielding to a cash economy in Europe, and Department of Health and Human Services] was clueless Jens Nordvig: When I look at the parts of the U.S. that
Kiyoshi Ota/Bloomberg
this was accelerated in the 1340s. The acceptance of Bit- about the nature of the challenge it faced. And state gov- matter from an economic perspective, a lot have taken
coin as a digital asset, a quasi-digital gold, has been accel- ernments, not least New York, did abysmally, too. So, the action that will be sufficient to slow the spread. You have
erated by this pandemic. Almost every month, some ma- question I would put to Biden’s team is, if that’s how we to do it early enough that you have some weeks to see it
jor figure in the mainstream investment world has said, fail at the pandemic, what other disasters could we fail at bear fruit, and that’s what they’ve done in California, and
“OK, now I’ll take Bitcoin seriously.” This process of in- on your watch? It isn’t likely that the next disaster will be what they’re doing in New York City, too. Michigan and
stitutional adoption has further to run. another pandemic. History never works that way. So, there Illinois are places that have taken action recently.
“We have 0% interest rates

everywhere in the world…except
in China. That has generated a
regime shift in capital flows.” Jens Nordvig
kind of thing, will be immense.

The airlines are tricky. You still have a question mark
around business travel because we now have this struc-
tural shift toward work-from-home, so I don’t think it’s
going to come back in the same easy way. I feel more
strongly about the stuff that is driven by consumer de-
mand: hotels, anything to do with entertainment, restau-
rants. People are going to want to have social experiences.
Ironically, the countries hardest hit by Covid could

benefit from these trends.
There is going to be a difference between the countries
that have an elimination strategy and those that don’t. If
you’re New Zealand and you don’t have any Covid at all,
it’s a tough decision how you open your economy. If you
are Mexico, and you’ve never had an elimination strategy,
it’s an easy decision. So, some of the countries we look at
will be Mexico, South Africa, Thailand, maybe.
How can you play the recovery?

You can trade directly from a currency angle—for exam-
ple, through the Thai baht and the Mexican peso. Tour-
ism is such a big part of those economies; it’s a big piece
of the balance of payments. If there’s a local stock or a
local stock index that has those exposures in it, that will
be a turbocharged way of doing the trade.
How does China emerge from this crisis?

China has managed to eliminate Covid in a large country,
while a lot of Western countries failed to control it well
or at all. From that perspective, it’s a win. It shows that
what their system was able to achieve was superior to the
Western system. China was able to navigate this without
shutting down their supply chains.
Demand for Chinese bonds has been impressive.

We have 0% interest rates everywhere in the world,
pretty much, except in China. That has generated a re-
gime shift in capital flows. We went from having a trickle
of foreign buying of those bonds to something pretty
meaningful now. That’s a shift that will be lasting.
Will the boost to China’s economy last?

The shift in global consumption patterns was very bullish
How much will those actions matter for the It’s that important. for China. Since you don’t go to your local restaurant as
economy and the markets? If we find that there’s a problem with the Moderna much as you used to, you might want to spend on your
There will be a hit to the economy, but markets know [MRNA] and Pfizer [PFE] vaccines, that’s what will take webcam and electronics and these kinds of things instead.
that. We know roughly what is going on with the virus, the market down. It could be that we have big issues with China got a boost, but that will eventually peter out.
and roughly what is going to happen with lockdowns in cooling the Pfizer one—minus 70 degrees Fahrenheit is
some states. The question is whether the data are going pretty cold. It’s extremely good news that we have all these Where are you going to go once you can travel?
to surprise to the downside because the financial markets other vaccine options, because if all those vaccines required We are going to Buckingham Palace to see the Queen of
haven’t fully internalized the impact on the economy. But that, I’m sure we couldn’t generate that amount of cooling. England. I promised my kids.
I don’t want to get too bearish because the vaccine is like
having a global stimulus. Where should investors look for opportunities? Thanks, Jens.
We’re very focused on tourism. The vaccine is key to
Photograph by JEFF BROWN that. The pent-up demand for travel, entertainment, that —Ben Levisohn
up. You had Japan and Europe in the yield-curve control

gang. The big change now is that the U.S. has joined
them. Once the European Central Bank went down this
[path], the euro tanked. Once we are on the other side of
Covid-19 and it becomes clear the U.S. has no other
choice, the dollar will collapse.
What will be the best investment opportunity

post-Covid?
Investing in Asian fixed-income markets, in local curren-
cies. Governments there have broadly been more efficient
at dealing with Covid-19. Central-bank balance sheets
and government spending haven’t grown out of control.
Just as water flows downhill, capital is attracted to posi-
tive real [inflation adjusted] rates. Today, these are
mostly found in Asia.
What is the most pressing public policy issue

the U.S. will face?
How to fund runaway debt. For now, everyone’s answer
is through modern monetary theory [which posits that
governments that control their own currency can spend
freely]. Once the debt is monetized by the central bank,
there are no historical examples, outside of Japan, where
that doesn’t lead to massive and very fast inflation, mas-
sive currency debasement, or both.
What does that mean for the dollar’s

reserve-currency status?
I look at currencies like computer operating systems.
Most Gavekal clients use Microsoft because everyone else
uses it. The dollar is Microsoft. Go back to 2005-06,
when Apple was trading at nine times earnings and
viewed as making a niche product. In 2007, Apple said it
would create a parallel system and went straight to the
consumer, who took [Apple] not because it was cheaper
but because it was easier.
So the renminbi is Apple.

We are seeing the rollout of Chinese fintech solutions across
Southeast Asia, the Middle East, and Africa through We-
Pay and Alipay. Then, tack on the digital renminbi and look
forward to a future where an Indonesian businessman goes
to Singapore and pays for his taxi with Alipay and the
transaction isn’t settled through Swift or the dollar but
through digital renminbi. The pushback I get is that no one
is going to trust the digital RMB—or, who wants the Chi-
nese government to know how and where you spend your
money? That’s a big roadblock, but if you told me 10 years
ago people would put Alexa in their homes voluntarily…
Aren’t you worried about China’s debt or

for the following 20 years. If I ask about 2007, you’d say social instability?
LOUIS-VINCENT GAVE it was the start of the subprime crisis. With the benefit of For the past 10 years, I’ve been told that Chinese debt was
Chief Executive, Gavekal hindsight, it was the launch of the smartphone. about to implode and there would be riots in the street. In
Hong Kong the past 10 years, we have seen riots in France and the
With hindsight, what will people say about 2020? U.S—and in Hong Kong—but China has been remarkably
Barron’s: What investment trends will be So far, the Covid response in the U.S. has been a $12,800 stable. We have been told that the Chinese government
most prominent after the pandemic? increase in debt per capita; in the United Kingdom, it’s would have no choice but to nationalize big parts of the
Louis-Vincent Gave: If I ask what the most important $7,000, and in Germany and France, $5,300. In China, economy and the renminbi would collapse. That scenario
development was in 2001, most people would say it was it’s $1,200. The Western world responded with massive has unfolded in Europe and the U.S. [The U.S.] has in-
9/11. With the benefit of hindsight, it was China joining increases in budget deficits, which could constrain future creased debt by $4.2 trillion, three-quarters of which was
the World Trade Organization, which changed the world policy options, while Asia, especially China, hasn’t. funded by the Fed. Meanwhile, the renminbi has been the
Western policy makers have no choice but to embrace strongest currency year to date and over 10 years.
Illustration by RYAN MELGAR yield-curve controls; they can’t let interest rates go back
What is a key concern for Asia-based investors? related to water and energy. The private sector is going leverage, credit, and illiquidity—and they aren’t measur-
The decoupling of the U.S. and China is a massive change, to lead. Companies are moving toward clean energy ing them well enough. It’s one thing if private equity is
and Taiwan is an important fault line. Taiwan wasn’t too because they know it’s not just regulation; it’s their 10% of a portfolio; if it is 30%, that’s very different.
much of an issue when the U.S. and China got along and consumers [demanding it].
all China produced were cheap plastic toys and bicycles. With the amount of interest even today in solar energy, What will investors need to own to boost returns
But this year, the market cap of the global semiconductor there aren’t enough service companies producing parts for in the future?
industry is above that of the energy sector. Taiwan Semi- wind and solar [energy]. We will see growth in the next Think about the 10 largest companies 10 or 20 years ago.
conductor Manufacturing [TSM] said it is already man- three to five years, and those are [areas] that are more job- What will they be in 10 years? We know they will be dif-
ufacturing a generation of chips that Intel [INTC] has said creating. A World Resources Institute study found that for ferent. Exxon Mobil [XOM] has shown it won’t be one of
it won’t be able to fabricate until as late as 2023. If you every $1 million you spend on [clean energy], you create the largest companies in the next five years because it
think semiconductors matter more than energy, Taiwan more than two times as many jobs as when the money is didn’t invest in renewables in the way that BP [BP] and
Semi is one of the most important companies in the world. spent in traditional energy. Royal Dutch Shell [RDS.B] have. Energy has gone from
10% to 3% of the S&P 500 index.
What are the longer-term ramifications of President Now, it will be about technology—its use in education,
Xi’s crackdown in Hong Kong? health, cities, buildings, and energy. Those will be the
The core thesis is that Xi is a transformational president— jobs of the future. If you are an investor and don’t con-
the first imperialist president since the Ming Dynasty. If you tinue to find the companies of the future, you will be left
are Xi and you hear your companies won’t have access [to behind. The speed of innovation is going to increase.
U.S. markets], Hong Kong sounds like a great way to inter- That’s a risk because a lot of big institutional investors
nationalize the renminbi and do a digital renminbi. Most haven’t been oriented toward venture [capital].
Westerners saw the intervention as the death of Hong Kong,
but China guaranteed Hong Kong would be China’s capital You have long focused on emerging markets, an
markets for the foreseeable future. [Xi] has no choice but to asset class now dominated by China, North Asia,
make it a success, which is why the Hong Kong dollar is and India. Should EM investors cast a wider net?
stuck at the high end of its [trading] band. China and North Asia should be their own group. You have
to look to frontier markets and countries like Vietnam.
Chinese internet stocks have been hit by increased India will be very interesting; Eastern Europe and Latin
regulatory scrutiny, including the scuttling of the America will be interesting. I worry about Africa because a
oversubscribed planned public offering of Ant Group. lot of the attention to [it] went away during Covid and a lot
Does this mark a turning point for these companies? RockCreek had been investing heavily in education, of debt that African countries owe is to China.
Since the [suspension] of the Ant IPO and new antitrust including distance learning; biotech and telemedi-
[guidelines], we also had a state-owned coal company cine; and renewable energy. What investment trends How will investors approach China in five years?
default on one billion renminbi, or $150 million. One big will we be talking about in the next five to 10 years? You can’t not invest in China. The [renminbi] could be
issue for China has been a trade surplus of $60 billion The pandemic put on a different slope a lot of things, not a reserve currency but a more important currency to
and enormous inflows into China tech and bonds driving particularly biotech and health. The technology to de- hold in your portfolio. It will be more common for 30%
the renminbi higher. velop [a vaccine] faster is also being directed to other to 40% of a portfolio to be in [different] currencies rather
In the Western world, we would raise rates [to deal with medicines. In five to 10 years, in emerging markets, the than [fully] hedged in the next few years because of the
potential bubbles]. In China, they have regulatory weapons. health sector, which has grown from 1% to 3%-4% [of size of our debt versus other countries.
They managed to cool the tech stocks in China and inflows GDP], will probably be closer to 10%. We have been Our focus has been on companies that benefit from
into Chinese bonds. They got their message through. making direct investments and co-investing with venture local growth. If there are restrictions from the West [on
capital in both health-care delivery systems and biotech. Chinese technology], it won’t affect local companies and
You have been living in Vancouver during the Also, the delivery of education will be different. With trends. Companies that are highly political, or defense or
pandemic. What is the one place on Earth that around 45% of the world not having access to the inter- state-owned enterprises, or telecom-oriented, could be
you’d most like to visit when the pandemic ends? net, governments will have to provide more of [the digital tricky. In five years, I think government restrictions will be
I have to get back to my Hong Kong and Beijing offices. infrastructure], and that means investing in the delivery replaced by investor restrictions—similar to investors who
I miss my colleagues and my friends there. system for the internet for that last mile. don’t want to own stocks of private-prison companies now.
Thank you. How will ESG investing evolve? What is the one place that you’d most like to visit
There will be a lot more businesses run by black and when the pandemic ends?
—R.K. brown people and women in five years. Covid and the That is really hard. I really would love to be in Europe.
recent U.S. election are going to accelerate the trend.
Sustainable and ESG investing will be mainstream in Thanks, Afsaneh.
public and private investments.
AFSANEH MASHAYEKHI What is the most important public policy issue
—R.K.
BESCHLOSS the U.S. will face post-Covid?

Founder and CEO, RockCreek
Washington, D.C.
The biggest risk to our system is education. Investing in edu-
cation is key if we don’t want to lose our edge in innovation.
MARK SCHNEIDER
Simon Dawson/Bloomberg
Chief Executive, Nestlé

Barron’s: What will be the greatest investment How should investors think about diversification? Vevey, Switzerland
opportunity post-Covid? Bonds offer no return in the next five to 10 years. Govern-
Afsaneh Mashayekhi Beschloss: Climate. It is going to ments are encouraging companies to take on more loans. Barron’s: How will the coronavirus have reshaped
be huge in terms of investments—both in the move to- The International Monetary Fund is encouraging coun- the postpandemic world?
ward efficiency and making sure systems are such that tries to take on more loans. At all levels, there’s more Mark Schneider: This will have been the coming of age for
they less gas gets into the environment—and everything leverage. The risks that investors are taking are around e-commerce in the food and beverage area. What we have
unified rule-based trading system. economic hit that the U.S. has suffered. It’s the only thing
that the Biden administration in the short run has to get
Has the uncertainty created by the pandemic been a grip on. But after that, if the coronavirus is a conse-
challenging for corporate deal making? quence of the crisis of the Anthropocene [unofficially, the
The one challenge is [not] rubbing shoulders and being current geological age, in which human activity has most
sure there’s a mutual affinity when it comes to teams and affected the climate and geology], then we need to con-
companies you haven’t met before. So, not surprisingly, sider that climate change and dealing with that should be
some of the deals we’ve done were with companies we’ve a top priority. What that entails depends on the political
known already. We agreed to acquire Aimmune Thera- circumstances after January. It could be regulation, inter-
peutics in August. We have been invested in the company national diplomacy, and investment. I’m tempted to say
since 2016 and had a board seat. With Freshly [acquired that the main problems facing the U.S. are actually prob-
in October], we had a minority stake since 2017 and lems of the political system rather than policy challenges.
knew the company well. I wouldn’t say we have limited Most governments outside the U.S. think that the U.S. is
our deal making exclusively to [companies we know], but no longer a credible actor.
deals where you know the target and the management
seen is here to stay. Future growth rates won’t be as fast as team have been easier to pull off at this time, compared Before the pandemic hit, you were working on a
during the pandemic, but it is unlikely that we’re going to with the ones where you don’t know the people. book about the changing relationship between hu-
backslide. People like the convenience of buying food and manity and the environment, and the consequences
beverages online. They will continue to embrace e-commerce. What food-product innovations can we expect to see? for the economy and society. As far as we know, the
We’re very happy with our plant-based meat-alternatives virus emerged from people eating wild animals.
What are the biggest risks to the corporate world business, and with the continued progress around our How does that fit into your thinking?
and markets now? plant-based burger. This is like software; every six The thing that 2020 forces us to come to terms with is that
The level of debt is a source of concern. There was no months, these products get better in terms of mouth feel, this wasn’t a black swan. This kind of pandemic was
alternative; governments did the right thing by providing taste, and nutrition. It’s a fantastic area to be in, with an widely and insistently and repeatedly predicted. In fact,
a safety net, but at some point these debts have to be ever-more-sophisticated mix of ingredients. what people had predicted was worse than the corona-
brought down. Remember, for many advanced countries virus. Since the early 1970s, scientists and social scientists
the 2020s and 2030s will also be decades of significant Thank you. have come to the view that humanity’s relationship with
demographic stress, as more baby boomers retire and the natural world has become unbalanced. One facet of that
require significantly higher health-care spending. So, this —Rupert Steiner is climate change. Another is the concern about “emerging
is not an easy time to pay down debt. infectious diseases,” which is what you get when more peo-
ple go into areas that hadn’t previously had humans and
Which geopolitical risks are most on your mind? start interacting with animals and catching new viruses.
In trade, the old rule-based World Trade Organization The classic cases are Ebola and AIDS, but you can also
system is meeting significant challenges. There are look at the new strains of flu coming from birds and pigs.
more bilateral agreements and trading blocs competing At the same time, the transmission of diseases has been
with one another, and that calls for more localized and greatly accelerated by technology. It was in the late 1960s
shorter supply chains. While this isn’t something we that people started worrying about “Old Plagues in the Jet
wish for because we like a rule-based trading system, it Age.” The fear wasn’t about new diseases, but that an out-
plays into our traditional posture because Nestlé break of an old disease somewhere in the world would end
[NESN.Switzerland] is on the ground in 187 markets up spreading across the globe. Those places were generally
around the world and has more than 400 manufactur- very poor, so limited access to transportation used to pro-
ing sites. So, we have been seen as the ultimate local tect against that, but nowadays you can have people getting
inside player and neighbor. infected in Wuhan and taking the disease to Europe and
North America in under 24 hours. People knew about all
Schneider: Sebastien Agnetti (13 Photo)/Redux; Tooze: Gary Doak/eyevine/Redux

How will managing a public company change? these dangers, and there has been increasingly elaborate
Some of the quicker pace we have seen is probably here to modeling about the risk of a catastrophe. What we’ve seen
stay. Some people are going to be working a bit more re- in 2020 was that the risk management failed.
motely in the future, and people will also revisit their travel ADAM TOOZE We could rewrite the history of the past 20 years as a
schedules, working out which trips are absolutely neces- Professor of History, Columbia University series of near misses. In 2004-05, there was a danger of
sary and which [meetings] can be done on video. On the New York a strain of bird flu that would have been as infectious as
margin, travel will probably be a little less. At the same Covid but with 30% mortality rates. The U.S. govern-
time, you’ll see accelerated, digitally driven decision mak- Barron’s: What are the big investment opportunities ment at the time responded with a lot of research
ing. The overall clock-speed of life around us will have incoming out of this pandemic? spending. But then it stopped. The crazy thing is that
creased, and companies will have to rise to that challenge. Adam Tooze: The only thing we know, coming out of the amounts of money you would need to spend are so
this, is the tech story: Without the marvels of the [tech] low. Funding all of the known vaccine precursors in the
Are we entering a more fractious period in global platforms, it’s unclear how we could have coped with world to Stage 3 would only cost $130 billion, which is
relations, or will there be more cooperation among this. The question is whether the power conveyed by the peanuts compared with the amount of value lost to the
countries and regions? sheer obviousness of that fact triggers a backlash in pandemic. There is a huge disproportion between the
This period has shown some strain when it comes to terms of antitrust and regulation. We have seen this in scale of the problem and what we spend.
global cooperation. In Europe, to take a Covid example, Europe and China already. That’s actually great news, because it means we can
you see a low degree of harmonization when it comes to easily fund a massive war chest of biotech, pharmaceuti-
travel restrictions. The fact that so many people were What should be the main priorities of the incoming cals, and such. It’s a bright future for humanity because we
taking decisions into their own hands resulted in a patch- Biden administration? will need lots of people working in advanced research. A
work of rules that often didn’t make sense. Around the There are so many. The most evident one is to control the lot of people criticize how much the U.S. spends on health
world, you’re seeing movements that aren’t supporting a epidemic and then secure an exit from the enormous care because it’s wasteful, but in general, it seems like a
good idea to spend a lot on taking care of people.
A joke I’ve heard, which has a germ of truth, is that

we accidentally discovered how to eliminate reces-
sions with the Cares Act. Just give everyone enough
money, and surprisingly, things will be OK. Are we
going to learn from that experience how the govern-
ment should respond to economic downturns?
I’m trying to write a book about 2020, and that’s the basic
lesson. We have discovered some pretty fundamental things
about how to do macro policy. America stumbled into how
to avoid recessions—not just that, but how to avoid poverty,
if you want to! The question is what you want to do with
that knowledge. This is one of my big themes: the 50-year
journey of realizing the power of a fiat money system. Ini-
tially, the response to the 1970s led to the shift toward infla-
tion control, independent central banks, the push for aus-
terity, and so forth. 2020 is the next great chapter in what is
fundamentally a political question. It’s not a technical ques-
tion about how we do it, but whether we should and who
we should do it for. It’s a starkly political question, which
may not be easy for a democracy to deal with.
It’s as challenging for the center-left as for the center-
right. When Jerome Powell and AOC [Rep. Alexandria
Ocasio-Cortez, D., N.Y.] agree about the power of fiat
money creation and the irrelevancy of various constraints,
then the political choices become a lot more naked. Now, if
we allow Americans to be poor, it’s a choice. If we can con-
fer enough income on people that they can live through a
crisis like this, despite high unemployment, then it’s a
choice when we don’t do it. Money and finance aren’t the
constraining forces we had thought they were. Budgets,
per se, aren’t paramount. We should think of them as legal
conventions and distributions of power structures. None
of them are binding if you want to maximize employment.
What appears to be economic necessities are often just the
consequences of pre-existing institutional power struc-
tures. We may choose to forget that knowledge, as we did
after 2008 with the push to austerity, but it’s not neces-
sary. You will always come back to the political.
But let’s not be naive about what happens when we
strip away budgetary constraints. If politics is now about
whether we care whether other people live or die, politics
get much more toxic. Assuming you know what side you’re
on, do you know that you’ll win? Since that’s such a bitter
and explosive argument, you limit debate by saying you
only have so many pennies to spend. This was why the
post–World War II conservative liberals, people such as
Friedrich Hayek, wanted to limit what governments could
do by imposing essentially imaginary financial constraints. of e-commerce has been accelerated. Everyone is more
They may have been critical of the British welfare state, but MARC LASRY comfortable using technology now. It is going to have
what they were really afraid of was Hitler. 2020 has ex- Chairman and CEO, Avenue Capital Group a huge impact on supermarkets and other bricks-and-
posed the complexities of that. America is not a society New York mortar stores. Also, from a real estate perspective, we
organized to keep people alive efficiently, even if we can have found that we are comfortable working from home.
make sure that nobody goes bankrupt. Barron’s: How will the coronavirus pandemic Even when things return to normal, people might work
reshape the world—and the world of investing? from home one or two days a week.
Finally, where would you like to go once the Marc Lasry: There have been some fundamental As for investing, we will still value companies based
pandemic is over and it’s safe to travel again? changes in the retail sector and the use of technology. on what they make [in profit]. That isn’t going to change.
I crave Europe. I realized that my life in the U.S. is condi- There has been a hastening of the use of technology. We What will be different is the speed with which trends
tional on my ability to go places. [Tooze is British and would have gotten there in five or 10 years, but we are change. Disruption is going to happen a lot faster in the
grew up in West Germany.] I miss Europe. I miss all of it. there today. There is a much greater acceptance of tech- future, so you’d better be current on trends.
nology now than six months ago. Partly, we had no
Thank you. choice, and partly, it’s just a lot easier. In retailing, the use How will the economic recovery unfold in the next
few years?
—Matthew C. Klein Illustration by ALEXANDRA COMPAIN-TISSIER How quickly do people start going back to baseball
“You have
mortgage- and
student-debt
forbearance and
eviction bans all
ending at the
end of the year.
If this leads to a
wave of missed
payments,
defaults, and
evictions, it
could eventually
spill over
into another
financial crisis.”
Stephanie Kelton
Photograph by
MIKE MCGREGOR
games, football games, and casinos? How quickly do they months. People who have been vaccinated will probably the cars that these people have never been to food banks
start traveling? Even after we have a vaccine, how long have to show some proof of that. Somehow, we will figure before. A quarter of Americans are now food insecure.
will it take? My view is that within two years, things will all that out. You have mortgage- and student-debt forbearance and
be back to normal, but the impact will differ by company. eviction bans all ending at the end of the year. If this leads
Some companies went from making a dollar to making What is the one place on Earth that you’d most like to a wave of missed payments, defaults, and evictions, it
10 cents and borrowed a lot of money. How long will it to visit once the pandemic ends? could eventually spill over into another financial crisis.
take them to get back to making a dollar? It’s not just one place. I would just like to be able to get
back on a plane. I would like to go back to Europe and The other hopeful data point has been the strength
What will the best investment opportunities be, visit the places I used to visit. I would love to go back to of the jobs recovery. What do you make of that?
postpandemic? Florida—just go and relax. We all complained about trav- The recovery in jobs surprised many of us in terms of
There will be huge opportunities in technology, and in eling. We didn’t realize how much we would miss it. how quickly we clawed back the 36 million jobs that were
travel and leisure and gaming. There will be huge invest- lost, but we’re still down about 10 million. The concern is
ment opportunities in the industries that were hit excep- Has the stock market’s recent strength surprised you? that without around $1 trillion in aid for state and local
tionally hard by the pandemic. Yes. There seems to be a belief that everything is going to governments, there could 5.2 million job losses, accord-
get better. There will be a resurgence in the economy in ing to the Economic Policy Institute. We have been living
What is the most important public policy issue the the next year or two; there is a lot of pent-up demand. on borrowed time with the money from the Cares Act,
U.S. will face? There are reasons for the market’s strength. But the mar- but that’s coming to an end. The question is how many
Restoring trust in government and authorities. In the ket is a bit overexcited about where things are today. of the jobs that have been recovered remain in place as
past two years, our trust in systems has been hurt the savings that were accumulated dissipate. State and
tremendously. If you are told that a Covid vaccine is Thanks, Marc. local governments are just getting going on budget cuts.
95% effective, are you going to take it?
—Lauren R. Rublin What are some of the potential policy responses
Certainly. Aren’t you? that the Biden administration could do even without
Yes. But polls indicate that a third of Americans won’t the cooperation of Congress?
agree to be vaccinated. How do we restore trust in our Canceling some portion of student-loan debt, if that can
government and medical community? Will we come to- STEPHANIE KELTON be done, would free up some cash flow for more than
gether as a country, or will people stay in their own lane? Professor of Economics and Public Policy, 40 million Americans. You can do some things through
This will be a challenge for President-elect Biden. Stony Brook University executive action, but I don’t know if you can do enough
Stony Brook, N.Y. without action from Congress. Again, if all you’re doing
What is the biggest geopolitical threat? is deferring rent and then expecting people to make all
Alliances have been frayed. Will countries want to start Barron’s: What will be the major investment the missed payments, that won’t work.
working together again? I don’t know what the new world opportunities in the aftermath of the pandemic? People are asking, “how can the Fed get more creative?”
order will be. China wants to become the world’s economic Stephanie Kelton: Greening economies is a huge oppor- I hate to see it. I don’t want to see the central bank “get cre-
superpower. Russia and North Korea are creating issues. It tunity for profitable investments in the private sector. ative” because it shouldn’t have to. Congress should do its
is going to be a challenging time. The rise of nationalism is Governments can lead on climate, but there are a lot of damn job. But in the absence of Congress doing its job, you
the biggest challenge. Are people going to be willing to profit opportunities that will come from that. take advantage of every institutional tool that you have.
sacrifice for the common good, or will they want to tear
down the systems they don’t feel are helping them? What are some of the big long-term consequences Imagine we’re two years in the future. Everyone has
of the pandemic for society and the economy? been vaccinated, the virus is gone, and the economy
What are the best opportunities in the world of We’ll have big changes to how we live and work. Some of the has recovered either completely or most of the way
distressed investing? things people anticipated early on, such as mass migration back to where it was. What should be the big policy
Again, the opportunities are in industries that have been from cities, were overblown. But how we work is definitely priorities for the U.S. government in that world?
hit hard—energy, retail, leisure, travel, gaming. Bank- changing. I did a panel with Gary Cohn [former COO of When you have a crisis like this, you have two options: go
ruptcy filings will increase because of the amount of debt Goldman Sachs and head of the National Economic Council back to normal, or “build back better.” One of the things a
that companies have taken on. At first, everyone thought under President Trump] the other day, and he wondered lot of people have recognized since the pandemic began is
things would be back to normal by the summer. Then it whether he would ever get on a plane again to do a one-hour that there are structural deficiencies in the way we have
became the fall. Now it is next summer. meeting. I agree with him that businesses are having differ- organized health care, global supply chains, the distribu-
ent ideas about how to do meetings and whether we need tion of income, and such. Once we get past relief and onto
The Federal Reserve has said it will keep short-term people to be in the office every day. That could have long- recovery, then you can focus on investments that lead to
interest rates near zero at least until 2023. Do you term disruptive effects to air travel, commercial real estate, real reforms. The $2 trillion that Biden wants to spend on
expect the Fed to stick with that plan? downtown restaurants, and such. We also know we’re going climate change is both recovery and reform. Same with the
Rates are going to be low for a while. I don’t see them to lose potentially half of all small businesses. That’s going to $700 billion on manufacturing. That’s recommitting to the
moving up. One issue with rising rates would be the have a big impact on everything from corporate concentra- importance of manufacturing and research and develop-
amount of money the U.S. government would have to pay tion to the makeup of local communities. ment. Then there’s the $775 billion on education and care.
in interest expense. The U.S. budget deficit has grown Those would go a good distance to fundamentally trans-
dramatically in the past four years. We haven’t felt a great One of the encouraging things is that Americans forming part of the labor market, trade, and climate. One
impact from this because interest rates have gone down. have saved an extra $1.3 trillion since the pandemic shouldn’t be dissuaded from staying focused on an agenda
Rates have to stay low if we are to avoid a recession. began. How will that affect the economy, especially that includes those things on the other side of Covid.
once a vaccine is distributed?
You’re an owner of the Milwaukee Bucks basketball We are kind of fooling ourselves with the accumulated Finally, where would you like to go once the
team. Sports teams have been playing in empty sta- household-saving story. We have this toxic set of events pandemic is over and it’s safe to travel again?
diums, and television viewership is down. What unfolding: first, the withdrawal of income support, so the My kids are still young enough that places like Hogwarts
does the future hold for professional sports? savings available to many households are now depleted. are superexciting for them. So, going to Universal Studios
People want to see live games. Once we have a vaccine, You turn on the news and you can see vast lines of cars of in Florida would be the thing for them—maybe not the top
things will go back to normal, although it may take some people lining up at food banks. You can tell by looking at choice for me, personally, but giving them a family vaca-
tion again and seeing them happy would be my ideal. this period. We can have a wonderful time while the guy investors look for after the pandemic?
is printing and buying, printing and buying. Richard Thaler: It’s not knowable. That’s exactly the
Thanks, Stephanie. sort of thing that we pride ourselves in not doing—trying
What about the U.S. market? It sounds like you to forecast what the world is going to look like six
—M.C.K. think it is headed for a fall. months from now or a year from now. For individual
It’s going to be the worst in my lifetime when it comes, investors, the best strategy is benign neglect. Create a
but I am the world’s worst market timer. I do know that sensible long-term portfolio, and then ignore it.
every time we have staggering amounts of debt and
stocks that get too high, we have a bad down market. In What should be Washington’s top policy priority?
2008, we had a problem of too much debt, and look out The pandemic has revealed that inequality was even
the window now—the debt is gigantic. worse than we realized. It has hit the poorest of our pop-
ulation the hardest. The top three-quarters of the econ-
When would you guess the selloff will come? omy—we’re doing OK, and in fact, saving record
In the next year or two. The market is already showing amounts, primarily because there’s no way to spend the
symptoms of a bubble. There’s exuberance in America, money, or none of the usual ways. The bottom quarter
even for people who are depressed. has very high unemployment rates and very high inci-
dence of Covid, and what we’re going to do structurally
Are other asset classes more promising? to help out on that is a big question. How do we get
Bonds have never been this high in the recorded history America to be the true land of opportunity if you happen
of the world, so that’s a problem. The cheapest asset class to be unlucky in who you picked as parents? I’m not
is commodities. Silver is down 50% from its all-time somebody who believes that we should just be taking
high; sugar is down 80% from its all-time high. Agricul- money away from the rich because they’re evil. I’m much
ture is a disaster. I am buying more agriculture as we more concerned with, how do we make it easier to climb
JIM ROGERS speak because it’s so depressed. Maybe we’re never going up the ladder if you’re starting out?
Investor and Author to eat again, maybe we’re never going to buy clothes
Singapore again, but I don’t think so. How did you get involved in behavioral economics?
It is almost incomprehensible that there is anything in It’s an overnight sensation that took four decades. I was
Barron’s: How does the world look to you? the world that is down 80% in price. With sugar, people being taught standard economic models that assume that
Jim Rogers: Oh my God, do you have three days? are worried about health and obesity, and sugar-producing everybody is really smart and unemotional, has no self-
We are in perilous times—very, very perilous times. nations continue producing lots of sugar. From what I control problems, isn’t absent-minded, never has hang-
gather, that’s coming to an end, partly because of the virus. overs, and saves perfectly for retirement. And as I would
Will we go back to anything like normal after the People aren’t out racing around to produce more sugar. look around, that’s not what I saw in the world. I started
pandemic? World inventories are being worked down. I presume that trying to think about how you could create a different kind
Something else is ahead. A year ago at this time, America someday, we are all going to put sugar in our coffee again of economics that would include real people. And I was
was the largest debtor nation in the history of the world. and we are going to eat candy bars. There have been occa- lucky enough to meet the Israeli psychologists Daniel Kah-
That debt is now up by trillions of dollars—that’s trillions sional buying opportunities in sugar in recent years. neman and Amos Tversky in 1977. We became friends and
with a T. Someday, we are all going to look back—three years collaborators. Tversky died in 1996, but Kahneman is very
from now, eight years from now—and say, “Wait a minute, What is the best way for investors to play much with us. I just spoke to him over the weekend. I call
what about all this debt? What are we going to do now?” agricultural commodities? them my greatest discovery. What they were busy doing
That’s what happened to the U.K. The U.K. was the richest, Well, I’m lazy—I’m buying an ETF. It’s the Rogers Agri- was trying to show how people’s decisions differ from the
most powerful nation in the world in the 1920s, and then cultural Index. [The index tracks 21 agricultural com- kinds of rational choices that economists pursue. So that’s
took the path of “it doesn’t matter, we’ll spend all we want.” modities. Rogers developed it and licenses it for use with what I’ve been doing for 40 years.
Fifty years later, the IMF had to fly into Heathrow and bail an exchange-traded note, the Rogers International Com-
them out. They were bankrupt. So, I am afraid of what I see. modity Index Agriculture Total Return, ticker RJA.] Which elements of behavioral economics do you
find particularly relevant now?
Are other countries going down the same road? Jim, you’re usually on the go. You’ve circumnavi- Let me first say that it’s not that people have gotten any
The guy at the Bank of Japan [Gov. Haruhiko Kuroda] gated the world twice, first on a motorcycle, then in smarter over the years. So, I don’t think there’s any prob-
goes to work every day and says he will print unlimited a Mercedes. When the coronavirus is finally tamed, lem that we were studying early on that is no longer rele-
amounts of money—his words—so he can buy stocks and where do you want to go first? vant because people have figured out how to stop making
bonds and exchange-traded funds. Well, I own Japanese The airport. There are plenty of places that I haven’t been that mistake. I think the biggest mistake people make, and
Jonathan Wong/South China Morning Post via Getty Images

ETFs. He’s got more money than I do, and if he’s going to to recently that I’d like to see. Oh my God, can you get me one that we are very much seeing over the past six months
buy Japanese ETFs, I am, too. The Japanese market is a flight? or so, is overconfidence. People think that they’re better
down 30% from its all-time high, and the American mar- than average at almost everything. If you ask people where
ket is near an all-time high, so I’d rather buy Japan. But Thanks, Jim. they rate their sense of humor, most people think they’re
Japan has a dismal future. The debt is staggering. The in the top decile. And that’s because they know what’s
population has been declining for 10 years. You don’t —Phil Roosevelt funny. Of course, not everybody can be in the top.
have to be too bright to figure out that if you’re 10 years Why is that relevant now? Well, one of the interesting
old in Japan, you have a dismal future. It has accelerated things we observed in the past six months is a big increase
because of the virus and because they’re spending lots in retail investing at the level of individual securities. My
and lots of money. There may not be a Japan in 40 years. RICHARD THALER opinion is, for individual investors to be doing that is a fool’s
It’s tragic, and I love, love Japan. Professor of Behavioral Science and Economics, errand. The world has conspired to make them overconfi-
The University of Chicago Booth School of Business dent now because the market’s been going up pretty
But for now, at least, you’re investing in Japan. Chicago steadily, and it has been going up fast in the segment of the
I wouldn’t be surprised if the Japanese market—and this market that retail investors have been most attracted to. So,
isn’t a prediction—went back to its all-time high during Barron’s: What investment opportunities should it’s very easy to think that you’ve figured this stuff out. If
you think you’ve figured it out right

now, think again.
The other thing that we often point
to is what we call loss aversion. Peo-
ple are much more sensitive to losing
money than to gaining. What that’s
going to mean is when we do get to a
correction in the stock market, we
may see some overreaction. People
should be wary of that, as well.
You’re updating your book

Nudge with Cass Sunstein, about
how to influence choices with-
out heavy-handedness.
Yeah, we’re calling it the final edition
to preclude ever making this mistake
again of attempting to revise it.
One place your work has made a

difference is in boosting 401(k)
enrollment by requiring workers
to opt out if they wish, rather than
in. What are some other ideas?
A term we’ve introduced in this
new version is “sludge”—the things
that get in the way. If you want
somebody to do something like
enroll in a 401(k) plan, then auto-
matically enroll them. Sludge is
what makes it hard. When we can
make things automatic, that’s when
things work best.
Here is something it’s criminal we
haven’t done. Why aren’t we sending
everyone who takes the standard [tax]
deduction a pre-filled tax return? Af-
ter the most recent tax reform, almost
90% percent of American taxpayers
take the standard deduction. For vir-
tually all of those, the IRS already has
all the information necessary to do
their taxes. Just send them a tax re-
turn and they can just say yes. In Swe-
den, you can file your tax return by
text message. Just say yes.
Where would you like to travel

after the pandemic?
Oh, Paris. A trip to Europe visiting
the kinds of places we used to take
for granted. I used to spend two
weeks every July teaching in Lon-
don. I’m looking forward to doing
that again. You know, a week in
Rome didn’t used to be something
that you would spend your time
Photograph by Andrew Segreti
dreaming about, if you’re in that

lucky group that I’m in, but now it
feels like a treat that would be nice
to be able to have back.
Thanks, Richard. B
—Jack Hough
FUND PROFILE Talking With Ken Korngiebel

Lead Portfolio Manager, Wasatch Micro Cap
Finding
Quality in
Tiny Stocks
By DEBBIE CARLSON
T
he past 10 years in equity markets have been
the story of large-cap stocks: As the Ama-
zons and Alphabets of the world have out-
performed smaller companies, they have
also dominated investors’ attention. But Ken
Korngiebel sees plenty of reasons to focus on
the smallest of companies that have been
largely overlooked.
“No one has to care about the microcap universe,”
says Korngiebel, lead portfolio manager for the $1 billion
Wasatch Micro Cap fund (ticker: WMICX). “People get
interested because it’s an active strategy that is showing
some value-add, as opposed to [one] the world is clam-
oring to get in.”
Yet the past decade has been powered by growth, and
investors who ignore tiny companies could be missing
out. Wasatch Micro Cap demonstrates that: The five-star
Morningstar bronze-medalist fund has beaten the Rus-
sell Microcap Index by a wide margin on a one-, three-,
five-, and 10-year basis. Its average annual return for the
past five years has been about 25%, and roughly 18% for
the past decade.
The fund does have a higher-than-average fee of 1.66%,
but Korngiebel says that’s because capacity is limited; as a
firm, Wasatch is quick to close funds. Also, researching
very small companies is more intensive than digging into
larger-cap firms, where information is more readily avail-
able. Last year, the Salt Lake City–based Korngiebel, 55,
said he flew more than 140,000 miles, mostly domesti-
cally, as part of the research process.
Korngiebel has spent his career in small-cap funds.
Before joining Wasatch in 2015, and becoming the
head of Micro Cap in 2017, he worked at Columbia
Management—now known as Columbia Threadneedle
Investments—and Montibus Capital Management.
The fund defines microcap as firms with a market
Photograph by KIM RAFF

value of less than $1.5 billion, or are smaller Micro Cap’s No. 1 holding, Kornit Scoreboard: Return to Gold
than the largest company in the Russell Digital (KRNT), reflects this investment (Stocks continued to advance, with the S&P 500 up 1.02% on good vaccine news. But a decline in the dollar
Microcap index when purchased. Micro philosophy. The fund first purchased the and talk of a relief bill brought gold back after weeks of declines. Precious metals funds bounced 5.22%.
Cap doesn’t automatically sell holdings if stock in mid-2017 when the company’s mar- One Week Year-to-Date
they surpass the $1.5 billion threshold, ket value was about $500 million; it’s now
which is why the fund has a higher $3.6 billion. Kornit economically uses digital U.S. STOCK FUNDS 0.81% 15.02%
TOP SECTOR / Precious Metals Equity Funds 5.22 27.12
weighted average market cap and median screen printers to make custom, short-run BOTTOM SECTOR / Utility Funds – 1.63 – 0.45
market cap than its benchmark, Korngiebel designs for both apparel and home décor S&P 500 1.02 13.49
says. “We are really investing with the idea with 24-hour turnaround times, and U.S. BOND FUNDS 0.34 5.32
Bloomberg Barclays AGG Bond – 0.05 6.77
of what the company is going to look like Korngiebel saw that the company was
over the next five years,” he says. poised to take advantage of the personaliza- THE WEEK'S TOP 25
Korngiebel divides the portfolio into two tion trend. Kornit benefits from the growth Fund Investment Objective One Week Year-to-Date
buckets: disruptive companies with a good in e-commerce—Amazon.com (AMZN) is a
Cannabis Growth I / CANIX Specialty & Misc 7.01% 20.9%
chance of doubling in size in about three customer—but it is also making inroads into Midas Fund / MIDSX Precious Metals Eq 6.90 9.9
years, and firms with predictable growth high fashion, as Versace also uses Kornit’s US Glbl Gold&PM / USERX Precious Metals Eq 6.87 28.9
rates that may double in about five years. technology. Franklin Gld&Pr Mt A / FKRCX Precious Metals Eq 6.85 35.0
Invsc Gld & SM A / OPGSX Precious Metals Eq 6.79 33.1
The faster-growing firms “have great eco- Korngiebel first became interested OCM Gold Adv / OCMAX Precious Metals Eq 6.42 37.7
nomic engines,” showing high profitability in No. 3 holding Purple Innovation Mercator Inter Opp Inst / MOPPX Intl Sm/Mid-Cap Growth 6.17 47.2
or a margin structure that will grow when (PRPL), maker of the Purple mattress, VanEck Intl Gold Y / INIYX Precious Metals Eq 6.08 37.6
scaled up as costs fall, he says. These firms when CEO Joe Megibow joined in 2018 ERShares USSC Inst / IMPAX Small-Cap Growth 6.05 38.0
Aegis Value I / AVALX Small-Cap Value 5.84 12.9
are in big markets with innovative products after building e-commerce businesses at Sprott Gold Equity Inv / SGDLX Precious Metals Eq 5.70 26.2
and services where they can grab market traditional retailers. Purple sells both di- WellsFargo Prec Met A / EKWAX Precious Metals Eq 5.48 22.2
share, such as apparel and home products. rectly to consumers and in retail stores, AlphaCentric LS HC I / LYFIX Health/Biotech 5.43 45.8
Jacob Micro Cap Gro Inst / JMIGX Small-Cap Core 5.43 54.5
The more-stable companies will still show giving it brand recognition that benefited USAA Prec Met&Min Fund / USAGX Precious Metals Eq 5.27 23.5
attractive growth rates in the mid-single to its e-commerce business when the whole- Kinetics Internet NL / WWWFX Science & Tech 5.18 36.7
low-double digits, he says. They tend to be sale business shut down due to pandemic- Gabelli Gold I / GLDIX Precious Metals Eq 5.16 24.6
Bail Giff Pos Chg Eq K / BPEKX Global Multi-Cap Growth 5.14 82.3
in less-cyclical markets, such as health care, induced lockdowns. Korngiebel bought
Quantified STF Inv / QSTFX Flexible Portfolio 5.11 66.5
and if they operate in a fragmented industry, Purple stock in March at a market cap Evolutionary Tree Innov / INVNX Large-Cap Growth 5.08 NA
it means less competition and potential around $650 million—it is now $1.6 billion. US Glbl World PM / UNWPX Precious Metals Eq 5.08 49.9
growth through mergers and acquisitions. Purple operates in the premium segment, Rydex Precious Metls Inv / RYPMX Precious Metals Eq 4.94 28.8
RWC Global Emg Eqty I / RWCIX Emerging Markets 4.92 25.2
Korngiebel looks for quality companies so there is less price competition, he says, Fidelity Sel Gold / FSAGX Precious Metals Eq 4.91 23.7
whose market cap may increase enough to and the founders have expertise in material BlackRock Latin Amer A / MDLTX Latin American 4.89 – 21.0
eventually be owned broadly across the science, so they can branch out to nonmat-
Wasatch platform. He likes firms with little tress goods such as pillows and bedding. THE WEEK'S BOTTOM 10
debt, a solid management team, and strong An example of companies in Micro Cap’s Fund Investment Objective One Week Year-to-Date
company culture. He has to be convinced second bucket, of stable but less rapid Global Clean Equity I / CGCNX Industrials – 3.51% NA
that the management team can execute the growth, is Transcat (TRNS), which does Nvgtr Sentry Mgd Vol I / NVXIX Equity Mkt Neutral – 3.23 – 35.5
Hennessy BP Energy Inst / HNRIX Natural Resources – 3.04 – 27.6
strategy, and he gets a feel for company testing calibration for the life-sciences and SCM ICON Util&Inc Inst / ICTUX Utility – 2.40 0.3
culture through site visits—which are other highly regulated industries. Trans- Rydex Utilities Inv / RYUIX Utility – 2.38 – 4.8
currently curtailed due to the coronavirus. cat’s industry is fragmented, and Korngi- Franklin Cust Util A1 / FKUTX Utility – 2.29 – 1.8
ebel says he likes that CEO Lee Rudow has Invesco Energy A / IENAX Natural Resources – 2.28 – 32.7
Ivy Energy I / IVEIX Natural Resources – 2.26 – 41.1
industry experience building and selling a RG Aurum+ Ins / GLDPX Equity Mkt Neutral – 2.25 – 14.8
Wasatch Micro Cap Fund company to a larger competitor. Transcat BlackRock Enrgy Opp A / BACAX GL Natural Resourc – 2.16 – 28.7
Total Return recently installed technology systems to
1-Yr 3-Yr 5-Yr automate some testing features and in- THE LARGEST 25
Assets 3-Year* 1-Week YTD
WMICX 56.8% 30.0% 25.4% crease productivity, a pathway to expand- Fund (billions) Investment Objective Return Return Return
Russell Microcap Index 18.7 6.0 9.1

ing margins, he says. First bought in 2018 American Funds Gro A / AGTHX $119.3 Large-Cap Growth 18.4% 1.87% 32.2%
at a market cap of $150 million, the com- Fidelity Contrafund / FCNTX 111.4 Large-Cap Growth 18.0 0.98 29.0
Top 10 Holdings pany is now at $240 million, “and it’s not American Funds Bal A / ABALX 85.8 Mix Tgt All Gro 8.7 0.86 9.2
Company / Ticker Weighting American Funds EuPc R6 / RERGX 85.3 Intl Large-Cap Growth 9.3 2.14 19.3
hard to see it doubling again,” he says. American Funds Inc A / AMECX 74.0 Mix Tgt All Mod 5.9 0.64 3.5
Kornit Digital / KRNT 3.1% Looking to 2021, Korngiebel says that he American Funds ICA A / AIVSX
American Funds Wash A / AWSHX
66.3
62.4
Large-Cap Core
Large-Cap Core
10.0
9.4
0.74
0.84
12.2
5.9
Silk Road Medical / SILK 2.8 can’t predict where the economy will go, BlackRock Cash Inst SLA / 62.2 Instl Money Mkt NA NA NA
Purple Innovation / PRPL 2.8 but he believes that markets are in an in- American Funds CIB A / CAIBX 61.5 Global Equity Income 3.9 0.66 1.7
American Funds FInv A / ANCFX 58.2 Large-Cap Core 10.7 1.53 11.7
Open Lending / LPRO 2.8
between phase when it comes to the pan- T Rowe Price BC Gro / TRBCX 56.5 Large-Cap Growth 20.6 1.04 32.4
demic: beyond the initial trauma but not yet American Funds NPer A / ANWPX 55.8 Global Large-Cap Growth 16.1 1.96 27.6
GenMark Diagnostics / GNMK 2.7 American Funds CWGI A / CWGIX 55.1 Global Large-Cap Core 8.5 1.44 12.0
past it, even as vaccine hopes rise. He has MetWest Total Rtn I / MWTIX 53.0 Core Plus Bond 6.0 0.12 8.6
Freshpet / FRPT 2.5 started nibbling on growth companies in the Fidelity Str Adv LgCp / FALCX 51.4 Global Large-Cap Core 0 0.97 0
Fidelity SA US Tot Stk / FCTDX 45.5 Multi-Cap Core 0 1.15 18.4
Castle Biosciences / CSTL 2.4 hardest-hit industries, such as airlines and DoubleLine Tot Rtn I / DBLTX 43.8 US Mortgage 3.9 0.08 3.8
Collectors Universe / CLCT 2.1 hotels. Some portfolio shake-ups may be Fidelity Gro Company / FDGRX 43.5 Multi-Cap Growth 29.3 2.61 62.2
Fidelity Str Adv Cre Inc / FPCIX 39.7 General Bond 6.0 0.24 8.7
Five9 / FIVN 2.1 coming, too, he says. “There are opportuni- American Funds Gro R6 / RGAGX 39.1 Large-Cap Growth 18.8 1.88 32.6
ties to recycle some of the companies that Fidelity Blue Chip Gr / FBGRX 37.7 Large-Cap Growth 28.1 1.79 54.9
Cresco Labs / CL.Canada 2.0 American Funds AMCP A / AMCPX 36.5 Multi-Cap Core 13.7 1.12 17.6
have been big winners, or the larger market Fidelity Srs Inv Gd Bd / FSIGX 35.1 Core Bond 6.3 0.22 9.2
Total 25.3% caps in the portfolio, with companies that T Rowe Price Cap App / PRWCX 34.6 Mix Tgt All Gro 13.4 0.50 16.4
Note: Holdings as of Sept. 30. Returns through Nov. 30; three- and
are squarely microcap, as well as those that PGIM Tot Rtn Bond Z / PDBZX 33.9 Core Plus Bond 6.1 0.26 7.3
five-year returns are annualized.
Source: Wasatch Global Investors may have some recovery aspect.” B *Annualized 11/30/2017 to 12/03/2020. Through Thursday. Source: Lipper
FU N DS
Thanks to new SEC rules, actively managed
ETFs are being launched by the dozen. Most
have subpar performance. Not these.
These Active ETFs Stand Out unusual strategies.

ARK Investments, founded by
economist and visionary investor
points, and Motley Fool Small Cap
Growth beat the Russell 2000 Growth
Index by 22 percentage points, year to
Amid a Lot of Mediocrity Cathie Wood, runs some of the best-

performing ETFs, thanks to Wood’s
strong conviction for disruptive inno-
date.
For investors who want exposure
to the broader market but in a more
vations. Five of ARK’s seven ETFs are active way, the $95 million SPDR
actively managed. The $13.6 billion SSGA US Sector Rotation (XLSR)
ARK Innovation (ARKK), $4.5 bil- tactically allocates among the S&P
B
ack in December 2019, So far, these active ETFs seem more lion ARK Genomic Revolution 500 index’s different sectors based on
Barron’s predicted that 2020 popular among providers than inves- (ARKG), and $4.2 billion ARK Next quantitative and qualitative analysis.
would be the year of the tors. As of this week, there’s just $163 Generation Internet (ARKW) have Currently, the fund overweights infor-
actively managed exchange- billion in active ETFs, less than 4% of all returned more than 125% year to mation technology, communications,
traded fund. It turns out that 2020 the $5 trillion industry. Most actively date. The $1.1billion ARK Autono- consumer staples, and industrials. By
brought us a few other news items, managed ETFs perform about as well mous Technology & Robotics doing this, it has beaten the S&P 500
as well, but the ETF industry did live as actively managed mutual funds; that (ARKQ) and $1.3 billion ARK Fin- by two percentage points this year.
up to the expectation. More than 100 is to say, not all that well. Year to date, tech Innovation (ARKF), are up Similarly, the $22 million QRAFT
active ETFs came to the market in active stock ETFs have shown widely more than 85%. AI-Enhanced U.S. Large-Cap
2020, making up about half of all By Evie Liu different performance: More than two- The $15.4 million SoFi Gig Econ- (QRFT) uses artificial intelligence and
new launches this year. That’s up thirds ranked in the bottom half of omy (GIGE) also invests with an eye data to allocate among different factor
from just about 50 new launches their respective categories. Only a few toward evolving technology and con- groups—or stocks with characteristics
three years ago. outperformed their passive peers. sumer habits. Launched in May 2019 like cheap valuation, high quality, or
Regulatory changes in late 2019 This, of course, doesn’t include by financial-technology start-up SoFi, low risk. The fund has returned 34%
facilitated this. The Securities and 2020’s new launches from some top- the fund owns companies that have year to date, more than doubling the
Exchange Commission now allows notch firms like T. Rowe Price transformed the way people buy S&P 500’s returns.
some ETFs to not disclose holdings (ticker: TROW), Fidelity Investments, goods, access services, and work, Tactical allocation is a tricky busi-
every day. This cleared a big hurdle American Century, and Dimensional including freelancer marketplace ness, however, and it doesn’t always
for many active stock fund managers, Fund Advisors, which don’t yet have Fiverr International (FVRR) and get the timing right. The $625 million
who feared that the typical transpar- one-year track records. These firms digital-payment firm Square (SQ). Main Sector Rotation (SECT) and
ency of ETFs meant that other inves- have unique approaches and top- Year to date, it has returned 85%. $93 million BlackRock U.S. Equity
tors could copy their trades and affect performing mutual funds whose strat- The $268 million Davis Select Factor Rotation (DYNF), for exam-
the pricing of their holdings, a strategy egies are now implemented in an ETF International (DINT) and $138 mil- ple, adopt similar strategies, but have
known as front-running. Many mu- structure. lion Motley Fool Small Cap Growth both lagged behind the S&P 500 by
tual fund giants have rolled out semi- Barron’s took a look at the handful (MFMS) are two other top performers. about four percentage points year to
transparent active ETFs following the of top-performing actively managed Both are concentrated—each owns 25 date. While the SPDR and QRAFT
rule change; some smaller managers stock ETFs. Most have the hallmarks to 30 stocks—and both outperformed funds are doing well so far, both
that previously ran only separately of top-performing mutual funds: They their diversified benchmarks: Davis were launched just last year and still
managed accounts began offering their make big bets on emerging trends, Select International beat the MSCI need more time to prove consistent
strategies in ETFs to a wider public. tend to own fewer stocks, or employ ACWI Ex USA index by 12 percentage outperformance. B
T E C H T R ADER
DoorDash could be worth $37 billion when it goes
public next week. Its food delivery orders have
tripled so far this year, to 543 million.
DoorDash Delivered
All great, right? But I have nagging related to our revenue to cash recon-
doubts. This reminds me of the 2014 ciliation process.” The company says
IPO for King Digital Entertainment, a it is “hiring additional accounting,
company best known for creating engineering, and business intelligence
In Covid. Normalcy
Candy Crush, the hottest mobile video- personnel” and adopting new pro-
game ever. King came public at what cesses to address the issue.
seemed like the perfect moment. DoorDash also concedes that differ-
In 2013, King Digital had revenue entiation is tough—an admission that
Could Be Tricky.
of $1.8 billion, up more than 1,000% food delivery is, well, uber-competi-
from the previous year, as Candy tive. “Within our industry, the cost to
Crush went viral and people started switch between offerings is low,” the
paying for extra lives and other ways company warns in its filing. “Consum-
to extend their game play. King ers have a propensity to shift to the
claimed to have figured out a new lowest-cost provider...independent
D
formula for gaming success, but the contractors who provide delivery ser-
oorDash is going stance—but it’s still striking that market thought otherwise. King went vices could use multiple platforms...
public this week, DoorDash is growing more than twice public at $22.50 a share and two years and merchants could prefer to use the
and it should be a as fast. DoorDash claims to have about later sold itself to Activision Bliz- local logistics platform that offers the
blockbuster. But half the U.S. food-delivery business zard (ATVI) for $18 a share. lowest commission rates.”
buyer beware. and seems to be taking market share DoorDash is having its own Candy In other words, each side of this
The food-deliv- from Uber and Grubhub (GRUB). Crush moment. It isn’t going to get any three-sided market—drivers, consum-
ery company plans The other big surprise in the filing better than this. The IPO comes just ers, and restaurants—is price sensi-
to sell 33 million shares at $90 to $95 is that DoorDash is making impres- months before Covid-19 vaccines are tive. Uber and Lyft have struggled
each. At the top of that range, which sive progress toward sustainable prof- set to reach the masses. I’m a Door- with head-to-head competition in ride
was boosted Friday morning, the com- By Eric J. Savitz its. In 2020’s first nine months, Door- Dash regular—I’ve downed a remark- sharing, and the dynamic is the same
pany would be raising $3.1 billion. Dash lost $149 million, narrowing able number of DoorDash-delivered in food delivery.
DoorDash will have roughly 318 mil- from a $534 million loss in the year- poke bowls and gyro plates over the
N
lion shares outstanding after the offer- earlier period. But the company had past six months—but I’ll be ordering a ext week also brings the IPO
ing, but that excludes in-the-money adjusted Ebitda, or earnings before lot less of them once I feel comfortable of property-rental firm
options and restricted stock units; a interest, taxes, depreciation, and in a restaurant again. Airbnb. My colleague An-
fully diluted count gets you to about amortization, of $95 million. Neither D.A. Davidson analyst Tom White, drew Bary has a full analy-
385 million shares, which implies a Uber nor Lyft have yet reached break- who last week picked up coverage of sis of that deal on page 16, but I’ll
valuation of as much as $37 billion. even on that metric, though both have DoorDash with a Buy rating and $93 make one key point here: Airbnb is a
That’s nearly triple the market value promised to get there in 2021. price target, concedes that the com- reopening play, which should see a
of ride-sharing company Lyft (ticker: DoorDash even had an unadjusted, pany’s hypergrowth phase is nearing surge in demand when consumer and
LYFT) and roughly in line with Chi- or GAAP, profit of $23 million in the an end. He sees revenue growth of business travel begins to revive post-
potle Mexican Grill (CMG), a popu- second quarter, though that flipped to 222% this year, 56% next year, and pandemic. DoorDash, by contrast, has
lar source of DoorDash deliveries. a loss again in the latest quarter. 21% in 2022. been a Covid-era winner that actually
Given the story told in the filing for The company’s operating metrics And there are other red flags. The faces a tougher task in normal times.
the initial public offering, investor are impressive, too. DoorDash had 543 S-1 filing discloses that DoorDash and Last week, Zoom Video Commu-
interest will be high. DoorDash reve- million total orders in the first nine its auditors “identified a material nications (ZM) reported 367% reve-
nue soared 204% last year, to $885 months of 2020, tripling from a year weakness in our internal control over nue growth in its latest quarter. The
million, but that was before Covid-19. ago. It reported a contribution mar- financial reporting.” More specifically, stock still sank 15% on the news, as
A nationwide shutdown of indoor gin—profit after variable costs—of the filing says DoorDash found “inad- investors began to worry about mod-
dining sent DoorDash’s business into $433 million in the period, versus a equate processes and controls to en- erating growth. Potential DoorDash
another gear. For the nine months $190 million loss a year earlier. sure an appropriate level of precision investors should pay heed. B
through Sept. 30, revenue was $1.9
billion, up 226% from a year earlier.
Investors knew that the food-deliv-
ery business was growing like wildfire
I’m a DoorDash regular and have ordered a

even before the IPO filing. Uber
David Paul Morris/Bloomberg
Technologies (UBER) reported $3.5
lot of poke bowls in the last six months—but

billion in revenue from its delivery
business in the first nine months of
I’ll be ordering a lot less of them once I feel

the year, up 96% from a year ago.
Uber’s delivery business isn’t a precise
comfortable in a restaurant again.

analog for DoorDash—Uber’s opera-
tions are more international, for in-
I N C O M E I N V E ST I N G THE EC ONOMY
Best Bet in a Down Year: Covid Spike Hits Hiring,
The Dividend Aristocrats And It’s Likely to Worsen
By Lawrence C. Strauss through Dec. 1, the Aristocrats returned By Matthew C. Klein corresponding October week. In the past
6.3%. seven days, there were more than 1.2 mil-
U T
ntil value stocks perked up in The top-performing Aristocrats this he economy may not have lion new cases.
recent weeks on the positive year hail from a variety of sectors. shrunk in November, despite At least as concerning as the retail and
news about Covid vaccines, Albemarle (ALB), a specialty chemi- the resurgence of the corona- restaurant hit is the continuing weakness
many dividend stocks had cal company and lithium miner, finished virus and the continued un- in professional-services employment,
languished this year. first with a total return of 88%. The winding of government support. But which reflects the spread of the economic
Some dividend strategies worked bet- shares have benefited in part from opti- that’s thin gruel to the roughly 12 million pain from directly affected sectors to the
ter than others, however, before the ro- mism about future lithium sales for bat- Americans who remain underemployed rest of society. In percentage terms, the
tation into value. teries used to power electric vehicles. compared with February. monthly drop in employment at “com-
“Investors have preferred to focus on The stock, however, yields 1.1%, one Employers reported 338,000 addi- puter systems design and related ser-
companies with a long-term history of of the lowest among the Aristocrats. Its tional jobs last month, according to the vices” was twice as bad as the decline at
increasing their dividend,” Chris Senyek, strong year-to-date performance was Department of Labor’s latest nonfarm restaurants and bars. As of November,
chief investment strategist at Wolfe Re- followed by Target, up 40%, dividends payrolls report, after excluding layoffs employment across America’s total tech
search, wrote in a recent note. Mean- included; Clorox (CLX), up 34%; and associated with the end of the census. A sector was down about 2.2% compared
while, he added, they “largely avoided Cintas (CTAS), which gained 35%. Cin- year ago, that would have been a strong with February. That’s worse than the
dividend-yielding stocks this year over tas, whose products include employee number, but relative to the magnitude of peak-to-trough decline in 2008-09.
dividend cut concerns and their ‘value’ uniforms, yields 0.8%. Clorox was at the jobs gap, it represents something close
P
investment style tilt.” 2.2%, and Target was at 1.5%. to stagnation. After all, the private sector erhaps the biggest warning sign
Consistent dividend growth over at added an average of 945,000 jobs each of a negative turn comes from the
A
least 25 years was the best-performing s one might expect given the month from August through October. jobs report’s separate survey of
basket of dividend stocks tracked by inverse relationship between Moreover, the underlying details of households, which implies that
Wolfe Research. Senyek’s list of about 65 price performance and yield, the data suggest that the U.S. job market employment fell by about 450,000 after
stocks that meet those criteria include the highest-yielding Aristocrats could easily turn negative in the months accounting for the sharp increase in the
many of the S&P 500 Dividend Aristo- have been among the worst performers ahead, assuming it hasn’t already. That number of workers who were probably
crats. Members of that group have paid in 2020. risks inflicting hardship on tens of mil- misclassified as “employed with an un-
out a higher dividend every year for at At 9% recently, Exxon Mobil (XOM) lions of people while we wait for the paid absence.” At 0.3%, the implied drop
least 25 years. sports the highest yield and, with a re- vaccine to be widely distributed. in November employment is comparable
The Aristocrats, which include John- turn of about minus 40%, it has been Big hiring numbers for delivery and to what’s happening in tech, restaurants,
son & Johnson (ticker: JNJ), Target the worst-performing Aristocrat this warehouse services—which together retail, and public schools.
(TGT), and McDonald’s (MCD), have year as of Dec. 1. The company, which added about 120,000 jobs—offset outright The number of people counted as
returned 7.5% this year, dividends in- has struggled with lower oil prices, has declines in a wide range of sectors, includ- unemployed barely dropped, thanks to
cluded, as of Dec. 1. That compares with maintained its quarterly dividend at 87 ing retail, restaurants, schools, tech, pub- a downtick in people reporting they were
a 15.3% result for the S&P 500 through cents a share, the first time in early 40 lishing, banking, accounting, consulting, on “temporary layoff”—but that was only
the same date. years that it hasn’t boosted the payout. and nursing homes, which together lost because 400,000 Americans stopped
As is the case for many dividend However, the stock will remain in the almost 120,000 jobs. Meanwhile, there actively looking for work due to a lack of
stocks, 2020 performance has been a Aristocrats for now because it will have was almost no job growth in many other jobs. As a result, there are still 12 million
tale of two distinct periods for the Aris- paid out more in dividends this year sectors, including construction, manufac- Americans who are either out of work
tocrats. (See page 17 for dividend payers than it did in 2019. turing, personal services, hospitals, and or who are working part time but would
benefiting from the recent rotation into Other laggards in the group include local governments excluding education. prefer to have full-time jobs.
value stocks.) AT&T (T), down 21%; Walgreens The hit to retail and restaurants can With multiple vaccines ready to be
From Dec. 31 of last year through Nov. Boots Alliance (WBA), off 32%; and probably be explained by the resurgence distributed, it’s likely that the economy
6, the Aristocrats eked out a return of Chevron (CVX), which has lost 23%, of the virus—and that hit will probably will be able to rebound strongly before
about 1%. But the Nov. 9 news from including dividends. worsen in coming months due to the the end of next year. It’s also likely that
Pfizer (PFE) and BioNTech (BNTX) But as a group, the Aristocrats have soaring number of new confirmed cases. things will continue to get worse before
that their Covid vaccine was more than been a solid option for defensive investors The current jobs report, after all, is a they get better, and that the potential for
90% effective marked the beginning of a during the pandemic. One way to play snapshot of the week ended on Nov. 14, permanent damage to workers and busi-
rotation into value stocks—and a boon that is with the ProShares S&P 500 when there were 993,000 new cases, up nesses will rise the longer Americans go
for many dividend stocks. From Nov. 6 Dividend Aristocrats ETF (NOBL). B from 383,000 new confirmed cases in the without income support. B
MAILBAG
Send letters to Mail@Barrons.com. To be considered for The Readback, a podcast taking you
publication, correspondence must bear the writer’s name, inside the latest stories, is available
address, and phone number. Letters are subject to editing. wherever you listen to podcasts.
400,000 cars in 2019, has annual drop by 80% or more to levels at erate efforts to manage climate-
revenues that are about 16% of Ford’s which it often traded within the past related risks across the financial
and about 18% of GM’s, and yet its 12 months? Perhaps—through a com- ecosystem. A sharper focus on cli-
market capitalization is off the charts bination of enhanced competition, mate risk also reinforces U.S. leader-
at $550 billion. failure of execution, heightened in- ship on the international stage, in
That tells the most unsophisti- vestor skepticism, and market techni- tune with a Biden administration.
cated investors what they need to cal factors. Gray Schweitzer
know: Wall Street sooner believes Under this scenario, S&P 500 Brooklyn, N.Y.
Tesla CEO Elon Musk’s story—or is index funds could lose nearly 2% of
that a fantasy?—than it does the ones their total asset value, potentially
from the established players in the made even worse if Tesla is included Boomers Buy In
car and truck industry. It also sug- in those funds at a yet higher valua-
gests that they sell their Ford, GM, tion than exists today. The S&P 500 To the Editor:
and Volkswagen shares and hook itself stands a good chance of being The baby boomers sold earlier in
their future to Musk’s instead. the greater fool. 2020 and sat on no returns this year,
Douglas Page Paul Matten and now they’re buying in as yields
Norwood, Mass. Naples, Fla. get lower and prices are driven
higher (“Move Over, Millennials!
To the Editor: Boomer Power Is Fueling Latest Leg
I have driven an F150 for years. My Climate-Risk Focus of Stock Rally,” Up & Down Wall
current one is by far the best vehicle Street, Nov. 27). Sounds like it won’t
I have ever owned. I drive both off- To the Editor: take much to set off a stock-selling
road and highway. I have also owned Matthew C. Klein alluded to the panic as the boomers try to preserve
the common stock for many years, Treasury secretary’s leadership of the what’s left of their retirement savings.
The Case for and in fact picked up some more

earlier this year when they were
practically giving it away.
Financial Stability Oversight Council,
or FSOC, as a key policy pillar (“Will
Past Be Prologue for Janet Yellen at
Terrence Milan
On Barrons.com
Investing in
Lane Pittard Treasury? A Review of Her Career To the Editor:
On Barrons.com Offers Clues,” The Economy, Nov. Reminds me of the 1999-2000 meltup.
27). Irrational exuberance part two. When
Expect a policy pivot regarding the collateral economic damage of this
Ford Motor
Tulip Mania Redux the intersection of climate and finan- disastrous pandemic becomes more
cial risk. A potential action item apparent, the laughing gas will wear
To the Editor: would be FSOC’s assessment of off and the outlandish price/earnings
To those intrigued by so-called digital whether climate change poses sys- ratios will revert.
currency, researching the 17th cen- tematic risk to the U.S. financial sys- John Cannela
To the Editor: tury tulip-bulb craze might have tem. Such a designation would accel- On Barrons.com
After reading Al Root’s well-researched article on merit (“The Big Money Is Driving a
Ford, I am left scratching my head as to his bullish Rally in Bitcoin. Why It Can Go
conclusion (“Retooling an Icon,” Cover Story, Nov. 27). Higher,” Follow-Up, Nov. 27). At least
I feel that he lays out a great case for avoiding Ford. that passion had some underpinning. BARRON’S HONORS THREE GROUPS
Root points out the company’s worst-in-class profit If your bulb didn’t get a higher bid, Three organizations are being recognized by Barron’s for their contribu-
margins, lack of a viable electric offering, failure to hope remained it might bloom in the tions to improving the financial health and security of Americans.
earn a profit in Europe, extreme reliance on pickup spring. The Cities for Financial Empowerment Fund’s Summer Jobs Connect, a
trucks in North America, poor quality performance as Thomas D. Finnigan program that helps teens with summer jobs open bank accounts; the Global
measured in dollars spent on warranty repairs per Alexandria, Va. Financial Literacy Excellence Center at the George Washington University, a
vehicle sold, and the pathetic performance of its stock research initiative that has helped foster financial literacy programs; and
in recent years. As factors arguing for purchase of the iGrad/Enrich Financial Wellness, a company creating personalized financial-
shares, he cites hopes that a new CEO will improve The Greater Fool? literacy learning platforms—all have demonstrated their ability to address
quality and margins, and a relatively strong balance critically important financial needs that affect a significant number of people.
sheet. I smell a value trap. To the Editor: Organizations were evaluated based on their purpose, scalability, and
Bill Gottdenker What if the hopes and dreams of effectiveness by an independent panel that included Ralph de la Vega,
Mountainside, N.J. Tesla investors don’t pan out? (“Tesla founder and chairman of De La Vega Group; Jimmy Chen, founder and CEO
Storms the S&P 500. Here’s the Bull of Propel; Lisette Garcia, senior vice president and chief operating officer of
To the Editor: Case,” Streetwise, Nov. 27, and “Tesla the Hispanic Association on Corporate Responsibility; and Lindsay Kaplan,
What must make life extraordinarily frustrating for Is About to Upend This Sector. What co-founder of Chief. Read more about the honorees in the inaugural Barron’s
General Motors CEO Mary Barra and the new CEO at Investors Should Do Now,” The Celebrates at barrons.com/honorees.
Ford, James Farley, is that Tesla sold fewer than Trader, Nov. 27.) Could its stock price
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MARKET WEEK
November 30 through December 4, 2020
Euro Trader P. M4 Power Play P. M7

Emerging Markets P. M4 Charting the Market P. M8
Striking Price P. M5 Winners & Losers P. M9
Commodities P. M6 Research Reports P. M11
Inside Scoop P. M7 Market View P. M12
13D Filings P. M7 Statistics P. M13
MARKET PERFORMANCE DASHBOARD
Dow Jones Industrials S&P 500 Nasdaq Composite Bitcoin in U.S. Dollars
30,218.26
52-wk: +7.86% YTD: +5.89% Wkly: +1.03%
3699.12
52-wk: +17.59% YTD: +14.50% Wkly: +1.67%
12,464.23
52-wk: +43.99% YTD: +38.81% Wkly: +2.12%
$18,993.34
52-wk: +157.37% YTD: +165.33% Wkly: +3.96%
Tech Bounces Back

December kicked off Pandemic Woes Stimulus Hopes 10%
Bitcoin’s Revenge with tech stocks leading The U.S. saw more than The three major U.S. indexes
Stocks capped an the market after lagging 195,000 new Covid cases closed at new records on Friday
epic month with a their cyclical cousins in on Wednesday, while the despite signs of a weakening
dip. The S&P 500, November. Bitcoin hit S&P and Dow eked out labor-market recovery. 7.5
Dow, and Nasdaq another new high. small gains.
all fell less than 1%.
Bitcoin hit a
new high. 5.0
2.5
-2.5
Monday Tuesday Wednesday Thursday Friday Close
Note: Bitcoin is traded 24 hours a day.
T
he economy looks dustrial Average rose 1% during the houses around the country or driving
THE TRADER to be stalling. The

market, on the
other hand, has no
week, to 30,218.26. The S&P 500 in-
dex gained 1.7%, to 3699.12, and the
Nasdaq Composite increased 2.1%, to
vans from house to house.
Covid-19 rates are spiking through-
out the country, depressing economic
brakes. 12,464.23. The small-cap Russell 2000 activity. Vaccines may be approved as
Payrolls numbers advanced 2%, to 1,892.45. soon as this month, but they won’t be
released on Friday Even Bitcoin got in on the action, widely distributed until well into 2021.
Reopening were particularly weak. Employers

added just 245,000 workers in Novem-
hitting a new all-time high of $19,920
on Tuesday.
So why the optimism? Investors
expect Congress will step in to cover
Euphoria ber, below expectations for 440,000

and October’s addition of 610,000.
“While the virus certainly weighed
By Avi Salzman The unemployment rate fell to 6.7%
from 6.9%, but the drop was caused
by more people dropping out of the
part of the gap, passing a stimulus bill
before Christmas break. That could
tide the economy over and provide a
Rages On. on job growth, the economy more
broadly is simply running out of
workforce entirely. And the jobs re-
port showed that a key sign of holiday
lifeline to workers who are about to
lose their unemployment benefits. Con-
How Long steam,” wrote Natixis CIB U.S. econo-
mist Troy Ludtka.
enthusiasm—the hiring of thousands
of workers to help with the holiday
gress is considering a bill that could
cost $900 billion, although Republi-
Can It Last? Nonetheless, all four major stock
indexes rose to record highs on Friday,
retail rush—simply didn’t happen this
year. Some of those workers—but
cans and Democrats were still at odds
about support for cities and states and
the first time that’s happened since clearly not enough—are helping with liability protections for businesses.
November 2018. The Dow Jones In- online shopping duties, filling ware- The worse the economy gets, the
M2 BARRON’S December 7, 2020
more likely they will come to a deal, some really make sense to buy a company like
analysts predicted. Royal Caribbean Group (RCL) after a 47%
“Under the circumstances, it is hard to rise since the start of November?
be a seller of any risk asset as long as there Stoeckle thinks reopening “euphoria”
is a good possibility of getting a deal done,” will fade. Delivering a vaccine to billions of
wrote Mizuho Securities analyst Robert people is no simple matter, and the market
Yawger. “You could actually make the argu- could buckle on any changes in the time-
ment that bad news is actually now good line. “We do not think this is going to be a
news because it increases the probability of straight line,” he says. Stoeckle is gaining a
getting a deal done.” newfound appreciation for stocks like Mi-
There’s some cynicism in that viewpoint, crosoft (MSFT), which is down 8% from
but the market is clearly buying it. Stocks its highs earlier this year.
dependent on economic growth have been “I think that many of these reopening
leading the rally, and oil is jumping. U.S.- stocks have gotten ahead of themselves,” he
traded oil briefly hit nine-month highs on says. “I think that the market has punished
Friday, and stocks of producers like Cono- some of the big tech stocks too much.”
coPhillips (ticker: COP) rose more than 5%. The market punishing big tech stocks?
In general, cyclicals and value stocks There’s a first time for everything.
have outperformed growth stocks since
early November. Banking on Biden
The S&P 500 returned 11% in November. Bank investors have had plenty of problems
Value stocks, as measured by low price-to- to fret about lately, but at least the incoming
book values, have rallied 32% in the past Biden administration isn’t one of them.
month, according to BMO Capital Markets. After a week of speculation, President-
The Professional’s By contrast, stocks with the fastest five-year

earnings-per-share growth rose 10.5%.
A broad basket of value stocks is still
elect Joe Biden officially nominated Janet
Yellen, former chair of the Federal Reserve,
to be his Treasury secretary. For bank in-
Gateway to the down 9% this year, and analysts think that

those stocks have considerable room to run
as the overall economy improves.
vestors, having a familiar face was a wel-
come relief. Many on Wall Street worried
that Sen. Elizabeth Warren (D., Mass.), or
“While the pandemic and the excessively another adversary of the financial industry,
World’s Markets binary investment decisions, and lack of

process and discipline that came along with
it, are unlikely to fade in the coming months,
would win the position. In Yellen, the
Street sees a known quantity.
“Some of the early [Biden] appointments
we remain optimistic heading into 2021 as are less disruptive than feared,” Chris
Starting at $0 Commissions the economy and society slowly transition McGratty, head of U.S. bank research at
back to normal,” wrote BMO Chief Invest- Keefe, Bruyette & Woods, tells Barron’s. Be-
on US listed stocks and ETFs1 ment Strategist Brian Belski. He expects the fore the election, KBW had recommended
S&P 500 to gain another 15% next year after Goldman Sachs Group (GS), Bank of New
ending this year at 3650. York Mellon (BK), Fifth Third Bancorp
And yet it’s worth questioning the rally (FITB), and Truist Financial (TFC), as-
too. Mark Stoeckle, CEO and portfolio man- suming Biden won and Republicans held the
ager at Adams Funds, tells Barron’s that Senate; the latter will be determined in
some of the big growth names that have Georgia’s runoff election for two U.S. Senate
lagged now look like smarter bets than the seats next month. The firm stands by those
“reopening” names. Yes, cruise stocks may picks. Even if the Democrats win both
eventually prove their worth, but does it seats—which would give them an effective
ibkr.com/gopro Vital Signs

Friday's Week's Week's
Close Change % Chg. Last Week Week Earlier
DJ Industrials 30218.26 +307.89 +1.03 NYSE Advances 2,363 2,555
DJ Transportation 12742.08 +180.65 +1.44 Declines 846 631
DJ Utilities 856.13 -17.05 -1.95 Unchanged 49 60
DJ 65 Stocks 10067.98 +70.15 +0.70 New Highs 490 465
Interactive Brokers Rated #1 DJ US Market 930.38 +15.62 +1.71 New Lows 20 28
Best Online Broker 2020 by Barron’s* NYSE Comp. 14417.33 +218.83 +1.54 Av Daily Vol (mil) 5,405.6 4,789.2
NYSE Amer Comp. 2334.65 +42.01 +1.83 Dollar (Finex spot index) 90.86 91.79
S&P 500 3699.12 +60.77 +1.67 T-Bond (CBT nearby futures) 171-210 173-280
S&P MidCap 2244.94 +39.02 +1.77 Crude Oil (NYM light sweet crude) 46.26 45.53
Member - NYSE, FINRA, SIPC - *Interactive Brokers rated #1, Best Online Broker
according to Barron’s Best Online Brokers Survey of 2020: February 21, 2020. For more S&P SmallCap 1085.44 +25.77 +2.43 Inflation KR-CRB (Futures Price Index) 159.89 160.97
information see, ibkr.com/info - Barron’s is a registered trademark of Dow Jones & Co. Nasdaq 12464.23 +258.39 +2.12 Gold (CMX nearby futures) 1835.90 1781.90
Inc. [1] IBKR Lite provides commission-free trades in US exchange-listed stocks and ETFs Value Line (arith.) 7784.21 +201.03 +2.65
routed to select market makers. IBKR may charge non-commission related fees. For Russell 2000 1892.45 +37.18 +2.00
more information, see ibkr.com/liteinfo 11-IB20-1417CH1286 DJ US TSM Float 38454.30 +654.94 +1.73
EUROPEAN TRADER E M E R G I N G M A R K E TS
Challenging Outlook for Mexico’s Bonds Are More
Funeral Group Dignity Attractive Than Stocks
By Rupert Steiner given the uncertainty around funeral By Craig Mellow nomic effects, sticking by his ideology of
restrictions and the potential changes to “republican austerity.”
D F
ignity, Britain’s only publicly the broader landscape that could be on or a long time now, Mexico has His economy is projected to contract
listed funeral director, has seen the horizon.” had a rotten stock market but by 10% this year, compared with 4% in
its shares get a boost from an However, he was upbeat about an in- great bond market. freer-spending Brazil. Official poverty
aggressive expansion fueled by dependent review of Dignity’s property The iShares MSCI Mexico has risen from 35% to 44.5%, observes
buying independent rivals. But its acqui- assets of about 461 million pounds ster- exchange-traded fund (ticker: EWW) has Luis Maizel, the Mexican-born co-
sition drive slowed along with earnings, ling ($513 million), which is far higher lost more than 20% over the past five founder of LM Capital Group. “People
and Dignity faces the possibility of losing than the net book value of £44 million. years, compared with a 48% gain for are starting to steal because they can’t
some market share to rivals. While the property valuation is attrac- global emerging markets and a 75% re- feed their kids,” he says.
Dignity (ticker: DTY.UK) had a strong tive, it’s largely offset by net debt of turn on the S&P 500 index. Mexican The contraction digs a deeper hole for
track record of delivering earnings and £479 million. sovereign bonds, by contrast, have sel- consumer companies to climb out of next
dividend growth as it grew to 800 fu- The business, based in Sutton Cold- dom yielded less than 6% for a 10-year year. Mexican stocks jumped more than
neral locations. Shares tripled to 2,820 field, England, has a market value of note, while the peso has held more or less 20% in the past month on encouraging
pence ($37.58) over six years to 2016, and £358 million and employs 3,304 workers. steady against the dollar. vaccine news. But they may struggle to
slumped to 820 pence within two years. It fetches 15.9 times this year’s expected The country has been through tumult advance further.
The stock slid to about 243 pence in earnings and is valued at a 20% discount over the past two years, with a leftist “We see less room for a further rerat-
June over worries about how a regulatory to its peers. In its March earnings report, president taking power, a calamitous ing in stocks,” says Gabriela Soni, chief
investigation into competitive practices Dignity swung into the black, posting a collision with Covid-19, and then a rally investment officer for Mexico at UBS
might change the industry. But prelimi- pretax profit of £44.1 million for the year on vaccine-driven optimism. But not Global Wealth Management.
nary findings in the report didn’t call for ended on Dec. 27, 2019, an improvement much has changed in market terms. AMLO’s tight wallet is positive for
a much-feared price cap on funeral on the previous year’s £18 million loss. Among emerging markets, Mexico is still bond investors, though. Mexico has
charges, and the stock has risen to 735 Full-year sales were £338.9 million. a magnet for fixed income, yet so-so at maintained a positive current account
pence. Dignity’s stock is up 25% this Although the preliminary report from best for equities. balance, is bulging with currency re-
year—but could fall again. Government the Competition and Markets Authority, “The bonds are looking more attrac- serves, and is secure for now in its invest-
regulation on pricing could still be on the or CMA, industry investigation didn’t tive than many others in EM,” says Yung- ment-grade credit rating.
horizon. And some competitors are offer- recommend price caps, a separate regula- Yu Ma, chief investment strategist at A hawkish central bank pitched in by
ing customers less expensive funerals or tor, the Financial Conduct Authority, an- BMO Wealth Management. “Stocks are a holding rates at 4.25% last month, which
have cut prices as they consolidate. nounced last week that it will regulate the little more of a mixed picture.” translates to a 5.7% yield on 10-year peso
And while Dignity has conducted prepaid funeral market. While this could For a country of 126 million on the bonds. That’s impressive if the currency
almost 10,000 more burials and crema- increase administration costs, Dignity is doorstep of the U.S., Mexico offers a sur- holds near current levels at around 20 to
tions in the first nine months of 2020 in a better position than smaller rivals to prisingly stodgy roster of stocks. The the dollar, as investors expect.
than in an average year due to Covid-19, weather that. In November, Dignity Exec- closest thing to a prominent tech name is “With markets returning to the hunt
the average price of funerals decreased utive Chairman Clive Whiley said, “We telecom provider America Movil for yield, Mexico still looks attractive,”
as the bereaved opted for simpler and still have a long way to go, and the strate- (AMX). says Ilya Gofshteyn, senior emerging
cheaper services due to lockdowns. gic review will take time to ensure we are The rest of the index is dominated by markets macro strategist at Standard
There have also been restrictions on prepared for every eventuality.” old-school consumer companies like Chartered Bank. He is targeting 19 pesos
the number of people allowed to gather, It will take the “serious pricing and Wal-Mart de Mexico (WALMEX.Mex- per dollar by next March.
and in July, Dignity stopped providing product trials, alongside competitor reac- ico) and Grupo Financiero Banorte Mexican stocks are still cheap histori-
limousines and offering church services, tions and the CMA final outcome, to (GFNORTEO.Mexico). These proved cally, priced at 14 to 15 times expected
which are income drivers. The company define a strategy that harnesses the full unalluring as Mexican gross-domestic- earnings against an average of 16 to 17,
is also midway through a strategic re- capacity and bandwidth of our business, product growth slumped to zero even points out Daniel Gewehr, head of Latin
view, and its CEO left in April. where we remain determined to grow before the pandemic. American equity strategy at Banco San-
Greg Lawless, an analyst at private- market share without further dilution President Andres Manuel Lopez Obra- tander. And AMLO might ramp up
equity firm Shore Capital, estimates that for shareholders,” Whiley said. dor’s response to the coronavirus hasn’t spending ahead of midterm elections in
the stock could decline to 555 pence, a While there are few certainties in life, helped matters. Mexico ranks ninth in June, juicing growth and ruffling fixed-
drop of more than 20%. In a November Dignity faces too many uncertainties the world in Covid deaths per capita. But income investors.
note he wrote, “Not surprisingly, there right now for it to be very attractive to AMLO, as the leader is known, has been But for now it looks like the same-old
is no guidance beyond the current year, prospective investors. B uniquely stingy in offsetting the eco- in Mexico: Buy bonds, not stocks. B
December 7, 2020 BARRON’S M5
T H E ST RIKING PRI CE
The phenomenon of little investors making big
profits has become such a factor in the options
market that it is now monitored by major firms.
Tesla Is About to Join the Equity Options
S&P 500. How to Play It. CBOE VOLATILITY INDEX

VIX Close VIX Futures
90
THE EQUITY-ONLY PUT-CALL RATIO
Put-Call Ratio S&P 500 Index
310
290
270
250
70 230
210
By Steven M. Sears actually, Teslas are more like computers on 190
50 170
wheels—should benefit from all of this
I
150
t’s an overstatement to assert that bull- forced buying, which, in turn, could create 130
110
ishly trading options on Tesla is like constructive conditions for options trading. 30 90
having a license to print money. But It is likely that some investors who will 70
50
not much of one. soon be forced to buy the stock are among J F M A M J J A S O N D 10 J F M A M J J A S O N D 30
The stock has rallied so much this year Tesla’s legion of haters—those as convinced Daily Values Source: CBOE Source: McMillan Analysis Corp.
that anyone with some cash has often ef- that the company is bad as fans are that it’s
fortlessly made money by selling puts, or creating a greener future with electric cars. SPX SKEW NDX SKEW
buying calls, or even selling calls that are This disagreement should provide enough Implied volatility % Implied volatility %
far above Tesla’s (ticker: TSLA) stock price. tension for a short-term bullish trade that 16% 17%
So far this year, the stock has gained 616%, seeks to take advantage of Tesla’s stock
15 16
sharply outperforming the S&P 500 in- joining the index. 15
14
dex’s 15% gain. With Tesla trading around $599, aggres- 14
13
On Reddit—a chat room for people sive investors can sell its January $580 put 13
younger than you and me—a trader with option and buy its January $600 call option 12 12
11
the handle Osbetel says that he turned for about $10. Both expire Jan. 15. 11
10
$5,000 into almost $500,000 trading The risk-reversal strategy—selling a put 10
9
Tesla options, according to MarketWatch. and buying a call with a higher strike price 9 8
Osbetel says that he hopes to make $1 mil- and the same expiration—expresses a will- 8
J F M A M J J A S O N D J F M A M J J A S O N D 7
lion by year end. ingness to buy the stock on a decline and to Source: Credit Suisse Equity Derivatives Strategy Source: Credit Suisse Equity Derivatives Strategy
The trader’s alleged success is sure to participate in rallies. The expiration cap- Skew indicates whether the options market expects a stock-market advance or decline. It measures the difference
strike many investors as preposterous, but tures the index inclusion and the weeks between the implied volatility of puts and calls that are 10% out of the money and expire in three months. Higher
readings are bearish.
the phenomenon of little investors with leading up to Tesla’s next earnings report,
little wallets making big profits has become which should be released in late January. Week's Most Active
such a factor in the options market that it is If Tesla’s stock is at $620 at expiration, Company Symbol Tot Vol Calls Puts Avg Tot Vol IV %ile Ratio
now regularly monitored by major firms. the call is worth $20. Should the stock de- Nesco NSCO 9806 5180 4626 68 100 144.2
Each day, for example, Susquehanna cline—and any stock that has rallied so far Merrimack Pharmaceuticals MACK 15092 10155 4937 152 98 99.3
Financial Group sends clients a roster of so fast is always susceptible—the short put CEMEX CX 338732 314487 24245 6232 85 54.4
Tredegar TG 4039 1768 2271 124 100 32.6
message-board trading activity. Tesla is will become an expensive problem. Only Paya PAYA 2992 2912 80 96 16 31.2
often included, as are options on most any consider the trade if you can afford to buy Arlo Technologies ARLO 73829 64746 9083 2440 98 30.3
stock that reeks of momentum. The little the stock. Schultze SPAC SAMA 11397 10101 1296 412 86 27.7
traders are increasingly viewed by big During the past 52 weeks, Tesla’s stock China Automotive Systems CAAS 33574 17097 16477 1332 99 25.2
G1 Therapeutics GTHX 8739 7385 1354 352 86 24.8
traders as a force that moves markets. has ranged from $66.95 to $607.80. Over Curis CRIS 10969 10697 272 512 87 21.4
“If you believe in Elon Musk and his the past year, the stock is up 792%. Blackberry BB 925067 758349 166718 43580 97 21.2
messianic fervor that he will change the Without doubt, the trade oozes leverage Casa Systems CASA 8584 7998 586 464 84 18.5
AquaBounty Technologies AQB 21231 17322 3909 1212 91 17.5
world, you have been richly rewarded, and reeks of volatility. Only consider it if
Splunk SPLK 212513 136305 76208 15180 82 14.0
and the more leveraged you are to Tesla you can afford to buy Tesla stock at a lower Oramed Pharmaceuticals ORMP 7997 7561 436 592 95 13.5
success, the better you did,” says Steve price. What could drive it lower? There is Waddell & Reed WDR 17771 8170 9601 1316 61 13.5
Sosnick, Interactive Brokers’ chief strate- chatter that some institutional traders—and Shutterstock SSTK 16361 15490 871 1220 92 13.4
Catabasis Pharmaceuticals CATB 26889 23993 2896 2392 100 11.2
gist, who is nonetheless wary of the zeal many loathe Tesla—will sell the stock be- Sportsman's Warehouse SPWH 28529 24486 4043 2920 66 9.8
around Tesla. cause the index inclusion could be as good QuantumScape QS 290477 201949 88528 36912 38 7.9
Still, the Tesla trade may enter a turbo- as it gets for Tesla for quite some time. The This table of the most active options this week, as compared to average weekly activity – not just raw volume. The idea is that the
charged zone when Tesla joins the S&P stock has recently been mixed. unusually heavy trading in these options might be a predictor of corporate activity – takeovers, earnings surprises, earnings pre-
announcements, biotech FDA hearings or drug trial result announcements, and so forth. Dividend arbitrage has been eliminated. In
500 on Dec. 21. The stock’s inclusion in the Of course, many such sound reasons short, this list attempts to identify where heavy speculation is taking place. These options are likely to be expensive in comparison to
their usual pricing levels. Furthermore, many of these situations may be rumor-driven. Most rumors do not prove to be true, so one
market benchmark means that index funds, have been cited in the past, and all that should be aware of these increased risks if trading in these names
exchange-traded funds, and investors has happened is that Tesla’s stock has Ratio is the Tot Vol divided by Avg Tot Vol. IV %ile is how expensive the options are on a scale from 0 to 100.
who track the index must buy Tesla’s stock. destroyed doubters and made Musk one Source: McMillan Analysis
Shares of the electric-vehicle maker— of the world’s wealthiest people. B

©2020 Dow Jones & Company. All Rights Reserved. 2E222
COMMODITIES
COPING Expect Gold Prices to
March Higher in 2021
WITH COVID
A SPECIAL REPORT FOR ADVISORS
By Myra P. Saefong says Grosskopf. “Gold’s role as an insur-
ance asset was more attractive at that
G
old prices have climbed sharply time, so the midyear run to all-time highs
in 2020, but they are still off made sense.”
more than 10% from the record Ups and downs in the spread of
high in August. The moves cap Covid-19 contributed to volatile trading in
a year rocked by a pandemic that led to gold, but progress toward viable vaccines
economic restrictions and fiscal stimulus in the U.S. has helped to ease worries
measures, feeding the precious metal’s about the economy in recent weeks, and
appeal as a haven investment. prices now trade more than $200 an
Many of these same reasons are ounce lower than the record high seen
expected to lift prices in the new year. in August.
“It is likely that the uncertainty of how Among the biggest unknowns for gold
the economy is going to recover and how is the path and magnitude of the eco-
fast and large the recovery will be, cou- nomic recovery, the effectiveness of a vac-
pled with increasingly historic levels cine and treatments, whether the Federal
of fiscal and monetary stimulus, put Reserve can reduce liquidity enough to
gold on the path of a bull run for several prevent inflation, and whether interest
years,” says Ed Moy, a former director on the national debt will “start crowding
of the U.S. Mint, who is currently chief out other government expenditures,”
strategist at gold seller Valaurum. says Moy.
Gold futures have climbed by roughly Short-term volatility is a given, he adds,
21% this year, with prices settling at but the long-term fundamentals of what
$1,841.10 an ounce on Dec. 3. drive gold prices higher—economic uncer-
For the year, soaring debt ratios in ma- tainty and the fear of inflation—remain in
jor economies and “monetary and fiscal place and will probably increase over time.
stimulus leading to increases in money Democrat Joe Biden as president is also
supply” were the top two factors for gold’s expected to lead to higher prices for gold
rise, says Peter Grosskopf, CEO of Sprott. in the longer term.
“Heightened uncertainty and fear due to The U.S election outcome has helped
the pandemic” ranked third, though he to soothe financial markets, which is
believes that Covid-19 accelerated the first initially a “negative” for gold, Grosskopf
two factors. says. However, it doesn’t change the
To Moy, however, the pandemic and “likelihood that more stimulus, low-to-
the economic uncertainty it has caused negative interest rates, a weakening U.S.
increased demand for haven assets, and dollar, and out-of-control debt ratios are
the limited supply of gold, along with here to stay,” he says.
Download the full report at massive amounts of stimulus measures in Biden is expected to offer more stimu-
barrons.com/covidreport a short period, were the key reasons for lus and oversee massive budget and trade
gold’s gain this year. deficits, “both of which will accelerate the
“Without Covid and its economic reasons for owning gold,” Grosskopf says.
impact…gold would likely not have Prices for the metal should “trend posi-
climbed this much,” he says. tive” during Biden’s presidency.
Prices, based on the most-active con- Grosskopf sees the recent pullback in
tract, reached a record high settlement of gold as a “healthy correction and a buying
$2,069.40 on Aug. 6. opportunity” for investors. In 2021, prices
At midyear, “there was still some risk should rally to more than $2,000, with a
SPONSORED BY
that economies were not going to bounce, climb to fresh record highs by midyear,
and vaccines were not in the picture,” he says. B
I N S I DE SC OOP
which now stands at 18,820,296 POWER PLAY
shares, or 4.9% of Nikola’s tradable
Deal Makers
stock. Nimbus is a European in-
vestment firm owned by engineer-
ing and manufacturing conglomer-
ate Robert Bosch LLC that
maintains a partnership with
Continue
Foot Locker’s Largest
Nikola to manufacture heavy-duty,
fuel-cell-powered trucks. Nikola
recently disclosed a reworked part-
nership deal with General Motors
(GM) that no longer included a $2
Bulking Up
Investor Buys More Shares billion investment into Nikola by
GM. Bosch was an early investor in
Nikola, and supplies it with truck
BY CARLETON ENGLISH
T
components, such as electrohy- he consolidation in the as-
draulic steering systems. Bosch set-management industry
By ED LIN $50.8 million from Nov. 27 through also developed fuel-cell compo- continues.
F
Dec. 1 for 1.34 million more Foot nents in collaboration with Nikola. Late on Wednesday, Aus-
oot Locker stock is nearly Locker shares, an average price of tralia’s Macquarie Group (ticker:
flat for the year to date, and $37.97 each. Vesa now owns 12.6 mil- Bloomin’ Brands (BLMN) MQBKY) announced plans to buy
its largest shareholder re- lion Foot Locker shares, according to Vesa Equity, Jana Partners disclosed the sale of Waddell & Reed Financial
cently bought up more than forms the firm filed with the Securi- controlled by 452,313 shares of the owner of ca- (WDR) for $1.7 billion. Once the
$70 million of shares of the ties and Exchange Commission. Vesa’s billionaire Daniel sual restaurant chains Outback deal is closed, Macquarie will sell
apparel and footwear retail- Foot Locker stake stands at more than Kretinsky, bought Steakhouse and Carrabba’s Italian Waddell & Reed’s wealth manage-
ing chain. 11%, according to S&P Capital IQ. $70 million of Foot Grill. Those shares were sold at ment platform to LPL Financial
Foot Locker (ticker: FL) stock cra- Vesa didn’t respond to a request for Locker shares. It prices ranging from $17.05 to $18.10 (LPLA) for $300 million. The deals
tered 43% in the first quarter as the comment on the stock purchases. remains the each from Nov. 16 through Nov. 27. should close next year. It’s a “home-
coronavirus pandemic roiled markets. Vesa is required to report transac- retailer’s largest At the end of March, Jana reported run transaction” for LPL, wrote
But shares have slowly retraced since tions in Foot Locker stock on the same shareholder. a 9.2% stake in the restaurant oper- Wolfe Research Executive Director
to wipe out the loss. Earnings as of regulatory forms as company execu- ator. Jana has now pared its interest Steven Chubak in a note.
late have been strong, lifted by back- tives and directors because Vesa owns in Bloomin’ Brands to 4.8%, equal More tie-ups could be on the
to-school shopping, but rising more than 10% of the outstanding to 4,167,301 shares. way as asset managers seek to grow
Covid-19 cases could threaten holiday shares. to compete with larger rivals.
shopping. Foot Locker insiders, incidentally, Lindblad Expeditions Greater scale is key in light of in-
Vesa Equity Investments, con- haven’t bought shares on the open Holdings (LIND) vestors’ increasing preference for
trolled by Czech billionaire Daniel market in a decade. In November Inclusive Capital slashed its stake lower-cost index funds.
Kretinsky, paid $19.7 million on Nov. 2010, then-CEO Ken Hicks paid in the expedition and adventure Firms need to “get scale, realize
24 for a total of 509,575 Foot Locker $112,000 for 6,000 Foot Locker travel firm to 2,423,247 shares. expense synergies, and improve
shares, a per-share average price of shares, a per-share price of $18.66. Without citing a reason, Inclusive profitability,” Chubak tells Barron’s.
$38.65. Vesa followed up by paying Hicks retired near the end of 2014. B Capital sold 500,000 Linblad Ex- The deal will lift Macquarie’s
peditions shares at $12.93 apiece on assets under management to $465
Nov. 24, then sold another billion, putting the combined entity
1,500,000 shares the next day at into the ranks of the top 25 mutual
$12.22 each. Following those sales, fund managers in the U.S.
2014. Casdin now owns 7,440,107 Inclusive now holds a 4.9% interest Analysts at Goldman Sachs
Increases in BioLife shares, equal to 22.7% of the
outstanding stock.
in Lindblad Expeditions’ tradable
stock.
called the transaction “financially
and strategically sound” for Mac-
Holdings Tenneco (TEN)
quarie, which will still have “sig-
nificant dry powder” for future
BioLife Solutions (BLFS) Icahn Enterprises disclosed that acquisitions.
Casdin Capital lifted its stake in
the hypothermic-storage firm with
Decreases in These disclosures are
from 13Ds filed with it now holds 8,785,443 class A
shares of the automotive-compo-
The Macquarie tie-ups come
after Morgan Stanley (MS) an-
Holdings
the Securities and
Exchange Commission.
a private purchase of 1,600,000 13Ds are filed within nents maker. The lowered position nounced plans to acquire asset
shares. On Nov. 24, Casdin closed 10 days of an entity’s resulted from the sale of 350,949 manager Eaton Vance (EV) in Oc-
the purchase of the BioLife shares Nikola (NKLA) attaining more than Tenneco shares from Nov. 30 tober. Similarly, Nelson Peltz’ Trian
5% in any class of a
from Taurus457 GmbH at a per- Nimbus Holdings disclosed that it company’s securities. through Dec. 2 at per-share prices Fund Management revealed hefty
share price of $22.50. Taurus 457 is sold 4,261,155 shares of the maker of Subsequent changes ranging from $10.93 to $11.06. stakes in Invesco (IVZ) and Janus
in holdings or inten-
an investment vehicle wholly electric and hybrid vehicles. Nimbus tions must be re-
Icahn Enterprises now holds Henderson (JHG) in October, with
owned by BioLife director Thomas sold the Nikola shares on Dec. 1 at ported in amended 14.4% of Tenneco’s common A an eye toward deal making as play-
Girschweiler, who has been a mem- prices ranging from $16.84 to $18.81 filings. This material is stock, as well as all of Tenneco’s ers in the industry look to catch up
from Nov. 26 through
ber of BioLife’s board since 2015 apiece. No reason was provided for Dec. 2, 2020. Source: 20,308,454 outstanding, non-vot- to behemoths such as BlackRock
after an earlier stint from 2003 to Nimbus’ 18.5% cut to its Nikola stake, InsiderScore.com ing B shares. (BLK) and Vanguard.
For asset managers, the urge to
merge is proving irresistible. B
Charting the Market

A graphic look at selected stock activity for the week ended December 4, 2020 n Edited by Bill Alpert
NIKOLA AMERICAN AIRLINES GROUP CINEMARK HOLDINGS KANDI TECHNOLOGIES GROUP
NKLA (NASD) • 18.88 • -9.05 23 AAL (NASD) • 16.40 • 1.42 19.0 CNK (NYSE) • 14.45 • -2.33 20 KNDI (NASD) • 7.99 • -5.63 15
The aspiring maker of 21 Airline load factors hang 17.5 Warner Bros. said it will 18 Questions about the Chi- 13
electric trucks inked its long- 19 on Covid-19 case loads. 16.0 stream 2021 films as soon as 16 nese firm’s electric-car aspi- 11
awaited deal with General 17 American must fill seats to 14.5 theaters get them—shaking 14 rations were raised by Hin- 9
Motors. Disappointingly, GM 15 service its debt, but at least 13.0 the U.K.-based owner of the 12 denburg Research, the short 7
took no equity stake and M T W T F its Florida, Texas, and Colo- M T W T F Regal chain, and rival chain M T W T F seller whose charges punc- M T W T F
won’t partner in production. rado flights are in demand. AMC Entertainment. tured Nikola in September.
Stock Price $ Stock Price $ Stock Price $ Stock Price $
105 33 40 21
84 28 33 17
63 23 26 13
42 18 19 9
21 13 12 5
0 8 5 1
Volume in Millions Volume in Millions Volume in Millions Volume in Millions

354 1016 108 226
177 508 54 113
0 0 0 0
D J F M A M J J A S O N D J F M A M J J A S O N D J F M A M J J A S O N D J F M A M J J A S O N
SALESFORCE.COM MICHAELS COS KOHL'S WORKHORSE GROUP

CRM (NYSE) • 225.86 • -21.77 254 MIK (NASD) • 12.10 • 1.86 13 KSS (NYSE) • 40.90 • 7.40 42 WKHS (NASD) • 22.07 • -5.11 29
Despite the enterprise 243 A doubling in e-commerce 12 Deutsche Bank up- 39 The U.S. Postal Service 26
software firm’s good Octo- 232 sales helped the arts-and- 11 graded the retail chain to a 36 put off for a second time its 23
ber-quarter results, inves- 221 crafts retailer earn 74 cents 10 Buy, on the news that Sep- 33 decision on a replacement 20
tors fear its deal to buy 210 a share in its October quar- 9 hora will open a store- 30 for its aged delivery trucks. 17
Slack for $27.7 billion in M T W T F
ter—up from the year-ago M T W T F
within-a-store at some 850 M T W T F
Workhorse has a bid to M T W T F
cash and stock is too rich. 19 cents. Comps rose 16%. Kohl’s locations by 2023. supply electric mail trucks.
286 15 57.5 32.5
252 12 48.0 26.0
218 9 38.5 19.5
184 6 29.0 13.0
150 3 19.5 6.5
116 0 10.0 0.0

148 64 90 542
74 32 45 271
0 0 0 0
SPLUNK CARNIVAL ZOOM VIDEO COMMUNICATIONS FUELCELL ENERGY

SPLK (NASD) • 161.07 • -42.96 212 CCL (NYSE) • 23.45 • 1.87 25 ZM (NASD) • 410.01 • -61.60 496 FCEL (NASD) • 7.95 • -1.74 11.0
A loss, on sales of $599 196 Covid vaccine news led 23 Vaccines aren’t good news 469 After fuel-cell enthusiasm 9.5
million in the data-analytics 180 some analysts to set their 21 for the videoconferencing 442 sent its shares soaring 8.0
firm’s October quarter, hurt. 164 sights on spring, when the 19 stock, even though it grew 415 above $9, the company 6.5
Guidance of $650-to-$700 mil- 148
cruise line—and rival Nor- 17
revenues 367% in the Octo- 388
irked investors with an of- 5.0
lion in sales this quarter M T W T F wegian—might set sail M T W T F ber quarter, and earned 99 M T W T F fering at a price of $6.50, in- M T W T F
dashed hopes of $775 million. again in ships now laid up. cents a share. cluding some insider sales.
225 53 593 12.5
198 44 486 10.0
171 35 379 7.5
144 26 272 5.0
117 17 165 2.5
90 8 58 0.0

46 728 132 790
23 364 66 395
0 0 0 0
The charts record the net change in share price, the high, low and closing trades, and share volume for companies with noteworthy stock activity last week. In addition, the graphs depict last week’s daily price activity in detail. The
dotted line on some graphs denotes the stock’s 200-day moving average; lack of a moving average means the shares have traded for less than that time period.
Winners and Losers

NYSE BIGGEST % MOVERS NYSE MOST ACTIVE NYSE AMERICAN MOST ACTIVE NASDAQ MOST ACTIVE
Winners Volume Percentage Leaders Volume Percentage Leaders Volume Percentage Leaders
Name (Sym) Volume Close Change %Chg. Name (Sym) Volume %Chg. Close Change Name (Sym) Volume %Chg. Close Change Name (Sym) Volume %Chg. Close Change
Natuzzi(NTZ) 1044 14.41 +5.83 +67.9 StrPeakEnerA(STPK) 35063 7046.3 17.01 +6.51 WidePoint(WYY) 2969 170.7 9.36 –1.75 FangddNetwork(DUO) 9744 7024.7 10.10 +2.60
StrPeakEnerA(STPK) 35063 17.01 +6.51 +62.0 BlackBerry(BB) 597065 2628.5 8.52 +2.37 FriedmanInds(FRD) 157 170.7 7.17 +0.93 AtlasTech(ATCX) 1252 1417.7 7.07 +1.88
Yalla(YALA) 21175 17.14 +6.33 +58.6 NorthernGenesis(NGA) 34224 1679.5 14.25 +1.21 Parts Id(ID) 658 149.0 6.20 +0.36 GeospaceTech(GEOS) 4427 1367.2 7.66 +1.33
Waddell&ReedFin(WDR) 39038 25.55 +8.59 +50.6 VyGlblGrowthA(VYGG) 1243 1441.0 10.29 +0.04 AnnovisBio(ANVS) 292 127.2 5.92 +0.07 LuminarTech(LAZR) 127143 1307.7 31.40 +16.01
Nesco(NSCO) 28755 6.69 +2.05 +44.2 VinceHolding(VNCE) 1253 1433.2 6.70 +1.43 Chase(CCF) 178 107.0 112.66 +6.29 CommWestBcshs(CWBC) 356 896.9 9.14 +0.64
TrineAcqn(TRNE) 21933 17.37 +5.18 +42.5 GigCapital2(GIX) 11893 1316.2 10.24 –0.01 CTO Realty(CTO) 249 97.5 41.22 +0.87 OvidTherap(OVID) 29027 762.3 2.68 –3.61
BlackBerry(BB) 597065 8.52 +2.37 +38.5 AEA-BridgesA(IMPX) 295 1002.3 9.87 +0.16 CoreMoldingTech(CMT) 307 94.4 12.64 +1.18 CogentBio(COGT) 6650 745.0 13.01 +3.18
KingswayFin(KFS) 1021 4.28 +1.19 +38.3 ArloTech(ARLO) 48982 954.0 7.08 +1.61 NewBeginnings(NBA) 479 84.4 9.95 +0.05 Veritone(VERI) 27053 611.2 27.15 +5.85
Waddell&ReedFin(WDR) 39038 722.3 25.55 +8.59 EVI Industries(EVI) 127 80.2 35.90 +2.24 BeiGene(BGNE) 8274 559.0 222.88 –63.01
Losers EquityDistrA(EQD) 645 704.1 10.02 +0.07 Kaleyra(KLR) 1718 78.1 8.77 –0.66 Moderna(MRNA) 316266 459.9 152.52 +25.49
Name (Sym) Volume Close Change %Chg. Tredegar(TG) 3465 702.0 22.53 +6.21 1847Goedeker(GOED) 2523 76.8 6.50 +0.45 Splunk(SPLK) 44718 447.2 161.07 –42.96
Hyliion(HYLN) 42819 18.03 –6.46 –26.4 GigCapital3(GIK) 7484 698.3 12.25 –0.22 CheniereEnergy(LNG) 11496 52.9 59.80 +1.02 AmerantBancorpB(AMTBB) 199 385.9 12.30 –0.25
NaviosMaritime(NNA) 2482 3.62 –1.10 –23.3 GalileoAcqn(GLEO) 1542 675.2 10.13 +0.10 NorthernOil&Gas(NOG) 6545 40.6 7.77 +0.85 CambiumNtwks(CMBM) 4665 376.0 25.27 –1.70
XPeng(XPEV) 208571 49.34 –14.94 –23.2 ChinaOnlineEduc(COE) 721 672.6 29.47 +1.80 NatlHealthcare(NHC) 230 39.6 66.76 +1.98 XP(XP) 18949 364.8 38.46 –3.20
Cango(CANG) 1002 7.09 –2.04 –22.3 InterPrivate(IPV) 11766 660.7 12.50 +1.63 AcmeUnited(ACU) 106 37.9 31.70 –0.63 AyalaPharm(AYLA) 190 349.2 10.52 +0.63
ReneSola(SOL) 20138 5.85 –1.63 –21.8 MegalithFinAcqn(MFAC) 1478 592.7 11.40 +0.95 SilvercorpMetals(SVM) 9011 30.9 5.96 –0.01 Appian(APPN) 18874 318.6 151.22 –42.65
AMC Ent(AMC) 139825 3.51 –0.94 –21.1 Amrep(AXR) 148 422.4 7.04 +1.19 MAG Silver(MAG) 3499 22.6 16.40 +1.51 StarBulkCarriers(SBLK) 8317 298.7 8.68 +0.98
CNOOC(CEO) 3330 96.83 –25.19 –20.6 CNOOC(CEO) 3330 413.3 96.83 –25.19 B2Gold(BTG) 39538 19.3 5.58 +0.11 CDK Global(CDK) 14996 282.2 50.17 +3.43
NIO(NIO) 1105914 43.04 –10.96 –20.3 CVR Partners(UAN) 705 409.2 11.67 +2.74 RadiantLogistics(RLGT) 1108 18.2 6.37 +0.30 SutroBioph(STRO) 7317 275.9 22.65 +5.55
HorizonAcqnA(HZAC) 1498 390.5 10.15 +0.05 BiomX(PHGE) 43 17.6 5.90 +0.01 iRhythmTechs(IRTC) 5349 272.3 180.80 –53.06
NYSE AMERICAN BIGGEST % MOVERS
By Share Volume By Share Volume By Share Volume
Winners
Name (Sym) Volume Close Change%Chg. Name (Sym) Volume Close Change%Chg. Name (Sym) Volume Close Change%Chg.
Name (Sym) Volume Close Change %Chg.
NIO(NIO) 1105914 43.04 –10.96 –20.3 Zomedica(ZOM) 623440 0.17 +0.04 +29.2 SundialGrowers(SNDL) 5857187 0.66 +0.29 +78.4
Oblong(OBLG) 6844 5.48 +1.41 +34.6
BlackBerry(BB) 597065 8.52 +2.37 +38.5 NorthernDynasty(NAK) 164749 0.38 +0.00 +0.2 Apple(AAPL) 543663 122.25 +5.66 +4.9
CentrusEnergy(LEU) 710 16.64 +4.09 +32.6
GeneralElec(GE) 515558 10.88 +0.48 +4.6 Oragenics(OGEN) 144504 0.47 +0.05 +12.8 AmerAirlines(AAL) 536163 16.40 +1.42 +9.5
PlatinumGrpMtls(PLG) 12768 3.10 +0.71 +29.7
PalantirTech(PLTR) 512378 23.85 –3.81 –13.8 iBio(IBIO) 73035 1.49 –0.02 –1.3 FuelCell(FCEL) 448353 7.95 –1.74 –18.0
EnergyFuels(UUUU) 19712 2.58 +0.57 +28.4
HEXO(HEXO) 452122 1.08 +0.21 +24.8 IndiaGlblCap(IGC) 65580 1.99 +0.09 +4.7 Moderna(MRNA) 316266 152.52 +25.49 +20.1
AeroCentury(ACY) 122 2.65 +0.42 +18.8
AuroraCannabis(ACB) 426047 10.89 +0.42 +4.0 B2Gold(BTG) 39538 5.58 +0.11 +2.0 AdvMicroDevices(AMD) 282522 94.04 +6.85 +7.9
FriedmanInds(FRD) 157 7.17 +0.93 +14.9
SlackTech(WORK) 374083 42.80 +2.13 +5.2 NewGold(NGD) 36302 2.02 +0.19 +10.4 Lizhi(LIZI) 244914 3.82 +1.39 +57.2
cbdMD(YCBD) 6551 3.00 +0.33 +12.4
Carnival(CCL) 344822 23.45 +1.87 +8.7 GranTierraEner(GTE) 28585 0.31 +0.00 +1.6 Nikola(NKLA) 230200 18.88 –9.05 –32.4
NorthernOil&Gas(NOG) 6545 7.77 +0.85 +12.3
Pfizer(PFE) 326230 40.34 +3.11 +8.4 DPW(DPW) 27447 4.41 –1.65 –27.2 Intel(INTC) 227878 51.99 +4.54 +9.6
Losers FordMotor(F) 294236 9.34 +0.25 +2.8 CamberEnergy(CEI) 23036 0.97 +0.03 +3.6 Tesla(TSLA) 222897 599.04 +13.28 +2.3
Name (Sym) Volume Close Change %Chg. BankofAmerica(BAC) 279012 29.29 +0.30 +1.0 Inuvo(INUV) 20241 0.40 +0.03 +7.8 CatabasisPharm(CATB) 220145 1.92 +0.33 +20.8
Transocean(RIG) 234623 2.17 +0.09 +4.3 EnergyFuels(UUUU) 19712 2.58 +0.57 +28.4 LiAuto(LI) 199938 30.53 –8.95 –22.7
DPW(DPW) 27447 4.41 –1.65 –27.2
ItauUnibanco(ITUB) 227612 5.94 +0.44 +8.0 AmpioPharm(AMPE) 19277 1.07 +0.19 +22.3 Tilray(TLRY) 172027 8.60 +0.10 +1.2
WidePoint(WYY) 2969 9.36 –1.75 –15.8
Vale(VALE) 225542 16.05 +1.32 +9.0 TransEnterix(TRXC) 17473 0.51 +0.03 +6.1 Microsoft(MSFT) 137463 214.36 –0.87 –0.4
RetractableTechs(RVP) 3722 10.00 –1.56 –13.5
WellsFargo(WFC) 213933 29.55 +1.09 +3.8 Senseonics(SENS) 17313 0.43 +0.06 +16.7 MicronTech(MU) 131967 73.34 +9.11 +14.2
GoodrichPetrol(GDP) 155 10.80 –1.36 –11.2
XPeng(XPEV) 208571 49.34 –14.94 –23.2 IsoRay(ISR) 14952 0.44 +0.07 +20.2 LuminarTech(LAZR) 127143 31.40 +16.01+104.0
Cel-Sci(CVM) 1811 12.02 –0.92 –7.1
AT&T(T) 187495 29.54 +0.51 +1.8 MatinasBioPharma(MTNB) 14083 1.09 +0.04 +3.8 IterumTherap(ITRM) 124199 0.84 +0.08 +10.5
Ashford(AINC) 85 6.04 –0.46 –7.1
OccidentalPetrol(OXY) 174849 18.59 +2.03 +12.3 PlatinumGrpMtls(PLG) 12768 3.10 +0.71 +29.7 Cinedigm(CIDM) 122521 0.70 +0.15 +27.0
Kaleyra(KLR) 1718 8.77 –0.66 –7.0
MarathonOil(MRO) 171461 6.85 +0.50 +7.9 CheniereEnergy(LNG) 11496 59.80 +1.02 +1.7 CiscoSystems(CSCO) 121141 44.38 +1.68 +3.9
AgEagleAerial(UAVS) 9042 2.70 –0.17 –5.9
Macy's(M) 168166 11.72 +0.87 +8.0 DenisonMines(DNN) 11224 0.46 +0.08 +22.6 UnitedAirlines(UAL) 118772 49.24 +3.94 +8.7
NASDAQ BIGGEST % MOVERS
By Dollar Volume By Dollar Volume By Dollar Volume
Winners Name (Sym) $ Volume Close Change%Chg. Name (Sym) $ Volume Close Change%Chg. Name (Sym) $ Volume Close Change%Chg.
Name (Sym) Volume Close Change %Chg. NIO(NIO) 50674759 43.04 –10.96 –20.3 CheniereEnergy(LNG) 661587 59.80 +1.02 +1.7 Tesla(TSLA) 126357423 599.04 +13.28 +2.3
LuminarTech(LAZR) 127143 31.40 +16.01 +104.0 Boeing(BA) 30252718 232.71 +16.21 +7.5 B2Gold(BTG) 220465 5.58 +0.11 +2.0 Apple(AAPL) 65744816 122.25 +5.66 +4.9
MerrimackPharm(MACK) 84322 7.07 +3.24 +84.6 Salesforce.com(CRM) 29709948 225.86 –21.77 –8.8 IndiaGlblCap(IGC) 143279 1.99 +0.09 +4.7 Amazon.com(AMZN) 557237833162.58 –32.76 –1.0
CodiakBioSci(CDAK) 4299 17.45 +7.84 +81.6 Alibaba(BABA) 23176666 267.25 –9.23 –3.3 DPW(DPW) 130636 4.41 –1.65 –27.2 Moderna(MRNA) 46832923 152.52 +25.49 +20.1
Ever-Glory(EVK) 116286 3.70 +1.60 +76.2 SlackTech(WORK) 15949046 42.80 +2.13 +5.2 iBio(IBIO) 110030 1.49 –0.02 –1.3 Microsoft(MSFT) 29378064 214.36 –0.87 –0.4
Lizhi(LIZI) 244914 3.82 +1.39 +57.2 Snowflake(SNOW) 13524632 387.70 +58.91 +17.9 Zomedica(ZOM) 107419 0.17 +0.04 +29.2 AdvMicroDevices(AMD) 26026021 94.04 +6.85 +7.9
ArcturusTherap(ARCT) 8262 112.01 +36.01 +47.4 Pfizer(PFE) 12883604 40.34 +3.11 +8.4 Oragenics(OGEN) 74228 0.47 +0.05 +12.8 ZoomVideo(ZM) 25232653 410.01 –61.60 –13.1
LibertyTripAdvA(LTRPA) 14385 4.38 +1.39 +46.5 PalantirTech(PLTR) 12616773 23.85 –3.81 –13.8 AlphaProTech(APT) 70316 12.75 +0.77 +6.4 Facebook(FB) 22133438 279.70 +1.89 +0.7
Cohu(COHU) 4760 38.49 +10.44 +37.2 XPeng(XPEV) 11245421 49.34 –14.94 –23.2 NewGold(NGD) 68824 2.02 +0.19 +10.4 NVIDIA(NVDA) 16965032 542.33 +11.88 +2.2
Square(SQ) 9757697 208.15 –4.37 –2.1 NovaGoldRscs(NG) 65962 10.14 +0.09 +0.9 Alphabet C(GOOG) 132891531827.99 +34.80 +1.9
Losers Shopify(SHOP) 85133691053.89 +19.50 +1.9 EquinoxGold(EQX) 63604 10.11 +0.28 +2.8 Alphabet A(GOOGL) 129725171823.76 +36.74 +2.1
Name (Sym) Volume Close Change %Chg. Visa(V) 8484304 212.68 +1.68 +0.8 NorthernDynasty(NAK) 59532 0.38 +0.00 +0.2 Intel(INTC) 11384542 51.99 +4.54 +9.6
OvidTherap(OVID) 29027 2.68 –3.61 –57.4 BankofAmerica(BAC) 8002775 29.29 +0.30 +1.0 Oblong(OBLG) 59274 5.48 +1.41 +34.6 DocuSign(DOCU) 9763450 243.22 +16.35 +7.2
KandiTech(KNDI) 107676 7.99 –5.63 –41.3 JPMorganChase(JPM) 7696354 122.34 +1.12 +0.9 MAG Silver(MAG) 56151 16.40 +1.51 +10.1 PayPal(PYPL) 9500047 217.77 +6.38 +3.0
Canaan(CAN) 49817 3.71 –2.04 –35.5 Carnival(CCL) 7424534 23.45 +1.87 +8.7 SilvercorpMetals(SVM) 54028 5.96 –0.01 –0.2 MicronTech(MU) 9073361 73.34 +9.11 +14.2
Francesca's(FRAN) 3914 2.70 –1.33 –33.0 J&J(JNJ) 6941441 150.27 +6.27 +4.4 ImperialOil(IMO) 45099 18.99 +0.18 +1.0 Netflix(NFLX) 8963931 498.31 +6.95 +1.4
Nikola(NKLA) 230200 18.88 –9.05 –32.4 Disney(DIS) 6671381 154.14 +7.01 +4.8 NorthernOil&Gas(NOG) 44478 7.77 +0.85 +12.3 AmerAirlines(AAL) 8194365 16.40 +1.42 +9.5
Tuniu(TOUR) 16866 2.16 –1.03 –32.3 UnitedHealth(UNH) 6666485 349.89 +11.95 +3.5 EnergyFuels(UUUU) 43935 2.58 +0.57 +28.4 Splunk(SPLK) 7277017 161.07 –42.96 –21.1
MinervaNeurosci(NERV) 10259 2.74 –1.27 –31.7 HomeDepot(HD) 6637760 263.99 –12.00 –4.3 RetractableTechs(RVP) 39643 10.00 –1.56 –13.5 Qualcomm(QCOM) 7176325 157.62 +13.79 +9.6
PrecisionBio(DTIL) 10329 8.31 –3.63 –30.4 Citigroup(C) 6627597 58.62 +1.95 +3.4 CheniereEnerPtrs(CQP) 35802 39.29 +0.24 +0.6 LiAuto(LI) 6762798 30.53 –8.95 –22.7
Includes Common shares only. All figures reflect activity for the most-recent five-day trading week. Share volume figures are expressed in thousands. Volume percentage leaders exclude stocks with average daily volume of fewer
than 5,000 shares or priced under $5. Average volume is based on 65 trading days. Volume figures do not reflect extended trading hours. a-Stock has not been in existence or not been traded for 65 consecutive sessions. S-Stock
split or stock dividend amounting to 10% or more. X-Ex-dividend
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Research Reports
How Analysts Size Up Companies
These reports, excerpted and edited by Barron’s, were issued recently by investment and Interactive Brokers Group month. We are raising our fourth-quarter
•IBKR-Nasdaq EPS estimate to $0.56 from $0.54 as Interac-
research firms. The reports are a sampling of analysts’ thinking; they should not be Overweight • Price $53.98 on Dec. 1 tive Brokers generally outperformed our ex-
considered the views or recommendations of Barron’s. Some of the reports’ issuers have by Piper Sandler pectations for November. Price target: $60.
provided, or hope to provide, investment-banking or other services to the companies
being analyzed. We are raising our fourth-quarter EPS esti- FLIR Systems • FLIR-Nasdaq
mate due to stronger-than-anticipated trad- Buy • Price $40.02 on Dec. 3

ing, continued account growth, and strong by Canaccord Genuity
Toll Brothers • TOL-NYSE Wells Fargo • WFC-NYSE margin balance and customer equity growth.
Outperform • Price $47.56 on Nov. 30 Sector Perform • Price $28.46 on Nov. 30 Cleared daily average revenue trades for No- FLIR Systems announced the acquisition of
by Wedbush by RBC Capital Markets vember were up 31% month over month to a Altavian, a small military-drone manufac-
record, outperforming our forecast of +5.55. turer. FLIR…could now potentially be a
We reiterate our Outperform rating on Toll At present prices, we believe that the The average commission of $2.45 per trade prime contractor selected for the Short
Brothers ahead of the fourth-quarter stock fully discounts the company’s regula- was a slight offset, as it came in below our Range Reconnaissance effort, which is seek-
(October) earnings-per-share release that tory and structural problems. As a result, previous fourth-quarter estimate of $2.49. ing a drone for the Army capable of being
is scheduled for after the market close on we are raising our rating to Sector Per- New accounts were 29,000, as customer eq- carried in a rucksack and carrying out
Dec. 7. We are ahead of the Thomson con- form from Underperform. The company’s uity was up 11% month over month, while flights with a minimum duration of 30 min-
sensus estimates on orders and EPS, as we stock is down 47% year to date, below the margin balances increased 4% month over utes or three kilometers. Price target: $50.
anticipate that demand for larger, flexible KBW Nasdaq Bank Index’s performance of
floor plans may be higher than consensus minus 18%.
assumptions. Management emphasized on the third- INSIDER TRANSACTIONS: Recent Filings
On the call, we will look for commentary quarter earnings call its ongoing commit- Purchases Sales
$ Val $ Val
around pricing power as well as the level of ment to running the company more effec- Company /Symbol Insiders Shares (000's) Company /Symbol Insiders Shares (000's)
demand/traffic prior to the normal holiday tively and efficiently. Additionally, the Espey Mfg And Electronics ESP 2 600,000 10,974 Southern Copper SCCO 1 1,293,245 73,415
slowdown. We will also be interested in company indicated that it would lay out its American Assets Trust AAT 1 50,089 1,452 Carvana CVNA 3 290,000 68,307
Genesis Park Acquisition GNPKU 3 145,000 1,450 Pinterest PINS 1 945,000 59,002
Toll’s plans for the spring season and an restructuring plans on its fourth-quarter Maravai Lifesciences MRVI 2 50,000 1,348 Procter & Gamble PG 1 306,567 42,096
update on Toll’s fiscal-year 2021 community earnings call in January.…Over recent Merrimack Pharmaceuticals MACK 2 138,175 504 Tiffany & Co TIF 7 306,878 40,384
growth outlook, which currently stands at years, Wells Fargo has sold selected busi- Keurig Dr Pepper KDP 1 7,500 227 Facebook FB 2 137,618 38,001
Flotek Industries FTK 2 89,231 184 Enphase Energy ENPH 4 259,418 36,579
10%. Price target: $57. nesses that were not core to its commercial Repro Med Systems KRMD 3 32,827 148 Trane Technologies TT 2 248,115 35,937
banking franchise, e.g., Wells Fargo Insur- Century Bancorp CNBKA 3 1,688 131 Green Dot GDOT 1 690,000 35,856
Zoom Video Communications ance Services USA and its Institutional State Auto Financial STFC 1 8,550 129 Broadcom AVGO 1 78,125 30,484
Pcb Bancorp PCB 1 11,686 127 Laredo Petroleum LPI 1 2,558,505 29,668
•ZM-Nasdaq Retirement Trust business. We anticipate, Amarin AMRN 1 25,000 122 Celsius CELH 2 918,108 28,903
Buy • Price $478.36 on Dec. 1 as the new executive team looks to turn the Freightcar America RAIL 2 50,500 114 Palo Alto Networks PANW 2 92,000 27,081
Chiasma CHMA 1 25,000 107 Montrose Environmental MEG 3 944,876 24,654
by Needham company around, that potential business
Clearside Biomedical CLSD 1 53,900 105 Square SQ 1 100,000 20,914
divestitures should not be ruled out, e.g., Luminex LMNX 1 4,487 101 Servicenow NOW 1 38,600 18,855
Zoom’s third-quarter print was strong, its asset-management business. Central Valley Community Bancorp CVCY 2 7,001 100 Slack Technologies WORK 5 415,000 16,527
Employers EIG 1 3,200 98 Zillow Z 4 117,134 12,752
with revenue up 367% year over year, 12% Price target: $31. Meridian Bioscience VIVO 1 5,000 88 Crispr Therapeutics CRSP 1 100,000 12,500
ahead of consensus, and fiscal-2021 guid- Bank First BFC 1 1,200 81 Axon Enterprise AAXN 2 98,500 12,383
ance raised by 8%. We estimate that Zoom Kohl’s • KSS-NYSE
An insider is any officer, director or owner of 10% or more of a class of a company's securities. In most cases, an insider must report any trade to
added 2.5 million net new paying subscrip- Buy • Price $36.52 on Dec. 1 the SEC within two business days. The tables highlight companies that filed with the SEC through last Wednesday. The tables do not include
pension-plan or employee stock-option activity, trades by beneficial owners of 10% or more, trades under $2 per share or trades under 100
tions in the third quarter, following the by Guggenheim shares. The "Purchases" column includes only open-market and private purchases; the "Sales" column includes only open-market and private sales,
nearly doubling of subs in the second quar- and excludes trades preceded by option exercise in the 12 months prior to the reported event. Source: Thomson Reuters
ter. Acknowledging that Zoom shares will Kohl’s announced a long-term strategic
likely continue to be subject to volatility on partnership with Sephora to bring a new INSIDER TRANSACTIONS RATIO
potential rotation away from work-from- elevated Beauty experience to Kohl’s, in-
60
home names and/or concerns regarding cluding 200 Sephora at Kohl’s locations
tough comps looming in the second quarter open in fall 2021 (and 850-plus by 2023) 50
of fiscal 2022 and beyond, we think that an and the launch of Sephora on Kohls.com in
40
enduring shift toward remote work and 2021. Bearish Ratio = 38
Zoom’s rapidly growing installed base into We believe that this fits into Kohl’s new 30
which it can cross-sell phones, rooms, and strategic framework outlined in October
20
future products afford it the opportunity to 2020, which highlighted Beauty as a key
double revenue again in the next three to opportunity. Importantly, we expect Sep- 10
four years. hora to drive traffic and support top-line Bullish
0
Price target: $540. growth while also being operating-margin D J F M A M J J A S O N
accretive, helping Kohl’s to deliver on its
To be considered for this section, material 7% to 8% operating margin target. We Ratio of Insiders Sales to Buys. Readings under 12:1 are Bullish. Those over 20:1 are Bearish.
should be sent to Research@barrons.com. raise our price target to $40 from $35. The total top 20 sales and buys are 664,296,458 and 17,591,184 respectively; Source: Thomson Reuters
Market View
This commentary was issued recently by money managers, research firms,
and market newsletter writers and has been edited by Barron’s.
“Make no mistake about it, the reflationary trend that began in mid-April is continuing and the masses
are going to be very surprised at just how much prices are going up.” —PAUL SCHATZ, Heritage Capital
Payrolls: December Will Be Cruel vate-owned enterprises and stretch across U.S. tilt. We upgraded our tactical view of markets has been the collapse in the U.S.
many different industries. small caps recently and would view pullbacks dollar. While the dollar peaked in the height
Economic Update We group these companies into two main as opportunities to position for the year of the Corona Crash in March, it was starting
Regions Financial groups. The first group is related to incident ahead; relative valuations appear attractive, to stabilize over the summer. The rally was
regions.com cases that have lasted for years and would comparative earnings and price trends are short-lived and it has been unraveling again.
already have defaulted if there had been no rising, and sector composition is supportive. Interestingly, the dollar and gold have
Dec. 4: Total nonfarm employment rose by pandemic or the trade war, as the economic Small caps should create an effective barbell been moving in tandem of late, something
245,000 in November, with private-sector pay- response to these shocks has delayed de- between growth and cyclical exposure. We are that we do not see all that often. Make no
rolls up by 344,000 jobs and public-sector pay- leveraging reforms. The second group runs maintaining, though closely monitoring, gold, mistake about it, the reflationary trend that
rolls down by 99,000 jobs. Prior estimates of businesses inefficiently with over-expansion which we have been viewing as a portfolio di- began in mid-April is continuing and the
job growth in September and October were strategies and over-borrowing over many versifier and hedge. It has lagged, though, as masses are going to be very surprised at
revised up by a net 11,000 jobs for the two- years. It is quite clear that this current wave one might expect, given most recent market just how much prices are going up.
month period. The unemployment rate fell to of defaults is intentional by the government surprises have been positively skewed. Al- —PAUL SCHATZ
6.7%, but this reflects a decline in labor-force to continue its deleveraging reform. though less attractive, we still advise holding
participation as household employment fell As it is part of the reform, the govern- some high-quality fixed income as portfolio Tesla’s Impact on the S&P 500
slightly. The broader U6 measure, which also ment still plays a role even though it would ballast. After a very strong month, the oppor-
accounts for underemployment, fell to 12% like the market to determine the key param- tunity in credit has diminished, but we still Weekly Market Commentary
from 12.1% in October. The number of long- eters of default, e.g. terms of restructuring, see incremental value given yield pickup and Winthrop Capital Management
term unemployed rose to 3.941 million people or the percentage of haircut required. The an early-stage economic recovery. winthropcm.com
in November, the highest number since De- government does not want to create a re- —KEITH LERNER
cember 2013. Average hourly earnings rose form-driven default crisis. The central bank Nov. 30: S&P reported last week that Tesla
by 0.3%, reflecting the shifting mix of jobs, has injected short term liquidity into the Stock-Market Wallflowers [TSLA] will be added to the S&P 500 on Dec.
while aggregate private-sector wage and sal- market to calm sentiment. And the central 21. With Tesla stock trading at a price/earn-
ary earnings were up by 0.6 percent... government may delay a default which they The Lancz Letter ings ratio of 149.1 times based on expected
While there are some indications, such as view as posing a systemic risk. LanczGlobal 2021 earnings of $3.85, the stock has a very
restaurant payrolls falling by 17,400 jobs, —CARSTEN BRZESKI AND TEAM LanczGlobal.com rich valuation. Large-cap funds that track the
that the ongoing spike in Covid-19 cases is S&P 500 will be forced to buy the stock to
impacting the labor market, that the Novem- Bullish Portfolio Positioning Dec. 1: As valuations rise, the importance of maintain a reasonable tracking error with the
ber survey period ended earlier in the month monitoring and limiting risk significantly in- index. After a runup this year of 50%, Tesla
likely masked some of these effects. There Market Navigator creases. The fact that there are still so many will be added to the Consumer Discretionary
are likely to be much more visible effects in SunTrust Advisory Services areas that have not participated in this re- sector, increasing the risk profile of the sec-
the December employment report. At the truist.com cord-breaking market provides a lower-risk tor. The Consumer Discretionary sector in-
same time, seasonal adjustment factors are way to participate. This strategy can be uti- creased more than 70% so far this year, mak-
likely to be somewhat cruel, rather than Dec. 3: The weight of the evidence suggests lized in nearly every sector. Pfizer [ticker: ing it the second-best performing sector
kind, to seasonally adjusted December job the primary [market] trend remains higher. PFE], along with GlaxoSmithKline [GSK] behind Technology. However, Amazon.com
counts. So, while there may have been some Importantly, there is light at the end of the are lower-risk opportunities in health care. stock [AMZN], at 44%, represents the larg-
relief that the November employment report tunnel on the pandemic. This should allow in- For example, instead of chasing Zoom Video est holding in the Consumer Discretionary
wasn’t softer than it is, that likely won’t be vestors to look past some of the weakening Communications [ZM] or Slack Technolo- sector before Tesla is added. With the addi-
the case with the December report. near-term trends given stocks are typically gies [WORK], in the technology sector, Intel tion of Tesla, Amazon will decline to a weight
—RICHARD F. MOODY valued on cash-flow generation over multiple [INTC], Cisco Systems [CSCO], and eBay of 37% and Tesla will represent 12% of the
years. Moreover, strong price momentum, as [EBAY} are all solid alternatives, plus they sector, putting it ahead of Home Depot
China’s Bond-Default Boomlet we have seen recently, has tended to be a will pay you a substantial yield while you wait. [HD]. We are adding the Invesco S&P 500
very good sign for markets when looking out —ALAN B. LANCZ Equal Weight Consumer Discretionary
THINK Economic and Financial Analysis over the next 12 months. Monetary policy re- ETF (RCD) to our Core Sector Models,
ING mains supportive, earnings are rising, and Beware Reflation! alongside XLY [Consumer Discretionary
think.ing.com relative valuations continue to favor stocks. Select Sector SPDR].
For those investors working excess cash into Insights —GREGORY J. HAHN, ADAM COONS
Dec. 3: Onshore bond-market default risk in the market, we would average in and look to Heritage Capital
China is accelerating. Companies that are on be more aggressive on pullbacks. investfortomorrow.com To be considered for this section, material, with
the brink of default or have already defaulted From a positioning standpoint, we retain the author’s name and address, should be sent
include both state-owned enterprises and pri- an equity bias relative to fixed income with a Dec. 2: The least talked about story in the to MarketWatch@barrons.com.
New York Stock Exchange Composite List

FIVE-DAY DOW COMPOSITE
NOTICE TO READERS:
Sign up for the Weekly Market Lab Newsletter: barrons.com/newsletters Big Spender: Congress’ moves toward another stimulus package helped the Dow rise 1%
for the week, to a record 30,218. Vaccine opportunities lifted Walgreens 11%, while an
Please visit the new Market Lab home page on barrons.com under Data. expensive acquisition deal knocked salesforce.com down 9%
www.barrons.com/market-data/market-lab Monday Tuesday Wednesday Thursday Friday
30260
- Earnings - - Earnings -
52-Week Tick - Week’s - Last This Next Div 52-Week Tick - Week’s - Last This Next Div
High Low Name Sym Yld P/E Last Chg. Year Year Year Amt High Low Name Sym Yld P/E Last Chg. Year Year Year Amt
10.29 9.25 AlussaEnergyA ALUS ... cc 9.98 +0.07 ... ... ... ... 30060
A 1.00 0.47 AlussaEnergyWt ALUS.WT ... ... .99 +0.14 ... ... ... ...
(Prev Fri's
22.90 8.74 AmbacFin AMBC ... dd 16.27 +1.05 –4.69 –5.74 –.87 ...
52.78 8.56 AAR AIR .9 dd 34.75 +5.18 .13 ... ... .075 10.53 3.24 AmbacFinWt AMBC.WT ... ... 5.59 +0.32 ... ... ... ... Close)
28.03 14.71 ABB ABB 2.5 10 27.09 +0.49 .67 .78 1.23 .8252 4.75 1.90 Ambev ABEV ... 24 2.91 +0.18 .19 .10 .12 ... 29860
41.32 19.79 ABMIndustries ABM 1.9 dd 39.62 –0.34 1.90 2.44 2.26 .185 12.40 5.80 Amcor AMCR 4.1 25 11.54 +0.06 .38 .71 .75 .1175
11.38 3.51 ACCO Brands ACCO 3.0 11 8.54 +0.56 1.06 .66 1.06 .065 87.66 58.74 Ameren AEE 2.7 23 77.08 –1.91 3.35 ... 3.77 .515
56.59 25.11 ADC Therap ADCT ... dd 35.85 +1.35 –1.89 –2.20 –2.11 ... 47.00 13.38 Ameresco AMRC ... 40 43.51 –0.72 ... 1.00 1.19 ...
17.21 3.41 ADT ADT 1.7 dd 8.45 +0.37 ... 1.11 1.10 .035 18.04 10.12 AmericaMovil AMX 2.3 36 14.71 ... ... 18.19 25.27 .1771
10.50 9.90 AEA-Bridges IMPX.UT ... ... 10.36 +0.26 ... ... ... ... 17.94 10.41 AmericaMovil A AMOV 2.4 36 14.73 +0.07 ... .88 1.19 .1771 29660
10.40 9.65 AEA-BridgesA IMPX ... ... 9.87 +0.16 ... ... ... ... 48.15 20.15 AmericanAssets AAT 3.2 49 31.08 +0.90 .84 .60 .85 .25
1.25 0.65 AEA-BridgesWt IMPX.WT ... ... 1.09 +0.19 ... ... ... ... 11.26 2.50 AmericanAxle AXL ... dd 8.41 +0.13 –4.31 –.24 1.05 ...
53.21 21.76 AECOM ACM ... dd 51.33 –0.95 –1.16 2.65 3.04 ... 49.02 20.13 AmCampus ACC 4.4 84 42.64 +2.15 .60 .44 .33 .47
22.32 8.11 AES AES 2.7 dd 21.07 +0.03 .45 1.38 1.56 .1433 19.18 6.54 AmerEagle AEO .0 dd 19.15 +0.65 1.12 ... ... .1375 -271.73 +185.28 +59.87 +85.73 +248.74
54.04 23.07 Aflac AFL 2.9 7 46.29 +1.01 4.43 4.45 4.65 .33 34.25 9.07 AmEqtyLf AEL 1.1 3 28.30 +1.04 2.68 4.71 4.35 .32 29460
99.74 35.33 AGCO AGCO .7 34 90.72 –2.74 1.63 ... ... .16 138.13 67.00 AmerExpress AXP 1.4 31 125.04 +4.45 7.99 3.31 ... .43 10 12 2 4pm 10 12 2 4pm 10 12 2 4pm 10 12 2 4pm 10 12 2 4pm
16.70 1.46 AG Mortgage MITT .0 dd 3.40 –0.09 2.39 ... .16 .45 115.03 44.01 AmericanFin AFG 2.2 33 91.20 –1.93 9.85 7.48 9.08 .50
3.26 1.29 AHBeloA AHC 10.7 dd 1.49 –0.01 ... .22 .28 .04 32.04 17.50 AmHomes4Rent AMH .7 cc 29.54 +1.01 ... .24 .24 .05
8.78 1.95 AMC Ent AMC .0 dd 3.51 –0.94 ... –4.12 –5.36 .03 56.42 16.07 AIG AIG 3.1 dd 40.69 +0.98 3.74 2.48 4.37 .32
89.22 36.65 AMN Healthcare AMN ... 35 65.66 –0.89 2.40 3.17 3.23 ... 14.21 0.15 AIG Wt AIG.WT ... ... 1.11 +0.09 ... ... ... ...
16.53 5.02 AMTD Intl HKIB ... 14 6.65 ... .55 .39 .51 ... 17.44 5.99 AmRltyInv ARL ... 17 9.93 +0.87 –1.00 –4.46 –4.43 ...
1.60 0.34 ARC Document ARC 2.9 10 1.36 –0.04 .07 ... .10 .01 11.98 5.57 AmericanRenal ARA ... dd 11.43 +0.01 –.68 ... .02 ... - Earnings - - Earnings -
5.78 3.17 ASETech ASX 1.5 16 5.74 +0.48 .26 ... .45 .1363 96.64 65.11 AmerStWater AWR 1.8 33 73.97 –1.19 2.28 2.26 2.37 .335 52-Week Tick - Week’s - Last This Next Div 52-Week Tick - Week’s - Last This Next Div
85.65 29.04 ASGN ASGN ... 24 82.46 +2.04 3.28 ... ... ... 272.20 174.32 AmerTowerREIT AMT 1.9 54 228.67 –5.42 4.24 4.27 5.56 1.14 High Low Name Sym Yld P/E Last Chg. Year Year Year Amt High Low Name Sym Yld P/E Last Chg. Year Year Year Amt
39.55 26.08 AT&T T 7.0 19 29.54 +0.51 1.89 3.50 3.70 .52 19.60 11.35 AmerVanguard AVD .0 44 15.67 +0.07 .46 ... ... .02
9.21 3.43 A10Networks ATEN ... 65 8.06 –0.06 –.23 .42 .51 ... 172.56 92.00 AmerWaterWorks AWK 1.5 41 148.90 –4.83 3.43 ... ... .55 83.28 38.88 AshlandGlobal ASH 1.5 dd 74.96 –1.42 –8.39 4.02 4.48 .275 102.76 51.26 Ball BLL .6 61 94.16 –2.20 1.66 2.94 3.30 .15
66.16 31.82 AXIS Capital AXS 3.1 dd 53.33 +1.49 3.37 ... ... .41 41.80 21.34 AmericanWell AMWL ... dd 28.00 +1.91 –.38 –.98 –.57 ... 15.17 4.09 AspenAerogels ASPN ... dd 14.43 –0.49 –.60 –.72 .09 ... 49.80 7.22 Bally's BALY .0 dd 45.71 –0.89 ... –.63 1.55 .10
42.16 26.35 Azek AZEK ... dd 34.27 –0.05 ... .71 .85 ... 41.29 23.30 AmericoldRealty COLD 2.5 78 34.12 +0.12 .26 .37 .48 .21 10.31 9.85 AspirCnsUn ASPL.UT ... ... 10.31 +0.28 ... ... ... ... 19.12 6.44 BancCalifornia BANC 1.6 dd 14.64 +0.61 .05 –.24 .66 .06
49.46 19.31 AZZ AZZ 1.4 82 47.15 +2.25 1.84 1.94 2.72 .17 198.16 80.01 Ameriprise AMP 2.1 14 196.28 +5.53 13.92 14.29 18.82 1.04 10.22 9.65 AspirCnsA ASPL ... ... 9.89 +0.04 ... ... ... ... 6.31 2.10 BancoBBVA BBAR ... 3 3.57 +0.06 3.15 .97 ... ...
31.00 16.74 Aaron's AAN ... ... 19.00 –3.30 ... 3.59 2.03 ... 111.25 72.06 AmerisourceBrgn ABC 1.7 dd 102.98 –0.22 –16.65 8.41 9.12 .44 1.13 0.73 AspirCnsWt ASPL.WT ... ... .90 +0.16 ... ... ... ... 5.80 2.49 BancoBilbaoViz BBVA 4.4 dd 5.21 +0.56 .53 ... ... .1744
115.14 61.61 AbbottLabs ABT 1.3 57 107.90 +0.28 2.06 3.55 3.84 .36 121.69 54.82 Ametek AME .6 31 116.84 –2.93 3.75 3.90 4.25 .18 34.02 13.94 AssetMarkFin AMK ... dd 24.73 +0.41 –.01 ... ... ... 8.05 2.58 BancoBradesco BBDO 2.6 12 4.43 +0.31 ... ... ... .0024
107.31 62.55 AbbVie ABBV 4.8 23 107.28 +2.39 5.28 10.48 12.21 1.30 5.79 2.40 AmnealPharm AMRX ... 10 4.21 +0.14 ... .62 .63 ... 22.60 10.23 AssociatedBanc ASB 4.3 9 16.56 +0.30 1.91 1.11 1.10 .18 23.08 12.50 BancodeChile BCH 3.2 16 19.79 +2.20 ... 1.49 ... .5131
23.82 7.42 Abercrombie&Fitch ANF .0 dd 21.27 –1.34 .60 ... 1.08 .20 5.23 1.94 Ampco-Pitt AP ... 7 4.67 +0.36 –1.67 .20 .26 ... 65.08 24.19 AssocCapital AC .5 dd 37.00 –1.53 ... ... ... .10 22.71 7.73 Bladex BLX 6.4 9 15.61 +0.64 ... 2.19 2.23 .25
26.86 9.10 AcadiaRealty AKR .0 58 15.40 +0.64 .62 ... ... .29 134.52 63.05 Amphenol APH .9 35 132.91 +0.96 3.75 3.62 4.18 .29 142.61 76.27 Assurant AIZ 2.0 20 132.58 –1.21 5.84 ... ... .66 39.10 11.45 BancoMacro BMA ... 2 16.85 –0.11 ... ... ... ...
15.11 5.22 AccelEnt ACEL ... dd 10.65 –0.27 –.09 .26 .59 ... 7.58 0.49 AmplifyEnergy AMPY .0 dd 1.40 +0.31 –1.20 –5.65 –.66 .10 50.77 13.64 AssuredGuaranty AGO 2.6 8 30.98 –0.76 4.04 2.85 2.74 .20 12.68 3.69 BancSanBrasil BSBR 6.9 17 8.12 +0.58 ... .74 .79 .0401
253.93 137.15 Accenture ACN 1.4 32 253.44 +3.32 7.89 ... 8.84 .88 7.30 3.98 Amrep AXR ... dd 7.04 +1.19 –.73 .40 .76 ... 23.92 1.20 AtHomeGroup HOME ... dd 16.73 –2.41 –3.35 ... 1.52 ... 24.37 11.43 BcoSantChile BSAC ... 14 19.12 +1.37 1.67 1.20 1.48 ...
21.00 7.96 AcornIntl ATV ... 7 20.76 +0.04 3.81 2.60 2.73 ... 72.64 26.04 Anaplan PLAN ... dd 70.67 +1.86 –1.15 –.30 –.27 ... 18.59 3.78 Atento ATTO ... dd 10.02 –0.54 –5.63 ... –.25 ... 8.01 2.52 BcoSantMex BSMX 5.6 9 5.60 +0.08 ... .59 .59 .1855
143.55 67.46 AcuityBrands AYI .4 20 122.95 +1.81 6.27 7.82 8.64 .13 38.50 12.66 AngloGoldAsh AU ... 32 22.13 +0.72 –.03 2.67 ... ... 50.43 13.37 Athene ATH ... 11 45.88 –0.04 11.41 ... 7.98 ... 4.08 1.68 BancoSantander SAN ... dd 3.40 +0.49 .39 .30 .52 ...
40.61 20.65 Acushnet GOLF 1.6 32 39.70 +1.94 1.60 1.08 1.68 .155 83.54 32.58 AB InBev BUD 1.5 dd 70.54 +2.11 ... 1.92 3.19 .5669 43.50 10.85 AtkoreIntl ATKR ... 13 40.75 +0.88 3.10 4.12 4.42 ... 56.10 16.27 BanColombia CIB 3.1 33 35.22 +4.43 ... .58 2.18 .3201
8.70 3.31 Adecoagro AGRO ... dd 6.32 +0.10 –.01 –.51 .34 ... 10.50 3.51 AnnalyCap NLY 11.2 dd 8.36 +0.20 –1.60 ... 1.12 .22 2.54 1.70 AtlanticPower AT ... dd 2.07 ... –.39 .30 .25 ... 32.97 17.21 BancorpSouth BXS 2.8 13 27.29 +0.80 2.30 2.09 2.12 .19
36.28 5.90 Adient ADNT ... dd 36.15 +4.17 –5.83 3.08 4.21 ... 7.87 1.69 AnteroMidstream AM 16.3 dd 7.56 +0.59 –.80 –.23 .85 .3075 10.11 9.82 AtlStreetAcqn ASAQ.UT ... ... 10.08 +0.11 ... ... ... ... 35.72 17.95 BankofAmerica BAC 2.5 14 29.29 +0.30 2.75 ... ... .18
38.47 19.76 AdtalemGlbEduc ATGE ... 7 29.26 –0.65 –1.58 ... 2.78 ... 4.64 0.64 AnteroResources AR ... dd 4.20 +0.01 –1.11 –.24 –.33 ... 9.89 9.55 AtlStreetAcqn ASAQ ... ... 9.75 +0.07 ... ... ... ... 38.05 13.76 BankofButterfield NTB 5.4 11 32.38 –0.08 3.33 2.78 2.98 .44
170.50 71.33 AdvanceAuto AAP .7 22 152.47 +2.54 6.84 8.56 9.50 .25 338.20 171.03 Anthem ANTM 1.2 17 323.27 +10.47 18.47 ... ... .95 ... ... AtlStreetAcqnWt ASAQ.WT ... ... .71 ... ... ... ... ... 95.68 46.70 BankofHawaii BOH 3.4 19 79.36 +1.58 5.56 3.79 4.35 .67
77.63 22.13 AdvDrainageSys WMS .5 38 77.23 +6.65 –3.21 2.69 3.07 .09 3.80 0.79 AnworthMtg ANH 10.2 dd 2.35 +0.10 –.65 ... ... .05 14.62 5.39 Atlas ATCO 4.4 13 11.46 –0.24 1.72 1.06 1.13 .125 79.93 38.31 BankofMontreal BMO 4.3 14 76.78 +2.04 5.62 6.51 7.37 .8199
21.32 8.06 AdvanSix ASIX ... 33 20.45 +1.99 1.43 1.20 2.14 ... 238.19 143.93 Aon AON .9 27 211.60 +5.02 6.37 9.65 10.72 .46 10.55 9.93 AtlasCrestInvt ACIC.UT ... ... 10.24 +0.10 ... ... ... ... 51.60 26.40 BankNY Mellon BK 3.1 9 40.65 +0.70 4.51 3.94 3.90 .31
4.70 1.80 Aegon AEG 1.6 9 3.83 +0.20 .63 .40 .68 .071 68.94 30.37 ApartmtInv AIV 4.0 40 41.28 +3.17 3.90 .73 –.03 9.1379 121.08 77.92 AtmosEnergy ATO 2.6 20 97.27 +0.45 4.89 5.04 5.38 .625 57.09 31.94 BkNovaScotia BNS 5.2 13 52.84 +2.73 4.03 4.66 5.30 .692
3.00 1.34 Aenza AENZ ... dd 2.36 +0.09 –1.61 –.10 .13 ... 16.64 4.30 APi Group APG ... ... 16.38 +0.66 ... ... ... ... 32.88 3.71 AuroraCannabis ACB ... dd 10.89 +0.42 –25.28 ... ... ... 37.60 13.47 BankUnited BKU 3.0 15 31.14 +0.98 3.13 ... 2.67 .23
64.86 10.42 AerCap AER ... dd 43.36 +4.70 8.51 ... ... ... 18.95 4.12 ApolloComRlEst ARI 12.2 46 11.51 +0.31 1.40 1.13 1.17 .35 107.92 59.54 Autohome ATHM .8 24 96.23 –9.66 3.91 28.74 32.32 .77 10.22 3.41 Barclays BCS ... ... 8.06 +0.61 .73 ... ... ...
57.27 32.15 AerojetRocket AJRD ... 26 39.89 +1.82 1.69 1.67 ... ... 55.39 19.46 ApolloGlbMgmt APO 4.8 dd 48.50 +4.63 3.71 1.80 2.57 .51 94.28 38.16 Autoliv ALV .0 53 92.45 +1.10 5.29 2.68 6.44 .62 10.59 4.67 BaringsBDC BBDC 7.6 dd 9.00 +0.25 1.16 .62 .80 .17
95.52 44.37 AffiliatedMgrs AMG .0 41 95.32 +4.19 .31 12.68 ... .01 10.33 9.90 ApolloStratGr APSG.UT ... ... 10.32 +0.12 ... ... ... ... 69.28 20.59 AutoNation AN ... 15 67.40 +4.40 4.97 ... 6.69 ... 4.86 1.11 Barnes&NobleEduc BNED ... dd 3.52 –0.12 –.80 –.12 –.34 ...
118.96 61.13 AgilentTechs A .7 50 115.15 +1.06 2.30 3.68 4.14 .194 10.92 9.65 ApolloStratGrA APSG ... ... 9.95 –0.05 ... ... ... ... 1274.41 684.91 AutoZone AZO ... 16 1162.63 +43.39 71.93 76.25 84.09 ... 68.60 30.22 BarnesGroup B 1.3 29 49.51 +0.95 3.07 1.61 1.88 .16
89.23 31.00 AgnicoEagle AEM 2.0 26 69.06 +4.59 2.00 1.98 ... .35 1.60 1.00 ApolloStratGrWt APSG.WT ... ... 1.27 +0.02 ... ... ... ... 175.67 55.50 Avalara AVLR ... dd 167.00 –2.03 –.68 –.04 –.15 ... 31.22 12.65 BarrickGold GOLD 1.3 14 23.50 +0.81 2.26 1.13 1.46 .09
80.51 45.23 AgreeRealty ADC 3.8 36 66.00 +0.12 1.93 1.73 1.74 .62 16.30 4.48 AppleHospREIT APLE .0 dd 13.28 –0.09 .77 ... ... .10 229.40 118.17 Avalonbay AVB 3.7 37 173.84 +5.97 5.63 4.34 3.73 1.59 31.97 11.15 BauschHealth BHC ... dd 19.91 +0.38 –5.08 ... 4.39 ...
49.96 8.41 AirLease AL 1.5 9 42.72 +4.74 5.09 4.35 4.91 .16 82.43 30.66 AppliedIndlTechs AIT 1.6 cc 77.69 –2.83 .62 3.47 4.15 .32 57.24 35.62 Avangrid AGR 3.8 23 46.62 +0.01 2.26 2.03 2.28 .44 95.19 69.10 BaxterIntl BAX 1.3 44 78.00 +2.03 1.93 3.05 ... .245
327.89 167.43 AirProducts APD 2.0 32 273.76 –4.07 8.49 9.31 10.53 1.34 129.12 79.84 Aptargroup ATR 1.1 41 127.68 +0.44 3.66 3.61 4.10 .36 46.16 19.46 AvanosMedical AVNS ... cc 45.61 +2.31 –.96 .69 1.11 ... 17.23 4.39 BeazerHomes BZH ... 9 15.02 –0.43 1.74 1.93 2.41 ...
10.75 9.96 AjaxI AJAX.UT ... ... 10.71 +0.16 ... ... ... ... 124.24 29.22 Aptiv APTV .0 19 123.35 +1.49 3.85 1.74 4.00 .22 10.25 9.85 AvantiAcqn AVAN.UT ... ... 10.19 –0.05 ... ... ... ... 286.72 197.75 BectonDicknsn BDX 1.4 89 242.76 +13.80 2.71 12.52 13.40 .83
145.35 70.99 AlamoGroup ALG .4 28 135.88 –2.76 5.33 5.57 7.24 .13 47.22 9.65 Aramark ARMK 1.2 dd 38.23 +2.05 –1.83 –.18 1.78 .11 10.12 9.65 AvantiAcqnA AVAN ... ... 9.85 ... ... ... ... ... 56.94 25.54 Belden BDC .5 dd 42.62 +2.81 –9.37 ... 3.19 .05
11.58 3.34 AlamosGold AGI ... 33 8.75 +0.51 .25 ... ... ... 15.32 3.54 ArborRealty ABR 9.0 15 13.66 –0.03 1.27 .96 1.46 .32 1.00 0.61 AvantiAcqnWt AVAN.WT ... ... .90 –0.05 ... ... ... ... 24.03 13.56 BellRingBrands BRBR ... 37 21.90 +0.93 .60 .76 .93 ...
70.41 20.02 AlaskaAir ALK .0 dd 52.94 +1.39 6.19 –10.09 4.39 .375 21.39 6.64 ArcelorMittal MT ... dd 21.28 +3.00 –2.42 ... 1.47 ... 28.98 6.66 Avantor AVTR ... cc 27.15 +0.80 –.84 ... 1.09 ... 37.36 14.06 BenchmarkElec BHE 2.5 dd 25.88 +0.70 .60 .94 1.11 .16
84.14 30.46 AlbanyIntl AIN 1.1 23 72.12 +1.36 ... 3.48 3.09 .19 78.06 21.80 ArchResources ARCH .0 dd 37.56 +2.24 13.52 –16.18 4.51 .50 20.32 6.13 Avaya AVYA ... dd 20.10 +0.91 –7.45 4.43 4.89 ... 79.92 43.05 Berkley WRB .7 38 67.59 +3.18 3.52 ... 3.32 .12
139.23 48.89 Albemarle ALB 1.1 39 139.22 +1.56 5.02 3.91 5.27 .385 52.05 28.92 ArcherDaniels ADM 2.8 18 50.57 +0.12 2.44 ... 3.62 .36 156.82 76.96 AveryDennison AVY 1.6 25 154.04 +3.74 3.57 6.76 ... .62 352500 239440 BerkHathwy A BRK.A ... 15 347000 –401.00 49828 13825 16151 ...
16.50 12.91 Albertsons ACI 2.7 9 14.95 –0.91 ... 2.84 1.74 .10 10.42 2.09 Archrock AROC 6.5 dd 8.96 +0.81 .70 ... .27 .145 39.18 8.69 Avient AVNT 2.2 53 39.16 +1.76 7.58 1.61 2.19 .2125 234.99 159.50 BerkHathwy B BRK.B ... 15 231.35 –0.20 33.22 8.30 10.77 ...
24.17 5.16 Alcoa AA ... dd 23.73 +3.25 –6.07 ... ... ... 31.13 5.80 Arconic ARNC ... 21 30.90 +2.15 ... .23 2.01 ... 53.00 32.09 Avista AVA 4.3 21 37.38 –1.02 2.97 1.97 2.06 .405 33.72 8.55 BerkshireHills BHLB 2.6 dd 18.51 +0.88 1.97 ... ... .12
68.11 39.37 Alcon ALC ... dd 63.53 –0.26 –1.34 1.02 ... ... 8.29 2.92 ArcosDorados ARCO .0 dd 5.36 +0.46 ... –.50 .32 .03 31.26 12.92 AxaltaCoating AXTA ... 74 29.35 +0.44 1.06 1.18 ... ... 57.94 25.00 BerryGlobal BERY ... 13 54.83 +1.21 4.14 5.25 5.83 ...
23.32 8.32 Alexander&Baldwin ALEX .0 cc 16.97 +0.72 –.51 .10 .55 .19 57.26 28.14 Arcosa ACA .4 23 54.75 +0.33 2.32 ... ... .05 35.90 13.69 AxosFinancial AX ... 11 35.05 +0.15 2.98 3.15 3.17 ... 124.89 48.11 BestBuy BBY 2.1 16 105.57 –7.06 5.75 5.22 6.20 .55
353.55 223.03 Alexanders ALX 6.4 38 282.54 –0.02 11.74 9.38 13.01 4.50 37.41 7.69 ArcusBiosci RCUS ... dd 29.05 +3.34 –1.93 –2.10 –2.21 ... 44.55 5.30 Azul AZUL ... dd 24.60 +3.85 –5.36 ... ... ... 57.24 10.13 BigLots BIG 2.6 3 46.98 –5.36 6.16 7.85 6.11 .30
177.70 109.22 AlexandriaRlEst ARE 2.5 40 170.94 +8.80 3.12 3.25 2.90 1.06 21.54 9.20 Ardagh ARD 3.3 dd 18.22 +0.02 ... 1.27 1.51 .15 39.47 11.75 AzurePowerGlbl AZRE ... dd 34.05 –2.94 –.74 ... .06 ... 674.99 250.50 BiglariA BH.A ... dd 607.84 +34.84 ... –12.31 –5.29 ...
16.85 9.53 AlgonquinPwr AQN 3.9 19 16.05 +0.34 1.05 .65 .74 .1551 9.41 2.61 ArdmoreShipping ASC .0 7 3.45 –0.02 –.69 .11 ... .05 124.99 37.85 BiglariB BH ... dd 121.94 +11.70 ... –12.31 –5.29 ...
17.72 2.78 AresCommRealEst ACRE 11.1 22 11.85 +0.44 1.28 1.28 1.21 .33 23.61 Bill.com BILL ... dd 126.23 +7.25 –.70 ... ... ...
319.32
847.95
169.95
426.87
Alibaba
Alleghany
BABA
Y
...
.0
39
dd
267.25
610.81
–9.23
+20.93
8.15
59.39
66.29
14.66
80.91
41.10
...
15.00 47.12 20.20 AresMgmt ARES 3.4 88 46.99 +1.80 1.06 1.68 ... .40 B 129.91
100.77 26.56 BiohavenPharm BHVN ... dd 88.36 –3.00 –10.91 ... –9.48 ...
24.17 4.95 AlleghenyTechs ATI ... dd 16.91 +2.62 1.85 –.54 ... ... 50.01 29.91 Argan AGX 2.0 dd 49.60 +2.30 –2.73 1.07 3.89 .25 648.39 309.38 Bio-RadLab A BIO ... 5 559.40 +24.33 ... 9.81 11.02 ...
139.24 77.37 Allegion ALLE 1.1 35 114.54 +0.26 4.29 4.80 5.54 .32 70.44 25.00 ArgoGroup ARGO 2.8 dd 44.12 +2.21 –.25 .27 3.08 .31 31.93 10.39 B&G Foods BGS 6.9 14 27.64 +0.81 1.17 2.34 2.23 .475 642.05 324.07 Bio-RadLab B BIO.B ... 5 556.35 +30.92 ... 9.76 10.80 ...
84.71 48.22 Allete ALE 4.2 17 58.60 +0.81 3.59 ... 3.68 .6175 280.35 156.63 AristaNetworks ANET ... 30 270.11 –2.45 10.63 8.93 9.84 ... 49.26 31.66 BCE BCE 5.6 24 44.84 +0.85 2.54 2.29 2.56 .634 87.12 48.07 BlackHills BKH 3.7 17 60.40 –2.93 3.28 3.65 3.87 .565
115.62 20.51 AllianceData ADS 1.0 14 83.61 +9.04 5.46 ... 12.31 .21 6.77 1.40 ArlingtonAsset AAIC .0 dd 3.57 +0.23 .31 .25 .27 .225 6.54 2.46 BEST BEST ... dd 2.76 –0.20 ... –3.30 –.74 ... 97.19 50.01 BlackKnight BKI ... 63 88.86 –1.67 .73 ... ... ...
36.06 13.24 AllianceBernstein AB 8.4 12 33.41 +1.05 2.49 ... ... .69 7.75 1.20 ArloTech ARLO ... dd 7.08 +1.61 –1.14 –.96 –.66 ... 22.38 5.69 BG Staffing BGSF 2.9 74 13.90 +0.90 1.28 1.51 1.17 .10 13.54 4.04 BlackStoneMin BSM 8.1 14 7.38 +0.04 1.01 .57 .45 .15
49.73 26.15 AllisonTransm ALSN 1.7 14 41.02 –0.28 4.91 2.71 3.73 .17 19.43 6.40 ArmadaHoffler AHH 3.9 25 11.35 +0.46 .41 .51 .46 .11 63.29 29.78 BHP Group BHP 3.8 20 63.06 +5.80 ... 4.57 ... 1.30 9.69 2.70 BlackBerry BB ... dd 8.52 +2.37 –.27 .14 .15 ...
125.92 64.13 Allstate ALL 2.1 7 104.36 +0.22 14.03 12.34 12.21 .54 21.15 4.95 ArmourRes ARR 10.7 dd 11.21 +0.33 –4.59 1.30 ... .10 52.23 23.64 BHP Group BBL 4.6 17 52.02 +5.42 ... ... ... 1.30 721.82 323.98 BlackRock BLK 2.1 23 703.47 –11.64 28.43 31.97 34.95 3.63
33.34 10.22 AllyFinancial ALLY 2.4 16 32.10 +1.43 4.34 2.39 3.55 .19 5.60 1.12 ArmstrongFlooring AFI ... dd 3.67 –0.13 –2.42 –.79 –.70 ... 47.46 18.84 BJ'sWholesale BJ ... 15 38.67 –2.87 1.35 3.04 2.65 ... 64.97 33.00 Blackstone BX 3.1 58 62.04 +1.51 ... ... 2.95 .54
19.84 7.74 AlpineIncmProp PINE 5.6 89 15.67 –0.31 ... .25 .26 .22 111.46 57.96 ArmstrongWorld AWI 1.0 dd 80.82 +2.28 4.32 3.60 3.94 .21 17.08 6.41 BP Midstream BPMP 11.9 7 11.69 +0.29 1.58 1.58 1.57 .3475 40.62 12.67 BlackstoneMtg BXMT 8.7 31 28.60 +1.77 2.35 2.47 2.27 .62
10.80 3.59 AltaEquipment ALTG ... dd 9.23 –0.08 ... –.82 .35 ... 96.55 39.25 ArrowElec ARW ... 17 96.28 +3.27 –2.44 7.29 8.97 ... 40.08 14.74 BP BP 8.4 dd 22.27 +1.17 1.20 1.04 1.88 .315 25.11 11.29 BlockHR HRB 5.7 15 18.19 –0.81 –.04 3.33 ... .26
2.10 0.45 AltaEquipWt ALTG.WT ... ... 1.70 –0.10 ... ... ... ... 49.08 17.69 ArtisanPtrsAsset APAM 5.8 16 48.51 +2.53 2.65 ... ... .83 9.48 1.26 BP Prudhoe BPT 17.2 3 2.46 +0.19 ... 4.22 4.98 .4242 28.24 3.00 BloomEnergy BE ... dd 27.93 +2.30 ... –.60 ... ...
185.75 75.17 Alteryx AYX ... dd 118.24 –1.21 ... ... .77 ... 29.96 20.57 Asana ASAN ... ... 26.50 –1.38 ... –1.32 –1.03 ... 9.06 2.27 BRF BRFS ... 13 4.16 +0.03 .09 .19 .22 ... 28.84 2.01 BlueApron APRN ... dd 7.45 –0.17 –4.67 –3.43 –2.30 ...
35.47 15.96 AlticeUSA ATUS ... cc 34.71 +0.38 ... .65 1.55 ... 138.66 39.36 AsburyAutomotive ABG ... 13 137.71 +19.38 9.55 12.38 14.13 ... 18.70 6.00 BRT Apartments BRT 6.1 dd 14.51 +0.94 .05 –1.04 –1.03 .22 10.79 3.25 BluegreenVac BXG .0 45 7.11 +0.72 .47 .15 ... 1.19
11.00 9.86 AltimarAcqn ATAC.UT ... ... 10.74 +0.64 ... ... ... ... 10.75 10.00 AscendantDigital ACND.UT ... ... 10.32 –0.33 ... ... ... ... 70.57 40.40 BWX Tech BWXT 1.3 20 57.64 +0.08 2.55 3.00 ... .19 18.98 4.24 BluegreenVac BVH .0 dd 13.81 +0.93 ... ... ... .0479
51.78 30.95 Altria MO 8.3 cc 41.37 +1.00 –.70 4.37 4.60 .86 10.40 9.57 AscendantDigA ACND ... ... 9.99 +0.12 ... ... ... ... 5.16 0.77 Babcock&Wilcox BW ... dd 4.42 +0.57 –3.87 –.47 –.37 ... 28.26 3.60 BlueLinx BXC ... 5 25.75 –0.65 –1.89 ... .82 ...
9.95 4.60 AlumofChina ACH ... 88 9.18 –0.09 ... ... ... ... 1.73 0.93 AscendantDigWt ACND.WT ... ... 1.31 +0.11 ... ... ... ... 83.83 41.50 BadgerMeter BMI .9 50 83.46 +1.66 1.61 1.69 1.83 .18 10.40 9.85 BluescapeOpps BOAC.UT ... ... 10.40 +0.30 ... ... ... ...
10.74 9.51 AlussaEnergy ALUS.UT ... ... 10.46 +0.34 ... ... ... ... 29.44 1.27 AshfordHosp AHT .0 dd 2.73 –0.10 –15.80 –41.90 –20.12 .60 25.99 9.12 BakerHughes BKR 3.3 dd 21.79 +2.01 .23 ... ... .18 354.40 89.00 Boeing BA .0 dd 232.71 +16.21 –1.12 –8.88 1.59 2.055
The Week’s Statistics Monthly Tables: M31

Barron's 50-Stock Average ............. 35 Dividend Ex-Payment Dates ........... 39 Gold Mining Index ......................... 38 N.Y. Stock Exchange ...................... 13 Stock Volume ................................ 35
Bonds ............................................ 25 DJ Averages ................................... 34 Indexes P/Es & Yields ...................... 35 Nasdaq National Market................ 18 Top Savings Deposit Yields............. 33
Cash Track ..................................... 28 DJ U.S. Total Market Industry Groups 36 Initial Public Offerings.................... 36 New Corporate Listings ................. 39 Trading Diary ................................. 34
Charting the Market ...................... 8 Dow Jones Averages ...................... 34 Investor Sentiment Readings ......... 38 New Highs & Lows ......................... 37 Vital Signs...................................... 2
Closed-End Funds.......................... 32 Dow Jones Per Share Values ........... 35 NYSE Half-Hourly Volume .............. 36 Week In Stocks............................... 35
Key Foreign Market Indexes ........... 27
Coming Earnings ........................... 36 Exchange Traded Portfolios ........... 22 Other Market Indexes .................... 34 Weekly Bond Statistics................... 38
Market Lab .................................... 34
Conference Call Calendar............... 37 Federal Reserve Data Bank ............. 38 Preferred Stock Listings ................. 26 Winners & Losers Stocks ................ 9
Delta Tactical Sentiment ................ 35 Foreign Exchange .......................... 38 Money Rates, U.S. & Foreign .......... 38 Pulse of the Economy..................... 36
Distributions & Offerings ............... 37 Global Stock Markets..................... 27 Money Supply ............................... 38 SEC Form 144 Filings ...................... 35 For statistical queries please contact the
Mutual Funds ................................ 28 Statistics Team: 609-520-4799
Dividend Boosts - Reductions......... 39 Gold & Silver Prices......................... 38 Stock Splits - Special Dividends ...... 39 or email: barronsstats@barrons.com

52-Week Tick - Week’s - Last This Next Div 52-Week Tick - Week’s - Last This Next Div NYSE CUMULATIVE DAILY BREADTH vs DJIA
16.49
49.28
6.00
19.00
FiatChrysler
FidNatlFin
FCAU
FNF
...
3.9
cc
11
16.39
37.23
+0.57
+0.67
4.73
3.83
3.08
4.45
2.33
4.21
...
.36
15.93
2.68
6.67
0.20
GlobalBlue
GlobalBlueWt
GB
GB.WT
...
...
dd
...
12.40
1.50
+0.75
+0.12
.18
...
...
...
...
...
...
...
Full Gainer: The S&P 500 joined other indexes in reaching a record, after rising 1.7% for
158.21 91.68 FidNatlInfo FIS .9 dd 149.86 +1.58 .66 5.76 6.65 .35 5.25 2.54 GlobalCordBlood CO ... 7 3.89 –0.16 .56 .45 .57 ... the week to finish at 3,699. On the NYSE, cumulative breadth marched ahead, too, with
2.95 1.22 FinVolution FINV 4.4 3 2.29 +0.06 ... 5.93 5.50 .12 15.95 6.98 GlobalMedREIT GMRE 5.6 dd 14.22 +0.58 .10 ... .21 .20
66.78 29.36 FirstAmerFin FAF 3.7 9 50.05 +0.73 6.22 5.31 ... .46 21.71 8.77 GlobalNetLease GNL 9.1 cc 17.50 +0.52 .39 ... ... .40
11.01 3.50 FirstBanCorp FBP 2.3 22 8.81 +0.53 .76 .43 .91 .05 20.69 6.30 GlobalPtnrs GLP 11.1 7 17.11 –0.17 .81 2.68 .88 .50 gainers outnumbering losers by nearly 3 to 1.
14.93 6.77 FirstCmwlthFin FCF 4.2 14 10.47 +0.33 1.07 .72 .87 .11 209.62 105.54 GlobalPayments GPN .4 cc 200.07 +3.04 2.16 6.41 ... .195
17.40 6.27 FirstHorizon FHN 4.6 9 13.18 +0.45 1.38 ... ... .15 10.61 2.61 GlobalShipLease GSL ... ... 10.46 +1.01 1.48 1.62 2.07 ... BREADTH DJIA
46.12 25.89 FirstIndRlty FR 2.4 26 41.96 –0.52 1.89 1.04 .85 .25 210.88 70.83 Globant GLOB ... cc 182.53 –4.95 1.43 ... 3.05 ...
14.57 4.17 FirstMajestic AG ... dd 11.01 +0.82 –.20 ... ... ... 111.43 56.74 GlobeLife GL .8 15 96.46 +0.44 6.83 ... 7.58 .1875 575000 30600
142.14 70.06 FirstRepBank FRC .6 23 129.49 –0.85 5.20 ... 5.88 .20 61.30 33.41 GlobusMedical GMED ... 66 60.75 +0.83 ... 1.34 2.01 ...
52.52 22.85 FirstEnergy FE 5.4 26 28.95 +2.23 1.68 2.54 2.63 .39 89.00 40.25 GoDaddy GDDY ... dd 83.87 +4.37 .76 –3.03 1.73 ... BREADTH 573,388s
10.50 10.00 FirstMarkHorizon FMAC.UT ... ... 10.45 ... ... ... ... ... 14.90 3.79 GoldFields GFI 1.4 30 8.70 –0.02 .20 .75 1.34 .0929
10.50 9.92 FirstMarkHorizonA FMAC ... ... 10.03 –0.03 ... ... ... ... 22.50 8.00 GoldmanSachsBDC GSBD 9.2 64 19.57 +1.13 .90 ... ... .05 557000 28300
2.10 1.40 FirstMarkHorizonWt FMAC.WT ... ... 1.55 –0.10 ... ... ... ... 250.46 130.85 GoldmanSachs GS 2.1 14 239.58 +4.18 21.03 19.03 24.36 1.25
23.63 8.70 Fisker FSR ... dd 17.15 –3.53 .18 –.15 –.23 ... 39.60 21.49 Gorman-Rupp GRC 1.8 33 33.59 –0.80 ... 1.44 1.54 .155
7.60 0.27 FiskerWt FSR.WT ... ... 5.00 –0.18 ... ... ... ... 73.36 26.75 GraceWR GRA 2.1 cc 57.14 +1.19 1.89 2.61 5.26 .30
7.34 5.85 Fitbit FIT ... dd 7.25 +0.07 ... ... ... ... 69.91 38.43 Graco GGG 1.0 38 66.99 –1.31 2.00 1.85 1.84 .175 539000 26000
9.50 2.51 500.com WBAI ... dd 2.72 –0.03 ... 7.13 9.17 ... 13.12 5.56 GrafTechIntl EAF .4 6 9.86 +1.99 2.58 ... ... .01
9.31 3.62 FivePoint FPH ... cc 5.69 +0.12 .13 .21 .22 ... 23.77 10.36 Graham GHM 2.7 cc 16.02 –0.09 .19 .27 .46 .11 s DJIA
211.36 19.32 FiverrIntl FVRR ... dd 204.92 –0.78 –1.67 ... .71 ... 655.54 267.89 GrahamHoldings GHC 1.3 12 463.45 –0.60 ... 20.77 23.21 1.45
39.31 16.76 Flagstar FBC .5 5 36.73 +0.91 3.80 8.94 5.87 .05 427.90 200.61 Grainger GWW 1.5 35 404.77 –9.81 15.32 ... 18.36 1.53 521000 23700
329.85 168.51 FleetCorTech FLT ... 32 268.05 +0.45 9.94 ... ... ... 28.71 8.90 GraniteConstr GVA 1.9 dd 27.06 +1.57 .96 1.47 2.35 .13
11.80 3.40 FlexLNG FLNG 5.0 72 8.05 +0.07 .31 .52 1.04 .10 18.97 1.74 GranitePointMtg GPMT 11.8 dd 10.51 +0.80 1.32 ... 1.05 .20
86.37 24.36 Floor&Decor FND ... 51 83.50 +1.84 1.44 1.03 1.41 ... 61.56 28.12 GraniteREIT GRP.UT 3.8 12 58.84 –0.02 ... 4.27 4.24 .1859 503000 21400
3.09 0.66 FlotekIndustries FTK ... dd 2.40 +0.31 –.55 ... ... ... 16.95 10.41 GraphicPkg GPK 1.9 33 16.19 +0.63 .70 1.10 1.04 .075
25.18 17.42 FlowersFoods FLO 3.6 48 22.42 +0.16 .78 1.26 ... .20 23.07 8.53 GrayTelevision GTN ... 8 18.64 +0.69 ... 3.36 1.72 ...
51.25 18.98 Flowserve FLS 2.2 36 35.58 +0.12 1.93 ... ... .20 21.85 8.55 GrayTelevision A GTN.A ... 7 16.23 +0.58 ... 3.36 1.72 ...
20.90 2.85 Fluor FLR .0 dd 18.65 +1.12 –10.87 –.34 ... .10 15.35 3.96 GreatAjax AJX 6.4 13 10.55 +0.29 1.59 .78 1.06 .17 485000 19100
20.36 3.41 FlyLeasing FLY ... 3 9.37 +0.78 7.15 1.15 1.15 ... 36.14 10.86 GreatWesternBncp GWB .2 dd 18.85 +1.59 –12.24 1.55 2.02 .01
18.25 9.81 FlyingEagle FEAC ... ... 17.76 +4.71 ... ... ... ... 64.97 14.20 GreenDot GDOT ... 60 55.28 –0.74 1.88 ... 2.25 ... J F M A M J J A S O N D
19.66 9.15 FlyingEagleAcqn FEAC.UT ... ... 18.61 +4.81 ... ... ... ... 36.23 12.89 Greenbrier GBX 3.1 24 35.23 –0.05 1.46 .49 1.93 .27
6.00 1.35 FlyingEagleWt FEAC.WT ... ... 5.90 +2.45 ... ... ... ... 23.08 7.28 Greenhill GHL 1.4 dd 14.31 +0.62 .45 –.23 1.07 .05 In generating this chart, we subtract each day's NYSE composite declines from that day's advances. The resultant total is added to the next day's total, and so
12.21 10.13 FoleyTrasimene WPF.UT ... ... 10.85 +0.10 ... ... ... ... 15.17 9.79 GreenTree GHG ... 38 13.13 +0.48 .63 2.89 5.46 ... on. When all five days' numbers are added together, this produces the weekly figure we plot. Dec. 31, 1985 =1000.
10.75 9.74 FoleyTrasimeneA WPF ... ... 10.32 +0.15 ... ... ... ... 51.27 23.65 Greif A GEF 3.5 23 50.74 +0.95 2.89 3.16 3.69 .44
2.99 1.20 FoleyTrasimeneWt WPF.WT ... ... 1.76 +0.09 ... ... ... ... 55.29 30.89 Greif B GEF.B 5.2 16 51.22 +1.01 4.33 3.16 3.69 .66
11.13 9.60 FoleyTras II A BFT ... ... 10.62 +0.18 ... ... ... ... 27.53 9.15 Griffon GFF 1.6 17 19.97 –1.21 1.19 1.51 1.75 .08
2.20 0.92 FoleyTrasII Wt BFT.WT ... ... 2.00 +0.15 ... ... ... ... 136.35 26.26 Group1Auto GPI .9 10 126.60 +5.21 9.34 17.64 17.85 .30 - Earnings - - Earnings -
11.35 9.95 FoleyTrasimII BFT.UT ... ... 11.27 +0.19 ... ... ... ... 85.53 29.35 Grubhub GRUB ... dd 68.87 –1.16 –.20 .11 1.12 ... 52-Week Tick - Week’s - Last This Next Div 52-Week Tick - Week’s - Last This Next Div
98.05 52.91 FomentoEconMex FMX 1.8 97 76.72 +2.39 ... 22.37 61.15 .7333 135.31 44.28 GpoAeroportuar PAC ... 36 105.79 +0.88 ... ... 4.10 ... High Low Name Sym Yld P/E Last Chg. Year Year Year Amt High Low Name Sym Yld P/E Last Chg. Year Year Year Amt
42.00 17.46 FootLocker FL 1.4 13 41.67 +3.54 4.50 ... ... .15 210.38 82.08 GpoAeroportSur ASR ... 32 153.12 +0.35 ... ... ... ...
9.57 3.96 FordMotor F .0 dd 9.34 +0.25 ... –.06 1.03 .15 8.92 3.32 GpoAvalAcc AVAL 4.8 11 6.39 +0.81 ... .46 .57 .0259 29.00 0.15 HyliionWt HYLN.WT ... ... 6.48 –3.12 ... ... ... ... 71.78 4.27 JustEnergy JE ... dd 4.96 –0.05 –52.57 ... .97 ...
10.35 10.11 ForestRoadAcqn FRX.UT ... ... 10.20 +0.09 ... ... ... ... 4.24 1.28 GpoSupervielle SUPV 1.4 3 2.12 +0.08 ... ... ... .0409 65.41 30.25 HysterYaleMatls HY 2.2 36 58.02 +0.63 ... ... ... .3175
23.11 9.43 Forestar FOR ... 16 20.08 +0.14 1.26 1.70 2.00 ... 12.61 4.65 GrupoTelevisa TV ... dd 8.56 +0.33 .42 .24 .38 ...
44.72 28.59 Fortis FTS 3.8 21 40.89 +0.21 2.86 1.94 ... .3861 23.58 3.64 Guess GES 2.3 dd 19.60 +2.37 1.33 –.76 1.39 .1125 K
74.26 31.20 Fortive FTV .4 47 71.28 –0.15 1.97 2.76 2.42 .07 129.66 71.64 Guidewire GWRE ... dd 129.12 +6.41 –.33 .11 .36 ... IJ
23.12 3.69 FortressTransport FTAI 5.7 14 23.05 +1.82 2.59 –.65 .61 .33 15.66 13.13 GuildHldgs GHLD ... ... 15.11 +0.53 ... 7.80 3.33 ... 24.13 9.41 KAR Auction KAR .0 cc 18.95 +0.41 1.42 .91 1.48 .19
10.35 9.65 FortressValueII FAII ... ... 10.27 –0.03 ... ... ... ... 158.21 58.38 HCA Healthcare HCA .0 16 157.68 +4.63 10.07 10.53 12.49 .43 64.98 21.79 IAA IAA ... 46 60.00 +0.02 1.44 ... ... ... 43.95 20.93 KB Fin KB 3.3 6 43.83 +0.22 7.25 7.46 7.64 1.6631
10.65 9.95 FortressValueII FAII.UT ... ... 10.60 +0.04 ... ... ... ... 62.93 31.61 HCI Group HCI 3.0 14 52.87 +0.03 3.31 2.48 3.35 .40 15.42 6.86 ICICI Bank IBN ... 24 13.83 +0.83 .42 ... ... ... 42.20 9.82 KB Home KBH 1.7 10 34.54 –1.16 2.85 2.95 4.44 .15
2.55 1.12 FortressValueIIWt FAII.WT ... ... 2.06 +0.34 ... ... ... ... 4.32 1.29 HC2 Holdings HCHC ... dd 3.46 +0.19 –.66 –2.16 –.98 ... 4.82 2.68 ICL Group ICL 2.0 ... 4.64 –0.13 .37 .19 .31 .023 31.92 12.00 KBR KBR 1.4 dd 28.89 +0.63 1.41 ... ... .10
8.11 1.47 FortunaSilver FSM ... 53 6.64 +0.36 .15 ... ... ... 70.75 29.50 HDFC Bank HDB ... 31 67.50 –0.32 2.11 2.11 ... ... 113.58 69.05 IDACORP IDA 3.1 19 91.54 –0.54 4.61 4.61 4.75 .71 79.40 31.79 KE Holdings BEKE ... dd 62.02 –2.44 ... 3.75 5.27 ...
92.59 33.90 FortBrandsHome FBHS 1.2 23 80.98 –4.03 3.06 4.10 4.71 .24 2.30 0.35 HEXO HEXO ... dd 1.08 +0.21 –1.32 –.05 –.01 ... 14.00 4.81 IDT IDT ... 12 13.98 +0.77 ... 1.20 1.27 ... 39.86 15.55 KKR KKR 1.4 24 39.57 +0.86 3.54 ... ... .135
40.20 3.00 ForumEnergyTech FET ... dd 13.40 –0.50 –103.00 ... ... ... 10.10 9.86 HIG Acqn HIGA.UT ... ... 10.05 ... ... ... ... ... 101.45 44.81 IHS Markit INFO .7 41 93.64 +1.06 1.23 ... ... .17 22.03 6.84 KKR RealEstFin KREF 9.3 21 18.58 +0.14 1.57 1.97 1.80 .43
21.62 7.99 FdnBuilding FBM ... 18 19.25 ... .93 .96 1.09 ... 42.90 16.61 HNI HNI 3.2 25 38.29 +0.23 2.54 1.73 2.01 .305 12.44 4.52 ING Groep ING ... ... 10.10 +0.08 1.38 .79 ... ... 11.85 6.66 KT KT 3.3 11 11.28 +0.26 1.08 ... 1.43 .4444
32.50 12.80 FourCornersProp FCPT 4.5 26 28.38 +0.17 1.06 1.09 1.16 .3175 23.93 12.54 HP HPQ 3.3 12 23.78 +1.51 2.00 2.62 2.91 .1938 19.01 6.38 Invesco IVZ 3.5 17 17.79 +0.78 1.28 ... ... .155 52.84 15.06 K12 LRN ... 19 22.33 –1.42 .60 1.32 1.36 ...
1.97 0.63 FourSeasonsEduc FEDU ... dd .96 ... –.33 .31 .54 ... 10.01 9.57 HPX A HPX ... ... 9.85 +0.03 ... ... ... ... 11.16 10.25 IonAcqn1 IACA.UT ... ... 11.10 +0.15 ... ... ... ... 138.56 52.71 Kadant KAI .7 33 135.52 +4.02 4.54 4.76 5.36 .24
166.11 77.18 Franco-Nevada FNV .8 95 130.55 –0.54 1.83 ... ... .26 10.62 9.81 HPX Un HPX.UT ... ... 10.20 +0.05 ... ... ... ... 11.25 9.96 IonAcqn1 A IACA ... ... 10.62 +0.02 ... ... ... ... 1.80 0.40 KaleyraWt KLR.WT ... ... 1.40 –0.27 ... ... ... ...
5.76 1.49 Frank'sIntl FI ... dd 2.86 +0.44 –1.05 ... –.21 ... 1.00 0.64 HPX Wt HPX.WT ... ... .86 +0.12 ... ... ... ... 2.64 1.05 IonAcqn1Wt IACA.WT ... ... 2.04 –0.34 ... ... ... ... 68.24 29.38 Kaman KAMN 1.4 dd 56.77 +0.96 7.47 2.11 ... .20
37.52 12.61 FranklinCovey FC ... dd 22.61 +0.14 –.68 .03 .43 ... 39.37 17.95 HSBC HSBC ... dd 28.37 +1.48 1.51 ... 2.25 ... 9.13 1.13 IONGeophysical IO ... dd 2.34 +0.34 –3.41 ... ... ... 200.00 92.86 KSCitySouthern KSU .9 32 194.20 +4.70 5.40 6.77 ... .44
27.60 14.91 FranklinRscs BEN 4.6 15 23.71 +1.44 1.59 2.77 2.84 .27 30.62 11.78 HUYA HUYA ... 39 19.00 –2.49 ... 4.02 6.05 ... 180.77 81.79 IQVIA IQV ... cc 170.61 +1.80 .96 ... 7.85 ... 72.88 52.66 Kellogg K 3.7 18 62.37 –1.11 2.80 3.85 3.99 .57
25.43 4.82 FreeportMcM FCX .0 dd 25.06 +1.54 –.17 ... ... .05 126.74 63.41 Haemonetic HAE ... 56 115.64 +1.91 1.48 2.46 3.52 ... 7.48 2.54 IRSA IRS ... dd 4.65 +0.32 4.15 .06 .07 ... 85.70 53.81 Kemper KMPR 1.6 12 77.34 –0.45 7.96 6.38 6.15 .30
46.55 29.17 FreseniusMed FMS 1.2 17 41.71 –0.77 2.22 2.61 2.81 .7073 25.47 4.25 Halliburton HAL .9 dd 19.43 +1.87 –1.29 .13 ... .045 76.47 35.41 ITT ITT .9 44 76.46 +1.45 3.67 3.10 3.58 .169 38.73 14.45 Kennametal KMT 2.1 dd 37.51 +1.24 –.07 .81 1.66 .20
37.47 20.25 FreshDelMonte FDP 1.2 54 25.79 +0.76 1.37 ... ... .10 25.00 6.68 HamiltonBeach HBB 2.1 9 17.84 –1.83 ... 2.20 2.20 .095 5.35 1.44 IamGold IAG ... dd 3.51 +0.17 –.88 ... .62 ... 22.84 10.98 KennedyWilson KW 5.2 30 16.81 +0.42 1.58 –.44 .01 .22
16.50 6.01 FrontYardRes RESI 3.7 dd 16.33 –0.01 –1.96 –1.26 –1.05 .15 17.74 6.96 Hanesbrands HBI 4.3 11 14.09 –0.34 1.64 1.39 ... .15 199.50 104.56 IDEX IEX 1.0 39 192.78 +0.42 5.56 5.12 5.66 .50 27.10 10.56 KenonHoldings KEN ... 4 25.64 –1.03 –.25 ... ... ...
13.33 5.28 Frontline FRO 25.6 2 6.63 +0.02 .81 2.23 .61 .50 28.16 11.31 Hanger HNGR ... 22 23.51 –0.11 .72 .22 ... ... 31.58 12.12 iHuman IH ... cc 23.23 –5.68 ... .41 .39 ... 20.53 7.45 KeyCorp KEY 4.6 14 16.12 –0.21 1.62 ... ... .185
29.21 5.00 fuboTV FUBO ... dd 27.00 –0.10 –1.57 –3.67 –1.48 ... 56.87 15.01 HannonArmstrong HASI 2.6 37 52.89 –1.73 1.24 1.48 1.56 .34 224.69 115.94 IllinoisToolWks ITW 2.2 31 205.13 –7.10 7.74 6.37 ... 1.14 124.75 77.93 KeysightTechs KEYS ... 37 123.21 +4.14 3.31 5.58 6.07 ...
55.28 23.68 FullerHB FUL 1.2 24 53.22 –0.51 2.52 2.62 3.23 .1625 144.71 75.11 HanoverIns THG 2.2 15 117.02 +1.01 10.46 8.62 9.13 .65 22.35 6.01 Imax IMAX ... dd 14.70 –0.78 .76 –1.89 .29 ... 88.99 45.28 KilroyRealty KRC 3.1 39 63.68 +0.58 1.86 1.16 1.43 .50
10.18 9.68 FusionAcqnA FUSE ... ... 9.98 ... ... ... ... ... 41.82 14.31 HarleyDavidson HOG .2 55 39.60 –1.29 2.68 ... 2.78 .02 24.20 1.08 IndependenceContr ICD ... dd 4.00 +0.62 –16.20 ... ... ... 17.72 3.51 KimbellRoyalty KRP 9.2 dd 9.48 +1.64 –3.92 –.15 .10 .19
10.75 9.96 FusionAcqnUn FUSE.UT ... ... 10.55 +0.10 ... ... ... ... 7.61 1.76 HarmonyGold HMY ... dd 4.33 +0.09 –.10 .79 1.25 ... 43.60 22.00 Independence IHC 1.1 cc 41.29 +0.47 .83 .11 .14 .22 160.16 110.66 KimberlyClark KMB 3.1 20 137.40 –3.97 6.24 ... ... 1.07
1.40 0.45 FusionAcqnWt FUSE.WT ... ... 1.33 +0.17 ... ... ... ... 23.61 4.19 Harsco HSC ... dd 19.13 +1.12 6.19 .46 .78 ... 16.85 6.86 IndepRealty IRT 3.6 48 13.37 +0.51 .51 .10 .14 .12 21.36 7.45 KimcoRealty KIM 4.1 8 15.61 +0.54 .80 .39 .50 .16
14.87 8.75 FutureFuel FF 2.0 5 12.08 –0.22 2.02 .95 .80 .06 61.69 19.04 HartfordFinl HIG 2.8 10 46.49 +0.66 5.66 5.15 5.54 .325 53.21 28.04 IndustrsBachoco IBA 1.5 14 44.37 +2.82 3.35 ... ... .3499 22.58 9.42 KinderMorgan KMI 7.0 cc 14.93 +0.18 .96 .91 .91 .2625
31.57 9.81 HavertyFurn HVT 3.0 13 26.26 –1.96 1.08 1.46 ... 2.00 16.62 6.76 Infosys INFY 1.5 28 15.75 +0.83 .55 ... ... .1334 4.49 1.26 KingswayFin KFS ... dd 4.28 +1.19 –.32 –4.08 .40 ...
31.69 10.67 HavertyFurn A HVT.A 3.0 14 26.83 –1.99 1.03 1.46 ... 1.90
GH 55.15 31.83 HawaiianElec HE 3.7 18 35.92 –0.62 1.99 1.68 1.91 .33
45.64
91.29
17.01
24.92
IngersollRand
Ingevity NGVT
IR ...
...
dd
16
45.19
70.15
+0.39
+1.70
.76
4.35
1.39
4.33
1.76
...
...
...
10.15
10.32
9.99
2.72
KingswoodAcqn
KinrossGold
KWAC.UT
KGC
...
1.7
...
8
10.15
7.20
+0.05
+0.09
...
.57
...
.73
...
.98
...
.03
37.97 24.10 HealthcareRealty HR 4.0 35 29.67 –0.58 .29 .64 ... .30 99.51 59.11 Ingredion INGR 3.2 16 81.02 +1.07 6.13 5.95 6.39 .64 92.30 32.76 Kirby KEX ... dd 55.79 +3.30 2.37 1.71 1.88 ...
19.78 9.03 GAMCO Investors GBL .5 6 14.93 +0.72 ... 3.68 2.38 .02 34.22 20.61 HealthcareAmer HTA 5.0 cc 25.84 –0.55 .14 .25 .33 .32 164.99 40.21 InnovativeIndProp IIPR 2.8 49 152.91 –3.88 2.03 3.49 5.96 1.17 57.69 18.02 KirklandLakeGold KL 1.2 14 40.42 +0.20 2.67 ... ... .125
85.75 50.69 GATX GATX 2.3 16 84.83 +3.51 5.81 ... ... .48 37.64 18.63 HealthpeakProp PEAK 4.8 51 30.59 +0.71 .09 .61 .23 .37 95.78 22.59 Insperity NSP 1.8 22 88.27 –0.20 3.70 4.46 3.91 .40 19.67 6.87 KiteRealty KRG 5.1 cc 15.16 +0.28 –.01 –.20 –.28 .08
27.62 14.24 GCPAppliedTechs GCP ... 17 24.67 +0.87 .64 .72 .86 ... 6.79 1.40 HeclaMining HL .3 dd 5.18 +0.39 –.20 ... .28 .0025 201.36 40.53 InspireMedical INSP ... dd 200.46 +15.47 –1.40 –2.40 ... ... 47.44 27.54 Knight-Swift KNX .8 21 41.33 +0.10 1.80 2.70 3.33 .08
18.42 8.00 GEO Group GEO 13.6 9 10.01 +0.30 1.40 1.23 1.32 .34 137.97 52.01 Heico HEI .1 54 132.85 +5.79 2.39 ... 2.19 .08 121.67 29.02 InstalledBldg IBP ... 31 92.74 –8.16 2.28 4.33 5.58 ... 28.14 7.74 Knoll KNL 1.6 44 15.23 +0.45 1.36 1.09 .96 .06
28.90 11.92 GFLEnvironmental GFL .1 dd 28.35 +1.22 ... –.46 .15 .01 123.78 51.78 Heico A HEI.A .1 50 122.10 +8.38 2.39 ... 2.19 .08 99.95 46.01 IntegerHoldings ITGR ... 36 78.61 +5.92 2.92 2.41 3.55 ... 20.97 8.67 KnotOffshore KNOP 13.2 9 15.70 +0.54 1.55 ... ... .52
69.08 37.37 GFL Env Un GFLU 4.4 ... 68.49 +2.18 ... ... ... .75 10.00 0.99 HelixEnergy HLX ... 28 4.29 +0.16 .38 .01 –.23 ... 109.85 63.51 ICE ICE 1.1 30 109.23 +4.24 3.42 4.46 4.75 .30 22.27 11.10 Knowles KN ... dd 17.93 +0.74 .53 .56 1.18 ...
34.57 10.39 GMS GMS ... 48 27.41 –4.44 .55 2.97 3.25 ... 47.33 12.40 Helm&Payne HP 4.0 dd 24.92 +1.17 –4.60 –2.74 –1.72 .25 69.12 25.39 InterContinentl IHG ... dd 67.15 +3.70 2.11 ... ... ... 51.60 10.89 Kohl's KSS .0 dd 40.90 +7.40 4.37 –2.72 2.33 .704
12.65 9.64 GoAcqnA GOAC ... ... 9.88 +0.03 ... ... ... ... 52.89 20.73 Herbalife HLF ... 19 49.92 +0.71 2.20 3.76 4.10 ... 45.01 19.23 IntercorpFinSvcs IFS 5.8 29 30.34 –0.14 3.83 .28 2.67 1.75 54.28 29.89 KoninklijkePhil PHG ... 43 52.29 +0.64 1.42 2.23 2.62 ...
10.28 9.91 GOAcquisitionUn GOAC.UT ... ... 10.28 +0.10 ... ... ... ... 64.28 11.81 HercHoldings HRI ... 25 63.44 +3.74 1.63 2.49 3.35 ... 158.75 90.56 IBM IBM 5.1 14 127.20 +2.85 10.56 8.45 11.45 1.63 45.00 12.91 KontoorBrands KTB 3.6 49 44.86 +1.68 1.69 3.46 3.76 .40
1.40 0.75 GoAcqnWt GOAC.WT ... ... 1.25 +0.18 ... ... ... ... 16.40 5.42 HerculesCapital HTGC 9.2 13 13.92 +0.31 1.71 1.36 1.36 .32 143.87 92.14 IntlFlavors IFF 2.7 35 116.00 +3.13 4.00 ... ... .77 39.61 8.25 Koppers KOP ... 7 29.03 +0.78 3.16 3.83 4.27 ...
18.73 1.85 GOL Linhas GOL ... dd 10.55 +1.87 –.17 –3.94 –.59 ... 14.05 7.50 HeritageInsurance HRTG 2.2 16 10.75 +0.22 .98 1.66 1.59 .06 52.14 31.38 IntlFlavorsUn IFFT 7.0 ... 42.76 +0.98 ... ... ... .75 12.25 6.28 KoreaElcPwr KEP ... cc 10.09 +0.35 –1.57 .62 1.31 ...
15.24 5.20 GP Strategies GPX ... 26 12.48 +0.64 .90 .53 .77 ... 14.81 2.29 HershaHospitality HT .0 dd 9.40 +0.84 –.74 –1.61 –1.84 .28 15.56 3.59 IntlGameTech IGT .0 dd 12.53 –0.70 –.09 –.13 .94 .20 43.99 21.45 KornFerry KFY .9 cc 42.79 +1.01 1.90 1.14 2.39 .10
2.72 1.23 GS Acqn II Wt GSAH.WT ... ... 1.74 –0.06 ... ... ... ... 161.83 109.88 Hershey HSY 2.1 26 150.87 +2.82 5.46 6.16 6.58 .804 51.99 26.38 IntlPaper IP 4.2 39 48.87 –1.82 3.07 ... ... .5125 6.79 0.50 KosmosEnergy KOS .0 dd 2.28 +0.36 –.14 –.85 –.44 .0452
11.49 10.21 GS Acqn II GSAH.UT ... ... 10.85 +0.02 ... ... ... ... 71.66 26.06 Hess HES 1.8 dd 54.39 +3.62 –1.37 –2.60 ... .25 31.39 12.44 IntlSeaways INSW 1.3 4 18.36 +0.60 –.03 4.85 2.14 .06 31.44 4.45 Kraton KRA ... dd 28.97 +0.54 1.60 ... 1.60 ...
11.07 9.85 GS Acqn II A GSAH ... ... 10.40 +0.03 ... ... ... ... 25.66 5.70 HessMidstream HESM 8.9 11 19.59 +1.21 1.20 ... 1.89 .4417 13.80 9.30 InterPrivate IPV.U ... cc 13.80 +2.27 ... ... ... ... 37.22 26.72 Kroger KR 2.4 8 30.58 –1.85 2.04 ... ... .18
141.78 19.04 GSXTechedu GSX ... dd 60.73 –2.88 ... –3.62 –1.99 ... 16.45 7.43 HewlettPackard HPE 3.9 dd 12.34 +1.12 –.25 1.66 1.79 .12 12.50 9.15 InterPrivate IPV ... cc 12.50 +1.63 ... ... ... ... 15.26 6.81 KronosWorldwide KRO 4.8 28 15.03 +0.86 .75 .52 ... .18
15.77 3.38 GTT Comm GTT ... dd 4.80 +0.80 –1.88 –2.75 –1.58 ... 80.49 24.54 Hexcel HXL .0 38 55.95 +4.05 3.57 .26 .50 .17 2.97 0.40 InterPrivateWt IPV.WT ... ... 2.63 +0.92 ... ... ... ...
10.34 9.20 GalileoAcqn GLEO ... cc 10.13 +0.10 –.02 ... ... ... HighlandTransI HTPA.UT ... ... 10.29 +0.29 ... ... ... ... 25.20 11.63 Interpublic IPG 4.3 17 23.96 +1.16 1.68 1.54 1.79 .255
0.84 0.15 GalileoAcqnWt GLEO.WT ... ... .60 ... ... ... ... ...
10.40
99.00
10.29
2.80 HighPointRscs HPR ... dd 10.97 +0.03 –32.00 6.64 –2.21 ... 27.40 6.00 IntrepidPotash IPI ... dd 16.60 +2.67 1.00 –1.69 –.26 ... L
118.39 65.09 Gallagher AJG 1.6 29 116.02 +0.16 3.52 4.60 ... .45 52.76 25.10 HighwoodsProp HIW 4.7 13 40.74 +1.87 1.30 2.49 1.27 .48 9.97 3.90 Invacare IVC .0 dd 9.09 +0.29 ... –.66 –.19 .0125
19.42 2.57 GameStop GME ... dd 16.90 +0.82 –5.38 –2.07 ... ... 3.72 1.08 HillIntl HIL ... 19 1.94 +0.07 .25 ... ... ... 18.30 1.82 InvescoMtg IVR 5.7 dd 3.49 +0.02 2.42 –12.08 .35 .05 7.99 1.36 LAIX LAIX ... dd 1.41 –0.30 ... –10.22 –7.51 ...
7.06 0.63 Gannett GCI ... dd 2.99 +0.18 –1.77 –4.40 –.84 ... 117.68 72.29 Hill-Rom HRC .9 29 96.43 +0.73 3.32 5.36 6.15 .22 10.25 10.01 Investindustrial IIAC.UT ... ... 10.20 +0.13 ... ... ... ... 10.10 9.96 L&F Acqn LNFA.UT ... ... 10.05 +0.02 ... ... ... ...
26.99 5.26 Gap GPS .0 dd 21.47 –0.28 .93 –2.15 ... .2425 39.68 13.61 Hillenbrand HI 2.2 dd 38.90 +0.25 –.82 3.12 3.41 .2125 85.24 43.58 InvRlEst IRET 3.9 18 72.67 +1.39 6.00 –.32 –1.60 .70 40.82 8.00 L Brands LB .0 dd 38.25 –0.59 –1.33 2.31 2.78 .30
165.27 76.91 Gartner IT ... 65 154.92 +2.37 2.56 4.13 4.05 ... 26.28 11.05 Hilltop HTH 1.4 6 25.55 +0.66 2.44 4.37 2.67 .09 55.38 7.42 Invitae NVTA ... dd 50.88 +0.82 –2.66 –2.93 –1.50 ... 134.75 55.29 LCI Inds LCII 2.3 24 129.30 +1.41 5.84 ... ... .75
10.32 2.23 GasLog GLOG 5.8 dd 3.42 +0.17 –1.37 .46 .59 .05 35.42 8.28 HiltonGrandVac HGV ... cc 29.66 +1.16 2.42 –.45 1.66 ... 32.70 15.64 InvitatHomes INVH 2.0 cc 30.24 +1.48 .27 ... .29 .15 7.72 3.64 LG Display LPL ... dd 7.72 +0.53 –3.39 –.75 .23 ...
16.35 1.51 GasLogPartners GLOP 29.2 dd 2.81 +0.03 –1.43 ... ... .01 116.73 44.30 Hilton HLT .0 dd 110.85 +6.44 3.04 .25 2.05 .15 34.49 21.00 IronMountain IRM 8.5 63 29.16 +2.54 .93 1.03 1.35 .6185 10.51 8.55 LGLS ysAcqn DFNS ... cc 10.14 +0.05 ... ... ... ...
14.30 5.42 GatesIndustrial GTES ... 51 13.10 –0.26 2.37 .70 .92 ... 16.84 4.67 HoeghLNG Ptrs HMLP 12.0 11 14.71 +0.47 ... 1.55 1.54 .44 17.50 5.48 iStar STAR 3.0 dd 14.59 +0.24 3.73 .50 .52 .11 11.52 9.00 LGL Systems Un DFNS.UT ... ... 10.70 +0.18 ... ... ... ...
7.53 5.78 GatosSilver GATO ... ... 7.16 +0.44 ... –.52 .83 ... 24.59 6.57 HollyEnergy HEP 9.4 10 14.87 +1.00 2.13 ... ... .35 9.00 3.01 ItauCorpBanca ITCB ... dd 4.92 +0.73 .53 –.79 .43 ... 1.55 0.39 LGLSysAcqnWt DFNS.WT ... ... 1.27 +0.07 ... ... ... ...
11.22 4.27 GencoShipping GNK 1.0 dd 7.93 +0.39 –1.34 ... ... .02 52.23 16.81 HollyFrontier HFC 4.9 dd 28.55 +3.62 4.61 ... .29 .35 9.40 3.48 ItauUnibanco ITUB 2.2 14 5.94 +0.44 .70 .34 .47 .0123 53.62 44.43 Line LN ... dd 51.83 –0.06 –1.80 ... ... ...
234.55 75.50 Generac GNRC ... 44 205.26 –16.14 4.03 6.32 ... ... 292.95 140.63 HomeDepot HD 2.3 23 263.99 –12.00 10.25 ... 12.32 1.50 10.44 3.03 J Alexander's JAX ... dd 7.50 +0.50 .60 .69 .74 ... 5.14 1.00 LSB Inds LXU ... dd 3.02 +0.51 –3.44 –3.32 –2.19 ...
190.08 100.55 GeneralDynamics GD 2.8 14 156.04 +3.98 11.98 ... ... 1.10 30.21 19.38 HondaMotor HMC 2.2 23 30.18 +1.43 2.39 2.42 ... .1815 42.36 21.88 JBG SMITH Prop JBGS 2.8 cc 32.65 +0.58 .48 –.34 .03 .225 50.50 24.49 LTC Properties LTC 5.9 17 38.67 +0.72 2.02 2.45 1.82 .19
13.26 5.48 GeneralElec GE .4 26 10.88 +0.48 –.62 .42 .61 .01 212.89 101.08 Honeywell HON 1.7 31 212.68 +3.27 8.41 7.03 7.89 .93 27.32 6.06 JELD-WEN JELD ... 44 24.32 –0.29 .62 1.48 1.87 ... 230.99 142.01 L3HarrisTech LHX 1.7 32 195.04 +0.57 7.89 ... ... .85
66.14 46.59 GeneralMills GIS 3.4 16 60.44 +0.31 3.56 3.63 3.69 .51 46.23 30.48 HoraceMannEdu HMN 2.9 15 40.98 –0.01 4.40 3.15 2.91 .30 7.80 1.55 J.Jill JILL ... dd 4.29 ... –14.70 –5.55 –2.60 ... 42.69 15.61 La-Z-Boy LZB 1.4 24 38.99 +0.17 1.66 ... ... .14
46.71 14.33 GeneralMotors GM .0 20 44.40 –0.66 4.57 ... 5.84 .38 10.65 10.00 HorizonAcqn HZAC.UT ... ... 10.57 +0.13 ... ... ... ... 3.75 2.15 JMP JMP ... dd 3.57 +0.54 –.32 .35 .40 ... 218.77 98.02 LabCpAm LH ... 23 198.85 –1.15 8.35 20.01 18.62 ...
53.20 5.52 Genesco GCO ... dd 32.10 –0.50 3.92 –2.81 ... ... 10.88 9.29 HorizonAcqnA HZAC ... ... 10.15 +0.05 ... ... ... ... 141.10 76.91 JPMorganChase JPM 2.9 16 122.34 +1.12 10.72 7.46 9.79 .90 18.97 2.65 LadderCapital LADR 8.1 30 9.85 +0.15 1.15 .65 .64 .20
22.20 2.58 GenesisEnergy GEL 8.0 dd 7.51 +0.53 ... ... ... .15 1.56 0.75 HorizonAcqnWt HZAC.WT ... ... 1.30 +0.07 ... ... ... ... 44.20 17.63 Jabil JBL .8 cc 40.55 +1.16 .35 4.03 4.40 .08 96.32 39.06 LambWeston LW 1.2 33 76.38 +3.19 2.49 2.38 2.88 .23
1.86 0.40 GenesisHealthcare GEN ... dd .52 +0.01 ... –1.41 –6.61 ... 10.30 9.98 HorizonAcqnII HZON.UT ... ... 10.20 –0.03 ... ... ... ... 111.10 59.29 JacobsEngg J .7 38 108.96 +3.10 3.71 5.73 6.54 .19 10.34 4.89 Lannett LCI ... dd 6.78 +0.39 –.86 .56 ... ...
10.12 9.98 GenesisParkAcqnUn GNPK.UT ... ... 10.08 +0.08 ... ... ... ... 8.68 1.20 HorizonGlobal HZN ... dd 8.55 +0.95 3.19 –.65 .48 ... 30.00 8.98 JamesHardie JHX ... 84 28.29 –0.99 .55 .96 1.10 ... 61.00 6.60 LaredoPetrol LPI ... dd 15.80 +2.55 –29.60 ... 8.41 ...
9.60 4.60 GenieEnergy GNE 4.1 17 8.31 –0.35 ... .25 .46 .085 52.97 39.01 HormelFoods HRL 2.1 28 47.38 +0.18 1.66 1.78 1.87 .245 32.48 11.81 JanusHenderson JHG 4.4 75 32.42 +3.17 2.21 ... ... .36 74.29 33.30 LasVegasSands LVS .0 dd 60.11 +3.52 3.50 1.62 3.10 .79
45.20 19.41 Genpact G 1.0 26 41.00 –0.11 1.56 2.10 2.27 .0975 81.21 25.51 DR Horton DHI 1.1 11 71.27 –4.71 6.41 7.74 8.91 .20 13.45 10.10 JawsAcquisition JWS.UT ... ... 13.45 +1.67 ... ... ... ... 44.95 20.94 Lazard LAZ 4.6 16 40.79 +2.85 2.57 2.70 3.30 .47
107.08 49.68 GenuineParts GPC 3.2 cc 98.25 –0.11 4.24 5.19 5.68 .79 67.20 42.86 HoulihanLokey HLI 2.0 22 66.87 +1.87 ... 2.95 3.75 .33 12.78 9.95 JawsAcqnA JWS ... ... 12.74 +1.42 ... ... ... ... 7.45 1.03 Leaf LEAF ... dd 5.59 –0.55 –1.03 –.13 ... ...
4.93 1.87 GenworthFin GNW ... dd 4.76 +0.61 .67 .40 .68 ... 42.47 5.12 Hovnanian HOV ... 39 38.32 –2.26 ... 3.91 –2.25 ... 3.53 1.26 JawsAcqnWt JWS.WT ... ... 2.41 +0.47 ... ... ... ... 157.80 63.20 Lear LEA .6 89 157.41 +10.81 12.75 ... ... .25
22.53 5.44 GeoPark GPRK 1.1 dd 10.88 +1.28 .96 –1.76 .32 .0412 129.74 35.10 HowardHughes HHC ... dd 78.23 +4.72 1.71 –1.65 ... ... 10.63 10.40 JawsSpitfire SPFR.UT ... ... 10.51 +0.51 ... ... ... ... 3.09 0.71 LeeEnterprises LEE ... dd 1.16 +0.16 .25 .93 .39 ...
5.34 1.65 Gerdau GGB .5 28 4.51 +0.28 .18 .09 .35 .0198 27.87 9.25 HowmetAerospace HWM .0 24 25.37 +0.77 1.03 .74 .90 .0163 24.30 11.20 JefferiesFin JEF 2.5 11 23.75 +0.18 3.03 2.07 1.63 .15 53.13 22.03 Leggett&Platt LEG 3.6 26 44.64 +0.34 2.47 ... ... .40
33.63 16.36 GettyRealty GTY 5.4 25 28.99 +0.31 1.19 1.14 1.26 .39 18.20 8.75 Huami HMI ... 18 12.33 +0.01 ... 4.38 8.49 ... 13.68 2.46 JianpuTech JT ... ... 3.34 +0.40 ... –8.67 –5.40 ... 125.84 68.00 Leidos LDOS 1.3 25 104.81 +2.53 4.60 ... ... .34
14.20 9.79 GigCapital3 GIK ... ... 12.25 –0.22 ... ... ... ... 21.25 11.69 HuanengPower HNP 4.4 12 15.24 –0.70 ... 2.98 2.40 .7752 90.20 11.42 JinkoSolar JKS ... 15 61.40 –10.97 3.07 4.47 3.72 ... 6.96 1.03 LejuHoldings LEJU ... ... 2.29 –0.04 .08 .14 .17 ...
15.96 9.80 GigCapital3Un GIK.UT ... ... 13.58 –0.19 ... ... ... ... 166.37 85.62 Hubbell HUBB 2.4 24 161.50 –0.73 7.31 8.64 8.18 .98 124.86 56.17 JohnBeanTech JBT .3 33 124.71 +11.57 4.02 3.84 4.29 .10 96.51 44.11 Lemonade LMND ... dd 85.04 +9.91 ... –3.43 –3.01 ...
2.95 0.38 GigCapital3Wt GIK.WT ... ... 2.37 –0.11 ... ... ... ... 401.66 90.84 HubSpot HUBS ... dd 387.21 –9.62 –1.28 1.15 1.37 ... 157.00 109.16 J&J JNJ 2.7 24 150.27 +6.27 5.63 ... 8.94 1.01 13.67 4.32 LendingClub LC ... dd 8.85 +0.88 –.35 –1.63 –.54 ...
10.60 9.60 GigCapital2 GIX ... dd 10.24 –0.01 –.13 ... ... ... 7.41 1.23 HudbayMinerals HBM .2 dd 7.31 +0.82 –1.32 –.56 .12 .0077 47.58 22.78 JohnsonControls JCI 2.3 55 45.89 –0.08 .84 2.50 2.84 .26 86.80 25.42 Lennar A LEN 1.4 10 73.88 –3.83 ... ... 8.27 .25
0.44 0.17 GigCapital2Rt GIX.RT ... ... .34 ... ... ... ... ... 38.81 16.14 HudsonPacProp HPP 3.7 cc 27.02 +0.15 .28 ... .25 .25 178.55 78.29 JonesLang JLL ... 18 145.11 +11.15 10.87 7.72 9.95 ... 70.83 18.87 Lennar B LEN.B 1.7 8 59.33 –2.57 ... ... 8.27 .25
12.30 10.21 GigCapital2Un GIX.UT ... ... 12.00 +0.04 ... ... ... ... 474.70 208.25 Humana HUM .6 13 412.78 +6.29 20.10 ... ... .625 40.90 2.15 JumiaTech JMIA ... dd 31.54 –5.35 –3.60 –1.85 –1.52 ... 319.77 163.40 LennoxIntl LII 1.1 30 276.00 –13.96 10.38 ... 10.74 .77
1.50 0.11 GigCapital2Wt GIX.WT ... ... 1.18 +0.09 ... ... ... ... 3.34 0.86 HuntCosFin HCFT 11.0 11 3.08 –0.04 .11 .36 .28 .085 11.62 9.50 JuniperIndustrial JIH.UT ... ... 11.20 +0.23 ... ... ... ... 20.71 9.09 LeviStrauss LEVI .8 dd 19.83 +0.67 ... .16 1.00 .08
30.29 9.42 Gildan GIL .0 dd 27.49 +0.84 1.27 –.44 1.40 .154 279.71 136.44 HuntingIngalls HII 2.7 11 167.69 +3.16 13.26 15.56 10.25 1.14 10.86 9.10 JuniperIndlA JIH ... cc 10.48 +0.15 ... ... ... ... 12.08 7.86 LexingtonRealty LXP 4.1 17 10.59 +0.22 1.15 .39 ... .1075
18.99 9.44 Glatfelter GLT 3.2 dd 16.65 +0.01 –.49 ... .81 .135 26.58 12.23 Huntsman HUN 2.6 cc 25.47 –0.10 2.44 ... ... .1625 2.00 0.48 JuniperIndlWt JIH.WT ... ... 1.59 +0.04 ... ... ... ... 11.40 2.17 LibertyOilfield LBRT .0 dd 11.08 +0.78 .53 –1.33 –.55 .05
71.96 23.31 Glaukos GKOS ... dd 70.23 +2.26 .37 –1.66 –1.03 ... 94.98 24.02 HyattHotels H .0 dd 75.71 +2.18 ... –.61 .76 .20 26.49 15.20 JuniperNetworks JNPR 3.6 19 21.98 –0.23 .99 1.54 1.66 .20 119.94 67.31 LifeStorage LSI 3.8 34 111.30 +2.83 ... 3.22 3.56 1.07
48.25 31.43 GSK GSK 5.3 12 37.50 +0.43 2.40 3.05 3.03 .4959 58.66 9.50 Hyliion HYLN ... dd 18.03 –6.46 ... –.62 –.76 ... 2.59 0.88 JupaiHoldings JP ... dd 2.04 +0.06 –.71 6.81 6.81 ... 3.89 0.58 LightInTheBox LITB ... 16 3.35 +0.29 .02 –.01 .03 ...

- Earnings - - Earnings - - Earnings - - Earnings -
52-Week Tick - Week’s - Last This Next Div 52-Week Tick - Week’s - Last This Next Div 52-Week Tick - Week’s - Last This Next Div 52-Week Tick - Week’s - Last This Next Div
High Low Name Sym Yld P/E Last Chg. Year Year Year Amt High Low Name Sym Yld P/E Last Chg. Year Year Year Amt High Low Name Sym Yld P/E Last Chg. Year Year Year Amt High Low Name Sym Yld P/E Last Chg. Year Year Year Amt
62.54 8.17 LightspeedPos LSPD ... dd 60.12 +4.42 ... –.51 –.37 ... 3.19 1.96 MizuhoFin MFG 4.0 1 2.64 –0.03 3.25 ... ... .0688 2.10 0.35 Oi OIBR.C ... dd 2.09 +0.20 –1.91 –.56 –.38 ... 21.50 7.79 PlymouthIndREIT PLYM 5.8 dd 13.88 +0.62 –2.88 –1.58 –.83 .20
170.75 117.06 EliLilly LLY 2.0 24 148.45 +1.01 8.89 7.15 7.94 .74 11.00 6.20 MobileTeleSys MBT 7.6 10 8.52 –0.06 .94 65.97 74.52 .1858 38.80 28.53 OilDriAmerica ODC 3.0 14 35.15 –0.35 2.65 1.43 1.46 .26 110.30 37.35 Polaris PII 2.6 cc 97.00 +1.46 5.20 7.21 7.59 .62
61.96 16.11 LincolnNational LNC 3.1 14 54.73 +5.57 4.38 4.81 9.55 .42 44.56 15.00 ModelN MODN ... dd 33.25 –0.57 –.40 .33 .47 ... 17.81 1.52 OilStatesIntl OIS ... dd 5.29 +0.52 –3.90 ... ... ... 63.08 31.96 PortlandGenElec POR 3.9 23 41.68 –0.89 2.39 1.55 ... .4075
269.78 146.71 Linde LIN 1.5 60 250.62 –6.81 4.19 7.99 9.02 .963 12.34 2.84 ModineMfg MOD ... dd 12.12 +0.94 –.04 .87 1.43 ... 23.62 11.88 OldRepublic ORI 4.5 18 18.84 +0.25 3.51 1.93 1.75 .21 112.38 68.97 PostHoldings POST ... dd 94.28 –2.63 .01 3.79 4.90 ...
122.98 71.86 Lindsay LNN 1.1 34 119.14 +5.42 3.56 3.15 3.75 .32 42.48 22.11 Moelis MC 3.6 33 42.24 +2.55 1.89 1.49 2.61 .3825 23.66 8.76 Olin OLN 3.5 dd 22.84 +0.12 –.07 –1.30 .55 .20 19.48 10.84 PostalRealty PSTL 5.0 dd 15.84 –0.44 –.30 ... ... .215
9.47 2.83 Linx LINX .2 ... 6.99 +0.22 .06 .03 .07 .0184 144.37 56.62 MohawkInds MHK ... 18 132.85 +2.30 10.30 ... ... ... 45.22 13.33 OmegaHealthcare OHI 7.1 57 37.76 +1.91 1.58 1.00 1.63 .67 32.80 5.44 PrecisionDrilling PDS ... dd 22.17 +2.35 .30 ... ... ...
11.52 4.18 LionsGate A LGF.A ... dd 10.17 +0.10 ... –.22 .05 ... 224.00 102.85 MolinaHealthcare MOH ... 16 213.72 +6.70 11.47 ... ... ... 10.10 9.88 Omnichannel OCA.UT ... ... 10.03 –0.01 ... ... ... ... 14.07 5.01 PrefApartment APTS 8.2 dd 8.51 +0.47 –2.73 –3.08 –3.32 .175
10.85 3.87 LionsGate B LGF.B ... dd 9.36 +0.03 ... –.22 .05 ... 61.94 32.11 MolsonCoorsB TAP .0 18 47.54 +0.74 ... 4.19 4.16 .57 82.73 44.50 Omnicom OMC 4.0 15 64.99 +1.99 6.06 4.98 5.50 .65 46.12 27.40 PrestigeCnsHlth PBH ... 11 36.64 –0.03 2.78 3.18 3.30 ...
310.57 55.74 LithiaMotors LAD .4 20 294.69 –7.79 11.60 17.35 13.78 .31 15.53 8.42 MonmouthRealEst MNR 4.5 dd 15.21 +0.41 –.50 .31 .47 .17 11.15 10.03 one AONE.UT ... ... 10.67 +0.07 ... ... ... ... 14.55 4.05 PretiumResources PVG ... 24 11.48 +0.37 .22 ... 1.20 ...
16.97 1.92 LithiumAmericas LAC ... 22 10.19 –1.33 .58 –.43 –.52 ... 35.89 16.41 MontroseEnvl MEG ... dd 28.23 –0.21 ... –3.13 .56 ... 11.03 9.70 oneA AONE ... ... 10.33 –0.15 ... ... ... ... 10.22 9.85 PrimeImpactI PIAI.UT ... ... 10.15 +0.08 ... ... ... ...
76.60 21.70 LiveNationEnt LYV ... dd 70.00 +2.77 –.02 –8.08 –1.57 ... 305.96 164.19 Moody's MCO .8 30 285.66 +8.44 7.42 10.11 10.31 .56 2.81 0.83 oneWt AONE.WT ... ... 1.62 –0.28 ... ... ... ... 10.10 9.51 PrimeImpactI A PIAI ... ... 9.88 +0.11 ... ... ... ...
14.60 9.60 LiveOakAcqn LOAK ... dd 14.20 +2.44 ... ... ... ... 95.93 32.49 Moog A MOG.A 1.2 cc 83.14 +1.31 ... 4.05 5.01 .25 29.00 9.71 OneLiberty OLP 9.1 14 19.86 +2.14 .88 ... .78 .45 1.35 0.85 PrimeImpactIWt PIAI.WT ... ... 1.03 –0.12 ... ... ... ...
16.36 9.61 LiveOakAcqnUn LOAK.UT ... ... 15.99 +3.19 ... ... ... ... 65.19 27.20 MorganStanley MS 2.2 11 65.00 +1.16 5.19 5.36 5.22 .35 28.80 9.02 OneConnectFinTech OCFT ... dd 20.82 +0.53 –.77 –.55 –.46 ... 140.18 61.20 Primerica PRI 1.1 15 140.09 +5.58 8.62 ... 10.76 .40
4.24 0.37 LiveOakAcqnWt LOAK.WT ... ... 3.94 +0.99 ... ... ... ... 23.19 6.50 Mosaic MOS .9 dd 22.78 +0.10 –2.78 .41 1.24 .05 48.92 12.21 OneMain OMF 4.5 9 40.33 –0.07 6.27 5.67 6.55 .45 16.00 6.33 PrimoWater PRMW 1.5 dd 15.59 +0.57 .02 .45 .49 .06
10.25 10.15 LiveOakAcqnII LOKB.UT ... ... 10.16 +0.16 ... ... ... ... 187.49 120.77 MotorolaSol MSI 1.7 38 170.40 –3.06 4.95 7.58 8.58 .71 7.08 3.55 OneSmartIntl ONE ... dd 3.82 +0.02 ... .33 2.09 ... 37.80 12.67 ProAssurance PRA 1.2 dd 16.47 –0.05 .02 ... ... .05
16.64 3.95 Livent LTHM ... dd 15.15 –1.04 .34 –.02 .16 ... 22.12 8.12 Movado MOV .0 dd 17.81 –0.03 ... ... 2.00 .20 46.38 20.32 OntoInnovation ONTO ... dd 46.22 +1.37 .06 1.81 2.50 ... 146.92 94.34 Procter&Gamble PG 2.3 26 137.47 –1.14 4.96 5.55 5.95 .7907
80.07 23.44 LiveRamp RAMP ... dd 65.44 +6.42 –1.84 ... .35 ... 36.66 16.78 MuellerIndustries MLI 1.2 15 33.84 +0.07 1.79 2.12 2.20 .10 19.18 7.45 Ooma OOMA ... dd 16.57 +1.16 –.89 .43 .35 ... 102.05 62.18 Progressive PGR .4 10 89.52 +1.09 6.72 7.16 5.47 .10
3.58 1.17 LloydsBanking LYG ... cc 2.07 +0.13 .18 .07 .36 ... 12.71 6.64 MuellerWater MWA 1.8 26 12.00 –0.13 .45 .56 .65 .055 31.40 14.21 Oppenheimer A OPY 1.5 6 31.03 +0.99 ... ... ... .12 112.37 59.82 Prologis PLD 2.4 45 98.66 –1.94 ... ... ... .58
442.53 266.11 LockheedMartin LMT 2.8 16 366.61 –7.73 21.95 24.54 26.19 2.60 12.93 6.12 MultiPlan MPLN ... dd 7.59 +0.12 ... –.65 .12 ... 62.60 39.71 Oracle ORCL 1.6 19 59.96 +2.20 3.08 4.21 4.57 .24 12.12 1.36 ProPetro PUMP ... dd 6.83 +0.40 1.57 –.83 –.52 ...
56.88 27.33 Loews L .6 dd 43.35 –0.06 3.07 3.40 3.50 .0625 3.77 1.02 MultiPlanWt MPLN.WT ... ... 1.41 +0.15 ... ... ... ... 15.12 9.93 Orange ORAN 4.2 10 12.39 –0.33 1.15 ... 1.26 .473 17.89 7.26 ProSightGlobal PROS ... 16 12.96 –0.03 ... .86 1.31 ...
8.37 3.01 LomaNegra LOMA 4.3 6 5.95 +0.17 .67 ... ... .2643 28.12 4.50 MurphyOil MUR 4.0 dd 12.46 +1.32 6.98 –1.57 –1.19 .125 6.89 1.53 OrchidIslandCap ORC 14.4 cc 5.41 –0.07 .43 .92 1.06 .065 75.22 42.02 ProsperityBcshs PB 3.0 13 66.22 +1.65 4.52 ... 5.06 .49
19.25 9.95 LongviewAcqn LGVW.UT ... ... 16.97 –0.71 ... ... ... ... 144.09 78.75 MurphyUSA MUSA .8 10 125.70 –3.09 4.86 ... ... .25 20.78 5.93 OrionEngCarbons OEC .0 36 16.60 +0.65 1.45 .90 1.30 .20 164.99 63.19 ProtoLabs PRLB ... 65 136.09 –2.64 2.35 2.48 2.56 ...
17.99 9.34 LongviewAcqnA LGVW ... ... 15.77 –0.78 ... ... ... ... 18.50 6.91 MyersIndustries MYE 3.0 16 17.92 +0.36 .68 .91 .97 .135 5.99 1.53 OrionGroup ORN ... 8 4.54 +0.22 –.18 .63 .34 ... 25.31 9.05 ProvidentFinSvcs PFS 5.4 14 17.14 +0.92 1.74 1.22 1.35 .23
4.37 0.77 LongviewAcqnWt LGVW.WT ... ... 3.81 +0.01 ... ... ... ... 25.03 5.98 MyovantSciences MYOV ... dd 23.56 +0.03 –3.37 ... ... ... 89.21 52.65 Orix IX 3.8 9 78.00 +0.06 10.92 7.82 9.86 1.9155 97.24 38.62 PrudentialFin PRU 5.4 dd 81.29 +3.20 10.11 ... 11.69 1.10
37.16 12.97 LouisianaPacific LPX 1.6 22 36.75 +2.91 –.04 3.84 3.20 .145 50.28 17.95 NACCO Inds NC 2.8 7 27.73 +0.44 ... 13.45 15.50 .1925 87.07 53.44 OrmatTech ORA .6 51 76.35 –2.64 1.72 ... 1.68 .11 39.10 15.68 Prudential PUK 1.9 dd 33.58 +1.11 .61 3.32 3.56 .1074
180.67 60.00 Lowe's LOW 1.6 21 150.00 –4.67 5.49 8.69 8.79 .60 35.87 10.55 NCR NCR ... 11 34.91 +6.28 3.36 ... 2.53 ... 95.62 46.72 Oshkosh OSK 1.6 18 84.61 +1.10 4.72 ... ... .33 62.15 34.75 PublicServiceEnt PEG 3.4 15 57.63 –1.72 3.33 3.42 3.45 .49
3.30 0.46 Luby's LUB ... dd 2.88 –0.20 –.51 .04 .08 ... 12.08 1.15 NGL Energy NGL 15.5 dd 2.58 +0.26 –4.59 ... ... .10 13.31 4.65 OsiskoGoldRoyal OR 1.4 dd 11.12 +0.34 –1.17 .21 .46 .0385 240.75 155.37 PublicStorage PSA 3.6 35 224.50 +4.47 7.29 6.69 7.26 2.00
20.17 11.56 LufaxHolding LU ... 19 14.63 –0.56 ... 5.32 6.15 ... 57.20 2.11 NIO NIO ... dd 43.04 –10.96 ... ... ... ... 11.33 9.40 OspreyTechUn SFTW.UT ... ... 10.72 +0.02 ... ... ... ... 49.70 17.12 PulteGroup PHM 1.3 9 42.06 –2.30 3.66 4.89 5.79 .14
30.99 3.77 LumberLiqu LL ... 18 28.97 –1.08 .34 1.65 1.31 ... 5.40 2.28 NL Industries NL ... 15 5.18 +0.22 .53 ... .65 ... 10.73 9.11 OspreyTechA SFTW ... dd 10.15 –0.03 ... ... ... ... 21.05 7.93 PureStorage PSTG ... dd 21.00 +2.57 –.79 ... .27 ...
15.30 8.16 LumenTech LUMN 9.5 9 10.56 +0.10 –1.63 1.42 ... .25 11.91 4.03 NOW DNOW ... dd 6.16 +0.10 –.89 –.59 –.31 ... 1.56 0.51 OspreyTechWt SFTW.WT ... ... 1.31 +0.06 ... ... ... ... 12.39 3.62 Puxin NEW ... dd 7.10 –0.80 –.88 3.23 8.87 ...
19.35 10.27 Luxfer LXFR 2.9 46 17.14 +1.33 .11 .94 1.26 .125 40.99 19.54 NRG Energy NRG 3.5 2 34.52 +2.01 16.94 4.04 4.73 .30 68.21 38.00 OtisWorldwide OTIS 1.2 ... 65.16 –2.18 ... 2.43 2.59 .20 8.98 3.46 PzenaInvtMgmt PZN 1.7 35 6.96 –0.02 .46 .70 .75 .03
29.95 4.79 Lydall LDL ... dd 29.87 +1.81 –4.08 –.02 1.24 ... 4530.00 2043.01 NVR NVR ... 18 3999.99 –120.23 221.13 232.68 309.86 ... 31.20 7.07 OutfrontMedia OUT .0 dd 20.25 +0.99 .97 .21 .87 .38 4.80 0.26 QEP Resources QEP .0 20 2.16 +0.39 –.41 .29 –.42 .02
95.82 33.71 LyondellBasell LYB 4.7 25 89.26 +1.40 9.58 4.66 7.20 1.05 167.50 9.79 NaborsIndustries NBR .0 dd 61.41 +5.83 –105.50 –90.84 –84.40 .50 2.81 1.61 OverseasShip OSG ... 4 2.08 –0.08 .10 ... ... ... 72.60 42.64 QTS Realty QTS 3.1 dd 60.75 +0.75 ... ... ... .47
11.82 3.66 NamTaiProperty NTP ... dd 5.19 +0.17 –.34 1.10 1.38 ... 25.00 2.10 Ovintiv OVV 2.5 dd 15.16 +1.29 .90 ... .69 .0938 119.97 47.17 Q2Holdings QTWO ... dd 116.50 +1.40 –1.53 .09 .47 ...
37.43 20.25 NatlBankHoldings NBHC 2.4 13 33.75 +1.01 ... 2.68 ... .20 27.75 3.63 Owens&Minor OMI .0 dd 25.22 +0.31 –1.03 .55 2.34 .0025 55.27 30.23 Qiagen QGEN ... 59 48.28 –0.21 –.18 ... ... ...
MNO 47.70 31.58 NationalFuelGas NFG 4.3 dd 41.68 –0.32 –1.41 3.69 4.10 .445 76.60 28.56 OwensCorning OC 1.3 dd 74.29 –0.01 3.68 ... ... .24 6.97 2.00 QuadGraphics QUAD .0 dd 3.55 +0.06 ... .45 .43 .15
69.08 44.29 NationalGrid NGG 5.4 22 57.21 –1.29 2.32 3.46 3.89 1.1285 19.19 8.09 OwlRock ORCC 9.3 15 13.35 –0.39 1.53 1.31 1.21 .08 272.31 108.14 QuakerChemical KWR .6 cc 246.00 –5.03 2.08 ... 6.74 .395
174.00 85.09 M&T Bank MTB 3.4 13 128.02 +7.04 ... 9.40 ... 1.10 91.12 31.37 NatlHealthInv NHI 6.6 16 66.50 +0.80 3.67 4.21 3.61 1.1025 77.56 30.37 OxfordIndustries OXM 1.6 dd 62.32 +6.36 4.05 –2.20 2.69 .25 22.00 7.90 QuanexBldg NX 1.5 dd 21.38 +0.37 –1.42 ... 1.18 .08
9.72 4.93 MBIA MBI ... dd 6.67 +0.14 –4.43 –2.13 –1.47 ... 25.81 7.70 NatlOilwell NOV .0 dd 14.55 +1.40 –15.96 –.13 –.29 .05 71.67 23.77 QuantaServices PWR .3 26 70.73 +0.80 ... 3.60 4.20 .05
52.50 15.75 MDC Holdings MDC 3.3 10 48.52 –0.90 3.72 ... ... .40 97.90 66.60 NatlPrestoInds NPK 1.1 14 89.99 +0.49 6.01 8.87 9.64 5.00 9.74 QuantumScape QS ... ... 42.50 +5.50 ... –.13 ... ...
32.22 15.00 MDU Rscs MDU 3.4 14 25.21 –0.29 1.69 1.86 1.90 .2125 58.87 24.04 NatlRetailProp NNN 5.2 32 40.00 +1.61 1.56 ... ... .52 PQR 52.80
14.11 0.74 QuantumScapeWt QS.WT ... ... 12.80 +2.70 ... ... ... ...
8.09 0.32 MFA Financial MFA 5.2 dd 3.87 +0.05 .79 –1.60 .30 .05 38.22 19.34 NatlStorage NSA 4.1 86 34.09 +0.38 –.15 .44 .54 .35 5.09 1.21 Qudian QD ... 4 1.38 –0.06 1.70 –.95 2.57 ...
15.24 4.34 MGIC Investment MTG 1.9 9 12.45 +0.35 1.85 1.45 1.64 .06 23.90 7.93 Natura&Co NTCO .0 dd 19.09 +0.14 .09 .02 .29 .067 33.99 4.06 PBF Energy PBF .0 dd 8.31 +0.40 2.64 ... –4.26 .30 131.81 73.02 QuestDiag DGX 1.8 15 123.29 –1.51 6.28 9.95 10.19 .56
34.37 11.43 MGMGrowthProp MGP 6.0 67 32.59 +2.05 .97 .53 ... .4875 13.14 2.62 NaturalGasSvcs NGS ... cc 11.84 +0.39 –1.06 ... ... ... 21.78 3.06 PBF Logistics PBFX 11.7 4 10.23 +0.57 1.71 1.81 1.95 .30 11.42 4.55 QuotientTech QUOT ... dd 8.53 +0.97 –.41 –.53 –.13 ...
34.64 5.90 MGM Resorts MGM .0 11 30.72 +2.10 3.88 –3.48 –1.36 .0025 17.39 5.41 NaturalGrocers NGVC 2.0 16 14.10 –1.09 .89 .86 .77 2.00 18.34 6.25 PG&E PCG ... dd 12.49 –0.24 –14.50 ... ... ... 27.26 16.81 RELX RELX 2.4 29 23.85 +0.47 .99 ... 1.18 .1725
49.44 9.62 MI Homes MHO ... 6 44.16 –2.08 4.48 7.92 6.88 ... 22.02 8.50 NaturalResPtrs NRP 12.7 dd 14.20 –0.05 –4.35 –9.00 2.78 .45 126.76 91.42 PG&EUn PCGU 3.4 ... 122.55 –2.34 ... ... ... 1.375 40.78 14.40 RE/MAX RMAX 2.7 47 32.41 +0.34 1.40 1.85 2.15 .22
24.90 17.98 MinisoGroup MNSO ... dd 21.96 +1.86 ... –1.62 3.47 ... 14.41 0.37 Natuzzi NTZ ... dd 14.41 +5.83 –3.41 2.86 .26 ... 20.10 6.88 PGT Innovations PGTI ... 29 18.77 –0.04 .74 .95 1.13 ... 13.70 3.50 REV REVG .0 dd 9.90 +0.31 –.20 .10 .55 .05
6.85 0.88 MOGU MOGU ... dd 2.27 –0.47 ... –.63 .64 ... 7.05 2.34 NatWest NWG .0 27 4.59 +0.30 .66 –.15 .17 .1296 13.00 1.36 PHX Minerals PHX 1.8 dd 2.22 +0.40 –2.43 .04 –.10 .01 471.47 73.14 RH RH ... 56 468.00 +5.08 9.07 ... 18.46 ...
27.36 6.87 MPLX MPLX 12.0 dd 23.01 +1.35 1.00 –.45 2.46 .6875 28.43 1.20 Nautilus NLS ... 17 18.53 –0.70 –3.13 2.30 1.74 ... 76.45 23.63 PJT Partners PJT .3 21 72.00 +1.30 1.21 4.10 4.09 .05 105.37 66.02 RLI RLI 1.0 36 99.21 +0.60 4.23 2.51 2.66 1.00
24.55 9.78 MP Materials MP ... ... 23.06 +1.35 ... –.34 .21 ... 13.99 3.80 NavigatorHldgs NVGS ... dd 8.10 –0.15 –.30 ... ... ... 30.58 15.91 PLDT PHI 3.9 12 28.13 +0.55 2.01 2.32 2.25 .7806 18.17 3.88 RLJ Lodging RLJ .3 dd 14.07 +1.48 .59 –2.67 –1.54 .01
8.10 1.17 MP Matls Wt MP.WT ... ... 7.22 +1.25 ... ... ... ... 9.18 2.09 NaviosMaritime NNA 33.1 1 3.62 –1.10 –4.75 3.02 2.69 .05 10.15 9.88 PMV Consumer PMVC.UT ... ... 10.10 +0.07 ... ... ... ... 21.49 9.60 RMG Acqn RMG.UT ... ... 19.75 +1.53 ... ... ... ...
14.23 3.31 MRC Global MRC ... dd 6.68 +0.41 .18 –.24 –.10 ... 5.12 1.30 NaviosMaritime NM ... dd 2.86 +0.69 –12.43 –2.80 12.32 ... 9.91 9.60 PMV Consumer PMVC ... ... 9.77 ... ... ... ... ... 19.24 9.50 RMGAcqn RMG ... cc 18.34 +1.36 ... ... ... ...
153.76 83.57 MSA Safety MSA 1.1 43 153.50 +4.75 3.48 4.27 4.78 .43 18.96 4.08 NaviosMaritime NMM 2.2 dd 8.89 +1.11 –5.62 .70 3.52 .05 1.16 0.58 PMV Consumer Wt PMVC.WT ... ... .83 +0.05 ... ... ... ... 5.54 0.40 RMG Acqn Wt RMG.WT ... ... 4.59 +0.13 ... ... ... ...
437.35 218.65 MSCI MSCI .7 63 421.71 +19.46 6.59 7.77 8.42 .78 45.25 15.01 NavistarIntl NAV ... dd 44.18 +0.12 2.22 –.24 ... ... 161.79 79.41 PNC Fin PNC 3.2 9 142.53 +2.74 11.39 16.23 7.75 1.15 5.35 1.72 RPC RES ... dd 3.58 +0.18 –.41 –.32 ... ...
87.84 44.93 MSC Industrial MSM 3.5 19 84.52 –2.45 ... 4.67 5.07 3.50 10.42 9.92 NavSight NSH.UT ... ... 10.42 +0.32 ... ... ... ... 56.14 27.08 PNM Resources PNM 2.5 20 49.24 +0.15 .97 2.28 2.35 .3075 98.35 42.85 RPM RPM 1.7 30 87.04 –0.63 2.34 4.09 4.51 .38
17.83 8.52 MSG Networks MSGN ... 4 12.90 +0.61 ... 2.56 2.34 ... 9.89 9.50 NavSightA NSH ... ... 9.88 +0.03 ... ... ... ... 61.25 26.27 POSCO PKX 2.0 25 61.12 +6.41 4.89 ... ... .3387 15.18 4.62 RPTRealty RPT .0 12 8.27 +0.53 1.04 ... –.10 .22
10.45 3.00 MVC Capital MVC 7.7 dd 8.83 +0.35 ... .68 .60 .17 1.35 0.63 NavSightWt NSH.WT ... ... 1.05 +0.25 ... ... ... ... 149.88 69.77 PPG Ind PPG 1.5 32 146.93 –0.85 5.22 5.67 6.81 .54 4.35 0.72 RR Donnelley RRD .0 dd 1.38 +0.02 –1.31 .60 .35 .03
6.50 1.76 MV Oil MVO 17.6 5 2.79 –0.09 ... 2.80 3.74 .095 74.16 33.44 Neenah NP 3.5 dd 53.36 +5.05 3.26 2.04 3.04 .47 36.83 18.12 PPL PPL 5.8 14 28.61 –0.50 2.37 2.42 2.47 .415 5.97 2.22 RYBEducation RYB ... dd 2.70 ... ... .11 .09 ...
27.65 4.81 Macerich MAC 5.0 cc 11.89 +1.04 .68 –.33 –.39 .15 73.92 36.70 Nelnet NNI 1.3 17 69.32 ... ... 5.00 7.50 .22 17.26 8.50 PQ Group PQG ... 43 13.63 +0.38 .59 .69 .94 ... 67.20 4.25 RaMedicalSys RMED ... dd 6.76 +0.19 –108.25 ... ... ...
23.89 10.35 Mack-Cali CLI .0 dd 14.19 +0.17 .95 –.74 –.15 .20 10.34 4.65 NeoPhotonics NPTN ... 49 8.68 +0.46 –.36 .28 –.19 ... 60.11 11.02 ProgHoldings PRG .3 dd 57.23 +2.42 .46 3.22 ... .0381 26.32 9.53 RadianGroup RDN 2.5 10 19.80 +0.28 3.20 ... 2.61 .125
45.93 12.50 MacquarieInfr MIC .0 dd 33.10 –0.20 1.82 –10.02 1.17 1.00 7.97 1.38 Nesco NSCO ... dd 6.69 +2.05 –.82 –.41 –.35 ... 68.81 19.73 PROS PRO ... dd 44.34 +1.07 –1.72 ... ... ... 23.88 9.40 Rafael RFL ... dd 22.91 +1.05 ... ... ... ...
18.57 4.38 Macy's M .0 dd 11.72 +0.87 1.81 –3.13 .64 .3775 1.18 0.08 NescoWt NSCO.WT ... ... .85 +0.37 ... ... ... ... 178.42 102.48 PSBusinessParks PSB 3.0 34 138.73 +6.03 3.95 3.52 3.26 1.05 128.29 59.82 RalphLauren RL .0 dd 96.21 +8.23 ... ... 6.14 .6875
100.00 58.67 MSG Entertainment MSGE ... dd 79.92 +2.92 ... –13.58 –2.58 ... 19.82 16.77 Netstreit NTST 4.3 ... 18.58 –0.58 ... –.05 .48 .20 108.06 28.40 PVH PVH .0 dd 91.53 +7.66 5.60 ... 6.28 .0375 9.41 1.61 RangeResources RRC .0 dd 7.42 –0.36 –6.92 –.01 .87 .02
225.62 130.12 MSG Sports MSGS ... dd 178.05 +5.49 ... –5.57 1.33 ... 175.71 65.05 Nevro NVRO ... dd 160.73 –10.30 –3.37 –2.63 ... ... 136.47 71.05 PackagingCpAm PKG 2.4 27 133.17 +0.40 7.34 5.83 ... .79 7.99 2.27 RangerEnergySvcs RNGR ... dd 3.52 –0.19 .21 –1.08 –.66 ...
65.34 22.02 MagellanMid MMP 9.2 11 44.71 +2.20 4.46 ... ... 1.0275 10.83 7.00 NewFrontierHlth NFH ... dd 8.89 +0.06 ... –.42 .04 ... 41.48 12.33 PagerDuty PD ... dd 40.84 +6.65 –.77 –.29 –.22 ... 12.07 5.70 Ranpak PACK ... dd 11.84 +0.60 ... –.22 .07 ...
63.67 22.75 MagnaIntl MGA 2.5 43 63.51 +1.76 5.61 ... ... .40 2.15 0.66 NewFrontierWt NFH.WT ... ... 2.07 +0.08 ... ... ... ... 49.75 13.58 PagSeguroDig PAGS ... 57 48.17 +0.49 ... 4.28 6.47 ... 102.45 54.21 RaymondJames RJF 1.5 16 95.83 +3.12 5.83 ... 7.27 .37
16.06 6.30 MagnaChipSem MX ... 66 14.35 +0.10 –.64 .44 .80 ... 6.00 0.94 NewHome NWHM ... dd 5.64 –0.12 –.40 .37 .47 ... 33.50 8.90 PalantirTech PLTR ... dd 23.85 –3.81 ... .07 .12 ... 8.38 0.90 RayonierAdvMatls RYAM ... dd 8.31 +1.81 –.57 –.26 –.57 ...
13.29 3.23 MagnoliaOil MGY ... dd 7.41 +0.41 .28 ... .60 ... 45.76 21.14 NewJerseyRscs NJR 3.9 16 33.72 –2.79 2.04 1.75 2.08 .3325 306.00 125.47 PaloAltoNtwks PANW ... dd 304.29 +8.98 –2.76 ... ... ... 33.10 15.96 Rayonier RYN 3.7 89 29.29 +1.59 .46 ... ... .27
45.10 14.11 MainStreetCap MAIN 7.6 dd 32.44 +0.09 2.06 2.38 2.21 .205 184.60 102.01 NewOrientalEduc EDU ... 70 161.88 –6.66 2.61 ... ... ... 17.37 8.72 PampaEnergia PAM ... 7 14.05 –0.03 9.50 1.76 3.91 ... 93.45 40.71 RaytheonTech RTX 2.6 dd 73.91 ... 6.41 ... ... .475
20.48 12.06 ManchesterUnited MANU 1.1 dd 16.41 +0.62 ... –.18 .15 .09 74.20 33.49 NewRelic NEWR ... dd 63.60 +4.42 –1.52 –.19 ... ... 12.63 10.42 PanaceaAcqn PANA.UT ... ... 10.55 +0.05 ... ... ... ... 16.90 3.92 ReadyCapital RC 8.7 20 13.81 +0.18 1.72 1.67 1.47 .30
17.78 7.24 Manitowoc MTW ... dd 12.38 +0.85 1.31 ... ... ... 17.66 2.91 NewResidInvt NRZ 6.2 dd 9.75 +0.09 1.34 ... 1.48 .15 12.52 9.55 PanaceaAcqnA PANA ... ... 10.03 –0.07 ... ... ... ... 13.88 2.09 Realogy RLGY ... dd 12.98 +0.71 –1.65 ... ... ...
5.79 0.99 Manning&Napier MN .0 35 5.43 +0.70 .09 .17 .15 .02 8.35 1.72 NewSeniorInvt SNR 4.4 dd 5.97 +0.37 ... –.16 –.17 .065 3.25 1.75 PanaceaAcqnWt PANA.WT ... ... 2.05 +0.05 ... ... ... ... 84.92 38.00 RealtyIncome O 4.6 51 61.26 –0.38 1.38 ... 1.41 .234
100.99 49.57 Manpower MAN 2.5 64 92.25 +1.93 7.72 3.33 5.38 1.17 30.00 9.12 NewYorkCityReit NYC 1.9 dd 10.48 +0.08 ... ... ... .0489 25.00 5.72 ParPacific PARR ... dd 14.14 +1.63 .80 –4.37 1.90 ... 3.79 1.16 RedLionHotels RLH ... dd 2.46 +0.10 –.76 ... ... ...
21.23 8.62 ManulifeFin MFC 4.7 9 18.23 +0.93 2.09 2.08 2.39 .214 12.10 7.72 NY CmntyBcp NYCB 6.6 13 10.38 +0.80 .77 .89 1.07 .17 58.89 9.64 ParTechnology PAR ... dd 58.00 +2.49 –.96 –.83 –.53 ... 11.87 10.03 RedBallAcqn RBAC.UT ... ... 11.15 –0.19 ... ... ... ...
14.07 3.02 MarathonOil MRO 2.3 dd 6.85 +0.50 .59 ... ... .03 47.95 26.13 NYTimes A NYT .5 50 47.27 +5.17 ... .88 ... .06 15.00 5.54 ParamountGroup PGRE 4.1 dd 9.67 –0.20 –.16 ... –.13 .10 11.00 9.90 RedBallAcqnA RBAC ... ... 10.49 –0.06 ... ... ... ...
62.14 15.26 MarathonPetrol MPC 5.4 dd 42.91 +1.49 3.97 –3.34 –1.19 .58 491.56 304.65 NewMarket NEU 2.0 17 383.77 +13.04 22.73 21.48 23.16 1.90 18.06 9.14 ParkAerospace PKE 2.9 37 13.88 +0.49 .47 .62 .78 .10 2.20 1.29 RedBallAcqnWt RBAC.WT ... ... 2.04 +0.22 ... ... ... ...
39.32 21.90 Marcus&Millichap MMI ... 37 36.84 +0.80 1.95 .60 1.31 ... 72.22 33.00 Newmont NEM 2.7 19 59.44 +0.96 3.81 ... ... .40 26.58 3.99 ParkHotels PK .0 dd 18.14 +1.42 1.44 ... ... .45 18.01 2.14 RedwoodTrust RWT 6.2 dd 9.06 –0.11 1.46 –.03 .87 .14
33.96 6.84 Marcus MCS .0 dd 12.14 –0.36 1.35 ... ... .17 6.40 0.65 NewparkResources NR ... dd 1.76 +0.05 –.14 ... ... ... 280.29 93.00 ParkerHannifin PH 1.3 30 275.74 +2.89 9.29 12.23 14.20 .88 124.82 51.99 RegalBeloit RBC 1.0 27 116.77 –5.47 5.66 4.34 6.71 .30
22.61 6.77 MarineProducts MPX 2.1 33 15.40 –1.22 .83 ... ... .04 9.46 2.57 NexaResources NEXA 4.7 dd 8.07 –0.13 –1.11 –.69 .38 .3775 20.13 3.92 ParsleyEnergy PE 1.4 dd 14.27 +0.52 .63 .77 1.22 .05 31.86 10.33 RegionalMgmt RM 2.8 12 28.89 +1.53 3.80 ... ... .20
35.22 7.25 MarineMax HZO ... 9 31.46 –2.39 3.37 3.65 3.83 ... 19.97 6.34 NexPointRealEst NREF 8.0 ... 19.90 +2.93 ... 1.48 1.75 .40 45.40 24.67 Parsons PSN ... 40 35.39 +2.41 1.30 ... 2.14 ... 17.54 6.94 RegionsFin RF 3.8 20 16.17 +0.55 1.50 ... ... .155
1347.64 710.52 Markel MKL ... 31 999.89 –4.40 129.07 ... ... ... 52.87 21.06 NexPointResidentl NXRT 3.1 32 44.04 +0.60 4.03 ... ... .3413 5.59 0.26 PartyCity PRTY ... dd 5.32 +0.44 –5.71 –.65 ... ... 18.15 4.22 Regis RGS ... dd 10.16 +1.73 –4.77 ... ... ...
157.67 30.10 MarriottVacations VAC .0 dd 142.29 +11.36 3.09 –.46 ... .54 83.34 43.70 NextEraEnergy NEE 1.9 37 72.52 –2.61 1.94 ... ... .35 439.73 163.42 PaycomSoftware PAYC ... cc 437.15 +20.38 3.09 ... ... ... 167.74 55.39 ReinsGrp RGA 2.3 16 124.19 +3.97 13.62 8.37 12.23 .70
120.97 74.33 Marsh&McLen MMC 1.6 29 117.32 +2.96 3.41 4.90 5.21 .465 55.00 46.37 NextEra6.219%Un NEE.PRQ 5.8 ... 48.55 –1.35 ... ... ... .7774 10.68 0.80 PeabodyEnergy BTU ... dd 1.30 –0.32 –2.04 ... ... ... 12.02 10.66 ReinventTechPtrs RTP.UT ... ... 11.73 –0.26 ... ... ... ...
287.15 135.08 MartinMarietta MLM .8 27 284.94 +13.93 9.74 10.63 10.37 .57 62.96 35.40 NextEraEnergyUn NEE.PRO 4.3 ... 56.09 –1.81 ... ... ... .609 9.24 5.08 Pearson PSO 2.7 21 9.12 +0.47 .43 .36 .53 .0771 12.00 10.35 ReinventTechA RTP ... ... 11.09 –0.16 ... ... ... ...
60.16 27.04 Masco MAS 1.1 26 51.59 –2.65 3.22 3.08 3.26 .14 53.64 33.92 NextEraEnergyUn NEE.PRP 5.5 ... 48.12 –1.56 ... ... ... .6599 27.70 5.39 PebblebrookHotel PEB .0 dd 19.97 +0.55 .63 –2.83 ... .01 3.12 1.98 ReinventTechWt RTP.WT ... ... 3.00 +0.59 ... ... ... ...
109.84 34.88 MasoniteIntl DOOR ... 54 93.19 –8.39 1.77 6.04 7.56 ... 69.15 29.01 NextEraEnergy NEP 3.6 dd 62.72 –1.83 –1.51 1.29 ... .595 40.65 10.58 PembinaPipeline PBA 7.2 22 26.60 +0.48 2.00 1.54 1.74 .1604 11.30 10.70 ReinventTechZ RTPZ.UT ... ... 11.10 +0.15 ... ... ... ...
65.38 22.51 MasTec MTZ ... 15 62.59 +4.78 5.17 ... 4.67 ... 7.14 1.00 NexTierOilfield NEX ... dd 3.47 +0.45 –.86 ... –.98 ... 5.56 0.36 PA Reit PEI 7.1 dd 1.13 –0.01 ... –.46 –.50 .02 123.09 70.57 RelianceSteel RS 2.1 20 121.53 +0.30 10.34 ... ... .625
367.25 199.99 Mastercard MA .5 52 344.35 +5.28 ... 6.34 8.26 .40 22.33 11.62 NielsenHoldings NLSN 1.3 dd 17.96 +1.72 –1.17 1.75 1.70 .06 67.77 13.14 PennyMacFin PFSI 1.0 3 58.67 +1.21 4.89 20.08 4.86 .15 202.68 113.27 RenaissanceRe RNR .9 13 164.16 –7.23 16.29 3.75 15.23 .35
19.83 1.11 MatadorRscs MTDR ... dd 11.75 +0.77 .75 ... ... ... 137.95 60.00 Nike NKE .8 82 137.19 +2.94 ... ... 3.73 .275 23.79 3.50 PennyMacMtg PMT 8.8 cc 18.21 +0.59 2.42 .14 2.14 .40 9.49 0.85 ReneSola SOL ... dd 5.85 –1.63 ... .02 .08 ...
63.83 26.15 Materion MTRN .7 52 62.18 +1.64 2.45 2.04 2.91 .115 10.65 0.38 NineEnergy NINE ... dd 2.46 –0.08 –7.43 ... ... ... 62.71 19.99 PenskeAuto PAG 2.9 11 58.53 +0.59 5.28 6.10 6.61 .42 8.20 0.45 Renren RENN ... ... 5.58 –0.98 ... –1.65 –1.65 ...
62.00 23.75 Matson MATX 1.6 21 58.20 –0.60 1.91 3.56 3.33 .23 30.46 19.56 NiSource NI 3.5 dd 24.00 –0.51 .87 1.30 1.35 .21 58.82 22.01 Pentair PNR 1.5 24 51.18 –1.92 2.09 ... 2.68 .19 10.60 9.49 ReplayAcqn RPLA ... cc 10.16 +0.01 .16 ... ... ...
13.62 8.50 MauiLand MLP ... dd 11.99 –0.30 –.54 –.27 –.24 ... 40.18 20.42 NoahHoldings NOAH ... 15 33.01 –0.63 ... ... ... ... 277.00 121.80 Penumbra PEN ... dd 209.89 –16.70 1.34 –.26 .97 ... 1.20 0.45 ReplayAcqnWt RPLA.WT ... ... 1.00 +0.04 ... ... ... ...
32.42 7.18 MaxarTech MAXR .1 23 30.60 +2.06 1.83 ... –.59 .01 5.14 2.34 Nokia NOK ... 28 4.03 –0.10 ... .27 .25 ... 54.49 7.41 PerformanceFood PFGC ... dd 48.21 +4.21 –1.01 ... ... ... 103.79 65.37 RepublicSvcs RSG 1.8 30 95.67 –1.37 3.33 3.38 3.71 .425
80.50 46.42 Maximus MMS 1.6 21 71.13 –2.57 3.39 3.59 4.22 .28 26.41 14.08 NomadFoods NOMD ... 20 24.31 +0.73 ... ... ... ... 10.55 9.90 PeridotAcqn PDAC.UT ... ... 10.50 +0.10 ... ... ... ... 20.78 3.72 ResideoTech REZI ... dd 19.99 +1.15 .29 1.79 1.38 ...
33.16 7.79 MaxLinear MXL ... dd 33.11 +2.42 –.28 ... ... ... 5.46 3.55 NomuraHoldings NMR 3.0 8 5.45 +0.29 .62 ... ... .0459 10.88 9.60 PeridotAcqnA PDAC ... ... 9.86 –0.08 ... ... ... ... 224.24 108.85 ResMed RMD .7 45 209.69 +0.05 4.27 ... ... .39
12.90 3.89 MayvilleEngg MEC ... dd 12.52 +1.37 –.27 –.27 ... ... 42.25 8.92 Norbord OSB 2.1 15 41.96 +4.94 –.51 5.56 4.24 .2256 1.55 0.66 PeridotAcqnWt PDAC.WT ... ... 1.35 +0.05 ... ... ... ... 6.40 1.14 ResoluteForest RFP ... dd 6.30 +0.81 –.51 .69 ... ...
105.54 56.11 McCormick MKC 1.4 17 93.95 +0.71 ... 2.86 2.93 .31 9.00 2.30 NordicAmTankers NAT 13.0 6 3.47 +0.15 –.07 .49 .17 .04 142.65 62.91 PerkinElmer PKI .2 39 141.78 +12.52 2.04 ... ... .07 67.33 25.08 RestaurantBrands QSR 3.4 33 60.50 +2.03 ... 2.17 2.78 .52
105.50 56.56 McCormickVtg MKC.V 1.5 16 92.95 +0.55 ... 2.86 2.93 .31 43.37 11.72 Nordstrom JWN .0 dd 31.44 +4.71 3.18 ... ... .37 4.28 2.11 PermianBasin PBT 8.7 10 3.01 +0.13 .42 1.12 1.29 .0136 14.01 2.87 RetailPropofAmer RPAI 2.2 70 9.30 +0.86 .15 .06 .07 .05
231.91 124.23 McDonalds MCD 2.4 32 210.74 –7.59 7.88 ... ... 1.29 247.98 112.62 NorfolkSouthern NSC 1.6 31 240.19 –2.53 10.25 ... ... .94 2.15 0.46 PermianvilleRT PVL 22.2 3 .73 ... ... .17 .05 .0038 38.00 8.32 RetailValue RVI 7.7 dd 14.99 –0.38 2.46 –1.91 –1.12 1.16
1.53 0.53 McEwenMining MUX ... dd 1.00 +0.02 –.17 ... ... ... 12.46 4.11 NorthAmConstr NOA 1.1 10 11.34 +0.98 1.09 1.58 1.35 .0307 6.70 1.00 PermRock PRT 6.2 13 3.10 ... ... .20 .08 .0204 25.23 3.96 Revlon REV ... dd 14.30 +2.74 –2.97 ... ... ...
187.67 112.60 McKesson MCK .9 14 180.76 +0.76 4.95 16.29 17.70 .42 6.00 2.19 NoEuroOil NRT 10.9 6 2.94 –0.25 ... ... ... .02 63.86 40.01 Perrigo PRGO 1.8 dd 49.87 +1.84 1.07 4.11 4.31 .225 24.41 7.17 Revolve RVLV ... 36 23.01 –0.69 –.09 .64 .69 ...
3.43 1.28 Mechel MTL ... dd 1.59 +0.08 .18 .40 .45 ... 17.57 9.84 NorthernGenesis NGA.UT ... ... 15.64 +1.34 ... ... ... ... 27.40 21.50 PershingSquare PSTH ... ... 26.00 +1.00 ... ... ... ... 96.82 33.81 RexAmerRes REX ... cc 96.76 +13.78 1.18 –.55 7.68 ...
40.20 16.04 Medallia MDLA ... dd 30.48 –4.67 –1.35 .02 .06 ... 15.71 9.60 NorthernGenesis NGA ... ... 14.25 +1.21 ... ... ... ... 10.43 5.20 PershingSquWt PSTH.WT ... ... 9.77 +1.08 ... ... ... ... 53.48 31.79 RexfordIndlRealty REXR 1.8 83 48.10 –0.51 .47 .47 .10 .215
52.93 21.62 MediaAlpha MAX ... ... 38.16 –0.77 ... .49 .07 ... 3.90 0.76 NorthernGenesisAcqnWt NGA.WT ... ... 3.36 +0.16 ... ... ... ... 29.44 14.03 Perspecta PRSP 1.2 dd 23.12 +0.06 –4.17 2.06 1.92 .07 39.54 18.87 Rexnord RXN .8 31 38.64 +0.24 1.45 ... ... .08
24.29 12.35 MedicalProp MPW 5.3 24 20.56 +0.99 .87 .87 1.08 .27 10.25 9.87 NorthernStar STIC.UT ... ... 10.25 +0.20 ... ... ... ... 53.55 27.68 PetroChina PTR 5.1 dd 31.95 –2.05 ... ... ... 1.2636 13.49 10.96 RibbitLeapA LEAP ... ... 12.57 +0.18 15.08 –4.40 –3.13 ...
208.57 49.03 Medifast MED 2.2 26 204.81 –1.56 6.43 9.24 10.60 1.13 385.01 263.31 NorthropGrum NOC 1.9 21 307.23 +1.20 13.22 ... ... 1.45 16.30 4.01 PetroleoBrasil PBR 2.2 dd 10.92 +0.98 1.56 –1.66 .85 .0867 13.69 11.03 RibbitLeapUn LEAP.UT ... ... 13.09 +0.51 ... ... ... ...
45.60 7.00 MedleyCapital MCC ... dd 28.71 +3.51 –35.40 –.87 –.18 ... 77.26 42.33 NorthwestNat NWN 3.9 24 48.65 –0.89 2.07 2.28 2.55 .48 15.31 4.16 PetroleoBrasilA PBR.A ... dd 10.70 +1.00 1.56 –1.60 .79 ... 7.70 2.63 RibbitLeapWt LEAP.WT ... ... 3.07 +0.16 ... ... ... ...
33.00 2.80 MedleyMgmt MDLY ... dd 7.56 +0.35 –6.00 –1.40 2.40 ... 59.78 7.03 NorwegCruise NCLH ... dd 26.30 +2.62 4.30 –8.49 –5.55 ... 41.41 26.41 Pfizer PFE 3.8 26 40.34 +3.11 2.87 ... 2.73 .36 11.04 9.91 RiceAcqn RICE.UT ... ... 10.65 +0.29 ... ... ... ...
28.66 7.37 Mednax MD ... dd 22.54 +2.43 –17.94 1.28 1.57 ... 99.84 69.18 Novartis NVS 2.2 29 91.62 +1.86 5.13 ... ... 3.0874 90.17 56.01 PhilipMorris PM 5.9 16 80.75 +4.85 4.61 ... ... 1.20 339.99 134.85 RingCentral RNG ... dd 332.80 +40.06 ... .96 1.16 ...
122.15 72.13 Medtronic MDT 2.0 43 113.85 –0.74 3.54 4.22 5.84 .58 73.81 49.24 NovoNordisk NVO 1.4 26 67.81 +0.27 ... 2.87 3.13 .5178 114.95 40.04 Phillips66 PSX 5.2 dd 69.32 +4.09 6.77 –.02 ... .90 74.06 35.35 RioTinto RIO 5.2 17 73.92 +7.87 ... 6.82 6.85 1.55
12.99 10.05 MegalithFinAcqn MFAC ... dd 11.40 +0.95 .18 ... ... ... 57.01 12.31 NuSkinEnts NUS 2.9 18 52.63 +0.13 3.10 3.40 3.78 .375 65.22 19.00 Phillips66Ptrs PSXP 12.2 7 28.74 +0.89 4.29 ... ... .875 78.64 25.92 RitchieBros RBA 1.3 44 69.22 +0.92 1.37 ... ... .22
14.38 9.15 MegalithFinUn MFAC.UT ... ... 11.67 +0.19 ... ... ... ... 58.70 27.53 Nucor NUE 2.9 40 56.42 +1.35 4.14 ... ... .4025 3.37 1.15 PhoenixNewMedia FENG .0 1 2.39 –0.01 ... –.59 ... 1.3712 23.88 7.49 RiteAid RAD ... dd 15.61 +2.41 –8.50 –.09 .10 ...
1.49 0.10 MegalithFinWt MFAC.WT ... ... 1.45 +0.31 ... ... ... ... 29.36 4.98 NuSTAREnergy NS 9.9 dd 16.17 +2.14 –2.30 –1.67 1.24 .40 13.90 1.27 PhoenixTree DNK ... dd 3.40 +0.20 ... –14.46 –5.26 ... 67.23 32.38 RobertHalf RHI 2.1 23 65.97 +0.46 3.90 ... 3.08 .34
92.64 65.25 Merck MRK 3.2 18 81.94 +2.08 3.81 5.61 6.27 .65 50.81 23.85 Nutrien NTR 3.6 cc 50.65 +1.24 1.70 1.72 2.13 .45 47.73 16.01 Phreesia PHR ... dd 47.64 +4.28 –4.50 –.46 –.37 ... 34.42 17.50 RocketCos. RKT ... 1 19.63 –0.62 ... 3.84 1.79 ...
53.97 33.45 MercuryGeneral MCY 5.5 11 45.60 –0.41 5.78 4.85 3.45 .6325 28.75 10.54 nVentElectric NVT 3.0 dd 23.70 +0.28 1.29 ... ... .175 20.78 11.01 PhysiciansRealty DOC 5.2 39 17.70 +0.15 .39 .32 .37 .23 267.48 115.38 Rockwell ROK 1.7 28 247.96 –7.97 8.77 8.67 9.48 1.07
37.12 10.01 Meredith MDP .0 dd 20.45 –0.17 ... 4.20 3.92 .595 23.76 8.63 OFGBancorp OFG 1.6 21 18.06 +0.57 .92 1.34 1.95 .07 24.78 11.26 PiedmontOfficeA PDM 5.0 6 16.70 +0.40 1.82 1.70 .30 .21 51.29 32.20 RogersComm B RCI 3.2 20 47.79 +0.84 ... 2.55 2.98 .3804
117.06 25.24 MeritageHomes MTH ... 9 88.08 –4.22 6.42 10.37 12.83 ... 46.43 23.01 OGE Energy OGE 4.9 dd 32.88 –0.77 2.16 2.08 2.21 .4025 10.20 9.89 PineIslandAcqn PIPP.UT ... ... 10.15 +0.07 ... ... ... ... 156.85 75.72 Rogers ROG ... cc 153.71 +3.19 2.53 4.92 6.24 ...
28.86 10.91 Meritor MTOR ... 9 28.11 +0.87 3.24 1.78 3.45 ... 15.64 4.31 O-I Glass OI .0 7 12.78 +0.90 –2.58 1.16 1.61 .05 37.80 12.02 PingIdentity PING ... dd 24.37 +1.49 –.02 ... ... ... 64.50 30.72 Rollins ROL .6 73 55.55 –1.48 .62 .78 .80 .0533
8.25 3.43 MesaRoyalty MTR 8.9 10 4.40 +0.05 ... ... ... .0237 96.97 63.67 ONE Gas OGS 2.7 22 79.66 –0.13 3.51 3.59 ... .54 105.51 60.05 PinnacleWest PNW 4.0 15 82.41 –1.53 4.77 5.06 5.03 .83 455.72 240.00 RoperTech ROP .5 28 417.95 –0.85 16.82 12.65 14.58 .5625
25.96 9.76 MesabiTrust MSB 6.5 17 25.72 +1.63 ... 1.51 2.61 .36 78.48 12.16 ONEOK OKE 9.2 28 40.63 +3.40 3.07 2.63 3.44 .935 71.37 10.10 Pinterest PINS ... dd 67.31 –2.41 –3.24 .28 .63 ... 83.54 49.55 RoyalBkCanada RY 4.1 14 82.30 –0.91 5.83 6.78 7.35 .8351
41.70 21.76 MethodeElec MEI 1.2 11 37.52 +1.79 3.26 ... ... .11 56.28 34.98 OakStreetHealth OSH ... dd 55.02 +8.22 ... –.57 –.45 ... 159.01 48.62 PioneerNatRscs PXD 1.9 cc 114.06 +3.99 4.50 ... ... .55 135.32 19.25 RoyalCaribbean RCL .0 dd 82.73 +1.25 8.95 –18.44 –13.46 .78
53.28 22.85 MetLife MET 3.8 8 48.47 +1.02 6.06 5.63 6.54 .46 13.65 9.17 OaktreeAcqn OAC.UT ... cc 11.58 +0.60 ... ... ... ... 97.89 31.95 PiperSandler PIPR 1.6 37 96.06 +0.77 7.69 7.27 7.14 .375 61.17 21.26 RoyalDutchA RDS.A 4.3 dd 38.23 +1.96 ... 1.36 2.39 .333
51.09 15.52 MetropolitanBk MCB ... 8 34.61 +0.56 3.56 4.18 4.11 ... 12.49 9.40 OaktreeAcqn OAC ... dd 10.90 +0.45 ... ... ... ... 7.70 1.67 PitneyBowes PBI 3.3 dd 6.05 +0.05 1.10 .26 .40 .05 62.27 19.19 RoyalDutchB RDS.B 5.2 dd 36.49 +1.53 ... 1.36 2.39 .333
1228.41 579.40 MettlerToledo MTD ... 48 1131.75 +5.07 22.47 ... 28.04 ... 3.49 0.60 OaktreeAcqnWt OAC.WT ... ... 2.35 +0.53 ... ... ... ... 4.60 0.40 PivotalInvCorp.IIWt PIC.WT ... ... 4.20 +0.72 ... ... ... ... 61.75 22.62 RyderSystem R 3.6 dd 61.71 +0.85 –.47 ... ... .56
14.77 2.78 MicroFocus MFGP 9.5 dd 5.83 +0.95 3.89 1.58 ... .5833 10.41 9.69 OaktreeAcqnII A OACB ... ... 10.02 +0.09 ... ... ... ... 18.19 9.38 PivotalInvtII PIC.UT ... ... 17.81 +2.47 ... ... ... ... 12.54 3.76 RyersonHolding RYI ... dd 12.29 +1.03 2.17 .37 .88 ...
148.88 82.00 MidAmApt MAA 3.2 45 125.13 +1.13 3.07 2.06 2.17 1.00 10.75 9.97 OaktreeAcqnII OACB.UT ... ... 10.30 +0.14 ... ... ... ... 16.72 9.50 PivotalInvII PIC ... dd 16.25 +1.65 ... ... ... ... 91.56 13.25 RymanHospitality RHP .0 dd 66.36 +1.36 2.81 –8.06 –3.99 .95
38.18 25.25 MillerIndustries MLR 2.1 13 34.87 +0.08 3.43 2.00 1.72 .18 1.34 0.99 OaktreeAcqnIIWt OACB.WT ... ... 1.14 –0.02 ... ... ... ... 19.39 3.00 PlainsAllAmPipe PAA 7.4 dd 9.68 +1.40 2.65 –3.16 1.28 .18
66.24 27.28 MineralsTechs MTX .3 20 63.56 +1.09 3.78 3.71 4.29 .05 47.58 8.52 OccidentalPetrol OXY .2 dd 18.59 +2.03 –1.22 –3.81 –2.37 .01 19.79 3.04 PlainsGP PAGP 7.4 dd 9.75 +1.46 1.96 ... ... .18
14.71 2.77 MistrasGroup MG ... dd 5.87 +0.08 .21 –.27 .24 ... 8.55 2.29 OccidentalPetrolWt OXY.WT ... ... 6.66 +1.04 ... ... ... ... 88.77 23.77 PlanetFitness PLNT ... cc 75.12 +2.86 1.41 .08 1.52 ... ST
5.54 3.32 MitsubishiUFJ MUFG 4.3 19 4.39 –0.10 .38 .46 ... .116 16.00 2.01 OceaneeringIntl OII ... dd 7.61 +0.89 –3.52 ... ... ... 34.86 4.60 Plantronics PLT .0 dd 27.34 –0.92 –20.86 ... ... .15
14.92 6.64 MiXTelematics MIXT 1.7 29 10.84 +0.43 .44 .30 .37 .0616 29.50 4.22 OcwenFinancial OCN ... cc 23.85 –0.15 –15.90 ... ... ... 12.35 0.70 PlayAGS AGS ... dd 5.32 +0.32 –.33 ... ... ... 169.30 90.90 SAP SAP 1.0 27 124.64 +5.39 3.11 6.25 5.85 1.7119

379.87 186.06 S&P Global SPGI .8 34 339.45 –2.12 8.60 ... ... .67 215.00 32.33 Square SQ ... cc 208.15 –4.37 ... ... 1.13 ... 75.36 22.26 Timken TKR 1.6 17 74.67 –0.04 4.71 4.18 4.80 .29 19.75 4.75 Vertiv VRT .1 dd 19.75 +0.90 .05 ... 1.20 .01
11.00 9.76 SC Health SCPE.UT ... ... 10.75 –0.25 ... ... ... ... 34.80 15.32 St.Joe JOE .8 60 34.50 +1.38 .45 .25 .08 .07 8.00 2.16 TimkenSteel TMST ... dd 6.01 +1.10 –2.46 –1.11 –.24 ... 22.59 5.80 VertivUn VERT.UT .0 ... 21.80 +1.70 ... ... ... .01
10.26 9.50 SC Health SCPE ... cc 10.20 +0.05 .08 ... ... ... 54.24 33.94 StandardMotor SMP 2.0 19 49.11 +2.37 2.54 3.22 3.59 .25 6.00 1.05 TItanIntl TWI .0 dd 5.92 +0.72 –.84 –.96 –.39 .005 8.71 0.48 VertivWt VRT.WT ... ... 8.39 +0.89 ... ... ... ...
1.45 0.81 SC Health Wt SCPE.WT ... ... 1.35 –0.10 ... ... ... ... 81.69 37.50 StandexInt SXI 1.2 57 79.97 +1.88 1.63 4.14 ... .24 50.42 13.28 Toll Bros TOL .9 14 47.90 +0.34 4.03 ... 4.72 .11 70.23 11.25 Viad VVI .0 dd 34.54 +3.76 1.02 –5.59 .11 .10
11.74 9.25 SCVX SCVX.UT ... ... 10.83 +0.12 ... ... ... ... 195.00 70.00 StanleyBlackDck SWK 1.5 29 180.85 –6.86 6.35 8.48 9.50 .70 38.92 28.99 TootsieRoll TR 1.2 35 30.42 –1.01 ... .66 .72 .09 27.63 3.16 VinceHolding VNCE ... dd 6.70 +1.43 2.55 –4.30 –2.46 ...
12.37 9.20 SCVX SCVX ... ... 10.24 +0.11 ... ... ... ... 116.17 50.68 StanleyB&D Un SWT 4.7 ... 110.57 –2.70 ... ... ... 1.3125 191.79 54.83 TopBuild BLD ... 25 163.55 –15.61 5.56 7.06 8.87 ... 26.07 11.53 Vipshop VIPS ... 25 25.22 –0.78 ... 8.48 10.56 ...
1.94 0.33 SCVX Wt SCVX.WT ... ... 1.31 +0.11 ... ... ... ... 33.81 21.43 Stantec STN 1.5 25 32.05 +1.58 1.31 1.57 ... .1186 92.39 52.07 Toro TTC 1.2 33 90.70 –0.45 ... ... 3.40 .2625 42.49 7.22 VirginGalactic SPCE ... dd 28.74 +1.57 –1.09 ... ... ...
47.70 22.23 Seacor CKH ... 69 36.29 +0.49 1.38 ... ... ... 9.98 6.11 StarGroup SGU 5.4 10 9.75 +0.05 .35 1.46 .94 .1325 57.50 33.74 TorontoDomBk TD 4.3 12 55.47 +0.86 4.78 4.49 5.04 .6114 7.79 3.55 VirnetX VHC .0 1 5.11 –0.39 –.28 ... ... 1.00
14.52 1.46 SeacorMarine SMHI ... dd 2.15 ... –3.95 –2.30 –2.60 ... 18.89 9.89 StarPeakEner STPK.UT ... ... 18.50 +7.95 ... ... ... ... 10.89 9.46 Tortoise II A SNPR ... ... 10.71 +0.30 ... ... ... ... 217.65 133.93 Visa V .6 45 212.68 +1.68 4.89 5.46 6.81 .32
14.80 6.15 SFL SFL 8.7 ... 6.90 –0.23 .83 .74 .62 .15 17.57 9.60 StrPeakEnerA STPK ... ... 17.01 +6.51 ... ... ... ... 11.44 10.15 TortoiseAcqnII SNPR.UT ... ... 11.20 +0.35 ... ... ... ... 23.25 11.23 Vishay VSH 1.9 30 20.28 +0.95 ... .90 1.30 .095
31.61 17.03 SINOPEC SHI 6.7 dd 21.98 +0.53 ... ... ... 1.4774 4.49 0.96 StrPeakEnerWt STPK.WT ... ... 4.09 +2.77 ... ... ... ... 2.45 1.25 Tortoise II Wt SNPR.WT ... ... 2.30 +0.25 ... ... ... ... 35.81 16.56 VishayPrecision VPG ... 28 30.32 +0.27 ... 1.34 1.56 ...
14.45 3.60 SITE Centers SITC 1.9 66 10.60 –0.09 .33 ... ... .05 6.13 2.51 Starrett A SCX ... dd 4.25 +0.34 ... 1.19 1.33 ... 56.91 22.13 Total TOT ... dd 45.85 +0.71 4.20 2.22 2.72 ... 8.59 1.80 VistaOil&Gas VIST ... dd 2.90 +0.20 ... –.93 –.22 ...
74.99 45.60 SJW Group SJW 1.9 45 66.72 –0.18 .82 2.07 2.40 .32 8.30 2.75 Startek SRT ... dd 7.95 +0.05 –.39 .14 .47 ... 10.34 3.54 TownsquareMedia TSQ .0 dd 7.15 +0.92 ... –1.30 .56 .075 24.94 4.29 VistaOutdoor VSTO ... dd 20.02 –1.25 –2.68 2.69 2.30 ...
24.59 14.07 SK Telecom SKM 2.9 18 24.53 +0.70 1.16 ... ... .0571 26.33 7.59 StarwoodProp STWD 10.1 14 19.10 +0.57 1.79 1.94 ... .48 144.65 108.01 ToyotaMotor TM 2.7 15 138.28 –1.88 13.53 9.44 ... 2.015 24.60 11.30 Vistra VST 2.8 10 19.15 –0.44 1.86 2.19 ... .135
96.39 35.16 SLGreenRealty SLG 5.5 26 63.90 +3.35 3.10 2.13 ... .295 85.89 42.10 StateStreet STT 2.7 12 76.38 +4.79 5.38 6.53 6.50 .52 153.72 70.00 TraneTech TT 1.5 38 141.85 –1.65 5.84 ... ... .53 2.17 0.26 VistraWt VST.WTA ... ... .37 +0.04 ... ... ... ...
12.40 0.90 SM Energy SM .4 dd 4.87 +0.33 –1.66 –.35 –1.49 .01 12.67 4.31 SteelPartners SPLP ... dd 8.74 +0.01 .16 ... ... ... 8.50 3.63 Transalta TAC 1.8 dd 7.24 +0.31 .14 ... ... .0324 32.00 8.51 VivintSmartHome VVNT ... dd 22.45 +0.53 .14 –2.49 –2.04 ...
6.00 0.51 SOS SOS ... ... 2.10 +0.10 ... –1.23 3.20 ... 23.02 7.02 Steelcase SCS 3.0 12 13.34 +0.50 ... .52 .72 .10 41.50 16.00 TrancntlRlty TCI ... cc 25.40 –1.49 –3.09 ... ... ... 11.00 0.37 VivintSmartHmWt VVNT.WT ... ... 10.87 +0.42 ... ... ... ...
56.90 25.50 SPX SPXC ... 23 55.57 +2.68 1.58 2.84 3.08 ... 129.62 69.33 Stepan SCL 1.0 23 116.34 –2.77 4.42 5.34 6.27 .305 673.51 200.06 TransDigm TDG .0 73 605.67 +14.13 8.96 11.02 16.54 32.50 163.17 86.00 VMware VMW ... 37 140.23 –1.85 ... 7.03 7.01 ...
58.55 15.74 SPX FLOW FLOW ... dd 56.69 +1.22 –2.23 1.13 1.89 ... 196.80 105.69 Steris STE .8 39 193.49 +1.80 4.76 6.06 6.86 .40 7.28 0.65 Transocean RIG ... dd 2.17 +0.09 –2.05 ... –.76 ... 36.86 15.89 VoceraComm VCRA ... dd 34.98 +0.96 –.57 .49 .60 ...
36.49 12.98 SQZ Biotech SQZ ... ... 26.05 –5.24 ... –3.70 –2.38 ... 21.63 7.01 SterlingBancorp STL 1.6 14 17.34 +0.48 2.03 ... ... .07 7.69 3.72 TransportadGas TGS ... 6 5.84 +0.33 ... ... .64 ... 39.00 26.36 Vontier VNT ... ... 33.07 –1.02 2.37 2.47 2.41 ...
34.50 17.54 STAG Indl STAG 4.8 37 29.73 –0.34 .35 .75 .37 .12 49.48 20.26 StewartInfo STC 2.6 12 46.48 +2.75 3.31 4.81 4.41 .30 101.16 52.50 TransUnion TRU .3 56 94.43 +1.58 1.81 2.84 ... .075 68.68 27.64 VornadoRealty VNO 5.1 cc 41.63 +1.30 16.21 –.98 .01 .53
40.11 13.00 StoreCapital STOR 4.3 38 33.19 –0.14 1.24 ... ... .36 75.59 31.13 StifelFinancial SF .9 14 74.72 +2.51 ... 6.00 5.70 .1133 141.87 76.99 Travelers TRV 2.5 16 136.16 +1.72 9.92 8.71 10.84 .85 63.81 29.75 VoyaFinancial VOYA 1.0 dd 59.41 +0.08 –2.58 2.87 5.88 .15
42.98 23.02 SabineRoyalty SBR 7.6 12 31.36 +1.78 3.02 2.96 3.04 .1201 41.80 14.67 STMicroelec STM .4 41 41.76 +2.21 1.15 1.07 1.58 .042 10.75 9.72 TrebiaAcquisition TREB ... ... 10.09 +0.08 ... ... ... ... 153.88 65.56 VulcanMatls VMC .9 32 146.44 +4.11 4.63 4.59 4.83 .34
1.82 0.74 SafeBulkers SB ... dd 1.18 ... .04 –.25 .20 ... 1.87 0.46 StoneMor STON ... dd 1.69 +0.31 –3.83 ... –.60 ... 11.41 10.13 TrebiaAcqn TREB.UT ... ... 10.60 +0.18 ... ... ... ... 11.24 10.10 VyGlblGrowth VYGG.UT ... ... 10.55 +0.18 ... ... ... ...
12.43 4.43 SafeguardSci SFE .0 dd 6.67 +0.03 2.64 –1.22 –.93 1.00 32.27 13.87 Stoneridge SRI ... dd 29.84 +2.79 2.13 –.15 .86 ... 1.90 0.95 TrebiaAcqnWt TREB.WT ... ... 1.49 +0.08 ... ... ... ... 10.79 9.85 VyGlblGrowthA VYGG ... ... 10.29 +0.04 ... ... ... ...
72.95 37.95 Safehold SAFE 1.0 60 68.16 +1.39 .89 1.17 ... .1622 242.51 124.54 Stryker SYK 1.1 52 239.59 +6.78 5.48 ... ... .63 7.92 4.23 TrecoraResources TREC ... 17 7.20 +0.42 –.61 .23 .35 ... 2.22 1.08 VyGlblGrowthWt VYGG.WT ... ... 1.75 ... ... ... ... ...
49.84 11.61 SailPointTechs SAIL ... dd 47.03 +1.91 –.10 ... ... ... 21.10 12.48 StudioCity MSC ... dd 14.56 –0.17 .56 –6.52 –.88 ... 23.48 11.31 Tredegar TG 2.1 dd 22.53 +6.21 1.45 .91 1.11 5.97
284.50 115.29 Salesforce.com CRM ... 59 225.86 –21.77 .15 3.09 3.54 ... 90.74 38.44 SturmRuger RGR 2.4 16 61.74 +0.69 1.82 4.50 4.20 .56 53.98 33.50 TreeHouseFoods THS ... dd 41.60 +1.58 –6.42 2.73 2.96 ...
19.23 6.28 SallyBeauty SBH ... 13 12.44 +0.36 .99 1.84 2.03 ... 22.87 8.64 SuburbanPropane SPH 7.7 16 15.59 –0.42 .97 1.21 1.20 .30 10.20 10.10 TrepontAcqnI TACA.UT ... ... 10.19 +0.19 ... ... ... ... WXYZ
4.25 1.39 SanJuanBasin SJT 4.7 29 3.27 –0.67 ... 1.75 2.09 .0274 7.56 4.49 SumitomoMits SMFG 4.9 8 5.97 –0.06 .94 .62 .81 .1854 81.23 28.11 Trex TREX ... 52 74.45 –0.18 1.24 1.54 ... ...
10.15 9.56 SandbridgeAcqn SBG.UT ... ... 10.11 +0.01 ... ... ... ... 12.42 2.32 SummitHotelProp INN .0 dd 9.62 +0.52 .65 –1.48 ... .18 19.77 9.38 TrineAcqnUn TRNE.UT ... ... 19.61 +5.85 ... ... ... ... 6.10 1.07 W&T Offshore WTI ... 6 2.22 +0.09 .52 –.27 –.11 ...
10.28 9.64 SandbridgeAcqnA SBG ... ... 9.77 +0.02 ... ... ... ... 25.22 7.51 SummitMaterials SUM ... 17 20.59 +1.09 .52 .75 .85 ... 17.56 9.40 TrineAcqn TRNE ... dd 17.37 +5.18 ... ... ... ... 109.53 68.01 WEC Energy WEC 2.7 25 93.29 –2.45 3.58 3.76 4.01 .6325
0.93 0.56 SandbridgeAcqnWt SBG.WT ... ... .84 +0.14 ... ... ... ... 55.20 7.50 SummitMidstream SMLP .0 1 16.94 +1.44 –72.60 11.90 ... 1.875 4.74 0.35 TrineAcqnWt TRNE.WT ... ... 4.69 +1.70 ... ... ... ... 236.52 71.12 WEX WEX ... cc 191.49 +9.97 2.26 ... ... ...
4.41 0.70 SandRidgeEnergy SD ... dd 2.94 +0.06 –12.68 –1.09 1.09 ... 173.98 95.34 SunComms SUI 2.1 94 147.80 +9.19 1.80 1.36 1.74 .79 80.16 27.79 TriNet TNET ... 18 77.38 +0.87 2.99 4.25 ... ... 75.86 34.26 WNS WNS ... 34 68.16 –1.27 2.35 2.45 3.03 ...
10.63 3.32 SandstormGold SAND ... cc 7.39 +0.02 .09 .10 .18 ... 50.13 24.37 SunLifeFinancial SLF 3.7 15 44.76 –0.89 3.33 4.12 4.47 .4201 24.64 14.53 TrinityIndustries TRN 3.2 dd 23.76 –0.03 1.07 .38 .65 .19 88.99 38.62 W.P.Carey WPC 6.0 27 70.16 +0.27 1.78 1.94 2.00 1.044
27.21 9.74 SantanderCons SC 3.8 14 23.20 +0.31 2.86 2.20 2.28 .22 6.64 2.33 SunCokeEnergy SXC 4.6 59 5.19 +0.38 –1.98 –.01 .33 .06 43.16 14.16 Trinseo TSE 3.7 dd 43.13 +3.26 2.28 ... ... .40 70.80 27.18 WPP WPP 1.2 dd 52.89 +3.12 3.18 3.69 4.71 .6594
28.70 5.94 SaratogaInvt SAR 8.2 6 22.29 –0.11 5.98 ... ... .41 34.56 9.61 SuncorEnergy SU 3.6 dd 17.98 +0.73 1.40 –1.20 2.25 .1624 24.66 9.13 Triple-S Mgmt GTS ... 11 24.60 +1.78 3.97 2.80 3.30 ... 14.43 1.94 WPX Energy WPX ... dd 8.62 +1.11 .61 ... ... ...
22.73 1.25 Sasol SSL ... dd 8.94 +0.42 ... .78 1.55 ... 2.81 0.68 SunlandsTech STG ... dd 1.28 –0.12 ... –2.04 –1.56 ... 14.58 2.80 TriplePtVent TPVG 10.8 11 13.36 +0.21 1.28 1.57 1.52 .36 18.70 6.26 WabashNational WNC 1.7 dd 18.52 +0.51 1.62 1.17 .75 .08
57.16 23.49 SaulCenters BFS 6.3 27 33.85 +1.93 1.57 1.75 1.47 .53 46.00 6.12 SunnovaEnergy NOVA ... dd 39.28 –5.72 –4.14 ... –1.55 ... 47.00 19.80 TritonIntl TRTN 4.9 13 46.87 +1.61 4.54 4.35 5.85 .57 81.50 35.07 Wabtec WAB .6 31 75.53 +1.71 1.84 ... 4.37 .12
41.14 11.87 Schlumberger SLB 2.1 dd 23.45 +1.57 –7.32 .64 .83 .125 32.89 10.46 Sunoco SUN 11.4 18 28.91 +0.10 2.82 2.44 3.46 .8255 29.32 3.02 TriumphGroup TGI .0 dd 15.95 +2.34 –.56 –.39 ... .04 25.63 9.87 Waddell&ReedFin WDR 3.9 18 25.55 +8.59 1.57 1.60 1.53 .25
28.13 15.36 SchneiderNatl SNDR 1.2 20 21.26 –0.05 ... 1.21 1.53 .065 14.43 5.75 SunstoneHotelInv SHO .0 dd 11.34 +0.49 .54 –1.90 –.67 .05 14.58 3.97 Tronox TROX 2.0 2 14.23 +1.66 –.78 .50 1.77 .07 84.52 24.55 Walker&Dunlop WD 1.8 13 81.44 +0.37 5.45 6.06 6.93 .36
51.81 28.00 SchwabC SCHW 1.4 24 50.99 +1.29 2.67 2.24 ... .18 5.75 0.90 SuperiorIndsIntl SUP ... dd 5.36 +0.38 –5.10 –1.95 –.10 ... 24.30 12.02 TrueBlue TBI ... dd 20.33 +0.06 1.61 .30 ... ... 153.66 102.00 Walmart WMT 1.5 21 148.91 –2.69 5.19 5.16 5.45 .54
46.65 20.00 SchweitzerMaud SWM 5.0 12 34.89 –0.42 2.76 3.46 3.74 .44 10.71 10.05 SupernovaPtrs SPNV.UT ... ... 10.60 +0.20 ... ... ... ... 56.92 24.01 TruistFinl TFC 3.7 16 48.23 –0.27 3.71 3.03 3.23 .45 23.73 9.46 WarriorMetCoal HCC 1.1 50 18.34 –0.11 5.86 ... ... .05
97.91 45.45 ScienceApplicat SAIC 1.5 28 97.79 +3.73 3.83 6.10 7.35 .37 10.75 9.70 SustOppsAcqnA SOAC ... ... 10.53 +0.12 ... ... ... ... 23.85 7.06 TsakosEnergy TNP 2.6 6 9.57 +0.34 –1.60 1.87 1.71 .125 3.96 0.49 WashingtonPrime WPG .0 dd 1.15 +0.09 –.05 –.87 –.99 .125
66.30 10.70 ScorpioBulkers SALT 1.2 dd 16.43 –0.46 6.60 ... –.51 .05 12.20 9.85 SustOppsAcqnUn SOAC.UT ... dd 11.64 +0.44 ... ... ... ... 18.39 5.79 TufinSoftware TUFN ... dd 8.49 +0.59 –1.04 –.70 –.70 ... 32.22 16.95 WashingtonREIT WRE 5.1 40 23.76 –0.27 4.75 –.07 .01 .30
40.45 8.28 ScorpioTankers STNG 3.2 4 12.55 +0.34 –.97 2.41 1.25 .10 2.40 0.67 SustOppsAcqnWt SOAC.WT ... ... 2.01 +0.36 ... ... ... ... 38.18 1.15 Tupperware TUP ... cc 36.64 +1.01 .25 2.98 3.07 ... 111.04 70.87 WasteConnections WCN .8 cc 101.34 –3.04 2.15 ... ... .205
179.97 76.50 ScottsMiracleGro SMG 1.4 26 173.83 +2.01 6.81 8.10 8.56 .62 11.05 4.43 Suzano SUZ ... dd 10.23 –0.08 –1.06 –2.11 1.13 ... 6.36 4.36 TurkcellIletism TKC ... 8 5.06 –0.02 .66 .57 ... ... 126.79 85.34 WasteMgt WM 1.9 33 117.54 –1.65 3.91 3.99 4.99 .545
12.43 3.53 ScullyRoyalty SRL ... dd 4.90 +0.42 –1.12 –.17 .22 ... 19.99 10.30 Switch SWCH 1.2 cc 16.07 +0.28 .11 ... ... .05 41.82 14.09 TurningPoint TPB .5 cc 40.31 +1.19 .69 1.59 2.40 .05 245.68 154.39 Waters WAT ... 30 237.74 +9.47 8.69 ... ... ...
28.85 8.86 SculptorCapMgmt SCU .0 dd 16.05 +1.61 1.57 ... 2.93 .53 46.56 9.60 SwitchbackEner SBE.UT ... ... 36.18 –4.52 ... ... ... ... 12.00 3.01 TurquoiseHill TRQ ... 6 11.47 +1.59 –.70 ... 2.19 ... 249.30 132.97 Watsco WSO 3.2 33 218.48 –4.61 ... 5.92 6.29 1.775
203.42 35.61 Sea SE ... dd 198.78 +16.23 ... ... ... ... 42.30 9.38 SwitchbackEnerA SBE ... cc 32.90 –4.23 .06 ... ... ... 16.17 2.61 TutorPerini TPC ... dd 13.41 –0.88 –7.72 2.04 2.22 ... 244.41 139.00 Watsco B WSO.B 3.1 34 227.16 –3.23 ... 5.92 6.29 1.775
21.86 5.25 SeabridgeGold SA ... dd 17.98 –0.50 –.14 –.18 ... ... 16.92 0.30 SwitchbackEnerWt SBE.WT ... ... 11.55 –1.55 ... ... ... ... 341.70 68.06 Twilio TWLO ... dd 319.49 +0.44 ... .11 ... ... 120.53 69.02 WattsWater WTS .8 34 117.63 –1.00 ... 3.63 ... .23
46.23 17.06 SealedAir SEE 1.4 15 45.94 +1.41 1.69 3.08 3.23 .16 38.18 12.15 SynchronyFin SYF 2.7 15 32.97 +1.88 5.56 1.87 4.72 .22 52.93 20.00 Twitter TWTR ... dd 47.73 +1.14 1.87 ... .85 ... 349.08 21.70 Wayfair W ... dd 239.35 –21.33 ... 4.23 –7.07 ...
36.96 6.75 SeaWorldEnt SEAS ... dd 29.82 +0.91 1.10 –4.09 –.76 ... 83.40 26.08 Synnex SNX .0 9 80.94 –0.63 9.74 6.14 6.99 .40 15.85 2.25 TwoHarbors TWO 10.9 dd 6.70 +0.23 .93 ... ... .14 54.04 18.16 WebsterFin WBS 3.9 15 40.82 +1.09 4.06 ... 3.97 .40
9.68 2.22 SelectEnergySvcs WTTR ... dd 4.99 +0.13 .03 –.98 –.62 ... 40.32 10.91 SynovusFin SNV 4.0 14 33.11 +0.28 3.47 2.09 ... .33 435.26 247.22 TylerTech TYL ... 92 420.44 –5.67 3.65 5.55 5.86 ... 5.49 0.73 Weidai WEI ... ... 1.62 –0.26 .52 ... ... ...
28.61 10.00 SelectMedical SEM ... 16 24.93 +0.28 1.10 1.62 1.62 ... 85.98 26.00 Sysco SYY 2.3 dd 78.12 +6.88 .42 ... ... .45 94.24 42.57 TysonFoods TSN 2.5 12 70.10 +5.10 5.86 5.68 6.40 .445 31.70 12.21 WeingartenRealty WRI 3.2 18 22.51 +0.45 2.44 .66 .48 .36
29.00 15.76 SelectQuote SLQT ... ... 23.08 +1.23 –.16 .83 1.18 ... 32.39 14.00 Systemax SYX 1.7 20 32.32 +1.13 1.28 1.69 1.88 .14 59.39 32.44 WeisMarkets WMK 2.6 11 47.07 –0.80 2.53 2.45 2.55 .31
161.87 88.00 SempraEnergy SRE 3.3 10 128.17 –2.29 7.29 ... ... 1.045 83.68 44.24 TAL Education TAL ... cc 71.21 –1.90 ... .39 .95 ... 16.79 3.17 Welbilt WBT ... dd 11.38 +1.57 .39 .03 ... ...
54.37 18.25 SensataTechs ST ... 83 50.15 –0.40 1.76 2.66 3.44 ... 57.92 32.37 TC Energy TRP 5.3 13 46.06 +0.79 3.23 ... 3.23 .608 UV 54.56 20.76 WellsFargo WFC 1.4 80 29.55 +1.09 4.05 .35 1.99 .10
75.30 38.24 SensientTech SXT 2.1 47 74.98 +2.38 1.94 2.78 2.98 .39 44.65 18.00 TC PipeLines TCP 7.8 9 33.15 +1.64 3.74 3.90 3.43 .65 89.99 24.27 Welltower WELL 3.8 cc 64.20 –0.34 3.05 1.77 .69 .61
8.29 2.67 SequansComms SQNS ... ... 5.83 +1.33 –1.56 –1.14 –.71 ... 120.18 48.62 TE Connectivity TEL 1.6 dd 119.66 +4.35 –.73 5.26 6.00 .48 14.78 7.48 UBS Group UBS 2.5 10 14.44 –0.11 1.17 1.48 1.34 .365 68.96 13.52 WescoIntl WCC ... 27 68.71 +1.83 ... ... 6.34 ...
41.46 5.00 SeritageGrowth SRG ... dd 19.45 +1.42 –1.77 ... ... ... 18.31 9.61 Tegna TGNA 1.9 10 14.74 +0.14 1.31 2.16 ... .07 51.25 29.20 UDR UDR 3.5 91 40.68 +1.46 .63 ... .01 .36 305.00 124.53 WestPharmSvcs WST .3 66 271.55 –6.41 3.21 3.52 5.12 .17
52.99 33.93 ServiceCorp SCI 1.7 19 49.59 +0.05 1.99 2.60 2.37 .21 20.91 13.54 Telus TU 4.8 25 19.91 +0.49 1.09 .84 .94 .2389 45.71 21.75 UGI UGI 3.6 14 36.04 –1.12 2.54 2.83 3.11 .33 58.94 20.90 WestAllianceBcp WAL 1.8 13 55.76 +1.22 4.84 4.43 5.02 .25
541.74 238.93 ServiceNow NOW ... cc 525.70 –1.78 3.18 ... 5.43 ... 29.99 9.59 Ternium TX ... 24 29.92 +2.65 2.93 1.41 3.17 ... 16.64 8.63 UMH Prop UMH 4.8 dd 14.99 +0.73 .06 –1.14 –.27 .18 11.33 1.37 WesternAssetMort WMC 5.6 dd 3.59 +0.30 1.37 .55 .31 .05
88.39 30.01 ShakeShack SHAK ... dd 87.77 +5.12 .61 –.67 .29 ... 52.60 15.24 TFI Intl TFII 1.5 19 52.13 +0.87 2.80 3.13 3.52 .1969 65.76 32.80 Unitil UTL 3.5 22 43.35 +2.69 2.97 2.06 2.40 .375 22.11 2.90 WesternMidstrm WES 9.9 13 15.73 +2.03 1.59 1.93 1.81 .311
20.65 12.20 ShawComm B SJR 5.0 18 18.11 +0.58 ... .99 1.06 .0741 66.76 32.72 TJX TJX .0 cc 66.63 +3.41 2.67 .41 2.67 .23 18.32 3.52 USA Compression USAC 16.9 dd 12.44 +0.37 –2.15 –6.58 –.15 .525 28.45 17.39 WesternUnion WU 4.1 13 21.70 –0.82 2.46 1.84 2.02 .225
22.70 5.70 ShellMidstream SHLX 16.3 9 11.28 +0.39 1.66 1.32 1.50 .46 10.65 10.00 TPGPaceBenFin TPGY.UT ... ... 10.62 +0.22 ... ... ... ... 37.75 23.91 US Cellular USM ... 11 31.04 –1.49 ... ... ... ... 82.37 28.99 WestlakeChem WLK 1.3 36 81.62 +4.45 3.25 1.96 ... .27
758.00 325.43 SherwinWilliams SHW .8 35 705.91 –29.90 16.49 21.66 26.74 1.34 10.91 9.76 TPGPaceBenA TPGY ... ... 10.65 +0.89 ... ... ... ... 10.64 1.00 USD Partners USDP 11.8 dd 3.75 –0.23 .22 .97 1.07 .111 26.48 10.31 WestlakeChemPtrs WLKP 8.6 11 22.04 +0.09 1.77 1.95 2.08 .4714
65.40 30.00 Shift4Paymts FOUR ... dd 62.55 +0.94 ... –.99 .33 ... 8.00 1.55 TPGPaceBenWt TPGY.WT ... ... 2.38 ... ... ... ... ... 42.28 8.32 US Foods USFD ... dd 34.32 +2.07 1.75 .33 1.57 ... 17.29 7.98 WestpacBanking WBK ... 36 15.32 +0.22 .43 1.03 1.15 ...
39.74 17.09 ShinhanFin SHG 3.6 5 31.96 +0.82 6.00 ... 5.56 1.3575 10.95 10.00 TPGPaceTechOpps PACE.UT ... ... 10.58 +0.17 ... ... ... ... 134.11 45.13 US PhysTherapy USPH 1.2 46 109.11 +1.73 2.45 2.29 2.90 .32 45.58 21.50 WestRock WRK 1.8 dd 44.48 +0.42 –2.67 3.13 3.74 .20
1146.91 305.30 Shopify SHOP ... cc 1053.89 +19.50 ... 3.47 .78 ... 10.67 9.70 TPGPaceTechA PACE ... ... 10.40 +0.70 ... ... ... ... 6.55 0.79 US Silica SLCA .0 dd 5.78 +1.04 –4.49 –.70 ... .02 31.68 9.42 Westwood WHG .0 dd 13.53 +0.22 .70 1.00 1.00 .43
74.26 28.76 Shutterstock SSTK .9 53 73.19 +4.59 .57 2.05 2.24 .17 1.90 1.37 TPGPaceTechWt PACE.WT ... ... 1.90 +0.40 ... ... ... ... 11.34 2.65 US Xpress USX ... cc 7.09 –0.64 ... ... 1.07 ... 31.58 13.10 Weyerhaeuser WY 3.3 47 30.72 +2.01 –.10 ... ... .17
15.18 3.50 Sibanye-Stillwater SBSW .7 18 14.51 +0.80 .01 2.28 3.21 .0959 21.30 2.45 TPG RE Fin TRTX 7.3 dd 11.00 +0.19 ... –1.22 1.02 .20 54.86 13.71 Uber UBER ... dd 54.86 +4.14 –6.81 ... ... ... 57.89 18.66 WheatonPrecMet WPM 1.2 42 40.12 +1.11 .19 ... ... .12
32.22 5.60 SignetJewelers SIG .0 dd 29.28 –2.15 1.40 .28 3.30 .37 19.59 5.89 TRI Pointe TPH ... 8 17.21 –0.63 1.47 1.93 2.53 ... 271.32 110.01 Ubiquiti UI .6 38 257.15 +10.58 5.80 7.82 7.86 .40 207.30 64.00 Whirlpool WHR 2.7 13 184.07 –16.89 18.45 17.86 19.05 1.25
10.88 1.50 SilverBowRscs SBOW ... dd 5.56 –0.62 9.74 2.42 7.46 ... 10.40 9.90 TailwindAcqn TWND.UT ... ... 10.40 +0.10 ... ... ... ... 6.68 1.97 UltraparPart UGP 2.1 cc 4.30 +0.46 .09 .19 .25 .0546 1168.21 629.21 WhiteMtnIns WTM .1 11 970.54 +8.53 130.27 15.00 18.00 1.00
43.97 7.60 SilvergateCapital SI ... 39 42.37 +9.30 ... 1.15 1.28 ... 9.93 9.55 TailwindAcqnA TWND ... ... 9.91 +0.01 ... ... ... ... 21.96 7.15 UnderArmour A UAA ... dd 16.83 +0.15 .20 ... ... ... 13.89 4.71 WhitestoneREIT WSR 4.9 19 8.54 +0.58 .57 .96 1.03 .035
150.12 42.25 SimonProperty SPG 7.2 20 93.91 +8.36 ... ... 3.93 1.30 1.17 0.62 TailwindAcqnWt TWND.WT ... ... 1.05 +0.11 ... ... ... ... 19.65 6.37 UnderArmour C UA ... dd 14.83 +0.12 .20 ... ... ... 28.00 13.44 WhitingPetrol WLL ... dd 25.91 +2.75 –2.64 –3.23 1.25 ...
104.34 47.02 SimpsonMfg SSD 1.0 22 90.76 –2.88 2.98 4.24 4.33 .23 104.30 42.70 TaiwanSemi TSM 1.3 33 103.73 +4.99 2.15 3.45 3.72 .3463 27.85 7.48 Unifi UFI ... dd 16.48 +1.10 –3.10 .39 .62 ... 8.61 2.95 WideOpenWest WOW ... 37 8.42 +0.28 .45 .30 .54 ...
147.88 53.29 SiteOneLandscape SITE ... 53 134.35 –3.51 1.82 2.53 2.76 ... 20.48 12.43 TakedaPharm TAK 3.7 cc 18.75 +0.78 .13 .52 ... .4191 217.90 121.89 Unifirst UNF .5 27 189.80 –2.38 7.13 7.02 7.35 .25 50.05 30.00 Wiley A JW.A 3.7 dd 36.79 +1.58 ... 2.07 2.15 .3425
46.67 8.75 SixFlags SIX .0 dd 34.30 +1.89 2.11 –4.87 ... .25 31.34 5.00 TalosEnergy TALO ... dd 10.07 +0.61 1.08 –.81 ... ... 63.89 44.06 Unilever UL 3.1 24 58.47 –2.04 2.41 2.97 3.04 .4845 49.41 30.44 Wiley B JW.B 3.8 dd 36.46 +0.91 ... 2.07 2.15 .3425
44.50 17.06 SkechersUSA SKX ... 54 36.70 +2.21 ... ... ... ... 16.93 4.05 Tanger SKT .0 dd 10.63 +0.70 .93 ... –.09 .3575 211.14 105.08 UnionPacific UNP 1.9 26 206.05 +0.41 8.38 7.92 9.35 .97 24.17 8.41 Williams WMB 7.1 cc 22.49 +1.03 .70 1.09 1.18 .40
37.03 10.82 SkylineChamp SKY ... 34 31.73 –0.86 1.02 .99 1.29 ... 30.40 10.18 Tapestry TPR .0 dd 29.35 +0.35 –2.34 2.29 2.57 .3375 18.13 8.25 Unisys UIS ... dd 15.60 +0.81 –.31 .87 1.74 ... 114.65 26.01 Williams-Sonoma WSM 1.9 16 111.78 +1.84 4.49 ... 7.53 .53
44.15 15.10 SlackTech WORK ... dd 42.80 +2.13 ... –.09 ... ... 42.13 3.66 TargaResources TRGP 1.5 dd 26.52 +2.02 –1.44 –6.97 –.39 .10 8.96 2.10 UnitedMicro UMC 1.1 30 8.87 +1.90 .13 ... ... .1361 72.65 16.94 Winnebago WGO .8 32 58.49 +5.14 1.84 4.48 4.95 .12
62.11 30.91 Smartsheet SMAR ... dd 61.56 +4.51 –.85 –.51 ... ... 181.17 90.17 Target TGT 1.6 23 175.03 –4.74 6.36 ... 8.44 .68 23.38 5.00 UnitedNatFoods UNFI ... dd 18.33 +0.27 –5.10 3.33 3.27 ... 5.50 2.52 Wipro WIT ... 23 5.32 +0.22 .24 ... ... ...
58.66 33.81 SmithAO AOS 1.9 28 55.06 –2.02 ... 1.98 2.37 .26 99.69 53.95 TaroPharm TARO ... dd 71.45 +1.05 ... –8.20 4.67 ... 178.01 82.00 UPS B UPS 2.4 32 167.25 –1.64 5.11 7.67 8.51 1.01 34.70 12.19 WolverineWwide WWW 1.3 78 30.62 +0.48 1.44 ... 2.08 .10
52.26 26.07 Smith&Nephew SNN 1.8 46 41.50 +2.52 1.38 1.36 2.02 .288 14.03 3.92 TataMotors TTM ... dd 12.51 +0.13 –2.46 ... ... ... 245.81 58.85 UnitedRentals URI ... 19 245.62 +12.71 15.11 16.23 16.93 ... 32.12 15.54 WooriFin WF 4.7 10 28.09 +0.12 5.22 5.21 6.00 1.7264
125.62 91.88 Smucker SJM 3.1 15 117.35 +0.85 6.84 8.75 8.38 .90 53.40 26.24 TaubmanCtrs TCO .0 dd 42.89 +0.12 3.32 –.16 1.21 .675 61.11 28.36 US Bancorp USB 3.7 15 45.37 +1.16 4.16 3.04 3.17 .42 77.03 22.01 Workiva WK ... dd 76.92 +1.23 –1.04 ... –.36 ...
48.60 7.89 Snap SNAP ... dd 48.10 +2.07 –.75 –.63 ... ... 28.47 6.39 TaylorMorrison TMHC ... 16 25.58 –0.50 2.35 1.99 3.93 ... 16.97 4.54 US Steel X .2 dd 16.69 +2.14 –3.67 ... ... .01 44.37 18.36 WorldFuelSvcs INT 1.3 12 30.58 –0.45 2.69 1.37 2.06 .10
181.23 90.72 SnapOn SNA 2.7 17 181.13 +4.13 12.41 10.00 10.70 1.23 16.74 3.75 Team TISI ... dd 10.01 +0.44 –1.07 ... ... ... 367.95 187.72 UnitedHealth UNH 1.4 20 349.89 +11.95 14.33 ... ... 1.25 67.53 29.10 WW Ent WWE 1.1 21 44.97 +3.17 ... 1.72 1.73 .12
395.80 208.55 Snowflake SNOW ... dd 387.70 +58.91 ... –.89 –.84 ... 21.84 4.49 TechnipFMC FTI 1.3 dd 10.27 +1.30 –5.39 .43 .71 .13 155.95 65.11 UnitySoftware U ... ... 150.94 +3.32 ... –.37 –.28 ... 56.43 19.28 WorthingtonInds WOR 1.9 4 53.30 –0.37 1.41 8.76 3.19 .25
3.10 1.85 SocialCapHedV Wt IPOE.WT ... ... 1.95 ... ... ... ... ... 18.84 5.60 TeckRscsB TECK .8 dd 18.83 +2.83 ... .71 1.57 .0382 24.77 6.40 Univar UNVR ... cc 18.80 +0.51 –.61 1.19 ... ... 53.13 13.74 WyndhamDest WYND 2.6 dd 45.70 +0.82 5.48 –.83 3.79 .30
27.00 10.55 SocCapHedII A IPOB ... ... 21.67 –0.13 ... ... ... ... 5.63 1.70 Teekay TK ... dd 2.71 +0.23 –3.08 –.01 .12 ... 58.30 37.04 Universal UVV 6.4 21 48.14 +1.42 2.86 2.03 2.40 .77 63.66 14.50 WyndhamHtls WH .5 dd 59.89 +1.91 1.62 1.00 ... .08
14.53 10.05 SocialCapHedII IPOC.UT ... ... 11.05 +0.09 ... ... ... ... 16.07 7.00 TeekayLNG un TGP 8.1 11 12.38 +0.11 1.59 2.54 2.79 .25 132.41 52.25 UniversalHealth UHT 4.2 45 65.95 +3.27 1.38 2.49 2.48 .695 5.76 1.42 XFinancial XYF ... dd 2.34 –0.41 ... ... ... ...
8.32 2.60 SocCapHedII Wt IPOB.WT ... ... 8.15 +2.06 ... ... ... ... 26.92 8.90 TeekayTankers TNK ... 2 12.40 +0.23 ... 5.40 .65 ... 148.27 65.20 UniversalHealthB UHS .0 13 135.18 +3.07 ... ... ... .20 121.00 38.47 XPO Logistics XPO ... cc 119.91 +14.09 3.57 ... 3.77 ...
29.32 10.10 SocialCapHedIII IPOB.UT ... ... 24.15 +0.54 ... ... ... ... 16.66 12.12 TejonRanch TRC ... 42 14.61 –0.18 .40 .02 .13 ... 29.82 10.84 UnivInsurance UVE 4.4 dd 14.46 –0.11 1.36 .30 2.60 .13 22.04 6.15 XeniaHotels XHR .0 dd 15.73 +0.97 .49 –2.31 –1.15 .275
13.35 9.87 SocialCapHedIII IPOC ... dd 10.51 +0.24 ... ... ... ... 253.00 75.20 TeladocHealth TDOC ... dd 203.66 +7.21 –1.38 ... ... ... 9.76 2.75 UnvlTechInst UTI ... dd 6.22 –0.12 .05 .25 .35 ... 38.69 14.22 Xerox XRX 4.3 17 23.35 +0.13 5.80 1.44 2.30 .25
4.26 1.33 SocialCapHedWt IPOC.WT ... ... 1.82 –0.13 ... ... ... ... 12.35 6.22 TelecomArgentina TEO 13.9 dd 8.92 +0.69 ... ... ... .9972 31.32 9.58 UnumGroup UNM 4.7 5 24.26 +1.12 5.24 5.00 5.21 .285 4.02 1.68 XinyuanRealEst XIN 6.1 dd 2.69 –0.03 1.20 .87 1.45 .025
12.27 10.56 SocialCapHedIV IPOD.UT ... ... 11.70 +0.01 ... ... ... ... 398.99 195.34 TeledyneTech TDY ... 39 392.79 +6.55 10.73 9.89 11.26 ... 20.61 6.98 UrbanEdgeProp UE .0 23 13.67 –0.04 .91 .33 .15 .22 74.49 10.00 XPeng XPEV ... dd 49.34 –14.94 ... –5.30 –3.21 ...
3.61 2.43 SocialCapHedosophiaHldgsCorp.IVWt IPOD.WT ... ... 2.60 ... ... ... ... ... 409.27 221.27 Teleflex TFX .4 50 386.97 +15.92 9.80 10.47 12.80 .34 19.87 8.18 UrstadtBiddle UBP 3.7 42 13.63 +0.56 .52 ... .42 .125 99.39 54.62 Xylem XYL 1.1 80 98.41 +1.27 2.21 1.93 ... .26
... ... SocialCapHedIV A IPOD ... ... 11.00 ... ... ... ... ... 14.68 7.08 TelefonicaBras VIV 6.9 14 8.52 +0.24 .78 ... ... .0632 24.88 8.22 UrstadtProp A UBA 3.8 46 14.80 +0.47 .58 ... .42 .14 65.49 15.28 Yeti YETI ... 56 62.81 –1.37 .58 1.73 2.03 ...
11.17 10.18 SocialCapHedV IPOE.UT ... ... 10.88 +0.01 ... ... ... ... 7.61 3.22 Telefonica TEF 8.4 83 4.66 +0.16 .19 .45 .53 .2173 92.26 43.01 UsanaHealth USNA ... 15 78.66 +2.01 4.41 5.45 5.85 ... 12.14 2.25 YPF YPF ... dd 5.29 –0.11 ... ... ... ...
... ... SocialCapHedV A IPOE ... ... 10.41 ... ... ... ... ... 29.37 16.06 TelekmIndonesia TLK 2.6 17 22.89 –1.43 ... 1.47 1.56 .824 20.50 9.84 UtzBrands UTZ 1.0 dd 19.44 –0.75 .20 .38 .48 .05 18.03 6.26 Yalla YALA ... 58 17.14 +6.33 ... .37 .60 ...
10.85 10.05 SocialCapHedVI IPOF.UT ... ... 10.80 +0.25 ... ... ... ... 25.64 14.05 Telephone&Data TDS 3.6 10 19.10 –0.74 ... 1.60 1.18 .17 8.98 1.15 UtzBrandsWt UTZ.WT ... ... 7.90 –0.77 ... ... ... ... 7.02 2.23 YamanaGold AUY 1.9 46 5.50 +0.39 .24 ... .46 .0262
... ... SocialCapHedVI A IPOF ... ... 10.30 ... ... ... ... ... 25.95 5.50 TempurSealy TPX ... 22 25.19 –0.37 .86 1.70 1.92 ... 10.18 3.56 VEREIT VER 4.0 32 7.64 +0.30 –.37 .22 .21 .077 21.00 15.18 YatsenHolding YSG ... dd 15.99 –1.59 ... ... ... ...
3.25 1.81 SocialCapHedVI Wt IPOF.WT ... ... 2.00 ... ... ... ... ... 23.54 8.86 Tenaris TS .0 dd 16.97 +1.13 1.26 –.18 .16 .14 100.25 45.07 VF VFC 2.2 dd 89.15 +3.43 1.70 ... 2.91 .49 37.49 12.89 Yelp YELP ... dd 32.19 –2.07 .52 –.55 ... ...
48.63 15.20 SOQUIMICH SQM 1.0 77 47.31 –0.84 ... .80 1.14 .3723 17.97 9.22 TencentMusic TME ... 49 16.73 –0.27 ... .39 .51 ... 11.53 9.85 VG Acqn VGAC.UT ... ... 11.38 +0.61 ... ... ... ... 20.90 8.56 Yext YEXT ... dd 15.68 –3.37 –1.09 ... –.17 ...
8.94 2.95 Sogou SOGO ... dd 8.65 –0.21 ... .19 .29 ... 39.37 10.00 TenetHealthcare THC ... dd 34.58 +1.70 –2.24 4.03 2.65 ... 10.94 9.65 VG Acqn A VGAC ... ... 10.68 +0.52 ... ... ... ... 7.38 2.70 YirenDigital YRD ... 9 3.75 –0.24 1.81 1.96 6.16 ...
14.75 4.50 SolarisOilfield SOI 5.5 dd 7.65 +0.70 1.69 –.20 –.01 .105 87.06 46.64 Tennant TNC 1.3 31 69.45 +0.76 2.48 2.92 3.34 .23 2.60 0.95 VG Acqn Wt VGAC.WT ... ... 2.10 +0.18 ... ... ... ... 47.70 13.38 Youdao DAO ... dd 28.25 –3.13 ... ... ... ...
23.44 11.50 SolarWinds SWI ... cc 23.20 +0.27 .06 .98 1.06 ... 14.85 2.21 Tenneco TEN ... dd 11.06 –0.07 ... –1.25 3.07 ... 12.44 7.04 ViaOptronics VIAO ... ... 11.38 –0.15 –.88 .12 .38 ... 10.45 10.00 YucaipaAcqn YAC.UT ... ... 10.45 +0.10 ... ... ... ...
46.84 9.00 SonicAutomotive SAH .9 dd 43.77 +1.41 ... 3.70 3.00 .10 27.79 17.62 Teradata TDC ... 25 22.66 +0.26 –.18 ... 1.53 ... 28.75 9.85 VICI Prop VICI 5.1 19 25.91 +0.23 1.24 1.69 1.86 .33 10.15 9.59 YucaipaAcqnA YAC ... ... 10.04 –0.01 ... ... ... ...
62.77 37.30 SonocoProducts SON 2.9 23 60.19 +1.23 2.88 3.36 3.48 .43 34.60 11.54 Terex TEX .0 cc 34.60 +2.50 .76 –.07 ... .12 5.11 1.26 VOC Energy VOC 9.7 7 2.31 +0.03 ... 2.05 1.58 .085 1.34 0.76 YucaipaAcqnWt YAC.WT ... ... 1.20 +0.05 ... ... ... ...
94.82 50.94 Sony SNE .3 14 94.40 +0.33 4.34 6.01 4.84 .2276 51.52 17.63 Terminix TMX ... cc 50.19 +0.38 .94 .87 1.33 ... 2.60 0.70 VaalcoEnergy EGY ... dd 1.59 –0.09 .04 .27 .60 ... 107.70 54.95 YumBrands YUM 1.8 31 105.86 –1.32 4.14 3.44 3.98 .47
33.43 18.24 SoJerseyInd SJI 5.2 17 23.05 –0.75 .84 1.57 1.66 .3025 64.24 42.12 TerrenoRealty TRNO 2.0 49 57.71 –0.62 .85 .79 .84 .29 300.00 125.00 VailResorts MTN .0 cc 283.14 +0.47 ... .49 6.61 1.76 60.97 38.33 YumChina YUMC .8 31 56.76 –1.64 1.89 1.48 2.00 .12
53.14 32.07 SouthJerseyIndsUn SJIU 9.1 ... 39.80 –1.38 ... ... ... .9063 2.13 0.22 TetraTech TTI ... dd .87 +0.06 –1.17 ... ... ... 16.16 6.49 Vale VALE ... 32 16.05 +1.32 –.33 1.79 ... ... 38.99 20.73 ZTO Express ZTO .0 30 28.22 –1.29 ... ... 6.87 .29
71.10 41.96 Southern SO 4.2 21 61.52 +0.87 4.50 3.16 3.31 .64 13.76 6.25 TevaPharm TEVA ... dd 10.28 +0.46 –.91 2.51 2.65 ... 98.03 31.00 ValeroEnergy VLO 6.4 dd 61.27 +4.65 5.84 ... .29 .98 139.17 50.23 Zendesk ZEN ... dd 135.88 +0.69 –1.53 ... ... ...
57.75 36.39 SouthernUnSeriesA SOLN 6.4 ... 50.87 +0.38 ... ... ... .8438 838.50 295.05 TexasPacLand TPL 1.5 26 669.96 +80.96 41.09 21.54 24.72 10.00 23.64 9.02 Valhi VHI 1.7 13 19.08 +2.88 1.68 .67 3.59 .08 165.15 74.37 ZimmerBiomet ZBH .6 dd 149.05 –0.97 5.47 5.65 8.00 .24
61.34 23.43 SoCopper SCCO 3.3 37 61.02 +0.17 1.92 ... ... .50 20.00 5.50 Textainer TGH ... 18 18.72 +0.36 .99 1.25 1.90 ... 169.75 82.60 ValmontInds VMI 1.1 26 169.34 +4.18 7.06 ... ... .45 176.64 90.14 Zoetis ZTS .5 45 157.95 –3.52 3.11 3.79 4.25 .20
58.83 22.47 SouthwestAir LUV .0 dd 47.59 –0.14 4.27 –6.47 3.34 .18 51.53 20.26 Textron TXT .2 40 47.80 +0.93 3.50 1.90 ... .02 23.65 9.06 Valvoline VVV 2.2 14 23.10 +0.19 1.69 1.64 1.82 .125 17.79 6.21 Zuora ZUO ... dd 11.36 –0.29 ... –.13 –.10 ...
81.62 45.68 SouthwestGas SWX 3.5 16 65.13 –1.46 3.94 3.88 4.34 .57 532.57 250.21 ThermoFisherSci TMO .2 39 474.62 +21.22 9.17 ... ... .22 54.42 6.86 Vapotherm VAPO ... dd 27.17 +1.80 –2.74 –1.98 –1.91 ... 56.05 20.33 Zymeworks ZYME ... dd 54.99 +5.13 –3.83 –4.16 –5.01 ...
3.90 1.06 SouthwesternEner SWN ... dd 3.00 –0.25 1.65 .31 .77 ... 27.43 9.98 Thermon THR ... dd 15.75 +1.21 .36 .50 .92 ... 176.19 89.62 VarianMed VAR ... 59 174.66 +0.76 2.94 ... ... ...
10.59
68.92
10.15
19.59
SpartanAcqnII
SpectrumBrands
SPRQ.UT
SPB
...
2.5
...
32
10.37
67.65
–0.03
+0.21
...
2.18
...
5.08
...
5.50
...
.42
11.52
89.55
5.64
52.23
ThirdPointReins
ThomsonReuters
TPRE
TRI
...
1.9
24
22
9.81
81.49
+0.07
+1.63
2.18
3.12
.15
1.70
1.35
2.06
...
.38
13.86
59.24
7.92
28.90
VectorGroup
Vectrus
VGR
VEC
6.8
...
26
19
11.68
50.41
+0.41
+1.85
.63
2.99
.68
2.79
.80
4.18
.20
... NYSE ARCA
87.96 50.58 Spire SR 4.0 45 64.97 –0.72 1.44 4.08 4.31 .65 121.33 32.30 ThorIndustries THO 1.7 24 95.82 –0.90 4.02 6.54 7.27 .41 9.41 3.24 Vedanta VEDL 8.8 dd 7.14 +0.57 –1.02 .75 .99 .4946
84.59 13.69 SpiritAeroSys SPR .1 dd 39.09 +3.45 5.06 –1.52 2.04 .01 12.56 4.60 3D Systems DDD ... dd 10.46 +1.88 –.61 –.15 .23 ... 313.99 118.11 VeevaSystems VEEV ... cc 271.72 –4.73 1.90 2.84 3.12 ... 14.07 5.19 EmpireStateReal250 FISK .0 ... 10.06 +0.36 ... ... ... .105
47.50 7.01 SpiritAirlines SAVE ... dd 25.76 +2.39 4.89 –8.23 –.80 ... 182.55 114.04 3M MMM 3.4 20 172.46 –4.43 7.81 8.57 9.45 1.47 14.90 2.24 VelocityFinl VEL ... dd 6.03 –0.24 ... ... .78 ... 14.10 5.25 EmpireStateReal60 OGCP .0 ... 10.14 +0.51 ... ... ... .105
54.63 18.37 SpiritRealtyCap SRC 6.4 dd 39.12 +1.36 1.81 ... .79 .625 20.29 4.09 Tidewater TDW ... dd 10.10 –0.05 –3.71 ... –1.67 ... 4.21 1.12 VenatorMaterials VNTR ... dd 3.19 +0.86 –1.64 ... ... ... 14.20 5.19 EmpireStateRealES ESBA .0 ... 10.06 +0.34 ... ... ... .105
10.88 9.89 SportsEntAcqn SEAH.UT ... ... 10.50 +0.25 ... ... ... ... 2.40 0.46 TidewaterWtA TDW.WTA ... ... .59 +0.01 ... ... ... ... 63.38 13.35 Ventas VTR 3.6 55 49.46 +1.56 1.17 .76 .23 .45 106.56 16.88 US Oil Fund USO ... ... 31.56 +0.34 ... ... ... ...
10.24 9.68 SportsEntA SEAH ... ... 9.95 +0.22 ... ... ... ... 2.12 0.17 TidewaterWtB TDW.WTB ... ... .34 +0.03 ... ... ... ... 22.61 5.25 Veoneer VNE ... dd 22.37 +2.17 –4.92 –4.44 –2.52 ... 21.98 5.91 USBrentOilFd BNO ... ... 12.24 +0.22 ... ... ... ...
1.40 0.90 SportsEntWt SEAH.WT ... ... 1.18 +0.03 ... ... ... ... 134.42 103.89 Tiffany TIF 1.8 55 131.26 –0.46 4.45 2.45 4.30 .58 24.66 5.70 Veritiv VRTV ... 61 19.50 +0.28 –1.84 ... 1.20 ... 33.82 8.19 USGasolineFd UGA ... ... 21.68 +0.09 ... ... ... ...
332.00 109.18 Spotify SPOT ... dd 319.77 +42.15 –1.15 –2.94 –1.16 ... 10.25 10.15 TigaAcquisitionUn TINV.UT ... ... 10.19 +0.02 ... ... ... ... 62.22 48.84 Verizon VZ 4.1 14 61.55 +0.97 4.65 4.76 4.99 .6275 18.54 8.89 US NatGas UNG ... ... 9.28 –0.99 ... ... ... ...
19.10 9.83 SpragueRscs SRLP 14.2 12 18.83 +1.18 1.10 ... 1.46 .6675 12.75 3.46 Tilly's TLYS .0 dd 8.30 –0.60 ... –.27 .63 1.00 16.89 1.50 VermilionEnergy VET .0 dd 4.67 +0.35 .16 ... –.59 .1729 9.25 7.10 US12mthNtlGas UNL ... ... 7.63 –0.53 ... ... ... ...
43.63 13.30 Sprott SII 3.3 36 30.48 –0.02 .45 ... ... .25 20.32 9.92 Tim TIMB 1.0 15 13.85 +0.97 1.90 .80 1.00 .1841 19.34 7.36 Verso VRS 3.4 3 11.87 +0.83 2.74 –2.77 .57 .10 23.85 9.50 US12moOilFd USL ... ... 16.45 +0.13 ... ... ... ...
Nasdaq Issues
Nasdaq Issues includes stocks traded on the Nasdaq Global Select and Nasdaq Global Market tiers. They are eligible for inclusion on the - Earnings - - Earnings -
basis of SEC-approved market value of publicly-held shares, trading volume, price and number of market-makers. 52-Week Tick - Week’s - Last This Next Div 52-Week Tick - Week’s - Last This Next Div
52-Week Tick - Week’s - Last This Next Div 52-Week Tick - Week’s - Last This Next Div 47.51 22.19 Baozun BZUN ... 49 38.34 –0.63 ... ... ... ... 38.91 17.58 CathayGenBncp CATY 4.1 11 30.48 +0.10 3.48 2.70 2.71 .31
93.66 27.25 BarrettBus BBSI 1.7 14 70.44 +0.63 6.27 3.99 4.97 .30 236.10 99.58 CavcoIndustries CVCO ... 26 183.68 –3.84 8.10 7.09 8.47 ...
High Low Name Sym Yld P/E Last Chg. Year Year Year Amt High Low Name Sym Yld P/E Last Chg. Year Year Year Amt 19.44 4.25 BassettFurniture BSET 2.5 dd 17.98 +1.41 –.19 –.44 1.38 .125 9.00 3.53 CECO Env CECE ... 18 7.52 –0.18 .50 .47 .44 ...
21.48 9.05 AmerSoftware AMSWA 2.7 82 16.30 –0.38 .21 ... .30 .11 23.50 9.67 BayCom BCML ... 13 15.36 –0.28 1.47 1.29 1.64 ... 29.85 7.32 Cellectis CLLS ... dd 29.44 +5.23 –2.41 –2.00 ... ...
A 20.26 4.40 AmerSupercond AMSC ... dd 18.87 –0.65 –1.03 ... ... ... 38.89
61.11
11.67
13.00
BeaconRoof
BeamTherap
BECN
BEAM
...
...
dd
dd
38.01
60.06
+0.68
+12.40
–1.52
...
2.89
–2.88
3.30
–2.63
...
...
19.50
13.01
11.48
4.10
CellularBiomed
Celyad
CBMG
CYAD
...
...
dd
dd
18.69
9.12
–0.01
–0.83
–2.63
–2.56
...
...
...
–2.67
...
...
117.70 35.30 AmericanWoodmark AMWD ... 23 87.57 –5.30 4.42 6.93 7.45 ... 5.15 1.15 BeasleyBroadcast BBGI .0 dd 1.51 –0.09 ... –1.00 .04 .05 28.71 7.80 Centogene CNTG ... dd 11.71 –0.13 ... –1.68 –1.31 ...
69.41 40.48 AAON AAON .6 43 62.45 –3.47 1.02 1.43 1.30 .19 129.70 35.18 AmerCarMart CRMT ... 12 109.40 +3.25 7.39 ... ... ... 26.16 3.43 BedBath BBBY .0 dd 19.70 –2.10 –4.94 –.82 ... .17 44.80 23.82 CentralGarden CENT ... 17 38.69 –1.68 ... 2.04 2.16 ...
58.72 30.02 AcadiaPharm ACAD ... dd 54.24 –1.76 –1.60 –1.83 –.96 ... 44.90 17.12 AmerisBancorp ABCB 1.7 11 36.26 +0.98 2.75 3.90 3.49 .15 322.98 118.55 BeiGene BGNE ... dd 222.88 –63.01 –15.89 –16.89 –13.13 ... 41.10 21.66 CentralGardenA CENTA ... 16 35.85 –1.43 ... 2.04 2.16 ...
39.37 20.03 ACI Worldwide ACIW ... 76 38.84 +5.70 .57 .39 1.45 ... 4.30 2.36 AmeriServFin ASRV 3.1 12 3.24 +0.06 .35 .16 .22 .025 17.60 6.08 BelFuse A BELFA 1.6 50 14.95 +0.27 –.71 .92 .73 .06 12.14 2.91 CenturyAluminum CENX ... dd 12.04 +1.64 –.91 ... ... ...
13.00 4.07 AC Immune ACIU ... dd 5.10 –0.47 .64 ... ... ... 264.97 177.05 Amgen AMGN 2.8 18 229.21 +4.40 12.88 15.73 ... 1.60 21.50 6.30 BelFuse B BELFB 1.8 65 15.33 +0.17 –.71 .92 .73 .07 93.49 51.40 CenturyBancorpA CNBKA .8 12 77.36 +0.83 7.13 2.00 2.00 .16
113.87 14.48 ACM Research ACMR ... cc 77.73 –5.99 ... .92 1.54 ... 23.60 6.25 AmicusTherap FOLD ... dd 23.18 –0.06 –1.48 ... –.72 ... 22.49 6.09 Benefitfocus BNFT ... dd 14.71 +0.30 –1.40 –.61 –.13 ... 3.24 0.99 Ceragon CRNT ... dd 3.24 +0.72 –.03 –.11 .09 ...
4.65 1.45 ADMA Biologics ADMA ... dd 2.00 +0.10 –.89 –.80 –.43 ... 15.80 5.40 AmkorTech AMKR 1.0 12 15.49 +0.85 .50 1.25 1.27 .04 40.82 27.00 BentleySystems BSY .4 ... 34.16 –1.34 ... .63 .64 .03 94.92 11.39 Cerence CRNC ... dd 90.53 –0.07 –.57 1.97 2.30 ...
19.65 6.25 AGNC Invt AGNC 9.3 dd 15.54 –0.03 1.16 2.59 2.34 .12 22.69 12.33 AmphastarPharm AMPH ... cc 18.95 +0.83 .98 .59 1.14 ... 98.93 50.26 BerkeleyLights BLI ... dd 81.28 –0.66 ... –1.06 –.78 ... 80.90 53.08 Cerner CERN 1.0 29 74.29 +0.19 1.65 ... ... .18
1.46 0.28 ALJ Regional ALJJ ... dd 1.13 +0.06 –.41 ... ... ... 15.50 7.62 AmrytPharma AMYT ... ... 13.46 +0.84 ... –.67 –.31 ... 9.96 1.82 Berry(bry) BRY .0 dd 3.98 –0.30 .53 ... ... .12 7.94 2.71 Cerus CERS ... dd 7.19 +0.61 –.51 ... ... ...
88.90 28.01 AlxOncology ALXO ... ... 73.22 +4.71 ... –1.82 –1.86 ... 7.96 3.55 AmtechSystems ASYS ... dd 7.13 +1.22 –1.11 –.18 .76 ... 18.21 6.18 ChangeHlthcr CHNG ... dd 17.82 +0.17 –6.92 1.25 1.63 ...
6.07 1.40 Amyris AMRS ... dd 2.99 +0.07 –2.72 –1.33 –.34 ... 197.50 48.18 BeyondMeat BYND ... dd 139.62 –2.58 –.29 –.40 .26 ...
42.63 19.62 AMC Networks AMCX ... 13 33.03 –1.08 ... ... ... ... 22.71 7.56 BicycleTherap BCYC ... dd 19.75 –0.69 –2.78 –2.24 –2.81 ... 63.40 30.71 ChangeHlthcrUn CHNGU 4.7 ... 63.40 +0.61 ... ... ... .75
80.65 48.02 Amerisafe AMSF 1.9 12 56.32 +0.32 4.80 ... 3.04 .27 144.14 79.08 AnalogDevices ADI 1.7 44 143.97 +6.22 3.28 5.67 6.31 .62 109.97 15.00 ChartIndustries GTLS ... 62 108.74 +1.32 1.32 2.71 3.27 ...
31.29 12.06 AnaptysBio ANAB ... dd 24.16 –1.63 –3.60 –2.52 –2.57 ... 10.60 0.65 Big5SportingGds BGFV 4.3 6 9.35 –0.82 .40 2.20 1.26 .10
37.60 7.47 A-MarkPrecMet AMRK .0 4 28.53 –1.93 4.31 ... 3.08 1.50 162.50 63.77 BigCommerce BIGC ... dd 80.29 +0.17 ... –.85 –.39 ... 675.74 345.67 CharterComms CHTR ... 53 670.74 +27.94 7.45 ... ... ...
17.05 4.10 ANGI Homesvcs ANGI ... cc 12.04 –0.18 ... –.01 –.02 ... 25.93 10.00 Andersons ANDE 2.9 dd 24.02 +0.72 .55 .26 1.89 .175 130.98 80.06 CheckPoint CHKP ... 20 120.22 +0.50 5.48 6.73 6.91 ...
17.24 7.48 AngioDynamics ANGO ... dd 15.29 +0.93 –4.39 .02 .15 ... 68.37 16.90 Bilibili BILI ... dd 67.79 +2.93 ... –1.14 –.70 ...
68.19 23.55 ANI Pham ANIP ... dd 29.33 –0.15 ... 3.64 3.84 ... 316.87 155.17 Bio-Techne TECH .4 49 306.58 +8.93 5.82 5.76 6.49 .32 16.49 8.61 CheckmatePharm CMPI ... dd 13.00 +1.41 ... –2.49 –2.76 ...
357.93 200.07 Ansys ANSS ... 78 343.47 +13.06 5.25 6.26 7.05 ... 58.73 22.01 AnikaTherap ANIK ... dd 37.72 –0.55 1.89 –.68 .44 ...
31.84 15.33 Annexon ANNX ... dd 25.15 +0.02 ... –2.67 –1.54 ... 6.29 1.58 BioCryst BCRX ... dd 6.10 +0.97 –.94 –.96 –.85 ... 43.44 14.52 Cheesecake CAKE .0 dd 38.62 +1.40 2.86 –1.08 1.64 .36
23.60 7.19 ARKRestaurants ARKR .0 dd 15.26 –0.55 .76 1.00 1.00 .25 7.21 2.85 BioDeliverySci BDSI ... 29 4.03 +0.21 –.18 ... ... ... 40.33 3.55 ChefsWarehouse CHEF ... dd 26.16 +3.47 .81 –1.73 –.04 ...
464.50 191.25 ASML ASML .5 52 464.39 +26.62 6.89 9.14 11.64 1.3957 12.18 3.15 AnPacBioMed ANPC ... ... 4.75 –1.45 ... –1.13 –.82 ...
33.77 3.80 Apache APA .7 dd 15.18 +1.26 –9.43 –2.28 –1.21 .025 19.13 10.85 Biodesix BDSX ... ... 15.44 –1.50 ... –1.20 ... ... 65.43 29.50 ChemoCentryx CCXI ... dd 57.47 +1.66 –.98 –.73 –1.39 ...
1.87 0.61 ATA Creativity AACG ... dd 1.18 –0.06 –.73 .22 .34 ... 374.99 223.25 Biogen BIIB ... 8 245.87 +2.09 31.42 33.55 25.12 ... 44.88 21.75 ChemungFinl CHMG 3.0 9 35.18 +1.40 3.21 3.82 3.28 .26
79.64 37.01 ATN Intl ATNI 1.4 dd 47.68 –3.21 –.68 –.42 .58 .17 52.00 16.85 ApellisPharm APLS ... dd 49.96 +2.74 –4.90 ... ... ...
1.95 Aphria APHA ... dd 8.49 +0.76 –.25 –.07 .08 ... 131.95 68.25 BioMarinPharm BMRN ... 18 79.61 –0.79 –.13 ... ... ... 7.75 2.88 Chiasma CHMA ... dd 4.59 +0.33 –1.06 –1.49 ... ...
10.71 2.23 AveoPharma AVEO ... dd 5.37 –0.04 6.10 ... ... ... 8.88
128.13 22.66 BioNTech BNTX ... ... 120.00 +10.01 –.95 –.91 13.95 ... 17.90 4.66 ChickenSoupA CSSE ... dd 16.44 –0.16 ... ... ... ...
29.32 9.76 AVROBIO AVRO ... dd 13.27 –0.76 –2.66 –3.47 –3.31 ... 41.07 13.77 ApogeeEnt APOG 2.6 16 28.36 +0.76 2.32 2.25 2.43 .1875
1.24 ApolloEnd APEN ... dd 3.74 +0.96 –1.27 ... ... ... 60.05 27.35 BioTelemetry BEAT ... cc 59.18 +5.24 .82 2.17 1.99 ... 72.50 9.25 Children'sPlace PLCE .0 dd 47.32 +1.52 4.68 –2.41 2.66 .56
10.44 1.85 AXT AXTI ... dd 9.99 +0.02 –.07 .07 .18 ... 5.15
46.25 17.63 BlackDiamond BDTX ... dd 34.46 +0.05 ... –2.06 –2.49 ... 4.06 1.19 Chimerix CMRX ... dd 3.62 –0.19 –2.03 –.71 –.37 ...
20.87 17.71 Abcam ABCM ... cc 19.01 –0.02 .08 .24 .36 ... 18.33 5.20 ApolloInv AINV 10.7 dd 11.56 +0.45 –1.73 ... ... .36
180.56 81.01 AppFolio APPF ... 36 163.78 +7.98 ... 3.59 .71 ... 83.70 38.22 Blackbaud BLKB .0 cc 56.99 +1.39 .25 ... 2.76 .12 119.29 97.91 ChinaBiologic CBPO ... 33 118.53 –0.42 3.55 4.64 5.09 ...
319.19 119.01 Abiomed ABMD ... 60 272.61 +0.71 4.43 4.60 5.09 ... 125.53 38.32 BlackLine BL ... dd 123.56 +3.18 –.59 .61 .54 ... 31.40 3.65 ChinaFinance JRJC ... dd 9.99 –0.59 –5.01 2.60 4.30 ...
13.95 4.90 AbsoluteSftwr ABST 2.4 47 10.28 +0.07 .08 ... ... .0601 216.41 29.07 Appian APPN ... dd 151.22 –42.65 ... ... ... ...
137.98 53.15 Apple AAPL .7 37 122.25 +5.66 3.28 3.98 4.34 .205 5.20 1.47 BlackRockCapInvt BKCC 13.5 dd 2.96 –0.06 –.10 .52 .50 .10 3.79 0.94 ChinaIndex CIH ... 5 2.00 +0.15 ... ... ... ...
70.65 60.62 AcaciaComms ACIA ... 44 70.33 +0.62 .77 2.74 2.83 ... 14.76 4.02 BlkRkTCPCap TCPC 9.7 31 12.36 +0.47 .52 1.42 1.33 .30 2.44 0.63 ChinaXDPlastics CXDC ... dd 1.18 ... .05 1.78 1.74 ...
4.46 1.75 AcaciaResearch ACTG ... 28 3.63 –0.07 –.40 –.28 .35 ... 10.42 2.29 AppliedGenetic AGTC ... dd 4.69 +0.35 –2.17 –1.90 –2.09 ...
88.92 36.64 ApplMaterials AMAT 1.0 23 88.84 +6.18 3.92 4.98 5.44 .22 23.65 4.54 BloominBrands BLMN 4.4 dd 18.29 +0.52 1.45 –.63 1.15 .20 19.88 13.12 Chindata CD ... dd 18.08 –1.05 ... –.94 –.28 ...
18.07 12.05 AcademySports ASO ... ... 15.88 –0.70 ... 2.16 2.11 ... 26.51 8.37 Blucora BCOR ... dd 13.07 –0.62 .98 1.01 1.66 ... 20.20 4.90 ChinookTherap KDNY ... dd 14.68 +0.68 –5.15 ... ... ...
44.75 11.09 AcadiaHealthcare ACHC ... 38 42.92 –0.26 1.24 2.34 ... ... 36.21 17.05 AppliedMolecular AMTI ... dd 31.45 –1.52 ... –3.00 –2.26 ...
17.57 5.00 AppliedOptoelec AAOI ... dd 8.45 +0.31 –3.31 –.95 –.51 ... 23.99 8.40 BlueBird BLBD ... 38 16.90 +0.31 .90 .70 1.42 ... 25.00 15.00 ChipMOSTechs IMOS ... 12 24.95 +3.17 2.30 2.33 2.52 ...
124.01 46.00 AcceleronPharma XLRN ... dd 118.85 +1.10 –2.38 –2.52 –2.02 ... 99.36 38.95 bluebirdbio BLUE ... dd 46.92 +2.86 –14.31 –9.90 –11.10 ... 203.17 52.90 ChurchillDowns CHDN .3 dd 189.29 +4.29 3.38 ... ... .622
55.54 28.68 Accolade ACCD ... dd 49.35 –2.49 ... –1.46 –.66 ... 57.39 13.58 AppliedTherap APLT ... dd 21.50 –2.00 –3.55 –4.20 –4.84 ...
53.11 19.67 ApreaTherap APRE ... dd 26.94 +0.49 –4.67 –2.46 –3.44 ... 35.89 8.04 BlueCity BLCT ... dd 10.74 –2.67 ... –.57 –.19 ... 28.64 7.28 Chuy's CHUY ... dd 25.83 +1.55 .37 .74 1.05 ...
4.70 1.33 Accuray ARAY ... 30 4.31 +0.01 .04 ... ... ... 1.80 0.53 BlueknightEner BKEP 8.9 dd 1.79 +0.09 –.17 ... ... .04 4.45 1.30 CidaraTherap CDTX ... dd 2.40 +0.07 –1.41 –1.55 –1.66 ...
2.50 0.70 AcelRxPharm ACRX ... dd 1.52 ... –.67 –.48 –.23 ... 6.47 1.60 Aptinyx APTX ... dd 3.77 –0.04 –1.71 –1.09 –1.11 ...
18.25 1.16 Aptorum APM ... dd 2.56 +0.10 ... –.58 –.58 ... 111.35 43.29 BlueprintMed BPMC ... 19 103.46 –3.80 –7.27 ... ... ... 127.27 40.80 Cimpress CMPR ... 59 88.80 –5.57 3.07 3.48 4.84 ...
5.04 0.70 AclarisTherap ACRS ... dd 3.74 +0.42 –3.90 –1.17 –.93 ... 15.92 6.66 BoingoWireless WIFI ... dd 15.40 +2.22 –.23 –.38 –.25 ... 115.53 46.07 CincinnatiFin CINF 2.9 17 82.96 +5.15 12.10 ... ... .60
2.78 0.42 AcordaTherap ACOR ... 1 .80 +0.11 –5.75 ... ... ... 8.59 2.81 ApyxMedical APYX ... dd 7.81 +0.08 –.58 ... ... ...
9.47 1.41 AquestiveTherap AQST ... dd 6.87 –0.18 –2.61 –1.59 ... ... 2138.97 1107.29 BookingHldgs BKNG ... 64 2125.03 +72.36 111.82 3.40 ... ... 6.00 0.25 Cinedigm CIDM ... dd .70 +0.15 –.34 –.38 –.10 ...
87.73 50.51 ActivisionBliz ATVI .5 28 80.88 +2.74 1.95 2.47 3.52 .41 13.08 5.00 BostonPrivFin BPFH 3.0 16 7.93 +0.37 .97 .42 .61 .06 369.20 154.33 Cintas CTAS .8 42 363.47 +2.38 8.11 9.06 9.57 .70
38.99 22.26 AcutusMedical AFIB ... ... 27.14 –1.63 ... –5.29 –2.99 ... 14.94 3.34 Aravive ARAV ... dd 5.74 +0.10 –1.57 ... ... ...
9.02 0.88 ArbutusBiopharma ABUS ... dd 4.01 –0.33 –2.89 ... –.81 ... 57.22 27.82 Bottomline EPAY ... dd 49.50 +2.91 –.22 1.21 1.47 ... 91.63 47.04 CirrusLogic CRUS ... 32 82.75 +5.42 2.64 ... ... ...
7.45 1.90 AdamasPharm ADMS ... dd 4.89 +0.44 –3.80 –1.91 –1.24 ... 12.53 5.10 Brainsway BWAY ... dd 6.35 –0.10 –1.00 –.28 –.26 ... 50.28 32.40 CiscoSystems CSCO 3.2 18 44.38 +1.68 2.64 3.15 ... .36
13.40 1.03 AdaptimmuneTher ADAP ... dd 4.47 –0.44 –1.33 –.89 –.93 ... 45.10 13.54 ArcBest ARCB .7 29 44.99 +2.65 1.51 3.15 ... .08
48.32 20.93 ArchCapital ACGL ... 12 34.17 +1.14 3.87 1.26 ... ... 34.25 16.51 BridgeBancorp BDGE 3.8 11 25.08 +1.49 2.59 2.53 2.62 .24 37.61 6.70 CitiTrends CTRN .0 27 37.37 +2.80 1.41 1.85 2.10 .08
54.20 15.19 AdaptiveBiotech ADPT ... dd 47.78 +0.78 –1.01 ... –1.15 ... 52.41 14.23 BridgeBioPharma BBIO ... dd 52.19 +3.06 –2.48 ... ... ... 12.75 5.26 CtznCmntyBcp CZWI 2.1 9 9.86 +0.82 .85 1.06 1.06 .21
117.77 43.13 AddusHomeCare ADUS ... 48 104.37 +8.12 1.77 ... ... ... 59.49 29.09 ArcoPlatform ARCE ... cc 37.65 –4.75 –.05 .64 .99 ...
112.73 8.51 ArcturusTherap ARCT ... dd 112.01 +36.01 –2.15 ... ... ... 31.87 14.06 BridgfordFoods BRID ... 25 18.73 +0.23 ... ... ... ... 27.94 16.02 CitizensHolding CIZN 4.6 18 21.00 +0.53 1.17 1.45 1.55 .24
6.49 1.50 ADDvantage AEY ... dd 3.32 +0.17 –.51 .76 1.30 ... 17.69 5.44 Brightcove BCOV ... dd 17.57 +2.15 –.58 .23 .36 ... 173.56 100.31 CitrixSystems CTXS 1.1 28 130.53 +8.09 5.03 ... 6.37 .35
21.70 6.02 AdicetBio ACET ... dd 13.76 +1.33 –16.87 –6.34 –3.23 ... 40.88 17.10 ArcutisBiotherap ARQT ... dd 26.01 +0.07 ... –3.70 –3.83 ...
8.82 4.22 Ardelyx ARDX ... dd 6.32 +0.01 –1.47 ... ... ... 48.25 12.05 BrighthouseFin BHF ... dd 37.48 +0.32 –6.76 –2.42 11.35 ... 83.07 53.06 CityHolding CHCO 3.3 12 68.51 +1.00 5.42 4.53 4.01 .57
536.88 255.13 Adobe ADBE ... 61 486.00 +8.97 6.00 9.96 11.20 ... 412.40 155.67 Broadcom AVGO 3.2 77 411.68 +16.73 6.43 ... ... 3.25 17.75 7.85 Clarus CLAR .7 42 14.50 –0.05 .61 ... .51 .025
4.80 Adtran ADTN 2.5 dd 14.66 +1.81 –1.11 .20 .16 .09 90.19 32.95 ArenaPharm ARNA ... dd 67.05 +1.15 7.69 –7.12 ... ...
14.75
19.33 7.90 AresCapital ARCC 9.3 23 17.28 +0.45 1.86 ... ... .40 20.13 7.10 BrookfieldProp BPY 8.6 dd 15.42 –0.76 1.89 –2.39 –.50 .3325 5.25 1.05 CleanEnerFuels CLNE ... 26 4.29 –0.74 .10 ... –.07 ...
12.63 3.52 AdvEmissions ADES .0 dd 5.47 –0.55 1.93 ... ... .25 20.09 7.15 BrookfieldPropREIT BPYU 8.3 dd 15.98 –0.51 1.32 ... ... .3325 25.97 8.32 Clearfield CLFD ... 45 24.15 +0.60 .53 .76 1.12 ...
33.38 AdvEnergyInds AEIS ... 38 100.92 +3.54 1.69 5.09 5.48 ... 292.58 103.75 arGEN-X ARGX ... dd 289.02 +7.43 –4.72 –11.61 –7.36 ...
101.87
50.99 29.05 ArrayTech ARRY ... ... 34.09 –13.02 ... .86 .87 ... 16.96 8.13 BrooklineBcp BRKL 3.8 22 12.05 +0.15 1.10 .50 .92 .115 4.13 1.10 ClearsideBiomed CLSD ... dd 2.13 +0.18 –.81 ... ... ...
96.37 36.75 AdvMicroDevices AMD ... cc 94.04 +6.85 .30 1.23 1.82 ... 75.43 21.19 Brooks Auto BRKS .5 86 75.19 +2.16 .88 1.73 2.11 .10 14.09 3.62 ClovisOncology CLVS ... dd 5.30 +0.54 –7.43 ... ... ...
12.08 7.89 AdvantageSolns ADV ... dd 10.95 +0.53 .05 .66 .73 ... 36.11 19.59 ArrowFinancial AROW 3.4 12 30.72 +0.02 2.43 2.58 2.47 .26
72.50 19.51 ArrowheadPharm ARWR ... dd 65.29 +2.30 –.84 –1.12 –.86 ... 54.49 30.78 Bruker BRKR .3 53 53.66 +3.00 1.26 ... 1.72 .04 20.00 8.41 CoastalFinl CCB ... 17 19.73 –0.02 1.08 1.23 1.34 ...
2.89 0.79 AdvantageSolnsWt ADVWW ... ... 2.00 +0.20 ... ... ... ... 41.41 22.20 BrynMawrBank BMTC 3.4 19 31.67 +0.55 2.93 1.42 ... .27 295.56 188.08 CocaColaCon COKE .4 25 258.41 –5.64 1.21 16.73 18.29 .25
1.48 0.26 Advaxis ADXS ... dd .34 +0.05 –1.09 –.70 –.70 ... 40.26 30.01 ArtesianRscs A ARTNA 2.7 21 38.08 –0.02 ... 1.78 1.75 .2571
61.57 19.68 Arvinas ARVN ... dd 27.01 +2.17 –2.13 –2.78 –3.38 ... 38.48 9.00 BuildersFirstSrc BLDR ... 19 35.30 –2.63 1.90 2.32 2.87 ... 19.30 8.43 Codexis CDXS ... dd 17.56 –0.45 –.21 –.19 –.29 ...
26.98 7.36 AdverumBiotech ADVM ... dd 13.71 –0.39 –1.01 ... ... ... 178.26 92.00 AscendisPharma ASND ... dd 166.86 +2.34 –5.25 ... ... ... 32.40 18.64 BurningRockBio BNR ... dd 25.50 –3.63 ... –4.16 –3.56 ... 18.68 7.90 CodiakBioSci CDAK ... ... 17.45 +7.84 ... –5.37 –3.81 ...
23.65 11.40 Aegion AEGN ... dd 18.28 +0.55 –.67 .92 1.18 ... 2.87 0.83 AslanPharm ASLN ... dd 1.96 +0.08 –1.44 –.38 –.60 ... 26.64 9.17 BusFirstBcshs BFST 2.0 15 20.40 +0.19 1.74 1.83 1.73 .10 23.60 10.62 CodorusValleyBncp CVLY 2.3 21 17.14 +0.27 1.88 .83 .48 .10
11.38 3.50 AegleaBioTherap AGLE ... dd 8.20 –0.41 –2.45 –1.48 –1.28 ... 13.17 4.65 AspenGroup ASPU ... dd 11.25 –0.72 –.29 –.25 ... ... 14.88 1.18 CogentBio COGT ... dd 13.01 +3.18 –4.16 –4.50 –1.30 ...
5.10 0.37 Aemetis AMTX ... dd 2.68 +0.47 –1.75 –1.61 –1.43 ... 92.96 53.20 CogentComm CCOI 4.8 cc 58.27 +0.91 .81 .58 .95 .73
26.26 9.01 AeriePharm AERI ... dd 12.77 –0.23 –4.39 –3.26 –2.41 ... 142.89
27.84
73.07
4.78
AspenTech
AssemblyBiosci
AZPN
ASMB
...
...
41
dd
135.70
6.21
+1.15
+0.21
3.28
–3.72
...
–1.56
...
–4.59
...
... C 76.74 35.20 Cognex CGNX .3 72 76.45 +1.95 1.16 ... ... .06
90.96 45.00 AeroVironment AVAV ... 64 90.47 +3.81 1.71 1.88 2.16 ... 1.71 0.33 Assertio ASRT ... dd .42 +0.01 –3.07 ... –.12 ... 81.11 40.01 CognizantTech CTSH 1.1 30 81.06 +2.65 3.29 3.65 3.97 .22
10.66 3.81 AestheticMed AIH ... dd 5.22 –0.52 1.29 .90 .91 ... 63.74 25.17 AstecIndustries ASTE .7 cc 62.48 +3.86 .98 1.87 2.54 .11 12.93 8.42 Cadiz CDZI ... dd 10.14 +0.17 –1.11 –.97 –.35 ... 178.08 78.21 Coherent COHR ... dd 137.53 +16.94 –17.18 5.48 8.83 ...
5.72 1.42 Affimed AFMD ... dd 5.62 +0.33 –.56 –.30 –.32 ... 64.94 36.15 AstraZeneca AZN 2.5 56 53.74 +1.13 .52 ... ... .45 57.61 28.00 C&F Fin CFFI 4.2 7 36.40 –2.90 5.47 3.85 3.85 .38 23.03 10.86 CoherusBioSci CHRS ... 10 18.94 +0.32 1.23 1.72 1.07 ...
30.98 13.98 Afya AFYA ... 40 25.30 –2.49 ... 4.13 5.64 ... 30.34 6.30 Astronics ATRO ... dd 13.15 +0.85 ... –3.23 –.11 ... 30.95 16.25 CB FinSvcs CBFV 4.4 dd 21.60 –1.20 2.63 1.25 1.35 .24 38.73 8.89 Cohu COHU .0 dd 38.49 +10.44 –1.69 1.06 2.53 .06
42.34 12.61 Agilysys AGYS ... dd 38.83 +0.40 –1.47 ... ... ... 14.33 5.29 AstroNova ALOT .0 dd 12.00 +2.00 .24 .13 .28 .07 31.73 12.50 CBTX CBTX 1.7 20 23.55 +0.58 2.02 .88 1.16 .10 81.00 13.26 CollectorsUniv CLCT .9 53 76.38 +3.83 1.19 –.08 .31 .175
56.75 27.77 AgiosPharm AGIO ... dd 44.70 +0.03 –6.86 ... ... ... 24.82 4.52 AtaraBiotherap ATRA ... dd 24.59 +1.32 –5.67 –4.19 –4.60 ... 57.00 29.12 CDK Global CDK 1.2 34 50.17 +3.43 1.70 3.23 3.58 .15 25.59 13.00 CollegiumPharm COLL ... 39 19.59 +0.40 –.68 3.76 4.19 ...
68.45 33.60 Agora API ... dd 39.24 –1.41 ... .06 –.04 ... 36.65 24.15 AteaPharm AVIR ... ... 29.25 –5.19 ... 1.68 .72 ... 146.95 73.39 CDW CDW 1.2 26 133.50 +1.27 4.99 6.27 6.68 .40 93.30 33.93 ColliersIntl CIGI .1 60 92.39 +2.03 ... 3.77 4.86 .05
4.20 1.00 AgroFresh AGFS ... dd 2.50 +0.13 –1.21 –.89 –.35 ... 18.35 5.63 Athenex ATNX ... dd 13.00 –0.93 –1.67 –1.59 –1.15 ... 46.50 20.45 CEVA CEVA ... cc 40.52 +0.94 ... .49 .71 ... 16.50 8.70 ColonyBankcorp CBAN 2.8 14 14.31 +0.25 1.12 1.16 1.14 .10
22.50 8.95 AirT AIRT ... dd 11.06 +0.20 2.73 .61 .69 ... 29.71 15.79 AthiraPharma ATHA ... ... 25.36 +1.35 ... –1.81 –1.52 ... 36.80 22.40 C4 Therap CCCC ... ... 33.94 –1.93 ... –6.76 –2.46 ... 41.40 19.11 ColumbiaBanking COLB 3.2 17 34.71 +1.12 2.68 ... ... .28
0.74 0.01 AirT Wt AIRTW ... ... .05 +0.01 ... ... ... ... 3.48 1.58 AtlanticAmerican AAME ... 38 2.18 +0.12 –.04 ... ... ... 106.75 56.94 CH Robinson CHRW 2.2 28 92.93 +0.21 4.19 3.29 4.22 .51 17.34 10.27 ColumbiaFin CLBK ... 33 14.99 +0.29 .49 .51 ... ...
31.70 13.20 AirTransportSvcs ATSG ... dd 30.82 –0.05 .79 1.68 1.79 ... 20.21 8.89 AtlCapitalBcshs ACBI ... 17 15.68 +0.47 2.12 ... ... ... 15.81 6.27 CimComm CMCT 2.6 dd 11.50 +0.71 19.74 –2.51 –1.87 .075 102.05 51.82 ColumbiaSportswr COLM .0 47 87.00 +2.34 4.83 1.44 3.65 .26
120.00 75.18 AkamaiTech AKAM ... 31 104.19 –0.13 2.90 5.20 5.49 ... 38.77 18.55 AtlUnionBkshs AUB 3.1 17 31.96 +0.59 2.41 1.92 2.27 .25 8.86 1.62 CLPS CLPS ... 16 3.23 +0.08 .20 ... ... ... 42.33 19.20 ColumbusMcKinn CMCO .6 55 40.10 +2.29 2.50 .87 1.84 .06
13.71 2.09 AkebiaTherap AKBA ... dd 3.08 –0.31 –2.36 –2.38 –.67 ... 37.98 17.74 AtlanticaSust AY 4.7 57 35.14 –0.05 .61 .95 1.03 .42 174.87 85.26 CMC Materials CCMP 1.2 32 152.29 –0.18 4.83 7.24 7.56 .44 52.49 31.71 Comcast A CMCSA 1.8 23 51.69 –0.06 ... ... ... .23
41.16 10.78 AkeroTherap AKRO ... dd 28.51 –0.72 –2.90 ... ... ... 18.36 5.00 Atlanticus ATLC ... 6 17.40 +1.71 1.66 –3.25 –2.00 ... 225.36 131.80 CME Group CME 1.8 31 184.03 +9.26 5.91 7.65 7.68 .85 68.50 43.34 CommerceBcshrs CBSH 1.7 24 63.48 –1.33 3.41 2.71 3.29 .27
30.67 16.59 Akouos AKUS ... ... 19.74 –0.97 ... –2.32 –2.08 ... 69.08 14.97 AtlasAir AAWW ... dd 56.37 +0.04 –11.35 12.18 8.64 ... 33.68 13.25 CNB FinPA CCNE 3.2 9 21.06 +0.50 2.63 2.23 2.13 .17 7.87 1.24 CommVehicle CVGI ... dd 7.76 +0.47 .51 ... ... ...
79.90 32.00 Alarm.com ALRM ... 54 79.80 +5.38 1.06 1.57 1.62 ... 14.14 4.95 AtlasTech ATCX ... dd 7.07 +1.88 ... –2.24 .66 ... 54.23 22.51 CompassPath CMPS ... ... 49.00 +1.55 ... –2.12 –2.64 ... 15.05 5.50 CommScope COMM ... dd 13.01 +0.52 –5.02 1.39 1.86 ...
3.92 1.44 AlaskaCommSys ALSK .0 21 3.76 +0.62 .09 .08 .09 .09 234.44 110.01 Atlassian TEAM ... dd 225.01 +1.01 ... 1.12 1.41 ... 58.19 21.96 CRA Intl CRAI 2.1 18 49.59 +2.70 2.53 3.15 3.33 .26 9.90 3.50 CommsSystems JCS .0 28 4.55 +0.16 .69 –.08 .15 .02
35.93 9.12 Alector ALEC ... dd 14.55 +1.26 –1.71 ... ... ... 29.35 10.88 Atreca BCEL ... dd 15.52 –0.21 ... ... ... ... 151.11 32.30 CRISPR Therap CRSP ... dd 147.54 +25.99 1.17 –5.02 –5.28 ... 47.54 26.45 CmntyTrBcp CTBI 4.3 11 35.73 +1.06 3.64 3.26 3.35 .385
128.57 72.67 AlexionPharm ALXN ... 28 120.51 –3.32 10.70 11.06 12.93 ... 51.76 23.17 AtriCure ATRC ... dd 46.09 +2.25 –.94 –1.00 –.83 ... 57.60 36.33 CSG Systems CSGS 2.1 21 44.08 +0.37 2.55 3.01 3.30 .235 11.81 5.27 CommWestBcshs CWBC 2.2 9 9.14 +0.64 .93 .72 .88 .05
38.25 22.55 Alico ALCO 1.2 10 31.16 –0.99 5.05 1.11 1.59 .09 764.49 567.00 Atrion ATRI 1.1 36 638.62 +44.21 19.73 15.14 13.19 1.75 2.74 0.35 CSI Compressco CCLP 3.5 dd 1.15 +0.22 –.44 –1.39 –1.20 .01 51.90 24.26 CommVaultSys CVLT ... dd 49.02 +0.11 –.12 1.86 1.51 ...
524.88 127.88 AlignTech ALGN ... 24 521.72 +46.22 5.53 4.67 8.25 ... 65.55 22.51 AuburnNatlBncp AUBN 2.4 19 42.69 +1.71 2.72 1.00 1.00 .255 15.85 4.51 CSP CSPI .0 dd 7.69 –0.37 –.09 ... ... .15 19.90 5.31 Compugen CGEN ... dd 12.69 –0.31 –.43 –.37 –.47 ...
22.50 12.82 AligosTherap ALGS ... ... 17.18 –0.98 ... ... ... ... 44.94 9.00 AudioCodes AUDC 1.0 94 28.34 –0.11 .14 1.30 1.40 .14 115.70 50.13 CSW Industrials CSWI .5 32 106.43 –1.82 3.02 3.25 3.44 .135 35.78 16.93 ComputerPrograms CPSI .0 18 28.06 –0.88 1.43 ... ... .10
9.98 2.86 AlimeraSciences ALIM ... dd 4.33 –0.38 –2.19 –.91 .04 ... 21.93 9.83 AuriniaPharm AUPH ... dd 14.92 +0.34 –1.33 –.97 –.67 ... 93.71 46.81 CSX CSX 1.1 26 91.85 +0.56 4.17 3.63 4.23 .26 7.30 2.86 ComputerTask CTG ... 13 6.92 +0.20 .29 .51 .46 ...
21.86 11.98 Alkermes ALKS ... dd 19.08 +0.58 –1.25 .39 .46 ... 5.43 1.40 AuroraMobile JG ... dd 3.25 –0.65 –.14 .54 1.65 ... 22.22 14.92 CVB Fin CVBF 3.6 15 19.77 –0.22 1.48 1.27 1.24 .18 5.51 1.80 comScore SCOR ... dd 2.41 –0.38 –5.33 –.51 –.25 ...
132.79 41.61 Allakos ALLK ... dd 109.42 +4.71 –1.89 –3.13 –3.64 ... 282.49 125.38 Autodesk ADSK ... cc 278.00 +5.19 .96 3.94 5.17 ... 19.63 5.51 CabalettaBio CABA ... dd 15.53 +0.50 –4.07 –1.39 –2.25 ... 37.34 11.48 ComtechTel CMTL 2.1 67 18.95 –1.45 .28 ... ... .10
38.95 20.88 AllegianceBcshs ABTX 1.2 16 34.22 +1.82 2.47 2.14 2.40 .10 17.19 3.00 AutolusTherap AUTL ... dd 10.50 +0.89 –2.89 –2.71 –3.16 ... 127.50 51.39 CadenceDesign CDNS ... 31 118.34 +1.76 3.53 2.41 2.65 ... 114.00 80.00 Concentrix CNXC ... ... 101.21 +21.21 ... ... ... ...
186.32 60.06 AllegiantTravel ALGT .0 dd 180.63 +2.94 14.26 ... ... .70 182.32 103.11 ADP ADP 2.1 30 174.79 –0.46 5.70 5.63 6.34 .93 74.92 6.02 CaesarsEnt CZR ... dd 73.84 +3.74 1.03 –11.10 –3.19 ... 13.09 5.47 ConcertPharm CNCE ... dd 10.99 –0.38 –3.29 –2.55 –2.88 ...
29.48 16.78 AllegroMicro ALGM ... ... 28.00 +2.59 ... .43 .55 ... 13.49 4.00 AvadelPharm AVDL ... 21 6.98 –0.49 –.89 –.05 –1.31 ... 15.86 7.65 Caesarstone CSTE 4.8 43 11.65 –0.52 .37 .79 .87 .14 6.71 1.54 Conduent CNDT ... dd 4.53 –0.01 –9.29 .62 .54 ...
3.39 0.53 AllenaPharm ALNA ... dd 1.29 –0.17 –2.13 ... ... ... 37.00 7.10 AviatNetworks AVNW ... 33 36.12 +0.39 .05 ... 1.10 ... 46.66 30.74 Cal-MaineFoods CALM ... 43 39.15 –0.10 ... .98 1.71 ... 1.79 0.50 Conformis CFMS ... dd .65 ... –.44 –.39 –.34 ...
12.02 2.63 AllianceResource ARLP .0 dd 4.78 +0.14 3.07 –1.22 .35 .40 14.09 4.67 AvidTechnology AVID ... 32 13.92 +1.58 .17 ... ... ... 11.94 3.70 CalAmp CAMP ... dd 10.00 +0.65 –2.36 ... .41 ... 4.15 2.00 Conifer CNFR ... dd 2.37 +0.19 –.88 –.05 –.02 ...
60.28 37.66 AlliantEnergy LNT 2.9 20 52.88 +0.12 2.34 2.44 2.57 .38 37.46 23.06 AvidityBio RNA ... dd 32.52 +1.79 ... –1.81 –1.70 ... 94.92 48.31 CalavoGrowers CVGW 1.6 dd 71.42 –1.54 2.08 ... 2.93 1.15 26.50 8.86 ConnectOneBncp CNOB 1.9 11 19.41 +0.98 2.07 1.71 2.16 .09
49.98 19.00 AlliedMotionTech AMOT .2 32 48.18 +5.93 1.80 ... ... .03 52.98 6.35 AvisBudget CAR ... dd 39.72 +2.69 3.98 –3.08 .42 ... 21.00 9.11 CaliforniaBncp CALB ... 44 16.70 +0.50 .86 .45 .90 ... 20.62 2.83 Conn's CONN ... dd 13.89 +2.46 1.82 –.74 .89 ...
55.00 17.43 AllogeneTherap ALLO ... dd 33.65 +2.13 –1.83 ... ... ... 43.00 17.85 Avnet AVT 2.6 dd 32.87 +2.20 –.31 1.81 2.53 .21 8.18 2.99 CalitheraBiosci CALA ... dd 4.79 –0.10 –1.90 ... ... ... 8.81 3.42 ConsldComm CNSL ... 11 5.61 –0.02 –.29 .45 .24 ...
13.05 6.44 Allot ALLT ... dd 10.22 +0.30 –.25 –.10 .06 ... 3.88 2.02 Aware AWRE ... dd 3.42 +0.32 –.39 .02 .03 ... 38.00 19.00 CalliditasTherap CALT ... dd 33.91 +0.74 –.19 –1.26 –.96 ... 18.83 10.01 ConsldWater CWCO 3.0 35 11.43 +0.03 .81 .37 .56 .085
47.45 18.15 AlloVir ALVR ... dd 46.81 +11.84 ... –3.89 –1.54 ... 31.50 12.99 AxcelisTechs ACLS ... 22 29.24 +2.02 .50 1.24 1.54 ... 4.70 0.82 CalumetSpecialty CLMT ... dd 3.77 +0.15 –.55 –1.28 –.72 ... 59.49 17.00 ConstellPharm CNST ... dd 22.64 –3.15 –3.04 –2.78 –3.33 ...
14.58 4.56 AllscriptsHlthcr MDRX ... dd 14.41 +0.20 –1.10 .68 ... ... 7.73 2.25 AxcellaHealth AXLA ... dd 5.57 –0.17 –3.55 ... ... ... 8.41 2.40 Calyxt CLXT ... dd 3.55 –0.35 –1.21 –1.16 –1.02 ... 29.13 11.96 ConstructionPtrs ROAD ... 37 28.08 +2.37 .84 .74 .81 ...
167.33 84.97 AlnylamPharm ALNY ... dd 129.56 –0.30 –8.11 ... ... ... 130.41 50.05 AxonEnterprise AAXN ... dd 124.18 –1.37 .01 1.10 1.32 ... 32.38 3.57 CambiumNtwks CMBM ... 95 25.27 –1.70 –.89 ... ... ... 5.12 1.00 ConsumerPtfo CPSS ... 6 4.06 +0.03 .22 .74 .73 ...
26.66 5.82 Alpha&OmegaSem AOSL ... cc 24.77 –0.26 –.27 1.88 2.01 ... 52.10 15.25 AxonicsModul AXNX ... dd 44.26 –1.53 –2.80 –1.51 –1.20 ... 48.48 25.74 CamdenNational CAC 3.6 10 36.66 +0.90 3.69 3.50 3.01 .33 130.96 55.69 Copart CPRT ... 39 112.09 –3.12 2.93 3.09 3.43 ...
1843.83 1008.87 Alphabet A GOOGL ... 36 1823.76 +36.74 49.16 51.57 61.56 ... 109.94 35.44 AxsomeTherap AXSM ... dd 80.06 +4.88 –2.01 –2.76 –3.44 ... 20.56 6.27 Camtek CAMT ... 42 19.83 +0.89 .58 .63 .82 ... 36.03 20.94 Core-Mark CORE 1.7 23 30.58 –0.86 1.25 1.66 1.98 .13
1847.20 1013.54 Alphabet C GOOG ... 37 1827.99 +34.80 49.16 51.62 ... ... 16.50 8.62 AyalaPharm AYLA ... ... 10.52 +0.63 –2.07 –2.97 –2.21 ... 8.69 1.76 Canaan CAN ... dd 3.71 –2.04 ... ... ... ... 64.45 22.22 CornerstoneOnDem CSOD ... dd 44.45 –0.37 –.07 1.41 1.60 ...
11.51 2.19 Alphatec ATEC ... dd 11.34 +0.74 –1.09 –1.03 –.35 ... 18.00 10.55 AziyoBiologics AZYO ... ... 14.46 +0.91 ... –2.83 –1.68 ... 45.70 12.00 CanadianSolar CSIQ ... 12 40.53 –3.64 2.88 ... ... ... 51.37 14.09 CorsairGaming CRSR ... 49 35.68 –3.09 ... 1.24 1.14 ...
15.00 2.05 AlpineImmune ALPN ... dd 9.87 +0.03 –2.28 ... ... ... 29.52 9.00 CanopyGrowth CGC ... dd 28.59 –0.41 –.31 –.80 –.55 ... 73.84 27.88 Cortexyme CRTX ... dd 38.54 –10.88 –1.94 –2.59 –2.83 ...
54.48 23.04 AltairEngg ALTR ... dd 53.96 +0.77 ... .15 .22 ... 18.00 7.80 CanterburyPark CPHC .0 39 12.20 +0.02 .59 .41 ... .07 96.45 44.67 Corvel CRVL ... 41 92.82 +1.32 2.55 1.31 1.40 ...
35.10 1.60 Altimmune ALT ... dd 12.33 +1.81 –1.60 –1.26 –.14 ... B 14.97 6.98 CapitalBancorp CBNK ... 8 12.27 –0.12 1.21 1.65 1.36 ... 6.88 1.01 CorvusPharm CRVS ... dd 4.04 +0.01 –1.59 –1.44 –1.51 ...
19.87 6.00 AltisourcePortf ASPS ... dd 13.13 +0.08 –19.26 –1.49 .51 ... 30.95 15.61 CapitalCityBank CCBG 2.4 13 25.37 +1.14 1.83 1.92 1.62 .15 939.00 500.24 CoStar CSGP ... cc 893.23 +8.85 8.60 9.46 11.49 ...
59.50 12.00 AltraIndlMotion AIMC .4 dd 55.45 –2.42 1.97 2.81 3.20 .06 5.24 1.51 BBQ Holdings BBQ ... 7 4.40 –0.15 –.07 ... –.15 ... 14.20 5.18 CapitalProduct CPLP 5.0 5 8.00 +0.25 –7.25 1.70 1.63 .10 393.15 271.28 Costco COST .7 41 373.43 –14.96 9.02 9.78 10.77 10.00
59.60 9.40 AltusMidstream ALTM ... dd 49.66 +9.66 –98.60 .56 3.89 ... 14.50 7.73 BCB Bancorp BCBP 5.2 11 10.82 +0.07 1.20 1.14 .87 .14 22.56 7.39 CapitalSouthwest CSWC 9.3 dd 17.66 +0.34 –1.24 ... ... .10 27.98 13.55 CountyBancorp ICBK 1.8 37 22.23 +0.49 2.36 .91 1.39 .10
20.00 7.90 AmalgamBank AMAL 2.4 10 13.61 +0.16 1.47 1.43 1.34 .08 12.03 2.01 BELLUS Health BLU ... dd 3.15 +0.10 –.55 ... ... ... 55.20 8.40 CapitalaFinance CPTA .0 dd 14.55 +2.51 –10.32 .61 .90 .4998 353.55 99.01 CoupaSoftware COUP ... dd 318.15 –8.79 –1.45 .45 .62 ...
26.12 3.36 Amarin AMRN ... dd 5.01 +0.41 –.07 –.05 .13 ... 6.15 2.07 BGC Partners BGCP .9 38 4.46 +0.31 ... .56 .69 .01 14.23 8.75 CapitolFedFin CFFN 2.7 26 12.38 –0.38 .47 .48 .53 .13 20.70 6.54 CovenantLogist CVLG ... dd 17.55 –1.17 ... 1.08 ... ...
3552.25 1626.03 Amazon.com AMZN ... 93 3162.58 –32.76 23.01 28.17 ... ... 44.47 6.01 BJsRestaurants BJRI ... dd 36.95 +1.95 2.20 –1.91 .51 ... 17.48 7.44 CapStarFin CSTR 1.5 12 12.94 +0.10 1.20 1.24 1.35 .05 30.13 4.05 Covetrus CVET ... dd 26.77 –0.30 –9.50 .88 .91 ...
95.24 36.02 Ambarella AMBA ... dd 95.01 +17.14 –1.35 .26 .53 ... 50.26 13.38 BMC Stock BMCH ... 24 46.17 –3.38 1.63 2.63 2.85 ... 19.13 8.88 CaraTherap CARA ... dd 15.08 +0.13 –2.49 –1.24 ... ... 25.42 5.75 Cowen COWN .8 6 24.80 +0.10 .57 8.11 4.42 .08
77.29 44.05 Amdocs DOX 2.0 18 67.04 +0.31 3.71 4.75 5.10 .3275 88.28 34.57 BOK Fin BOKF 2.9 13 70.86 +0.84 7.03 ... ... .52 55.22 26.00 CardiovascularSys CSII ... dd 36.25 +0.86 –.79 ... ... ... 170.10 53.61 CrackerBarrel CBRL .0 36 141.14 –1.92 –1.36 4.50 7.80 1.30
273.77 132.95 Amedisys AMED ... 51 253.64 +12.97 3.84 5.86 6.28 ... 33.56 8.35 BRP Group BRP ... dd 30.68 –0.31 ... ... ... ... 125.50 27.33 Cardlytics CDLX ... dd 123.19 +3.86 –.72 –2.14 –1.44 ... 539.00 199.00 CreditAcceptance CACC ... 14 332.12 +32.57 34.57 19.96 25.41 ...
23.59 9.01 AmerantBancorpA AMTB ... cc 16.11 +0.65 ... –.35 .50 ... 62.80 12.97 BRP DOOO .5 34 62.43 +4.27 ... 3.77 4.20 .11 47.41 15.71 Cardtronics CATM ... 54 26.31 +0.41 1.05 ... 1.84 ... 93.96 27.77 Cree CREE ... dd 93.50 +1.32 –1.78 ... ... ...
17.50 6.84 AmerantBancorpB AMTBB ... cc 12.30 –0.25 ... ... ... ... 37.10 12.94 B RileyFin RILY 4.3 22 35.06 –1.52 2.95 ... ... .375 65.29 13.04 CareDx CDNA ... dd 64.91 +7.41 –.52 –.49 –.40 ... 17.99 6.21 CrescentCapBDC CCAP 11.2 15 14.70 +1.01 1.69 1.81 1.79 .41
434.35 222.34 Amerco UHAL .0 17 433.81 +26.37 22.55 ... ... .50 151.18 82.00 Baidu BIDU ... 15 144.07 +4.65 ... 60.44 66.58 ... 23.64 7.16 CareTrustREIT CTRE 4.9 24 20.50 +0.77 .49 .82 .85 .25 7.80 2.32 Cresud CRESY ... ... 4.21 +0.22 –1.32 .01 ... ...
8.10 3.52 AmerFirstMultifam ATAX 5.9 18 4.06 +0.18 .42 .10 .50 .06 113.93 78.30 Balchem BCPC .5 41 105.12 –0.15 2.45 2.82 3.08 .52 38.89 14.25 CarGurus CARG ... 44 25.09 +0.41 ... 1.02 1.10 ... 26.67 10.63 CrineticsPharm CRNX ... dd 13.12 –1.24 –2.09 –2.35 –2.36 ...
30.78 8.25 AmerAirlines AAL .0 dd 16.40 +1.42 3.79 –8.68 2.18 .10 21.70 5.50 BallardPower BLDP ... dd 19.23 –1.29 –.17 –.19 –.13 ... 34.98 15.21 Carlyle CG 3.4 dd 29.07 +0.44 2.82 ... ... .25 20.08 5.89 Criteo CRTO ... 18 19.18 ... 1.41 2.10 1.64 ...
104.97 65.14 AEP AEP 3.5 22 83.39 –1.53 3.88 4.33 4.65 .74 63.96 26.00 BancFirst BANF 2.4 19 57.66 +0.41 4.05 ... 3.34 .34 17.29 1.04 CarParts.com PRTS ... dd 16.14 +1.24 –.89 –.05 –.02 ... 64.38 8.40 Crocs CROX ... 29 63.96 +4.50 1.66 2.60 2.99 ...
58.77 37.05 AmerElecPwrUn AEPPL 6.1 ... 49.80 –1.07 ... ... ... .7656 198.61 50.89 Bandwidth BAND ... dd 158.11 +8.03 ... .45 .35 ... 7.57 0.98 CarrolsRestr TAST ... dd 6.94 +0.22 –.74 –.02 .06 ... 9.15 4.00 Cronos CRON ... 36 8.63 +0.16 3.76 ... ... ...
55.75 47.71 AmerElecPwrUn AEPPZ 6.2 ... 49.79 –0.34 ... ... ... .7656 31.76 14.20 BankOZK OZK 3.6 14 30.44 +1.51 3.30 ... 2.81 .275 24.25 6.30 CarterBkshrs CARE .0 dd 9.91 +0.02 1.01 .43 .50 .14 13.42 4.50 CrossCtyHlthcr CCRN ... dd 9.03 –0.36 –1.61 .36 .31 ...
14.77 4.20 AmericanFin AFIN 10.7 dd 7.94 –0.16 –.03 –.43 –.24 .0708 12.31 5.68 BankofCommerce BOCH 2.0 13 9.96 +0.41 .83 .85 .86 .05 6.83 1.85 CasaSystems CASA ... dd 6.81 +1.57 –.57 .11 .30 ... 14.50 5.66 CrossFirstBkshs CFB ... cc 9.72 +0.21 .58 .32 .65 ...
40.57 18.53 AmNtlBcsh AMNB 3.9 11 27.46 +0.26 1.98 2.43 2.18 .27 32.25 17.40 BankofPrinceton BPRN 1.7 13 23.99 –0.81 1.47 ... ... .10 61.77 34.35 CasellaWaste CWST ... 77 58.75 –0.95 ... .82 1.10 ... 168.97 31.95 CrowdStrike CRWD ... dd 167.26 +16.43 ... ... .31 ...
120.14 63.93 AmericanNatl ANAT 3.8 7 86.21 +0.11 23.07 4.23 4.64 .82 20.04 5.58 Bank7 BSVN 3.4 6 11.94 –0.70 .81 2.00 1.69 .10 196.58 114.01 CaseysGenStores CASY .7 24 191.56 +10.44 7.10 7.91 7.98 .32 5.44 2.77 CumberlandPharm CPIX ... dd 2.98 –0.01 –.23 –.22 –.22 ...
30.01 12.24 AmOutdoorBrands AOUT ... ... 13.84 –0.39 ... .91 1.07 ... 14.14 6.73 BankFinancial BFIN 4.7 13 8.46 +0.08 .75 .60 .49 .10 58.99 28.85 CassInfoSys CASS 2.5 25 43.28 –0.58 2.07 1.86 1.20 .27 18.15 3.00 CumulusMedia CMLS ... dd 9.40 +0.94 ... –3.09 –.77 ...
41.09 18.47 AmericanPubEdu APEI ... 28 32.50 +1.27 .62 1.23 1.49 ... 30.00 12.07 BankwellFin BWFG 2.9 17 19.58 +1.29 2.31 1.02 2.38 .14 55.31 21.01 CastleBiosci CSTL ... dd 52.00 +7.53 –.21 –.41 –.11 ... 106.68 36.15 CureVac CVAC ... ... 106.15 +20.15 –153.84 –1.81 1.86 ...
16.43 8.00 AmRvrBksh AMRB 2.4 10 11.50 +0.48 .94 1.19 1.09 .07 59.64 27.12 Banner BANR 3.6 15 45.77 +1.89 ... ... 3.41 .41 8.59 1.25 CatabasisPharm CATB ... dd 1.92 +0.33 –2.35 ... ... ... 3.59 0.62 Curis CRIS ... dd 1.88 +0.44 –.97 –.62 –.50 ...
Nasdaq Issues
52-Week
High Low Name
Tick - Week’s - Last This Next Div
Sym Yld P/E Last Chg. Year Year Year Amt
52-Week
High Low Name
FIVE-DAY NASDAQ COMPOSITE
38.60 9.07 Cutera CUTR ... dd 24.79 –0.63 –.88 –1.65 –.40 ... 62.50 6.51 eXpWorld EXPI ... cc 56.64 +2.49 –.15 .44 .84 ...
144.90 69.51 CyberArkSoftware CYBR ... cc 113.90 +0.70 1.62 1.83 1.47 ... 130.57 40.76 Expedia EXPE .0 dd 128.58 +4.85 ... ... .71 .34 Fuel Sells: Hydrogen-fueled shares lost some lift. Intel partnered with Amazon.com in AI.
43.48 12.77 CyberOptics CYBE ... 48 28.32 +2.22 .11 .79 .43 ... 95.38 52.55 ExpeditorsIntl EXPD 1.2 24 90.06 +1.10 3.39 3.99 4.04 .52
8.96 1.82 CyclerionTherap CYCN ... dd 3.20 –0.06 –4.49 –1.64 –.28 ... 85.48 58.03 Exponent EXPO .9 56 83.10 –0.32 1.53 1.42 1.66 .19 Congress might deprive exchanges like Nasdaq of Chinese company listings. The Nasdaq
9.06 1.21 CymaBayTherap CBAY ... dd 7.20 –0.26 –1.53 –.71 –1.03 ... 15.03 5.35 ExtendedStayAmer STAY .3 dd 14.39 +0.61 ... .24 .56 .01
86.77 43.72 CyrusOne CONE 3.0 dd 68.88 –1.09 .36 .20 .17 .51 8.00 1.43 ExtremeNetworks EXTR ... dd 6.26 +0.50 –1.06 .40 .52 ... Composite ended Friday at 12,464—a new high and up 2.1% for the week.
30.14 8.00 Cytokinetics CYTK ... dd 17.12 –0.03 –2.11 –1.71 –1.72 ... 2.10 0.35 EyePointPharm EYPT ... dd .52 –0.02 –.54 –.32 –.19 ...
15.44 3.60 CytomXTherap CTMX ... dd 7.40 –0.02 –2.26 –.91 –2.20 ... 7.01 3.41 Ezcorp EZPW ... dd 5.38 –0.04 ... ... .41 ... Monday Tuesday Wednesday Thursday Friday
12480
D F
13.49 1.35 DBV Tech DBVT ... dd 2.69 +0.14 –2.32 ... –2.08 ... 68.86 35.15 FARO Tech FARO ... dd 67.05 +0.24 –3.58 –.62 .87 ...
3.48 0.71 DIRTT Envl DRTT ... dd 2.33 +0.64 –.05 –.13 –.12 ... 167.00 79.78 F5Networks FFIV ... 33 166.07 +1.52 5.01 ... 11.27 ...
42.62 17.09 DISH Network DISH ... 15 36.44 +0.53 ... ... ... ... 52.88 30.00 FRP Holdings FRPH ... 32 45.36 –1.15 1.63 .42 1.10 ... 12380
54.11 20.15 DMC Global BOOM .0 dd 45.61 +3.72 2.28 .09 .48 .125 304.67 137.10 Facebook FB ... 32 279.70 +1.89 ... ... ... ...
18.77 10.26 DSP Group DSPG ... dd 17.30 +0.53 –.05 .14 .25 ... 129.04 5.66 FangddNetwork DUO ... dd 10.10 +2.60 ... ... ... ...
41.76 10.44 DXP Ents DXPE ... dd 24.12 +1.81 1.96 .41 .13 ... 27.28 13.96 Fanhua FANH 7.2 dd 14.29 –0.09 .49 ... 9.33 .25
61.27 14.60 DadaNexus DADA ... dd 43.66 –12.11 ... –6.78 –3.91 ... 17.38 3.40 FarmerBros FARM ... dd 4.45 –0.15 –2.19 ... –.35 ...
6.52 3.69 Daktronics DAKT .0 dd 4.69 +0.11 .01 .12 .21 .05 49.86 26.72 Fastenal FAST 2.1 33 48.05 –0.53 1.38 1.48 1.54 .40 12280
118.13 28.88 Datadog DDOG ... dd 101.57 +5.15 –.12 .18 .19 ... 62.50 13.26 FateTherap FATE ... dd 60.79 +2.87 –1.44 ... ... ...
48.80 4.61 Dave&Buster's PLAY .0 dd 26.67 –0.02 2.94 ... ... .16 16.87 4.60 FedNat FNHC 7.1 dd 5.10 –0.70 .08 –4.43 .68 .09 (Prev Fri's
2.10 0.32 DAVIDsTEA DTEA ... dd 1.83 +0.42 –.91 ... ... ... 51.56 22.65 FibroGen FGEN ... dd 41.75 +1.58 –.89 ... ... ... Close)
2.93 0.84 DawsonGeophys DWSN ... dd 2.15 +0.12 –.66 –1.06 –.49 ... 68.25 30.50 FidelityD&D FDBC 2.1 24 58.27 –2.03 3.03 ... ... .30
71.11 33.10 DecipheraPharm DCPH ... dd 57.31 –5.04 –4.48 –4.86 –4.41 ... 13.67 2.72 FiestaRestaurant FRGI ... dd 13.10 +0.97 –3.18 –.08 .16 ... 12180
72.89 12.39 DenaliTherap DNLI ... dd 72.64 +11.37 –2.07 –1.42 –2.55 ... 31.64 11.10 FifthThirdBncp FITB 3.9 14 27.40 +1.12 3.33 1.76 2.25 .27
60.87 31.58 DentsplySirona XRAY .7 dd 53.75 +2.09 1.17 ... ... .10 92.61 53.94 51job JOBS ... 36 75.56 +3.46 1.18 19.17 22.08 ...
63.11 24.35 Descartes DSGX ... cc 57.67 –0.36 .45 .56 .72 ... 33.28 12.78 FinInstitutions FISI 4.8 10 21.48 +0.62 2.96 2.18 2.50 .26 -7.11 +156.37 -5.74 +27.82 +87.05
3.47 2.02 Deswell DSWL 3.1 dd 2.93 +0.01 –.08 .58 .71 .09 18.34 7.54 FireEye FEYE ... dd 15.39 +0.03 –1.24 .29 .34 ... 12080
456.23 182.07 DexCom DXCM ... cc 348.03 +29.82 1.10 3.02 3.37 ... 41.34 17.32 FirstBancorpNC FBNC 2.1 12 33.54 +0.57 3.10 2.72 ... .18
162.00 75.00 DiamondHillInvt DHIL .0 13 152.75 +8.94 15.99 5.58 8.01 12.00 30.64 17.62 FirstBancorp FNLC 4.8 10 25.60 +0.41 2.34 1.00 1.00 .31 10 12 2 4pm 10 12 2 4pm 10 12 2 4pm 10 12 2 4pm 10 12 2 4pm
96.92 14.55 DiamondbkEner FANG 3.2 dd 47.22 +3.70 1.47 2.91 3.96 .375 35.88 15.27 FirstBancshares FBMS 1.6 12 29.47 +1.37 2.55 3.06 2.55 .12
27.68 11.75 DicernaPharma DRNA ... dd 24.31 –0.23 –1.76 ... –1.06 ... 11.56 6.00 FirstBank FRBA 1.3 10 9.46 +0.18 .69 .97 1.10 .03
18.95 6.18 DigiIntl DGII ... 61 17.45 –0.35 .28 .45 .65 ... 28.00 11.00 FirstBusey BUSE 4.1 12 21.51 +0.50 1.87 1.85 1.83 .22
52.62 9.92 Digimarc DMRC ... dd 51.91 +9.28 –2.79 –2.52 –2.03 ... 27.35 12.86 FirstBusFinSvcs FBIZ 3.3 10 19.85 –0.55 2.68 1.87 2.21 .165 - Earnings -
8.84 1.99 Digirad DRAD ... dd 2.74 –0.03 –2.56 –.10 .09 ... 604.95 276.08 FirstCitizBcshA FCNCA .3 14 603.55 +59.29 ... 14.97 14.97 .40
21.68
72.21
10.59
31.51
DimeComBcshrs
Diodes
DCOM
DIOD
3.4
...
13
33
16.29
72.12
+1.17
+5.66
1.01
2.96
...
2.30
...
3.16
.14
...
31.47
22.91
17.21
9.01
FstCmntyBcsh
1stConstBncp
FCBC
FCCY
4.4
2.1
11
11
22.51
17.01
+0.31
+0.51
2.46
1.53
1.94
1.57
1.85
1.39
.25
.09
NOTICE TO READERS: 52-Week
High Low Name
103.00
33.48
24.80
17.12
DiscoveryB
DiscoveryA
DISCB
DISCA
...
...
16
14
32.29
28.48
+0.74
+1.00
...
...
...
...
...
...
...
...
6.89
26.19
1.56
10.83
FirstEagleAltCap
FirstFinBncpOH
FCRD
FFBC
10.1
5.4
dd
11
3.98
17.10
+0.23
+0.11
–.79
2.00
.35
1.56
.40
1.39
.10
.23
Sign up for the Weekly Market Lab Newsletter: 31.34 7.55 HawaiianHoldings HA .0 dd 20.58 –0.41 4.71 –4.19 2.38 .12
31.10 15.43 DiscoveryC DISCK ... 12 25.22 +0.67 ... ... ... ... 36.45 20.70 FirstFinBkshs FFIN 1.5 27 34.99 +0.78 1.21 1.37 1.40 .13 59.89 26.82 Hawkins HWKN 1.7 17 53.56 +1.59 2.66 ... 3.45 .2325
8.93 2.00 DiversifiedHlthcr DHC .8 dd 4.77 –0.18 –.37 ... –.52 .01 46.93 27.62 FirstFinIN THFF 2.7 10 39.28 +0.82 3.80 3.65 3.93 .53
barrons.com/newsletters 25.00 12.93 HawthornBcsh HWBK 2.4 11 21.99 –0.41 2.47 .51 .86 .13
2.70 0.53 DixieGroup DXYN ... 2 2.53 +0.03 ... .10 .30 ... 15.47 7.90 FirstFinNW FFNW 3.6 13 11.17 –0.36 1.03 .98 .70 .10 39.04 15.29 HaynesIntl HAYN 3.5 dd 24.84 +2.35 –.53 ... .76 .22
56.47 10.80 Docebo DCBO ... dd 50.07 –0.49 –.49 ... ... ... 20.24 8.01 FirstFoundation FFWM 1.5 11 19.26 +0.48 1.25 1.80 1.79 .07 27.62 12.25 Headhunter HHR ... 55 25.70 +1.04 .45 47.39 70.87 ...
290.23 64.88 DocuSign DOCU ... dd 243.22 +16.35 –1.18 .50 .81 ... 22.38 11.29 FirstGuarBcshs FGBI 3.7 9 17.50 +0.10 ... 1.60 1.24 .16 41.26 17.48 HealthCatalyst HCAT ... dd 36.90 +0.86 –12.86 –.72 –.60 ...
3.42 0.78 Dogness DOGZ ... dd 2.05 –0.28 ... ... .11 ... 31.25 13.56 FirstHawaiian FHB 4.5 16 23.03 +0.27 2.13 1.37 1.46 .26 Please visit the new Market Lab home page on 31.30 15.80 HealthcareSvcs HCSG 3.4 20 23.90 –0.20 .87 1.10 ... .205
60.20 DollarTree DLTR ... 28 112.51 +2.61 3.47 5.58 6.15 ... 28.50 10.47 FirstInternetBncp INBK .9 11 27.41 +0.92 2.51 2.74 3.36 .06 88.78 34.40 HealthEquity HQY ... dd 70.60 –1.90 .58 1.56 1.72 ...
114.32
47.25 7.62 Domo DOMO ... dd 44.89 +6.90 –4.57 –1.86 –1.30 ... 42.90 24.50 FirstInterBanc FIBK 3.8 16 40.12 +0.27 ... 2.58 2.59 .38 barrons.com under Data. 29.78 17.95 HealthStream HSTM ... 38 19.96 +0.91 .49 ... ... ...
16.19 11.22 DonegalGroup A DGICA 4.2 8 14.41 +0.04 1.67 1.23 1.33 .15 42.48 21.18 FirstMerchants FRME 2.9 13 35.81 +1.10 3.19 2.56 2.41 .26 22.75 15.65 HeartlandExp HTLD .4 23 18.64 –0.07 .89 .71 1.07 .02
14.61 10.51 DonegalGroup B DGICB 4.3 7 12.20 –0.57 1.51 1.23 1.28 .1325 36.20 18.60 FirstMidBcshs FMBH 2.5 13 33.10 +1.26 2.87 ... 2.40 .41 www.barrons.com/market-data/market-lab 51.85 25.26 HeartlandFinUSA HTLF 1.9 12 41.89 +1.43 4.14 3.54 3.62 .20
21.46 8.52 DorchesterMnls DMLP 11.7 15 11.87 +0.12 1.50 ... ... .3256 23.64 10.31 FirstMidwestBncp FMBI 3.6 15 15.45 +0.68 1.82 ... .98 .14 33.21 17.99 Heidrick&Strug HSII 2.2 dd 27.22 +0.55 2.40 ... ... .15
99.95 44.49 DormanProducts DORM ... 35 95.41 +2.34 2.56 3.18 3.76 ... 18.25 8.77 FirstNWBncp FNWB 1.6 16 15.00 –0.87 .91 ... ... .06 217.76 104.02 HelenofTroy HELE ... 25 211.57 +7.19 6.02 11.04 11.45 ...
17.85 6.11 DouYuIntl DOYU ... 33 11.98 –1.99 .02 ... ... ... 98.46 28.47 FirstSolar FSLR ... 43 89.26 –5.44 –1.09 ... ... ... 52.00 29.03 HeliosTechnologies HLIO .7 71 49.83 ... 1.88 ... ... .09
- Earnings - 15.34 7.64 HemisphereMedia HMTV ... dd 11.26 –0.08 ... ... ... ...
64.19 10.06 DraftKings DKNG ... dd 49.25 –3.50 .09 –1.94 –1.11 ... 53.42 26.07 1stSource SRCE 2.8 13 40.06 +0.90 3.57 2.86 ... .28 52-Week Tick - Week’s - Last This Next Div 73.99 41.85 HenrySchein HSIC ... 24 68.42 +4.74 4.65 2.95 3.76 ...
24.14 14.55 Dropbox DBX ... cc 20.35 +0.81 –.13 .89 .99 ... 24.99 10.74 FirstUnited FUNC 3.2 9 16.35 +0.66 1.85 .66 –.07 .13 High Low Name Sym Yld P/E Last Chg. Year Year Year Amt 13.14 6.04 HeritageCommerce HTBK 5.8 18 8.92 +0.02 .84 ... .66 .13
48.00 35.10 DuckCreekTech DCT ... ... 41.62 +1.15 ... –.03 ... ... 18.98 10.75 FirstWesternFin MYFW ... 6 18.00 +0.13 1.01 3.52 2.88 ... 32.58 11.30 HeritageCrystal HCCI ... cc 20.88 +0.27 .36 .41 .69 ...
17.30 2.82 DuluthHoldings DLTH ... 24 11.86 –3.06 ... ... .75 ... 90.56 51.15 FirstCash FCFS 1.6 23 68.58 +1.91 3.81 2.91 ... .27 74.00 30.60 GibraltarInds ROCK ... 24 64.68 –1.72 1.99 3.02 3.49 ... 29.25 14.65 HeritageFin HFWA 3.3 22 24.43 +0.10 1.83 1.08 1.35 .20
106.50 38.51 Dunkin' DNKN 1.5 40 106.34 +0.01 2.89 2.80 3.19 .4025 6.86 2.72 FirsthandTechVal SVVC ... dd 4.39 –0.72 –8.99 .50 .75 ... 34.42 2.96 GIIIApparel GIII ... 18 24.48 +2.64 2.94 ... 2.17 ... 7.44 0.76 Hexindai HX ... ... 2.59 +0.33 –4.38 ... ... ...
27.11 15.60 DyneTherap DYN ... ... 20.95 +1.05 –1.83 –2.07 –2.27 ... 145.84 57.38 FirstService FSV .5 80 131.67 –3.27 –6.58 3.25 3.60 .165 10.76 4.70 GilatSatellite GILT ... dd 6.33 +0.18 .66 .18 .19 ... 55.96 7.33 HibbettSports HIBB ... 14 46.67 +1.78 1.52 5.83 3.84 ...
125.05 73.50 Fiserv FISV ... 89 117.13 +1.60 1.71 4.63 5.57 ... 85.97 57.04 GileadSciences GILD 4.4 64 61.56 +1.53 4.22 ... 6.61 .68 8.99 4.20 HighPeakEner HPK ... ... 5.00 –0.36 ... ... ... ...
47.53 FiveBelow FIVE ... 83 161.62 +3.53 3.12 ... 3.95 ...
E 167.53
167.17 52.51 Five9 FIVN ... dd 151.53 +0.40 –.08 .88 .83 ...
46.54
10.57
26.66
4.04
GlacierBancorp
GladstoneCap
GBCI
GLAD
2.8
9.0
17
dd
42.93
8.69
+0.61
+0.20
2.38
–.06
...
.79
2.53
.80
.30
.065
2.50
7.15
0.52
1.73
HighPeakEnerWt
HimaxTechs
HPKEW
HIMX
...
...
...
83
.95
6.81
–0.01
–0.10
...
–.08
...
.21
...
.32
...
...
24.70 1.75 FivePrimeTherap FPRX ... dd 17.20 –1.87 –3.92 ... –2.08 ... 23.07 7.59 GladstoneComm GOOD 8.2 dd 18.30 +0.16 –.16 –.13 –.08 .1252 230.02 125.55 HinghamSvg HIFS .8 11 228.24 +5.40 17.83 4.58 4.41 .70
11.51 1.29 ECMOHO MOHO ... dd 2.47 –0.23 ... .59 1.02 ... 17.02 5.36 Flex FLEX ... 26 16.85 +0.31 .17 ... 1.38 ... 15.34 6.43 GladstoneInvt GAIN 8.2 dd 10.28 +0.24 –.22 .57 ... .07 17.59 9.52 HollysysAuto HOLI 1.6 11 12.51 –0.51 1.31 1.89 2.16 .20
5.02 1.46 EDAP TMS EDAP ... dd 4.18 +0.06 .06 ... .08 ... 22.98 5.01 FlexionTherap FLXN ... dd 11.46 +0.64 –3.93 –2.63 –1.62 ... 16.76 9.61 GladstoneLand LAND 3.6 dd 14.87 –0.07 –.13 ... ... .0449 77.49 26.49 Hologic HOLX ... 17 73.16 +3.65 4.21 6.97 4.60 ...
17.73 9.70 ESSA Bancorp ESSA 2.7 12 16.07 +0.15 1.39 1.31 1.48 .11 32.31 7.81 Flexsteel FLXS .6 dd 30.97 +1.35 –3.37 3.27 3.28 .05 87.54 36.49 GlbBloodTherap GBT ... dd 43.85 –1.05 –4.57 ... –2.58 ... 40.00 18.57 HomeBancorp HBCP 3.2 12 27.88 –1.70 3.05 2.35 2.88 .22
30.00 10.12 EVO Payments EVOP ... dd 25.89 +0.79 –.31 ... ... ... 59.44 23.85 FlirSystems FLIR 1.7 39 41.21 +2.08 1.26 2.06 2.35 .17 34.65 17.01 GlobalIndemnity GBLI 3.7 14 27.09 +0.03 ... 1.40 3.00 .25 21.04 9.71 HomeBancShares HOMB 2.9 16 19.60 +0.26 1.73 1.22 1.47 .14
4.95 2.00 EXFO EXFO ... dd 3.05 +0.03 ... ... ... ... 4.17 1.02 Fluent FLNT ... cc 4.08 +0.68 –.02 ... .23 ... 14.66 8.51 GlobalWaterRscs GWRS 2.0 cc 14.59 +1.50 .10 .11 .12 .0243 35.52 18.44 HomeStreet HMST 1.8 12 33.58 –0.01 .65 3.49 3.34 .15
22.98 11.74 EagleBncpMT EBMT 1.8 8 21.81 +1.16 1.69 3.02 2.37 .0975 12.45 1.17 Fluidigm FLDM ... dd 6.15 +0.02 –.97 –.55 –.23 ... 10.85 3.98 GluMobile GLUU ... cc 9.64 –0.32 .06 .41 .54 ... 27.79 11.75 HomeTrustBcshs HTBI 1.7 16 18.96 +0.40 1.30 .97 1.00 .08
33.74 8.89 EagleBulkShip EGLE ... dd 19.61 –0.38 –2.10 –2.97 .41 ... 22.10 8.86 FlushingFin FFIC 5.4 10 15.58 +0.72 1.44 1.52 1.88 .21 6.29 1.82 GlycoMimetics GLYC ... dd 3.73 +0.07 –1.34 –1.08 –1.26 ... 22.50 9.19 HomologyMed FIXX ... dd 9.79 +0.02 –2.47 –2.97 –2.60 ...
62.41 33.80 EaglePharm EGRX ... cc 47.51 +0.20 1.01 2.65 2.70 ... 44.26 12.17 FocusFinPtrs FOCS ... cc 42.42 +1.79 –.28 2.98 3.39 ... 11.97 1.33 Gogo GOGO ... dd 10.12 –0.95 –1.81 –2.45 ... ... 32.85 12.30 HookerFurniture HOFT 2.2 dd 32.59 +1.43 1.44 1.03 1.72 .18
54.97 32.58 Eargo EAR ... ... 49.45 –0.30 ... –.94 –.73 ... 21.04 14.03 FoghornTherap FHTX ... ... 20.20 –0.75 ... –4.25 –2.23 ... 26.25 10.01 GoHealth GOCO ... ... 11.87 +0.74 ... .50 .86 ... 15.51 7.03 HopeBancorp HOPE 5.3 10 10.50 +0.44 1.35 .91 1.04 .14
51.88 22.55 EastWestBncp EWBC 2.3 11 46.89 +3.15 4.61 3.82 3.85 .275 52.75 31.45 FormaTherap FMTX ... dd 43.53 +0.97 ... –3.14 –3.26 ... 9.25 1.30 GolarLNGPartners GMLP 2.7 7 3.00 +0.21 .08 ... .96 .0202 19.48 7.42 HorizonBancorp HBNC 3.2 10 15.18 +0.10 1.53 1.48 ... .12
15.65 11.74 EasternBankshares EBC ... ... 15.56 +0.83 ... .27 .62 ... 43.98 16.35 FormFactor FORM ... 44 43.85 +2.30 .51 1.44 1.25 ... 15.24 4.54 GolarLNG GLNG ... dd 9.35 –0.61 –2.11 .21 .01 ... 13.78 4.51 HorizonTechFin HRZN 9.3 19 12.93 +0.23 ... 1.28 1.25 .10
31.97 15.28 Eastern EML 2.0 16 22.32 –0.18 2.12 .91 .98 .11 99.06 36.75 FormulaSys FORTY .9 28 81.00 +2.00 2.57 2.40 3.34 .3704 21.67 3.55 GoldenEnt GDEN ... dd 18.11 +1.31 –1.43 –4.40 –.49 ... 86.67 23.81 HorizonTherap HZNP ... 20 71.72 +1.17 2.90 3.61 4.92 ...
14.95 3.80 EbangIntl EBON ... ... 4.45 –0.34 ... ... ... ... 50.00 22.45 ForresterResearch FORR ... 66 43.96 +0.71 –.52 1.44 1.78 ... 5.97 2.52 GoldenOcean GOGL 6.9 dd 4.34 +0.05 .26 –.11 .54 .05 18.90 7.86 HostHotels HST .0 dd 15.65 +1.03 1.47 –1.40 –.71 .20
61.06 26.02 eBay EBAY 1.3 7 50.97 –0.37 2.09 3.37 ... .16 19.65 3.45 Forterra FRTA ... 39 19.10 +0.19 –.11 .84 1.32 ... 18.33 8.94 GolubCapital GBDC 8.2 87 14.13 +0.17 .37 1.13 1.15 .29 6.85 1.03 HoughtonMifflin HMHC ... dd 3.43 +0.39 –1.72 –3.58 –.79 ...
39.03 8.75 Ebix EBIX .9 11 34.82 –0.62 3.16 3.95 4.26 .075 151.95 70.20 Fortinet FTNT ... 48 127.80 +4.01 1.87 ... 3.61 ... 64.22 33.51 GoodRx GDRX ... cc 39.00 +0.80 ... .36 .30 ... 4.73 1.67 HoustonWire HWCC ... dd 2.82 +0.14 .15 .45 .55 ...
31.23 14.17 EchoGlobalLog ECHO ... cc 29.41 –0.07 .55 1.20 1.70 ... 78.41 39.59 ForwardAir FWRD 1.1 40 73.75 –0.44 3.04 1.97 2.90 .21 16.63 4.09 Goodyear GT .0 dd 11.09 +0.14 –1.33 –2.19 .76 .16 53.66 25.01 Huazhu HTHT ... dd 50.43 –0.85 .90 –4.52 7.51 ...
45.15 22.53 EchoStar SATS ... dd 23.62 –1.09 ... –.45 .12 ... 12.20 2.69 Fossil FOSL ... dd 11.72 +0.57 –1.04 ... ... ... 131.64 37.26 GooseheadIns GSHD .0 cc 113.05 –9.79 .22 .71 1.03 1.1495 60.42 36.51 HubGroup HUBG ... 24 55.96 +0.47 ... 2.27 3.29 ...
39.96 14.01 EditasMedicine EDIT ... dd 34.49 +3.15 –2.68 –3.13 –3.15 ... 20.61 7.96 FosterLB FSTR ... 4 15.12 +0.47 4.00 2.00 1.17 ... 8.82 2.00 GoPro GPRO ... dd 8.32 +1.16 ... .42 .60 ... 13.10 6.06 HudsonGlobal HSON ... dd 11.83 +1.81 –.30 –.78 ... ...
20.00 3.02 EducDev EDUC 2.5 14 16.05 +0.42 .68 .19 .21 .10 39.74 19.81 FoxA FOXA 1.5 11 29.84 +0.68 ... 2.20 ... .23 27.15 7.52 GossamerBio GOSS ... dd 9.26 +0.28 –3.29 –3.45 –2.81 ... 14.80 4.83 HuizeHolding HUIZ ... dd 7.58 –0.53 ... –.07 .09 ...
16.24 7.59 EHang EH ... dd 13.45 –1.48 ... .32 ... ... 38.84 19.13 FoxB FOX 1.6 11 29.26 +0.52 ... 2.21 ... .23 106.14 57.89 GrandCanyonEduc LOPE ... 17 86.19 –0.16 5.37 5.48 6.11 ... 144.35 75.29 JBHunt JBHT .8 30 137.24 +1.95 4.77 4.66 ... .27
152.19 60.40 eHealth EHTH ... 25 77.01 –4.09 2.73 4.24 5.41 ... 113.41 34.58 FoxFactory FOXF ... 47 94.46 +4.16 2.38 2.90 3.43 ... 37.88 12.50 GraybugVision GRAY ... ... 25.40 +1.90 ... –7.42 –1.70 ... 15.63 6.82 HuntingtonBcshs HBAN 4.6 19 13.11 +0.65 1.27 .71 1.04 .15
96.13 28.39 EidosTherap EIDX ... dd 95.64 +5.64 –1.03 ... ... ... 19.91 1.70 Francesca's FRAN ... dd 2.70 –1.33 –8.63 .57 7.61 ... 8.25 2.25 GreatElmCap GECC 26.5 dd 3.76 +0.07 –.74 .63 .41 .083 39.38 20.39 Hurco HURC 1.6 dd 31.96 +1.60 2.55 .84 1.17 .13
15.82 4.55 EigerBioPharma EIGR ... dd 9.25 +0.05 –3.08 –1.34 –1.47 ... 28.61 5.75 Franchise FRG 3.6 ... 27.98 +0.73 –4.11 2.22 ... .25 3.74 1.31 GreatElmCap GEC ... dd 2.67 –0.08 –.51 –3.00 –1.20 ... 70.91 35.15 HuronConsulting HURN ... dd 46.19 +0.62 1.85 2.05 2.46 ...
47.25 14.00 89bio ETNB ... dd 26.93 –0.35 –24.49 –3.24 ... ... 70.44 41.25 FranklinElec FELE .9 35 70.23 +2.00 2.03 2.13 2.40 .155 11.98 6.75 GreatLakesDredge GLDD ... 11 11.50 +0.16 .76 1.03 1.04 ... 34.90 14.74 HutchisonChina HCM ... dd 29.21 –2.48 –.80 ... ... ...
19.90 6.15 ElPolloLoco LOCO ... 28 17.49 +1.68 .67 .31 .67 ... 21.69 14.62 FreelineTherap FRLN ... ... 16.90 +0.77 ... –3.24 –2.94 ... 64.48 32.23 GreatSouthernBncp GSBC 2.8 12 48.70 +0.94 5.14 3.90 3.43 .34
167.75 110.00 ElbitSystems ESLT 1.4 24 121.74 –5.38 5.20 ... 6.45 .44 3.28 0.73 FreightCarAmer RAIL ... dd 2.76 ... –5.95 –3.68 –1.07 ... 17.76 3.77 GreenPlains GPRE ... dd 15.51 –0.48 –4.38 –1.93 .06 ...
3.30
147.36
0.32
85.69
electroCore
ElectronicArts
ECOR
EA
...
.5
dd
29
1.52
128.69
+0.04
+4.52
–1.54
10.30
...
5.51
...
6.01
...
.17
12.19 5.95 FrequencyElec FEIM ... dd 10.33 +0.27 –1.10 .70 .91 ... 14.81 3.47 GreenPlainsPtrs GPP 5.4 5 8.95 +0.32 1.76 1.77 1.96 .12 I
29.71 14.50 FrequencyTherap FREQ ... dd 28.85 +0.13 ... ... ... ... 4.98 1.02 Greenlane GNLN ... dd 4.52 +0.97 –.96 ... –.06 ...
8.16 1.44 EloxxPharm ELOX ... dd 2.90 –0.06 –1.34 ... ... ... 139.71 40.79 Freshpet FRPT ... cc 134.98 +1.25 –.04 .17 .57 ... 10.45 5.00 GreenlightCapRe GLRE ... dd 7.95 –0.28 ... ... ... ... 146.11 100.22 IAC/InterActive IAC ... ... 145.43 +2.95 ... –2.86 –1.18 ...
4.62 1.46 Emcore EMKR ... dd 4.51 +0.23 –.24 .29 .18 ... 49.47 30.06 frontdoor FTDR ... 32 48.02 +0.43 1.80 ... ... ... 9.84 3.05 GreenSky GSKY ... 89 4.43 +0.02 .49 .14 ... ... 22.00 9.27 IBEX IBEX ... ... 21.76 +1.76 ... 1.05 1.35 ...
67.88 38.40 EnantaPharma ENTA ... dd 42.67 –0.23 –1.81 –4.07 –5.36 ... 11.31 0.48 FuelCell FCEL ... dd 7.95 –1.74 –1.82 –.41 –.19 ... 2.48 0.24 Gridsum GSUM ... dd 1.69 –0.04 ... .66 5.12 ... 95.24 47.75 ICF Intl ICFI .8 23 74.54 +0.40 3.59 3.95 4.30 .14
49.01 15.27 EncoreCapital ECPG ... 5 37.75 +4.01 5.33 8.64 8.85 ... 22.96 7.01 FulcrumTherap FULC ... dd 11.73 +0.19 –8.13 –2.75 –2.86 ... 75.00 28.67 GriffinIndlRealty GRIF .7 dd 74.80 +3.27 .72 ... ... .50 236.51 158.01 ICU Medical ICUI ... 52 197.60 +10.82 4.69 6.79 7.10 ...
60.08 38.01 EncoreWire WIRE .1 18 54.15 +1.62 2.77 3.20 3.35 .02 52.47 6.70 FulgentGenetics FLGT ... 22 43.55 +2.92 –.02 5.38 5.94 ... 25.73 13.40 Grifols GRFS 1.6 17 18.84 +0.15 ... 1.20 1.46 .0097 19.97 2.95 IDEAYA Bio IDYA ... dd 15.60 +2.04 –3.36 ... ... ...
7.10 2.08 EndoIntl ENDP ... dd 5.38 –0.01 –1.87 2.57 2.28 ... 18.00 8.89 FultonFin FULT 4.0 12 13.12 +0.14 1.35 1.37 .96 .04 7.30 2.03 GrindrodShipping GRIN ... dd 4.30 +0.33 –2.29 ... .35 ... 485.00 168.65 IdexxLab IDXX ... 80 457.15 +2.92 4.89 6.08 6.77 ...
9.49 1.31 EnduranceIntl EIGI ... 74 9.45 +0.01 –.09 .08 .01 ... 17.76 3.12 Funko FNKO ... dd 10.90 +1.55 .36 .65 .73 ... 12.96 2.54 GritstoneOncology GRTS ... dd 3.00 –0.27 –2.81 –2.77 –2.39 ... 11.00 5.00 IEC Elec IEC ... 17 10.75 +0.66 .63 .71 1.02 ...
11.29 6.11 EnergyRecovery ERII ... 29 11.29 +0.40 .19 .46 .16 ... 19.00 11.50 FusionPharm FUSN ... ... 13.15 +0.76 ... –2.48 ... ... 48.87 28.11 GroceryOutlet GO ... 40 37.50 –0.34 .19 ... ... ... 40.46 13.73 IES Holdings IESC ... 23 40.25 +2.71 1.55 –1.52 –.65 ...
148.94 21.49 EnphaseEnergy ENPH ... cc 130.46 –10.10 1.23 ... 1.90 ... 51.10 8.16 Futu FUTU ... 49 41.15 –2.83 ... 7.84 ... ... 63.20 9.60 Groupon GRPN ... dd 34.61 +2.77 –.80 ... .40 ... 89.81 20.34 IGM Biosci IGMS ... dd 62.56 –5.12 ... –2.66 –3.27 ...
73.95 24.06 EnsignGroup ENSG .3 27 72.55 +0.99 1.97 3.12 2.77 .05 67.07 20.55 GrAeroportuario OMAB ... 30 51.68 +4.17 ... 28.85 84.36 ... 71.36 19.00 II-VI IIVI ... dd 71.14 +4.73 –.79 3.41 3.88 ...
213.99 94.58 EnstarGroup ESGR ... 4 197.28 –0.26 ... 7.50 16.00 ...
5.64 1.58 EntasisTherap ETTX ... dd 1.75 –0.01 –3.33 ... ... ... G 34.16
26.93
20.02
12.70
GuarantyBcshrs
GuarFedBcsh
GNTY
GFED
2.5
3.7
14
9
30.60
16.05
+0.50
+0.74
2.25
2.11
2.27
1.21
2.54
.45
.20
.15
47.46
214.61
9.30
98.04
I-Mab
IPG Photonics
IMAB
IPGP
...
...
...
cc
37.99
212.07
+0.71
+8.55
...
3.35
.61
3.03
–1.00
4.80
...
...
96.31 38.12 Entegris ENTG .3 49 96.22 +5.94 1.87 2.47 2.82 .08 125.00 55.90 GuardantHealth GH ... dd 123.65 +4.99 –.84 ... ... ... 18.00 5.06 IRSA Prop IRCP ... ... 9.45 –1.13 9.09 .83 1.18 ...
34.75 19.27 EnterpriseBncp EBTC 2.6 10 26.50 –0.10 2.89 .90 ... .175 94.61 26.51 GCI LibertyA GLIBA ... 7 94.54 +3.23 ... 7.28 –.96 ... 5.99 2.67 GulfIslandFab GIFI ... dd 3.11 –0.06 –3.24 –1.15 .80 ... 37.85 13.01 i3Verticals IIIV ... dd 29.66 +1.78 –.03 .99 1.23 ...
48.81 21.70 EnterpriseFinSvcs EFSC 2.1 12 35.00 –0.20 3.55 2.51 2.86 .18 12.10 9.00 GCM Grosvenor GCMG ... cc 10.67 +1.17 .11 .48 .50 ... 6.42 2.25 Gulf Resources GURE ... dd 4.70 +0.10 –2.73 9.00 9.85 ... 8.97 2.64 IVERICbio ISEE ... dd 6.91 +0.29 –1.39 –.99 –.80 ...
27.82 9.90 Epizyme EPZM ... dd 13.09 +0.96 –1.93 –2.26 –2.15 ... 3.13 0.21 GCMGrosvenorWt GCMGW ... ... 1.06 +0.18 ... ... ... ... 69.10 34.00 IcahnEnterprises IEP 15.7 dd 50.98 +1.15 –5.38 –5.65 –.63 2.00
92.44 42.53 ePlus PLUS ... 17 88.50 +2.96 5.15 ... 6.06 ... 100.50 43.27 GDS Holdings GDS ... dd 90.99 +0.27 ... –.94 –.46 ... 39.83 13.68 Ichor ICHR ... 30 36.86 +3.63 .47 2.37 3.08 ...
3.64 2.32 EpsilonEnergy EPSN ... 61 3.28 +0.02 .32 .21 .50 ... 31.38 8.80 G1Therapeutics GTHX ... dd 18.46 +4.16 –3.27 –2.84 –3.88 ... H 10.22 3.01 iClickInteract ICLK ... dd 7.01 –0.23 ... .09 .21 ...
27.05 2.20 Equillium EQ ... dd 4.90 –0.02 –1.47 ... ... ... 194.90 21.49 GRAVITY GRVY ... 31 179.20 +16.74 4.92 ... ... ... 215.29 104.28 Icon ICLR ... 33 200.50 +9.36 6.85 6.42 7.84 ...
839.77 477.87 Equinix EQIX 1.5 cc 708.33 +7.81 5.99 5.27 8.35 2.66 8.74 4.75 GSI Tech GSIT ... dd 7.46 +0.61 –.45 ... –.33 ... 34.12 9.12 H&E Equipment HEES 3.7 cc 30.09 +2.27 2.42 –.27 1.48 .275 1.92 0.51 IconixBrand ICON ... dd 1.13 +0.21 –10.56 –.98 ... ...
31.91 12.49 EquityBcshs EQBK ... dd 21.55 –0.29 1.61 ... 1.70 ... 144.00 67.98 GWPharm GWPH ... dd 137.49 +7.78 –.24 –.14 ... ... 20.71 9.11 HBT Finl HBT 4.0 10 14.93 +0.88 3.33 1.36 1.33 .15 19.69 4.31 iHeartMedia IHRT ... dd 12.36 –0.11 ... –1.18 .25 ...
247.98 130.20 ErieIndemnity A ERIE 1.7 40 222.85 –3.73 6.06 5.50 5.86 .965 12.79 4.70 Gaia GAIA ... dd 10.39 –0.08 ... .01 .07 ... 55.98 21.69 HD Supply HDS ... 22 55.83 +0.02 2.71 ... ... ... 404.20 196.78 Illumina ILMN ... 81 350.66 +33.63 6.74 ... 6.36 ...
13.95 3.50 ErytechPharma ERYP ... dd 9.47 –0.05 –3.91 –4.13 –2.42 ... 274.03 112.00 Galapagos GLPG ... dd 121.65 –4.19 2.91 –5.21 ... ... 22.01 13.06 HMN Fin HMNF ... 9 16.49 –0.01 1.68 .78 3.10 ... 62.71 13.40 Imara IMRA ... dd 26.14 –2.86 ... –3.82 –3.84 ...
22.78 4.69 Escalade ESCA 2.8 12 19.97 –1.07 .50 1.65 1.32 .14 17.99 13.32 Galecto GLTO ... ... 14.26 –1.59 ... –4.74 –2.63 ... 33.42 18.20 HMS Holdings HMSY ... 51 31.43 –0.68 .98 ... ... ... 10.86 4.23 Immersion IMMR ... dd 8.45 –0.46 –.64 .28 .63 ...
76.98 23.90 EsperionTherap ESPR ... dd 30.17 +3.15 –3.59 –4.73 –11.68 ... 19.50 5.58 GaleraTherap GRTX ... dd 10.92 –0.29 –16.31 ... –1.91 ... 14.37 5.80 Hookipa HOOK ... dd 11.27 +0.20 ... ... ... ... 23.39 4.19 Immunic IMUX ... dd 18.14 +0.59 –.98 ... ... ...
9.12 2.50 EtonPharm ETON ... dd 8.16 +0.21 –1.03 –1.16 –.58 ... 7.70 2.60 GamidaCell GMDA ... dd 6.97 +0.32 –1.17 –1.33 –1.50 ... 18.90 9.50 HackettGroup HCKT 2.6 73 14.84 +0.25 .72 .67 .98 .095 7.07 1.95 Immunogen IMGN ... dd 6.02 +0.50 –.70 –.53 –.73 ...
164.64 29.95 Etsy ETSY ... 86 155.03 –5.52 .76 2.13 2.17 ... 50.99 13.04 Gaming&Leisure GLPI 5.7 20 42.11 +0.55 1.81 2.11 2.25 .60 75.43 31.85 HailiangEduc HLG ... 32 64.48 –1.29 2.05 2.65 3.18 ... 53.75 8.34 Immunovant IMVT ... dd 48.45 –1.38 –1.54 –1.23 –1.42 ...
167.64 61.27 EuronetWorldwide EEFT ... cc 135.93 –0.60 6.31 2.44 5.60 ... 121.74 61.04 Garmin GRMN 2.0 23 121.34 +4.29 4.99 4.84 ... .61 38.75 18.12 HainCelestial HAIN ... cc 37.80 +0.17 –.77 1.27 1.38 ... 3.10 0.53 Immutep IMMP ... dd 2.04 +0.14 –.23 –.33 –.09 ...
7.39 3.01 EveloBiosci EVLO ... dd 5.23 +0.03 –2.67 –2.22 –2.81 ... 13.84 9.38 GencorIndustries GENC ... 30 12.64 +0.49 .69 .23 .27 ... 18.94 2.28 HallmarkFin HALL ... dd 3.48 +0.10 –.03 –.23 .23 ... 44.76 11.47 Impinj PI ... dd 42.75 +7.27 –1.65 –.11 –.75 ...
8.30 0.61 Ever-Glory EVK ... dd 3.70 +1.60 .09 ... ... ... 11.24 4.62 GeneralFin GFN ... cc 8.95 +0.82 .14 .37 .49 ... 41.55 12.71 HalozymeTherap HALO ... cc 40.12 –0.11 –.50 ... 1.83 ... 84.91 39.55 InariMedical NARI ... cc 64.89 –3.53 ... .15 –.06 ...
165.79 76.52 Everbridge EVBG ... dd 128.80 +2.43 –1.58 –.02 .07 ... 55.72 17.00 GenerationBio GBIO ... dd 47.08 +3.82 ... –2.80 –2.15 ... 78.07 36.27 HamiltonLane HLNE 1.8 37 71.37 –0.74 2.15 2.04 2.30 .3125 110.37 62.48 Incyte INCY ... dd 83.14 –0.11 2.05 –1.55 2.71 ...
63.44 21.00 EverQuote EVER ... dd 34.71 –6.25 ... –.42 –.29 ... 17.71 9.03 Genetron GTH ... dd 13.53 –0.20 ... –.62 –.24 ... 44.42 14.32 HancockWhitney HWC 3.6 dd 30.22 +0.57 3.72 ... ... .27 87.11 49.25 IndependentBank INDB 2.5 18 72.27 +1.29 5.03 3.54 3.53 .46
9.01 1.75 EverspinTech MRAM ... dd 5.30 –0.30 –.85 –.36 –.03 ... 22.48 3.63 Genfit GNFT ... dd 5.46 –0.08 –1.97 –2.28 –1.87 ... 20.79 7.15 HanmiFinancial HAFC 2.9 11 10.92 +0.32 1.06 1.22 1.05 .08 22.98 9.19 IndepBankMI IBCP 4.4 8 18.04 +0.19 2.00 ... 1.88 .20
5.30 0.75 Evogene EVGN ... dd 3.88 +0.92 –.70 –.82 –.69 ... 39.81 16.24 Genmab GMAB ... 30 38.45 +1.32 .52 ... ... ... 11.20 6.45 HarborOneBncp HONE 1.1 18 10.47 +0.19 .33 .64 .60 .03 63.16 20.35 IndependentBank IBTX 2.1 13 58.32 –0.18 4.46 4.88 4.73 .30
13.75 2.85 Evolus EOLS ... dd 3.81 –0.02 –3.19 –1.88 –.67 ... 20.88 3.36 GenMarkDiagn GNMK ... dd 14.05 +1.10 –.82 –.25 –.07 ... 8.57 4.44 Harmonic HLIT ... dd 7.10 +0.39 –.07 .02 .35 ... 24.18 12.95 IndLogistics ILPT 5.8 28 22.80 +0.95 .81 1.21 1.73 .33
29.86 10.29 Exagen XGN ... dd 14.85 +0.10 –8.46 ... –1.42 ... 33.87 19.48 Gentex GNTX 1.4 28 33.86 +1.00 1.66 1.36 1.94 .12 52.74 28.97 HarmonyBio HRMY ... ... 47.75 +0.26 ... –.59 1.26 ... 9.25 3.68 Infinera INFN ... dd 8.78 +0.28 –2.16 –.31 .12 ...
27.80 13.67 Exelixis EXEL ... 40 18.98 –0.43 1.02 .23 .48 ... 61.45 27.24 Gentherm THRM ... 56 61.29 +4.31 1.13 1.78 2.73 ... 25.02 10.27 HarpoonTherap HARP ... dd 13.54 –1.30 –2.56 –2.06 –2.02 ... 2.33 0.60 InfinityPharm INFI ... dd 2.17 +0.18 –.83 ... –.55 ...
50.54 29.28 Exelon EXC 3.7 17 40.93 –0.81 3.01 ... 2.97 .3825 17.66 4.61 GeospaceTech GEOS ... dd 7.66 +1.33 –1.42 –1.54 –.79 ... 7.92 3.33 HarrowHealth HROW ... dd 5.29 –0.65 .61 –.09 .22 ... 9.70 2.52 InflaRx IFRX ... dd 4.05 +0.07 –2.29 –1.09 ... ...
86.25 40.61 ExlService EXLS ... 37 84.51 +0.28 1.95 3.45 3.76 ... 36.17 23.54 GermanAmerBncp GABC 2.3 16 33.38 +0.16 2.29 2.12 ... .19 4.41 1.39 HarvardBioSci HBIO ... dd 3.92 +0.05 –.12 .16 .27 ... 3.76 1.61 InfoSvcsGrp III ... 46 3.12 –0.07 .07 ... .06 ...
16.89 3.55 ExOne XONE ... dd 11.90 –0.81 –.93 –.83 –.59 ... 2.40 0.75 Geron GERN ... dd 1.81 –0.06 –.36 –.26 –.30 ... 109.50 41.33 Hasbro HAS 3.0 32 91.07 –1.25 4.05 ... ... .68 49.14 32.21 InglesMarkets IMKTA 1.8 5 37.68 +0.01 4.03 4.30 4.70 .165
Nasdaq Issues
36.95 15.20 Inhibrx INBX ... dd 36.46 +7.66 ... –2.64 –2.21 ... 21.42 8.67 Lantheus LNTH ... cc 13.74 +0.57 .79 .48 ... ... 26.71 3.67 MersanaTherap MRSN ... dd 23.32 –1.79 –.65 –1.31 ... ...
53.20 13.14 InMode INMD ... 31 42.65 –1.07 2.09 1.84 2.10 ... 7.43 LarimarTherap LRMR ... dd 25.06 +3.34 –14.64 ... ... ... 20.64 10.18 Merus MRUS ... dd 17.05 +0.55 –2.28 ... ... ...
8.24 3.30 InnatePharma IPHA ... dd 5.62 +0.06 –.35 –.50 –1.25 ...
25.41
42.90 13.54 LatticeSemi LSCC ... cc 42.32 +0.93 .33 .67 .77 ... 9.65 2.05 MesaAir MESA ... 10 7.73 +1.05 1.36 .32 ... ... O
5.75 0.75 Innodata INOD ... dd 5.31 +0.96 –.06 –.07 –.05 ... 21.66 7.30 LaureateEduc LAUR ... dd 14.64 +0.07 ... –.55 .48 ... 292.19 181.90 MesaLab MLAB .2 dd 271.85 –2.77 .31 3.85 4.29 .16
107.85 56.71 Innospec IOSP 1.2 58 87.12 +1.69 4.54 2.69 3.93 .52 58.28 24.52 LawsonProducts LAWS ... 40 50.64 +1.94 .77 2.05 2.31 ... 21.28 3.12 Mesoblast MESO ... dd 16.10 +1.17 –.74 ... ... ... 30.89 13.60 ODP ODP .0 dd 28.16 –1.08 1.80 3.50 3.81 .25
8.09 1.20 InnovSolSuprt ISSC .0 42 7.51 +0.78 .11 .25 .11 .65 3.18 0.70 LeapTherap LPTX ... dd 1.66 +0.07 –1.47 –.64 –.42 ... 40.00 13.09 MetaFinancial CASH .6 12 34.83 –0.09 2.94 ... ... .05 10.72 5.54 OP Bancorp OPBK 3.8 9 7.44 +0.12 1.03 .83 1.06 .07
15.62 7.58 Innoviva INVA ... 5 10.51 –0.34 1.43 2.20 1.20 ... 17.50 8.50 LegacyHousing LEGH ... 10 14.48 –0.73 1.18 1.32 1.53 ... 16.19 7.64 Metacrine MTCR ... ... 8.03 +0.28 –2.39 –2.14 –1.98 ... 6.47 1.12 OPKO Health OPK ... dd 4.76 +0.63 –.53 .02 .20 ...
73.49 26.57 Inogen INGN ... dd 38.94 +2.23 .94 –.29 –.35 ... 43.24 24.64 LegendBiotech LEGN ... dd 32.39 +3.39 ... –1.37 –.47 ... 42.98 9.00 Methanex MEOH .4 dd 42.80 +0.60 1.15 ... .17 .0375 6.59 1.24 Orbcomm ORBC ... dd 6.36 +0.26 –.23 –.32 –.21 ...
27.93 13.39 Inovalon INOV ... cc 18.56 –0.46 ... .59 .74 ... 41.86 18.76 LeMaitreVascular LMAT 1.0 41 37.49 –2.09 .88 .99 1.12 .095 19.07 8.31 MetroCityBkshs MCBS 2.5 10 14.35 +0.01 1.81 ... ... .09 487.95 251.52 OReillyAuto ORLY ... 20 450.00 +6.85 17.88 16.89 19.80 ...
33.79 2.28 InovioPharma INO ... dd 12.60 +0.34 –1.21 –1.16 –.45 ... 368.66 135.72 LendingTree TREE ... dd 244.68 –14.79 1.22 –3.48 .71 ... 12.69 1.00 Michaels MIK ... 8 12.10 +1.86 1.78 2.17 2.27 ... 102.81 49.96 OSI Systems OSIS ... 26 89.79 +0.93 4.05 4.82 5.22 ...
31.65 16.10 InozymePharma INZY ... ... 24.34 –1.89 ... –4.65 –2.50 ... 25.84 19.15 Leslie's LESL ... cc 19.84 –0.16 ... .50 .61 ... 144.49 53.15 MicrochipTech MCHP 1.0 61 144.24 +11.23 2.23 6.31 7.11 .3685 8.35 0.98 O2MicroIntl OIIM ... ... 6.92 +0.48 –.19 ... .32 ...
157.10 55.72 Inphi IPHI ... dd 150.02 –2.19 –2.19 2.26 3.33 ... 25.78 13.45 LevelOneBncp LEVL 1.0 9 20.09 –1.68 2.05 2.12 1.96 .05 74.38 31.13 MicronTech MU ... 31 73.34 +9.11 2.37 ... 6.67 ... 5.66 2.33 OaktreeSpec OCSL 7.9 20 5.58 +0.01 .28 .52 .57 .11
15.25 3.91 Inseego INSG ... dd 10.68 +1.12 –.52 –.06 .17 ... 5.33 1.03 LexiconPharm LXRX ... dd 1.58 –0.04 1.16 –.99 –.73 ... 232.86 132.52 Microsoft MSFT 1.0 35 214.36 –0.87 5.76 ... 7.47 .56 17.62 2.80 OasisMidstream OMP 16.7 cc 12.90 +1.87 3.41 ... 2.51 .54
74.34 28.25 InsightEnt NSIT ... 16 73.40 +0.55 4.43 5.93 6.44 ... 16.93 6.04 LexinFintech LX ... 18 6.58 –0.84 ... 3.68 11.33 ... 358.94 90.00 MicroStrategy MSTR ... cc 328.00 +56.74 3.33 2.70 3.15 ... 38.38 20.00 OasisPetrol OAS ... ... 38.17 +4.04 ... ... 11.16 ...
40.71 12.09 Insmed INSM ... dd 40.14 +0.34 –3.01 –2.52 –2.46 ... 47.70 14.31 LiAuto LI ... dd 30.53 –8.95 ... –.79 .06 ... 3.45 0.15 MicroVision MVIS ... dd 2.68 +0.38 –.24 ... –.02 ... 2.14 0.62 ObalonTherap OBLN ... dd 1.07 +0.19 –5.03 –1.82 –1.24 ...
26.61 10.00 InsteelInds IIIN .5 24 23.94 –1.32 .98 1.38 1.36 1.50 162.10 80.14 LibertyBroadbandA LBRDA ... cc 161.05 +3.91 ... ... ... ... 29.88 15.50 MidPennBancorp MPB 3.1 9 23.36 –0.16 2.09 2.79 2.66 .18 6.30 1.63 ObsEva OBSV ... dd 2.15 +0.10 –2.49 ... ... ...
269.42 121.00 Insulet PODD ... cc 258.88 +7.40 .19 .58 1.12 ... 163.73 86.20 LibertyBroadbandC LBRDK ... cc 163.16 +5.19 ... ... ... ... 149.39 41.73 Middleby MIDD ... 29 138.13 –0.45 6.33 ... 5.79 ... 25.61 11.60 OceanFirstFin OCFC 4.1 17 16.79 +0.44 1.75 ... ... .17
63.23 34.21 IntegraLifeSci IART ... 85 56.39 +0.77 .58 2.34 2.90 ... 25.17 15.24 LibertyGlobal A LBTYA ... dd 25.02 +2.34 ... .12 .47 ... 73.94 48.79 MiddlesexWater MSEX 1.5 33 70.63 +1.03 2.01 2.13 2.21 .2725 20.39 3.69 OcularTherapeutix OCUL ... dd 20.34 +2.92 –1.91 –1.18 ... ...
69.29 43.61 Intel INTC 2.5 10 51.99 +4.54 4.71 4.98 4.53 .33 58.31 15.98 LibertyGlobal B LBTYB ... dd 22.71 +0.16 ... .12 .47 ... 29.50 12.48 MidlandStBncp MSBI 5.9 16 18.10 +0.07 2.26 2.72 2.03 .2675 46.50 12.56 OdonateTherap ODT ... dd 16.31 +1.46 –4.05 –3.86 –3.35 ...
44.00 9.18 IntelliaTherap NTLA ... dd 43.44 +4.06 –2.11 ... ... ... 24.33 14.36 LibertyGlobal C LBTYK ... dd 24.08 +2.26 ... .12 .47 ... 39.03 15.25 MidWestOneFin MOFG 3.5 cc 25.08 +0.53 2.93 .03 2.37 .22 35.95 16.50 OfficePropIncm OPI 9.2 16 23.87 +0.01 .63 .08 –.35 .55
10.77 1.91 Intellicheck IDN ... dd 10.08 +0.11 –.16 –.02 .23 ... 19.91 7.55 LibertyLatAmA LILA ... dd 11.84 +0.05 ... –2.72 .03 ... 23.25 1.69 MilestonePharm MIST ... dd 6.84 +0.26 –3.50 ... ... ... 41.50 19.20 OhioValleyBanc OVBC 3.6 12 23.10 –0.35 ... ... ... .21
75.00 34.20 InterParfums IPAR .0 58 57.91 +2.53 1.90 ... ... .33 18.96 7.47 LibertyLatAmC LILAK ... dd 11.62 –0.10 ... ... .06 ... 49.87 14.39 MillerHerman MLHR 1.9 cc 38.68 +1.12 –.15 2.92 3.14 .1875 258.75 88.66 Okta OKTA ... dd 240.98 +4.94 –1.78 ... ... ...
58.50 33.70 InteractiveBrkrs IBKR .7 26 55.07 +0.96 ... 2.32 2.08 .10 46.52 16.87 LibertyFormOne A FWONA ... dd 39.30 +0.93 ... –2.89 –.10 ... 49.71 20.15 MillicomIntl TIGO ... dd 40.11 +0.35 1.48 –2.74 ... ... 213.66 105.80 OldDomFreight ODFL .3 40 209.25 +7.26 5.11 5.60 5.75 .15
125.00 27.02 InterceptPharm ICPT ... dd 35.40 –1.87 –10.89 –8.18 –6.49 ... 48.95 18.31 LibertyFormOne C FWONK ... dd 43.25 +0.66 ... –2.85 –.07 ... 54.40 25.14 Mimecast MIME ... cc 46.68 +2.95 –.04 .93 .98 ... 18.74 11.19 OldNatlBncp ONB 3.4 14 16.57 +0.06 1.38 ... ... .14
67.06 31.04 InterDigital IDCC 2.3 32 61.47 +0.48 .66 2.02 2.60 .35 30.16 13.59 LibertyBraves A BATRA ... dd 27.77 +1.56 ... –1.33 –2.13 ... 2.64 1.45 Mind CTI MNDO 9.6 9 2.50 +0.10 .26 .21 .42 .24 13.77 5.96 Old2ndBcp OSBC .4 11 10.32 +0.12 1.30 .94 .85 .01
17.68 5.06 Interface TILE .4 dd 9.36 +0.26 1.34 1.12 1.11 .01 29.99 13.20 LibertyBraves C BATRK ... dd 27.31 +1.36 ... –1.33 –2.13 ... 15.22 1.81 MinervaNeurosci NERV ... dd 2.74 –1.27 –1.85 .03 –.75 ... 60.27 40.00 OlemaPharm OLMA ... ... 49.00 –0.80 ... ... ... ...
44.00 15.60 IntlBcshs IBOC 3.1 13 35.35 +1.73 3.12 1.51 1.57 .55 51.11 22.54 LibertySirius A LSXMA ... 50 41.38 –0.68 ... ... ... ... 244.02 66.01 MiratiTherap MRTX ... dd 233.26 +0.72 –5.69 –8.12 –8.66 ... 112.58 28.83 Ollie'sBargain OLLI ... 23 80.71 –10.79 2.14 ... ... ...
31.46 5.97 IntersectENT XENT ... dd 21.98 +1.73 –1.37 –1.89 –1.33 ... 50.89 24.49 LibertySirius B LSXMB ... 52 43.50 +0.50 ... ... ... ... 28.31 8.00 MirumPharm MIRM ... dd 24.00 +1.75 –4.58 –3.58 –4.21 ... 18.41 7.74 OlympicSteel ZEUS .5 dd 15.95 +0.36 .34 –.38 .70 .02
7.68 3.17 Intevac IVAC ... 29 6.38 +0.35 .05 .03 .17 ... 50.52 22.63 LibertySirius C LSXMK ... 50 41.39 –0.84 ... .99 1.46 ... 20.40 6.71 Misonix MSON ... dd 14.03 +0.04 –1.19 –1.01 ... ... 183.00 50.38 OmegaFlex OFLX .7 83 151.00 +4.74 1.71 .26 .33 .28
43.56 9.82 Intra-Cellular ITCI ... dd 25.17 +0.19 –2.68 –3.32 –2.88 ... 134.00 2.10 LibertyTripAdvB LTRPB ... dd 33.83 +0.13 ... ... ... ... 15.03 11.75 MissionProduce AVO ... 28 13.63 +0.29 ... .66 .88 ... 25.46 8.50 Omeros OMER ... dd 14.09 +2.35 –1.71 –2.54 –1.74 ...
19.70 9.84 Intricon IIN ... dd 18.32 +0.27 –.43 –.20 .34 ... 7.76 0.86 LibertyTripAdvA LTRPA ... dd 4.38 +1.39 ... .22 –.19 ... 178.50 17.68 Moderna MRNA ... dd 152.52 +25.49 –1.55 ... 7.57 ... 109.82 54.24 Omnicell OMCL ... cc 109.11 +2.54 1.43 ... 3.13 ...
377.15 187.68 Intuit INTU .6 49 368.60 +14.36 6.92 8.54 9.70 .59 14.55 3.26 LifetimeBrands LCUT 1.2 dd 14.49 +1.06 –2.16 .85 1.02 .0425 40.87 12.93 Momo MOMO .0 9 13.59 –1.53 ... 9.77 11.19 .76 30.04 8.17 ON Semi ON ... 62 29.92 +1.27 .51 .77 1.34 ...
792.54 360.50 IntuitiveSurgical ISRG ... 89 780.34 +50.52 11.54 9.64 13.28 ... 8.89 1.43 LifewayFoods LWAY ... 24 6.22 –1.18 .03 ... –.13 ... 57.57 12.83 MonarchCasino MCRI ... 69 53.30 –3.21 1.70 ... ... ... 31.24 14.60 Oncorus ONCR ... ... 29.56 +4.43 ... –3.62 –2.56 ...
15.95 9.01 Inventiva IVA ... dd 12.38 –0.57 –1.43 –1.25 ... ... 127.80 57.24 LigandPharm LGND ... dd 86.56 +0.64 31.85 3.92 6.08 ... 59.96 41.19 Mondelez MDLZ 2.1 27 59.03 +1.57 2.65 ... ... .315 32.78 11.15 1-800-FLOWERS FLWS ... 24 23.03 –1.94 ... 1.24 1.38 ...
26.46 8.49 Investar ISTR 1.5 14 16.97 –0.07 1.66 1.15 1.32 .065 8.19 3.43 LimelightNetworks LLNW ... dd 4.33 –0.24 –.14 .03 .06 ... 8.93 1.15 MoneyGram MGI ... dd 6.52 –0.90 ... –.21 –.05 ... 2.30 1.04 180DegreeCap TURN ... dd 2.04 +0.01 ... .10 .25 ...
7.70 1.38 InvestcpCredit ICMB 11.5 dd 5.20 +0.28 –1.79 ... .70 .18 31.45 3.51 LiminalBioSci LMNL ... dd 4.65 +0.51 –9.65 –4.02 ... ... 289.79 93.81 MongoDB MDB ... dd 277.63 +7.61 ... –1.22 –.89 ... 44.87 15.00 1LifeHealthcare ONEM ... dd 36.14 +2.51 ... –.86 –.51 ...
12.57 6.31 InvestorsBancorp ISBC 4.6 13 10.42 +0.48 .74 .89 1.05 .12 21.85 10.60 Limoneira LMNR 2.0 dd 15.29 +0.20 –.37 .41 .66 .075 358.69 130.12 MonolithicPower MPWR .6 98 321.38 –6.76 2.38 ... ... .50 8.70 4.46 111 YI ... dd 6.54 –0.60 ... –2.17 –1.59 ...
194.26 96.45 InvestorsTitle ITIC 1.1 9 157.90 –32.00 16.59 1.36 2.11 15.00 8.99 1.65 LincolnEduc LINC ... 17 6.61 +0.18 .08 .24 .48 ... 81.54 37.09 Monro MNRO 1.8 54 48.34 +0.71 1.71 ... ... .22 5.92 2.80 1347 Property PIH ... dd 3.10 –0.05 –.18 ... ... ...
66.22 39.32 IonisPharma IONS ... cc 51.22 +0.09 2.08 –.08 –.72 ... 118.44 59.30 LincolnElectric LECO 1.7 35 117.92 +2.91 4.68 ... 4.74 .49 88.46 50.06 MonsterBev MNST ... 39 87.44 +3.29 2.03 2.30 ... ... 33.60 3.41 OneWaterMarine ONEW ... 13 27.76 –0.48 2.77 3.73 3.70 ...
43.28 18.70 IovanceBiotherap IOVA ... dd 43.11 +3.73 –1.59 ... –2.03 ... 11.34 3.01 LiquiditySvcs LQDT ... dd 9.97 +0.40 –.58 –.20 .09 ... 215.87 102.59 Morningstar MORN .6 49 201.36 +1.96 3.52 3.18 3.54 .30 83.34 8.55 Ontrak OTRK ... dd 50.96 +0.36 –1.56 ... –.09 ...
28.03 14.51 iQIYI IQ ... dd 23.03 +1.02 ... –11.26 –6.06 ... 249.47 103.63 Littelfuse LFUS .8 65 247.02 +4.63 5.60 5.65 8.09 .48 34.48 9.90 Morphic MORF ... dd 31.74 –0.34 –2.69 –1.37 –1.85 ... 31.35 9.37 OpenLending LPRO ... dd 28.21 –0.43 .14 ... .83 ...
274.21 56.54 iRhythmTechs IRTC ... dd 180.80 –53.06 –2.16 –1.54 –.57 ... 83.42 33.40 LivaNova LIVN ... dd 55.24 +0.99 –3.21 ... 2.14 ... 37.96 18.21 MorphoSys MOR ... cc 28.43 +0.26 –.91 ... ... ... 47.85 29.12 OpenText OTEX 1.8 47 45.81 +1.21 .86 3.15 3.34 .2008
4.24 1.22 Iridex IRIX ... dd 1.92 +0.23 –.64 –.57 –.30 ... 47.50 7.57 LiveOakBcshs LOB .3 50 43.95 –0.33 ... ... ... .03 23.52 10.43 MotorcarParts MPAA ... 97 23.08 +2.83 –.39 1.99 2.32 ... 11.49 4.60 Opera OPRA ... 6 8.93 –0.01 .52 .19 .61 ...
34.48 16.87 IridiumComm IRDM ... dd 34.29 +1.37 –.22 –.42 ... ... 63.90 14.08 LivePerson LPSN ... dd 55.57 –2.32 –1.53 –.15 .02 ... 4.85 1.78 MustangBio MBIO ... dd 3.84 +0.38 ... ... ... ... 25.84 5.26 OportunFin OPRT ... dd 17.91 +0.26 .40 –1.06 1.60 ...
98.55 32.79 iRobot IRBT ... 14 77.09 –2.04 2.97 3.53 2.28 ... 10.05 5.60 LixiangEduc LXEH ... 17 9.42 +0.16 .68 ... ... ... 30.13 9.24 MyriadGenetics MYGN ... dd 18.88 +1.10 –2.69 ... ... ... 19.26 11.64 OptheaADR OPT ... dd 13.06 –0.14 –.34 –1.52 1.71 ...
14.10 7.99 IronwoodPharm IRWD ... 17 11.98 +0.15 .14 .65 1.19 ... 15.25 1.95 Lizhi LIZI ... dd 3.82 +1.39 ... –.22 .28 ... 12.75 9.53 Optibase OBAS ... cc 11.10 +0.06 –.38 1.10 .70 ...
34.33 17.50 iTeosTherap ITOS ... ... 29.42 +0.85 ... –2.47 –1.86 ... 11.60 3.05 LogicBioTherap LOGC ... dd 6.95 +0.36 –1.78 –1.46 ... ... 4.62 2.05 OpticalCable OCC ... dd 3.06 +0.09 –.77 .21 .16 ...
7.19 0.45 IterumTherap ITRM ... dd .84 +0.08 –7.10 –3.78 –1.10 ... 95.71 31.37 LogitechIntl LOGI 1.0 22 87.32 +0.37 2.70 3.91 3.50 .8729 N 10.07 3.14 Optinose OPTN ... dd 4.73 +0.46 –2.63 ... –1.35 ...
88.32 40.48 Itron ITRI ... dd 83.50 +1.71 1.23 ... ... ... 13.96 5.70 LoopIndustries LOOP ... dd 9.30 +1.08 –.38 –.44 –.41 ... 18.21 5.74 OptionCare OPCH ... dd 16.08 +0.21 –.49 –.05 .27 ...
26.37 11.01 IturanLocation ITRN .0 dd 18.69 +0.71 .33 1.45 1.65 .24 36.42 13.68 LoralSpace LORL .0 70 22.03 –1.97 ... 7.96 7.76 1.50 33.09 13.33 Napco Security NSSC ... 76 31.10 +1.20 .46 .67 1.21 ... 19.75 5.23 OraSureTechs OSUR ... dd 11.89 +0.24 .27 –.16 .72 ...
31.80 9.50 LordstownMotors RIDE ... dd 23.47 –3.03 .12 ... ... ... 41.50 26.10 NBT Bancorp NBTB 3.4 14 31.97 +0.41 2.74 2.29 2.48 .27 15.93 3.76 OrchardTherap ORTX ... dd 4.57 –0.32 –1.76 –2.08 –1.84 ...
J 14.30
37.93
0.30
4.00
LordstownMotorsWt
Lovesac
RIDEW
LOVE
...
...
...
dd
9.91
33.99
–0.19
+1.88
...
–1.07
...
–.74
...
–.18
...
...
47.00
25.09
6.24
9.24
NCS Multistage
NGM Biopharm
NCSM
NGM
...
...
dd
dd
20.21
24.81
–2.19
+0.96
–14.00
–.85
–7.37
...
–2.84
...
...
...
3.64
40.67
1.01
18.60
OrganiGram
OricPharm
OGI
ORIC
...
...
dd
dd
1.45
35.97
+0.12
+4.19
–.59
...
–.06
–2.43
–.01
–2.18
...
...
399.90 128.85 lululemon LULU ... 91 377.06 +11.67 ... ... ... ... 255.48 110.59 NICE NICE ... 78 243.70 +3.97 3.00 5.68 6.27 ... 38.14 15.98 OriginBancorp OBNK 1.4 21 28.90 +1.91 2.28 1.45 2.22 .10
14.40 3.00 JakksPacific JAKK ... dd 4.95 –0.46 –21.60 ... –1.85 ... 96.74 59.06 Lumentum LITE ... 45 89.31 +4.78 1.75 6.16 6.82 ... 25.94 15.49 NIC EGOV 1.5 26 23.65 –0.23 .75 .99 .97 .09 11.07 8.89 Orphazyme ORPH ... dd 9.73 ... –2.53 –3.29 –2.77 ...
189.80 105.67 J&JSnackFoods JJSF 1.6 cc 146.11 –7.36 .96 2.64 3.82 .575 34.44 9.45 LuminarTech LAZR ... dd 31.40 +16.01 ... ... ... ... 35.79 8.06 NMI Holdings NMIH ... 10 23.50 +0.70 2.47 ... ... ... 47.91 22.11 OrthofixIntl OFIX ... 31 37.09 –0.98 –1.51 .10 .73 ...
92.77 32.70 JD.com JD ... 33 85.19 –4.22 ... 11.14 14.99 ... 11.60 0.65 LuminarTechWt LAZRW ... ... 10.96 +6.46 ... ... ... ... 10.15 1.35 NN NNBR ... dd 6.77 +0.33 –1.13 –.11 .20 ... 55.98 32.21 OrthoPediatrics KIDS ... dd 44.50 –2.48 –.94 –1.34 –.69 ...
108.21 41.33 Joyy YY 1.0 5 85.11 –6.25 ... 27.07 ... .51 41.69 20.61 Luminex LMNX 1.5 60 23.63 +0.86 –.09 ... ... .09 164.17 58.41 NXP Semi NXPI .9 dd 163.99 +5.05 .86 6.02 ... .375 9.67 2.81 OsmoticaPharm OSMT ... dd 5.86 –0.26 –5.17 –.66 ... ...
104.57 53.25 j2Global JCOM ... 21 94.00 +4.12 4.39 7.86 8.82 ... 32.40 6.74 LumosPharma LUMO ... dd 16.02 +1.03 –10.35 –1.50 –3.79 ... 18.90 3.61 NabrivaTherap NBRV ... dd 3.70 –0.63 –11.20 –9.10 –3.50 ... 4.92 1.53 Otonomy OTIC ... dd 4.47 –0.03 –1.45 –1.14 –.97 ...
200.98 123.64 JackHenry JKHY 1.1 41 158.48 +0.68 3.86 3.80 4.46 .43 11.85 6.76 LutherBurbank LBC 2.2 13 10.33 +0.06 .87 .86 1.07 .0575 69.18 20.26 NanoXImaging NNOX ... ... 57.04 +4.74 –.75 –.99 –.94 ... 56.90 30.95 OtterTail OTTR 3.6 17 41.25 +0.51 2.17 2.32 2.49 .37
94.97 16.81 JackintheBox JACK 1.7 24 92.69 +0.97 3.86 5.60 5.89 .40 54.50 14.56 Lyft LYFT ... dd 46.10 +7.06 ... ... ... ... 59.43 13.85 NanoStringTech NSTG ... dd 58.83 +10.65 –1.18 –2.79 –2.13 ... 66.96 42.50 OutsetMedical OM ... dd 51.70 –12.16 ... –5.32 –2.55 ...
57.41 25.34 JamesRiver JRVR 2.7 31 45.11 –2.40 1.25 ... ... .30 22.00 10.37 LyraTherap LYRA ... dd 12.47 –0.43 ... –2.03 –1.81 ... 6.39 0.81 NantHealth NH ... dd 2.51 +0.07 –.57 ... ... ... 128.50 2.47 Overstock OSTK ... cc 62.72 –6.61 –3.46 .82 .84 ...
51.00 29.76 JamfHolding JAMF ... dd 31.48 +0.59 ... .12 .16 ... 15.70 1.50 NantKwest NK ... dd 9.44 –0.23 –.70 –.78 –.87 ... 9.40 1.80 OvidTherap OVID ... dd 2.68 –3.61 –1.54 –1.38 –1.32 ...
158.98 86.88 JazzPharma JAZZ ... 48 150.71 +7.43 9.09 12.65 ... ... 139.50 71.66 Nasdaq NDAQ 1.6 23 125.30 –1.82 4.63 5.53 ... .49 17.77 8.37 OxfordImmunotec OXFD ... dd 15.31 +1.69 –.07 –.61 –.10 ...
21.65
95.20
6.61
57.14
JetBlue
JFrog
JBLU
FROG
...
...
dd
dd
15.61
68.12
–0.10
–1.25
1.91
...
–5.80
.13
1.39
.05
...
...
M 93.64 16.87 Natera NTRA ... dd 87.47 –0.66 –1.79 –2.53 –2.28 ... 9.60 1.86 OxfordLane OXLC 13.8 dd 5.86 +0.83 ... 1.45 1.28 .0675
76.30 39.01 Nathan's NATH 2.4 20 57.87 –0.43 3.19 1.23 1.42 .35 6.26 2.04 OxfordSquare OXSQ 12.3 dd 3.42 +0.16 –.69 .39 .37 .035
30.00 1.60 Jiayin JFIN ... 8 3.88 +0.11 ... 3.62 5.27 ... 48.14 15.03 Macom Tech MTSI ... dd 47.92 +3.14 –.69 1.64 1.88 ... 100.22 35.71 NationalBeverage FIZZ .0 31 96.39 +1.49 2.78 3.45 ... 3.00 41.37 14.19 OysterPtPharma OYST ... dd 20.92 –0.58 ... –2.53 –3.48 ...
97.00 48.76 JohnsonOutdoors JOUT .9 20 88.56 +3.58 5.11 4.74 5.40 .21 2.88 1.01 MDC Partners MDCA ... dd 2.30 –0.05 ... .77 .91 ... 9.85 1.62 NatlCineMedia NCMI 7.5 dd 3.71 +0.14 .46 ... –.04 .07 51.04 38.09 OzonHoldings OZON ... ... 47.85 +7.85 ... ... ... ...
11.72 2.85 JounceTherap JNCE ... dd 6.94 –0.33 1.72 –1.80 –1.74 ... 83.26 47.19 MGE Energy MGEE 2.1 27 70.92 –0.05 2.51 2.64 2.68 .37 34.48 11.82 NatlGeneral NGHC .6 9 34.20 +0.10 2.73 ... 3.24 .05
53.33 21.64 MGP Ingredients MGPI 1.1 18 44.70 +0.42 2.27 2.32 2.56 .12 47.89 20.42 NatlInstruments NATI 2.6 26 39.75 +2.26 1.22 .99 .74 .26
K 3.33 0.70 MINDTechnology MIND ... dd 2.54 +0.42 –1.10 –.94 –.06 ... 71.35 34.00 NatlResearch NRC .0 34 50.00 –3.38 1.26 1.16 1.21 .21 PQ
151.79 66.87 MKS Instrum MKSI .5 30 151.71 +13.58 2.55 7.09 8.15 .20 16.95 10.20 NatlSecurity NSEC 2.2 dd 11.15 –1.17 1.61 ... ... .06
264.17 110.19 KLA KLAC 1.4 32 263.70 +9.57 7.70 ... ... .90 13.40 3.76 MTBC MTBC ... dd 10.67 +0.07 –.60 ... –.93 ... 50.00 11.70 NationalVision EYE ... cc 42.76 –1.17 .40 .52 .88 ... 66.39 22.00 PAM Transport PTSI ... dd 45.48 –0.68 1.34 2.21 4.22 ...
37.20 2.53 KLX Energy KLXE ... dd 7.96 +0.81 –21.60 ... ... ... 52.34 13.15 MTS Systems MTSC .0 55 38.39 +1.30 2.21 1.38 1.81 .30 297.77 120.55 NatlWesternLife NWLI .2 7 196.80 +5.93 37.22 ... ... .36 7.52 3.75 P&FIndustries PFIN .0 dd 5.15 +0.10 1.51 ... ... .05
11.64 6.36 KVH Inds KVHI ... dd 10.66 +0.26 1.90 –.78 –.46 ... 56.68 16.33 MYR Group MYRG ... 18 55.83 +3.73 2.26 ... 3.36 ... 10.80 4.75 NaturalAlt NAII ... cc 9.93 –0.19 –.25 .18 ... ... 17.75 7.31 PCB Bancorp PCB 3.6 12 11.19 +0.10 1.49 1.02 .94 .10
5.50 2.30 Kadmon KDMN ... dd 4.17 +0.05 –.58 –.67 –.37 ... 11.42 6.01 Macatawa MCBC 3.9 9 8.16 +0.05 .94 .82 .75 .08 34.67 16.38 NatusMedical NTUS ... dd 20.99 –0.45 –.47 .25 1.13 ... 56.33 30.10 PCConnection CNXN .0 20 46.45 –0.10 3.10 2.19 2.81 .32
117.06 50.49 KaiserAlum KALU 2.7 cc 99.32 +19.37 3.83 2.91 3.84 .67 32.18 4.04 Macrogenics MGNX ... dd 24.00 +0.93 –3.16 –3.28 –1.95 ... 15.50 4.07 Navient NAVI 6.7 5 9.57 –0.18 2.56 2.56 2.92 .16 9.65 3.95 PCTEL PCTI 3.3 37 6.68 +0.21 .21 .26 .41 .055
14.68 3.60 KalaPharm KALA ... dd 7.43 +0.13 –2.76 ... –1.81 ... 137.28 56.82 MadrigalPharm MDGL ... dd 118.47 –0.64 –2.22 ... ... ... 103.95 66.82 nCino NCNO ... dd 83.65 +1.86 ... –.25 –.19 ... 27.84 4.51 PDC Energy PDCE ... dd 19.47 +1.41 –.89 –6.37 ... ...
11.89 2.82 KaleidoBiosci KLDO ... dd 8.00 +0.38 –3.36 ... ... ... 4.45 2.46 MagalSec MAGS ... 36 4.05 –0.15 .07 .52 .75 ... 28.60 13.63 NektarTherap NKTR ... dd 17.40 +0.61 –2.52 –2.57 –2.44 ... 26.42 8.61 PDF Solutions PDFS ... dd 22.94 +0.69 –.17 .05 .45 ...
20.01 5.61 KalVistaPharm KALV ... dd 19.25 –0.22 –1.64 –2.73 –3.28 ... 87.52 30.60 MagellanHealth MGLN ... 15 78.70 –2.22 2.28 .32 2.13 ... 24.27 18.67 NeoGames NGMS ... ... 21.74 +0.20 –.02 ... ... ... 3.78 2.05 PDL Biopharm PDLI ... dd 2.58 –0.01 –.59 ... ... ...
13.33 4.40 Kamada KMDA ... 14 6.71 –0.09 .55 .42 .09 ... 16.19 5.76 MagentaTherap MGTA ... dd 7.44 +0.43 –2.07 ... ... ... 82.06 48.91 Neogen NEOG ... 68 77.41 +2.54 1.13 1.21 1.33 ... 14.85 7.31 PDLCommBncp PDLB ... dd 11.10 +0.02 –.29 .30 .77 ...
17.45 2.17 KandiTech KNDI ... dd 7.99 –5.63 –.14 –.16 –.19 ... 16.87 6.31 MagicSoftware MGIC 2.2 33 16.07 –0.51 .26 .72 .76 .175 18.13 4.05 NeoleukinTherap NLTX ... dd 11.90 –1.55 –2.57 –.72 –1.02 ... 11.41 6.41 PICO PICO ... 40 8.97 –0.06 .57 –1.70 .24 ...
123.73 52.62 KarunaTherap KRTX ... dd 100.85 +0.85 –3.68 –2.62 –3.89 ... 21.28 4.09 Magnite MGNI ... dd 21.07 +1.60 –.48 –.05 .15 ... 1.98 0.45 NeosTherap NEOS ... dd .62 +0.04 –.34 –.38 –.11 ... 47.73 31.05 PMV Pharm PMVP ... ... 47.32 +12.11 ... –2.06 –2.30 ...
29.61 13.39 KaryopharmTherap KPTI ... dd 16.29 +1.15 –3.22 –2.75 –1.83 ... 14.30 7.50 MagyarBancorp MGYR ... 24 8.95 +0.39 .38 .19 .24 ... 4.45 2.70 Net1UEPS UEPS ... dd 3.43 –0.16 –1.37 .15 ... ... 37.51 10.61 PPD PPD ... cc 34.85 –0.22 .19 ... ... ...
14.13 6.91 KearnyFinancial KRNY 3.1 19 10.49 +0.27 .55 .59 .64 .08 30.13 10.00 MakeMyTrip MMYT ... dd 26.59 +1.00 ... –1.00 –.76 ... 65.38 34.66 NetApp NTAP 3.2 20 59.99 +6.73 3.52 3.88 4.34 .48 47.35 19.40 PRA Group PRAA ... 14 43.27 +0.78 1.89 3.31 3.12 ...
23.00 10.13 KellyServices A KELYA .0 dd 22.93 +1.33 ... ... ... .075 63.88 18.02 MalibuBoats MBUU ... 18 59.15 +0.09 2.95 4.78 5.35 ... 103.53 53.17 NetEase NTES 1.1 30 87.38 –5.96 4.77 ... 27.89 .195 118.44 58.67 PRA HealthSci PRAH ... 33 113.71 +2.72 3.68 4.67 5.84 ...
90.36 10.35 KellyServices B KELYB .0 dd 22.60 +1.59 ... ... ... .075 23.75 10.06 MalvernBancorp MLVF ... 20 16.94 +1.05 .84 .98 1.23 ... 575.37 290.25 Netflix NFLX ... 81 498.31 +6.95 4.13 6.27 9.05 ... 7.13 1.77 PRGX Global PRGX ... dd 6.61 –0.22 –.60 .22 .39 ...
8.15 4.40 KY FirstFedBncp KFFB 5.8 dd 6.84 –0.16 –1.52 .18 .21 .10 2.70 0.56 MammothEnergy TUSK ... dd 2.28 +0.03 –1.76 –.71 –.29 ... 37.40 15.01 Netgear NTGR ... 39 34.14 +1.63 .81 2.73 2.81 ... 110.63 43.90 PTC PTC ... 98 109.60 +0.99 1.12 2.79 ... ...
81.00 19.10 KerosTherap KROS ... dd 77.33 +1.33 ... –4.51 –1.91 ... 106.17 35.20 ManhattanAssoc MANH ... 80 104.23 +4.64 1.32 1.64 1.47 ... 29.62 19.11 NetScout NTCT ... 83 24.75 +0.74 –.04 1.57 1.67 ... 66.00 30.79 PTC Therap PTCT ... dd 65.71 +1.72 –4.27 –6.39 ... ...
31.47 18.98 KeurigDrPepper KDP 2.0 33 30.53 –0.23 .53 1.40 1.60 .15 19.97 6.49 Mannatech MTEX 3.2 6 19.95 +1.55 1.35 13.50 15.50 1.00 136.26 72.14 Neurocrine NBIX ... cc 96.53 +0.97 .39 ... ... ... 95.82 49.11 Paccar PCAR 1.5 21 86.70 –1.04 6.87 3.73 ... .32
19.57 6.96 KewauneeSci KEQU ... dd 9.46 –0.28 –1.70 1.53 2.16 ... 3.20 0.80 MannKind MNKD ... dd 2.95 –0.13 –.27 –.18 –.11 ... 9.26 1.25 Neuronetics STIM ... dd 8.33 –0.12 –1.58 –1.52 –.71 ... 20.23 2.20 PacBiosciCA PACB ... dd 20.18 +4.75 –.55 .18 –.47 ...
10.48 2.51 KeyTronic KTCC ... 17 7.67 –0.22 .44 .80 1.20 ... 93.99 55.25 ManTechIntl MANT 1.6 25 78.92 +0.46 2.83 2.88 3.23 .32 54.92 7.01 NewFortressEner NFE .9 dd 46.11 +0.13 –1.62 –1.03 1.33 .10 8.30 2.95 PacificMercBncp PMBC ... 23 4.95 –0.05 ... .32 .40 ...
9.79 2.18 KezarLifeSci KZR ... dd 6.39 +0.45 –1.84 –.96 –1.06 ... 32.46 25.56 MaravaiLifeSci MRVI ... ... 27.62 –1.54 ... ... ... ... 14.45 4.62 NewMtnFin NMFC 10.0 dd 12.06 +0.07 1.22 1.21 1.22 .30 34.13 13.93 PacificPremBncp PPBI 3.7 73 30.21 +0.22 2.60 .73 2.51 .28
43.15 20.60 Kforce KFRC 1.9 18 42.85 +0.82 5.50 ... 2.60 .20 4.05 1.10 Marchex MCHX ... dd 2.36 +0.19 –.09 –.23 –.28 ... 6.47 0.98 NY Mortgage NYMT 7.9 dd 3.79 +0.03 .64 .77 .49 .075 68.08 27.46 PaciraBioSci PCRX ... 21 60.61 –3.19 –.27 ... 3.67 ...
18.18 9.78 KimballElec KE ... 14 15.78 +0.14 .71 1.62 1.79 ... 5.70 0.77 MarinSoftware MRIN ... dd 2.24 +0.02 –1.95 –2.31 –.43 ... 22.09 10.44 NewellBrands NWL 4.2 dd 22.03 +0.96 .25 ... 1.47 .23 17.76 10.40 PactivEvergreen PTVE ... ... 17.28 +0.60 ... –.38 1.92 ...
21.76 8.19 KimballIntl B KBAL 3.0 13 11.82 +0.07 ... ... .84 .09 17.14 4.16 MarinusPharma MRNS ... dd 14.58 –0.07 –3.96 –2.57 –2.33 ... 13.85 2.49 Newmark NMRK .5 37 7.76 +0.58 ... ... ... .01 39.39 13.84 PacWestBancorp PACW 3.9 dd 25.53 +0.75 3.90 2.80 2.93 .25
44.34 17.01 KingsoftCloud KC ... dd 40.46 –1.10 ... –3.68 –2.61 ... 3.43 1.32 MarkerTherap MRKR ... dd 1.70 +0.01 –.47 –.57 –.65 ... 18.70 7.90 NewsCorp A NWSA 1.1 dd 18.68 +0.97 ... ... ... .10 121.87 39.21 Palomar PLMR ... 83 65.90 –1.47 .49 .64 2.37 ...
28.67 10.30 KiniksaPharm KNSA ... dd 17.76 –0.50 ... –2.43 –2.70 ... 606.45 275.50 MarketAxess MKTX .4 74 539.17 +5.28 5.40 ... ... .60 18.73 7.88 NewsCorp B NWS 1.1 dd 18.67 +0.86 ... ... ... .10 40.11 10.61 PanAmerSilver PAAS .9 cc 30.58 +1.46 .55 .91 2.46 .07
43.61 35.04 KinnateBio KNTE ... ... 43.46 +23.46 ... ... ... ... 24.50 4.66 MarlinBusSvcs MRLN 4.6 dd 12.29 +1.65 2.20 –1.45 1.34 .14 23.73 7.59 NewtekBusSvcs NEWT 11.1 ... 18.54 +0.26 ... 2.09 2.00 .47 27.75 10.28 PandionTherap PAND ... dd 16.65 –0.63 ... –2.43 –1.64 ...
245.84 80.93 KinsaleCapital KNSL .1 82 244.31 +3.56 2.86 2.79 3.70 .09 153.39 46.56 Marriott MAR .0 cc 135.61 +7.26 3.80 ... 2.44 .48 133.25 43.37 NexstarMedia NXST 2.0 9 110.80 +3.80 4.80 16.51 13.45 .56 102.25 28.55 PapaJohn's PZZA 1.1 cc 80.86 –0.69 –.24 1.46 ... .225
19.98 0.56 Kirkland's KIRK ... dd 17.53 +2.74 –3.79 –.53 1.07 ... 20.13 10.67 MartenTransport MRTN .9 23 18.05 +0.26 .74 .82 .94 .50 70.98 7.91 NextCure NXTC ... dd 11.44 +1.06 –2.15 –1.34 –2.45 ... 7.11 2.50 ParatekPharma PRTK ... dd 6.92 +0.72 –3.93 –1.36 –.33 ...
141.98 35.49 KodiakSciences KOD ... dd 124.37 –10.63 –1.25 –2.29 –4.31 ... 4.85 0.91 MartinMidstream MMLP 1.0 33 1.99 +0.25 –4.44 –.11 –.05 .005 18.74 5.10 NextGenHlthcr NXGN ... cc 17.77 –0.23 .11 ... ... ... 36.11 10.78 Park-Ohio PKOH 1.6 dd 31.61 +2.77 3.12 ... 2.67 .125
87.53 22.17 KornitDigital KRNT ... dd 87.07 +3.26 .27 .20 .87 ... 47.21 16.45 MarvellTech MRVL .6 20 43.38 –1.73 2.34 ... ... .06 9.17 4.76 NicholasFin NICK ... 11 7.72 –0.15 .45 1.80 1.91 ... 6.46 2.90 PartnerComms PTNR ... cc 4.85 –0.51 .03 .04 .15 ...
36.37 19.99 KraftHeinz KHC 4.7 dd 34.12 +1.28 1.58 2.80 2.52 .40 267.97 143.90 Masimo MASI ... 69 265.24 +10.83 3.44 3.47 ... ... 93.99 10.27 Nikola NKLA ... dd 18.88 –9.05 .09 –.81 –.92 ... 38.23 8.09 PassageBio PASG ... dd 24.78 +5.24 ... –2.70 –2.83 ...
23.16 5.00 KratosDefense KTOS ... cc 23.10 +1.69 .11 .06 .19 ... 24.37 4.90 MasterCraftBoat MCFT ... dd 22.51 –0.10 –1.28 2.48 2.82 ... 10.99 0.72 9F JFU ... dd 1.59 –0.05 ... ... ... ... 69.84 16.70 PatrickIndustries PATK 1.7 20 67.85 +3.34 3.85 4.01 ... .28
39.60 25.50 KronosBio KRON ... ... 29.98 –4.70 ... –4.42 –2.43 ... 146.13 87.56 MatchGroup MTCH ... ... 145.39 +5.76 ... 2.11 2.34 ... 37.44 6.08 NiuTech NIU ... 90 28.10 –3.48 ... 2.10 5.05 ... 14.00 3.83 PatriotNatBncp PNBK .0 dd 8.21 +0.22 –.72 1.37 1.43 .01
66.85 33.08 KrystalBiotech KRYS ... dd 56.54 +7.68 –1.20 –2.55 –3.07 ... 52.87 10.65 Materialise MTLS ... dd 48.09 +4.09 .03 –.09 .08 ... 58.69 22.46 Nkarta NKTX ... dd 39.70 +5.80 ... –2.42 –1.91 ... 21.26 8.06 PatriotTransport PATI .0 cc 9.68 –0.22 .08 ... ... 3.00
32.50 16.91 Kulicke&Soffa KLIC 1.5 39 32.21 +1.60 .83 1.37 1.83 .12 23.83 7.11 MatrixService MTRX ... dd 9.65 –0.78 –1.24 .23 .65 ... 35.51 9.04 nLIGHT LASR ... dd 34.00 +4.49 –.35 .11 .33 ... 33.18 12.93 Patterson PDCO 3.2 dd 32.61 +4.69 –6.25 1.94 2.01 .26
40.62 6.35 KuraOncology KURA ... dd 36.80 +0.42 –1.51 –1.70 ... ... 16.03 6.53 Mattel MAT ... dd 15.47 –0.47 –.62 .36 ... ... 28.88 1.81 NobleMidstream NBLX 11.7 6 10.70 +0.99 3.08 ... ... .1875 10.95 1.61 PattersonUTIEn PTEN 1.5 dd 5.17 +0.52 –2.10 –2.26 –2.23 .02
28.80 5.07 KuraSushiUSA KRUS ... dd 18.84 +1.95 –2.08 –1.67 –.03 ... 40.36 17.01 MatthewsIntl MATW 3.0 dd 28.94 +0.29 –2.79 2.91 3.10 .215 9.31 3.14 Noodles NDLS ... dd 8.03 +0.01 .04 –.23 .25 ... 94.95 47.87 Paychex PAYX 2.6 33 94.47 +1.10 3.04 ... ... .62
55.48 25.43 KymeraTherap KYMR ... ... 53.47 +5.44 ... –1.44 –.58 ... 37.62 11.78 MaxeonSolar MAXN ... ... 27.86 +2.77 ... –6.35 –3.12 ... 216.87 96.46 Nordson NDSN .8 35 200.42 –3.95 5.79 ... ... .39 209.59 66.98 Paylocity PCTY ... cc 195.72 –4.65 1.15 1.66 2.09 ...
86.60 41.93 MaximIntProducts MXIM .0 34 86.41 +4.00 2.41 ... ... .48 23.98 6.20 NortheastBank NBN .2 7 22.48 +0.38 ... ... 3.30 .01 220.57 82.07 PayPal PYPL ... 82 217.77 +6.38 2.07 ... 4.52 ...
19.78 15.15 McAfee MCFE ... dd 15.48 –1.40 ... 1.34 1.45 ... 14.88 4.70 NorthernTechsIntl NTIC .0 dd 10.17 +0.82 –.15 .36 .53 .065 31.72 11.15 PeapackGladFinl PGC .9 12 22.96 +0.28 2.44 2.59 1.79 .05
L 83.95 44.32 McGrathRent MGRC 2.6 17 65.73 +0.87 3.93 3.91 4.16 .42 110.48 60.67 NorthernTrust NTRS 3.0 16 94.81 –1.33 6.63 5.40 5.53 .70 135.36 38.01 Pegasystems PEGA .1 dd 130.78 –1.43 –1.14 –.32 .20 .03
7.40 1.29 MedallionFin MFIN ... dd 5.30 –0.29 –.07 ... 1.04 ... 17.55 8.72 NorthfieldBanc NFBK 3.8 16 11.72 +0.22 .85 .69 .86 .11 139.75 17.70 Peloton PTON ... cc 114.45 +5.47 ... ... ... ...
132.98 33.00 LGI Homes LGIH ... 11 104.84 –6.75 7.02 10.86 11.05 ... 13.25 2.79 MediciNova MNOV ... dd 6.09 +0.12 –.30 –.32 –.33 ... 40.63 17.32 NorthrimBanCorp NRIM 4.1 8 33.18 –0.71 3.04 4.97 3.50 .35 76.62 3.75 PennNational PENN ... dd 70.77 –2.52 .37 –4.78 1.59 ...
236.81 100.00 LHC Group LHCG ... 61 200.88 +2.51 3.07 4.71 5.59 ... 4.44 1.44 MediWound MDWD ... dd 3.77 –0.06 .18 –.39 –.22 ... 16.98 8.52 NorthwestBcshs NWBI 6.1 22 12.51 +0.37 1.04 ... .90 .19 32.30 0.99 PennVirginia PVAC ... dd 9.75 –0.22 4.67 ... ... ...
38.38 13.31 LKQ LKQ ... 19 37.09 +1.11 1.74 2.05 2.50 ... 144.49 58.72 Medpace MEDP ... 42 137.39 +13.28 2.67 ... ... ... 36.70 18.52 NorthwestPipe NWPX ... 11 29.27 +0.26 2.85 1.89 2.15 ... 55.67 9.40 Pennant PNTG ... cc 55.51 +7.05 .11 .78 .95 ...
102.53 32.01 LPL Financial LPLA 1.0 17 101.46 +8.72 6.62 6.26 6.54 .25 22.32 8.82 MeiraGTx MGTX ... dd 13.55 –0.35 –1.65 ... ... ... 80.52 45.06 Northwestern NWE 4.2 18 57.28 –3.68 3.92 3.35 3.54 .60 6.86 1.76 PennantPark PNNT 10.4 dd 4.60 ... –.24 .55 .56 .12
8.46 2.50 LSI Inds LYTS 2.5 30 7.99 –0.21 .36 .30 .58 .05 25.22 10.81 MelcoResorts MLCO .0 dd 19.66 +1.17 .78 –.58 –.02 .1651 28.70 15.12 NortonLifeLock NLOK 2.6 5 19.27 +1.16 6.05 1.13 ... .125 36.27 18.72 PennsWoodsBncp PWOD 4.7 14 27.21 +1.22 2.20 1.58 1.53 .32
15.90 8.95 LakeShoreBancorp LSBK 3.9 18 13.50 –0.80 .68 .36 ... .13 1577.00 422.22 MercadoLibre MELI ... dd 1557.38 +43.95 –3.71 1.56 3.18 ... 39.69 21.20 NorwoodFin NWFL 3.8 14 26.24 –2.06 2.25 1.29 1.25 .25 17.13 9.37 People'sUtdFin PBCT 5.4 12 13.23 +0.37 1.27 ... ... .18
17.63 8.31 LakelandBcp LBAI 3.9 11 12.82 +0.22 1.38 ... ... .125 37.32 17.09 MercantileBank MBWM 4.4 10 25.68 +0.13 3.01 ... ... .28 67.52 25.70 NovaMeasuring NVMI ... 42 67.49 +2.27 1.26 2.03 2.43 ... 39.28 17.91 PeoplesBncpOH PEBO 5.3 19 26.52 +0.39 2.63 2.05 2.28 .35
56.28 30.49 LakelandFin LKFN 2.2 17 53.74 +0.31 3.38 3.13 2.94 .30 13.44 5.77 MercerIntl MERC 2.7 dd 9.58 +1.34 –.15 –.17 .12 .065 127.91 66.44 Novanta NOVT ... cc 119.90 +1.17 1.16 1.86 2.24 ... 33.18 13.30 PeoplesBncpNC PEBK 2.3 12 25.86 +0.36 2.36 .38 .57 .15
28.00 9.97 LakelandInd LAKE ... 8 20.40 +0.31 .41 3.20 1.20 ... 96.29 52.24 MercurySystems MRCY ... 50 74.19 +3.33 1.56 ... ... ... 189.40 3.65 Novavax NVAX ... dd 126.25 +0.56 –5.51 ... ... ... 53.88 29.01 PeoplesFinSvcs PFIS 3.7 11 38.99 –0.88 3.48 ... ... .36
501.60 181.38 LamResearch LRCX 1.0 28 499.98 +43.44 15.10 ... ... 1.30 4.25 0.69 MereoBioPharma MREO ... dd 2.09 –0.35 –2.49 –1.38 –.31 ... 147.86 53.40 Novocure NVCR ... cc 147.50 +20.66 –.07 .21 .42 ... 147.20 101.42 PepsiCo PEP 2.8 29 145.85 +1.25 5.20 5.76 6.22 1.0225
96.82 30.89 LamarAdv LAMR 2.5 34 80.94 +1.24 ... 2.17 2.98 .50 10.61 7.72 MeridaMergerCorp.I MCMJ ... cc 10.13 +0.28 .03 ... ... ... 43.95 13.51 NuanceComms NUAN ... cc 42.06 –0.66 .07 .75 .86 ... 7.29 2.34 Perceptron PRCP ... dd 6.99 +0.01 –.41 .05 .33 ...
184.97 114.55 LancasterColony LANC 1.7 35 171.66 +0.91 4.97 5.21 5.79 .75 20.86 8.88 MeridianBancorp EBSB 2.2 12 14.57 +0.19 1.30 1.23 1.23 .08 10.59 3.81 NuCana NCNA ... dd 4.72 +0.22 –.84 ... ... ... 19.85 7.11 PerdoceoEduc PRDO ... 7 12.29 +0.64 .97 1.61 1.69 ...
12.09 7.48 Landec LNDC ... dd 11.10 +0.78 –1.31 ... ... ... 26.58 5.51 MeridianBiosci VIVO ... 17 18.15 –0.59 1.07 ... ... ... 45.92 15.21 NurixTherap NRIX ... dd 43.07 +3.83 ... –1.86 –2.04 ... 53.76 18.88 Perficient PRFT ... 48 49.10 +2.36 1.15 2.43 2.74 ...
26.46 14.24 LandmarkBncp LARK 3.2 7 23.48 –0.62 2.20 .91 .92 .1905 20.89 10.68 Meridian MRBK 2.7 6 18.55 –0.10 1.63 3.06 2.49 .125 37.86 11.31 Nutanix NTNX ... dd 28.88 +0.81 ... –2.21 ... ... 2.17 0.54 PerformantFin PFMT ... dd .78 ... –.50 ... ... ...
17.86 7.05 LandmarkInfrPtrs LMRK 7.4 dd 10.85 +0.36 .33 .63 .47 .20 58.48 25.18 MeritMedical MMSI ... dd 58.11 +3.31 .10 1.56 1.85 ... 81.91 28.55 Nuvasive NUVA ... dd 48.56 +0.96 1.23 1.24 2.40 ... 9.70 3.43 PerionNetwork PERI ... 30 7.73 +0.08 .50 .69 .61 ...
139.99 85.30 LandstarSystem LSTR .6 29 133.58 +3.32 5.72 4.96 6.26 .21 7.40 1.49 MerrimackPharm MACK ... dd 7.07 +3.24 –1.30 –4.94 –4.12 ... 589.07 180.68 NVIDIA NVDA .1 89 542.33 +11.88 4.52 9.70 ... .16 9.68 4.51 Perma-PipeIntl PPIH ... dd 5.67 +0.24 .43 .66 .84 ...
Nasdaq Issues
32.80 4.27 Personalis PSNL ... dd 29.97 +2.20 –1.39 ... ... ... 6.32 3.10 RichardsonElec RELL 5.1 dd 4.71 +0.13 –.14 .13 .50 .06 22.00 11.30 SouthPlainsFin SPFI 1.1 9 18.45 –0.10 1.71 ... ... .05 35.60 5.51 TravelCenters TA ... 9 33.93 +1.14 4.12 .34 1.77 ...
38.99 15.83 PetIQ PETQ ... dd 29.77 +0.34 –.51 .60 1.39 ... 5.24 1.23 RigelPharm RIGL ... dd 3.08 –0.03 –.40 ... ... ... 88.10 40.42 SouthState SSB 2.6 47 72.43 +1.96 5.36 1.60 4.66 .47 12.40 3.04 Travelzoo TZOO ... dd 10.50 +0.52 .35 –.84 .31 ...
42.89 21.20 PetMedExpress PETS 3.8 20 29.21 –1.19 1.29 1.61 1.64 .28 6.91 0.77 RigNet RNET ... dd 5.47 +0.13 –.97 –2.02 –1.08 ... 44.43 20.89 SouthernFirstBcsh SFST ... 16 34.29 +1.35 3.58 1.72 2.97 ... 25.50 8.98 TravereTherap TVTX ... dd 25.09 +1.32 –3.46 –1.54 –2.00 ...
8.49 2.60 PhaseBioPharm PHAS ... dd 4.24 +0.46 –1.43 –3.06 –2.60 ... 5.97 2.22 RiminiStreet RMNI ... dd 4.84 +0.69 –.12 .23 .22 ... 39.05 17.30 SoMO Bancorp SMBC 1.9 10 31.10 +0.41 2.99 3.45 2.88 .15 17.90 9.90 TreanInsurance TIG ... ... 14.42 –0.22 –6.32 ... .93 ...
64.54 18.51 PhathomPharm PHAT ... dd 45.33 +2.20 ... –3.49 –3.85 ... 8.55 3.77 RiverviewBncp RVSB 3.7 12 5.36 –0.17 .69 .25 .35 .05 16.85 7.58 SoNtlBcpVA SONA 3.5 12 11.59 +0.22 1.36 .97 ... .10 6.86 1.63 TremontMortgage TRMT .9 5 4.54 +0.33 .77 1.14 .87 .01
29.38 16.27 PhibroAnimal PAHC 2.6 17 18.52 –0.91 ... 1.15 1.21 .12 13.60 4.00 RiverviewFinl RIVE .0 dd 8.47 +1.01 .47 ... ... .075 37.89 23.51 SouthsideBcshs SBSI 4.2 15 30.72 +0.46 2.20 ... 1.99 .05 8.50 1.33 TreviTherap TRVI ... dd 3.05 –0.04 –2.28 –1.86 –1.91 ...
16.75 8.31 Photronics PLAB ... 23 12.89 +1.21 .44 .57 .82 ... 35.00 9.01 RocketPharm RCKT ... dd 32.08 +0.04 –1.58 –1.92 –2.11 ... 10.69 5.25 SparkEnergy SPKE 7.8 8 9.25 –0.81 .02 ... .17 .1813 13.86 4.91 TribunePub TPCO .0 dd 12.18 –0.30 –.85 –.51 .60 .25
33.67 14.06 PilgrimPride PPC ... 28 20.78 +1.36 1.83 1.07 ... ... 3.85 0.83 RockwellMedical RMTI ... dd 1.17 +0.12 –.56 –.40 –.14 ... 23.94 9.00 SpartanNash SPTN 3.9 10 19.50 +0.39 .16 2.51 2.06 .1925 44.30 3.74 Tricida TCDA ... dd 7.66 +0.20 –3.72 –5.32 –3.76 ...
155.61 30.20 Pinduoduo PDD ... dd 146.36 +2.31 ... –3.68 ... ... 32.74 14.96 RockyBrands RCKY 1.8 14 30.83 +0.12 2.35 2.35 2.60 .14 10.57 1.74 SpectrumPharm SPPI ... dd 4.87 +0.14 –1.02 ... ... ... 41.42 23.05 TriCoBancshares TCBK 2.6 16 34.07 –0.48 3.00 2.05 2.43 .22
65.00 27.80 PinnacleFinPtrs PNFP 1.1 15 59.65 +2.84 5.22 4.72 5.22 .16 9.40 2.55 RockyMtnChoc RMCF .0 dd 4.72 +0.30 .17 .86 .91 .12 17.89 5.25 SperoTherap SPRO ... dd 17.45 +0.72 –3.35 –3.48 –3.34 ... 32.01 18.05 TriMas TRS ... dd 29.56 +1.88 2.16 1.51 1.84 ...
3.28 0.73 PintecTech PT ... ... .97 –0.08 ... ... ... ... 298.13 58.22 Roku ROKU ... dd 296.38 +21.04 ... –.77 –.54 ... 23.48 8.96 SpiritofTexas STXB 1.7 12 16.71 +0.31 1.40 1.49 1.85 .07 63.30 20.01 Trimble TRMB ... 32 63.02 +2.57 2.03 ... ... ...
5.23 1.85 Pixelworks PXLW ... dd 2.81 –0.12 –.24 –.39 –.27 ... 29.48 13.78 Root ROOT ... ... 14.26 –2.97 ... –2.56 –1.96 ... 225.89 93.92 Splunk SPLK ... dd 161.07 –42.96 –2.22 –.86 –.20 ... 4.94 0.56 TrinityBiotech TRIB ... 16 4.47 +0.05 –1.40 .54 .30 ...
8.51 1.30 PlayaHotels PLYA ... dd 5.50 +0.26 –.03 –1.59 –.96 ... 124.16 56.30 RossStores ROST .0 cc 115.24 +5.70 4.60 ... ... .285 12.75 8.53 SpokHoldings SPOK 4.9 dd 10.13 +0.03 –.56 1.00 1.00 .125 38.95 20.10 Trip.com TCOM ... dd 35.06 +0.85 1.79 –3.35 5.83 ...
86.53 35.16 Plexus PLXS ... 20 78.02 +1.22 3.93 4.50 4.97 ... 147.64 59.78 RoyalGold RGLD 1.1 31 110.27 +0.30 3.03 3.66 3.82 .30 18.46 4.08 SportsmansWrhs SPWH ... 8 12.98 –1.62 .46 1.92 1.13 ... 31.67 13.73 TripAdvisor TRIP ... dd 30.94 +3.41 ... –1.15 .46 ...
35.63 19.43 PliantTherap PLRX ... dd 28.20 –4.79 ... –2.17 –2.92 ... 56.50 34.80 RoyaltyPharma RPRX 1.4 13 42.97 +1.37 ... 2.41 2.70 .15 71.15 19.50 SpringWorks SWTX ... dd 67.50 –0.50 ... –1.47 –2.14 ... 26.43 7.59 TriStateCapital TSC ... 12 16.59 +0.66 1.89 1.11 1.08 ...
22.69 6.59 Pluralsight PS ... dd 18.00 +2.08 –1.19 –.13 ... ... 14.44 3.35 RubiusTherap RUBY ... dd 7.01 +0.16 –2.08 –2.00 –1.92 ... 28.00 13.00 SproutsFarmersMkt SFM ... 9 19.89 –0.70 1.25 ... ... ... 14.46 8.70 Triterras TRIT ... cc 14.42 +2.47 –.10 ... .64 ...
19.45 8.64 PolyPid PYPD ... ... 9.88 –1.38 –.97 –1.89 –2.06 ... 9.60 2.26 RuhnnHolding RUHN ... dd 2.97 –0.10 ... –.32 1.02 ... 35.60 15.12 SpruceBio SPRB ... ... 29.08 –3.34 ... –4.49 –3.74 ... 3.50 0.23 TriterrasWt TRITW ... ... 3.43 +0.93 ... ... ... ...
391.50 160.35 Pool POOL .7 41 324.27 –18.85 6.40 ... ... .58 40.46 18.17 RushEnt A RUSHA 1.4 17 40.16 +1.42 ... 1.84 2.28 .14 85.63 23.20 StaarSurgical STAA ... cc 75.37 +2.29 .30 .29 ... ... 49.42 19.03 TriumphBancorp TBK ... 25 47.45 –0.13 2.25 1.65 2.59 ...
61.46 23.69 Popular BPOP 3.1 9 52.12 +1.31 6.88 5.35 ... .40 37.10 14.43 RushEnt B RUSHB 1.5 16 36.42 +0.97 ... 1.84 2.28 .14 325.13 73.14 Stamps.com STMP ... 24 192.51 +8.67 3.33 4.37 7.34 ... 3.07 1.25 trivago TRVG ... dd 2.23 –0.19 ... –.69 .01 ...
2.39 0.75 PortmanRidge PTMN 14.2 dd 1.69 +0.06 –.33 .24 .27 .06 24.42 2.32 RuthsHospitality RUTH .0 dd 16.83 +0.46 1.44 –.35 .58 .15 12.09 3.86 StarBulkCarriers SBLK 1.5 99 8.68 +0.98 –.17 ... 1.53 .05 6.47 1.98 TrueCar TRUE ... dd 4.22 +0.08 –.52 –.04 –.16 ...
17.62 7.63 PoseidaTherap PSTX ... dd 10.68 –0.92 ... –3.10 –2.78 ... 117.31 44.44 Ryanair RYAAY ... dd 116.31 +12.44 3.24 ... 3.23 ... 102.94 50.02 Starbucks SBUX 1.8 cc 102.28 +3.62 .79 ... ... .45 102.98 22.48 Trupanion TRUP ... dd 95.90 –2.10 –.05 ... ... ...
6.00 1.50 Potbelly PBPB ... dd 5.29 +0.59 –1.01 –.05 –.48 ... 32.60 12.07 StateAutoFin STFC 2.4 dd 16.76 +1.32 1.96 ... ... .10 9.10 4.30 TrustcoBank TRST 4.3 12 6.36 +0.07 .60 .53 .58 .0681
48.37 22.40 PotlatchDelt PCH 3.5 40 46.13 +0.67 .82 2.71 1.74 .40 14.41 0.90 StealthBioTher MITO ... dd 1.30 –0.01 –2.28 ... ... ... 35.64 20.08 Trustmark TRMK 3.5 12 26.08 +0.13 2.32 2.39 1.86 .23
50.81 15.62 PowellIndustries POWL 3.7 16 27.97 +0.45 .85 1.62 1.03 .26 S 3.80 1.51 StealthGas GASS ... 7 2.30 +0.01 .05 .55 .93 ... 4.51 0.73 Tuniu TOUR ... dd 2.16 –1.03 ... ... ... ...
76.31 38.57 PowerIntegrations POWI .6 22 75.39 +4.29 3.25 ... ... .11 1.95 0.40 SteelConnect STCN ... dd .92 –0.01 –.12 .60 1.10 ... 122.85 31.30 TurningPtTherap TPTX ... dd 107.34 –0.66 –2.99 –3.78 –4.22 ...
8.50 2.55 PowerFleet PWFL ... dd 6.98 +0.05 –.59 –.06 .31 ... 41.54 16.98 S&T Bancorp STBA 4.7 45 24.02 +0.59 2.82 .41 2.04 .28 39.09 14.98 SteelDynamics STLD 2.6 17 38.84 +1.19 3.04 1.87 2.17 .25 22.94 4.05 TurtleBeach HEAR ... 8 19.97 +0.86 1.04 1.77 1.30 ...
46.71 23.90 PraxisPrecision PRAX ... ... 43.40 +2.54 –12.43 –3.04 –2.04 ... 328.37 205.20 SBA Comm SBAC .6 dd 286.45 +0.72 1.28 –.19 ... .465 30.99 22.72 StepStone STEP ... cc 29.66 +3.36 ... .64 .75 ... 31.50 6.31 21 Vianet VNET ... dd 28.04 –1.95 ... –8.99 ... ...
9.15 1.26 Precigen PGEN ... dd 8.47 +0.98 –2.09 –.82 –.53 ... 12.10 4.20 SCYNEXIS SCYX ... dd 6.34 –0.41 –9.60 –1.80 –3.36 ... 79.50 38.45 Stericycle SRCL ... dd 70.19 –1.81 –3.81 2.30 2.53 ... 11.61 4.66 TwinDisc TWIN ... dd 7.21 +0.90 –3.03 –.55 –.39 ...
23.67 4.46 PrecisionBio DTIL ... dd 8.31 –3.63 –2.21 –2.14 –2.02 ... 69.61 35.41 SEI Investments SEIC 1.2 19 56.62 +1.01 3.24 2.92 3.38 .35 17.82 6.72 SterlingCnstr STRL ... 8 16.53 +0.21 1.47 ... ... ... 132.97 18.52 TwistBiosci TWST ... dd 128.58 +13.91 –3.57 –2.83 –2.50 ...
64.50 20.04 PreferredBankLA PFBC 2.9 9 41.14 +2.83 5.16 ... ... .30 26.41 7.20 SI-BONE SIBN ... dd 24.10 +1.16 –1.55 ... ... ... 44.04 16.38 StevenMadden SHOO .0 dd 33.88 +0.47 1.69 .58 1.60 .15 49.46 11.51 2U TWOU ... dd 32.45 –0.68 –3.83 –1.00 –.60 ...
76.60 36.16 PreformedLine PLPC 1.2 10 65.50 +4.50 4.58 6.24 6.73 .20 8.10 3.96 SIGA Tech SIGA ... 17 6.98 –0.10 –.15 .90 .82 ... 42.38 10.90 StitchFix SFIX ... dd 35.56 –5.96 –.66 ... .08 ...
57.67 23.69 PreludeTherap PRLD ... ... 51.71 +4.04 ... –3.52 –2.01 ... 44.99 26.04 Sina SINA ... dd 43.54 +0.19 –1.01 2.56 3.12 ... 44.73 22.98 StockYardsBncp SYBT 2.6 16 41.05 –0.21 2.89 ... ... .27
20.38 8.21 PremierFinBncp PFBI 4.2 9 14.41 +0.21 1.64 .87 .67 .15 12.32 5.60 SLM SLM 1.0 8 11.50 +0.47 1.30 1.37 1.59 .03 53.82 15.82 StokeTherap STOK ... dd 49.17 –2.00 –1.80 ... ... ... U
32.39 10.98 PremierFinl PFC 3.8 17 22.94 +1.18 2.48 1.77 2.31 .22 39.08 16.42 SMART Global SGH ... dd 33.80 +2.81 –.05 ... ... ... 74.93 17.72 StoneCo STNE ... cc 73.75 +0.47 ... 3.06 5.33 ...
39.70 27.11 Premier PINC 2.2 dd 35.33 –0.17 2.04 2.26 2.44 .19 5.00 1.32 SMTC SMTX ... 35 4.74 +0.02 –.23 .38 .54 ... 64.20 28.01 StoneX SNEX ... 11 64.20 +1.81 4.39 6.27 7.39 ... 64.20 29.17 UFP Inds UFPI .5 15 52.86 –1.18 2.91 ... 3.85 .125
19.96 9.02 PrevailTherap PRVL ... dd 10.45 +0.42 –2.22 –2.42 –2.55 ... 46.67 0.55 SPI Energy SPI ... dd 8.85 –3.06 –1.20 .30 .70 ... 22.21 11.89 Stratasys SSYS ... dd 18.02 +1.84 –.20 ... .09 ... 72.76 39.47 UMB Fin UMBF 1.8 17 69.55 –1.07 4.96 4.00 4.67 .32
85.89 41.15 PriceSmart PSMT .8 33 85.46 +3.70 2.55 ... ... .35 46.65 14.44 SP Plus SP ... dd 31.22 +1.21 2.20 .55 1.47 ... 187.98 81.83 StrategicEd STRA 2.6 19 93.20 +0.02 3.67 6.80 6.16 .60 9.81 3.80 USA Tech USAT ... dd 9.44 +0.94 –.06 –.13 ... ...
26.47 9.42 PrimorisSvcs PRIM .9 13 26.31 +1.39 1.61 ... 1.97 .06 104.99 31.28 SPS Commerce SPSC ... 87 99.11 –4.77 .94 1.49 1.55 ... 47.12 11.74 Strattec STRT .0 dd 45.84 +4.54 –2.04 ... 4.16 .14 12.85 2.36 USA Truck USAK ... dd 8.82 –0.46 –.55 .37 .95 ...
57.16 23.31 PrincipalFin PFG 4.3 12 52.28 +0.88 4.96 4.84 6.04 .56 71.68 29.51 SS&C Tech SSNC .8 33 71.13 +1.51 1.66 ... ... .14 32.22 12.00 StratusProp STRS ... dd 25.31 –0.05 –.30 –1.54 –1.59 ... 43.35 6.75 US Concrete USCR ... 20 37.69 +0.56 .91 1.69 ... ...
20.63 9.63 ProfessionalHldg PFHD ... 57 14.70 –0.50 ... .68 .99 ... 25.32 9.00 SSR Mining SSRM ... 39 19.41 +1.76 .47 1.44 2.42 ... 4.63 1.50 StrongbridgeBio SBBP ... dd 2.84 +0.08 –.91 –.68 –.55 ... 58.36 24.94 US Ecology ECOL .0 dd 35.17 –0.92 1.40 .42 1.00 .18
15.92 3.08 Progenity PROG ... dd 3.27 –0.63 ... –2.47 –2.49 ... 363.10 127.39 SVB Fin SIVB ... 17 358.32 +4.53 21.73 18.93 16.58 ... 27.83 13.48 SummitFin SMMF 3.1 10 22.19 +0.49 2.53 2.50 2.24 .17 119.24 60.99 US Lime&Min USLM .6 23 107.60 –2.80 4.64 1.83 2.25 .16
52.50 28.09 ProgressSoftware PRGS 1.7 33 41.61 +0.55 .58 2.96 3.30 .175 26.24 9.35 SVMK SVMK ... dd 21.06 –0.52 –.56 –.68 –.61 ... 14.24 6.50 SummitStateBk SSBI 3.6 9 13.19 –0.08 1.07 .67 .56 .12 24.77 8.56 uCloudlink UCL ... dd 11.51 +2.20 ... ... ... ...
38.75 15.59 Progyny PGNY ... cc 37.58 +1.60 –.41 .14 .41 ... 22.55 5.55 SabraHealthcare SBRA 6.6 26 18.25 +1.14 .37 .66 ... .30 5.50 1.18 SummitTherap SMMT ... dd 5.02 +0.68 –.83 –.80 –.81 ... 304.65 124.05 UltaBeauty ULTA ... 70 279.54 –1.75 12.15 3.43 ... ...
133.00 83.81 Proofpoint PFPT ... dd 109.88 +8.44 –2.33 ... ... ... 23.25 3.30 Sabre SABR .0 dd 12.40 +0.70 .57 –2.89 –.87 .14 30.29 16.71 SumoLogic SUMO ... dd 30.11 +4.47 –6.18 –1.05 –.56 ... 36.26 11.79 UltraClean UCTT ... 33 35.58 +4.72 –.24 2.70 2.90 ...
10.98 3.60 ProQR Therap PRQR ... dd 3.97 –0.14 –1.54 –.92 –1.04 ... 97.28 65.45 SafetyInsurance SAFT 4.8 10 75.52 +0.73 6.46 7.40 4.50 .90 23.78 1.00 SundanceEnergy SNDE ... ... 1.96 –0.14 –5.76 –6.53 –4.02 ... 129.91 31.99 UltragenyxPharm RARE ... dd 128.53 +6.11 –7.12 ... ... ...
6.75 3.68 ProspectCapital PSEC 13.3 ... 5.42 –0.09 ... .63 .65 .06 31.95 16.25 SagaComm SGA .0 dd 21.72 –1.07 ... 2.21 2.42 .32 3.88 0.14 SundialGrowers SNDL ... dd .66 +0.29 –2.39 –.44 ... ... 8.85 4.85 Ultralife ULBI ... 23 6.69 –0.18 .32 .16 .20 ...
24.96 5.30 ProtagonistTherap PTGX ... dd 22.41 –1.45 –2.98 –1.93 –1.90 ... 86.74 25.01 SageTherap SAGE ... dd 71.75 –3.82 –13.38 ... –7.08 ... 10.41 1.33 SunOpta STKL ... dd 9.95 +0.70 –.10 ... .15 ... 18.94 8.88 Umpqua UMPQ 5.7 dd 14.68 +0.11 1.60 –7.15 1.36 .21
67.08 11.00 ProtaraTherap TARA ... dd 24.67 +1.47 –30.15 –3.32 –1.07 ... 185.24 61.46 Saia SAIA ... 41 183.00 +9.70 4.30 ... 6.21 ... 24.40 2.64 SunPower SPWR ... 58 20.91 –2.25 .15 ... .41 ... 7.70 3.95 UnicoAmerican UNAM ... dd 4.89 –0.11 –.59 .55 .70 ...
21.46 10.95 ProtectiveInsA PTVCA 2.7 dd 15.00 –0.60 ... .75 1.25 .10 2.62 0.65 SalemMedia SALM .0 dd 1.09 –0.04 ... –2.12 ... .025 82.42 7.84 SunRun RUN ... cc 57.71 –9.04 .21 –.15 .20 ... 38.79 16.50 UnionBankshares UNB 4.8 10 26.63 –0.42 ... 2.63 3.20 .32
17.30 10.23 ProtectiveInsB PTVCB 2.7 dd 14.64 –0.29 ... .75 1.25 .10 179.45 102.13 SandersonFarms SAFM 1.2 dd 148.89 +11.32 2.41 –1.26 ... .44 33.30 15.76 SuperMicroComp SMCI ... 19 30.63 +0.98 1.60 1.80 ... ... 76.69 34.38 uniQure QURE ... dd 50.09 +2.84 –3.11 –3.80 –2.08 ...
4.72 0.87 ProteostasisTher PTI ... dd 1.02 –0.07 –1.16 –.63 ... ... 38.45 18.00 SandySpringBncp SASR 3.8 18 31.53 +0.77 3.25 1.82 3.16 .30 28.58 6.10 SuperiorGroup SGC 1.8 11 21.96 –1.34 .79 2.21 1.27 .10 90.57 17.80 UnitedAirlines UAL ... dd 49.24 +3.94 11.58 ... ... ...
17.63 7.10 Prothena PRTA ... dd 11.53 +0.24 –1.95 –2.73 –1.09 ... 98.84 66.35 Sanfilippo JBSS ... 16 76.25 +1.38 ... 4.38 4.40 ... 25.82 13.12 SupernusPharms SUPN ... 9 22.00 +0.13 2.10 2.43 1.70 ... 25.98 12.60 UnitedBancshares UBOH 2.6 5 24.36 –0.64 3.25 ... ... .16
18.50 4.72 ProventionBio PRVB ... dd 16.62 +0.84 –1.06 –1.78 –2.10 ... 13.20 4.81 SangamoTherap SGMO ... dd 9.99 –0.13 –.85 ... ... ... 10.25 1.38 SurfaceOncol SURF ... dd 8.57 +0.71 –1.97 –.59 –1.88 ... 39.11 19.67 UnitedBkshrsWV UBSI 4.5 14 30.89 +0.60 2.55 ... 2.66 .35
138.68 40.40 ProvidenceService PRSC ... 69 138.19 +1.37 –.26 7.09 5.95 ... 34.96 18.34 Sanmina SANM ... 17 33.25 +0.68 1.97 3.34 3.55 ... 5.40 1.46 Surgalign SRGA ... dd 2.56 +0.37 –2.91 –.72 –.37 ... 31.66 14.95 UtdCmtyBks UCBI 2.7 14 26.35 +1.04 2.31 ... 1.99 .18
22.99 11.40 ProvidentFin PROV 3.8 17 14.77 +0.11 1.01 .86 .97 .14 55.00 37.62 Sanofi SNY 2.3 10 51.03 –0.10 1.25 3.44 3.73 1.6994 27.91 4.00 SurgeryPartners SGRY ... dd 27.68 +1.86 –2.29 –1.24 –.03 ... 47.52 18.83 UnitedFire UFCS 2.5 dd 24.26 +1.08 .58 ... ... .15
18.59 9.53 PrudentialBncp PBIP 2.0 13 14.05 +0.37 1.12 .13 .15 .07 35.23 13.55 SapiensInt SPNS ... 45 28.46 –1.43 .28 .97 1.03 ... 49.00 22.06 Surmodics SRDX ... cc 40.51 +2.15 .08 .06 .59 ... 20.70 10.65 UnitedGuardian UG 5.1 16 14.15 –1.20 1.04 1.02 1.07 .36
56.99 37.64 Pulmonx LUNG ... dd 50.38 –4.62 ... –4.09 –1.21 ... 175.00 78.06 SareptaTherap SRPT ... dd 158.13 +18.98 –9.71 –6.52 –4.98 ... 25.49 6.00 SutroBioph STRO ... dd 22.65 +5.55 –2.43 .07 –2.66 ... 10.92 5.04 UnitedSecBcshrs UBFO 6.0 13 7.33 +0.25 .89 .85 .99 .11
15.00 5.50 PumaBiotech PBYI ... dd 11.52 –0.21 –1.95 –1.42 –1.11 ... 36.10 3.50 SatsumaPharm STSA ... dd 4.78 +0.10 –4.80 ... ... ... 40.99 22.12 SykesEnterprises SYKE ... 30 39.06 +0.59 1.53 2.68 2.94 ... 144.26 75.58 UnitedTherap UTHR ... 13 133.47 –2.07 –2.39 12.80 12.03 ...
48.00 33.00 PureTechHealth PRTC ... 2 41.94 +2.44 14.96 –4.19 –3.66 ... 5.48 1.00 Savara SVRA ... dd 1.44 +0.11 –1.95 –.69 –.49 ... 1.77 0.79 Synacor SYNC ... dd 1.36 –0.07 –.23 –.31 –.06 ... 11.34 4.86 Uniti UNIT 5.4 dd 11.20 +0.64 .04 –3.08 .33 .15
9.02 4.35 Puyi PUYI ... dd 6.06 +0.11 –.08 ... ... ... 39.01 13.78 ScanSource SCSC ... dd 27.51 +1.57 –7.59 ... ... ... 14.25 3.81 Synalloy SYNL ... dd 6.33 +0.43 –.34 .04 .34 ... 24.15 8.76 UnityBancorp UNTY 1.8 9 17.99 –0.59 2.14 2.09 2.25 .08
63.65 28.21 QAD A QADA .5 dd 63.50 +6.08 –.82 .85 .96 .072 27.74 10.09 SchnitzerSteel SCHN 2.7 dd 27.58 +1.11 ... ... ... .1875 92.32 44.41 Synaptics SYNA ... 26 81.84 +1.18 3.41 6.95 7.43 ... 15.44 2.72 UnityBiotech UBX ... dd 6.01 –0.35 –1.88 ... ... ...
42.00 20.53 QAD B QADB .6 dd 41.92 +4.92 –.69 .85 .96 .06 51.25 7.91 ScholarRock SRRK ... dd 41.05 –5.86 –1.85 –2.32 –2.23 ... 6.51 2.17 Synchronoss SNCR ... dd 3.00 ... –3.36 ... –.41 ... 238.25 105.11 UnivDisplay OLED .3 cc 236.15 +11.84 2.92 2.31 5.02 .15
15.35 3.33 Q&K Intl QK ... ... 4.17 +0.47 ... –14.06 –9.91 ... 45.80 18.80 Scholastic SCHL 2.4 dd 25.00 +0.73 ... .54 .92 .15 24.89 6.32 SyndaxPharm SNDX ... dd 24.57 +1.70 –1.84 –1.86 –1.86 ... 57.89 29.50 UnivElectro UEIC ... 24 56.45 +2.67 .26 3.59 4.30 ...
44.76 22.39 QCR Holdings QCRH .6 10 37.35 +0.51 3.60 3.84 3.55 .06 99.50 25.50 Schrodinger SDGR ... dd 66.19 –3.41 ... –.24 .11 ... 74.25 30.02 SyneosHealth SYNH ... 36 64.70 –1.96 1.25 ... 4.12 ... 23.94 11.02 UnivLogistics ULH 1.9 15 21.84 –0.08 1.34 1.72 3.10 .105
21.64 8.62 QIWI QIWI 6.5 12 14.57 –0.26 ... 141.31 162.89 .34 41.74 3.76 ScientificGames SGMS ... dd 37.86 –1.52 –1.40 –5.36 .15 ... 3.99 1.35 Synlogic SYBX ... dd 2.28 –0.22 –1.70 –1.63 –1.47 ... 15.45 5.12 UnivStainless USAP ... dd 7.99 +1.09 .48 ... –1.15 ...
165.53 67.54 Qorvo QRVO ... 43 165.35 +15.24 2.80 ... ... ... 18.50 5.82 SciPlay SCPL ... 17 14.69 +0.04 1.43 .95 1.04 ... 246.69 104.90 Synopsys SNPS ... 56 236.88 +11.46 4.27 6.35 7.10 ... 27.54 13.20 UnivestFin UVSP 4.0 16 19.77 +0.29 2.24 1.16 1.62 .20
158.09 58.00 Qualcomm QCOM 1.6 35 157.62 +13.79 4.52 7.07 7.83 .65 11.99 4.01 scPharm SCPH ... dd 8.74 –0.36 –1.77 –1.44 –1.76 ... 2.15 0.54 SyprisSolutions SYPR ... 15 1.41 –0.13 –.19 .06 .11 ... 7.60 2.03 UpFintech TIGR ... cc 5.51 –0.73 ... .09 .18 ...
125.22 63.37 Qualys QLYS ... 42 91.82 –1.89 1.68 2.86 2.97 ... 16.93 5.36 ScrippsEW SSP 1.4 34 13.83 +0.75 ... 1.74 .70 .05 14.69 4.26 SyrosPharm SYRS ... dd 7.76 –0.39 –1.88 –1.62 –1.78 ... 51.48 20.75 UplandSoftware UPLD ... dd 43.83 –1.69 –1.96 2.30 1.72 ...
52.75 10.90 Quanterix QTRX ... dd 46.92 +3.38 –1.63 ... ... ... 4.98 0.69 SeaChange SEAC ... dd .96 –0.08 –.24 –.49 –.13 ... 36.66 5.14 Upwork UPWK ... dd 31.97 –2.89 –.15 –.02 .02 ...
8.52 1.26 Quantum QMCO ... dd 5.56 –0.38 –.14 –.20 ... ... 31.42 13.30 SeacoastBkgFL SBCF ... 19 27.40 +1.32 1.90 ... ... ... 32.86 12.28 UrbanOutfitters URBN ... dd 28.52 –0.53 1.67 .23 2.22 ...
22.99 6.52 Quhuo QH ... ... 7.73 –0.75 ... .48 .42 ... 64.32 39.02 Seagate STX 4.2 16 64.07 +5.59 3.79 ... ... .67 T 35.21 13.12 UroGenPharma URGN ... dd 19.66 –0.84 –5.12 –5.95 –4.29 ...
306.72 68.66 Quidel QDEL ... 23 193.57 +5.57 1.73 17.84 38.10 ... 213.94 90.57 Seagen SGEN ... 70 179.23 +10.11 –.96 –3.00 –1.47 ... 16.25 6.55 UrovantSci UROV ... dd 16.11 +0.04 –4.82 –6.18 –5.05 ...
19.32 5.76 QuinStreet QNST ... 33 19.22 +1.11 .34 ... ... ... 16.91 4.02 SeaSpine SPNE ... dd 16.16 +1.96 –2.07 –1.46 –.97 ... 47.46 16.96 TCF Financial TCF 3.9 23 36.03 +0.67 2.55 2.38 2.75 .35 112.26 75.33 UtahMedProducts UTMD 1.3 29 90.51 +0.06 3.94 3.02 3.17 .285
10.38 2.40 Quotient QTNT ... dd 6.98 +0.08 –1.44 –1.05 –.99 ... 7.30 2.11 SecooHolding SECO ... 16 2.71 –0.66 ... 5.37 11.09 ... 14.37 4.30 TCG BDC CGBD 11.1 dd 11.55 +0.61 1.02 1.50 1.47 .04 2.99 0.82 UTStarcom UTSI ... ... 1.19 +0.12 –.11 –.14 .04 ...
28.46 2.28 QurateRetailB QRTEB .0 7 10.58 –0.52 ... ... 1.88 1.50 18.23 5.29 SecureWorks SCWX ... dd 12.32 +0.68 ... ... ... ... 30.04 5.84 TCR2 Therap TCRR ... dd 29.92 +2.42 –4.62 ... ... ... 3.10 0.72 Uxin UXIN ... dd 1.30 –0.28 ... –2.01 –.21 ...
11.80 1.73 QurateRetailA QRTEA .0 6 10.44 –0.59 ... ... 1.88 1.50 8.38 3.67 SecurityNatFin SNFCA ... 3 8.21 +0.07 .56 ... ... ... 23.55 5.25 TelaBio TELA ... dd 15.85 –0.81 –17.10 ... ... ...
Seer SEER ... ... 56.46 +37.46 ... ... ... ... 19.00 3.44 TFF Pharm TFFP ... dd 15.80 –0.16 –5.31 –.85 –.57 ...
6.55 2.12 Qutoutiao QTT ... dd 2.56 –0.37 ... –3.10 .05 ... 56.94
12.47
19.00
5.98 SelectBancorp SLCT ... 24 9.67 +0.35 .68 ... .53 ... 22.47 12.65 TFS Fin TFSL 6.4 60 17.62 –0.10 .29 .23 ... .28 V
4.83 1.42 SelectaBiosci SELB ... dd 3.21 –0.21 –1.22 –.63 –.21 ... 63.50 T-MobileUS TMUS ... 43 131.80 –0.10 4.02 ... ... ...
R 70.89 37.05 SelectiveIns SIGI 1.5 20 65.30 +1.52 4.53 3.45 4.41 .25
134.24
45.78 9.19 TPIComposites TPIC ... dd 41.57 –0.10 –.45 –.49 1.59 ... 2.78 1.20 VEON VEON 24.2 dd 1.48 –0.02 .36 .29 .28 .15
72.27 26.03 Semtech SMTC ... cc 72.20 +3.26 .47 1.72 2.18 ... 153.24 82.51 TRowePrice TROW 2.4 17 152.53 +6.90 8.70 9.13 10.22 .90 15.62 1.82 VOXX Intl VOXX ... dd 13.19 +0.36 ... ... .11 ...
51.21 10.52 RaptTherap RAPT ... dd 23.99 +1.59 –9.89 –2.19 –2.65 ... 48.05 25.04 SenecaFoods A SENEA ... 5 43.79 +1.07 ... 1.70 2.25 ... 72.40 26.28 TTEC TTEC 1.0 33 72.04 +3.44 1.65 3.00 2.94 .40 40.27 13.83 VSE VSEC 1.0 dd 36.52 +1.17 3.35 2.35 2.94 .09
21.90 10.61 RBB Bancorp RBB 2.3 10 15.54 –0.10 1.92 1.58 1.87 .09 48.50 27.53 SenecaFoods B SENEB ... 5 42.60 +0.62 ... 1.70 2.25 ... 16.25 8.06 TTM Tech TTMI ... dd 13.51 +0.18 .39 .89 1.25 ... 7.48 1.00 VyneTherap VYNE ... dd 1.70 –0.02 –2.37 –.73 –.35 ...
185.06 77.63 RBC Bearings ROLL ... 41 175.98 +1.35 5.06 3.76 4.31 ... 38.50 2.52 SeresTherap MCRB ... dd 25.42 –3.59 –1.24 –1.08 –1.39 ... 2.31 0.24 T2Biosystems TTOO ... dd 1.15 +0.02 –1.30 –.40 –.22 ... 11.78 6.00 ValleyNatlBncp VLY 4.5 13 9.78 +0.28 .87 .93 .98 .11
30.44 6.52 RCI Hospitality RICK .6 dd 28.47 +0.28 1.99 .42 1.65 .04 24.47 3.59 ServiceProperties SVC .3 dd 13.51 +1.20 1.58 –1.19 –.66 .01 69.72 30.12 TabulaRasaHlth TRHC ... dd 36.67 +1.10 –1.57 .02 .42 ... 17.85 7.12 VandaPharm VNDA ... 38 13.35 +0.94 2.11 .49 .46 ...
3.17 1.02 RCM Tech RCMT ... dd 1.64 –0.06 .31 –.34 .22 ... 2.10 0.53 ServiceSource SREV ... dd 1.65 +0.27 –.20 ... ... ... 71.65 29.47 TactileSystems TCMD ... dd 42.32 –0.29 .56 –.30 .43 ... 32.21 10.37 VarexImaging VREX ... dd 16.49 –0.11 –1.49 .33 .81 ...
54.97 20.03 REGENXBIO RGNX ... dd 37.86 +0.81 –2.58 –2.81 –3.34 ... 41.33 21.76 ServisFirstBcshs SFBS 1.8 13 39.64 +0.70 2.76 2.86 2.87 .175 12.65 2.48 TaiwanLiposome TLC ... dd 4.32 –0.11 –.79 ... ... ... 138.75 48.95 VaronisSystems VRNS ... dd 126.11 +5.08 –2.60 –.88 –.03 ...
7.07 3.31 RF Industries RFIL .0 cc 5.44 +0.75 .36 .05 .30 .02 1.55 0.37 SesenBio SESN ... dd 1.53 +0.32 –1.18 –.19 –.39 ... 184.43 100.00 TakeTwoSoftware TTWO ... 44 180.73 +4.32 3.54 ... 5.74 ... 1.64 0.90 VascularBiogenics VBLT ... dd 1.48 +0.21 –.54 –.55 –.51 ...
31.98 22.58 RGC Resources RGCO 3.1 19 24.26 +0.41 1.30 ... ... .185 11.98 10.00 17Educ&Tech YQ ... dd 10.57 +0.07 ... ... ... ... 46.80 18.30 Talend TLND ... dd 38.93 +0.07 –2.01 –.83 –.74 ... 22.35 10.94 VastaPlatform VSTA ... ... 14.88 +0.78 ... .91 2.34 ...
10.20 3.00 RISE Education REDU ... dd 6.79 +0.33 .37 –.23 .41 ... 39.03 17.51 ShattuckLabs STTK ... ... 33.00 –1.48 ... –1.89 –1.56 ... 123.74 43.69 TandemDiabetes TNDM ... dd 94.67 +3.92 –.42 –.72 ... ... 58.48 17.80 Vaxcyte PCVX ... dd 31.47 –3.17 ... –5.43 –1.55 ...
21.53 7.12 R1RCM RCM ... cc 21.18 +0.63 –.08 .32 .56 ... 59.93 37.09 ShenandoahTel SHEN .7 25 45.53 +0.16 1.10 1.80 ... .34 5.36 0.75 TarenaIntl TEDU ... dd 3.34 +0.68 ... ... ... ... 19.21 7.42 VeecoInstr VECO ... dd 17.67 +0.78 –1.66 .87 1.11 ...
22.75 15.25 RackspaceTech RXT ... dd 19.17 +1.47 ... .80 1.16 ... 101.00 22.01 ShockwaveMed SWAV ... dd 93.11 –6.08 –2.14 –1.95 –1.26 ... 27.90 15.32 TarsusPharm TARS ... ... 24.90 +2.52 ... –1.95 –2.54 ... 32.50 9.87 VelodyneLidar VLDR ... dd 15.12 –0.94 .17 –.83 –.14 ...
12.51 6.57 RadiusGlbInfr RADI ... ... 11.25 +2.25 ... ... ... ... 40.15 12.56 ShoeCarnival SCVL .9 47 38.35 +0.13 2.92 ... ... .09 7.41 3.00 TatTechnologies TATT ... dd 4.51 –0.11 .10 –.05 ... ... 7.90 0.05 VelodyneLidarWt VLDRW ... ... 3.84 –0.12 ... ... ... ...
23.22 10.15 RadiusHealth RDUS ... dd 14.80 –1.28 –2.89 ... –1.65 ... 17.90 7.63 ShoreBancshares SHBI 3.4 11 14.29 +0.40 1.27 ... .83 .12 27.53 18.16 TayshaGene TSHA ... ... 20.03 –1.40 ... –2.29 –2.18 ... 9.00 2.01 VenusConcept VERO ... dd 2.42 +0.12 –4.77 ... ... ...
23.45 5.81 RadNet RDNT ... dd 19.68 +0.53 .29 –.33 .50 ... 27.17 9.01 Shyft SHYF .4 ... 26.76 +1.02 –.36 1.29 1.55 .025 57.85 16.82 TechTarget TTGT ... 82 51.67 –0.89 .60 1.16 1.29 ... 12.75 3.12 VeraBradley VRA ... 67 8.27 –0.72 .47 .73 1.06 ...
26.99 16.02 Radware RDWR ... 86 25.41 –0.08 .48 .66 .79 ... 9.71 1.00 Sientra SIEN ... dd 5.55 +0.14 –2.63 ... ... ... 12.61 6.15 Ericsson ERIC .8 27 12.37 –0.06 ... .55 .67 .0546 58.00 13.90 Veracyte VCYT ... dd 57.62 +4.42 –.27 –.63 –.32 ...
3.98 1.75 RamacoRscs METC ... 74 3.20 ... .61 ... ... ... 30.15 13.05 SierraBancorp BSRR 3.3 10 24.07 +1.46 2.33 2.32 1.60 .20 6.50 3.45 TeleNav TNAV ... 37 4.73 –0.05 –.02 .17 ... ... 4.67 1.08 Verastem VSTM ... dd 2.19 +0.20 –2.00 ... ... ...
17.69 9.01 Rambus RMBS ... dd 17.48 +1.46 –.81 ... ... ... 22.00 8.55 SierraOncology SRRA ... dd 14.01 –0.19 –30.30 –8.94 –5.55 ... 6.55 0.46 Teligent TLGT ... dd .54 +0.01 –4.70 ... –2.40 ... 61.11 32.44 VerintSystems VRNT ... cc 56.98 –1.96 .43 ... ... ...
18.34 7.92 RandolphBancorp RNDB ... 6 17.33 +0.27 .64 .69 1.56 ... 15.93 4.31 SierraWireless SWIR ... dd 15.61 +0.53 –1.95 –1.32 –.33 ... 24.83 18.08 Telos TLS ... dd 22.43 +2.43 ... ... ... ... 221.30 148.77 VeriSign VRSN ... 29 203.99 +3.47 5.15 ... ... ...
78.60 31.34 Rapid7 RPD ... dd 73.96 –0.93 –1.10 ... ... ... 36.65 18.00 SigilonTherap SGTX ... ... 34.78 +16.78 ... ... ... ... 166.31 48.78 10xGenomics TXG ... dd 149.04 –1.63 ... –1.21 –.38 ... 206.83 116.61 VeriskAnalytics VRSK .6 48 195.68 –2.55 2.70 ... 5.43 .27
18.41 2.90 RattlerMidstrm RTLR 8.2 12 9.70 +1.17 ... .78 ... .20 148.64 68.98 SignatureBank SBNY 1.8 13 124.45 +9.25 10.87 9.58 12.54 .56 42.39 16.28 Tenable TENB ... dd 38.00 +2.09 –1.03 .12 .26 ... 29.41 10.02 Veritex VBTX 2.9 15 23.09 +0.62 1.68 1.49 1.78 .17
36.14 16.01 RavenIndustries RAVN .0 47 28.44 +2.15 .97 .54 .78 .13 40.44 24.65 SilganHoldings SLGN 1.4 14 34.87 +0.74 1.74 2.98 3.08 .12 117.22 42.87 Teradyne TER .3 29 116.03 +6.63 2.60 4.50 4.80 .10 35.79 1.22 Veritone VERI ... dd 27.15 +5.85 –2.85 –.76 –.75 ...
2.24 0.32 RealNetworks RNWK ... dd 1.55 –0.02 –.53 –.57 –.23 ... 40.90 20.93 Silicom SILC ... 40 39.93 +1.10 1.36 1.37 1.90 ... 32.45 19.23 TerritBanc TBNK 4.0 12 23.26 –0.05 2.34 1.82 1.82 .23 15.71 2.01 VeronaPharma VRNA ... dd 7.55 +0.30 –3.09 –1.92 ... ...
69.88 36.91 RealPage RP ... cc 69.20 +2.40 .60 1.92 2.16 ... 123.65 65.09 SiliconLab SLAB ... cc 123.44 +8.26 .43 3.38 3.39 ... 607.80 66.95 Tesla TSLA ... cc 599.04 +13.28 –.98 2.30 3.69 ... 17.60 6.02 VerricaPharm VRCA ... dd 9.92 +0.50 –1.13 –1.50 –1.87 ...
19.15 5.00 RealReal REAL ... dd 14.60 +0.06 –2.11 ... ... ... 53.04 26.72 SiliconMotion SIMO 3.1 15 44.41 +4.79 1.84 3.04 3.16 .35 12.26 4.12 TesscoTech TESS .0 dd 6.24 –0.07 –2.53 ... –.84 .02 29.69 21.11 Vertex VERX ... dd 26.00 +0.07 ... .43 .22 ...
257.96 88.17 ReataPharm RETA ... dd 141.15 –16.11 ... –7.55 –9.82 ... 75.80 20.84 SilkRoadMed SILK ... dd 57.51 +0.01 –2.28 –1.22 –.64 ... 127.19 63.61 TetraTech TTEK .6 39 121.90 –0.95 3.16 3.38 3.79 .17 306.08 197.47 VertxPharm VRTX ... 22 228.32 +1.61 4.51 7.71 10.17 ...
59.00 29.90 RedRiverBcshs RRBI .5 14 51.19 +0.49 3.49 3.54 3.39 .06 29.30 21.00 SilverbackTherap SBTX ... ... 25.00 +4.00 ... ... ... ... 64.88 19.10 TexasCapBcshs TCBI ... 41 57.46 +0.12 6.21 1.08 ... ... 46.90 13.12 ViacomCBS A VIACA 2.5 17 37.85 +1.49 ... 4.26 4.20 .24
37.29 4.04 RedRobin RRGB ... dd 21.48 +0.77 –.61 ... ... ... 14.24 6.21 SilvercrestAsset SAMG 4.5 13 14.24 +1.06 .98 1.31 1.54 .16 166.60 93.09 TexasInstruments TXN 2.5 31 166.52 +7.53 5.24 5.48 5.80 1.02 43.04 10.10 ViacomCBS B VIAC 2.6 17 36.95 +1.89 ... 4.26 4.20 .24
27.91 2.76 RedRockResorts RRR .0 dd 24.04 +1.74 –.05 –1.46 .94 .10 27.29 13.75 SimmonsFirstNat SFNC 3.2 9 21.12 +0.63 2.41 2.04 ... .17 84.27 25.15 TexasRoadhouse TXRH .0 cc 79.87 +4.59 2.46 .73 2.64 .36 74.26 25.10 ViaSat VSAT ... dd 35.32 –0.22 ... ... .43 ...
56.31 9.63 Redfin RDFN ... dd 51.36 +2.60 –.88 –.35 –.06 ... 34.31 10.58 SinclairBroadcast SBGI 2.8 dd 28.91 +0.87 ... –31.57 1.32 .20 13.73 3.36 TheBancorp TBBK ... 13 13.14 +0.55 .90 1.34 1.66 ... 23.11 12.75 Viatris VTRS ... dd 17.60 +0.55 ... ... ... ...
11.35 3.26 RedHillBio RDHL ... dd 8.82 –0.03 –1.40 –1.48 .27 ... 6.12 1.41 SioGeneTherap SIOX ... dd 2.63 +0.14 –2.93 –1.92 –.98 ... 2.93 0.85 TherapeuticsMD TXMD ... dd 1.32 –0.05 –.72 –.62 –.28 ... 16.10 8.08 ViaviSolutions VIAV ... 90 13.69 –0.27 .12 ... ... ...
65.43 31.80 RegencyCtrs REG 4.8 cc 49.08 +2.19 1.43 .69 1.21 .595 12.00 5.06 SiriusIntlIns SG ... dd 11.75 +0.01 –.37 –1.90 1.40 ... 31.54 14.48 TheravanceBio TBPH ... dd 17.05 +0.64 –4.25 ... –2.85 ... 90.88 30.42 Vicor VICR ... cc 84.11 +1.76 ... .38 1.04 ...
664.64 328.13 RegenPharm REGN ... 18 492.45 –21.60 ... 30.58 37.19 ... 7.40 4.11 SiriusXM SIRI .9 27 6.34 –0.21 .20 .24 .28 .0146 9.30 2.29 36Kr KRKR ... dd 3.01 –0.44 ... –2.47 ... ... 24.83 10.18 VictoryCapital VCTR 1.0 8 22.43 +2.02 ... 3.41 3.49 .07
57.59 32.56 RelayTherap RLAY ... dd 52.00 –0.18 –6.15 –4.72 –1.88 ... 112.69 15.42 SiTime SITM ... dd 103.79 +15.53 –.63 ... .78 ... 18.06 6.37 360DigiTech QFIN ... 5 11.83 –1.36 ... 20.10 23.23 ... 70.66 23.69 VielaBio VIE ... dd 39.75 +0.28 –7.02 ... ... ...
54.00 23.25 RelmadaTherap RLMD ... dd 35.00 –0.99 –2.76 –3.63 –5.20 ... 66.52 10.58 SkyWest SKYW .0 21 44.97 +1.68 6.62 .04 .68 .14 22.95 2.43 Tilray TLRY ... dd 8.60 +0.10 ... –2.41 –.52 ... 4.66 1.11 ViewRay VRAY ... dd 3.70 –0.23 –1.18 –.76 –.72 ...
18.00 9.91 RenalytixAI RNLX ... ... 12.45 –1.59 ... –.77 .42 ... 158.61 67.90 Skyworks SWKS 1.3 31 150.17 +14.01 4.80 7.55 8.57 .50 31.00 13.60 TimberlandBncp TSBK 3.4 8 23.42 –1.03 2.88 .90 1.02 .20 8.87 3.26 VikingTherap VKTX ... dd 6.33 –0.35 –.36 –.55 –.77 ...
36.84 18.22 Renasant RNST 2.7 21 33.13 +1.28 2.88 ... ... .22 74.99 15.27 SleepNumber SNBR ... 21 73.43 +2.13 2.70 4.08 4.10 ... 19.42 6.96 TitanMachinery TITN ... 23 19.33 +0.52 .63 1.14 1.32 ... 27.88 16.48 VillageSuper A VLGEA 4.4 13 22.80 –0.10 1.72 2.13 2.30 .25
65.65 16.05 RenewableEnergy REGI ... 4 59.34 –2.53 8.78 3.09 5.00 ... 2.68 0.55 SmartSand SND ... 2 2.00 +0.03 .78 .68 ... ... 26.07 1.92 TivityHealth TVTY ... dd 18.83 +1.09 –6.17 1.72 1.32 ... 8.97 4.20 ViomiTech VIOT ... 18 5.51 –0.13 ... ... ... ...
36.82 11.69 Rent-A-Center RCII 3.5 10 35.64 +0.10 3.10 3.44 3.68 .31 15.54 3.64 SmileDirectClub SDC ... dd 11.17 –1.01 ... ... ... ... 12.17 0.62 TizianaLifeSci TLSA ... dd 2.26 –0.34 –.14 –.16 –.20 ... 26.83 4.98 ViperEnergyPtrs VNOM 3.1 dd 12.87 +1.41 .75 –.01 .06 .10
36.67 21.45 RepareTherap RPTX ... ... 36.00 +6.00 ... –2.09 –2.07 ... 22.40 4.24 Smith&Wesson SWBI 1.3 23 15.91 +0.31 –1.11 ... ... .05 2.46 0.39 TonixPharm TNXP ... dd .63 +0.06 –19.33 –.53 –.32 ... 75.00 12.00 VirBiotech VIR ... dd 31.41 +1.77 –5.76 ... ... ...
212.55 78.41 Repligen RGEN ... cc 188.33 +1.34 .44 ... 1.63 ... 16.95 8.03 SoYoungIntl SY ... cc 12.23 –1.41 ... .38 3.93 ... 48.86 6.34 Torm TRMD 25.6 2 7.42 +0.25 2.24 1.83 .44 .85 4.50 1.82 VircoMfg VIRC ... dd 2.45 +0.05 .15 –.10 .31 ...
54.85 8.58 Replimune REPL ... dd 46.77 –5.06 –1.54 ... –1.85 ... 25.71 5.41 Sohu.com SOHU ... dd 17.77 –1.42 –3.81 –2.02 –.75 ... 26.79 12.13 TowerSemi TSEM ... 37 26.72 +2.29 .85 .93 1.39 ... 28.59 14.94 VirtuFinancial VIRT 4.1 6 23.39 +0.50 –.53 5.34 2.31 .24
49.61 27.05 RepublicBcpKYA RBCAA 3.0 9 38.21 +0.71 4.39 3.73 3.95 .286 21.00 5.00 SolGelTech SLGL ... dd 9.40 +1.13 –1.26 –1.48 –1.99 ... 29.02 15.03 TowneBank TOWN 3.1 13 23.47 +1.17 1.92 ... ... .18 206.66 55.37 VirtusInvtPtrs VRTS 1.6 29 206.00 +20.88 11.74 15.86 24.21 .82
4.26 1.80 RepublicFirstBncp FRBK ... dd 2.91 –0.27 –.06 .04 .02 ... 21.24 7.42 SolarCapital SLRC 9.1 dd 17.93 –0.19 1.33 1.40 1.57 .41 157.07 63.89 TractorSupply TSCO 1.2 21 134.38 –4.99 4.66 ... 5.35 .40 52.81 19.48 Virtusa VRTU ... 40 50.15 +0.15 1.42 ... ... ...
17.82 8.66 ResourcesConnect RGP 4.3 16 13.00 +0.50 .88 ... .86 .14 18.29 6.30 SolarSeniorCap SUNS 8.2 18 14.70 –0.28 1.43 ... 1.20 .10 912.01 136.00 TradeDesk TTD ... cc 903.78 +30.68 ... 4.77 4.79 ... 131.24 38.69 Visteon VC ... dd 128.62 +7.15 2.48 .91 3.45 ...
18.31 5.84 RetailOppor ROIC .0 51 14.35 +0.77 .42 ... .25 .20 317.88 67.02 SolarEdgeTech SEDG ... 81 271.97 –16.26 2.90 3.01 5.67 ... 69.06 33.23 Tradeweb TW .5 72 61.12 +1.31 ... 1.29 1.36 .08 43.30 26.27 VitalFarms VITL ... cc 27.58 –1.85 ... .23 .03 ...
34.62 11.78 RevanceTherap RVNC ... dd 24.32 –0.47 –3.67 –4.35 –3.64 ... 6.10 1.93 SolidBiosci SLDB ... dd 3.63 +0.45 –2.91 –1.73 –1.20 ... 11.49 2.87 TransActTechs TACT ... dd 8.94 +0.23 .07 ... ... ... 17.00 11.32 Vitru VTRU ... ... 14.64 +0.54 –.03 .50 .65 ...
47.14 17.35 RevolutionMed RVMD ... dd 40.52 –3.45 ... –1.83 –1.86 ... 3.92 0.42 SonimTech SONM ... dd .61 –0.01 –1.39 –.69 –.53 ... 34.18 16.50 Transcat TRNS ... 36 32.45 +0.67 1.08 ... 1.25 ... 20.53 11.46 Vodafone VOD 5.9 18 17.55 +0.70 –.35 .86 1.11 .5325
36.00 21.61 ReynoldsCnsmr REYN 2.9 19 30.48 –0.37 ... 1.97 2.02 .22 23.28 6.58 Sonos SONO ... dd 22.94 +1.70 –.18 .56 .84 ... 1.57 0.30 TransGlobeEner TGA ... dd .73 +0.20 –.06 .26 .25 ... 14.20 4.18 Vonage VG ... dd 13.59 +0.66 –.08 ... ... ...
34.27 12.99 RhythmPharm RYTM ... dd 28.96 –0.31 –3.86 –3.07 –2.71 ... 29.00 24.05 SoteraHealth SHC ... ... 27.70 –0.27 ... ... ... ... 28.09 6.80 TranslateBio TBIO ... dd 22.15 +2.80 –2.20 –.84 –.48 ... 15.26 6.26 VoyagerTherap VYGR ... 8 8.09 –0.37 –1.21 .76 –2.49 ...
7.25 1.95 RibbonComms RBBN ... dd 7.19 +0.66 –1.19 .35 .47 ... 6.92 1.43 SotherlyHotels SOHO .0 dd 3.15 +0.73 –.43 –3.58 –.34 .13 20.99 10.10 TransMedics TMDX ... dd 15.21 +0.42 –2.36 –1.19 –.74 ... 75.49 32.84 Vroom VRM ... ... 33.13 –4.30 ... –1.46 –1.35 ...
Exchange-Traded Portfolios
Tick Div Tick Div Tick Div Tick Div Tick Div Tick Div
Name Sym Yld Last Chg. Amt. Name Sym Yld Last Chg. Amt. Name Sym Yld Last Chg. Amt. Name Sym Yld Last Chg. Amt. Name Sym Yld Last Chg. Amt. Name Sym Yld Last Chg. Amt.
GS EW US LC Equity GSEW 1.6 57.04 +1.06 .2036 iShEdgeInvGrEnhBd IGEB 3.0 54.83 –0.70 OShUSQualDiv OUSA 2.1 38.00 +0.48 AdvShDW FSM US DWUS ... 33.39 +0.52 ... FT SC US Equity RNSC 1.3 23.63 +0.66 .0693
Bats
.4833 .0511
GSMarketBetaEM GSEE 7.9 53.68 +1.20 1.0572 iShEdgeMSCIMinEAFE EFAV 3.8 72.05 –0.40 .9773 OShUSSCQualDiv OUSM 1.8 30.35 +0.32 .0697 AdvShDorseyMc DWMC .1 25.82 +0.15 .0178 FT SC Value FYT 1.0 41.05 +1.16 .1071
GSMarketBetaInt GSID 1.7 51.70 +0.85 .2193 iShEdgeMSCIMinVlEM EEMV 2.4 60.66 +0.60 .5522 OpusSCValue OSCV 1.4 27.14 +0.19 .0449 AdvShDorseyShrt DWSH ... 11.43 –0.64 ... FT StratIncm FDIV 4.2 48.02 +0.33 .154
ALPSCleanEnergy ACES .7 68.80 –2.58 .0975 GSMarketBetaUS GSUS 1.6 51.51 +1.02 .202 iShEdgeMSCIMinVol ACWV 2.4 96.21 +0.21 .9203 PacerBioThreat VIRS .7 28.37 +0.21 .0484 AlphaMarkActiveMgd SMCP .6 25.46 +0.53 .1539 FT SwitzAlpha FSZ 1.3 58.54 +0.87 .7676
ALPS DisrupTech DTEC .3 43.51 +0.56 .1375 HartfordCoreBd HCRB 1.2 42.13 –0.20 .0416 iShEdgeMSCIMinUSA USMV 2.0 67.14 +0.32 .3134 PacerIntCashCow100 ICOW 2.3 28.48 +0.96 .323 ArrowInvDWATact DWAT 1.6 11.69 +0.15 .1423 FT TCW Opp FIXD 2.0 55.15 –0.10 .12
ARK AutoTech ARKQ ... 71.08 +1.35 ... HartfordLowVolIntl RODE 3.1 26.28 +0.19 .3864 iShMSCIMinVolUSASC SMMV 1.7 32.72 +0.17 .1124 PacerGlCashCows GCOW 4.3 29.00 +0.78 .5125 ClearBr AC Grw CACG .5 42.99 +0.54 .2581 FT TacticalHY HYLS 5.0 48.81 +0.40 .22
ARKGenomicRev ARKG .0 89.67 +10.06 1.0539 HartfordShrtDur HSRT 3.0 41.18 +0.02 .0782 iShEdgeMSCIUSAMom MTUM 1.0 156.88 +1.38 .2395 PacerSaltHitruUS SLT ... 35.07 +0.64 ... ClearBrDivStrat YLDE 1.4 35.56 +0.35 .095 FT TotalUSMkt TUSA 1.0 39.81 +0.86 .0752
ARK Israel Innov IZRL 1.7 28.29 +0.47 .4753 InnovDoubStkOct DSOC ... 27.73 +0.29 ... iShEdgeMSCIUSAQual QUAL 1.4 114.84 +1.96 .4416 PacerSaltLowUS LSLT 3.3 28.54 +0.16 .1473 ClearBrLCGrw LRGE .3 49.26 +0.42 .14 FT USEquityDiv RNDV 2.9 24.61 +0.09 .1484
AffinityWorldLdr WLDR 2.3 23.05 +0.46 .0911 InnovDbStk9Oct DBOC ... 27.04 +0.31 ... iShEdgeMSCIUSAVal VLUE 2.4 88.81 +2.99 .4787 PacerTrendEurIndex PTEU ... 21.91 +0.34 ... CSX-LinksCrudeOil USOI 68.7 4.62 +0.05 .1228 FT UK Alpha FKU 2.7 36.81 +1.61 .1259
AgilityDynTacti THY 2.3 25.68 +0.23 .0792 InnovNasd100Oct NOCT ... 35.76 +0.24 ... iShUSFixedIncmBal FIBR 2.7 102.13 +0.10 .1781 PacerTrendpilot450 PTMC ... 32.34 +0.25 ... CSXLGoldCvETN GLDI 14.3 9.49 +0.25 .1011 FlexShCredScoreUS SKOR 2.3 55.22 –0.05 .0761
AgilityMgdRisk MRSK ... 28.33 +0.08 ... InnovNasd100Apr NAPR ... 35.53 +0.11 ... iShEmMkCorpBdFd CEMB 3.9 52.80 –0.01 .1699 PacerTrendpilot100 PTNQ ... 51.32 +0.60 ... CSX SilverETN SLVO 26.4 6.31 +0.35 .1809 FlexShRealAsset ASET 2.9 29.64 +0.42 .1783
AlphaIntQuMom IMOM 1.2 31.49 +0.18 .084 InnovNasd100Jan NJAN ... 37.97 +0.01 ... iShEM HY Bd EMHY 5.6 45.80 +0.23 .2332 PacerTrendpilot750 PTLC ... 32.56 +0.52 ... DemzPolitical DEMZ ... 22.51 +0.76 ... GlbXAI&Tech AIQ .4 26.64 +0.62 .0822
AlphaIntQuVal IVAL 2.2 26.93 –0.12 .1321 InnovNasd100Jul NJUL ... 44.27 +0.14 ... iShEvolCnStpls IECS 2.3 30.71 +0.47 .2233 PacerUSCashCows100 COWZ 2.4 33.49 +0.79 .2126 DavisFinl DFNL 1.5 23.71 +0.39 .282 GlbXAuto&Elc DRIV .5 22.85 +0.75 .0496
AlphaUSQuMom QMOM .4 47.81 +0.43 .0444 InnovRuss2000Jul KJUL ... 25.76 +0.13 ... iShEvolUSDisc IEDI .8 39.54 +0.10 .0551 PacerUSSCCash100 CALF .6 31.15 +0.80 .0409 DavisSelectIntlETF DINT 2.1 22.83 –0.36 .49 GlbXCannabis POTX 5.0 12.16 +0.78 .3962
AlphaUSQuVal QVAL 1.8 28.07 +0.36 .0546 InnovRuss2000Oct KOCT ... 25.84 +0.26 ... iShEvolUSFin IEFN 2.2 25.01 +0.59 .1379 PacerWealthShield PWS .9 28.46 +0.41 .0513 DavisUSEquity DUSA 1.0 29.14 +0.39 .29 GlbXCnBiotech CHB ... 15.45 +0.53 ...
AlphaArchValMom VMOT 1.5 24.62 +0.10 .3566 InnovRuss2000Apr KAPR ... 26.77 –0.02 ... iShEvolUSHlthcr IEHS .7 36.84 +1.10 .0886 PointBridgeGOP MAGA 2.1 30.60 +0.69 .628 DavisWorldwide DWLD 1.9 30.21 +0.07 .57 GlbXCleanTech CTEC ... 18.55 –0.63 ...
AlphaCloneAltAlpha ALFA .1 73.79 +1.21 .0919 InnovRuss2000Jan KJAN ... 28.52 +0.21 ... iShEvolUSInnHlthcr IEIH 1.1 32.36 +0.80 .0964 PremiseCapDivTact TCTL 2.3 29.68 +0.35 .6679 DefNasdJrBio IBBJ ... 32.21 +1.05 ... GlbXCloudComp CLOU .0 25.92 +0.12 .0076
AmCentFocDyn FDG ... 71.83 +1.10 ... InnovS&P500Buff BJUL ... 29.85 +0.16 ... iShEvoUSMedia IEME .7 32.29 +1.01 .10 PrincipalGlbDiv GDVD 2.6 31.46 +0.33 .2956 DorseyWrightETN36 BMLP 9.5 36.63 +1.72 .8684 GlbXConsciousCos KRMA 1.0 26.89 +0.29 .1024
AmCentFocLCV FLV 1.0 54.08 +0.69 .2257 InnovS&P500BuffO BOCT ... 29.83 +0.36 ... iShEvolUSTech IETC .5 46.20 +0.81 .0472 ProShGlbListedPrv PEX 8.6 32.24 +1.01 .9487 FidelityNasdComp ONEQ .7 484.73 +9.79 .91 GlbX Cybersec BUG .5 23.55 +0.91 .1055
AmCustSatisfCore ACSI 1.4 42.91 +0.74 .583 InnovS&P500BuffA BAPR ... 29.54 +0.08 ... iShExpTechSftwr IGV .4 338.20 +1.99 .0695 ProShHY IntRt HYHG 5.3 62.27 +0.48 .2594 FT AltAbsRet FAAR 1.0 27.31 +0.19 .0092 GlbXDAXGermany DAX 1.0 30.21 +0.28 .2935
AnfieldCapDiv DALT 3.4 9.40 +0.10 .0059 InnovS&P500Aug BAUG ... 29.54 +0.23 ... iShMtgRealEstCap REM 9.0 31.79 +0.58 .5183 ProShInvGrdIntRt IGHG 2.9 75.74 +0.72 .1462 FT APxJapan FPA 2.3 31.27 +1.40 .0329 GlbXDataCtr VPN ... 15.22 +0.10 ...
AnfieldDynFix ADFI .8 9.96 –0.05 .0049 InnovS&P500Dec BDEC ... 30.20 +0.44 ... iShUSBlendStyle STLC 1.3 34.65 +0.58 .1336 ProShK1FreeCrude OILK 2.2 41.05 +0.48 .0556 FT BICK BICK .5 36.31 +1.33 .0432 GlbXecomm EBIZ .1 31.04 –0.42 .034
AnfieldUSEquity AESR .3 11.80 +0.20 .0012 InnovS&P500Feb BFEB ... 26.94 +0.22 ... iShFctUSGrwStyle STLG .8 30.42 +0.45 .0659 ProShLCCorePlus CSM 1.3 83.24 +1.65 .216 FT BrazilAlpha FBZ 12.8 12.89 +0.60 .055 GlbXEdu EDUT ... 17.21 –0.03 ...
AnfieldUnivFx AFIF 1.2 9.77 –0.06 .0101 InnovS&P500Jan BJAN ... 32.21 +0.21 ... iShUSMidBlendStyle STMB 1.1 36.31 +0.79 .1286 ProShDivGrowers EFAD 1.5 42.71 –0.32 .1975 FT BuyWrite FTHI 4.8 19.97 +0.21 .08 GlbX EM Internet EWEB ... 15.23 –0.10 ...
AptusColIncmOpp ACIO 1.5 27.58 +0.19 .0662 InnovS&P500BuffJun BJUN ... 30.97 +0.18 ... iShUSSmBlendStyle STSB .8 38.94 +0.82 .1117 ProShMSCIEMDiv EMDV 3.4 56.19 +0.14 .9212 FT CEFIncmOpp FCEF 5.2 22.05 +0.36 .09 GlbXFinTech FINX ... 43.46 +0.58 ...
AptusDefRisk DRSK 1.5 29.63 +0.05 1.1352 InnovS&P500BuffMar BMAR ... 29.55 +0.21 ... iShFctUSValStyle STLV 2.2 24.38 +0.37 .1547 ProShMSCIEurDiv EUDV 1.5 45.62 –0.08 .2344 FT CA MuniHi FCAL 2.1 53.86 +0.23 .095 GlbXGen&Biotech GNOM ... 22.26 +0.76 ...
AptusDrawMgd ADME 1.0 35.37 +0.31 .0445 InnovS&P500BffMay BMAY ... 29.51 +0.15 ... iShFloatingRateBd FLOT 1.4 50.73 ... .0217 ProShMergerETF MRGR .8 38.86 +0.09 .2162 FT CapStrength FTCS .9 66.92 +0.69 .1154 GlbX Health&Well BFIT .3 24.96 +0.58 .0345
ArrowResCapMgmt ARCM 1.1 100.20 ... .0111 InnovS&P500BuffN BNOV ... 29.62 +0.24 ... iShGlbxUSDHiYdCpBd HYXU 1.1 56.89 +1.21 .6189 ProShMornAltSoln ALTS 1.7 36.50 +0.28 .0448 FT ChinaAlphaDEX FCA 4.4 27.88 –0.55 .4568 GlbXInternetThings SNSR .6 31.32 +1.14 .0025
BarclaysETN+Select ATMP 7.1 12.78 +0.96 .2257 InnovS&P500JSep BSEP ... 28.83 +0.31 ... iShGlbHiCorpBdFd GHYG 4.2 50.34 +0.51 .186 ProShPetCare PAWZ .2 65.41 –0.57 .0273 FT CloudComp SKYY .2 91.00 +1.12 .0409 GlbXLongevityThem LNGR .5 27.36 +0.57 .0449
BarcRetDisability RODI ... 96.61 +5.27 ... InnovS&P500Divrs BUFF 2.0 33.05 +0.14 .0666 iShGoldStrategy IAUF 8.6 61.23 +1.69 5.26 ProShRuss2000Div SMDV 2.1 56.91 +0.27 .2253 FT DevIntlEquity RNDM 1.7 51.50 +0.70 .2153 GlbXMSCISuperDiv EFAS 4.5 14.65 +0.10 .0525
BarclaysWILETN WIL ... 79.79 +1.36 ... InnovS&P500Pwr PJUL ... 28.66 +0.10 ... iShiBdsDec2028Muni IBMQ 1.2 27.50 –0.04 .0278 ProShRussUSDivGrw TMDV 1.6 42.08 +0.15 .2127 FT DevMkts FDT 2.0 55.98 +0.89 .0605 GlbXMillThematic MILN .3 36.28 +1.03 .0204
CBOES&P500DivAr KNG 3.6 48.13 +0.37 .4407 InnovS&P500PwrF PFEB ... 26.12 +0.14 ... iShiBdsDec25Muni IBMN 1.2 28.15 ... .0191 ProShS&P500Arist NOBL 2.0 80.56 +0.58 .4151 FT DevMktsXUS FDTS 2.3 40.90 +1.32 .0754 GlbXNasd100Cv QYLD 10.9 22.69 +0.22 .2229
CambriaEmSharehldr EYLD 4.0 32.44 +0.64 .4385 InnovS&P500PwrN PNOV ... 28.96 +0.14 ... iShiBdsDec24Muni IBMM 1.3 27.09 ... .0225 ProShS&PMC400 REGL 2.2 61.87 +0.27 .3017 FT DorseyDyn5 FVC .5 30.44 +0.68 .0607 GlXNasd100CCGrw QYLG 5.8 29.28 +0.52 .1417
CambriaFgnShare FYLD 3.6 24.15 +0.72 .1755 InnovS&P500PwrA PAPR ... 27.26 +0.08 ... iShiBdsDec27Mun IBMP 1.2 27.27 ... .0213 ProShS&PTechDiv TDV .9 52.10 +1.70 .1427 FT DorseyFoc5 FV .3 39.65 +0.82 .025 GlbX Robotics&AI BOTZ .3 32.70 +0.70 .0636
CambriaGlbAssetAll GAA 3.2 28.65 +0.45 .1993 InnovS&P500Aug PAUG ... 28.19 +0.09 ... iShiBdsDec26Muni IBMO 1.1 27.03 –0.03 .017 ProShShortUSDEmgBd EMSH 3.0 73.08 –0.05 .1765 FT DorseyIntl5 IFV 2.6 21.40 +0.12 .0575 GlbXS&PCathDvxUS CEFA ... 29.89 +0.37 ...
CambriaGlbMomentum GMOM 1.5 25.59 +0.48 .0463 InnovS&P500PwrD PDEC ... 28.81 +0.26 ... iShiBdsDec23Muni IBML 1.5 26.20 –0.02 .0292 ProShTrMgdFut FUT 1.2 39.53 +0.05 .0564 FT DW Momentum DDIV 3.0 24.48 +0.30 .1301 GlbXS&P500Catholic CATH 1.2 45.65 +0.71 .241
CambriaGlbRlEst BLDG ... 29.27 +0.53 ... InnovS&P500Jan PJAN ... 30.42 +0.17 ... iShBds2025TermHY IBHE 5.8 24.85 +0.05 .1193 RareviewDynFx RDFI 4.1 26.74 +0.34 .092 FT DW Mom&Low DVOL 1.4 23.87 +0.27 .0043 GlbXSocialMedia SOCL ... 58.77 +1.28 ...
CambriaGlbValue GVAL 2.6 20.64 +0.69 .1284 InnovS&P500PwrJun PJUN ... 30.03 +0.10 ... iShiBds2024TermHY IBHD 5.6 24.21 +0.07 .1055 RareviewTaxAdv RTAI ... 25.92 +0.08 ... FT DW Mom DVLU 1.5 17.96 +0.23 .0514 GlbXSuperDividAlt ALTY 9.1 11.80 +0.15 .0776
CambriaMarijuana TOKE 5.0 15.49 +0.54 .1362 InnovS&P500PwrBuff PMAR ... 28.37 +0.03 ... iShBds2021TermHY IBHA 3.7 24.26 ... .0649 RevWeightUSLC RVRS 1.7 19.03 +0.56 .3232 FT DorseyWright DWPP .9 27.86 +0.46 .1432 GlbXSuperDivdREIT SRET 9.3 9.00 +0.14 .055
CambriaShareholder SYLD 1.8 44.37 +1.49 .2261 InnovS&P500PwrMay PMAY ... 28.31 +0.06 ... iShBds2026TermHY IBHF ... 25.37 +0.19 ... SPDRDoubleEMFixed EMTL 3.4 50.59 +0.03 .1215 FTDorseyDALI1 DALI 1.5 21.03 +0.43 .1146 GlbXTelemed EDOC ... 18.50 +0.20 ...
CambriaSovHiYdBd SOVB 2.4 25.79 +0.29 .0672 InnovS&P500PwrO POCT ... 27.63 +0.17 ... iShBds2023TermHY IBHC 5.5 24.27 +0.04 .1096 SPDRDoubleShDurTR STOT 1.7 49.95 +0.04 .057 FT DJ IntlInt FDNI .7 43.77 –0.18 .3087 GlbX ThemGrwth GXTG .3 43.22 +1.43 .024
CambriaTailRiskETF TAIL .8 20.54 –0.24 .0076 InnovS&P500Sep PSEP ... 27.70 +0.17 ... iShBds2022TermHY IBHB 5.4 24.23 +0.02 .0995 SabaClosedEndFds CEFS 8.5 19.74 +0.25 .14 FT MultAsstDiv MDIV 6.0 15.39 +0.35 .0744 GlbXVideoGames HERO .1 29.08 +0.49 .0122
CambriaTrinity TRTY 2.4 24.16 +0.42 .1134 InnovS&P500UltA UAPR ... 24.89 ... ... iShInflHdgCpBd LQDI 2.4 28.84 +0.19 .0523 2ndVoteLifeNeutral LYFE ... 25.98 +0.56 ... FT NasdTechDiv TDIV 1.9 49.38 +1.96 .2243 GlbXYieldCo&Renew YLCO 2.8 16.87 +0.12 .1245
CambriaValue VAMO .9 19.29 –0.01 .0198 InnovS&P500UltAug UAUG ... 27.81 +0.07 ... iShIntlAggregateBd IAGG 2.0 55.84 –0.10 .0476 2ndVoteSocDef EGIS ... 26.41 +0.71 ... FT EM Alphadex FEM 3.2 23.89 –0.16 .4512 HighlandSrLoan SNLN 3.4 15.99 +0.08 .0297
ClearFocVal CFCV 1.5 30.45 +0.37 .1144 InnovS&P500UltDec UDEC ... 28.29 +0.13 ... iShIntlDivGrowth IGRO 2.3 62.17 +0.82 .3741 SirenDivDefender DFND .7 36.42 –0.01 .0651 FT EM EquitySel RNEM 2.5 46.72 +0.64 .7741 IQChaikinUSLC CLRG 1.8 28.54 +1.44 .0944
CornerCapFundLC FUNL ... 28.48 +0.59 ... InnovS&P500UltFeb UFEB ... 25.89 +0.07 ... iShLiquidityIncm ICSH 1.3 50.52 –0.03 .0246 SirenDivLdrsDiv LEAD .8 47.38 +0.45 .0565 FT EM LocalCurr FEMB 5.5 37.36 +0.67 .17 IQ Chaikin US SC CSML .8 28.23 +0.79 .0698
EcofinDigPay TPAY .1 42.67 +0.98 .527 InnovS&P500UltJan UJAN ... 29.67 +0.13 ... iShMSCIArgentina AGT .6 25.26 +0.65 .0639 SmartSustEnerII SULR ... 26.54 –0.21 ... FT EM SC Alpha FEMS 4.1 39.14 +1.04 .4185 InvscActMgdETC PDBC 1.6 14.59 ... .2319
EcofinGlbWater EBLU 1.2 38.69 –0.11 .3412 InnovS&P500UltrJul UJUL ... 26.35 +0.06 ... iShMSCIChileCapped ECH 2.0 28.91 +1.09 .5057 StrategyResRobust ROMO .6 24.80 +0.39 .1519 FT EnhShtMat FTSM 1.3 60.03 –0.04 .033 InvscBldrSEM50ADR ADRE 1.1 55.03 +0.19 .1448
Emles@Home LIV ... 24.81 +0.35 ... InnovS&P500UltJun UJUN ... 27.91 +0.06 ... iShMSCIChinaAETF CNYA .8 41.46 +0.96 .0952 3DPrintingETF PRNT .0 30.43 +1.60 .015 FT EuropeAlpha FEP 1.7 37.47 +0.59 .1401 InvscBS2030CorpBd BSCU 1.8 20.22 –0.04 .0297
EmlesFedContr FEDX ... 26.88 +0.18 ... InnovS&P500Ultra UMAR ... 27.71 +0.11 ... iShMSCIDenmarkCap EDEN .5 91.07 –0.36 .3621 TrendAggSG TEGS ... 29.00 +0.14 ... FTEurozoneAlpha FEUZ 1.3 41.28 +0.60 .2178 InvscBull2020CpBd BSCK 1.7 21.19 –0.01 .0053
EmlesLuxuryGds LUXE ... 25.49 +0.38 ... InnovS&P500UltMay UMAY ... 27.28 +0.06 ... iShMSCIEmgMulti EMGF 2.4 47.81 +0.64 .4091 TrendAggUS TAEQ ... 27.58 +0.20 ... FT GerAlpha FGM .9 49.78 +0.71 .1379 InvscBull2028CpBd BSCS 2.6 23.41 +0.01 .0465
EmlesMadeinAmer AMER ... 26.11 +0.39 ... InnovS&P500UltN UNOV ... 28.31 +0.18 ... iShMSCIEurozone EZU 1.1 44.39 +0.80 .318 TrimTabsIntlFrCsh TTAI ... 30.99 +0.46 ... FT GlTactCommod FTGC .8 18.27 –0.02 .1538 InvscBull2025CpBd BSCP 2.5 22.51 +0.01 .0394
EmlesProAlloc DEFN ... 25.07 +0.02 ... InnovS&P500UltO UOCT ... 26.78 +0.07 ... iShMSCIFinlandCap EFNL 3.2 43.91 –0.09 .7303 TrimTabsUSFrCsh TTAC ... 45.08 +0.58 ... FTHdgBuyWriteIncm FTLB 3.3 19.85 +0.21 .055 InvsBull25HYCpBd BSJP 5.1 24.40 +0.21 .1028
EmlesRealEstCrd REC 1.7 25.34 +0.08 .0361 InnovS&P500UltSep USEP ... 26.91 +0.06 ... iShMSCIGermanySC EWGS .2 71.93 +2.03 .1502 TrueStructOutAug AUGZ ... 27.47 +0.30 ... FT IPOXEurEq FPXE 1.1 27.59 +0.46 .1098 InvscBull2024CpBd BSCO 2.5 22.30 +0.01 .041
EsotericaNextG WUGI ... 49.30 +1.07 ... InnovS&PHiQualPfd EPRF 5.1 24.53 +0.03 .095 iShMSCIGlbMet&MnPr PICK 3.1 35.88 +2.94 .3732 TrueStructOutDec DECZ ... 25.13 ... ... FT GlblAgri FTAG 1.6 24.98 –0.29 .1602 InvsBull24HYCpBd BSJO 4.6 24.85 +0.16 .0948
FTCboeVestBf BUFR ... 21.33 +0.17 ... InnovTripleStkOct TSOC ... 27.82 +0.26 ... iShMSCIGlSilverMin SLVP 1.3 15.63 +0.82 .0211 TrueStructOutJul JULZ ... 28.77 +0.37 ... FT GlbNatRscs FTRI 4.8 11.91 +0.57 .1334 InvsBull20HYCpBd BSJK 1.7 23.36 –0.01 ...
FTCboeUSBuffJul FJUL ... 32.79 +0.22 ... Innov20+YTrBd5Jl TFJL ... 24.27 –0.12 ... iShMSCIEAFEGrowth EFG 1.0 98.06 +0.61 .5066 TrueStructOutNov NVMZ ... 27.30 +0.74 ... FTIndiaNifty50EW NFTY .6 37.71 +2.34 .1265 InvscBull2021CpBd BSCL 2.3 21.27 +0.01 .0312
FTCboeUSBuffAug FAUG ... 34.44 +0.32 ... Innov20+YTrB9BfJul TBJL ... 24.35 –0.28 ... iShMSCIIndiaETF INDA .3 38.03 +1.05 .0762 TrueStructOutOct OCTZ ... 26.83 +0.34 ... FTIndxxInnTran LEGR 1.0 37.04 +0.84 .0879 InvsBull21HYCpBd BSJL 4.1 23.12 +0.04 .0692
FTCboeUSBuffFeb FFEB ... 32.85 +0.28 ... InvscBalMulti PSMB 3.0 15.13 +0.23 .0651 iShMSCIIndiaSC SMIN 2.0 40.72 +1.02 .4011 TrueStructOutSep SEPZ ... 26.18 +0.37 ... FTIndxxNextG NXTG 1.0 67.31 +1.65 .1745 InvscBull2027CpBd BSCR 2.5 22.22 –0.05 .0411
FTCboeUSBuffJun FJUN ... 33.84 +0.26 ... InvscConsrvMulti PSMC 2.7 13.49 +0.08 .0586 iShMSCIKuwait KWT ... 27.26 +0.25 ... VanEckAMTFrIntMuni ITM 2.0 51.88 +0.07 .0762 FTIntlEquOpps FPXI .3 63.70 +0.43 .1115 InvscBull2026CpBd BSCQ 2.5 21.81 –0.06 .0408
FTCboeUSBuffMay FMAY ... 34.50 +0.26 ... InvscGrwMultAll PSMG 2.1 16.06 +0.25 .0848 iShMSCINorwayCap ENOR 1.8 24.00 –0.01 .2907 VanEckAMTFrLgMun MLN 2.5 21.65 –0.05 .0422 FT JapanAlpha FJP 2.2 51.27 –0.59 .3411 InvsBull26HYCpBd BSJQ 4.8 25.47 +0.22 .0957
FTCboeUSBuffNov FNOV ... 34.97 +0.37 ... InvscModConserv PSMM 2.9 14.48 +0.10 .1014 iShMSCI UK SC EWUS 2.5 41.14 +1.92 .4204 VanEckAMTFrShMuni SMB 1.5 18.08 ... .0199 FT LC CoreAlpha FEX 1.2 72.51 +1.33 .1974 InvscBull2023CpBd BSCN 2.4 21.87 +0.01 .0372
FTCboeUSBuffOct FOCT ... 31.27 +0.31 ... InvscPureDevxNA PBDM 2.0 26.73 +0.03 .1207 iShMSCIEAFEValue EFV 3.0 47.72 +0.74 .5054 VanEckCEFMuni XMPT 3.8 28.13 +0.20 .0935 FT LC GrwthAlpha FTC .5 93.06 +1.68 .037 InvsBull23HYCpBd BSJN 4.8 25.29 +0.14 .0968
FTCboeUSBuffSep FSEP ... 32.02 +0.30 ... InvscPureFTSEEM PBEE 2.7 27.87 +0.38 .1949 iShMornMultiAsst IYLD 4.9 23.82 –0.06 .0351 VanEckHYMuni HYD 4.1 61.08 +0.22 .1873 FT LC US Equity RNLC 1.6 27.43 +0.76 .0911 InvscBull2022CpBd BSCM 2.3 21.83 ... .0352
FTCboeUSDeepAug DAUG ... 32.95 +0.14 ... InvscPureMSCIUSA PBUS 1.5 37.55 +0.43 .1312 iShNorthAmNatRscs IGE 3.4 24.29 +0.86 .2091 VanEckMdyBBBCpBd MBBB ... 25.06 ... ... FT LC Value FTA 1.9 55.46 +1.09 .2614 InvsBull22HYCpBd BSJM 4.3 23.33 +0.10 .0774
FTCboeUSDeepFeb DFEB ... 32.10 +0.14 ... InvscPrMSCIUSASC PBSM 1.3 33.09 +1.36 .0912 iShRussell2500 SMMD 1.3 54.96 +1.14 .201 VanEckMdyIGCpBd MIG ... 25.04 +16.40 ... FT LatAmAlpha FLN 2.0 18.68 +0.93 .0693 InvscBS2028HY BSJS 4.1 25.66 +0.19 .0879
FTCboeUSDeepJul DJUL ... 31.58 +0.10 ... InvscPureUSAggBd PBND 2.5 26.74 –0.08 .0516 iShIntlPfdStock IPFF 4.1 15.40 +0.33 .0478 VanEckMornDur DURA 3.2 28.90 +0.38 .24 FT LowDurOpp LMBS 2.3 51.46 –0.09 .09 InvscBS2028MuniBd BSMS 1.8 26.01 ... .0368
FTCboeUSDeepJun DJUN ... 32.31 +0.09 ... InvscPure0-5YTIPS PBTP .8 25.96 +0.08 .0822 iShShortMaturityBd NEAR 1.7 50.16 –0.02 .0437 VanEckMornGlb GOAT ... 35.40 +0.38 ... FT LowDurStrat LDSF 2.4 20.49 +0.03 .041 InvscBS2025MuniBd BSMP 1.3 25.91 –0.04 .0243
FTCboeUSDeepMay DMAY ... 32.66 +0.08 ... InvscRuss1000Dyn OMFL 1.5 39.75 +1.25 .1785 iShShrtMatMuniBd MEAR 1.0 50.17 –0.02 .0181 VanEckMornIntlMoat MOTI 3.7 33.81 +0.43 1.25 FT MgdMuni FMB 2.2 56.45 +0.19 .1025 InvscBS2024MuniBd BSMO 1.2 25.66 +0.01 .0195
FTCboeUSDeepNov DNOV ... 33.28 +0.22 ... InvscRs1000EnhEW USEQ 2.7 30.80 +0.51 .1978 iShCohen&StrsREIT ICF 2.2 109.69 +2.04 .3132 VanEckMornWideMoat MOAT 1.1 62.98 +1.34 .7167 FT MegaCap FMK 1.2 43.02 +0.70 .1669 InvscBS2024USDEM BSDE 3.6 26.22 +0.11 .0708
FTCboeUSDeepOct DOCT ... 30.76 +0.16 ... InvscRuss2000Dyn OMFS 1.1 32.68 +1.12 .0787 iSh25+YTrStrip GOVZ 1.6 23.06 –1.09 .0296 VanEckMuni MAAX 2.8 24.80 +0.09 .0562 FT MC CoreAlpha FNX 1.1 80.86 +1.77 .2541 InvscBull2029CpBd BSCT 2.5 21.64 –0.03 .0394
FTCboeUSDeepSep DSEP ... 31.00 +0.12 ... InvscS&P500MinVar SPMV 1.7 33.72 +0.53 .0633 iShUS Div&Buyback DIVB 2.0 33.00 +0.85 .1691 VanEckRussia RSX 5.9 24.18 +0.84 1.4162 FT MC GrwthAlpha FNY .3 61.80 +1.05 .0897 InvscBS2029MuniBd BSMT 1.8 25.95 +0.04 .0383
FidelityBlueChipGr FBCG ... 27.63 +0.41 ... InvscS&PIntlDev IDHD 5.8 25.71 –0.08 .2385 iShUSInfr IFRA 1.7 29.87 +0.61 .1152 VanEckRussiaSC RSXJ ... 37.46 +1.86 ... FT MC US Equity RNMC 1.3 24.17 +0.64 .0684 InvscBS2021MuniBd BSML .8 25.31 ... .0118
FidelityBlueChipV FBCV .6 24.02 +0.35 .049 InvscS&PSCHiDiv XSHD 5.9 19.70 +0.55 .0581 iShUSSCValue SVAL ... 24.07 +0.50 ... VanEckShHYMuni SHYD 3.1 24.55 –0.02 .0615 FT MC ValAlpha FNK 1.7 35.59 +0.98 .1395 InvscBS2021USDEM BSAE 3.8 25.31 –0.04 .0748
FidelityLowDurBd FLDR 1.4 51.02 –0.02 .025 InvscS&PSCQuality XSHQ 1.4 30.97 +0.66 .1216 iShUSTreasuryBdETF GOVT 1.4 27.25 –0.47 .2411 VanEckVietnam VNM .7 16.42 +0.15 .1051 FT MCGrAlpDX FAD .4 98.54 +1.65 .0759 InvscBS27HYCpBd BSJR 4.6 25.44 +0.22 .1039
FidelityNewMill FMIL .7 24.25 +0.51 .057 iPathInvrUS TAPR ... 91.76 +6.26 ... JPMBetaCanada BBCA 2.3 27.14 +0.62 .1492 VangdESGIntlStk VSGX 1.8 58.30 +0.70 .2779 FT MuCValAlpha FAB 1.6 58.37 +1.39 .2376 InvscBS2027MuniBd BSMR 1.5 25.61 +0.02 .0232
FidelityStkInfl FCPI 1.8 25.66 +0.22 .119 iPathS&P500DynVIX XVZ ... 36.93 –0.10 ... JPMBetaDevAsia BBAX 3.0 26.59 +0.20 .2606 VangdESGUSCpBd VCEB 1.2 75.72 –0.36 .0947 FTMuniCEFIncmOpp MCEF 3.2 19.95 +0.22 .0625 InvscBS2026MuniBd BSMQ 1.6 25.76 +0.06 .0303
FidelityTargEM FDEM 2.0 26.34 +0.49 .107 iPathS&PMLPETN IMLP 9.7 10.40 +0.75 .2207 JPMBetaEurope BBEU 2.1 26.07 +0.46 .1447 VangdESGUSStk ESGV 1.1 68.80 +1.17 .1931 FTMuniHiIncm FMHI 3.2 53.17 +0.34 .14 InvscBS2023MuniBd BSMN 1.0 25.55 ... .0151
FidelityTargIntl FDEV 3.1 26.96 +0.11 .16 iPathBS&P500VIXMid VXZ ... 30.04 –0.22 ... JPMBetaIntl BBIN .7 54.69 +0.49 .2438 VangdUSLiquid VFLQ 1.6 92.70 +1.82 .3148 FT NasdComBk QABA 2.5 43.99 +0.94 .2565 InvscBS2023USDEM BSCE 3.8 26.36 ... .0819
FTLuntUSFactor FCTR .7 29.14 +0.52 .0275 iPathS&P500VIX VXX ... 17.11 –0.40 ... JPMBetaJapan BBJP 2.0 27.61 –0.06 .5657 VangdUSMinVol VFMV 2.3 88.26 +1.45 .3552 FT NasdCleanEdge QCLN .3 61.33 –3.71 .0178 InvscBS2022MuniBd BSMM 1.0 25.41 +0.02 .011
FlexShCredScUSLg LKOR 3.0 64.29 –0.66 .1528 iPathUSTrea10yBr BTYS ... 40.91 +0.97 ... JPMBetaUSREIT BBRE 2.7 80.35 +1.75 .5551 VangdUSMom VFMO .6 107.77 +1.62 .0554 FT NasdClEdSmGr GRID .6 76.32 –0.20 .1993 InvscBS2022USDEM BSBE 4.0 25.87 +0.01 .0819
FlexMrnUSMktFtrTlt TILT 1.5 143.03 +2.91 .5319 iPath5-YearBear DFVS ... 14.04 +0.48 ... JPM Beta1-5Y BBSA 1.8 26.20 –0.05 .0301 VangdUSMultifact VFMF 1.5 82.21 +1.37 .2313 FT NasdCybersec CIBR 1.3 39.70 +1.22 .0329 InvscBuyBackAch PKW 1.5 71.94 +2.31 .2258
FlexSTOXXGlbESGImp ESGG 1.4 121.84 +1.33 .3763 iPathUSTrea5YrBull DFVL ... 84.10 –0.46 ... JPMBetaUSEquity BBUS 1.4 67.89 +1.16 .3048 VangdUSQual VFQY 1.2 97.71 +1.96 .2815 FT NasdGlblAuto CARZ .9 50.00 +0.60 .0428 InvscDWABasicMatl PYZ 1.2 69.86 +2.19 .1501
FlexSTOXXUSESGImp ESG 1.3 90.02 +1.45 .2788 iShAdCurrHdgMSCI DEFA 2.3 30.02 +0.09 .3567 JPMCorePlusBd JCPB 1.8 56.11 –0.04 .0703 VangdUSValue VFVA 2.1 77.82 +1.91 .3535 FT Nasd100xTech QQXT .3 77.46 +1.74 .0375 InvscDWAConsCyc PEZ .3 73.40 –0.15 .0737
FlexShUSQualLC QLC 1.5 40.18 +0.56 .1452 iShIntmGovt/CredBd GVI 1.9 117.35 –0.19 .1569 JPMorganDisciplHY JPHY 4.8 51.69 +0.36 .1869 VirtusWMCIntlDiv VWID 3.2 27.89 +0.19 .3599 FT Nasd100Tech QTEC .5 135.52 +4.98 .1335 InvscDWACnsStpls PSL .8 85.10 +1.03 .1877
FormulaHdgGrwth FFHG .5 29.26 +0.31 .0083 iShBrdUSDHYCpBd USHY 5.4 40.94 +0.18 .18 JPM IntlBdOpps JPIB 4.6 51.64 +0.17 .1256 WisdTrYdEnhUSST SHAG 2.0 51.52 ... .06 FT NasdArtlIntel ROBT .1 48.58 +1.21 .0126 InvscDWADevMkt PIZ .8 32.82 +0.51 .0178
FormulaFolIncm FFTI 2.4 24.29 +0.05 .0457 iShConvBond ICVT 1.2 91.88 –1.44 2.7525 JPM Municipal JMUB 2.0 54.97 +0.04 .0691 WisdomDynCurrIntl DDWM 3.4 27.80 +0.13 .325 FTNasdaqBk FTXO 3.0 23.23 +0.84 .1516 InvscDWAEMMom PIE 1.6 21.54 +0.24 .1569
FormulaFolSmartGrw FFSG 1.1 30.99 +0.63 .0555 iShCoreMSCIEAFE IEFA 2.3 68.50 +0.81 .6999 JPM UltShtIncm JPST 1.5 50.79 –0.02 .0379 WisdomDynCurrIntSC DDLS 3.1 30.49 +0.40 .275 FT NasdFood&Bev FTXG 1.3 23.08 +0.31 .0928 InvscDWAEnerMom PXI 3.1 17.97 +0.88 .0887
FormulaFolTactGrw FFTG 1.1 28.19 +0.57 .0006 iShCurrHdgMSCIEAFE HEFA 2.4 30.56 +0.06 .3768 JPMUltShMuni JMST 1.0 51.02 ... .0219 WT EM ESG Fd RESE 2.1 34.86 +0.64 .26 FT NasdOil&Gas FTXN 2.0 12.08 +0.29 .0703 InvscDWAFinMom PFI 1.7 40.85 +0.60 .1903
FrankDisrComm BUYZ ... 49.31 +0.79 ... iShCurrHdgMSCIEM HEEM 2.3 30.30 +0.17 .1461 LHAMktStAlpha MSVX ... 24.44 +0.13 ... WisdomTreeCpBdFd WFIG 2.3 55.75 –0.25 .095 FT NasdPharm FTXH .7 25.62 +0.40 .0428 InvscDWAHlthcrMom PTH ... 149.95 +2.21 ...
FrankGenAdv HELX ... 41.65 +2.05 ... iShIntlSelDividend IDV 6.0 29.49 +0.55 .3016 LHA MktStTact MSTB ... 27.16 +0.51 ... WisdomTreeUSHYCpBd WFHY 4.8 52.11 +0.50 .1975 FT NasdRetail FTXD .8 28.59 –0.04 .03 InvscDWAIndlsMom PRN .2 86.99 –0.62 .0054
FrankIntMach IQM ... 40.76 +1.11 ... iShTransportAvg IYT 1.0 225.06 +3.28 .3879 LeggMasonIntLowVol LVHI 4.2 23.32 –0.43 .1232 WisdTrUSSTCpBd SFIG 2.0 51.90 +0.04 .06 FT NasdSemicon FTXL .5 59.14 +3.05 .0571 InvscDWAMom PDP .2 83.44 +0.17 .0237
FrankHYCorp FLHY 5.8 26.37 +0.11 .1049 iShU.S.Industrials IYJ 1.0 192.97 +1.32 .2159 MainSectorRot SECT 1.5 34.28 +0.54 .0359 WisdTrUSSTHY SFHY 4.6 48.92 +0.27 .175 FT NasdaqTrans FTXR .5 28.27 +0.52 .0002 InvscDWASCMom DWAS .3 71.75 +0.92 .0263
FrankIntlAggBd FLIA .7 25.35 –0.13 .0214 iShUSAerospace&Def ITA 1.1 193.20 +3.87 .2042 MotleyFool100 TMFC .4 34.34 +0.50 .1256 WisdTrIntlESGFd RESD 1.9 28.17 +0.19 .155 FT Nasd100 EW QQEW .4 98.66 +2.79 .0691 InvscDWATechMom PTF ... 129.56 +1.04 ...
FrankSrLoan FLBL 3.3 24.59 +0.07 .0621 iShUSHomeConstrn ITB .4 54.72 –2.23 .0511 MotleyFoolSCGrw MFMS .0 38.08 +0.53 .3406 WisdTrIntlQualDiv IQDG 1.6 35.52 +0.54 .135 FT RBA AmerInd AIRR .2 32.76 +0.57 .0158 InvscDWAUtilMom PUI 2.6 31.83 –0.42 .201
FranklinLib US FLQL 2.0 37.77 +0.55 .3043 iShUSOil&GasExpln IEO 3.3 37.51 +1.59 .4263 NuvESGEMEquity NUEM 1.6 33.00 +0.45 .5415 WisdTrUSMulti USMF 1.4 34.22 +0.49 .07 FTRisingDivAch RDVY 1.5 39.39 +1.23 .128 InvscDivAchvrs PFM 1.9 32.87 +0.24 .1361
FranklinLibUS MC FLQM 1.2 37.27 +0.43 .1304 iShUSTelecomm IYZ 2.6 30.55 +0.61 .211 NuvESGIntlDev NUDM 3.2 29.13 +0.28 .9217 XtrkBBUSIGCpESG ESCR 2.7 22.72 –0.11 .0444 FT RiverFrDynAP RFAP 2.3 55.70 –0.14 .1967 InvscIntLowBeta IDLB 1.9 28.89 +0.25 .0167
FranklinLibUS SC FLQS 1.3 31.00 +0.48 .1698 iShESGAwareAgg EAOA 1.3 30.07 +0.33 .0668 NuvESG LC NULC .6 35.63 +0.63 .2139 XtrkrsEurozone EURZ 2.2 24.35 +0.56 .424 FT RiverFrDynDev RFDI 1.8 61.86 +1.06 .1768 InvscFTSEUS1500SM PRFZ 1.2 146.74 +3.69 .3561
Freedom100EM FRDM 1.0 31.20 +1.57 .0861 iShESGAwareCon EAOK 1.4 26.88 +0.03 .0167 NuvESGLCGrowth NULG .3 56.09 +0.80 .2615 XtrkJPMEMSvn ESEB 4.0 22.30 –0.08 .0663 FT RiverFrDynEM RFEM 3.1 67.75 +0.87 .5745 InvscGlblWater PIO .8 34.36 +0.32 .0456
GlbX FdrRunCos BOSS .4 29.63 +0.63 .0697 iShESGAwareGrw EAOR 1.2 28.79 +0.21 .0711 NuvESGLCValue NULV 1.4 33.34 +0.60 .4814 XtrkJPMESGUSDHY ESHY 5.8 21.17 +0.13 .137 FT RiverFrDynEur RFEU 1.9 63.72 +1.19 .2659 InvscGoldenDragon PGJ .2 58.77 –1.74 .0275
GlbXRuss2000Cvr RYLD 10.6 22.63 +0.11 .2218 iShESGAwareMod EAOM 1.1 27.53 +0.10 .0758 NuvESGMCGrowth NUMG .2 48.87 +0.33 .0961 FT S&PIntDivArist FID 4.1 16.48 +0.18 .1172 InvscHYBd IHYF ... 25.19 ... ...
GlbXTarget5 TFIV 5.4
GlbXTargetPlus2 TFLT 3.3
23.42
24.28
+0.06
–0.05
.0925
.055
iShESGMSCIUSASC ESML
iShESGScrS&P500 XVV
1.0
...
33.12
28.25
+0.78
+0.47
.0838
...
NuvESGMCValue NUMV
NuvESGSC NUSC
2.4
.8
30.17
37.34
+0.64
+0.98
.7238
.2813 NASDAQ FT SMID CapRising SDVY 1.5
FT SSI Strat FCVT 1.1
23.30
46.82
+0.43
+0.79
.057
.04
InvscHYEquDivAch PEY 4.3
InvscIntlBuyBkAch IPKW 1.6
17.49
38.11
+0.34
+0.73
.0611
.1439
GlbXUSInfrDevt PAVE .4 20.99 +0.39 .0383 iShESGScrS&PMC XJH ... 30.97 +0.54 ... NuvShTermREIT NURE 2.5 27.58 +1.11 .1486 FT SrLoanFd FTSL 3.5 47.20 +0.23 .131 InvscIntlDivAch PID 3.8 15.44 +0.33 .0815
GSAccInflUSDBd GTIP 1.6 56.78 +0.03 .0377 iShESGScrS&PSC XJR ... 32.46 +0.83 ... OShEurQualDiv OEUR 2.4 24.54 +0.04 .0219 AdvShDWAlphaEW DWEQ ... 26.94 +0.25 ... FT SC CoreAlpha FYX .8 74.14 +1.64 .1368 InvscKBWBank KBWB 2.9 49.36 +1.36 .294
GSAccUltShBd GSST 1.2 50.78 –0.01 .0311 iShEdgeHYDefBd HYDB 5.8 50.97 +0.24 .2549 OShGlbInternet OGIG ... 51.23 +0.30 ... AdvShDW FSM AC DWAW ... 35.32 +0.65 ... FT SC GrwthAlpha FYC .3 57.45 +1.00 .0116 InvscKBWHiDvYdFn KBWD 9.8 16.78 +0.62 .1129
Nasdaq Issues
47.43 28.99 WernerEnterprises WERN .9 18 39.61 –0.62 2.38 1.89 2.29 .09 124.02 43.16 WorldAcceptance WRLD ... 20 120.21 +5.69 3.54 8.37 7.37 ... 51.27 34.56 YorkWater YORW 1.6 37 46.54 +0.51 1.11 1.27 1.27 .1874
38.39 17.46 WesBanco WSBC 4.3 18 30.02 +0.27 2.83 ... ... .32 153.41 35.84 WynnResorts WYNN .0 dd 113.50 +12.28 1.15 –.99 4.41 1.00 6.05 1.67 Yunji YJ ... dd 2.72 –1.09 ... .18 .35 ...
W 25.93 13.74 WestBancorp WTBA 4.2 10 19.97 +0.24 1.74 1.89 2.14 .21 9.01 2.06 ZAGG ZAGG ... dd 4.08 –0.04 .48 –2.11 .21 ...
69.08 46.94 WestamericaBncp WABC 3.0 19 54.25 –2.58 2.98 2.83 ... .41 5.61 1.80 Ziopharm ZIOP ... dd 2.83 –0.08 –.70 ... ... ...
39.98 6.61 WaveLifeSci WVE ... dd 8.76 –0.50 –5.72 –3.74 –1.53 ... 72.00 27.40 WesternDigital WDC .0 dd 51.75 +5.90 –.84 3.24 5.94 .50 XYZ 112.67 38.06 ZaiLab ZLAB ... ... 108.00 –0.14 –3.04 –3.13 –3.04 ...
264.92 151.16 WD-40 WDFC 1.1 58 254.51 –0.38 4.40 ... 5.68 .67 9.96 4.45 WestNewEngBncp WNEB 2.9 18 6.88 +0.15 .51 ... ... .05 44.60 22.00 ZealandPharma ZEAL ... dd 37.06 –0.57 –2.54 –2.79 –2.67 ...
44.98 17.84 WSFS Financial WSFS 1.1 21 41.88 +1.89 3.00 3.56 2.99 .12 4.40 0.70 WestportFuelSys WPRT ... dd 4.23 +0.08 ... –.10 .11 ... 34.00 14.14 XOMA XOMA ... dd 32.99 +0.94 –.23 .10 –.37 ... 382.71 150.06 ZebraTech ZBRA ... 43 378.47 +1.47 9.97 12.14 ... ...
17.06 13.00 WVS Financial WVFC 2.5 13 15.80 +0.81 1.41 1.56 1.12 .10 26.72 15.13 WeycoGroup WEYS 5.6 dd 17.02 –1.49 2.10 1.43 1.53 .24 52.94 15.50 XP XP ... 56 38.46 –3.20 ... ... ... ... 59.32 22.00 ZentalisPharm ZNTL ... dd 50.98 +0.08 ... –4.56 –3.83 ...
47.19 9.75 WW Intl WW ... 25 32.76 +2.84 1.72 2.23 2.19 ... 39.98 17.92 Willdan WLDN ... dd 36.75 –1.42 .41 1.25 ... ... 26.40 8.72 XBiotech XBIT ... 1 19.05 –0.34 14.44 .23 .20 ... 120.25 18.65 Zillow A ZG ... dd 110.43 –0.17 ... –1.03 .38 ...
5.85 0.26 Waitr WTRH ... dd 3.55 +0.12 –4.00 ... ... ... 62.41 14.11 WillisLease WLFC ... 17 40.91 +9.12 10.50 1.10 1.40 ... 1.86 0.40 XcelBrands XELB ... dd 1.09 –0.03 –.18 ... .17 ... 119.47 20.04 Zillow C Z ... dd 106.97 –1.08 ... .20 .38 ...
59.92 33.36 WalgreensBoots WBA 4.3 88 43.41 +4.41 .52 4.78 5.18 .4675 220.97 143.34 WillisTowers WLTW 1.3 26 214.49 +4.94 8.02 11.51 13.17 .68 76.44 46.58 XcelEnergy XEL 2.6 23 65.75 –1.87 2.64 2.78 2.96 .43 52.48 23.58 ZionsBancorp ZION 3.1 19 44.02 +4.56 4.16 2.35 3.16 .34
4.85 1.36 WandaSports WSG ... dd 2.27 +0.02 ... ... ... ... 29.50 3.20 WiMiHologram WIMI ... ... 6.30 –0.19 ... .09 .17 ... 43.90 19.35 Xencor XNCR ... dd 39.12 –3.63 .46 –1.62 –1.98 ... 9.29 2.84 Zix ZIXI ... dd 7.55 +0.29 –.46 .59 .65 ...
34.76 25.61 WarnerMusic WMG 1.6 dd 29.57 +1.22 –.82 .63 1.00 .12 170.00 44.27 Wingstop WING .4 cc 124.54 –1.47 .69 1.22 1.09 5.00 18.45 7.00 XenonPharms XENE ... dd 11.19 –0.21 –1.54 ... ... ... 57.22 16.65 Zogenix ZGNX ... dd 22.23 +0.67 –9.74 –3.66 –2.81 ...
38.18 20.01 WashingtonFederal WAFD 3.5 11 24.86 +0.24 2.26 1.57 1.73 .22 215.00 115.00 Winmark WINA .5 24 182.12 +3.11 7.84 2.01 2.25 3.00 9.69 1.42 XerisPharm XERS ... dd 4.22 –0.31 –4.81 –2.99 –1.78 ... 588.84 62.02 ZoomVideo ZM ... cc 410.01 –61.60 ... 2.86 .58 ...
54.96 25.86 WashTrBcp WASH 4.8 11 42.84 +1.97 3.96 3.92 3.40 .51 71.95 22.02 WintrustFin WTFC 1.9 13 59.25 +1.70 6.03 4.36 4.19 .28 151.54 67.68 Xilinx XLNX 1.0 60 147.91 +10.42 3.11 2.98 3.38 .38 64.40 30.83 ZoomInfoTech ZI ... ... 46.11 –2.67 ... .32 .47 ...
19.48 12.10 WaterstoneFinl WSBF 2.7 7 18.02 ... 1.37 2.89 1.39 .30 5.26 1.87 WisdomTreeInvs WETF 2.3 dd 5.11 +0.74 –.08 ... ... .03 21.32 9.01 Xperi XPER 1.0 dd 19.81 +0.47 –1.27 3.49 1.86 .05 7.24 1.08 Zovio ZVO ... dd 4.13 +0.48 –1.86 .42 .42 ...
36.79 10.86 Watford WTRE ... dd 34.72 –0.02 2.00 1.03 3.67 ... 22.27 3.90 WISeKey WKEY ... dd 5.83 –0.24 ... –.51 –.50 ... 5.94 2.38 Xunlei XNET ... dd 2.92 –0.05 –.80 ... ... ... 189.65 35.00 Zscaler ZS ... dd 180.75 +31.01 –.89 .37 .58 ...
26.50 9.52 WaysideTech WSTG 3.3 23 20.51 –1.16 1.51 1.44 1.60 .17 319.34 76.81 Wix.com WIX ... dd 255.83 –2.79 –1.71 ... ... ... 55.22 14.16 Y-mAbsTherap YMAB ... dd 51.29 +3.10 –2.30 ... –1.65 ... 39.26 13.13 Zumiez ZUMZ ... 13 36.72 –0.69 2.62 2.79 3.16 ...
52.33 28.93 Weibo WB ... 20 41.91 –1.20 ... 2.33 2.79 ... 129.06 46.51 Woodward WWD .3 32 117.88 +3.55 3.74 3.33 4.30 .0812 6.55 1.29 YRC Worldwide YRCW ... dd 6.27 +0.03 –3.13 –1.72 –.08 ... 7.45 2.55 ZynerbaPharma ZYNE ... dd 4.55 –0.06 –1.50 –1.93 –1.43 ...
24.91 6.82 Wendy's WEN 1.3 48 22.19 +0.04 .58 .57 .71 .07 248.75 107.75 Workday WDAY ... dd 222.18 –1.68 –2.12 2.69 ... ... 70.53 27.93 Yandex YNDX ... 69 68.05 +0.86 .61 78.88 116.53 ... 10.69 5.65 Zynga ZNGA ... dd 8.78 +0.55 .04 .37 .41 ...
InvscKBWPrEquREIT KBWY 10.2 21.53 +0.76 .1259 VangdLong-TermTrea VGLT 1.9 94.69 –3.00 .1331 BlkRkFutureHlth BMED ... 28.26 +0.63 ... EtracsQ1.5XLevWf BDCX 12.3 30.60 +0.74 1.049 FrankInvGradeCp FLCO 3.2 27.12 –0.14 .0577 InvscDBEnerFd DBE 2.5 10.38 +0.02 .2623
InvscKBWP&CIns KBWP 2.0 66.97 +0.56 .1871 VangdMBS VMBS 2.0 54.08 –0.02 .0672 BlkRkFutInnov BFTR ... 41.62 +0.45 ... EtracsQ1.5XLevAl MLPR 7.3 25.64 +2.73 .9332 FrankShtDurUSGovt FTSD 1.7 95.70 +0.02 .0985 InvscDBG10Curr DBV 1.4 23.89 –0.24 .3445
InvscKBWRegBkg KBWR 3.2 45.90 +1.12 .3285 VangdRuss1000 VONE 1.4 172.88 +3.19 .5149 BlkRkFutureTech BTEK ... 31.86 +0.73 ... ETRACS2xMLvWF BDCY 28.5 10.08 +0.54 .4351 FrankSysStyle FLSP .3 21.07 –0.08 .0511 InvscDBGoldFd DGL ... 53.54 +1.40 ...
InvscNasdNext100 QQQJ ... 29.85 +0.93 ... VangdRuss1000Grw VONG .7 241.17 +3.77 .3335 BlkRkUSEqRotat DYNF 1.6 31.36 +0.52 .135 ETRACS2xM092548 PFFL 10.9 18.95 +0.13 .1497 FrankUSCoreBd FLCB 2.5 26.20 –0.14 .0488 InvscDBOilFund DBO ... 8.05 +0.09 ...
InvscNasd100 QQQM ... 125.45 +2.70 ... VangdRuss1000Val VONV 2.3 119.75 +2.17 .5665 BlueStarIsrael ITEQ ... 62.75 +1.12 ... ETRACSUBSBloomberg UCIB ... 14.54 ... ... FrankUSLowVol FLLV 1.3 41.95 +0.45 .0823 InvscDBPrecMetls DBP 1.0 50.46 +1.67 .5253
InvscNasdInt PNQI ... 225.62 +0.74 ... VangdRuss3000 VTHR 1.3 171.21 +3.00 .4843 BreakwDryBulk BDRY ... 6.54 –0.08 ... ETRACSWFBusDev BDCZ 9.8 16.52 +0.30 .3773 FrankUSTreaBd FLGV 1.6 24.80 –0.23 .0335 InvscDBSilverFd DBS ... 34.19 +2.23 ...
Invsc1-30LadTrea PLW 1.1 38.11 –0.65 .027 VangdRuss2000 VTWO 1.0 152.09 +3.20 .3273 CP HY Trend HYTR 2.8 24.02 +0.22 .0997 E-TRACS Agri UAG ... 17.46 –0.53 ... FrankUltraShBd FLUD 1.6 25.00 –0.02 .0357 InvscDBUSDBear UDN ... 21.59 +0.23 ...
InvscQQQI QQQ .5 305.52 +6.51 .3882 VangdRuss2000Grw VTWG .5 195.85 +3.65 .1928 CabanaTargetDraw5 TDSA ... 24.16 +0.13 ... E-TRACS CMCI UCI ... 14.57 –0.01 ... FranklinLibEM FLQE 5.2 29.37 +0.55 .043 InvscDBUSDBull UUP 2.1 24.47 –0.29 .5261
InvscRAFIStDvxUS ISDX 2.2 26.88 +0.73 .1427 VangdRuss2000Val VTWV 1.5 113.63 +2.91 .406 CabanaTargetDrawdown7 TDSB ... 24.37 +0.07 ... E-TRACS Food FUD ... 17.35 –0.26 ... FranklinLibQGlbDiv FLQD 3.2 31.43 +0.35 .4224 InvscDefEquity DEF 1.1 58.70 +0.54 .6475
InvscRAFIStratEM ISEM 2.4 26.52 +0.21 .3173 VangdSTCpBd VCSH 2.4 82.99 –0.10 .129 CabanaTargetDraw16 TDSE ... 24.86 +0.18 ... E-TRACS Gold UBG ... 47.06 +2.14 ... FranklinGlbEquity FLQG 2.8 35.74 +0.50 .4263 InvscDJIADiv DJD 3.4 38.72 +0.77 .421
InvscRAFIStratUS IUS 1.7 31.30 +0.75 .1299 VangdShtTmInfltn VTIP 1.2 51.10 +0.17 .2795 CabanaTargetDraw10 TDSC ... 24.72 +0.19 ... E-TRACS Silvr USV ... 33.72 –6.67 ... FranklinIntlEquity FLQH 7.0 26.05 ... .91 InvscDynBiotech PBE .0 65.12 +1.53 .029
InvscRAFIStrUSSm IUSS .9 28.61 +0.91 .0529 VangdShortTermTrea VGSH 1.3 61.97 –0.04 .0332 CabanaTargetDraw13 TDSD ... 24.96 +0.20 ... ElemntsRogrAgri RJA ... 5.92 –0.16 ... GadsdenDynMult GDMA .0 30.36 +0.70 .003 InvscDynBuilding PKB .3 40.31 –0.34 .0413
InvscR1000LoBeta USLB 2.8 34.64 +0.64 .3047 VangdTotalBd BND 2.3 87.87 –0.50 .1432 CannabisETF THCX 7.9 13.72 +0.74 .15 ElemntsRogrEngy RJN ... 1.56 –0.01 ... GlblBetaLowBeta GBLO 1.0 21.82 +0.34 .0533 InvscDynEnerExpl PXE 3.4 10.59 +0.39 .121
InvscS&PSCCnsDisc PSCD .8 80.61 +1.76 .0623 VangdTotalCpBd VTC 2.8 93.38 –0.58 .1856 CapLinkNextGen KOIN 1.3 36.88 +0.83 .466 ElemntsRogrMtls RJZ ... 9.93 +0.28 ... GlbBetaMomGrw GBGR .4 22.59 +0.45 .02 InvscDynFood&Bev PBJ 1.2 35.20 +0.53 .1045
InvscS&PSCCnsStpl PSCC 1.5 87.56 +1.17 .449 VangdTotIntlBd BNDX 3.2 58.39 –0.16 .0452 CapNextVehicles EKAR .7 35.05 +0.87 .2499 ElemntsRogrTr RJI ... 4.70 –0.01 ... GlbBetaSmartIncm GBDV 4.5 18.00 +0.54 .18 InvscDynLCGrw PWB .3 66.12 +1.28 .0124
InvscS&PSCEner PSCE 1.0 4.43 +0.22 .0131 VangdTotIntlStk VXUS 2.2 59.55 +0.87 .3385 ChgFinUSLCFoss CHGX .0 28.33 +0.33 .2009 ElemntsSpectrmLC EEH ... 26.55 +0.49 ... GlbXAdaptiveUS AUSF 3.1 25.81 +0.60 .16 InvscDynLCValue PWV 2.7 38.37 +0.74 .2483
InvscS&PSCFinls PSCF 4.8 47.99 +1.12 .4462 VangdTotWorldBd BNDW 2.7 81.81 –0.33 .0955 ChangeCapL/S CBLS ... 21.49 +0.04 ... ElemntsBiofuels FUE ... 7.05 –0.01 ... GlbXCopperMiners COPX .4 29.13 +2.19 .0712 InvscDynLeisure PEJ .4 38.50 +1.00 .0182
InvscS&PSCHlthCr PSCH ... 158.31 +2.49 ... VicShDevEnhVol CIZ 1.5 30.88 +0.25 .0202 ChangeCapSust CBSE ... 22.00 +0.27 ... ElemntsGrain GRU ... 3.29 +0.02 ... GlbX EM Bd EMBD 4.0 27.77 +0.18 .0915 InvscDynMarket PWC 1.2 104.47 +3.34 .1393
InvscS&PSCIndls PSCI .6 77.75 +1.43 .1151 VicShDivAccel VSDA 1.3 39.36 +0.16 .0243 ClearSharesOCIO OCIO 3.6 30.09 +0.26 .1692 EnSelectSectorSPDR XLE 5.4 40.63 +1.72 .5436 GlbXFTSENordReg GXF .5 26.80 –0.12 .1246 InvscDynMedia PBS .3 44.48 +1.07 .0031
InvscS&PSCInfTech PSCT .1 114.94 +3.99 .0283 VicShEMHiDivVol CEY 4.0 21.62 +0.36 .0381 ClearPitonInt PIFI ... 99.86 –0.05 ... ER Entrepreneur30 ENTR .1 27.45 +0.32 .0144 GlbX FTSE SE Asia ASEA 2.7 14.53 +0.03 .2303 InvscDynNetwkg PXQ .2 77.17 +2.62 .103
InvscS&PSCMatls PSCM 1.3 54.78 +2.48 .1048 VicShEMVolWtd CEZ 2.0 25.96 +0.71 .0499 ClearUltShMat OPER .7 100.10 +0.01 .03 ERNonUSSC ERSX 1.2 21.58 +0.66 .2688 GlbX GoldExplorers GOEX 1.3 33.91 +1.84 .0252 InvscDynOil&GasSv PXJ 3.7 3.05 +0.23 .0269
InvscS&PSCUtil PSCU 2.0 52.28 +0.26 .1909 VicShIntlHiDivVol CID 3.5 29.50 +0.17 .0523 ColumbiaDivFixed DIAL 2.6 21.91 –0.01 .0482 EthoClimateLeader ETHO .7 51.48 +0.93 .07 GlbX GuruIndex GURU .8 44.08 +0.86 .3008 InvscDynPharm PJP .8 68.36 +0.74 .1166
InvscVarRateInvt VRIG 1.8 24.96 ... .0192 VicShIntlVolWtd CIL 1.8 40.83 +0.57 .1123 ColumbiaEMCoreXCh XCEM 2.0 29.46 +1.06 .5874 FIEnhEurope50ETN FIEE ... 153.24 +5.53 ... GlbXLithium&Batt LIT .8 53.71 +0.48 .1606 InvscDynSemicon PSI .3 103.62 +6.46 .0606
InvscWaterRscs PHO .4 45.28 +0.34 .0365 VicShNasdNext50 QQQN .1 29.93 +0.69 .0002 ColumbiaEMConsumer ECON ... 27.34 –0.24 ... FidelityCorpBd FCOR 2.6 56.60 –0.45 .244 GlbX MLP&Energy MLPX 7.7 29.13 +1.69 .5654 InvscDynSoftware PSJ .1 145.05 +4.50 .0559
iShAsia50ETF AIA 1.5 85.37 +1.31 .26 VicShProtectAmer SHLD ... 29.28 +0.14 ... ColumbiaIndiaCnsmr INCO .3 46.83 +1.68 .12 FidelityDivRising FDRR 2.6 36.40 +0.92 .218 GlbX MLP MLPA 12.6 30.12 +2.21 .90 InvscEMSovDebt PCY 4.5 28.52 +0.26 .1047
iSh3-7YTreasuryBd IEI 1.2 132.60 –0.39 .0902 VicShUSDiscEnhVol CSF 1.0 47.97 +0.94 .0231 ColumbiaMultMun MUST 2.2 22.25 –0.02 .0351 FidelityHiDiv FDVV 3.3 31.89 +0.78 .241 GlbXMSCIArgentina ARGT .3 29.42 +0.76 .0778 InvscFinlPfd PGF 4.9 19.08 +0.04 .0773
iShBrdUSDInvCpBd USIG 2.9 61.54 –0.35 .1394 VicShUSEQIncmEnh CDC 2.5 54.20 +1.21 .0948 ColumbiaResEnhCore RECS .4 24.60 +0.49 .106 FidelityHYFactor FDHY 4.4 55.04 –0.36 .808 GlbXMSCIChinaCm CHIC .6 26.52 –0.04 .0907 InvscFTSEDvMktxUS PXF 2.2 42.35 +0.93 .20
iShCommodSelStrat COMT 3.0 25.66 –0.40 .8576 VicShUS500EnhVol CFO .9 61.30 +0.95 .0364 ColumbiaResEnhVal REVS .7 21.46 +0.36 .1449 FidelityIntlHiDiv FIDI 3.5 18.61 +0.34 .214 GlXMSCIChinaCnsDisc CHIQ .5 33.72 –1.68 .0175 InvscDevMktxUSSM PDN 1.9 33.90 +0.54 .1318
iShCoreMSCITotInt IXUS 2.1 66.60 +1.01 .535 VicShUS500Vol CFA 1.2 61.22 +0.92 .0367 ColumbiaSustIntl ESGN 2.8 25.17 +0.16 .1536 FidelityIntlValue FIVA 2.3 21.84 +0.31 .135 GlbXMSCIChCS CHIS .8 31.97 +0.97 .1543 InvscFTSERAFIEM PXH 3.0 20.71 +0.40 .2731
iShCore1-5YUSDBd ISTB 2.2 51.50 –0.10 .0772 VicShUSLCHiDivVol CDL 3.4 47.58 +1.02 .1112 ColumbiaSustUSEqu ESGS 2.5 30.22 +0.49 .1858 FidelityLtdTermBd FLTB 1.8 52.75 +0.05 .049 GlbXMSCIChinaEner CHIE 4.7 8.88 –0.40 .1284 InvscFTSEUS1000 PRF 2.1 133.00 +2.87 .6032
iShCoreS&PUSGrowth IUSG 1.0 86.84 +1.39 .2235 VicShUSMultMin VSMV 2.1 33.55 +0.26 .0832 CommSvsSPDR XLC .7 66.98 +1.35 .1239 FidelityLowVol FDLO 1.5 42.26 +0.45 .142 GlbXMSCIChinaFinl CHIX 3.0 16.20 +0.04 .0418 InvscFundHYCpBd PHB 3.9 19.37 +0.16 .0623
iShCoreS&PUSValue IUSV 2.4 62.18 +1.06 .3841 VicShUSSCHiDiv CSB 3.6 48.72 +1.62 .1358 CnsmrDiscSelSector XLY .9 158.03 –0.19 .3056 FidelityCommSvs FCOM .7 44.86 +0.88 .073 GlbXMSCIChinaHC CHIH .2 24.11 +0.41 .1088 InvscFundInvCpBd PFIG 2.5 27.53 +0.06 .0528
iShCoreTotalUSDBd IUSB 2.6 54.24 –0.37 .1264 VicShUSSCVolWtd CSA 1.3 51.75 +1.39 .055 CnsStapleSelSector XLP 2.4 67.63 +0.71 .3766 FidelityMSCICnDisc FDIS .7 69.04 +0.34 .089 GlbXMSCIChinaIndls CHII 1.4 14.61 ... .0467 InvscGlbClnEner PBD .9 29.59 –0.77 .0707
iShCurrHdMSCIGrmny HEWG 1.2 28.81 –0.03 .3521 VirtusTerraUSQual JOET ... 25.54 +0.36 ... CoreAlternative CCOR 1.3 28.62 +0.02 .06 FidelityMSCICnStpl FSTA 2.4 40.63 +0.48 .235 GlbXMSCIChinaIT CHIK .3 30.32 –0.01 .0409 InvscGlblPrvEqu PSP 6.2 13.02 +0.26 .1166
iShSelectDividend DVY 3.7 97.54 +1.87 .9463 WahedFTSEUSAShar HLAL 1.0 33.12 +0.87 .125 CSFIEnhEur50ETN FEUL ... 86.74 +6.24 ... FidelityMSCIEn FENY 8.8 10.79 +0.47 .133 GlbXMSCIChLC50 CHIL 1.2 37.97 –0.48 .1247 InvscGlbShrtHYBd PGHY 5.5 21.99 +0.13 .1012
iShESGAdvHYCorpBd HYXF 4.6 52.42 –0.10 .3982 WstAstShrtDur WINC 3.6 26.19 +0.11 .059 CS FI LC Grwth FLGE ... 517.49 +15.14 ... FidelityMSCIFinls FNCL 2.3 41.42 +0.84 .22 GlbXMSCIChinaMatls CHIM 2.7 21.26 –0.20 .171 InvscIndia PIN .8 21.94 +0.73 .1667
iShESGAdvMSCI DMXF ... 61.45 +0.28 ... WstAstTR WBND 2.6 28.70 –0.02 .066 CS S&P MLP MLPO 10.6 8.25 +0.24 .2012 FidelityMSCIHlthCr FHLC 1.2 57.03 +1.54 .176 GlbXMSCIChRlEst CHIR 4.1 16.77 –0.91 .2575 InvscIntlCpBd PICB 1.1 29.70 +0.43 .0272
iShESGAdvMSCIEM EMXF ... 40.68 +0.57 ... WisdTrChinaxSOE CXSE .5 62.55 –0.70 .1025 CSX Mthly2xLvMtg REML 31.7 5.53 +0.20 .0215 FidelityMSCIIndls FIDU 1.4 46.83 +0.25 .144 GlbXMSCIChUtil CHIU 2.3 15.01 –0.10 .1419 InvscInvGradeDef IIGD 1.8 27.35 ... .0306
iShESGAdvUSA USXF 1.2 30.85 +0.44 .0887 WisdTrEM CpBd EMCB 3.9 76.47 +1.38 .2425 DBGoldDoubleLg DGP ... 41.86 +2.02 ... FidelityMSCIIT FTEC .8 100.91 +2.52 .189 GlbXMSCIColombia GXG 3.5 30.17 +2.37 .4598 InvscInvGradeValue IIGV 2.4 28.51 –0.04 .0468
iShESGAwareMSCI ESGD 1.6 72.37 +0.69 .585 WisdTrEMQualDivGrw DGRE 2.2 27.47 +0.52 .265 DBGoldDoubleShrt DZZ ... 2.80 –0.16 ... FidelityMSCIMatls FMAT 1.7 39.53 +0.26 .169 GlbX MSCIGreece GREK 2.6 25.98 +2.49 .1318 InvscMSCIGlbTimb CUT 2.4 32.35 +0.49 .771
iShESGAwareEM ESGE 1.7 41.08 +0.52 .2114 WisdTrGermanyHdg DXGE 2.5 30.86 +0.06 .335 DBGoldShortETN DGZ ... 10.18 –0.29 ... FidelityRealEst FREL 3.3 25.74 +0.47 .179 GlbXMSCINextEm EMFM 2.5 19.10 +0.25 .245 InvscNatAMTFrMuni PZA 2.5 27.00 +0.04 .0534
iShESGAwareUSA ESGU 1.3 84.86 +1.29 .2825 WisdTrIntRtHYBd HYZD 5.3 21.78 +0.24 .09 DayHaganNedRes SSUS ... 28.82 +0.49 ... FidelityMSCIUtils FUTY 3.2 40.37 –0.81 .321 GlbXMSCINigeria NGE .7 11.46 +0.01 .0836 InvscNYAMTFrMuni PZT 2.6 25.99 –0.01 .0551
iShESG1-5YCpBd SUSB 2.0 26.12 –0.03 .0407 WisdTrIntUSAgg AGZD 2.3 47.29 +0.26 .085 DefianceNextGen FIVG .9 33.24 +1.04 .0816 FidelityMomFactor FDMO .9 43.05 +0.40 .088 GlbX MSCINorway NORW 1.7 11.97 –0.01 .1293 InvscPreferred PGX 5.4 15.12 +0.04 .0614
iShESGUSDCorpBd SUSC 2.2 28.13 –0.14 .0407 WisdTrJapanHdgSC DXJS 2.9 40.05 –0.13 .6692 DefNextGenSpac SPAK ... 27.34 +0.05 ... FidelityQualFactor FQAL 1.4 42.48 +0.59 .152 GlbXMSCIPakistan PAK 2.7 28.61 +0.64 .2425 InvscRayJamesSB1 RYJ ... 49.72 +1.25 ...
iShESGEMLdrs LDEM .0 59.13 +0.49 .3498 WisdTrUSQltyDiv DGRW 1.8 53.54 +0.81 .065 DefianceQuantum QTUM .5 40.83 +1.71 .0555 FidelitySmallMid FSMD 1.1 28.06 +0.46 .079 GlbXMSCIPortugal PGAL 2.6 10.62 +0.28 .1999 InvscRuss1000EW EQAL 1.7 38.61 +0.85 .1433
iShESGIUSALdrs SUSL 1.4 63.94 +0.78 .2312 WisdTrUSSCQltyDiv DGRS 2.0 38.52 +0.93 .065 DeltaShS&P500Mgd DMRL 1.0 63.14 +0.99 .0966 FidelityTotalBdETF FBND 2.4 53.87 –1.21 1.034 GlbXISuperDivEM SDEM 6.7 11.29 +0.02 .0575 InvscS&PEMLowVol EELV 3.2 22.16 +0.49 .2052
iShExponentialTech XT 1.0 55.44 +1.00 .2421 DeltaShS&P400Mgd DMRM .7 51.93 +0.48 .0298 FidelityUSMulti FLRG ... 21.27 +0.27 ... GlXS&P500CCGrw XYLG 5.6 27.32 +0.31 .1264 InvscS&PEMMom EEMO 1.8 18.23 +0.12 .2767
iShFallAngelsUSDBd FALN 5.1 29.09 +0.23 DeltaShS&PIntMgd DMRI 1.1 48.36 +0.75 .0511 FidelityValFactor FVAL 1.7 40.16 +0.78 .162 GlbXS&P500Cv XYLD 7.6 46.62 +0.34 .4493 InvscS&P500BuyWr PBP 1.5 20.33 ... .0594
iSh5-10YIGCorpBd IGIB 2.8 61.36 –0.21
.1215
.1279 NYSE ARCA DeltaShS&P600Mgd DMRS .7 51.05 +0.39 .1246 FieldUVAUnconMed FFIU 2.5 26.81 ... .0525 GlbXS&P500QualDiv QDIV 3.1 26.23 +0.52 .064 InvscS&P500Down PHDG
InvscS&P500EnhVal SPVU
1.1
2.7
32.82
34.14
+0.50
+0.90
.0443
.2304
iShGNMABondETF GNMA 1.9 50.89 –0.08 .0807 DimenEmgCore DFAE ... 26.15 ... ... FinSelSectorSPDR XLF ... 28.98 +0.51 ... GlbXSilverMiners SIL 1.3 42.08 +2.14 .1392
iShGlbCleanEnergy ICLN .6 23.01 –0.58 .0527 AAFFirstCLOBd AAA .9 25.05 ... .022 DimenIntlCore DFAI ... 26.12 +0.37 ... FTActiveFactorLC AFLG 1.1 21.92 +0.35 .0629 GlblXSuperDividend SDIV 8.4 12.76 +0.28 .075 InvscS&P500EWCm EWCO 1.3 31.06 +0.85 .0968
iShGlbGreenBd BGRN 2.7 56.03 –0.07 .1604 AAM LowDurPfd PFLD 5.3 24.78 –0.02 .10 DimenUSCore DFAU ... 25.77 +0.44 ... FTActiveFactorMC AFMC .9 20.75 +0.80 .0443 GlbXSuperDivUS DIV 8.2 17.07 +0.24 .0995 InvsS&P500EWCD RCD 1.1 121.33 +1.59 .1603
iShGlbTimber WOOD .8 74.59 +1.83 .4726 AAMS&PDevMk DMDV 4.2 22.40 +0.32 .0431 DirexAuspiceBroad COM .4 23.84 –0.18 .0323 FTActiveFactorSC AFSM .6 21.05 +0.28 .0225 GlbXSuperIncPfd SPFF 5.8 11.66 ... .0565 InvscS&P500CnStp RHS 2.0 152.17 +2.25 .7454
iShiBdsDec28Trea IBTI .6 26.23 –0.07 .0147 AAMS&PEMHiDivVal EEMD 4.9 20.55 +0.38 .0298 DirexConCnsmr CCON ... 56.39 +0.47 ... FT ConsDscAlpDx FXD .6 49.32 +0.57 .0229 GlbX US Pfd PFFD 5.3 25.49 ... .109 InvscS&P500EWEner RYE 2.9 32.98 +2.17 .2763
iShiBdsDec25Trea IBTF .6 26.02 –0.05 .015 AAMS&P500HiDivV SPDV 3.9 25.09 +0.57 .0651 DirexAeroBl3 DFEN .6 17.86 +1.06 .0004 FT ConsStaples FXG 1.5 52.21 +0.83 .1446 GlbX Uranium URA 1.8 13.24 +1.31 .1558 InvscS&P500EW RSP 1.7 127.08 +2.87 .4966
iShiBdsDec24Trea IBTE .6 25.87 –0.04 .0374 AIPoweredEquity AIEQ .4 34.60 +0.82 .06 DirexBrazilBull2X BRZU 6.0 109.79 +12.29 .3491 FT DJ GlbSelDiv FGD 5.9 22.35 +0.60 .2416 GlbXVarPfd PFFV 5.4 27.18 +0.04 .1225 InvscS&P500EWFin RYF 2.2 47.53 +1.38 .2528
iShiBdsDec29Trea IBTJ .7 26.09 –0.17 .0163 AIPwrdIntlEqu AIIQ ... 30.59 +0.82 ... DirexCSIChinaInt CWEB .2 58.36 –3.51 .0959 FT DJ Internet FDN ... 208.30 +0.84 ... GSAccessHYCorpBd GHYB 4.8 50.04 +0.22 .186 InvscS&P500EWHC RYH .5 256.58 +5.83 .2777
iShiBdsDec21Trea IBTA .3 25.35 –0.02 .0156 ALPSEmgDivDogs EDOG 3.1 22.05 +0.69 .1122 DirexCSI300CnA CHAD .5 18.25 –0.42 .0633 FT Dow30EW EDOW 2.1 27.03 +0.47 .1524 GSAccessIGCpBd GIGB 2.7 55.94 –0.35 .1054 InvscS&P500Ind RGI 1.0 157.39 +1.06 .3444
iShiBdsDec27Trea IBTH .5 26.16 –0.08 .0134 ALPS EqSecWgh EQL 2.2 86.21 +1.14 .4147 DirexCSI300CnABl2 CHAU .2 39.87 +1.81 .0088 FTEIPCarbonImpact ECLN 2.0 22.10 –0.29 .1224 GS IGCorp1-5YBd GSIG .9 50.33 +0.03 .0386 InvscS&P500EWMat RTM 1.6 139.32 +1.73 .5363
iShiBdsDec26Trea IBTG .6 26.10 –0.06 .014 ALPSIntlDivDogs IDOG 4.4 26.06 +0.62 .1956 DirexCnsDiscBl3 WANT .1 48.24 –0.34 .0355 FT EnergyAlpDx FXN 4.3 8.13 +0.38 .259 GSTreasury0-1Y GBIL 1.1 100.12 ... .3097 InvscS&P500RlEst EWRE 3.2 29.97 +1.00 .2042
iShiBdsDec23Trea IBTD .5 25.69 –0.02 .011 ALPSMedBreak SBIO .0 49.22 +0.68 .0159 DirexDJBear3X WEBS 1.9 30.28 –0.41 .315 FT EqCompRiskMgr ERM 1.5 20.88 +0.45 .057 GSAccUSAggBd GCOR .6 49.88 –0.19 .0345 InvscS&P500EWTech RYT 1.1 249.03 +9.01 .7779
iShiBdsDec22Trea IBTB .7 25.43 –0.09 .1054 ALPSREITDivDogs RDOG 4.6 42.70 +1.17 .3482 DirexDJBull3X WEBL .0 61.42 +0.58 .0176 FT EqCompTactical TERM 1.5 18.31 +0.46 .0459 GSActiveBetaEM GEM 2.0 37.38 +0.88 .2596 InvscS&P500EWUtil RYU 2.9 100.07 –1.66 .7841
iShIndia50ETF INDY .1 40.19 +0.74 .0328 ALPSSectorDivDogs SDOG 3.6 45.57 +1.16 .3806 DirexEM Bear3 EDZ 1.5 11.43 –0.68 .086 FT DJ SelMicro FDM 1.3 46.69 +0.86 .0769 GSActiveBetaEurope GSEU 2.2 32.20 +0.44 .1247 InvscS&P500xRt XRLV 1.7 40.75 +0.45 .0437
iShIntlDevRealEst IFGL 6.5 26.80 +0.23 .2051 ARKInnovationETF ARKK .0 117.19 +5.41 .1906 DirexEM Bull3 EDC .5 86.82 +3.76 .3919 FT FTSE DevRE FFR 4.5 43.57 +0.64 .321 GSActiveBetaIntlEq GSIE 2.0 31.33 +0.29 .1195 InvscS&P500GARP SPGP 1.2 70.52 +1.79 .1512
iShIntlTreasuryBd IGOV .2 54.70 +0.28 .1219 ARK NextGen ARKW ... 139.07 +4.46 ... DirexEnergyBr2 ERY .7 31.36 –3.67 .1496 FT FinlsAlpDx FXO 2.7 33.61 +0.96 .2632 GSActiveBetaJapan GSJY 2.3 36.51 –0.19 .0291 InvscS&P500HiBeta SPHB 1.8 57.78 +2.81 .2001
iShJPMUSDEmgBd EMB 4.0 114.78 +0.31 DirexEnergyBl2 ERX 8.2 16.29 +1.29 .1015 FT GlbEngg FLM 2.7 49.51 +0.67 .1881 GSActiveBetaUSLC GSLC 1.4 74.41 +1.12 .2144 InvscS&P500HiDiv SPHD 4.8 38.32 +1.01 .1532
.3958 AtacUSRotation RORO ... 21.08 +0.48 ... InvscS&P500LowVol SPLV 2.2 55.49 +0.43 .073
iShMBSETF MBB 2.2 109.91 –0.26 .1994 AberdStdBlAllCm BCD 1.6 24.32 –0.07 .3805 DirexChinaBr3 YANG 1.2 16.39 +1.17 .1087 FT GlbWindEner FAN 1.3 20.82 –0.07 .0343 GS Active US SC GSSC 1.1 52.15 +1.02 .114 InvscS&P500Mom SPMO 1.3 51.75 +0.63 .1685
iShMSCI ACWI ACWI 1.7 89.68 +1.27 .6141 AberdStdBlACStr BCI 1.6 20.91 –0.16 .3344 DirexChinaBl3 YINN .9 20.30 –1.94 .0243 FT HlthCareAlpha FXH ... 104.88 +3.04 ... GSHedgeIndVIP GVIP .1 88.17 +1.70 .1115 InvscS&P500PrGrw RPG .5 159.90 +3.71 .1359
iShMSCIACWIxUS ACWX 2.3 52.52 +0.67 .5049 AberdStdPhysGold SGOL ... 17.66 +0.48 ... DirexFTSEEurBull3x EURL .6 24.97 +1.26 .0557 FTHorizonMgdVolDev HDMV 2.1 30.26 –0.20 .0951 GS Innovate GINN ... 53.41 +0.86 ... InvscS&P500PrVal RPV 2.3 62.50 +1.65 .2989
iShMSCIACxJpn AAXJ 1.4 88.06 +0.78 .2631 AberdStdPhysPall PALL ... 219.68 –8.61 ... DirexFinlBear3 FAZ 1.5 7.82 –0.49 .0446 FTHorizonMgdVolDom HUSV 1.2 28.66 +0.12 .0694 GS JUST US LC JUST 1.4 53.72 +0.81 .1641 InvscS&P500Qual SPHQ 1.6 41.53 +0.81 .1432
iShMSCIBrazilSC EWZS 1.4 16.64 +1.13 .0785 AberdStdPhysPlat PPLT ... 99.91 +9.44 ... DirexFinlBull3 FAS .5 57.13 +2.94 .0474 FTHorizMgdVolSM HSMV .6 27.63 +0.25 .0777 GraniteBloomComm COMB 1.6 22.23 –0.20 .3586 InvscS&P500Rev RWL 1.8 62.96 +1.36 .2626
iShMSCIChina MCHI 1.0 80.74 –1.69 .2365 AberdStdPhyPrMt GLTR ... 94.16 +2.91 ... DirexGoldMinBr2 DUST 4.9 21.37 –1.52 .717 FT Chindia FNI .2 55.53 –0.98 .0007 GraniteGold BAR ... 18.25 +0.50 ... InvscS&P500Top50 XLG 1.3 280.26 +4.24 .8215
iShMSCI EAFE SC SCZ 2.7 66.62 +1.19 .5449 AberdStdPhySilv SIVR ... 23.37 +1.49 ... DirexGoldMinBl2 NUGT 1.1 66.69 +3.94 .7094 FT IndlsAlpDx FXR 1.0 49.45 +0.71 .0753 GraniteHIPSUSHiInc HIPS 9.3 13.81 +0.25 .1075 InvscS&P500ValMom SPVM 2.3 41.11 +0.49 .2062
iShMSCI EM Asia EEMA 1.5 86.20 +0.89 .244 AbsoluteCrStrat ABEQ .5 25.36 +0.43 .0624 DirexHlthcrBull3 CURE .2 74.72 +6.04 .0101 FTInstPfdSecs FPEI 4.9 20.21 +0.14 .0844 GranitePlatinum PLTM ... 10.53 +0.98 ... InvscS&PGlbWater CGW 1.3 46.00 +0.21 .6069
iShMSCIEMxChina EMXC 2.1 55.52 +2.23 .2289 AcquirersFund ZIG ... 22.69 +0.15 ... DirexHmbldrBull3 NAIL .0 43.99 –5.71 .0049 FT LgDurOpps LGOV 3.1 29.04 –0.18 .044 GraniteXOUTUSLC XOUT .5 35.14 +0.61 .0351 InvscS&PIntDvLoVl IDLV 5.5 29.57 –0.28 .2023
iShMSCIEuropeFinls EUFN 2.0 17.88 +0.59 .1705 AdvShDorseyADR AADR .1 58.67 +0.78 .0667 DirexIndlsBl3 DUSL .5 29.49 +0.37 .0111 FT Long/Short FTLS .3 43.04 +0.08 .0205 HCM Def500 LGH .1 32.23 +0.66 .048 InvscS&PIntlDev IDMO 1.6 32.10 +0.23 .1032
iShMSCIEuropeSmCp IEUS 1.6 60.09 +1.81 .3845 AdvShDbLineVal DBLV ... 81.53 +1.64 ... DirexJrGoldMinBr2 JDST 15.8 11.50 –1.10 1.1458 FT MgdFutures FMF 1.0 44.28 –0.09 .4493 HCM Def100 QQH .0 39.00 +0.81 .0619 InvscS&PIntlDevQu IDHQ 1.6 28.53 +0.43 .1308
iShMSCIGlblGoldMin RING .5 29.20 +1.00 .1021 AdvShFocusedEqu CWS .3 42.01 +0.46 .1464 DirexJrGoldMinBl2 JNUG .1 107.62 +8.07 .1217 FT MatAlpDX FXZ 1.6 47.56 +1.28 .2413 HartfordMultiDvxUS RODM 2.7 28.27 +0.11 .4098 InvscS&PMC400EW EWMC 1.2 75.28 +1.74 .1905
iShMSCIGlbImpact SDG 1.0 89.64 –0.27 .4945 AdvShFolioBey FWDB 2.3 26.15 –0.04 .0543 DirexLatAmBl2X LBJ 1.3 75.68 +9.07 .2904 FTMergerArbitrage MARB ... 19.62 +0.01 ... HartfordMultiEM ROAM 3.7 22.49 +0.36 .2798 InvscS&P400PrGrw RFG .3 195.31 +2.40 .1131
iShMSCIJapanEW EWJE 2.4 38.23 +0.21 .2608 AdvShNewfleet MINC 2.4 48.91 +0.06 .0824 DirexIndiaBull2 INDL .0 39.05 +2.07 .0145 FT MngstrDiv FDL 4.4 30.16 +0.74 .2993 HartfrdMultifctrSC ROSC 3.8 30.87 +0.65 .0938 InvscS&P400PrVal RFV 1.9 72.62 +2.88 .2063
iShMSCIJapanVal EWJV 3.7 25.59 +0.03 .2797 AdvShPureCannab YOLO 2.9 17.12 +0.53 .0737 DirexMexicoBl3 MEXX 1.1 62.89 +7.64 .0273 FT Multi-MgrLG MMLG ... 23.39 +0.43 ... HartfordMultiUSEqu ROUS 2.0 34.75 +0.62 .1498 InvscS&PMC400Rev RWK 1.1 70.64 +2.41 .1433
iShMSCINewZealand ENZL 2.3 66.05 –0.04 .3702 AdvShPureUSCan MSOS ... 34.95 +2.27 ... DirexMcBull3 MIDU .5 37.25 +1.87 .0105 FT NaturalGas FCG 3.3 9.32 +0.59 .0729 HartfordMuniOpps HMOP 2.5 41.58 +0.09 .0761 InvscS&PMCLowVol XMLV 2.6 46.40 +0.42 .1871
iShMSCIQatar QAT 2.6 18.75 +0.90 .4861 AdvShRangerEqBear HDGE .4 3.23 –0.05 .0116 DirexPharmBl3X PILL .0 21.21 +0.62 .0003 FT NA Energy Infra EMLP 4.7 21.81 +0.18 .2168 HartfordSchTax HTAB 1.5 21.79 +0.01 .0218 InvscS&PMCMom XMMO .8 73.36 +0.20 .1578
iShMSCITurkeyETF TUR 2.0 23.20 +0.16 .1521 AdvShStrGlbBW VEGA .4 36.52 +0.47 .151 DirexRealEstBr3 DRV .9 10.37 –0.56 .06 FT NYSE ArcaBiotch FBT ... 164.54 +3.08 ... HartfordTRBd HTRB 3.0 41.62 –0.15 .0813 InvscS&PMCQual XMHQ 1.0 65.69 +1.83 .1585
iShMSCIUAE UAE 4.7 11.78 +0.26 .5528 AdvShSageCore HOLD 1.5 98.77 +0.09 .102 DirexRealEstBl3 DRN 1.6 12.80 +0.62 .026 FT PfdSecs FPE 5.0 20.13 +0.15 .0893 HealthCareSelSect XLV 1.5 112.54 +3.10 .4184 InvscS&PMCValMom XMVM 1.4 36.06 +1.29 .1141
iShMornMCValue JKI 2.8 158.19 +2.96 .9854 AdvShViceETF VICE 2.1 29.35 +0.48 .6203 DirexRgBanksBull3X DPST 2.0 112.50 +9.25 .2202 FTSTOXXEurSel Div FDD 3.8 13.02 +0.33 .1961 High Yield HYLD 7.5 31.87 +0.29 .20 InvscS&P100EW EQWL 2.0 68.70 +1.46 .346
iShNasdaqBiotech IBB .2 147.80 +4.58 .0632 AGFiQ DynHdgUS USHG 1.0 31.11 +0.45 .0742 DirexRetailBull3 RETL .2 407.51 +18.01 .8695 FT ShDurMgMun FSMB 1.8 20.76 +0.04 .0275 HoyaCapHousing HOMZ 1.8 32.42 +0.10 .1329 InvscS&PSCLowVol XSLV 3.3 39.51 +0.78 .191
iSh1-5YIGCorpBd IGSB 2.4 55.01 –0.08 .1059 AGFiQ GlbInfr GLIF 2.7 24.33 +0.03 .1596 DirexRobAI2X UBOT .1 230.08 +8.95 .1456 FT S&P REIT FRI 2.8 23.56 +0.49 .1088 HullTacticalUS HTUS .9 28.99 +0.31 .2472 InvscS&PSCMom XSMO 1.1 46.11 +0.80 .1002
iSh13YearIntlTBd ISHG ... 84.35 +0.98 ... AGFiQHdgDivIncm DIVA 4.2 22.49 +0.29 .0918 DirexRussiaBl2 RUSL .6 20.27 +1.30 .1174 FT TCW SecPlus DEED 1.1 25.99 +0.07 .028 IQCandESGIntl IQSI 1.2 27.00 +0.46 .0974 InvscS&PSC600EW EWSC 1.5 62.72 +1.77 .1432
iShPHLXSemicond SOXX .8 379.41 +21.74 1.0693 AGFiQ US NeutAB BTAL 1.0 18.84 –0.16 .1958 DirexS&P500Br3 SPXS 1.4 4.11 –0.23 .02 FT TCWUnPlBd UCON 3.1 26.67 +0.14 .0485 IQCandESGUS IQSU .8 31.57 +0.52 .0776 InvscS&P600PrGrw RZG .6 132.24 +3.31 .1504
iShPfd&Incm PFF 5.1 37.84 +0.02 .1481 AGFiQ US NeutrMom MOM ... 24.22 –0.71 ... DirexS&P500Bl3 SPXL .4 69.36 +3.38 .0456 FT TechAlphaDEX FXL .1 107.71 +3.46 .0196 IQEnhCorePlusBdUS AGGP 2.4 19.96 +0.02 .0447 InvscS&P600PrVal RZV .7 68.07 +1.94 .0857
iShRuss1000PureUS AMCA 2.4 31.04 +0.60 .2072 AGFiQ US NeutrVal CHEP .0 15.21 –0.36 .30 DirexS&P500Bull2X SPUU 1.0 78.07 +2.54 .2658 FT USEquityOpp FPX .4 114.69 +1.64 .0424 IQ50%HdgFTSEIntl HFXI 1.9 22.47 +0.27 .0838 InvscS&P600Rev RWJ 1.1 81.20 +2.78 .1245
iShS&PSC600Growth IJT .7 109.20 +2.32 .1934 AlerianEnergyInfr ENFR 6.8 15.78 +0.83 .2436 DirexS&PBiotechBr3 LABD 4.4 29.12 –3.45 .9952 FT UltShDurMuni FUMB 1.0 20.16 –0.01 .013 IQ500IntlETF IQIN 1.7 29.09 +0.60 .3474 InvscS&PSCValMom XSVM 1.5 34.84 +0.89 .0653
iShS&P EM Infra EMIF 2.2 24.23 +0.60 .3008 AlerianMLPETF AMLP 11.2 28.34 +2.32 .71 DirexS&PBiotechBl3 LABU .0 92.45 +9.04 .0053 FT UtilAlpha FXU 3.7 28.49 –0.37 .2463 IQGlobalResources GRES 1.7 28.26 +0.57 .4702 InvscS&PSpin-Off CSD ... 54.35 +0.58 ...
iShGlobalInfra IGF 2.8 44.10 +0.26 .4385 AllianzUSLCBf10A AZAA ... 27.29 +0.12 ... DirexS&P500Br1 SPDN .5 18.72 –0.27 .0176 FT ValDivFd FVD 2.3 35.19 +0.25 .1866 IQHedgeEventDriven QED 1.9 23.98 +0.14 .4497 InvscS&PUltDiv RDIV 3.7 35.20 +1.35 .3716
iShShortTreaBd SHV .8 110.52 –0.17 .1554 AllianzUSLCBf10J AZAL ... 27.62 +1.19 ... DirexHiBetaBear3X HIBS 2.6 1.64 –0.30 .0154 FT ValueLine100 FVL 1.0 23.18 +0.24 .0915 IQHedgeL/STracker QLS 1.4 25.68 +0.19 .3534 InvscSrLoan BKLN 3.7 22.18 +0.11 .0629
iSh1-3YTreasuryBd SHY 1.1 86.36 –0.03 .0329 AllianzUSLCB10O AZAO ... 26.59 +0.23 ... DirexHiBetaBull3X HIBL .4 240.24 +32.13 .4282 FT Water FIW .5 70.35 +0.42 .0951 IQ HedMacrTrac MCRO 1.3 28.68 +0.15 .3611 InvscSolar TAN .1 81.42 –4.00 .0908
iSh7-10YTreasuryBd IEF 1.2 119.32 –1.15 .0798 AllianzUSLCBf20A AZBA ... 26.27 +0.10 ... DirexS&POil&GasBr2 DRIP 1.7 25.67 –4.00 .0271 FlexShSelBdFd BNDC 2.1 27.08 –0.04 .058 IQHedgeMktNeut QMN ... 27.59 +0.12 ... InvscTaxMuniBd BAB 3.1 33.14 –0.16 .0704
iSh20+YTreasuryBd TLT 1.6 155.20 –5.02 .163 AllianzUSLCBf20J AZBL ... 26.48 +0.23 ... DirexS&POil&GasBl2 GUSH 9.4 41.73 +3.80 .0005 FlexShCurrHdDM TLDH 3.6 28.69 +0.28 .1201 IQ HedMultStra QAI 1.8 32.19 +0.17 .5878 InvscTotalRetBd GTO 2.2 58.40 –0.12 .0791
iSh0-5YInvGrdCpBd SLQD 2.4 52.10 –0.09 .0077 AllianzUSLCB10 AZBO ... 25.88 +0.12 ... DirexSemiBear3 SOXS 7.7 18.26 –3.82 .6415 FlexShCurrHdgEM TLEH 2.5 31.47 +0.79 .2557 IQMacKayMuniIns MMIN 2.1 27.48 ... .0371 InvscTreaCollat CLTL .9 105.73 ... .0122
JanusSCGrwAlpha JSML .2 59.28 +1.78 .0174 AltMergerArb ARB ... 26.01 +0.02 ... DirexSemiBl3 SOXL .1 467.32 +76.06 .0943 FlexShDevMkxUSQu QLVD 2.1 26.08 –0.12 .1185 IQMacKayMuniInter MMIT 2.4 26.63 –0.01 .0506 InvscUltShtDur GSY 1.6 50.57 +0.01 .0345
JanusS/MC GrwAlph JSMD .2 60.10 +1.41 .0176 AmCentDivrsCpBd KORP 2.7 53.11 –0.12 .1764 Direx7-10TreaBr3 TYO .5 8.17 +0.19 .0287 FlexShDiscDurMBS MBSD 2.7 24.10 –0.01 .0598 IQMergerArbitrage MNA ... 33.94 +0.01 ... InvscVRDOTaxFrWk PVI .4 24.92 +0.01 ...
LeggMasonGlbInfr INFR 3.3 29.61 +0.03 .2017 AmCentDivrsMuni TAXF 2.1 54.20 ... .1024 Direx7-10TreaBull TYD .3 64.02 –1.69 .0742 FlexShEMQualLo QLVE 2.4 26.38 +0.31 .2373 IQRealReturn CPI 2.2 27.51 +0.01 .5929 InvscVarRtPfd VRP 4.2 25.82 +0.10 .0923
LeggMasonLVHD LVHD 3.3 32.87 +0.51 .2856 AmCentMCGrw MID ... 48.77 +0.59 ... DirexScBear3 TZA 2.2 7.96 –0.56 .0832 FlexGlbQualRealEst GQRE 4.4 57.21 +0.66 .304 IQS&PHYLowVolBd HYLV 4.0 25.34 +0.05 .0791 InvscWildClnEngy PBW .4 89.00 –6.20 .0122
LeggMasonSCQualVal SQLV 1.1 28.05 +0.58 .0439 AmCentQulDivIn QINT 1.2 47.13 +0.32 .3401 DirexSCBull3 TNA .3 58.41 +3.27 .011 FlexGlbUpstmNatRsc GUNR 2.8 32.79 +1.06 .274 IQ US RealEstSC ROOF 4.8 21.89 +0.43 .2008 InvscZacksMC CZA 1.4 76.68 +1.18 1.0741
LoncarCancerETF CNCR ... 32.29 +0.75 ... AmCentStoxxUSQ QGRO .3 59.50 +0.81 .0104 DirexKRBull3 KORU .6 34.12 +5.73 .19 FSHiYdValScored HYGV 6.2 48.77 +0.37 .2663 IQ UltShrtDur ULTR 1.6 49.78 +0.06 .0408 InvscZacksMltIncm CVY 3.4 20.06 +0.51 .1737
LoncarChinaBio CHNA .1 30.47 +0.37 .0402 AmCentSTOXXUSQual VALQ 2.1 42.49 +0.89 .2049 DirexTechBear3 TECS 3.8 9.72 –0.85 .1304 FlexShiBoxx5YTIPS TDTF 1.3 27.52 +0.07 .0313 iMDBiHedgeStrat DBEH .1 30.06 +0.17 .0183 iPathBloomCocoaTR NIB ... 32.17 –1.25 ...
LongTermCareETF OLD 2.1 29.38 +0.66 .1436 AmCentSustEq ESGA .6 46.32 +0.53 .0751 DirexTechBull3 TECL .1 370.70 +28.43 .1945 FlexiBx3YDurTIPS TDTT 1.3 25.88 +0.06 .0368 iMDBiMgdFut DBMF .2 25.21 +0.10 .0174 iPathBloomCommTR DJP ... 20.61 –0.21 ...
Merlyn.AITactGrw SNUG 1.2 27.18 +0.47 .035 AmConsValues ACVF ... 27.43 +0.50 ... DirexTransportBl3 TPOR .2 27.05 +1.14 .0033 FlexShIntQualDiv IQDE 3.4 22.29 +0.37 .2398 ImpactNAACPMinrty NACP .8 28.50 +0.45 .0586 iPathBloomLeadTR LD ... 42.25 –1.82 ...
Nasdaq7HANDL HNDL 2.8 25.38 +0.09 .1447 AmplifyBlackSwan SWAN .6 32.89 +0.04 .0067 Direx20+TreaBr3 TMV .7 57.11 +4.91 .202 FlexShIntQuDivDyn IQDY 3.0 27.33 +0.42 .2536 ImpactSustain SDGA ... 24.52 +0.16 ... iPathGSCI nts GSP ... 10.32 +0.03 ...
PacerCashCows HERD 1.9 27.32 –0.10 .2027 AmpCWPEnhDiv DIVO 4.9 32.48 +0.33 .1466 Direx20+YrTrBull TMF .4 33.92 –3.53 .0993 FlexShIntlQualDiv IQDF 3.5 23.78 +0.35 .2441 ImpactShsYWCAWomen WOMN .9 29.29 +0.03 .0542 iPathPBBroadCmod BCM ... 28.71 +0.29 ...
PacerEMCashCows ECOW 9.5 23.28 +0.32 .5495 AmplifyCrowdBur LEND 7.4 13.27 –0.27 .9809 DirexUtilBl3X UTSL 2.0 26.47 –1.69 .0724 FlexShMDevMktxUS TLTD 2.9 65.15 +1.13 .2744 IndSelSectorSPDR XLI 1.6 89.21 +0.39 .3053 iPathPBCrudeOil OIL ... 13.53 +0.14 ...
PrincipalHlthInnov BTEC ... 57.32 +1.91 ... AmplifyHiIncm YYY 9.8 15.92 +0.28 .13 DirexDynHedge DYHG .7 52.12 +0.65 .171 FlexShEM FactTilt TLTE 2.5 56.93 +1.52 .4598 InfraCapMLP AMZA 19.7 21.37 +2.30 .22 iPathBlmAgricult JJA ... 47.35 –1.31 ...
PrincplMillennials GENY .8 55.82 +0.60 .1332 AmplifyOnlRetail XBUY .1 49.37 –0.40 .0602 DirexFallKnives NIFE .2 67.65 +3.14 .0397 FlexShQualDivDef QDEF 2.6 47.24 +0.60 .2684 InfraCapREITPfd PFFR 6.3 23.28 +0.25 .12 iPathBlmAlum JJU ... 44.04 +0.94 ...
PrincipalQual PSET 1.1 47.41 +1.80 .1113 AmplifyLithium BATT ... 14.00 –0.06 ... DirexFlight FLYT 1.2 51.75 –0.86 .1743 FlexShQualDivDyn QDYN 3.3 50.60 +1.04 .3193 InfusiveComp JOYY ... 32.55 +0.43 ... iPathBlmCoffee JO ... 34.55 –2.05 ...
PrinUSLCMulti PLC 1.5 29.72 –0.03 .1216 AmplifyOnlineRet IBUY .1 106.12 –0.64 .1494 DirexHiGrowth HIPR .2 57.94 +1.17 .0353 FlexShQualityDiv QDF 2.6 48.78 +0.75 .2729 InnovIBDBreakout BOUT ... 28.92 +0.58 ... iPathBlmCopper JJC ... 53.54 +1.69 ...
PrinUSMega USMC 1.7 35.10 +0.63 .1393 AmpPureJrGold JGLD ... 26.18 ... ... DirexMSCILvL ESNG 1.3 59.30 +0.08 .2255 FlexShReadyAcc RAVI 1.4 76.29 –0.03 .0511 InnovIBDLdrs LDRS 1.1 28.54 +0.49 .1715 iPathBlmCotton BAL ... 41.25 –1.14 ...
PrinUSSCMulti PSC 1.3 35.59 +0.81 .1133 AmpSeymCannabis CNBS .4 18.39 +0.49 .0771 DirexMoonInnov MOON ... 29.33 –0.88 ... FlexShSTOXXGlb NFRA 2.2 53.95 +0.14 .3807 InnovatorIBD50 FFTY ... 39.67 +0.35 ... iPathBlmEnergy JJE ... 25.78 –1.34 ...
PrinUS S-MC Mult PSM 1.5 28.34 –0.09 .1065 AmplifyTransData BLOK ... 30.57 +0.97 ... DirexNasd100EW QQQE .5 73.55 +2.08 .0821 FlexShUSQualLo QLV 1.2 44.73 +0.33 .1328 InnovLoupFrontier LOUP ... 48.42 +2.29 ... iPathBlmGrains JJG ... 48.52 –1.66 ...
PrincipalValue PY 2.9 34.13 +0.67 .4542 ArkFinInnov ARKF .0 47.22 +0.29 .3008 DirexRs1000GrOvVal RWGV .3 100.43 +1.18 .1342 FrankFTSEAsiaxJpn FLAX 1.7 27.25 +0.30 .0758 InnovEAFEPwrJan IJAN ... 25.15 +0.10 ... iPathBlmIndMet JJM ... 51.11 +0.56 ...
ProcureSpace UFO .7 25.62 +0.57 .06 ArmorUSEquity ARMR ... 21.61 +0.36 ... DirexRs1000ValOvGr RWVG 2.1 49.61 +1.01 .3281 FrankFTSEAustralia FLAU 2.8 27.79 +0.36 .3217 InnovEAFEPwrJul IJUL ... 23.88 +0.03 ... iPathBlmLivestk COW ... 33.77 –0.23 ...
ProShEquRising EQRR 2.1 38.89 +1.23 .1653 ArrowDJGlobalYd GYLD 7.5 13.45 +0.33 .0418 DirexS&P500HiMin QMJ 1.2 57.17 +1.43 .1715 FrankFTSEBrazil FLBR 3.9 22.39 +1.36 .2607 InnovEMPwrJan EJAN ... 29.36 +0.27 ... iPathBBloomNatGas GAZ ... 15.02 –1.56 ...
ProShUltNdBio BIB ... 82.17 +4.82 ... AvantisCoreFixIncm AVIG 1.6 50.06 –0.21 .0669 DirexWorkFrHome WFH .2 63.38 +1.68 .0317 FrankFTSECanada FLCA 2.3 27.79 +0.62 .2588 InnovEMPwrJuly EJUL ... 26.14 –0.08 ... iPathBlmNickel JJN ... 64.84 –0.12 ...
ProShUltPrQQQ TQQQ .0 167.59 +10.38 .0313 AvantisEM AVEM .9 60.26 +1.07 .3486 DistillUSFundSt DSTL .8 36.10 +0.55 .2972 FrankFTSEChina FLCH 1.6 31.77 –0.61 .0422 InspireCpBdImp IBD 1.7 26.50 –0.02 .0237 iPathBlmPlatinum PGM ... 50.36 +3.79 ...
ProShUltShtQQQ SQQQ 5.2 16.64 –1.16 .3262 AvantisIntlEquity AVDE 1.0 56.50 +1.00 .3905 EmgqEM Internet EMQQ .7 61.12 –0.47 .4549 FrankFTSEEurope FLEE 2.4 26.01 +0.48 .1977 InspireGlblHope BLES 1.5 33.41 +0.90 .1237 iPathBlmPrecMet JJP ... 65.08 +2.37 ...
ProShUltShNdBtech BIS 1.1 25.01 –1.62 .1057 AvantisIntlSCValue AVDV .9 55.84 +1.46 .298 ETFMGAltHarvest MJ 5.6 15.78 +0.57 .18 FrankFTSEEurHdg FLEH 5.4 24.15 +0.13 .1466 InspireIntlESGETF WWJD .9 30.69 +0.86 .0928 iPathBlmSofts JJS ... 39.74 –1.65 ...
SPDRDorseyWrightFx DWFI 2.7 25.78 +0.08 .0491 AvantisShortTrmFix AVSF .7 50.11 ... .0308 ETFMG PrimeCyber HACK 1.2 52.26 +1.80 .02 FrankFTSEFrance FLFR 1.7 27.53 +0.39 .1706 Inspire100ETF BIBL 1.0 36.70 +0.41 .0809 iPathBlmSugar SGG ... 43.36 –1.06 ...
SirenLCBlend SPQQ ... 29.99 +1.16 ... AvantisUSEquityETF AVUS 1.2 62.04 +1.15 .1887 ETFMGPrmJrSilv SILJ 1.2 14.32 +0.74 .17 FrankFTSEGermany FLGR 1.4 24.30 +0.34 .2426 InspireS/MC Impact ISMD 1.0 29.56 +1.09 .072 iPathBlmTin JJT ... 49.60 +0.10 ...
SirenNasdNexGen BLCN .5 39.10 +0.16 .0141 AvantisUSSCValue AVUV 1.1 56.53 +1.75 .1556 ETFMG PrimeMob IPAY .0 63.21 +1.27 .015 FrankFTSE HK FLHK 2.5 26.01 +0.07 .252 InspireTactBal RISN .5 26.81 +0.42 .0326 iPathShillerCape CAPE ... 175.04 +2.06 ...
SoFiGigEcon GIGE ... 34.44 –0.03 ... AwareUltShDur AWTM 1.7 49.79 –0.01 .028 ETFMGSitUltra VALT 1.5 49.76 –0.02 .032 FrankFTSEIndia FLIN .6 24.81 +0.74 .1211 InvscActvUSRlEst PSR 3.1 87.55 +1.37 .6412 iPathSilverETN SBUG ... 33.68 +2.22 ...
VanEckBiotech BBH .3 171.14 +6.12 .4724 BNYMellonCoreBd BKAG 1.8 50.49 –0.31 .0707 ETFMG TravelTech AWAY ... 26.23 +1.36 ... FrankFTSEItaly FLIY 2.5 24.65 +0.07 .401 InvscAero&Def PPA .9 67.80 +1.43 .1053 iShAAA-ARtdCorpBd QLTA 2.3 58.18 –0.48 .1352
VanEckFallAnglHYBd ANGL 4.7 31.84 +0.37 .1185 BNYMellonEM BKEM 2.1 71.28 +1.21 .4492 ETFMG Treat GERM ... 33.49 +2.20 ... FrankFTSEJapan FLJP 1.7 29.22 –0.10 .2111 InvscCA AMT-Fr PWZ 2.3 27.93 +0.03 .0557 iShA/PDividend DVYA 4.2 37.88 +0.03 .642
VanEckGaming BJK 2.7 46.04 +1.10 1.2308 BNYMellonHYBeta BKHY 5.8 56.22 +0.23 .2718 ETRACSAlerianMLP AMUB 9.9 9.61 +0.80 .212 FrankFTSEJapanHdg FLJH ... 27.71 –0.06 ... InvscCEFIncmComp PCEF 7.7 22.06 +0.32 .136 iShBBCpBd HYBB 5.2 51.86 +0.21 .2234
VanEckPharm PPH 1.5 66.45 +1.10 .2493 BNYMellonIntl BKIE 2.1 66.31 +0.38 .3702 ETRACSAlernMLPInfr MLPB 10.8 13.15 +1.07 .3143 FrankFTSELatAm FLLA 2.6 23.34 +1.34 .1624 InvscChinaTech CQQQ .0 77.85 –1.23 .0052 iShAgencyBond AGZ 1.4 119.34 –1.61 1.2836
VanEckRetail RTH .7 158.15 +0.02 1.0901 BNYM ShDurCpBd BKSB 1.7 51.80 –0.02 .0696 EtracsAlerianMid AMND 9.2 29.13 +1.61 .6682 FrankFTSEMexico FLMX 2.3 21.57 +0.97 .1299 InvscCleantech PZD .3 69.20 +0.18 .0798 iShCMBSETF CMBS 2.5 54.86 –0.20 .3163
VanEckSemiconduc SMH ... 219.39 +12.97 ... BNYM LC Core BKLC 1.2 70.23 +1.20 .1756 EtracsAlerMidstr AMNA 7.9 27.17 +0.96 .536 FrankFTSERussia FLRU ... 25.84 +1.02 ... InvscCurrShAUD FXA .0 74.03 +0.39 .0058 iShGovt/CreditBond GBF 1.8 125.08 –0.82 .1414
VanEckVideoGam ESPO .1 67.20 +1.99 .0834 BNYM US MC Core BKMC 1.2 76.28 +1.63 .2415 EtracsAlerMid AMTR ... 30.66 +1.44 ... FrankFTSESaudiAr FLSA 2.8 26.73 +0.12 .3941 InvscCurrShGBP FXB ... 129.87 +1.19 ... iSh10-20YTreasBd TLH 1.5 157.38 –6.13 2.1588
VangdEM GovBd VWOB 4.3 81.42 +0.22 .2711 BNYM US SC Core BKSE 1.1 81.12 +1.70 .2384 ETRACSBloomETN DJCB ... 13.80 –0.11 ... FrankFTSESAfrica FLZA 11.9 22.76 +0.33 .3909 InvscCurrShCAD FXC .2 77.01 +1.26 .0559 iSh0-5YTIPSBd STIP 1.5 103.79 +0.14 .1371
VangdGlblxUS RE VNQI 6.7 54.04 +0.18 3.6471 BallastSmMid MGMT ... 25.91 ... ... EtracsM1.5XLevCEF CEFD 11.1 28.70 +0.71 .2526 FrankFTSE SKorea FLKR 1.4 29.52 +1.87 .4017 InvscCurrShEuro FXE ... 114.00 +1.59 ... iShBloomRollSel CMDY 2.3 43.55 –0.19 .9981
VangdIntrCorpBd VCIT 2.7 96.69 –0.31 .1791 BarclyiPathBCarbon GRN ... 59.99 +3.82 ... EtracsM1.5XLevMtg MVRL 12.9 39.43 +0.75 .2075 FrankFTSESwitz FLSW 2.2 29.66 +0.16 .6406 InvscCurrShJPY FXY ... 90.68 –0.16 ... iShCalifMuniBd CMF 1.8 62.76 –0.12 .0861
VangdIntermTrmTrea VGIT 1.6 69.69 –0.34 .0702 BarclaysETN FI Enh FLEU ... 131.34 +3.76 ... ETRACSMonthPay2x SMHB 18.4 8.58 +0.85 .0523 FrankFTSETaiwan FLTW 2.4 36.19 +1.24 .0189 InvscCurrShCHF FXF ... 102.33 +1.56 ... iShCmdCurve CCRV ... 20.33 +0.10 ...
VangdIntlDivApp VIGI 1.6 79.77 +0.71 .2277 BarclaysFIEnhEur50 FFEU ... 90.64 +3.32 ... ETRACS2xLvHiDiv HDLB 15.7 12.05 +0.77 .0725 FrankFTSE UK FLGB 3.9 22.66 +0.70 .3186 InvscDBComm DBC 1.8 14.04 +0.02 .2538 iShAggrAllocation AOA 1.9 63.61 +0.76 .159
VangdIntlHiDiv VYMI 3.2 60.75 +1.09 .5768 BarclaysETN HY FIYY ... 103.19 +2.73 ... ETRACS 2xLvWF LMLB 22.5 10.12 +0.62 .0663 FrankFedIntTxFr FLMI 2.1 26.14 +0.11 .0472 InvscDBAgriFd DBA 1.7 15.30 –0.36 .2572 iShConsAllocat AOK 2.2 38.50 +0.08 .0382
VangdLTCorpBd VCLT 3.2 109.64 –1.37 .2675 Barrons400ETF BFOR .6 48.53 +0.71 .295 ETRACSNYSEPick PYPE 10.2 15.35 +1.08 .3658 FrankFedTxFrBd FLMB 2.2 27.22 +0.07 .0342 InvscDBBaseMet DBB 1.6 17.42 +0.22 .2725 iShCoreDivGrowth DGRO 2.2 44.81 +0.73 .2605
iShCore5-10YUSDBd IMTB 2.4 52.30 –0.17 .1041 iShRussell1000Gwth IWF .7 234.47 +3.72 .4328 NiftyIndiaFinls INDF ... 29.61 +0.26 ... ProShrUSHlthCr RXD .7 9.81 –0.60 .0167 SPDRSSgAGlbAll GAL 2.4 42.26 +0.52 .1534 VangdDivApp VIG 1.6 139.81 +1.11 .5575
iShGrwthAllocation AOR 2.0 51.86 +0.40 .1623 iShRussell1000 IWB 1.4 208.71 +3.60 .7651 NorthShoreDualSh DUAL ... 31.05 +1.29 ... ProShrUSInd SIJ ... 5.15 –0.08 ... SPDRSSgAIncmAllctn INKM 3.9 34.04 +0.40 .1912 VangdEnergy VDE 4.8 55.09 +2.35 .5524
iShCoreHiDividend HDV 3.8 89.87 +1.95 .8508 iShRussell1000Val IWD 2.3 136.32 +2.50 .72 NoShoreGlUran URNM ... 33.47 +3.51 ... ProShUltra7-10 PST .7 15.66 +0.28 .0175 SPDRSSgAMultiAsset RLY 3.0 24.45 +0.45 .0348 VangdExDurTreas EDV 2.1 155.05 –6.27 .7035
iShCoreMSCIEM IEMG 2.2 61.11 +1.01 .4364 iShRussell2000Gwth IWO .5 269.02 +4.39 .3283 NuvESGHYCorpBd NUHY 5.0 25.09 +0.06 .1097 ProShUltBrazil BZQ 1.1 9.33 –1.31 .0185 SPDRSSgAUltraShrt ULST 1.5 40.44 –0.02 .0272 VangdAWxUSSC VSS 2.1 120.35 +3.28 .3423
iShCoreMSCIEurope IEUR 1.9 51.17 +1.10 .5947 iShRussell2000 IWM 1.1 188.20 +3.83 .5664 NuvESGUSAggBd NUBD 2.2 26.78 –0.10 .0493 ProShrUS MSCI EAFE EFU .2 13.46 –0.33 .0083 SPFdsDJGlbSukuk SPSK 2.4 20.41 ... .042 VangdFTSEDevMk VEA 2.1 46.74 +0.74 .2208
iShMSCIIntlDev IDEV 2.2 61.26 +0.71 .5734 iShRussell2000Val IWN 1.7 129.57 +3.38 .5774 NuvEnhYd1-5Y NUSA 2.6 25.52 –0.04 .0503 ProShUltMSCIEM EEV .6 19.10 –0.72 .0261 SPFdsS&P500Sharia SPUS 1.1 24.63 +0.33 .026 VangdFTSE EM VWO 2.5 49.34 +0.58 .4256
iShCoreMSCIPacific IPAC 2.7 63.48 +0.03 .5823 iShRussell3000 IWV 1.4 220.05 +3.84 .7673 NuvEnhYdUSAgg NUAG 3.0 25.64 –0.14 .0511 ProShrUS MSCI Jpn EWV .1 15.55 +0.05 .0096 SageESG InterCred GUDB 2.1 52.58 –0.04 .0551 VangdFTSE Europe VGK 2.1 59.84 +1.13 .3032
iShModAllocation AOM 2.1 42.99 +0.23 .163 iShMicro-CapETF IWC 1.0 115.15 +3.20 .3026 OverlayCoreBd OVB 3.3 26.42 –0.05 .2624 ProShUltMC400 MZZ .7 6.98 –0.29 .0143 SchwabEM Equity SCHE 2.8 30.52 +0.32 .1075 VangdFTSE Pac VPL 2.1 78.13 +0.77 .3139
iShCoreS&P500 IVV 1.6 371.19 +6.21 1.5058 iShRussellMid-Cap IWR 1.4 67.46 +1.25 .2173 OverlayFgnEqu OVF 3.2 25.47 –0.01 .32 ProShrUSOilGas DUG .3 26.36 –2.86 .0289 Schwab5-10YCpBd SCHI 2.4 53.30 –0.18 .0968 VangdFinls VFH 2.2 71.60 +1.44 .3558
iShCoreS&P MC IJH 1.4 224.22 +4.13 .8331 iShRussellMCValue IWS 2.0 96.22 +1.80 .4261 OverlayLCEq OVL 1.6 31.75 +0.61 .2659 ProShUltShtQQQ QID 2.3 7.54 –0.35 .0654 SchwabFundEmgLrg FNDE 3.5 28.24 +0.67 .145 VangdFTSEAWxUS VEU 2.2 57.73 +0.80 .3416
iShCoreS&P SC IJR 1.3 89.21 +2.12 .289 iShRussellTop200Gr IWY .7 129.46 +1.88 .2472 OverlayMuniBd OVM 3.3 25.97 +0.07 .2578 ProShrUSRlEst SRS .7 12.47 –0.42 .0237 SchwabFundIntLrgCo FNDF 3.0 29.52 +0.66 .1981 VangdGrowth VUG .7 247.00 +3.59 .4062
iShS&PTotlUSStkMkt ITOT 1.5 84.91 +1.48 .3324 iShRussellTop200 IWL 1.3 88.95 +1.40 .298 OverlaySCEq OVS 1.3 29.12 +0.78 .2094 ProShUltShRus2000 TWM 1.0 5.51 –0.25 .0207 SchwabFundIntlSmCo FNDC 2.5 34.59 +0.63 .1246 VangdHlthCr VHT 1.2 221.09 +6.09 .6313
iShCore10+YUSDBd ILTB 3.0 75.41 –1.43 .187 iShRussellTop200Vl IWX 2.2 57.92 +1.06 .298 PGIMActHYBd PHYL 5.9 40.99 +0.16 .1785 ProShUltShtS&P500 SDS 1.2 12.81 –0.46 .0569 SchwabFundUSBrd FNDB 2.3 44.79 +1.05 .295 VangdHiDiv VYM 3.1 92.07 +1.73 .7053
iShCoreUSAggBd AGG 2.2 117.59 –0.67 .206 iShS&P100 OEF 1.4 169.59 +2.83 .6316 PGIMQMAStrAlphaItl PQIN 2.1 56.17 +0.17 .2851 ProShrUSSemi SSG 1.3 13.83 –1.77 .0472 SchwabFundUSLrgCo FNDX 2.4 45.31 +1.07 .3246 VangdIndls VIS 1.4 170.11 +1.02 .553
iShCoreUS REIT USRT 3.4 49.02 +1.10 .3442 iShS&PMC400Growth IJK .8 69.94 +1.12 .1279 PGIMStratAlphLC PQLC 1.7 60.12 +1.67 .2392 ProShUltShtSilver ZSL ... 8.37 –1.36 ... SchwabFundUSSmCo FNDA 1.3 42.25 +1.19 .14 VangdIntermBd BIV 2.3 93.03 –0.52 .1537
iShCurrHdgNikk400 HJPX .6 32.35 –0.08 .1962 iShS&P500Growth IVW .9 62.51 +0.95 .1365 PGIMQMAStrAlSCG PQSG .6 59.87 +1.62 .0765 ProShUlShtSC600 SDD .3 5.37 –0.31 .0142 SchwabIntmUSTrsr SCHR 1.7 58.03 –0.26 .0488 VangdLC VV 1.5 173.45 +2.96 .6157
iShCurHdgMSCIUS HAWX 1.1 29.44 +0.18 .316 iShGlobalEnergyETF IXC 5.0 21.98 +0.79 .3913 PGIMQMAStrAlSCV PQSV 1.5 51.65 +1.19 .2291 ProShrUSTech REW 1.0 15.19 –0.81 .0388 SchwabIntEquity SCHF 2.7 35.91 +0.54 .2385 VangdLT Bond BLV 2.9 111.11 –2.26 .2531
iShCurrHdgMSCICda HEWC 3.9 27.52 +0.28 1.0856 iShGlobalHealthcr IXJ 1.3 75.88 +1.50 .534 PGIMUltraShBd PULS 1.9 49.92 –0.03 .0533 ProShUltraSh20+ TBT 1.1 17.06 +0.99 .0003 SchwabIntlSC SCHC 2.6 37.26 +0.93 .9543 VangdMegaCap MGC 1.4 131.60 +2.09 .4012
iShCurHdgMSCIEAFE HSCZ .8 31.66 +0.29 .2636 iShGlobalTechETF IXN .7 289.30 +8.22 .9623 PIMCO25+YrZeroCoup ZROZ 1.9 159.43 –7.31 .57 ProShrUSUtil SDP .2 9.59 +0.37 .0118 SchwabLTUSTrea SCHQ 1.5 53.93 –1.71 .0626 VangdMegaGrwth MGK .6 198.96 +2.75 .2673
iShCurHdMSCIEurozn HEZU .8 31.66 +0.14 .2501 iShGloblFinancials IXG 2.5 65.17 +1.39 .784 PIMCO ActiveBd BOND 2.7 112.37 –0.25 .23 ProShUltShtYen YCS ... 69.01 +0.17 ... Schwab1-5YCpBd SCHJ 1.8 51.65 –0.05 .0666 VangdMegaVal MGV 2.4 86.87 +1.74 .4566
iShCurrHdMSCIJapan HEWJ .9 35.29 –0.09 .3065 iShS&P500Value IVE 2.3 128.18 +2.29 .6284 PIMCOBrdUSTIPSIdx TIPZ 1.8 64.65 –0.01 .05 ProShsVIXMTFut VIXM ... 35.85 –0.16 ... Schwab1000Index SCHK 1.7 36.88 +0.67 .1868 VangdMC VO 1.5 204.64 +4.01 .6628
iShCurHdgMSCIMex HEWW .3 16.10 +0.39 .0524 iShIntlDevProperty WPS 6.9 35.10 +0.17 .3129 PIMCOEnhLowDur LDUR 2.3 101.93 –0.10 .15 ProShsVIXSTFut VIXY ... 14.02 –0.33 ... SchwabSrtTRmUSTrsr SCHO 1.4 51.39 –0.03 .0329 VangdMCGrowth VOT .6 206.36 +4.57 .2628
iShCurrHdgMSCIUK HEWU 1.6 21.20 +0.46 .3396 iShGlobalConsDiscr RXI .8 151.79 +0.46 .5235 PIMCOEnhShMaturESG EMNT 1.4 100.79 –0.09 .11 Qraft AI US Hi Div HDIV 2.2 26.77 +0.41 .1021 SchwabUS AggrBd SCHZ 2.5 55.83 –0.33 .1015 VangdMC Val VOE 2.4 119.56 +2.17 .6335
iShCybersecurity IHAK .4 36.04 +1.46 .1106 iShGlobalUtilities JXI 2.6 59.66 –1.04 .5851 PIMCOEnhShMaturity MINT 1.3 101.98 –0.03 .043 QRAFT AI US LC QRFT .3 37.48 +0.85 .9867 SchwabUS BrdMkt SCHB 1.8 89.57 +1.52 .4867 VangdRealEst VNQ 3.4 86.42 +1.53 .5901
iShUSBasicMaterial IYM 1.6 112.20 +0.58 .4067 iShGlobalMaterials MXI 1.5 80.30 +2.33 .3981 PIMCO15+USTIPSIdx LTPZ 1.8 86.84 –0.82 .06 QRAFTAIUSLCMom AMOM .1 38.53 +0.25 .443 SchwabUS Div SCHD 2.9 65.12 +1.44 .543 VangdS&P500ETF VOO 1.6 339.81 +5.67 1.3085
iShUSConsumerSvcs IYC .6 277.01 +2.61 .1119 iShGloblIndustrial EXI 1.2 106.61 +0.46 .7514 PIMCOIntermMuniBd MUNI 2.0 56.56 +0.02 .08 QraftAINxtValue NVQ ... 25.85 ... ... SchwabUS LC SCHX 1.8 89.76 +1.50 .4851 VangdS&P500 Grw VOOG .9 225.55 +3.63 .3805
iShUSConsumerGoods IYK 1.6 166.79 +2.37 .7843 iShrsSP GSCI Cmdty GSG ... 11.70 +0.01 ... PIMCOInvGrdCorpBd CORP 2.8 116.46 –0.48 .242 QuadIntRtVol IVOL 3.6 27.72 +0.41 .0819 SchwabUS LC Grw SCHG .6 124.80 +1.74 .1736 VangdS&P500Val VOOV 2.2 123.99 +2.23 .6344
iShUSFinlServices IYG 1.6 146.22 +2.96 .6168 iShS&PMC400Value IJJ 1.9 85.05 +1.78 .3789 PIMCO1-5USTIPSIdx STPZ 2.3 53.81 +0.14 .06 RoboGlbAI THNQ ... 38.09 +0.68 ... SchwabUS LC Val SCHV 3.4 59.43 +1.10 .6509 VangdS&PMC400 IVOO 1.2 151.93 +2.68 .3828
iShUSHealthcare IYH 1.1 243.79 +7.11 .8893 iShS&PSC600Value IJS 1.6 80.05 +2.11 .2837 PIMCO DynMultEM MFEM 2.1 26.13 +0.71 .08 RoboGlbHlthTch HTEC ... 41.19 +1.76 ... SchwabUS MC SCHM 1.3 66.91 +1.52 .2026 VangdS&P400Grwth IVOG .0 173.94 +2.70 1.7219
iShUSRealEstate IYR 2.9 86.24 +1.34 .4794 iShGlblConStaples KXI 2.0 58.08 +0.42 .5818 PIMCO DynMultIn MFDX 2.0 26.87 +0.26 .03 RoboGlblRobotics ROBO .3 58.20 +1.83 .1558 SchwabUS REIT SCHH 3.0 38.53 +0.60 .2463 VangdS&P400Val IVOV 1.7 132.16 +2.56 2.2747
iShUSUtilities IDU 2.9 154.40 –3.29 .6117 iShNATech-Mult IGN .6 56.43 +0.92 .101 PIMCO DynMultUS MFUS 2.1 33.58 +0.58 .03 RPAR RiskParity RPAR .7 23.32 +0.05 .048 SchwabUS SC SCHA 1.2 85.91 +2.04 .2817 VangdS&P600 VIOO 1.3 164.30 +3.93 2.0859
iShUS Energy IYE 4.8 21.59 +0.88 .2696 iShSelfDrvngEV IDRV .8 41.66 +1.01 .1807 PIMCO RAFI ESG US RAFE 1.9 25.69 +0.56 .14 RealEstSectorSPDR XLRE 2.9 37.33 +0.51 .213 Schwab US TIPs SCHP 1.3 61.44 –0.02 .1141 VangdS&P600Grwth VIOG .7 188.31 +3.99 .2876
iShUS Finls IYF 1.8 131.69 +2.24 .3015 iShShortNatlMuniBd SUB 1.3 107.85 –0.14 .0899 PIMCOShrtTrmMuniBd SMMU 1.2 51.35 –0.01 .04 RenaissanceIPO IPO .2 65.07 +2.47 .0657 SimplUSConvex SPYC ... 26.77 +0.52 ... VangdS&P600Val VIOV 1.4 138.80 +3.58 .4395
iShUSHealthcarePrv IHF .6 234.66 +7.81 .5042 iShSilver SLV ... 22.48 +1.43 ... PIMCO0-5YrHiYdCorp HYS 4.5 97.65 +0.49 .37 RenaissanceIntlIPO IPOS .2 34.44 +0.14 .0235 SimplUSPlusDown SPD ... 26.57 +0.44 ... VangdST Bond BSV 1.8 82.80 –0.09 .1018
iShUSInsurance IAK 2.1 67.04 +1.22 .3599 iShTIPSBondETF TIP 1.2 126.17 –0.11 .1329 PPTYUSDivrsRealEst PPTY 3.4 29.68 +0.67 .2523 RivFrDynCoreIncm RFCI 1.9 26.05 –0.11 .0355 SimplUSPlusUp SPUC ... 26.82 +0.54 ... VangdSC VB 1.2 188.57 +3.76 .5446
iShUSOilEquip&Svcs IEZ 2.8 11.70 +1.03 .0579 iSh10+YIGCpBd IGLB 3.2 72.21 –0.76 .1725 PacerAmEnIndepend USAI 8.6 19.51 +1.07 .12 RivFrDynUSDiv RFDA 1.6 37.70 +0.48 .0506 6MeridianHdg SIXH 1.8 26.57 –0.01 .044 VangdTaxExemptBd VTEB 2.0 54.89 –0.05 .0889
iShUSPharmaceuticl IHE 1.2 175.10 +3.23 .7089 iShTreaFRBd TFLO .5 50.29 ... .0032 PacerData&Infr SRVR 1.7 35.50 +0.13 .1464 RivFrDynUSFlex RFFC 1.2 38.22 +0.45 .0639 6MeridianLowBeta SIXL .6 29.12 +0.33 .0212 VangdTotalStk VTI 1.5 191.51 +3.33 .6741
iShUSRegionalBanks IAT 3.0 44.46 +1.08 .3735 iShDowJonesUS IYY 1.3 186.02 +3.23 .3365 PacerIndRealEst INDS 1.9 35.38 +0.27 .1851 RivFrDynUnconInc RFUN 4.2 25.69 +0.15 .0802 6MeridianMega SIXA 1.7 29.67 +0.43 .0461 VangdTotlWrld VT 1.7 91.31 +1.54 .4025
iShUSMedDevices IHI .3 318.38 +7.43 .1975 iShChinaLC FXI 2.4 47.19 –1.43 .3332 PacerCFRAStovall SZNE 1.4 31.61 +0.55 .0889 RivFrStratIncm RIGS 3.4 24.83 +0.07 .0503 6MeridianSC SIXS .6 36.50 +0.82 .0184 VangdUtilities VPU 3.0 136.58 –3.01 .8866
iShAdvTotUSDBd EUSB 1.2 50.35 –0.27 .0415 iShRussellMCGrowth IWP .4 199.10 +4.42 .1035 PacerFTSECnA50 AFTY 3.3 22.52 +0.41 .752 RoundAcqDpVal DEEP 6.0 27.52 +0.90 .0147 SmartTransport MOTO .2 38.68 –0.18 1.02 VangdValue VTV 2.7 119.15 +2.19 .7155
iShESGUSAggBd EAGG 1.7 56.22 –0.40 .1644 iShUSBrokerDealers IAI 1.6 76.04 +2.23 .3268 PaceriPathGold GBUG ... 30.17 +0.81 ... RoundBitEsports NERD .2 28.83 +0.29 .0496 SoFi50ETF SFYF .8 27.83 +0.73 .0781 VesperUSLCShort UTRN .5 31.18 +0.45 .8496
iShEM Dividend DVYE 5.6 36.31 +0.89 .4926 iShUSTechBreak TECB .8 34.48 +0.74 .0429 PacerLuntLCAlt ALTL 1.1 32.50 +1.61 .0881 RoundSportsBet BETZ ... 24.64 +0.99 ... SoFiNext500 SFYX 1.1 11.98 +0.24 .0545 VicShUSAACrIntBd UITB 2.4 54.50 –0.07 .1039
iShEuropeETF IEV 1.7 47.71 +0.88 .4938 iShUSTech IYW .6 331.67 +8.64 .1046 PacerLuntLCMultAlt PALC .5 30.47 +1.50 .0399 SPDRBlackstoneSrLn SRLN 5.0 45.26 +0.07 .18 SoFiSelect500 SFY 1.2 13.67 +0.12 .0804 VicSh USAAShtBd USTB 2.2 52.01 +0.09 .0637
iShExpTech IGM .4 341.49 +6.77 .2554 iShVirtualWork IWFH ... 28.26 +0.51 ... PacerLuntMCMult PAMC .2 32.06 +0.97 .0176 SPDRBloomBarCvSecs CWB 2.2 79.69 +1.12 .1247 SoFiWeeklyIncm TGIF .4 103.01 +0.49 .05 VicShUSAA EMVal UEVM 4.3 44.38 +0.46 .0068
iShFocusedValue FOVL 3.2 41.72 +1.14 .3102 iShYdOptimizedBd BYLD 3.0 25.73 –0.22 .1282 PacerMilitEmp VETS 1.5 33.42 –0.22 .1449 SPDRBBCpBd SPBO 2.8 35.92 –0.23 .0748 SPDR DJRlEst RWX 9.7 33.46 +0.47 .2686 VicShUSAA IntlVal UIVM 3.6 44.44 +0.34 .0468
iShGenomicsImm IDNA .2 46.23 +2.50 .0837 iSh0-5YHYCorpBd SHYG 5.1 45.22 +0.14 .1904 PacerTrendFd TRND .9 27.76 +0.36 .2496 SPDRBloomBarEMLoBd EBND 3.8 27.74 +0.28 .0781 SPDR DJREIT RWR 3.5 88.48 +1.95 .6509 VicSh USA SC Val USVM 1.4 57.67 +0.92 .0323
iShGlblComm IXP 1.0 74.61 +1.06 .2971 iSh0-3MTreaBd SGOV .1 100.02 ... .0055 PacerTrendpilot PTIN 1.0 26.07 +0.45 .2587 SPDR BlmBarcHYBd JNK 5.2 108.28 +0.62 .4343 SPDR DJIA Tr DIA 2.0 302.59 +3.35 .6522 VicShUSAA USAVal ULVM 1.8 54.59 +1.01 .0484
iShGlobal100 IOO 1.5 62.27 +1.25 .5069 JPM AlerianMLP AMJ 9.9 15.29 +1.31 .3354 PacerTrendUSBd PTBD 2.1 27.48 +0.34 .2738 SPDRBloomBarInCpBd IBND .5 37.48 +0.46 .0107 SPDR EurSTOXX FEZ 1.8 41.72 +0.73 .1841 VidentUSBdStrat VBND 2.5 52.08 –0.16 .032
iShGlobalREITETF REET 5.4 23.81 +0.50 .1913 JanusHendersonAAA JAAA .0 50.13 –0.14 .0636 PacerUSCashCows BUL .9 32.15 +0.47 .0752 SPDRBlmBarIntTrBd BWX 1.0 30.89 +0.22 .0231 SPDR MSCI exUS CWI 2.4 27.45 +0.40 .2741 VidentCoreUSEquity VUSE 1.3 34.62 +0.71 .0118
iShGoldTr IAU ... 17.52 +0.48 ... JanusHendMtg JMBS 2.9 53.56 –0.05 .1758 PacerUSExportLead PEXL .4 35.29 +1.09 .0473 SPDRBlmBarInvGrdFR FLRN 1.4 30.60 ... .0138 SpdrSPIntDiv DWX 4.7 36.40 –0.05 .4057 VidentIntlEquityFd VIDI 2.6 24.59 +0.36 .0064
iShiBoxx$InvGrCpBd LQD 2.7 137.00 –1.00 .276 JanusHenShrtDur VNLA 1.4 50.44 –0.03 .0227 PacificGlbFocusHY FJNK 4.4 25.37 +0.41 .0707 SPDRBloomBarc1-10Y TIPX 1.9 20.72 +0.05 .0173 SPDR S&PMdCpTr MDY 1.2 409.78 +7.12 1.0331 VirtusInfrUSPfd PFFA 8.4 22.07 +0.31 .15
iShiBondsDec2020Cp IBDL .0 25.19 ... .0208 HancockConsDisc JHMC .8 44.61 +0.42 .1522 PacificGlbSrLoan FLRT 3.7 48.55 +0.22 .1224 SPDRBloomBar1-3MTB BIL .4 91.53 ... .0033 SPDR S&P 500 SPY 1.5 369.85 +6.18 1.3392 VirtusLifeSciBio BBC ... 46.88 +0.47 ...
iShiBdsDec2030Cp IBDV 1.9 26.04 –0.12 .0386 HancockConsStpl JHMS 2.2 32.59 +0.32 .3619 PerthMintPhGold AAAU ... 18.30 +0.50 ... SPDRBloomBarSTHYBd SJNK 5.4 26.77 +0.12 .1132 SPDR S&P Biotch XBI .1 136.20 +4.74 .089 VirtusLifeSciBio BBP ... 52.26 +0.31 ...
iShiBdsDec2028Cp IBDT 2.8 29.42 ... .0631 HancockDevIntl JHMD 1.9 30.79 +0.35 .2389 PrincipalActIncm YLD 4.6 39.45 +0.24 .1173 SPDRBloomBarSTInTr BWZ .2 32.54 +0.30 .0021 SPDR SP China GXC 1.1 129.55 –2.27 .5641 VirtusNewDynCredit BLHY 3.6 24.15 +0.20 .0756
iShiBondsDec2025Cp IBDQ 2.5 27.25 –0.04 .0668 HancockMultEM JHEM 2.2 28.59 +0.51 .1786 PrincInvGrdCp IG 3.2 27.67 –0.08 .062 SPDR 3-12MT-Bill BILS ... 100.08 ... ... SPDR S&P Div SDY 2.6 106.98 +1.31 .6858 VirtusNewMultiBd NFLT 3.7 25.45 +0.16 .0433
iShiBondsDec2024Cp IBDP 2.6 26.50 –0.03 .0494 HancockEnergy JHME 8.7 15.65 +0.74 .2057 PrincipalSpectPfd PREF 4.6 20.58 +0.06 .0719 SPDRBlSASBCpBd RBND 1.4 25.41 –0.04 .0289 SPDR SP EmAsPac GMF 1.4 125.59 +0.67 .5679 VirtusPrvCrd VPC 9.6 21.18 +0.56 .51
iShiBdsDec2029Cp IBDU 2.4 27.23 –0.20 .0515 HancockMultFinls JHMF 2.1 40.80 +0.87 .349 PrincipalTaxAdv PQDI 5.0 21.43 +0.02 .0854 SPDRDoubleTRTact TOTL 2.8 49.32 –0.10 .1028 SPDR S&P Home XHB .7 56.73 –1.19 .0899 VirtusRealAsset VRAI 3.1 23.58 +0.64 .22
iShiBondsDec2021Cp IBDM 2.3 24.93 –0.06 .0497 HancockHealthcare JHMH 1.6 43.28 +1.11 .4498 PrincUltShtAct USI 2.2 24.88 –0.03 .036 SPDRDJGlbRealEst RWO 4.1 44.60 +0.81 .329 SPDR IntlSC GWX 2.9 34.42 +0.59 .3291 VirtusReavesUtil UTES 2.1 39.67 –1.05 .22
iShiBdsDec2021Muni IBMJ 1.4 25.78 –0.03 .0292 HancockIndustrials JHMI 1.2 44.27 +0.06 .2064 ProShDJBrkGlIn TOLZ 3.2 42.40 +0.23 .4638 SPDREUROSTOXXSC SMEZ 1.0 70.00 +1.33 .3675 SPDR S&P MtlMng XME 1.1 32.59 +2.42 .0739 VirtusSeixSrLoan SEIX 4.2 24.59 +0.06 .0793
iShiBondsDec2027Cp IBDS 2.7 27.39 –0.07 .0537 HancockLC JHML 1.6 46.91 +0.75 .361 ProShDecRetail EMTY .5 23.23 –0.12 .0166 SPDRIntGovBd WIP 1.6 57.24 +0.86 .1178 SPDRS&POilGasExpl XOP 2.4 61.00 +3.12 .3782 VolsharesLC VSL 1.0 37.11 +0.83 .0831
iShiBondsDec2026Cp IBDR 2.7 26.98 –0.04 .0535 HancockMatls JHMA 1.5 39.86 +0.33 .2687 ProShHdgReplic HDG .3 49.35 +0.43 .0421 SPDRFactSetInnTech XITK .1 200.47 +2.47 .1604 SPDR S&P Pharm XPH .5 49.00 +0.53 .0523 WBIBullBrGlbIncm WBII 3.5 24.71 +0.23 .0821
iShiBondsDec2023Cp IBDO 2.5 26.25 –0.02 .0473 HancockMultMedia JHCS .8 34.34 +0.81 .1201 ProShInflationExp RINF .7 27.32 +0.74 .0355 SPDRGlobalDow DGT 1.8 96.92 +2.44 .3318 SPDR S&P Retail XRT 1.0 62.21 +1.00 .1304 WBIBullBrQu3000 WBIL .4 27.67 +0.12 .0211
iShiBondsDec2022Cp IBDN 2.4 25.58 –0.04 .0432 HancockMC JHMM 1.0 44.19 +0.84 .223 ProShLgOnline CLIX .5 88.51 –2.18 .4289 SPDRGoldMini GLDM ... 18.29 +0.48 ... SPDR S&P Semi XSD .3 163.66 +7.82 .0787 WBIBullBrRsInc300 WBIE .4 29.39 +0.61 .0366
iShiBdsDec2022Muni IBMK 1.4 26.38 –0.02 .03 HancockMultiSC JHSC 1.1 29.79 +0.58 .1273 ProShMSCITransform ANEW ... 40.79 +0.81 ... SPDR Gold GLD ... 172.32 +4.53 ... SPDRWelsFrg PSK 5.1 43.98 –0.14 .18 WBIBullBrTdUS WBIT 3.3 20.20 +0.20 .1441
iShiBdsMar23CpxFin IBCE 2.5 25.06 –0.05 .0468 HancockTech JHMT 1.2 76.58 +2.38 .457 ProShOnlRetail ONLN .5 72.26 –1.27 .3711 SPDRMFSSysCore SYE 1.3 95.29 +1.89 .1784 SprottGoldMiners SGDM .0 30.24 +0.94 .0631 WBIBullBrTrdUSTR WBIN 4.4 17.15 +0.17 .0661
iShiBdsMar2023Cp IBDD 2.5 27.28 –0.03 .0516 HancockUtils JHMU 3.0 31.26 –0.61 .4615 ProShRAFI L/S RALS 1.8 30.93 –0.13 .1009 SPDRMFSSysGrowth SYG .6 112.42 +1.93 .1092 SprottJrGoldMiners SGDJ .0 47.67 +2.83 .2196 WBIBullBrVal3000 WBIF .4 27.82 +0.50 .0237
iShiBoxx$HYCpBd HYG 4.9 86.85 +0.44 .3414 JPMBeta US MC BBMC .7 76.48 +1.42 .1803 ProShS&P500Bd SPXB 2.7 93.81 –0.56 .1484 SPDRMFSSysValueEqu SYV 1.9 68.81 +1.23 .2132 SterlingCapFocus LCG ... 26.14 +0.40 ... WBIBullBrYd3000 WBIG .6 24.33 +0.65 .0508
iShIntRtHdgCorpBd LQDH 2.3 95.00 +0.55 .1838 JPMBeta US SC BBSC ... 54.63 +1.44 ... ProShS&P500xEner SPXE 1.1 80.34 +1.28 .19 SPDRACWILowCarbon LOWC 1.7 112.87 +1.78 .7801 SyntaxStratLC SSPY 1.4 56.46 +1.33 .7875 WBIPwrFactorHiDiv WBIY 4.9 23.52 +0.80 .2284
iShIntRateHdgEM EMBH 3.0 23.63 +0.28 .0766 JPMCorpBdResearch JIGB 2.9 57.81 –0.33 .133 ProShS&P500xFin SPXN 1.1 79.07 +1.57 .2153 SPDREAFEFossilFr EFAX 1.8 76.85 +0.67 .6562 SyntaxStratMC SMDY ... 33.58 +1.68 ... WedETFMGGlbCld IVES .5 49.23 +1.29 .08
iShIntRtHdgHiYdBd HYGH 4.1 86.03 +0.53 .3339 JPM DivRetEM JPEM 3.6 53.90 +1.23 .6559 ProShS&P500xHlth SPXV 1.5 77.57 +1.15 .2376 SPDRMSCIEAFEStrat QEFA 2.3 69.16 +0.43 .739 SyntaxStratifiedSC SSLY ... 42.26 +0.90 ... WedbushVideoGame GAMR .5 76.05 +1.71 .21
iShIntRtLTCpBd IGBH 2.5 24.76 +0.24 .0488 JPM DivRetIntlEq JPIN 2.7 57.30 +0.61 .4335 ProShS&P500xTech SPXT 1.6 64.10 +0.82 .2308 SPDREMFossilFuelFr EEMX 2.3 75.76 +0.97 .3338 TRowePriceBlueChip TCHP ... 27.73 +0.31 ... WisdTrUSDBull USDU 3.2 25.50 –0.38 .8163
iShJPM EM LC Bd LEMB ... 44.38 +0.43 ... JPM DivRetUS Eq JPUS 2.1 83.39 +0.97 .3741 ProShShtBasicMat SBM .2 12.61 –0.06 .0049 SPDRMSCIEMStrat QEMM 2.8 64.00 +1.00 .48 TRowePriceDivGwth TDVG .5 27.88 +0.38 .0374 WisdTrCBOES&P500 PUTW 1.5 28.63 +0.40 .4183
iShJPX-Nikkei400 JPXN 1.7 71.29 –0.44 .4252 JPM Div US MC JPME 1.6 74.10 +1.12 .2624 ProShShtDow30 DOG .5 39.74 –0.47 .055 SPDRMSCIUSAStrat QUS 1.7 104.23 +1.51 .7723 TRowePriceEqIncm TEQI 1.1 29.73 +0.87 .0832 WisdTrChineseYuan CYB 1.9 27.39 +0.27 .5104
iShLatinAmerica40 ILF 2.9 28.72 +1.80 .2724 JPM Div US SC JPSE 1.1 35.03 +0.68 .0801 ProShShortEuro EUFX ... 42.16 –0.67 ... SPDRMSCIWorldStrat QWLD 2.0 92.08 +1.07 .8494 TRowePriceGrowth TGRW ... 28.71 +0.35 ... WisdTrContComm GCC ... 18.36 –0.08 ...
iShACWILowCarbon CRBN 1.7 147.37 +2.27 1.0368 JPMEquityPrem JEPI 9.8 55.01 –0.50 .4999 ProShShXinhuaCh25 YXI .3 14.67 +0.44 .011 SPDR NYSE Tech XNTK .3 136.10 +3.65 .065 TechSelectSector XLK .9 126.04 +3.38 .2465 WisdTrEmgCurr CEW ... 18.43 +0.27 ...
iShMSCIAustralia EWA 3.1 23.57 +0.27 .2843 JPM IntlGrwth JIG ... 69.46 +0.39 ... ProShShtFinls SEF .4 16.32 –0.29 .0196 SPDRNuvBBHYMuni HYMB 3.6 58.29 +0.26 .174 TeucriumAgriFd TAGS ... 19.63 –0.28 ... WisdTrEMxSOE XSOE 1.0 38.66 +0.74 .145
iShMSCIAustria EWO .6 19.12 +0.61 .1161 JPMUSAggregateBd JAGG 1.9 27.83 –0.12 .0309 ProShShortHY SJB .4 18.91 –0.18 .0125 SPDRNuveenMuniBd TFI 1.9 52.36 –0.07 .0809 TeucriumCornFd CORN ... 14.00 –0.39 ... WisdTrEM HiDiv DEM 4.5 41.01 +0.85 .94
iShMSCIBRICETF BKF 1.3 51.72 –0.16 .1491 JPMUSDEMSovBd JPMB 4.3 51.26 +0.40 .1848 ProShShMSCI EAFE EFZ .6 20.77 –0.24 .0086 SPDRNuveenSTMuniBd SHM 1.2 49.83 –0.03 .0419 TeucriumSoybeanFd SOYB ... 17.64 –0.40 ... WisdTrEMLocDebt ELD 4.8 34.49 +0.73 .13
iShMSCIBelgium EWK 1.8 19.99 +0.47 .1498 JPM US Dividend JDIV 3.3 27.71 +0.56 .2013 ProShShtMSCI EM EUM .5 13.27 –0.23 .0196 SPDRPtfAggBd SPAB 2.5 30.66 –0.18 .0569 TeucriumSugarFd CANE ... 6.40 –0.07 ... WisdTrEMMulti EMMF 2.2 23.62 +0.26 .21
iShMSCIBrazil EWZ 2.9 36.15 +2.12 .3574 JPMUSMinimumVol JMIN 2.3 31.68 +0.29 .212 ProShShtMC400 MYY .3 30.38 –0.57 .0152 SPDRPtfDevxUS SPDW 2.1 33.46 +0.52 .3053 TeucriumWheatFd WEAT ... 5.63 –0.28 ... WisdTrEM SC DGS 3.5 47.16 +1.01 .63
iShMSCICanadaETF EWC 2.1 31.34 +0.84 .2582 JPM US Moment JMOM .9 37.87 +0.55 .077 ProShShtOil&Gas DDG .1 24.41 –1.16 .023 SPDRPtfEM SPEM 2.5 41.71 +0.46 .2992 TimothyHiDiv TPHD 2.4 26.00 +0.22 .0316 WisdTrEuropeHdg HEDJ 2.3 65.88 –0.57 .655
iShMSCIChinaSC ECNS 2.5 48.01 –0.45 .583 JPM USQualFactor JQUA 1.3 35.58 +0.53 .1172 ProShShortQQQ PSQ .9 14.85 –0.32 .0448 SPDR PtfEurope SPEU 2.1 37.33 +0.65 .1744 TimothyPlanIntl TPIF 1.8 26.58 +0.18 .0014 WisdTrEuropeHdgSM EUSC 3.2 30.61 +0.11 .485
iShMSCIColombia ICOL 3.2 10.49 +0.82 .1485 JPM US Value JVAL 2.6 29.86 +0.77 .1517 ProShShtRE REK .3 11.43 –0.18 .0079 SPDR PtfHYBd SPHY 5.8 26.28 +0.12 .1233 TimothyUS LMC TPLC .8 30.27 +0.44 .0071 WisdTrEurQualDiv EUDG 1.9 29.87 +0.43 .18
KFADynFixIncm KDFI 3.5 21.53 +0.09 .065 SPDRPtfIntermCpBd SPIB 2.3 36.99 –0.04 .0567 WisdTrEuropeSC DFE 2.6 61.42 +1.86 .25
iShMSCI EAFE EFA 2.3 72.54 +0.83 .8577 KFA GlblCarbon KRBN ... 23.30 +1.22 ... ProShShtRus2000 RWM .7 26.65 –0.57 .0499 SPDR PtfIntTrea SPTI .9 32.94 –0.13 .0088 Timothy US SC TPSC .9 26.67 +0.61 .0108 WisdTrFRTrea USFR .5 25.12 +0.01 .001
iShMSCIEmgMarkets EEM 1.8 50.85 +0.81 .2303 KFA LCQualDiv KLCD .7 28.90 +0.12 .2031 ProShShrtS&P500 SH .6 18.26 –0.33 .0279 SPDRPtfLTCorpBd SPLB 3.1 32.70 –0.38 .0803 TortoiseNAPipeline TPYP 5.6 18.62 +0.55 .2676 WisdTrGlbxUSQual DNL 1.9 73.47 +1.20 .47
iSh MSCI EM SC EEMS 2.2 51.93 +1.69 .2853 KFA MtLucas KMLM ... 25.25 ... ... ProShSh7-10YrTr TBX .4 24.06 +0.21 .0229 SPDRPtfLgTermTrea SPTL 1.8 44.43 –1.40 .0551 TransamDeltaS&PEM DMRE 1.3 56.51 +0.70 .0461 WisdTrGlbxUSREFd DRW 2.2 26.19 –0.35 .5689
iShMSCIFranceETF EWQ .7 33.67 +0.52 .1772 KFA SCQualDiv KSCD .6 25.45 +0.07 .1621 ProShShrtSC600 SBB .3 22.72 –0.63 .0097 SPDR PtfGSM SPGM 1.8 48.57 +0.74 .2611 TrendAggGrowth TAAG ... 29.74 +0.27 ... WisdTrGlbHiDiv DEW 4.0 43.24 +0.90 .60
iShMSCIFrontier100 FM 2.8 28.09 –0.06 .6384 KFAValLineDynCore KVLE ... 20.44 +0.16 ... ProShSh20+Tr TBF .7 16.04 +0.48 .0351 SPDRPtfMtgBkdBd SPMB 3.0 26.46 –0.02 .0615 TrendAggCon TACE ... 24.28 +0.15 ... WisdTrGrwLdrs PLAT .2 42.39 +0.08 .0806
iShMSCIGermanyETF EWG .9 31.14 +0.41 .2798 KnowldgLdrDevWrld KLDW .9 41.77 +0.36 .3599 ProShShtVIXST SVXY ... 41.42 +0.43 ... SPDRS&P500Value SPYV 2.4 34.42 +0.63 .1921 TrendAggDiv TADS ... 28.17 +0.38 ... WisdTrIndiaEarn EPI .7 27.75 +0.87 .035
iShMSCIGlblAgriPrd VEGI 1.5 33.17 +0.10 .236 KraneBoseraChinaA KBA 1.1 44.58 +1.02 .4987 ProShUltBscMtls UYM .7 70.64 +0.52 .0684 SPDRPtfS&P1500 SPTM 1.6 45.56 +0.78 .1416 TrueESGActOpps ECOZ ... 34.00 +0.26 ... WisdTrIndiaxSOE IXSE .1 27.73 +0.68 .03
iShMSCIGloblEnProd FILL 4.8 13.75 +0.42 .2357 KraneCCBSChCpHY KCCB 4.4 40.29 +0.16 .1597 ProShUltBlmCrude UCO ... 33.19 +0.41 ... SPDRPtfS&P500 SPLG 1.6 43.48 +0.75 .1498 TrueTechAI LRNZ ... 45.52 +1.72 ... WisdTrIntDivxFin DOO 3.7 40.11 +0.37 .445
iShMSCIGlbMulti ACWF 2.1 33.09 +0.65 .2597 KraneCICCCn5GSemi KFVG ... 25.18 +0.39 ... ProshUltBlmNatGas BOIL ... 22.49 –5.31 ... SPDRS&P500Growth SPYG 1.0 54.17 +0.84 .1049 UBS FIEnhGlbHY FIHD ... 181.44 +3.50 ... WisdTrIntlEquity DWM 2.8 49.97 +0.34 .38
iShMSCIHongKong EWH 2.5 24.45 –0.07 .4107 KraneCICCChina KFYP ... 32.91 +0.41 ... ProShUltCnsGds UGE .5 75.96 +2.11 .0656 SPDRS&P500HiDiv SPYD 4.5 34.09 +1.15 .2636 UBS FIEnhLCGrw FBGX ... 522.01 +15.23 ... WisdTrIntlHdgQual IHDG 1.6 38.83 +0.31 .15
iShMSCIIndonesia EIDO 1.0 22.74 +0.06 .1818 KraneCSIChInt KWEB .1 75.38 –2.16 .0413 ProShUltCnsSvs UCC .1 82.64 +0.81 .0198 SPDRPtfS&P400MC SPMD 1.4 39.44 +0.68 .0913 E-TRACS DJ Cmd DJCI ... 13.85 –0.10 ... WisdTrIntlHiDiv DTH 3.8 37.17 +0.43 .44
iShMSCIIntlMom IMTM 1.2 35.95 +0.03 .2241 KraneEFdChina KCNY 2.3 34.96 +0.30 .0693 ProShUltDow30 DDM .5 55.28 +1.21 .0109 SPDRPtfS&P600SC SPSM 1.2 34.80 +0.86 .0614 USCF SummerDynCom SDCI .4 15.42 –0.03 .0332 WisdTrIntlLC Div DOL 2.9 45.29 +0.35 .345
iShMSCIIntlMulti INTF 2.9 26.80 +0.32 .3402 KraneElcVehicle KARS 1.1 38.51 –0.17 .4351 ProShUlt Euro ULE ... 15.60 +0.43 ... SPDRPtfSTCpBd SPSB 2.0 31.37 –0.03 .0405 USEquCumDiv2027 IDIV 14.1 9.83 +0.15 .1375 WisdTrIntlMC Div DIM 2.5 62.63 +0.19 .485
iShMSCIIntlQual IQLT 1.8 34.90 +0.22 .3441 KraneEMCnsTech KEMQ 1.3 32.07 +0.58 .4219 ProShUltFTSEEurope UPV .1 52.18 +1.74 .0668 SPDRShtTermTrea SPTS .8 30.68 ... .0057 USEquityxDiv2027 XDIV ... 82.13 +2.10 ... WisdTrIntlMult DWMF 2.0 24.47 –0.23 .125
iShMSCIIntlSize ISZE 1.1 29.13 +0.43 .1422 KraneEMHlthcrIndex KMED 1.1 34.33 +2.25 .3789 ProShXinhuaChina25 XPP .2 72.64 –4.64 .1488 SPDR PtfTIPS SPIP 2.2 30.75 –0.02 .0379 USGlbGOGold GOAU .0 20.71 +0.56 .0275 WisdTrIntlSC DLS 2.8 66.55 +1.00 .315
iShMSCIIntlSC ISCF 2.4 32.76 +0.61 .2887 KraneChinaHlthCr KURE .2 34.75 +1.24 .0573 ProShUltFinls UYG .9 40.91 +1.34 .0316 SPDRRuss1000LowVol ONEV 2.0 89.02 +1.45 .317 U.S.GlobalJetsETF JETS .0 23.51 +0.87 .3911 WisdTrJapanHdg DXJ 2.3 54.18 +0.38 .5861
iShMSCIIntlValue IVLU 2.5 23.04 +0.49 .2071 KraneAllChina KALL 1.1 34.37 –0.52 .384 ProShUltraGold UGL ... 63.84 +3.32 ... SPDRRuss1000Mom ONEO 1.4 83.75 +1.52 .1749 USVeganClimate VEGN .7 33.82 +0.76 .0235 WisdTrJapanSC DFJ 2.4 72.15 –0.37 .9352
iShMSCIIreland EIRL 1.3 50.48 +2.56 .2387 KraneMSCICnLdrs KESG ... 30.10 –0.85 ... ProShUltHlthCr RXL .2 148.07 +8.20 .1534 SPDRRuss1000Yd ONEY 2.8 76.25 +2.11 .3385 UtilitiesSelSector XLU 3.1 62.41 –1.35 .4986 WisdTrMgdFut WTMF 1.7 35.92 –0.12 .6039
iShMSCIIsrael EIS 1.9 59.75 –0.41 .1058 KraneMSCIChinaEnv KGRN ... 38.27 –2.00 ... ProShUltraHY UJB 2.5 74.74 +1.26 .2172 SPDRMomentumTilt MMTM 1.3 158.06 +1.61 .3624 VanEckMerkGoldTr OUNZ ... 17.91 +0.48 ... WisdTrMtgPlBdFd MTGP 2.0 51.72 +0.04 .075
iShMSCIItaly EWI 1.6 29.25 +0.11 .2501 KraneEMxChina KEMX 2.6 28.84 +1.34 .7363 ProShUltIndls UXI .4 98.78 +1.40 .0241 SPDRS&P1500ValTilt VLU 2.1 121.04 +2.68 .5491 VanEckAfrica AFK 6.2 20.64 +0.69 1.2858 WisdTr90/60USBal NTSX .9 36.04 +0.37 .085
iShMSCIJapan EWJ 1.8 66.06 –0.17 .4417 KraneSh1Belt1Road OBOR 4.0 26.15 +0.52 1.0473 ProShUltBrazil UBR .1 33.57 +3.79 .0321 SPDR S&P500MidGr MDYG .8 67.10 +1.03 .0619 VanEckAgribus MOO 1.2 76.33 +0.31 .9091 WisdTrUSDivxFin DTN 3.5 84.69 +1.48 .165
iShMSCIJapanSC SCJ 3.7 76.93 –0.41 .7019 LCGrowthETN2028 FRLG ... 224.07 +6.69 ... ProShUltMSCIEAFE EFO .0 42.26 +0.76 .0074 SPDR S&P400MidVl MDYV 1.8 54.69 +1.16 .1527 VanEckBDCIncome BIZD 10.3 14.29 +0.34 .3603 WisdTrUSHiDiv DHS 3.7 71.00 +1.85 .185
iShMSCIKLD400Soc DSI 1.2 141.09 +1.69 .2227 LeaderActivLdrs ACTV ... 30.55 +0.99 ... ProShUltMSCIEM EET .3 91.49 +3.19 .0086 SPDRS&P600SmallCap SLY 1.1 77.39 +1.90 .0915 VanEckBrazilSC BRF 3.3 21.33 +1.25 .6972 WisdTrUSLCDivFd DLN 2.6 107.18 +1.93 .185
iShMSCIKokusaiETF TOK 1.5 82.72 +1.31 .5894 LeaderAlphaFactor LSAT ... 29.21 +0.91 ... ProShrUltraJapan EZJ ... 44.20 –0.37 ... SPDR S&P600SCpGr SLYG .7 73.13 +1.57 .0507 VanEckChinaGrwth GLCN 1.2 50.11 +0.62 .6157 WisdTrUSLCFd EPS 1.8 39.92 +0.81 .175
iShMSCIMalaysiaETF EWM 3.0 28.70 +0.45 .5447 LeaderAlphaUSCore LSAF .6 28.30 +0.58 .0301 ProShUltMC400 MVV .4 45.23 +1.55 .0055 SPDR S&P600SCapVal SLYV 1.5 65.46 +1.70 .1076 VanEckChinaBond CBON 2.9 23.90 +0.24 .0559 WisdTrUSMCDivFd DON 2.6 34.77 +0.63 .055
iShMSCIMexico EWW 1.3 43.10 +1.70 .1241 LeaderShEqSkew SQEW ... 32.85 +0.56 ... ProShUltOilGas DIG 4.4 82.42 +5.99 .6067 SPDR Aero Dfns XAR .6 114.45 +4.91 .0925 VanEckSMEChiNxt CNXT .3 45.49 +1.81 .135 WisdTrUSMCFd EZM 1.4 43.16 +1.03 .135
iShMSCINetherlands EWN .8 40.45 +1.09 .191 LeatherbackL/S LBAY ... 20.74 +0.59 ... ProShUltraQQQ QLD .0 109.15 +4.61 .0045 SPDRS&PBank KBE 2.6 41.14 +1.18 .281 VanEckCoal KOL 11.0 96.27 +3.69 10.546 WisdTrUSQualShr QSY 1.4 98.78 +2.41 .32
iShMSCIPacificxJp EPP 3.2 47.36 +0.29 .5433 LeutholdCore LCR ... 27.98 +0.46 ... ProShrUltraRE URE 1.2 62.54 +1.94 .0748 SPDRS&PCapitalMkts KCE 1.9 73.44 +3.22 .3048 VanEckEgypt EGPT 2.3 25.88 –0.05 .6047 WisdTrUSSCDiv DES 2.8 26.11 +0.64 .065
iShMSCIPeru EPU 2.3 34.45 +0.90 .48 MatlsSelSectorSPDR XLB 1.7 71.78 +0.07 .3076 ProShrUltraRus UWM .2 82.31 +3.20 .0045 SPDREmMktsDiv EDIV 3.6 27.34 +0.23 .3085 VanEckEM AggBd EMAG 4.3 21.57 +0.13 .0727 WisdTrUSSCFd EES 1.2 38.25 +0.89 .09
iShMSCIPhilippines EPHE .6 32.80 +1.66 .1618 MerlynAIBullBr WIZ .3 33.07 +1.10 .005 ProShUltraS&P SSO .3 88.84 +2.88 .0988 SPDR S&P EM SC EWX 2.3 51.30 +1.33 .3506 VanEckEMHYBond HYEM 5.7 23.66 +0.30 .1067 WisdTrUSTotalDivFd DTD 2.6 104.57 +1.97 .18
iShMSCIPoland EPOL 3.5 19.08 +1.23 .175 MicroSecCannabis MJJ ... 66.24 +1.83 ... ProShUltSemi USD .2 105.21 +11.44 .0117 SPDR S&P500 ESG EFIV 1.0 34.58 +0.60 .0831 VanEckEnerIncm EINC 6.3 43.80 +2.25 .6601 WisdTrUSTMFd RESP 1.8 40.33 +0.74 .12
iShMSCIRussia ERUS 7.5 37.58 +1.16 .3292 MicroSecCannabis2X MJO ... 75.67 +4.23 ... ProShrUl7-10Trs UST .8 72.98 –1.32 .0896 SPDRS&P500Fossil SPYX 1.4 91.67 +1.48 .2632 VanEckEnvironSvcs EVX .4 116.93 –0.16 .4715 WisdTrYdUSAggBd AGGY 2.5 53.67 –0.17 .10
iShMSCISaudiArabia KSA 2.6 31.54 +0.24 .4537 MicroFANG+ETN FNGS ... 102.87 +1.71 ... ProShUltSilver AGQ ... 43.22 +5.34 ... SPDRS&PGlbDividend WDIV 4.6 61.73 +0.78 .6663 VanEckGoldMiner GDX .5 35.31 +1.08 .1905 XtrkrsFTSEDevXus DEEF 3.0 29.38 +0.11 .4266
iShMSCISingapore EWS 4.1 21.72 –0.17 .219 MicroSectFANG+Invr GNAF ... 18.02 –0.31 ... ProShUltSC600 SAA .2 101.24 +4.57 .1626 SPDRS&PGlbInfr GII 3.1 50.46 +0.24 .5481 VanEckGreenBd GRNB 2.3 27.85 –0.07 .0419 XtrkrsHarvCSI300 ASHR .7 39.51 +0.91 .2899
iShMSCISouthAfrica EZA 3.2 43.90 +1.00 .6451 MicroFANG-3XInvr FNGD ... 6.24 –0.31 ... ProShUltTech ROM .1 68.41 +3.34 .0344 SPDRS&PGlbNatRes GNR 3.2 45.34 +1.61 .4833 VanEckIndiaGrwth GLIN 1.4 30.70 +0.54 .4239 XtrkrsHarvCSI500 ASHS .4 36.05 +0.71 .1573
iShMSCISthKorea EWY 1.6 82.99 +5.13 1.3076 MicroSectorsFANG3X FNGU ... 231.16 +9.86 ... ProShUltTelecom LTL 1.3 40.28 +1.50 .13 SPDRS&PHlthCareEqp XHE .0 108.03 +1.87 .0032 VanEckIndonesia IDX 2.3 20.43 –0.01 .4723 XtrkrsHiBetHYBd HYUP 6.2 48.10 +0.44 .25
iShMSCISpain EWP 3.2 28.13 +0.86 .2137 MicroFANG-2XInvr FNGZ ... 5.08 –0.18 ... ProShUlt20YrTr UBT .6 59.83 –3.87 .1599 SPDRS&PHlthCareSvs XHS 1.9 92.68 +2.46 .0407 VanEckIntlHYBd IHY 4.7 25.71 +0.35 .102 XtrkIntlRealEst HAUZ 4.5 26.85 +0.23 .3558
iShMSCISweden EWD 1.3 39.86 –0.02 .0955 MicroSectFANG+2X FNGO ... 161.12 +4.84 ... ProShrUltraUtil UPW 1.1 55.66 –2.44 .2586 SPDRS&PInsurance KIE 1.8 33.99 +0.60 .1337 VanEckInvtGrFR FLTR 1.6 25.29 +0.02 .0177 XtrkrsJpnJPXNik400 JPN 2.0 32.33 –0.14 .2789
iShMSCISwitz EWL 1.4 43.25 +0.18 .6238 MicroSecGold3XInvr GDXD ... 26.42 ... ... ProShUltVIXST UVXY ... 11.06 –0.38 ... SPDRS&PInternetETF XWEB .5 146.42 +1.15 .3352 VanEckIsrael ISRA 1.2 41.28 +0.07 .4849 XtrrsLowBetHYBd HYDW 4.4 50.78 +0.12 .1812
iShMSCITaiwan EWT 2.0 52.19 +1.92 1.0235 MicroSecGold3XLvgd GDXU ... 23.61 ... ... ProShUltraYen YCL ... 58.92 –0.16 ... SPDRS&PKenCleanPwr CNRG .9 91.94 –5.83 .0963 VanEckJPMEMLCBd EMLC 5.1 32.83 +0.35 .1213 XtrkACWIxUSESGLd ACSG 2.4 30.95 +0.26 .2537
iShMSCIThailand THD 2.6 78.61 +1.48 1.3321 MicroUSBigBkInv KNAB ... 31.97 –0.58 ... ProShUltDow30 UDOW .4 99.18 +3.16 .0032 SPDRS&PKenFinalFr ROKT .4 38.58 +1.12 .0427 VanEckJrGold GDXJ .3 51.62 +2.01 .1638 XtrkrsMSCIAllChina CN 3.2 44.71 –0.23 1.4423
iShMSCIUSAESGSelct SUSA 1.1 162.52 +2.07 .2672 MicroUSBigBk3X BNKD ... 4.60 –0.34 ... ProShUltMC400 UMDD .3 93.48 +4.50 .0625 SPDRS&PKenFut FITE .9 42.73 +1.35 .0023 VanEckLong/Flat LFEQ 1.3 34.78 +0.57 .4348 XtrkrsMSCIAWxUS HDAW 3.3 23.94 +0.13 .33
iShMSCIUSAEqWeight EUSA 1.6 71.27 +1.30 .2386 MicroUSBigBk3X BNKU ... 22.72 +1.33 ... ProShUltRus2000 URTY .2 69.28 +3.85 .1182 SPDRS&PKenInt SIMS 1.0 40.28 +1.00 .0384 VanEckLowCarbon SMOG ... 145.07 –4.06 ... XtrkrsMSCIAWxUS DBAW 2.1 30.39 +0.16 .2367
iShMSCIUSAMCMult MIDF 1.4 31.10 +0.53 .1046 MicroUSBigBk2X BNKZ ... 14.69 –0.71 ... ProShUltS&P500 UPRO .2 73.65 +3.56 .0566 SPDRS&PKenNewEc KOMP .7 53.93 +0.39 .0671 VanEckMtgREIT MORT 9.8 16.82 +0.27 .3373 XtrkMChinaAIncl ASHX 1.3 28.75 +0.81 .3737
iShMSCIUSAMulti LRGF 1.6 36.87 +0.53 .125 MicroUSBigBk2X BNKO ... 42.14 +1.63 ... ProShUltShtDow30 SDOW 1.6 13.30 –0.48 .0662 SPDRS&PKenSmart HAIL .9 51.64 –0.38 .0315 VanEckNatRscs HAP 2.6 38.90 +0.95 1.00 XtrkESGLeaders EASG 2.0 28.56 +0.21 .2608
iShMSCIUSASize SIZE 1.4 109.92 +2.14 .4259 MicrUSBigOilInv YGRN ... 40.29 –1.10 ... ProShShtMC400 SMDD .9 6.87 –0.40 .0079 SPDRS&PNAmNatlRscs NANR 2.1 34.51 +1.21 .3404 VanEckOilRefin CRAK 1.6 25.44 +0.89 .4134 XtrkrsMSCIHiDiv HDEF 2.7 23.11 +0.04 .23
iShMSCIUSASCMul SMLF 1.2 44.57 +0.94 .1277 MicrUSBigOil3InLv NRGD ... 5.68 –1.40 ... ProShShtRus2000 SRTY 2.8 4.02 –0.29 .0332 SPDRS&POil&GasEq XES 2.2 45.68 +3.47 .0798 VanEckOilSvcs OIH 3.6 161.76 +14.03 5.81 XtrkrsMSCIEAFE DBEF 2.1 33.83 +0.09 .3718
iShMSCIUK EWU 3.3 29.85 +0.91 .3947 MicrUSBigOil3Lev NRGU ... 71.92 +7.86 ... ProShUltS&P500 SPXU 2.0 6.23 –0.32 .0416 SPDRS&PRegionalBkg KRE 2.8 50.91 +1.48 .3572 VanEckPfdSecsxFin PFXF 5.4 20.29 ... .1148 XtrkrsMSCIEMESG EMSG 3.3 32.26 +0.22 .2888
iShMSCIWorldETF URTH 1.6 111.42 +1.86 .9192 MicrUSBigOil2InLv NRGZ ... 20.05 –2.85 ... ProShUltShrt20YTr TTT 1.3 31.93 +2.75 .0867 SPDRS&PSft&Svs XSW .3 142.97 +2.76 .001 VanEckRareEarth REMX 1.1 57.09 +0.99 .6441 XtrkrsMSCIEM DBEM 2.0 27.25 +0.30 .1063
iShMorningstarLC JKD 1.4 211.50 +3.96 .6648 MicrUSBigOil2Lev NRGO ... 16.02 +1.42 ... ProShUltShtAUD CROC ... 47.49 –0.89 ... SPDRS&PTelecom XTL .8 81.34 +1.83 .1949 VanEckRealAsset RAAX 2.6 22.99 +0.48 .6087 XtrkrsMSCIEurope DBEU 2.1 30.22 +0.14 .3944
iShMornLCGrowth JKE .3 286.85 +4.18 .1888 MSCushMLPHI MLPY 12.4 3.61 +0.28 .0885 ProShUSBscMtls SMN .2 10.62 –0.09 .0206 SPDRS&PTransport XTN .7 72.94 +2.29 .0676 VanEckSteel SLX 2.2 43.84 +3.29 .9715 XtrkrsMSCIEurozone DBEZ 1.3 33.06 +0.12 .2795
iShMornLCValue JKF 3.0 113.00 +2.44 .8268 NationwideMaxDivUS MXDU 1.4 37.08 +1.17 .5206 ProShUltBloomCrd SCO ... 12.86 –0.23 ... SPDRSSGAFxScRt FISR 2.7 32.18 –0.11 .0426 VanEckUnOil&Gas FRAK 2.5 79.54 +3.52 2.00 XtrkrsMSCIGermany DBGR 1.3 28.54 +0.04 .3636
iShMorningstarMC JKG 1.1 230.95 +4.70 .682 NationRiskBaseIntl RBIN 2.5 26.80 –0.04 .6829 ProShUltShBlmGas KOLD ... 48.72 +7.50 ... SPDRGenderDivers SHE 1.4 87.14 +1.65 .179 VanEckUranium NLR 2.4 48.59 –0.70 1.1787 XtrkrsMSCIJapan DBJP 2.5 45.01 –0.01 1.1466
iShMornMCGrowth JKH .2 368.44 +5.23 .0795 NationRiskBasedUS RBUS 1.6 34.88 +0.85 .563 ProShUSCnsmrGd SZK .7 9.90 –0.32 .0168 SPDR US LC Low Vol LGLV 1.8 119.60 +1.45 .4191 VangdCnsmrDiscr VCR 2.1 265.51 +1.11 3.7937 XtrkMSCIKokusai KOKU .0 70.58 +1.01 .0133
iShMorningstarSC JKJ 1.3 193.86 +3.45 .6758 NationRiskMgd NUSI 7.5 27.11 +0.19 .1742 ProShUSCnsmrSvc SCC .8 12.50 –0.13 .0069 SPDR SSGA US XLSR 1.2 39.92 +0.71 .076 VangdCnsmrStpls VDC 2.2 174.28 +2.01 .8713 XtrkUSAESGLdrs USSG 1.4 33.63 +0.35 .108
iShMornSCGrowth JKK .2 283.37 +5.07 .1559 NatixisShrtDur LSST 2.0 26.07 +0.03 .0316 ProShUltDow30 DXD 1.0 12.83 –0.30 .0384 SPDR US SC LowVol SMLV 2.2 94.40 +1.94 .239 VangdExtMkt VXF 1.0 159.02 +3.21 .3954 XtrkrsMuniInfra RVNU 2.6 29.00 –0.03 .0689
iShMornSCValue JKL 2.3 139.80 +3.44 .728 NatixisSeeyondIntl MVIN .0 41.00 –0.14 .5244 ProShUltShEuro EUO ... 22.85 –0.64 ... SPDRSolactCda ZCAN 2.7 64.71 +1.53 .7592 VangdInfoTech VGT .8 341.70 +8.61 .7074 XtrkrsRussell1000 DEUS 1.5 38.11 +0.60 .1386
iShNatlMuniBd MUB 2.1 116.74 –0.15 .1935 NatixisUSEqOpps EQOP ... 28.44 +0.61 ... ProShUltChina50 FXP .4 32.81 +1.78 .0207 SPDRSolactGermany ZDEU 1.1 63.03 +1.06 .7182 VangdMatrls VAW 1.6 155.09 +1.18 .5911 XtrkRuss1000USQu QARP 1.7 33.78 +0.75 .1112
iShNewYorkMuniBd NYF 2.0 57.96 –0.01 .0908 NatixisVaughanMC VNMC ... 29.43 +0.50 ... ProShrUltShFTSEEur EPV .4 16.85 –0.67 .0143 SPDRSolactHK ZHOK 2.2 64.73 –0.06 .6809 VangdSC Grwth VBK .4 252.85 +4.02 .2978 XtrkS&P500ESG SNPE 1.4 32.54 +0.55 .0922
iShResidentMultiRE REZ 3.0 68.58 +2.04 .4707 NatixisVaughanNel VNSE ... 26.97 +0.86 ... ProShUltShFin SKF .6 8.26 –0.31 .0084 SPDRSolactJpn ZJPN 2.1 86.81 –0.20 .7031 VangdSC Val VBR 1.8 140.42 +3.31 .6197 XtrkrsShDurHYBd SHYL 6.0 47.39 +0.20 .2529
iShRobotics&AI IRBO .3 38.45 +0.77 .0371 NETLeaseCpRlEst NETL 3.9 25.70 +0.30 .2792 ProShUltShGold GLL ... 33.48 –1.97 ... SPDRSolactUK ZGBR 3.7 46.64 +2.02 .6123 VangdCommSvcs VOX .8 118.41 +2.32 .2392 XtrkrsUSDHYCorpBd HYLB 5.3 49.83 +0.25 .2157
Bonds
U.S. Zero Coupons and Other Goverment Wkly Ask Wkly Ask Wkly Ask Wkly Ask Wkly Ask Wkly Ask
Agencys. Source: Bear Stearns Pricing Di- Rate Mo/Yr Bid Asked Chg. Yld. Rate Mo/Yr Bid Asked Chg. Yld. Rate Mo/Yr Bid Asked Chg. Yld. Maturity Type Bid Asked Chg. Yld. Maturity Type Bid Asked Chg. Yld. Maturity Type Bid Asked Chg. Yld.
rect Inc. via Street Software Technology, Inc. 23/4 Sep 21 102:01 102:01 – 2 0.09 21/8 Nov 23 105:23 105:23 – 2 0.20 13/4 Nov 29 107:16 107:17 – 36 0.87 Aug 22 ci 99:22 99:25 — 2 0.12 Aug 29 bp 92:27 93:05 — 30 0.82 Aug 45 bp 65:13 65:18 — 83 1.72
Treasury Bills, Notes and Bonds, and TIPS. 11/8 Sep 21 100:26 100:27 .... 0.10 27/8 Nov 23 107:30 107:30 – 3 0.20 11/2 Feb 30 105:07 105:08 – 36 0.90 Aug 22 bp 99:23 99:27 — 2 0.10 Aug 29 np 92:16 92:30 — 27 0.84 Nov 45 ci 63:22 64:15 — 74 1.77
Source: Telekurs 11/2 Sep 21 101:04 101:05 .... 0.09 21/4 Dec 23 106:07 106:08 – 2 0.21 05/8 May 30 97:05 97:06 – 37 0.94 Aug 22 np 99:22 99:26 — 1 0.10 Nov 29 ci 91:03 91:17 — 25 0.99 Nov 45 bp 65:04 65:08 — 84 1.72
21/8 Sep 21 101:20 101:21 – 1 0.10 25/8 Dec 23 107:12 107:12 – 3 0.20 61/4 May 30 148:25 148:26 – 47 0.86 Aug 22 ci 99:22 99:23 .... 0.17 Nov 29 np 92:10 92:14 — 32 0.88 Feb 46 ci 63:14 64:02 — 85 1.78
US TREASURY BILLS 27/8
11/4
Oct 21
Oct 21
102:11
101:01
102:12
101:01
–
–
1
1
0.09
0.09
21/2
23/4
Jan 24
Feb 24
107:05
108:01
107:05
108:02
–
–
3
3
0.21
0.21
05/8
07/8
Aug 30
Nov 30
96:29
99:03
96:30
99:04
– 36
– 38
0.96
0.97
Aug 22
Aug 22
np
np
99:25
99:23
99:26
99:24
.... 0.11 Feb 30
.... 0.14 Feb 30
ci
np
90:20
91:26
91:03
91:31
—
—
26
33
1.02
0.91
Feb 46
May 46
bp
ci
64:21
63:01
64:25
63:20
—
—
84
86
1.73
1.78
Wkly Ask 11/2 Oct 21 101:08 101:08 – 1 0.10 21/8 Feb 24 106:03 106:03 – 3 0.23 53/8 Feb 31 143:12 143:13 – 51 0.91 Nov 22 ci 99:20 99:24 .... 0.13 May 30 ci 90:03 90:18 — 31 1.05 May 46 bp 64:09 64:13 — 86 1.74
Maturity Bid Asked Chg. Yld. 2 Oct 21 101:22 101:23 .... 0.09 23/8 Feb 24 106:28 106:29 – 3 0.23 41/2 Feb 36 145:29 145:30 – 91 1.19 Nov 22 bp 99:22 99:27 — 1 0.09 May 30 bp 91:22 92:00 — 35 0.89 Aug 46 ci 62:21 63:09 — 85 1.79
2 Nov 21 101:25 101:25 – 1 0.09 21/8 Mar 24 106:07 106:07 – 4 0.23 43/4 Feb 37 151:14 151:15 –101 1.23 Nov 22 np 99:20 99:25 .... 0.11 May 30 np 91:09 91:23 — 33 0.92 Aug 46 bp 63:30 64:02 — 84 1.74
Dec 08 '20 0.06 0.05 0.01 0.05 27/8 Nov 21 102:19 102:19 – 2 0.10 2 Apr 24 105:30 105:30 – 4 0.24 5 May 37 155:21 155:23 –105 1.24 Nov 22 ci 99:20 99:21 .... 0.18 Aug 30 ci 89:23 90:05 — 35 1.07 Nov 46 ci 62:09 62:29 — 87 1.79
Dec 10 '20 0.07 0.06 0.01 0.06 8 Nov 21 107:13 107:14 – 5 0.08 21/4 Apr 24 106:25 106:25 – 4 0.24 43/8 Feb 38 147:17 147:19 –102 1.28 Nov 22 np 99:23 99:24 .... 0.13 Aug 30 np 91:01 91:05 — 35 0.96 Nov 46 bp 63:18 63:22 — 87 1.75
1 21/2 May 24 107:23 107:23 – 3 0.24 41/2 Feb 23 ci 99:17 99:21 .... 0.15 Nov 30 ci 89:11 89:25 — 29 1.09 Feb 47 ci 61:31 62:20 — 83 1.79
Dec 15 '20 0.07 0.06 0.01 0.06 13/2 Nov 21 101:11 101:12 – 1 0.10
2 May 24 106:01 106:02 – 4 0.25
May 38 149:29 149:31 –105 1.29
Feb 23 bp 99:19 99:23 .... 0.12 Nov 30 np 90:22 90:26 0.97 Feb 47 bp 63:12 63:16 — 85 1.74
1 /4 Nov 21 101:19 101:20 – 1 0.10 31/2 Feb 39 134:20 134:22 –100 1.34
Dec 17 '20 0.08 0.07 0.01 0.07 17/8 Nov 21 101:23 101:23 – 2 0.11 13/4 Jun 24 105:09 105:09 – 4 0.26 41/4 May 39 147:02 147:04 –111 1.35 Feb 23 np 99:18 99:23 — 1 0.13 Feb 31 ci 88:31 89:14 — 26 1.10 May 47 ci 61:24 62:13 — 84 1.79
Dec 22 '20 0.08 0.07 .... 0.07 25/8 Dec 21 102:18 102:18 – 2 0.10 2 Jun 24 106:05 106:06 – 4 0.26 41/2 Aug 39 151:20 151:22 –114 1.36 Feb 23 np 99:16 99:17 — 1 0.21 Feb 31 bp 90:17 90:31 — 38 0.93 May 47 bp 63:02 63:05 — 86 1.75
Dec 24 '20 0.08 0.07 .... 0.07 15/8 Dec 21 101:19 101:20 .... 0.10 13/4 Jul 24 105:12 105:12 – 4 0.26 43/8 Nov 39 149:26 149:28 –115 1.37 Feb 23 ci 99:10 99:11 — 1 0.30 May 31 ci 88:19 89:02 — 25 1.11 Aug 47 ci 61:13 62:02 — 85 1.79
Dec 29 '20 0.08 0.07 .... 0.07 2 Dec 21 102:00 102:00 – 1 0.11 21/8 Jul 24 106:24 106:24 – 4 0.26 45/8 Feb 40 154:17 154:19 –115 1.38 Feb 23 np 99:13 99:14 — 1 0.25 Aug 31 ci 88:06 88:21 — 25 1.13 Aug 47 bp 62:20 62:24 — 86 1.75
Dec 31 '20 0.09 0.08 0.01 0.08 21/8
1 Dec 21 102:04 102:05 – 1 0.11 23/8 Aug 24 107:23 107:24 – 4 0.26 11/8 May 40 93:20 93:22 – 85 1.50 May 23 ci 99:14 99:20 — 1 0.15 Nov 31 ci 87:25 88:09 — 31 1.14 Nov 47 ci 61:04 61:25 — 85 1.79
11/4 Aug 24 103:19 103:19 – 4 0.28 43/8 May 23 np 99:16 99:22 .... 0.13 Feb 32 ci 87:12 87:28 — 26 1.16 Nov 47 bp 62:10 62:14 — 87 1.76
Jan 05 '21 0.08 0.07 .... 0.07 2 /2
13/8
Jan 22 102:20 102:21 – 1 0.10
17/8 Aug 24 105:29 105:29 – 5 0.28
May 40 150:16 150:18 –113 1.40
May 23 ci 99:14 99:15 .... 0.22 May 32 ci 86:31 87:14 — 26 1.18 Feb 48 ci 60:26 61:15 — 85 1.80
Jan 22 101:14 101:14 – 1 0.12 11/8 Aug 40 93:11 93:13 – 86 1.51
Jan 07 '21 0.08 0.07 -0.01 0.07 11/2 Jan 22 101:18 101:19 – 1 0.11 11/2 Sep 24 104:18 104:19 – 4 0.29 37/8 Aug 40 141:30 142:00 –109 1.42 May 23 np 99:16 99:16 + 14 0.20 Aug 32 ci 86:17 87:01 — 27 1.19 Feb 48 bp 61:30 62:02 — 87 1.76
Jan 12 '21 0.08 0.07 .... 0.07 17/8 Jan 22 102:00 102:01 – 1 0.11 21/8 Sep 24 106:30 106:31 – 5 0.29 13/8 Nov 40 97:15 97:17 – 86 1.52 Aug 23 ci 99:12 99:17 .... 0.17 Nov 32 ci 86:03 86:19 — 28 1.21 May 48 ci 60:17 61:07 — 85 1.80
Jan 14 '21 0.08 0.07 .... 0.07 2 Feb 22 102:07 102:08 – 2 0.11 11/2 Oct 24 104:21 104:21 – 4 0.30 41/4 Nov 40 148:26 148:28 –115 1.43 Aug 23 bp 99:15 99:20 — 3 0.14 Feb 33 ci 85:20 86:05 — 30 1.23 May 48 bp 61:21 61:24 — 88 1.76
Jan 19 '21 0.08 0.07 .... 0.07 21/2 Feb 22 102:26 102:27 – 1 0.11 21/4 Oct 24 107:18 107:18 – 5 0.29 43/4 Feb 41 158:09 158:11 –120 1.42 Aug 23 np 99:13 99:20 — 1 0.14 May 33 ci 85:06 85:23 — 30 1.24 Aug 48 ci 60:07 60:28 — 86 1.80
1 21/4 Nov 24 107:20 107:21 – 4 0.29 Aug 23 np 99:09 99:10 — 1 0.25 Aug 33 ci 84:23 85:08 — 42 1.26 Aug 48 bp 61:09 61:14 — 88 1.77
Jan 21 '21 0.08 0.07 .... 0.07 13/8 Feb 22 101:07 101:08 .... 0.11
71/2 Nov 24 128:11 128:11 – 8 0.26
43/8 May 41 151:24 151:26 –117 1.44
Aug 23 np 99:09 99:10 + 14 0.25 Nov 33 ci 84:08 84:25 — 44 1.28 Nov 48 ci 59:29 60:18 — 87 1.80
Jan 26 '21 0.08 0.07 -0.01 0.07 1 /4
17/8
Feb 22
Feb 22
102:00
102:05
102:00
102:05
–
–
1
1
0.12
0.11 11/2 Nov 24 104:23 104:23 – 4 0.30
33/4
31/8
Aug 41
Nov 41
140:16
129:06
140:18
129:08
–113
–109
1.47
1.49 Nov 23 ci 99:08 99:14 .... 0.20 Feb 34 ci 83:25 84:10 — 46 1.30 Nov 48 bp 61:04 61:08 — 89 1.76
Jan 28 '21 0.08 0.07 .... 0.07 23/8 Mar 22 102:27 102:28 – 1 0.12 21/8 Nov 24 107:06 107:06 – 5 0.30 31/8 Feb 42 129:15 129:17 –111 1.49 Nov 23 np 99:12 99:15 — 3 0.18 May 34 ci 83:10 83:28 — 49 1.31 Feb 49 ci 59:20 60:10 — 75 1.80
Feb 02 '21 0.07 0.06 .... 0.06 03/8 Mar 22 100:10 100:11 .... 0.12 13/4 Dec 24 105:25 105:25 – 5 0.31 3 May 42 126:31 127:01 –111 1.52 Nov 23 ci 99:04 99:06 — 1 0.28 Aug 34 ci 82:27 83:13 — 52 1.33 Feb 49 bp 60:22 60:26 — 86 1.77
Feb 04 '21 0.08 0.07 -0.01 0.07 13/4 Mar 22 102:04 102:04 – 2 0.12 21/4 Dec 24 107:26 107:26 – 6 0.31 23/4 Aug 42 122:10 122:12 –108 1.53 Nov 23 np 99:05 99:06 — 1 0.28 Nov 34 ci 82:11 82:29 — 54 1.35 May 49 ci 59:11 60:01 — 84 1.80
Feb 11 '21 0.08 0.07 .... 0.07 171/8 Mar 22 102:09 102:10 – 1 0.12 13/8 Jan 25 104:10 104:10 – 5 0.33 23/4 Nov 42 122:07 122:09 –109 1.55 Feb 24 ci 99:03 99:09 .... 0.22 Feb 35 ci 81:28 82:14 — 55 1.37 May 49 bp 60:11 60:15 — 86 1.78
21/2 Jan 25 108:31 108:31 – 6 0.32 Feb 24 np 99:06 99:13 — 4 0.18 May 35 ci 81:13 81:31 — 51 1.38 Aug 49 ci 59:04 59:28 — 78 1.79
Feb 18 '21 0.08 0.07 -0.01 0.07 21/4 Apr 22 102:28 102:28 – 1 0.12
2 Feb 25 106:30 106:30 – 6 0.33
31/8 Feb 43 129:15 129:17 –114 1.55
Feb 24 np 99:00 99:01 — 1 0.30 Aug 35 ci 80:29 81:16 — 53 1.40 Aug 49 bp 59:30 60:02 — 88 1.78
0 /8 Apr 22 100:00 100:00 .... 0.12 27/8 May 43 124:22 124:24 –111 1.56
Feb 25 '21 0.08 0.07 -0.01 0.07 13/4 Apr 22 102:08 102:09 – 1 0.12 75/8 Feb 25 130:14 130:14 – 10 0.31 35/8 Aug 43 139:13 139:15 –120 1.55 Feb 24 ci 99:05 99:07 + 11 0.25 Nov 35 ci 80:14 81:01 — 56 1.41 Nov 49 ci 58:29 59:21 — 80 1.79
Mar 04 '21 0.09 0.08 0.01 0.08 17/8 Apr 22 102:14 102:14 – 1 0.12 11/8 Feb 25 103:10 103:10 – 5 0.33 33/4 Nov 43 142:01 142:03 –124 1.56 Feb 24 np 99:05 99:06 + 11 0.25 Feb 36 ci 79:30 80:18 — 59 1.43 Nov 49 bp 59:21 59:26 — 88 1.78
Mar 11 '21 0.09 0.08 .... 0.08 13/4 May 22 102:10 102:11 .... 0.13 23/4 Feb 25 110:04 110:05 – 6 0.33 35/8 Feb 44 139:21 139:23 –123 1.57 May 24 ci 98:31 99:05 .... 0.25 Feb 36 bp 82:28 83:02 — 66 1.23 Feb 50 ci 58:18 59:18 — 82 1.78
Mar 18 '21 0.09 0.08 .... 0.08 21/8 May 22 102:27 102:28 – 1 0.13 01/2 Mar 25 100:20 100:21 – 5 0.35 33/8 May 44 134:27 134:29 –123 1.59 May 24 np 99:03 99:06 — 2 0.24 May 36 ci 79:15 80:03 — 61 1.44 Feb 50 bp 59:11 59:16 — 89 1.79
1 25/8 Mar 25 109:24 109:25 – 6 0.34 May 24 ci 98:22 98:23 — 1 0.37 Aug 36 ci 78:31 79:19 — 65 1.46 May 50 ci 58:16 59:06 — 78 1.79
Mar 25 '21 0.09 0.08 -0.01 0.08 03/8 May 22 99:31 100:00 .... 0.13
03/8 Apr 25 100:02 100:02 – 6 0.36
31/8 Aug 44 129:30 130:00 –120 1.60
May 24 np 99:02 99:03 + 21 0.26 Nov 36 ci 78:18 79:06 — 63 1.47 May 50 bp 59:02 59:07 — 89 1.79
Apr 01 '21 0.09 0.08 .... 0.08 17/4 May 22 102:12 102:13 – 1 0.12
27/8 Apr 25 111:00 111:00 – 7 0.35
3 Nov 44 127:14 127:16 –118 1.61
Aug 24 ci 98:22 98:29 — 3 0.29 Feb 37 ci 78:03 78:23 — 64 1.48
Aug 50 ci 58:14 58:31 — 88 1.79
1 /8 May 22 102:18 102:19 – 1 0.13 21/2 Feb 45 117:09 117:11 –113 1.63
Apr 08 '21 0.09 0.08 0.01 0.08 13/4 Jun 22 102:14 102:14 – 1 0.14 21/8 May 25 107:25 107:25 – 7 0.36 3 May 45 127:22 127:24 –119 1.62 Aug 24 np 98:29 99:03 — 2 0.25 Feb 37 bp 81:06 81:12 — 72 1.28
Aug 50 bp 58:24 58:30 — 96 1.79
Apr 15 '21 0.09 0.08 .... 0.08 01/8 Jun 22 99:31 99:31 .... 0.14 01/4 May 25 99:15 99:15 – 7 0.37 27/8 Aug 45 125:08 125:10 –115 1.63 Aug 24 ci 98:13 98:15 — 5 0.42 May 37 ci 77:21 78:09 — 64 1.50
Nov 50 bp 58:11 58:25 1.78
Apr 22 '21 0.10 0.09 0.02 0.09 13/4 27/8 May 25 111:05 111:05 – 8 0.36 Aug 24 np 98:28 98:30 + 25 0.29 May 37 bp 80:24 80:29 — 75 1.29
Apr 29 '21 0.10 0.09 0.02 0.09 21/8
Jun 22
Jun 22
102:16
103:03
102:17
103:03
–
–
1
1
0.14
0.14 01/4
23/4
Jun 25
Jun 25
99:13
110:24
99:14
110:24
–
–
6
8
0.38
0.37
3
21/2
Nov 45
Feb 46
128:01
117:16
128:03
117:18
–119
–115
1.63
1.65 Nov 24
Nov 24
ci
bp
98:16
98:26
98:23
99:01
— 4 0.33 Aug
— 4 0.25 Nov
37
37
ci
ci
77:07
76:24
77:27
77:12
—
—
70
65
1.51
1.52 INFLATION-INDEXED
TREASURY SECURITIES
3
May 06 '21 0.10 0.09 0.02 0.09 11/4 Jul 22 102:18 102:19 – 1 0.14
01/4 Jul 25 99:12 99:12 – 7 0.38 21/2 May 46 117:18 117:20 –114 1.65 Nov 24 np 98:21 98:31 — 5 0.26 Feb 38 ci 76:12 77:01 — 64 1.52
May 13 '21 0.10 0.09 0.02 0.09 0 /8
17/8
Jul 22
Jul 22
99:31
102:27
99:31
102:27 –
....
1
0.14
0.14 27/8 Jul 25 111:15 111:16 – 8 0.38 21/4 Aug 46 112:07 112:09 –112 1.66 Nov 24 np 98:20 98:22 Feb
+ 16 0.33 May 3838 bp
ci
79:16
75:31
79:21
76:20
—
—
72
66
1.33
1.53
2 Aug 25 107:16 107:16 – 8 0.38 27/8 Nov 46 125:23 125:25 –122 1.65 Nov 24 ci 98:05 98:07 — 5 0.45 May 38
May 20 '21 0.10 0.09 0.02 0.09 2 Jul 22 103:01 103:02 – 1 0.14 3 Feb 47 128:22 128:24 –124 1.64 bp 79:03 79:08 — 72 1.34 Accr.
May 27 '21 0.10 0.09 0.01 0.09 11/2 Aug 22 102:09 102:09 – 1 0.14 67/8 Aug 25 130:04 130:05 – 11 0.38
3 May 47 128:26 128:28 –125 1.65
Feb 25 ci 98:08 98:15 — 4 0.37 Aug 38 ci 75:16 76:06 — 67 1.54 Rate Mat. Bid/Asked Chg. *Yld Prin.
Jun 03 '21 0.10 0.09 .... 0.09 15/8 Aug 22 102:16 102:16 – 1 0.13 01/4 Aug 25 99:10 99:11 – 7 0.39
23/4 Aug 47 123:11 123:13 –122 1.66
Feb 25 bp 98:18 98:24 — 5 0.30 Nov 38 ci 75:05 75:24 — 67 1.55
23/4 Aug 25 111:01 111:02 – 8 0.39 Feb 25 np 98:14 98:24 — 6 0.30 Feb 39 ci 74:25 75:15 — 65 1.55 1.125 01/21 100-00/02 – 2 0.460 1189
Jun 17 '21 0.09 0.08 0.01 0.08 711/4 Aug 22 112:01 112:01 – 4 0.11 01/4 Sep 25 99:08 99:09 – 7 0.40 23/4 Nov 47 123:14 123:16 –124 1.66 Feb 25 ci 98:07 98:11 — 4 0.40 Feb 39
Jul 15 '21 0.09 0.08 .... 0.08 05/8 Aug 22 99:30 99:31 .... 0.14 3 Feb 48 129:04 129:06 –127 1.66 bp 77:17 77:22 — 73 1.39 0.125 04/21 100-05/07 – 1 -0.469 1098
3 Sep 25 112:12 112:12 – 10 0.40 Feb 25 np 97:29 97:31 — 7 0.49 May 39 ci 74:09 74:30 — 70 1.57
Aug 12 '21 0.09 0.08 0.01 0.08 1 /8
17/8
Aug 22
Aug 22
102:17
102:31
102:18
103:00
– 1
....
0.14
0.14 01/4 Oct 25 99:07 99:07 – 8 0.41 31/8 May 48 132:02 132:04 –132 1.66 May 25 ci 98:00 98:08 — 5 0.40 May 39 bp 76:31 77:04 — 77 1.41
0.625 07/21 101-04/06 – 2 -1.345 1154
3 Oct 25 112:17 112:18 – 9 0.41 3 Aug 48 129:12 129:14 –130 1.67 May 25 np 98:09 98:16 — 5 0.34 Aug 39 0.125 01/22 101-16/18 + 3 -1.260 1150
Sep 09 '21 0.10 0.09 0.01 0.09 11/2 Sep 22 102:12 102:13 .... 0.14 33/8 Nov 48 138:07 138:09 –137 1.66 ci 73:28 74:19 — 70 1.58
Oct 07 '21 0.10 0.09 .... 0.09 01/8 21/4 Nov 25 108:31 108:31 – 9 0.41 May 25 ci 98:03 98:05 — 6 0.42 Aug 39 bp 76:17 76:23 — 77 1.42 0.125 04/22 101-20/22 + 1 -1.119 1070
Sep 22 99:30 99:31 .... 0.15 03/8 Nov 25 99:25 99:26 – 7 0.41 3 Feb 49 129:22 129:24 –133 1.67 May 25 np 98:09 98:11 + 32 0.38 Nov 39
Nov 04 '21 0.11 0.10 0.02 0.10 13/4 Sep 22 102:29 102:29 – 1 0.14 27/8 May 49 126:28 126:30 –131 1.68 ci 73:15 74:05 — 69 1.58 0.125 07/22 102-19/21 + 3 -1.503 1131
27/8 Nov 25 112:03 112:03 – 10 0.42 Aug 25 ci 97:21 97:29 — 7 0.45 Nov 39 bp 76:01 76:06 — 78 1.44 0.125 01/23 103-05/07 + 6 -1.373 1127
Dec 02 '21 0.12 0.11 .... 0.11 173/8 Sep 22 103:04 103:04 – 1 0.14 25/8 Dec 25 110:31 111:00 – 10 0.43 21/4 Aug 49 112:12 112:14 –122 1.70 Aug 25 bp 98:00 98:07 — 8 0.38 Feb 40 ci 73:06 73:29 — 67 1.58
1 /8 Oct 22 102:08 102:09 .... 0.14 23/8 Nov 49 115:12 115:14 –125 1.70 0.625 04/23 104-20/22 + 8 -1.335 1047
US NOTES AND 01/8
17/8
Oct 22 99:30 99:31 + 1 0.14
25/8
15/8
Jan 26
Feb 26
111:03
106:01
111:04
106:01
–
–
11
10
0.44
0.45 2 Feb 50 106:18 106:20 –121 1.71
Aug 25
Aug 25
np
ci
98:00
98:02
98:11
98:04
— 8 0.35 Feb 40
— 8 0.40 May 40
bp
bp
75:22
75:04
75:28
75:09
—
—
77
78
1.44
1.47
0.375 07/23 105-05/07 + 9 -1.582 1118
BONDS
Oct 22 103:08 103:09 – 1 0.14 6 Feb 26 128:15 128:15 – 14 0.44 11/4 May 50 88:26 88:28 –108 1.73 Aug 25 np 97:31 98:01 + 10 0.42 May 40 0.625 01/24 106-14/16 + 11 -1.417 1115
2 Oct 22 103:16 103:17 .... 0.14 13/8 Aug 50 91:21 91:23 –110 1.73 ci 72:21 73:11 — 69 1.60
21/2 Feb 26 110:18 110:18 – 12 0.45 Nov 25 ci 97:13 97:22 — 8 0.48 May 40 bp 74:05 74:13 — 76 1.53 0.500 04/24 106-10/12 + 11 -1.328 1032
15/8 Nov 22 102:27 102:28 .... 0.14 21/4 Mar 26 109:11 109:12 – 11 0.46 .... Nov 50 97:18 97:20 –115 1.73 Nov 25 np 97:26 98:01 — 7 0.40 Aug 40
Wkly Ask 75/8 Nov 22 114:17 114:17 – 4 0.11 ci 72:14 73:05 — 69 1.59 0.125 07/24 106-01/03 + 11 -1.511 1096
Rate Mo/Yr Bid Asked Chg Yld. 23/8 Apr 26 110:04 110:04 – 12 0.47 Nov 25 ci 97:06 97:10 — 17 0.55 Aug 40 bp 74:14 74:21 — 77 1.49 0.125 10/24 106-10/12 + 15 -1.472 1014
01/8 Nov 22 99:30 99:31 + 1 0.14
17/8 Dec 20 100:01 100:02 – 1 -0.62 25 Nov 22 103:21 103:21 – 1 0.14
15/8
21/8
May 26
May 26
106:04
108:27
106:04
108:27
–
–
11
12
0.48
0.49 US ZERO-COUPONS Feb 26
Feb 26
ci
bp
97:03
97:17
97:13
97:24
— 8 0.51 Aug 40
— 9 0.44 Nov 40
bp
ci
73:23
71:30
73:28
72:21
—
—
76
72
1.54
1.61 0.250 01/25 106-28/30 + 15 -1.388 1098
13/4 Dec 20 100:03 100:04 – 1 -0.05 11/8 Dec 22 102:31 102:31 – 1 0.15 17/8 Jun 26 107:17 107:17 – 12 0.50 Feb 26 np 97:17 97:27 — 8 0.42 Nov 40 bp 74:02 74:08 — 79 1.50 2.375 01/25 115-29/32 + 14 -1.396 1380
23/8 Dec 20 100:04 100:05 – 1 -0.02 21/8 Dec 22 104:02 104:02 – 1 0.15 17/8 Jul 26 107:18 107:19 – 12 0.51 Wkly Ask. May 26 ci 96:26 97:04 — 8 0.54 Nov 40 bp 73:06 73:14 1.55 0.125 04/25 106-18/21 + 15 -1.356 1007
21/2 Dec 20 100:05 100:05 – 2 -0.02 13/2 Jan 23 102:26 102:27 .... 0.15 11/2 Aug 26 105:15 105:16 – 11 0.52 Maturity Type Bid Asked Chg. Yld. May 26 np 97:09 97:16 — 9 0.47 Feb 41 ci 71:21 72:13 — 70 1.61 0.375 07/25 108-22/25 + 14 -1.461 1097
2 Jan 21 100:06 100:07 – 1 0.01 13/4 Jan 23 103:14 103:14 .... 0.14 63/4 Aug 26 135:00 135:00 – 18 0.50 Feb 21 ci 99:31 100:00 .... 0.05 May 26 ci 96:23 96:29 — 20 0.57 Feb 41 bp 73:28 74:02 — 78 1.49 0.125 10/25 107-23/26 + 15 -1.424 1003
13/8 Jan 21 100:06 100:06 – 1 0.02 23/8 Jan 23 104:24 104:25 .... 0.15 13/8 Aug 26 104:25 104:25 – 12 0.53 Feb 21 bp 99:31 100:00 .... 0.05 Aug 26 ci 96:11 96:21 — 11 0.60 May 41 ci 71:08 71:29 — 68 1.62
2 /8 Jan 21 100:10 100:10 – 1 -0.02 1 /8
1 Feb 23 102:21 102:21 .... 0.16 15/8 Sep 26 106:07 106:07 – 13 0.54 Feb 21 np 100:00 100:00 + 1 0.00 Aug 26 bp 96:31 97:06 — 12 0.50 May 41 bp 73:08 73:13 — 79 1.52 0.625 01/26 110-12/15 + 16 -1.347 1095
21/2 Jan 21 100:11 100:12 – 1 -0.01 21 Feb 23 104:00 104:01 – 1 0.16 15/8 Oct 26 106:07 106:08 – 13 0.55 Feb 21 np 99:31 100:00 .... 0.03 Aug 26 np 96:29 97:07 — 10 0.50 Aug 41 ci 70:23 71:13 — 77 1.63 2.000 01/26 117-21/24 + 15 -1.346 1311
21/4 Feb 21 100:13 100:13 – 2 0.03 71/8 Feb 23 115:08 115:08 – 4 0.14 2 Nov 26 108:14 108:15 – 13 0.55 Feb 21 ci 99:31 99:31 .... 0.09 Aug 26 ci 96:09 96:09 — 11 0.66 Aug 41 bp 72:17 72:23 — 78 1.55 0.125 07/26 108-25/28 + 20 -1.392 1085
35/8 Feb 21 100:21 100:22 – 1 0.01 15/2 Feb 23 102:31 102:31 – 1 0.16 61/2 Nov 26 134:28 134:28 – 19 0.53 Feb 21 np 99:31 99:31 — 2 0.09 Nov 26 ci 96:00 96:09 — 10 0.64 Nov 41 ci 70:09 70:31 — 69 1.64 0.375 01/27 110-04/07 + 13 -1.231 1077
77/8 Feb 21 101:15 101:16 – 4 0.03 21/8 Feb 23 105:15 105:15 – 2 0.16 15/8 Nov 26 106:08 106:08 – 14 0.56 May 21 ci 99:31 100:00 .... 0.01 Nov 26 bp 96:20 96:28 — 13 0.53 Nov 41 bp 72:02 72:07 — 78 1.56 2.375 01/27 122-30/01 + 15 -1.244 1290
11/8 Feb 21 100:07 100:08 – 1 0.03 01/2 Mar 23 100:24 100:24 – 1 0.16 13/4 Dec 26 107:01 107:02 – 14 0.57 May 21 bp 99:31 100:00 .... 0.02 Nov 26 np 96:18 96:29 — 11 0.53 Feb 42 ci 69:27 70:19 — 71 1.65
2 Feb 21 100:14 100:14 – 2 0.02 11/2 Mar 23 103:02 103:03 – 1 0.16 11/2 Jan 27 105:17 105:17 – 14 0.58 May 21 np 99:30 99:31 .... 0.05 Nov 26 ci 95:30 96:05 — 11 0.65 Feb 42 bp 71:24 71:29 — 80 1.56 0.375 07/27 111-05/08 + 15 -1.252 1064
21/2 Feb 21 100:18 100:18 – 1 0.01 21/2 Mar 23 105:12 105:13 – 1 0.16 21/4 Feb 27 110:04 110:05 – 15 0.58 May 21 np 99:30 99:31 .... 0.04 Feb 27 ci 95:21 95:31 — 11 0.67 May 42 ci 69:12 70:03 — 70 1.66 0.500 01/28 112-00/03 + 12 -1.130 1055
23/8 Mar 21 100:20 100:20 – 1 0.04 05/4 Apr 23 100:06 100:07 .... 0.16 65/8 Feb 27 136:27 136:28 – 19 0.56 May 21 ci 99:31 100:00 .... 0.01 Feb 27 bp 96:12 96:20 — 14 0.56 May 42 bp 71:03 71:07 — 79 1.59 1.750 01/28 121-11/14 + 10 -1.137 1242
11/4 Mar 21 100:11 100:12 – 1 0.05 13/8 Apr 23 103:15 103:16 – 1 0.17 11/8 Feb 27 103:07 103:08 – 14 0.59 Aug 21 ci 99:30 99:31 .... 0.03 Feb 27 np 96:08 96:18 — 12 0.57 Aug 42 ci 69:00 69:25 — 69 1.67 3.625 04/28 136-10/13 + 9 -1.112 1609
21/4 Mar 21 100:22 100:22 – 1 0.03 21/4 Apr 23 106:05 106:06 – 1 0.17 05/8 Mar 27 100:03 100:03 – 14 0.61 Aug 21 np 99:29 99:31 .... 0.06 May 27 ci 95:11 95:21 — 11 0.69 Aug 42 bp 70:19 70:24 — 78 1.60 0.750 07/28 114-29/32 + 11 -1.132 1036
23/8 Apr 21 100:26 100:26 – 2 0.04 03/8 May 23 99:28 99:28 – 1 0.17 01/2 Apr 27 99:07 99:07 – 15 0.62 Aug 21 bp 99:29 99:31 .... 0.05 May 27 np 95:30 96:08 — 13 0.59 Nov 42 ci 68:19 69:12 — 71 1.67
13/8 Apr 21 100:16 100:17 .... 0.06 15/4 May 23 103:27 103:27 – 1 0.17 23/8 May 27 111:04 111:05 – 16 0.61 Aug 21 np 99:29 99:31 .... 0.06 Aug 27 ci 94:26 95:05 — 15 0.74 Nov 42 bp 70:00 70:05 — 79 1.62 0.875 01/29 116-02/06 + 12 -1.033 1030
21/4 Apr 21 100:27 100:28 – 1 0.07 13/8 May 23 103:19 103:19 – 1 0.17 01/2 May 27 99:04 99:05 – 15 0.63 Aug 21 ci 99:31 99:31 — 1 0.02 Aug 27 bp 95:20 95:28 — 16 0.63 Feb 43 ci 68:07 68:31 — 75 1.68 2.500 01/29 129-30/02 + 11 -1.043 1212
25/8 May 21 101:03 101:04 – 2 0.06 21/4 May 23 106:11 106:12 – 2 0.17 01/2 Jun 27 99:02 99:02 – 15 0.64 Aug 21 np 99:29 99:30 .... 0.09 Aug 27 np 95:15 95:27 — 18 0.63 Feb 43 bp 69:21 69:26 — 81 1.63 3.875 04/29 142-24/27 + 9 -1.023 1583
31/8 May 21 101:10 101:11 – 2 0.06 03/4 Jun 23 100:05 100:06 .... 0.18 03/8 Jul 27 98:05 98:06 – 15 0.65 Aug 21 ci 99:29 99:29 + 6 0.11 Nov 27 ci 94:14 94:24 — 17 0.78 May 43 ci 67:24 68:17 — 81 1.69 0.250 07/29 111-17/20 + 9 -1.039 1017
81/8 May 21 103:17 103:18 – 4 0.03 15/8 Jun 23 103:02 103:02 – 1 0.17 21/4 Aug 27 110:14 110:14 – 20 0.65 Nov 21 ci 99:29 99:31 .... 0.03 Nov 27 bp 95:09 95:18 — 20 0.66 May 43 bp 69:05 69:09 — 80 1.64 0.125 01/30 110-03/06 + 7 -0.945 1011
13/8 May 21 100:19 100:20 – 1 0.07 21/8 Jun 23 106:08 106:08 – 2 0.18 63/8 Aug 27 137:19 137:20 – 23 0.62 Nov 21 bp 99:28 99:30 — 1 0.07 Nov 27 np 95:03 95:16 — 19 0.67 Aug 43 ci 67:09 68:02 — 71 1.70
2 May 21 100:29 100:30 – 1 0.07 0 /8 Jul 23 99:27 99:27 – 1 0.18 01/2 Aug 27 98:27 98:28 – 17 0.67 Nov 21 np 99:27 99:30 .... 0.07 Feb 28 ci 94:03 94:14 — 17 0.80 Aug 43 bp 68:24 68:29 — 82 1.65 0.125 07/30 110-22/27 + 5 -0.950 1015
21/8 May 21 100:31 101:00 – 1 0.06 113/4 Jul 23 102:26 102:26 – 1 0.18 01/2 Oct 27 98:21 98:22 – 19 0.70 Nov 21 ci 99:30 99:30 — 1 0.05 Feb 28 np 94:24 95:03 — 19 0.70 Nov 43 ci 66:28 67:21 — 81 1.71 3.375 04/32 150-17/22 + 8 -0.864 1466
25/8 Jun 21 101:10 101:11 – 1 0.06 2 /4 Jul 23 106:24 106:25 – 2 0.18 21/4 Nov 27 110:19 110:19 – 22 0.68 Nov 21 np 99:28 99:28 .... 0.12 May 28 ci 93:18 93:31 — 20 0.84 Nov 43 bp 68:10 68:15 — 82 1.66 2.125 02/40 152-20/24 – 31 -0.493 1204
1 /8 Jun 21 100:18 100:19 – 1 0.07 01/8
1 Aug 23 99:26 99:26 – 1 0.19 61/8 Nov 27 137:05 137:05 – 26 0.64 Nov 21 np 99:28 99:29 .... 0.11 May 28 np 94:12 94:23 — 27 0.73 Feb 44 ci 66:15 67:08 — 84 1.72 2.125 02/41 154-10/15 – 34 -0.450 1188
15/8 Jun 21 100:27 100:28 – 1 0.08 21/2 Aug 23 106:07 106:07 – 3 0.18 05/8 Nov 27 99:14 99:15 – 19 0.70 Feb 22 ci 99:27 99:30 — 1 0.05 Aug 28 ci 93:06 93:18 — 20 0.87 Feb 44 bp 67:25 67:30 — 83 1.67 0.750 02/42 124-29/02 – 34 -0.384 1151
21/8 Jun 21 101:04 101:05 – 1 0.08 61/4 Aug 23 116:11 116:11 – 4 0.15 23/4 Feb 28 114:09 114:10 – 23 0.71 Feb 22 np 99:26 99:29 — 1 0.08 Aug 28 bp 94:05 94:14 — 21 0.75 May 44 ci 66:02 66:27 — 85 1.73
25/8 Jul 21 101:17 101:17 – 2 0.07 13/8 Aug 23 103:07 103:08 – 1 0.18 27/8 May 28 115:14 115:15 – 26 0.73 Feb 22 np 99:26 99:29 .... 0.08 Aug 28 np 93:28 94:14 — 25 0.75 May 44 bp 67:13 67:17 — 84 1.68 0.625 02/43 122-08/14 – 36 -0.346 1132
11/8 Jul 21 100:21 100:22 .... 0.08 23/4 Aug 23 106:30 106:31 – 2 0.19 27/8 Aug 28 115:23 115:24 – 27 0.76 Feb 22 ci 99:29 99:29 — 1 0.07 Nov 28 ci 92:24 93:04 — 22 0.90 Aug 44 ci 65:22 66:15 — 72 1.73 1.375 02/44 141-08/13 – 44 -0.340 1116
13/4 Jul 21 101:02 101:02 – 2 0.09 01/8 Sep 23 99:25 99:26 .... 0.20 51/2 Aug 28 135:18 135:19 – 32 0.73 Feb 22 np 99:29 99:30 .... 0.05 Nov 28 bp 93:26 94:03 — 23 0.77 Aug 44 bp 66:31 67:04 — 82 1.69 0.750 02/45 126-08/14 – 40 -0.302 1105
21/4 Jul 21 101:12 101:13 – 1 0.08 13/8 Sep 23 103:10 103:10 – 2 0.19 31/8 Nov 28 117:30 117:31 – 29 0.79 Feb 22 np 99:27 99:27 .... 0.12 Nov 28 np 93:18 93:30 — 24 0.79 Nov 44 ci 65:05 65:30 — 75 1.75 1.000 02/46 133-16/21 – 44 -0.287 1098
21/8 Aug 21 101:12 101:13 – 1 0.09 27/8 Sep 23 107:16 107:17 – 2 0.19 51/4 Nov 28 134:18 134:19 – 32 0.75 May 22 ci 99:25 99:27 — 1 0.10 Feb 29 ci 92:11 92:24 — 23 0.92 Nov 44 bp 66:16 66:21 — 84 1.70
0.875 02/47 131-18/22 – 47 -0.289 1078
23/4 Aug 21 101:26 101:27 – 1 0.09 01/8 Oct 23 99:24 99:25 – 1 0.20 25/8 Feb 29 114:08 114:09 – 31 0.82 May 22 np 99:24 99:28 .... 0.09 Feb 29 bp 93:13 93:23 — 27 0.80 Feb 45 ci 64:26 65:19 — 85 1.75
81/8 Aug 21 105:17 105:18 – 5 0.06 15/8 Oct 23 104:04 104:05 – 1 0.19 51/4 Feb 29 135:13 135:14 – 35 0.78 May 22 np 99:24 99:28 .... 0.10 Feb 29 np 93:10 93:12 — 27 0.84 Feb 45 bp 66:03 66:08 — 84 1.71 1.000 02/48 136-03/08 – 55 -0.282 1055
11/8 Aug 21 100:24 100:24 – 1 0.09 27/8 Oct 23 107:23 107:23 – 3 0.20 23/8 May 29 112:14 112:15 – 32 0.84 May 22 ci 99:26 99:26 .... 0.12 May 29 ci 91:30 92:12 — 22 0.94 May 45 ci 64:14 65:08 — 74 1.75 1.000 02/49 137-17/22 – 58 -0.283 1034
11/2 Aug 21 101:00 101:01 – 1 0.09 01/4 Nov 23 100:04 100:04 – 1 0.20 15/8 Aug 29 106:13 106:14 – 32 0.86 May 22 np 99:28 99:28 .... 0.08 May 29 np 92:24 93:06 — 29 0.84 May 45 bp 65:24 65:29 — 84 1.71 0.250 02/50 116-03/08 – 54 -0.283 1012
2 Aug 21 101:12 101:13 – 1 0.08 23/4 Nov 23 107:15 107:16 – 2 0.19 61/8 Aug 29 144:21 144:22 – 40 0.79 May 22 np 99:18 99:18 .... 0.29 Aug 29 ci 91:16 91:30 — 25 0.97 Aug 45 ci 64:01 64:27 — 73 1.76 *Yld. to maturity on accrued principal.
MUNI ISSUES
Friday, December 4, 2020
Issue Coupon Maturity Price YTM Issue Coupon Maturity Price YTM Issue Coupon Maturity Price YTM Issue Coupon Maturity Price YTM
Building Aid Revenue Bonds, Fiscal 2016 4.000 07-15-45 1101/7 1.91 Hospital Facs Rev Ref & Improve Bonds, S 4.000 11-01-44 108 1.85 Metro Transp Auth NY transp rev bonds Se 5.000 11-15-43 106 2.89 South Carolina Public Service Auth reven 5.500 12-01-53 1121/3 1.30
California (State) various purpose gener 5.000 11-01-43 1123/8 0.70 Hospital Refunding Revenue Bonds, Series 4.000 08-15-47 1112/3 2.13 Metro Transp Auth NY transp rev Ser 2013 5.000 11-15-38 1061/3 2.75 South Carolina Public Service Auth reven 5.000 12-01-48 111 1.23
California St Pub Wks lease revenue Seri 5.000 11-01-38 1121/6 0.77 HospitalRevenueAndRevenueRefundingB 4.000 04-15-43 1103/4 2.41 N.Y. University Revenue Bonds Series 201 4.000 07-01-45 1161/6 1.95 SystemRevenueandRefundingBonds,Seri 4.000 01-01-43 1143/4 1.78
Consolidated Bds, One Hundrd Ninety-Thir 4.000 10-15-45 1101/8 1.82 HospitalRevenueAndRevenueRefundingB 4.000 04-15-48 1091/2 2.58 Nebraska Health Facilities Revenue Bonds 3.000 05-15-46 1043/7 2.14 The City Of New York GO Bonds, Fiscal 20 4.000 03-01-39 108 1.48
Grand Parkway Transp TX subordinate tier 5.000 04-01-53 1133/7 0.23 Hospital Revenue Bonds 4.000 10-01-49 1115/9 2.46 Revenue&RevenueRefundingBonds,Serie 4.000 04-01-45 1057/9 2.58 TheNewSchoolRevenueBondsSeries2016 4.000 07-01-43 1066/7 2.77
Health Facilities Revenue Bonds 4.000 11-15-45 108 1.89 Hospital Revenue Bonds, Series 2019A 4.000 01-01-46 116 1.87 Revenue Bonds, Series 2016A 3.000 10-01-41 1061/3 1.86 Transportation Program Bonds, Series 201 4.250 06-15-44 1055/8 2.58
Health System Rev Bds Srs 2016A and 2016 4.000 11-01-51 1091/9 2.05 Hospital Revenue Refunding Bonds, Series 4.000 11-15-46 1112/5 1.97 Revenue Bonds, Series 2016A 3.000 10-01-47 1051/3 2.03 WaterandSewerSystemRevenueBonds,Ser 3.500 10-01-47 1097/9 1.97
HospRevImprovementBds(W.VaUnivHeal 4.000 06-01-51 1126/7 2.14 Lease Revenue Bonds, Series 2018A 4.000 12-01-48 1134/7 2.15 Revenue Bonds, Series 2017 4.000 08-15-47 1131/3 1.88 WaterandSewerSystemSecondGeneralRe 4.000 06-15-49 115 1.87
Hospital Facilities Rev Ref Bds (Sentara 4.000 11-01-48 1147/9 1.98 Los Angeles County Museum Of Natural His 3.000 07-01-50 103 2.65 Revenue Bonds, Series 2017 4.000 08-15-48 1125/7 2.10 Obligations issued by a state or municipality whose interest payments are
Hospital Facilities Revenue Bonds, Serie 4.000 05-15-47 1131/4 2.08 McCormick Place Expansion Project Refund 4.000 06-15-50 1041/4 12.75 School Facilities Construction Refunding 4.000 06-15-49 1081/4 2.96 exempt from Federal, and possibly from local taxation as well. n-new issue.
Memorial Sloan- Kettering Cancer Center 4.000 07-01-47 1137/9 1.78 Second Indenture Revenue Bonds Fiscal 20 4.000 02-15-44 1111/5 2.07 Source The Bond Buyer.
Preferred Stock Listings

Includes preferred like and Net Net Net Net Net Net Net
repackaged securities Stock Div Yld Close Chg Stock Div Yld Close Chg Stock Div Yld Close Chg Stock Div Yld Close Chg Stock Div Yld Close Chg Stock Div Yld Close Chg Stock Div Yld Close Chg
Net FirstMidwestPfdA .4375 6.4 27.25 0.26 ZionsBancorpPfdH .3594 5.6 25.70 –0.59 BancorpSthBkPfA .3438 5.2 26.40 0.14 DigitalRealtyPfJ .3281 4.9 26.74 –0.03 GoldmanSachsPfJ .3438 5.0 27.39 0.29 PSBusParksPfdY .325 4.8 26.87 0.01 SpirePfdA .3688 5.3 27.61 –0.54
Stock Div Yld Close Chg Franchise7.5%PfdA .1406 7.3 25.65 0.22 ZionsBncpPfdA .2528 4.1 24.52 –0.45 BankofAmNt66 .4031 6.0 26.78 0.19 DigitalRealtyPfK .3656 5.2 28.33 0.21 GoldmanSachsPfK .3984 5.5 28.87 0.31 PSBusParksPfdZ .3047 4.5 27.29 –0.04 SpiritRealtyPfdA .375 5.6 26.79 0.26
FultonFinlPfdA ... 25.99 –0.47 BankofAmPfd1 .1875 3.4 21.99 0.15 DillardsCapPfd .4688 7.4 25.18 1.63 GoldmanSachsPfN .3938 5.9 26.58 0.15 PartnerRePfdG .4063 6.3 25.61 –0.05 StateStreetPfdD .3687 5.2 28.55 0.31
NYSE AMER GCI Liberty PfdA .4375 6.2 28.40 0.09 NYSE BankofAmPfd2 .1917 3.6 21.53 0.01 DominionEnNts76 .3281 5.1 25.88 0.04 GreatAjaxNts24 .4531 7.2 25.22 1.24 PartnerRePfdH .4531 7.1 25.70 0.10 StateStreetPfdG .3343 4.5 29.39 0.37
GeneralFinNt21 .5078 8.0 25.50 0.16 BankofAmPfd4 .2556 4.1 24.90 0.03 DriveShackPfdB .6094 15.7 15.53 1.99 HSBC PfdA .3875 5.9 26.10 0.03 PartnerRePfdI .3672 5.7 25.55 –0.01 SteelPtrsPfdA .375 7.8 19.26 –0.04
BancroftFdPfdA .3359 5.2 25.96 0.10 GeneralFinNts25 ... 26.20 0.48 AG Mortgage PfdC 1.50 10.1 19.75 –0.25 BankofAmPfdCC .3875 6.1 25.55 0.01 DriveShackPfdC .5031 13.9 14.48 1.53 HartfordFinDeb42 .4922 7.1 27.79 0.10 PebblebrookPfdC .4063 6.9 23.42 0.25 StellusCapNt22 .3594 5.7 25.15 –0.04
BluerockREITPfdC .4766 7.3 26.25 0.66 GeneralFin9%PfdC 2.30 9.2 100.26 0.25 AG Mortgage PfdB 1.50 10.1 19.80 –0.72 BankofAmPfdE .2556 4.1 25.02 0.07 DriveShackPfdD .5234 15.7 13.35 1.00 HartfordFinPfdG .375 5.2 28.69 0.15 PebblebrookPfdD .3984 6.9 23.10 0.17 SterlingBncpPfdA .4063 6.0 27.13 –0.62
BluerockResPfD .4453 7.0 25.46 0.23 GladstoneNts2023 .3828 6.0 25.40 –0.04 AG Mortgage PfdA 1.5469 10.4 19.91 –0.75 BankofAmPfdEE .375 5.8 25.83 0.08 DuPont pfA .875 4.0 87.74 0.22 HeclaMiningPfB .875 6.3 55.76 1.51 PebblebrookPfdE .3984 6.9 23.00 0.48 StifelFinlPfdA .3906 6.0 25.97 –0.28
BluerockResPfdA .5156 8.1 25.57 0.12 GladstoneNts2024 .3359 5.3 25.30 –0.22 AT&T 5%PfdA .3125 4.6 27.29 0.08 BankofAmPfdGG .375 5.4 27.55 0.08 DuPont pfB 1.125 4.0 113.30 0.60 HerculesCapNts25 .3281 5.1 25.55 –0.10 PebblebrookPfdF .3938 6.8 23.00 0.52 StifelFinlPfdB .3906 5.7 27.26 –0.10
cbdMD PfdA .0667 10.3 7.78 –0.89 GladstonePfdD .1458 6.8 25.58 –0.45 AT&T Nts 2066 .3344 5.0 26.92 0.02 BankofAmPfdHH .3672 5.3 27.60 0.02 DukeEnerDeb73 .3203 4.9 26.25 0.10 HerculesCapNts33 .3906 5.8 27.02 0.14 PA Reit Pfd D .4297 20.5 8.39 –0.17 StifelFinlPfdC .3828 5.7 26.94 –0.46
EllsworthPfdA .3281 5.0 26.17 –0.01 GladstonePfdE .138 6.5 25.66 –0.93 AT&T Nts 2067 .3516 5.1 27.57 –0.26 BankofAmPfdKK .3359 5.0 27.13 –0.40 DukeEnerDeb78 .3516 5.0 28.38 0.14 Hersha Pfd E .4063 .0 19.45 0.74 PA Reit Pfd B .4609 20.5 9.00 0.03 StifelFinNts47 .325 4.9 26.66 0.39
GAMCOGlbGoldPfB .3125 4.9 25.46 0.07 GladstonePfdD .1302 6.1 25.40 0.12 AT&T PfdC .2969 4.6 26.10 –0.20 BankofAmPfdL .2556 4.1 24.93 0.11 DukeEnergyPfdA .3594 5.1 28.22 –0.09 HershaHospPfdC .4297 .0 20.10 1.55 PennREITPfdC .45 20.4 8.84 0.19 Strats Allst GJT .0188 1.8 19.77 –0.45
GabelliPfdB .50 3.8 52.05 –0.02 GladstoneInvPfdE .1328 6.4 25.02 0.42 AXIS CapPfdE .3438 5.3 25.95 0.05 BankofAmPfdL 18.125 4.8 1501.00 4.75 DynagasLNG PfdB .5469 11.5 19.09 0.19 HershaHospPfdD .4063 .0 19.64 0.94 PennyMacMtgPfA .5078 8.2 24.84 –0.30 Strats Dom GJP .0635 3.0 24.85 0.10
GabelliPfdA .475 4.1 46.57 0.01 GladstonePfdB .125 6.1 24.73 –0.18 AegonNts2049 .3187 4.9 26.09 –0.29 BankofAmPfdLL .3125 4.7 26.82 –0.12 DynagasLNG PfdA .5625 10.2 22.00 0.48 HighlandIncmPfdA .3359 5.2 25.97 –0.08 PennyMacPfdB .50 8.1 24.64 –0.32 Strats GSG GJS .021 1.9 20.55 ...
GabelliGoAnyPfdA .50 4.9 40.90 0.09 GladstoneLandPfd .1328 6.1 26.09 0.01 AegonCapSec AEB .2528 4.1 24.89 –0.21 BkofAmericaPfdNN ... 26.07 –0.05 DynexCapPfdB .4766 7.5 25.26 ... HoeghLNG PfdA .5469 8.6 25.48 0.49 PitneyBowesNt43 .4187 7.7 21.78 0.25 Strats USC GJH .3187 6.0 10.60 0.17
HillmanGroupPfd .2417 9.7 29.82 0.02 GlbIndemnityNts .4922 7.4 26.54 0.08 AffiliatedMgrDeb .3672 5.3 27.75 0.01 BNYMellonPfdC .325 5.2 25.02 –0.30 DynexCapPfdC .4313 7.3 23.77 –0.15 HorizonTechNts22 .3906 6.1 25.45 –0.12 PPlus GSC-2 .1896 3.3 23.19 0.14 Strats WlMrt GJO .0154 1.5 23.55 –0.20
HowmetAeroPfd .9375 4.9 77.00 4.07 GolarLNG PfdA .5469 9.6 22.69 1.35 AffiliatedNts60 .2969 4.5 26.26 –0.01 BectonDicknsnPfB .75 5.6 53.49 2.07 EPR PropPfdC .3594 6.1 23.47 0.96 InnovativeIndPfdA .5625 7.4 30.33 –1.57 PPlus RRD-1 .7875 8.8 17.80 –0.36 SummitHotelPfdD .4031 6.7 23.99 1.49
IndxPlus 03-1 .7565 5.2 29.36 –0.14 GreatElmNts22 .4063 6.6 24.64 0.23 AirLeasePfdA .3844 5.9 26.07 –0.39 BostonPropPfdB .3281 5.1 25.59 –0.02 EPR PropPfdG .3594 6.3 23.00 0.93 IntlSeawaysNts23 .5313 8.3 25.56 –0.08 PriorityIncmPfdA .3984 6.6 24.29 0.13 SummitHotelPfdE .3906 6.8 22.87 0.05
PacGE pfA ... 30.31 0.78 GreatElmNts24 .4108 7.0 23.40 0.73 AlabamaPwrPfdA .3125 4.4 28.15 0.06 BostonSciPfdA 1.375 5.2 106.26 2.41 EPR PropPfdE .5625 7.0 32.01 –0.14 InvescoMtgPfdA .4844 7.8 24.74 1.37 PriorityIncmPfdB .3906 6.3 24.99 0.29 SunstoneHotelPfE .4344 7.0 24.93 0.21
PacGE pfB ... 27.78 0.51 GreatElmNts25 .4266 7.2 23.76 0.65 AlgonquinNt2079 .3875 5.5 28.09 0.35 BraemarHtlsPfd .3438 8.3 16.53 –0.16 EaglePointNts27 .4219 6.7 25.08 0.10 InvescoMtgPfdB .4844 8.3 23.49 0.81 PriorityIncmPfdC .4141 6.6 25.00 ... SunstoneHotelPfF .4031 6.6 24.33 –0.12
PacGE pfC ... 25.95 0.59 HancockNts2045 .3719 5.7 25.94 –0.17 AlgonquinPwrNt .4297 6.2 27.83 0.06 BraemarHtlsPfdD .5156 9.9 20.74 0.64 EaglePointNts28 .418 6.7 24.80 0.03 InvescoMtgPfdC .4688 8.0 23.40 1.00 PriorityIncmPfdD .4375 6.9 25.25 0.32 SynchronyPfdA .3516 5.3 26.58 0.65
PacGE pfD ... 25.35 0.35 HancockNts2060 .3906 5.8 26.82 ... AllianzGI PfdA .3516 5.3 26.65 –0.09 BrightSphereNts31 .3203 5.0 25.50 0.19 EaglePointPfdB .1615 7.7 25.09 0.01 InvestorsRE PfdC .4141 6.2 26.50 0.61 PriorityIncmPfdF .4141 6.9 24.05 0.39 SynovusFinPfdD .3938 5.8 27.00 0.43
PacGE pfE ... 25.65 0.96 HarvestCap6.125Nt .3828 6.2 24.85 –0.11 AllianzGI PfdA .3438 5.2 26.38 –0.04 BrookfieldDTLAPf 2.25 12.6 15.09 1.76 ElPasoEngy pfC .5938 4.6 51.65 0.63 iStarPfdD .50 7.9 25.33 –0.30 PriorityIncmPfdE .3984 6.6 24.00 0.51 SynovusFinPfdE .3672 5.4 27.13 0.29
PacGE pfG ... 24.18 0.03 HlthcrTrAmerPfdA .4609 8.2 22.45 0.11 AlliedCap Nts .4297 6.5 26.25 0.33 BrookfieldFinNts ... 25.00 –0.13 EllingtonFinPfdA .4219 7.7 22.00 –0.20 iStarPfdG .4781 7.6 25.08 –0.49 ProspectCapNt24 .3906 6.1 25.60 0.05 TargaRscsPfdA .1637 7.8 25.02 0.03
PacGE pfH ... 23.37 0.34 HeartlandPfdB .4375 6.2 28.25 –0.05 AllstateDeb .3187 4.7 27.02 0.13 BrookfieldFinNts .2891 4.5 25.50 –0.09 EnbridgeNts2078 .3984 6.0 26.54 –0.03 iStarPfdI .4688 7.5 24.96 –0.29 ProspectCapNt28 .3906 6.1 25.60 –0.78 TaubmanCtrsPfdJ .4063 6.4 25.30 0.06
PacGE pfI ... 22.04 –0.44 HovnanianPfdA ... 7.69 0.62 AllstatePfdG .3516 5.0 28.09 0.09 BrookfldInfrPfdA13 .299 5.0 25.84 0.30 EnergizerPfd. 1.875 7.9 94.75 4.47 JPMChasePfdEE .375 5.3 28.43 –0.04 ProspectCapNt29 .4297 6.6 26.14 –0.25 TaubmanCtrsPfdK .3906 6.2 25.32 0.08
PlymouthREITPfdA .4688 7.1 26.39 0.37 HuntingtonBcPfC .3672 5.5 26.65 –0.07 AllstatePfdH .3187 4.7 27.37 –0.20 BrookfdRenewPfdA17 .3281 4.9 26.88 –0.27 EnerTransferPfdD .4766 8.6 22.11 0.30 JPMorganPfdAA .3812 5.9 25.69 0.05 PrudentialNt58 .3516 5.1 27.84 0.19 TeekayLNG PfdA .5625 8.7 25.84 0.26
PowerREIT PfdA .4844 7.5 26.00 –0.65 HuntingtonBcPfD .3906 6.1 25.76 –0.03 AllstatePfdI .2969 4.4 27.19 –0.06 BrunswickNts2048 .4063 5.8 27.91 0.33 EnerTransferPfdE .475 8.2 23.03 0.38 JPMorganPfdBB .3844 5.9 25.93 0.09 PrudentialNts2060 .2578 4.0 25.83 0.09 TeekayLNG PfdB .5313 8.6 24.82 0.49
RegionalHlthPfdA ... 1.93 ... II-VI 6% Pfd 3.00 4.0 298.18 11.53 AlteraIPfdB .5313 9.7 21.95 0.81 BrunswickNts2049 .4141 5.8 28.44 0.61 EnerTransferPfC .4609 8.7 21.09 0.12 JPMorganPfdDD .3594 5.1 28.00 0.21 PrudentialSkis .4219 6.2 27.08 0.60 Tele&Data Nts .4141 6.2 26.87 0.47
SachemNts2024 .4453 7.0 25.41 0.26 InterstateP&LPfdD .3187 4.8 26.35 0.04 AlteraPfdA .4531 8.5 21.31 0.74 BrunswickNts2049 .3984 5.7 28.04 ... EntergyBds66 .3047 4.7 25.90 0.09 JPMorganPfdGG .2969 4.4 26.90 0.04 PrudentialPfd .4063 5.8 27.90 0.15 Tele&DataNts .4297 6.7 25.77 –0.06
SachemNts2024 .4297 6.9 25.00 ... JMPGroup6.875%SrNt .4297 7.3 23.50 0.62 AlteraPfdE .5547 10.2 21.85 0.86 CAI IntlPfdA .5313 8.0 26.47 1.03 EntergyLA Bds52 .3281 5.2 25.27 0.02 KKR Pfd A .4219 6.4 26.52 –0.38 PublicStoragePfB .3375 5.2 25.80 0.08 Tele&DataPfd .4375 6.7 25.94 0.07
SachemNts2025 .4844 7.6 25.55 0.31 KCAPFinNts22 .3828 6.1 25.00 ... AmerEqInvLifePfB .7545 6.1 27.25 0.42 CAI IntlPfdB .5313 8.0 26.42 0.76 EntergyLA Bd .2937 4.7 25.10 0.03 KKR Pfd B .4063 6.1 26.62 –0.36 PublicStoragePfC .3203 4.9 26.06 0.24 Tele&DataNts .3672 5.7 25.58 0.40
LandmarkInfrPfdA .50 7.9 25.38 0.18 AmerEqInvPfdA .3719 5.7 26.16 0.31 CIT PfdB .3516 5.3 26.69 0.26 EntergyLA Bds66 .3047 4.7 26.19 0.12 KKR Pfd C .75 5.2 57.92 0.73 PublicStoragePfD .3094 4.7 26.05 –0.02 TVA Parrs .1385 2.1 26.45 0.19
NASDAQ LandmarkInfrPfdB .4938 7.9 25.05 0.03 AmerFinDeb2059 .3203 4.8 26.84 –0.42 CMSEnerDeb78 .3516 5.2 27.11 0.15 EntergyMS Bds .3063 4.7 26.25 –0.03 KSCitySo Pfd .25 3.3 30.51 –1.46 PublicStoragePfdL .2891 4.3 27.08 ... TVA Bds D .1334 2.0 26.19 –0.20
LandmarkPfd .4375 7.0 25.06 –0.14 AmerFinDeb2060 .3516 5.2 27.20 –0.24 CMSEnerNts2078 .3672 5.3 27.84 0.06 EntergyBds66 .3438 5.3 26.03 0.33 KeyCorpPfdE .3828 5.2 29.43 –0.86 PublicStoragePfdN .2314 3.8 25.30 –0.15 Tri-Cont Pfd .625 4.3 57.80 0.80
AGNC InvPfdC .4375 7.2 24.35 0.36 AmFinDeb .2813 4.1 27.23 –0.28 CMSEnerNts2079 .3672 5.4 27.40 –0.07 KeyCorpPfdF .3531 5.1 27.43 0.23 TriplePtNts22 .3594 5.7 25.39 –0.02
LevelOnePfdB .4792 7.1 26.40 0.65 EntergyNOLA Bds .3125 4.9 25.55 –0.03 PublicStoragePfE .3063 4.7 26.05 –0.06
AGNC InvtPfdD .4297 7.3 23.64 0.04 AmFinDeb2059 .3672 5.3 27.69 –0.11 CNOFinDeb2060 ... 26.09 ... KeyCorpPfdG .3516 5.1 27.71 0.50 TritonIntlPfdA .5313 7.6 27.96 0.54
MINDTech9%PfdA .5625 11.4 19.68 0.98 EntergyTX PfdA .3359 4.8 27.85 0.14 PublicStoragePfF .3219 4.8 26.80 0.12
AGNC InvtPfdE .4063 6.9 23.55 0.36 AmHomes4RentPfdD .4063 6.3 25.90 –0.05 CABCO SBC Comm .2076 3.3 24.83 –0.54 KimcoRealtyPfdL .3203 4.8 26.76 0.22 TritonIntlPfdB .50 7.3 27.39 0.40
MTBC PfdA .2292 10.6 26.03 –0.26 EquitablePfdA .3281 5.0 26.31 0.09 PublicStoragePfG .3156 4.7 26.97 0.08
AGNC InvtPfdF .3828 6.7 22.90 0.60 AmHomes4RentPfdE .3969 6.1 26.00 0.04 CapitalOnePfdG .325 5.0 26.13 0.11 KimcoRealtyPfdM .3281 4.9 26.75 –0.07 TritonIntlPfdC .4609 7.0 26.38 0.64
MedallionFinNts .5625 8.8 25.58 0.08 EquityCommonPfdD .4063 5.6 29.28 –0.51 PublicStoragePfH .35 4.9 28.86 0.14
AirTPfd .50 8.6 23.30 0.88 AmHomes4RentPfdF .3672 5.6 26.28 0.19 CapitalOnePfdH .375 5.6 26.59 0.04 CBTCS 04-6 .7931 5.4 29.35 0.10 TritonIntlPfdD .4297 6.6 25.94 0.76
MonroeCapNts23 .3594 5.7 25.03 –0.03 ExantasCapPfdC .5391 19.1 22.60 0.77 PublicStoragePfI .3047 4.3 28.10 0.18
AmerFinPfdA .4688 7.5 25.05 0.14 AmHomes4RentPfdG .3672 5.6 26.26 ... CapitalOnePfdI .3125 4.8 26.07 0.34 LexingtonRltyPfC .8125 5.6 58.25 0.15 TruistFinlPfdO .3281 4.8 27.50 –0.35
NatlGeneralPfdA .4688 7.4 25.40 –0.09 FNB PfdE .4533 6.1 29.89 0.30 PublicStoragePfJ .2937 4.3 27.64 0.15
AmerSvcFncl pf .5281 7.5 28.11 –0.34 AmHomes4RentPfdH .3906 5.7 27.36 0.02 CapitalOnePfdJ .30 4.7 25.38 0.19 MFAFinNts2042 .50 7.9 25.24 0.02 TruistFinPfdF .325 5.1 25.54 –0.06
NatlGeneralPfdC .4688 7.2 26.12 –0.06 FarmlandPtrsPfdB .375 5.8 25.65 0.15 PublicStoragePfK .2969 4.2 28.39 0.29
ArchCapitalPfdE .3281 5.1 26.00 0.35 AIG PfdA .3656 5.3 27.40 –0.16 CapitalOnePfdK .2377 4.4 26.19 0.72 MFAFinPfdB .4688 7.9 23.85 0.46 TruistFinPfdG .325 5.1 25.48 0.10
NatlGeneralPfdB .4688 7.4 25.44 0.01 FedAgricMtgPfdC .375 5.4 27.80 0.24 PublicStoragePfM .3953 3.9 26.62 0.07
ArchCapitalPfdF .3406 5.1 26.64 –0.05 AnnalyCapPfdF .4344 7.2 24.09 0.01 CapsteadMtgPfdE .4688 7.7 24.39 0.09 MFAFin6.5%PfdC .4063 7.4 21.89 –0.29 TruistFinPfdH .3516 5.5 25.68 –0.08
NatlGeneralNts .4766 7.6 25.22 –0.57 FedAgricMtgPfdD .3562 5.2 27.49 0.26 PublicStoragePfdO ... 25.17 0.13
AtlUnionPfdA .4297 6.4 26.92 –0.08 AnnalyCapPfdG .4063 7.2 22.70 0.02 CedarRealtyPfB .4531 8.1 22.36 0.76 MVC CapNts22 .3906 6.2 25.30 0.05 TruistFinPfdI .2528 3.9 25.84 0.24
NavientNts2043 .375 6.2 24.06 0.43 FedAgricMtgPfdE .3594 5.3 27.17 0.20 QTSRealtyPfdA .4453 6.5 27.32 –0.06
BOKFinNts2056 .3359 5.2 25.95 0.09 AnnalyCapPfdI .4219 7.0 24.25 0.16 CedarRealtyPfC .4063 7.9 20.47 1.42 MaidenHldg6.7%PfdD .4187 .0 10.49 0.06 TruistFinlPfdR .3892 4.4 26.90 0.08
NewMountainNt .3594 5.7 25.30 0.05 FedAgricMtgPfdF .3281 4.8 27.25 0.19 QTSRealtyPfdB 1.625 4.7 138.79 1.33
B.Riley7.25%Nts .4531 7.3 24.97 0.04 AnnalyCapPfdD .4688 7.5 24.99 –0.42 CenterPointPfdB .875 8.4 41.89 –1.70 MaidenHldgsPfdC .4453 .0 10.50 –0.07 TsakosEnergyPfdD .5469 10.5 20.90 –0.25
NewYorkMtgPfB .4844 8.6 22.58 0.60 FedRealtyInvPfdC .3125 4.8 26.26 –0.60 QVC Nts 2068 .3906 6.2 25.10 0.08
B.RileyNts2023 .4609 7.3 25.25 ... AnworthMtgPfdA .5391 8.5 25.31 0.10 CentraisElBrasPf ... 6.72 0.49 MaidenNts43 .4844 8.7 22.25 0.17 TsakosEnergyPfdE .5781 10.8 21.35 –0.11
NewYorkMtgPfdD .50 8.7 22.90 0.52 FirstEagleNts23 .3828 6.1 25.24 0.04 QVC Nts2067 .3984 6.2 25.63 –0.11
B.RileyNts2023 .4297 6.9 24.91 –0.04 AnworthMtgPfdA .4766 8.0 23.91 –0.22 SchwabPfdC .375 5.9 25.30 –0.11 MaidenNts46 .4141 8.2 20.29 0.24 TsakosEnergyPfdF .5938 10.8 21.90 0.18
NewYorkMtgPfdE .4922 8.8 22.50 0.61 FirstEagleNts22 .4219 6.6 25.56 0.23 Qwest7%Nts2056 .4375 6.9 25.50 0.01
B.RileyNts2024 .4219 6.8 24.97 0.07 AnworthMtgPfdB .3906 6.4 24.26 1.26 SchwabPfdD .372 5.7 25.96 0.02 MaidenHldgsPfdA .5156 .0 10.68 0.21 TwoHarborsPfdA .5078 8.3 24.50 0.48
NY MtgPfdC .4922 8.7 22.56 0.78 FirstHorizonPfdA .3875 5.8 26.50 –0.02 QwestNts2053 .3828 6.1 25.04 –0.13
B.RileyNts2025 .3984 6.6 24.28 –0.13 ApolloGlMgmtPfdA .3984 6.0 26.53 0.34 CherryHillPfdA .5125 8.2 25.11 0.05 MechelPfd .0175 4.4 .44 0.04 TwoHarborsPfdB .4766 8.2 23.38 0.09
NewtekNts2023 .3906 6.2 25.20 –0.03 FirstHorizonPfdB .8281 6.0 27.73 0.27 QwestNts2056 .4063 6.3 25.87 0.20
B.RileyNts2027 .4688 7.5 25.00 ... CherryHillPfdB .5156 8.7 23.81 0.21 MedleyCapNts23 .3828 6.2 24.85 0.66 TwoHarborsPfdC .4531 8.4 21.65 –0.05
NewtekNts2024 .3594 5.7 25.44 –0.06 ApolloGlPfdB .3984 5.9 27.09 –0.10 FirstHorizonPfdC .4125 5.9 27.90 0.20 QwestNts2057 .4219 6.3 26.86 0.07
B.RileyPfdB .2919 7.3 25.18 –0.04 ChimeraInvPfdA .50 8.1 24.56 0.51 MedleyNts24 .4531 23.3 7.79 –0.58 TwoHarborsPfdD .4844 7.9 24.40 0.42
NorthernTrPfdE .2937 4.3 27.62 0.07 AptivPfdA 1.375 3.8 145.81 0.38 FirstHorizonPfdD .7625 5.7 26.60 0.69 RLJLodgingPfdA .4875 7.8 25.00 0.10
BRileyFinlPfdA .4297 6.9 25.00 0.28 ChimeraInvPfdB .50 8.6 23.22 0.22 MedleyNts26 .4297 23.4 7.35 –0.29 TwoHarborsPfdE .4688 7.9 23.83 0.36
OFSCap6.5%Nts25 .4063 6.6 24.55 0.32 ArborRealtyPfdB .4844 7.7 25.33 –0.06 FirstHorizonPfdE .4063 5.9 27.67 0.40 RPTRealty7.25%PfdD .9063 7.4 48.85 1.22
BRileyFin6.50%SrNt .4063 6.6 24.60 –0.05 ChimeraInvPfdD .50 8.7 22.90 –0.09 Metlife pfA .2528 4.0 25.31 0.21 UMH PropPfdC .4219 6.6 25.75 0.55
OFSCapNts2023 ... 25.02 0.22 ArborRealtyPfdC .5313 8.2 25.87 0.02 FirstRepBkPfd .2937 4.4 26.45 –0.17 ReadyCapNts081523 .4375 7.1 24.80 0.01
BancFst pf .45 6.2 28.85 –0.03 ChimeraPfdC .4844 8.5 22.82 0.06 MetLifePfdE .3516 5.1 27.42 0.21 UMH PropPfdD .3984 6.4 24.76 –0.02
OFSCapNts2025 .3984 6.4 24.80 0.30 ArborRealtyPfdA .5156 8.1 25.42 –0.15 FirstRepBkPfdG .3438 5.3 25.75 –0.02 ReadyCapNts2026 .3875 6.4 24.17 0.31
BlueknightEnPtrsA .1787 11.5 6.24 0.16 CinnBell pfB .8438 6.8 49.80 0.34 MetLifePfdF .2969 4.5 26.64 –0.34 US BancorpPfdA 8.9444 3.9 914.00 9.00
OFSCapNts2026 .3719 6.4 23.25 –0.63 ArcelorMittalNts .3438 2.7 51.37 6.67 FirstRepBkPfdH .3203 4.8 26.55 0.02 ReadyCapNts2021 .4063 6.4 25.35 0.05
BrighthouseDeb58 .3906 5.8 26.88 –0.42 CitigroupPfdJ .4453 6.1 28.99 0.10 MidAmerAptPfdI 1.0625 6.3 67.80 2.06 US BancorpPfdB .2236 3.7 23.90 0.26
OceanFirstPfdA .4375 6.5 26.96 –0.04 AresMgmtPfdA .4375 6.6 26.32 0.12 FirstRepBkPfdI .3438 5.0 27.76 –0.06 RegionsFinPfdA .3984 6.2 25.85 –0.50
BrighthousePfdA .4125 5.9 27.83 –0.15 CitigroupPfdK .4297 6.0 28.43 –0.08 MonmouthRE PfdC .3828 6.1 24.99 –0.10 US BancorpPfdF .4063 6.0 26.89 0.07
OfficePropNts2050 .3984 6.0 26.40 0.12 ArgoGoupPfdA .4375 6.7 26.14 0.36 FirstRepublicPfdK .126 4.0 25.90 0.40 RegionsFinPfdB .3984 5.7 27.90 –0.72
BrighthousePfdB .4219 6.1 27.59 0.03 CitigroupPfdS .3938 6.1 25.69 0.14 MorganStanleyPfd1 .3984 5.5 28.93 0.12 US BancorpPfdH .3219 5.0 25.70 0.07
OfficePropNts46 .3672 5.7 25.92 0.67 ArgoGroupNts42 .4063 6.4 25.57 –0.26 FordMotor6%Nts .375 5.8 26.01 0.29 RegionsFinPfdC .3562 5.0 28.44 –0.01
BrighthouseFinlPfC ... 25.88 0.07 CitigrpCapXIIIPf .4241 6.9 27.75 0.32 MorganStanleyPfdA .2556 4.1 24.80 0.04 US BancorpPfdK .3438 4.8 28.46 0.22
1347PropInsPfdA .50 8.5 23.59 –1.38 ArlingtonAssetPfB .4375 8.3 21.07 –0.04 FordMotor6.2%Nt .3875 5.9 26.13 0.13 ReinsuranceGrpDeb .3875 5.8 26.62 –0.20
CitizensFinPfdD .3969 5.6 28.22 0.25 MorganStanleyPfdF .4297 6.0 28.77 0.17 US BancorpPfdL ... 24.88 –0.02
BroadcomPfdA 20.0 5.9 1363.18 43.77 OntrakPfd .6333 9.6 24.80 0.25 ArlingtonAssetPfC .5156 9.5 21.70 0.65 FortivePfdA 12.5 5.0 997.08 –25.82 ReinsuranceGrpDeb .3594 5.0 28.50 –0.39
CitizensFinPfdE .3125 4.8 26.24 0.48 MorganStanleyPfdK .3656 5.0 29.35 0.10 USCellularNt63 .4531 7.1 25.69 0.06
BPP 5.75%Pfd3A .3594 6.3 22.96 –0.03 OxfordLanePfd .1563 7.4 25.20 –0.04 ArlingtonAsstNt23 .4141 6.7 24.71 0.03 FortressTechPfdB .50 8.7 23.10 0.21 RenaissancePfdE .3359 5.3 25.48 0.16
CityOfficePfdA .4141 6.6 25.00 –0.38 MorganStanleyPfdL .3047 4.6 26.69 –0.16 USCellularNts2069 .3906 5.9 26.49 –0.43
BrookfieldPropPfd .4063 6.6 24.50 –0.02 OxfordLanePfd2024 .1406 7.0 24.15 –0.05 ArlingtonAsstNt25 .4219 7.0 24.00 –0.18 FortressTransPfdA .5156 8.8 23.35 0.27 RenaissancePfdF .3594 5.2 27.71 0.28
ColonyCapPfdG .4688 7.9 23.67 0.06 MorganStanleyPfdE .4453 6.1 29.36 0.04 USCellularNts60 .4344 6.7 25.90 –0.30
BrookfieldPropPf2A .3984 6.6 24.05 –0.09 OxfordLanePfd2027 .1302 6.7 23.40 –0.05 ArmadaHofflerPfA .4219 6.8 24.95 0.13 GAMCO PfdA .325 5.0 26.14 0.18 RexfordIndPfdA .3672 5.7 25.72 0.03
ColonyCapPfdH .4453 7.6 23.30 0.10 NGL EnergyPfdB .5625 18.9 11.91 1.96 USCellularNts64 .4531 7.1 25.47 0.09
BrookfieldREITPfdA .3984 6.9 23.10 0.70 OxfordSquareNt24 .4063 6.5 25.01 0.01 ArmourResPfdC .1458 7.2 24.30 ... GATX Nts .3516 5.4 25.91 0.18 RexfordIndPfdB .3672 5.6 26.43 0.20
ColonyCapPfdI .4469 7.6 23.64 0.34 NGLEngyPfdC .6016 18.6 12.95 1.95 UnumNts061558 .3906 5.7 27.28 –0.47
CHS Pfd .50 6.7 30.00 0.01 OxfordSquareNt26 .3906 6.3 24.80 –0.02 AshfordHospPfdG .4609 .0 10.34 –0.25 GDL Fd PfdC .50 3.9 51.45 0.05 RexfordIndPfdC .3516 5.2 26.99 0.25
ColonyCapPfdJ .4453 7.6 23.44 0.21 NaborsIndsPfdA .75 32.4 9.26 0.81 Urstadt Pfd H .3906 6.3 24.90 0.13
CHS PfdB .4922 6.8 28.90 0.18 PennantPark5.50%Nt .3438 5.5 24.98 0.05 AshfordHospPfdH .4688 .0 10.50 ... GMACCapTrSer2 .3837 6.2 26.01 –0.07 RiverNorthDoublPfd .0668 4.4 24.80 –0.10
Comcast DECS .3747 2.4 62.17 0.18 NatlRetailPropPfdF .325 5.0 26.10 0.22 Urstadt Pfd K .3672 6.0 24.67 0.22
CHS PfdB2 .4437 6.3 28.05 –0.15 PeoplesUtdPfdA .3516 4.9 28.48 0.38 AshfordHospPfdI .4688 .0 10.33 –0.08 GabelliDivPfdG .3281 5.1 25.98 –0.07 RiverNorthPfdA .3672 5.8 25.23 0.08
CompassPfd .4922 7.9 24.97 0.46 NatlRurUtilNt2064 .3438 5.0 27.77 0.07 VEREIT Pfd F .1396 6.6 25.55 0.11
CHS PfdB4 .4688 6.4 29.23 0.23 PopularCapPfd .1276 5.9 25.75 –0.20 AshfordHospPfdD .5281 18.6 11.38 –0.18 GabelliDivPfdH .3359 4.9 27.63 0.04 RoyalBkCanadaPf .4219 5.9 28.85 –0.41
CompassPfdA .4531 7.6 23.85 0.87 NatlStoragePfdA .375 5.5 27.06 0.45 VornadoPfdK .3562 5.6 25.37 0.12
CHS PfdB3 .4219 6.1 27.78 0.61 PopularPfd .1396 6.4 26.22 0.09 AshfordHospPfdF .4609 .0 10.28 –0.12 GabelliEqPfdG .3125 4.8 25.90 0.37 SCE III Pfd .3594 5.9 24.40 0.37
CompassPfdC .4922 7.9 24.95 0.48 NaviosMariPfdH ... 4.64 0.29 VornadoPfdL .3375 5.3 25.29 0.12
CIM CmclPfdL 1.5604 6.6 23.76 1.06 QurateRetailPfd 2.0164 8.1 99.06 0.66 AspenInsPfd .3719 5.5 27.29 0.07 GabelliEqPfdJ .3406 5.1 26.52 0.16 SCE II Pfd .3187 5.1 25.09 0.45
ConsumersEnerPf 1.125 4.1 110.00 –0.65 NaviosMaritimPf ... 4.93 0.83 VornadoPfdN ... 25.19 0.05
CMFinNts2023 .3828 6.1 24.92 0.16 SLM Pfd B .4897 4.2 46.92 1.09 AspenInsPfd .3516 5.2 26.82 0.40 GabelliEquityPfdK .3125 4.6 27.25 0.06 SCE IV Pfd .3359 5.6 24.01 0.11
CorEnergyInfrPf .4609 10.0 18.45 1.05 Navistar pfD ... 18.85 –0.25 VornadoPfdM .3281 5.2 25.40 0.23
CNB Fin PfdA .475 6.9 25.69 ... SVB Fin PfdA .3281 4.9 26.68 –0.43 AspenInsPfd .3516 5.3 26.30 0.44 GabelliEqPfdH .3125 4.9 25.74 0.16 SCE V Pfd .3406 5.5 24.74 0.52
Corts Aon KTN 1.0256 6.0 33.91 –0.26 NewResidentialPfdB .4453 7.9 22.52 –0.38 VoyaFinlPfdB .3344 4.7 28.39 0.01
CapSouthwstNts .3719 5.9 25.20 –0.25 Sabre6.5%Pfd 1.7514 4.0 160.57 8.31 AssdBancPfdC .3828 6.0 25.59 –0.03 Corts PECO KTH 1.00 5.9 33.70 0.30 GabelliGlSMidPfdA .3406 5.3 25.85 0.03 NewResidentialPfdC .3984 7.9 20.09 –0.01 SCE Tr VI 5% Pfd L .3125 5.1 24.40 0.76 W.R.BerkleyDeb59 .3187 4.7 27.27 –0.21
CapitalaFinNts22 .375 6.3 23.99 0.21 SotherlyHotelsPfB .50 .0 12.80 1.20 AssdBancPfdD .3359 5.2 25.76 –0.41 CostamarePfdB .4766 8.0 23.81 0.15 GabelliHlthPfdB .3672 5.8 25.33 –0.13 NewResidentPfdA .4688 8.1 23.17 –0.67 SITECtrsPfdA .3984 6.5 24.55 –0.05 WRBerkleyDeb2056 .3594 5.6 25.57 –0.03
ChickenSoupNts .59 9.4 25.00 –0.35 SotherlyHotelsPfC .4922 .0 12.04 0.19 AssdBancPfdE .3672 5.3 27.88 0.33 CostamarePfdC .5313 8.5 25.06 0.06 GabelliMultiPfdG .3203 4.9 26.41 –0.05 NYComBncpPfdA .3984 5.7 27.86 0.51 SITECtrsPfdK .3906 6.4 24.40 –0.10 WRBerkleyDeb56 .3688 5.7 25.76 –0.20
ChickenSoupPfdA .2031 10.6 22.98 0.05 SotherlyHtlsPfd .5156 .0 12.77 0.79 AssdBancPfdF .3516 4.9 28.75 0.31 CostamarePfdD .5469 8.7 25.23 0.10 GabelliMultPfdE .3203 4.9 26.23 –0.02 NY CmtyCap V .75 5.8 51.31 5.21 SLGreenRealtyPfd .4063 6.3 25.69 –0.32 WRBerkleyDeb58 .3562 5.2 27.65 0.08
ConiferNts2023 .4219 7.8 21.75 –0.67 SparkEnergyPfdA .5469 8.8 24.82 –0.33 AssurantNts2061 ... 26.99 –0.25 CostamarePfdE .5547 8.7 25.59 –0.02 GabelliUtilPfdA .3516 5.0 27.93 0.34 NexPointPfdA ... 25.78 0.03 STAGIndlPfdC .4297 6.6 26.00 0.25 WRBerkleyDeb60 .2656 4.1 26.13 –0.05
Cowen7.35%Nts .4594 7.2 25.35 –0.25 TCF Fin PfdC .3562 5.4 26.49 0.04 AssurantPfdD 1.625 5.2 125.24 –3.57 Cullen/FrostPfdB ... 25.40 –0.03 GabelliUtilPfdC .3359 5.1 26.55 0.20 NextEraEnDebK .3281 5.1 25.97 0.01 SafeBulkersPfdC .50 10.0 20.10 0.47 WashingtonPrmPfH .4688 12.9 14.56 0.75
CowenNts2033 .4844 7.1 27.35 –0.22 TexasCapNts .4063 6.2 26.07 0.06 AssuredGuarBds .4297 6.5 26.60 –0.37 CustomersBncpNt34 .3359 5.3 25.18 0.02 GasLogPfdA .5469 10.2 21.41 0.91 NextEraEnDebN .3531 5.0 28.09 0.11 SafeBulkersPfdD .50 10.1 19.77 0.38 WashingtonPrmPfI .4297 12.6 13.60 –0.10
DivrsHlthcrNts42 .3516 6.1 23.15 0.90 TexasCapPfd .4063 6.3 25.79 –0.10 AssuredGuarNts .35 5.4 25.74 –0.15 CustomersBncpPfdC .3508 5.7 24.77 –0.22 GasLogPtrsPfdA .5391 12.1 17.88 –0.05 NiaMoPwr pfB .90 3.5 101.44 –0.06 Saratoga7.25Nts .4531 6.9 26.17 0.11 WebsterFinlPfdF .3281 4.9 26.75 0.42
DivrsHlthcrNts46 .3906 6.6 23.66 0.70 TravelCtrsNt28 .5156 8.0 25.89 0.23 AssurGrMunNt .3906 5.9 26.40 –0.23 CustomersBncpPfdD .4063 6.4 25.46 0.44 GasLogPtrsPfdB .5125 12.0 17.10 0.08 NiaMoPwr pfC .975 3.7 104.36 0.87 SaratogaInv6.25Nts .3906 6.1 25.71 0.30 WellsFargoPfdN .325 5.1 25.63 0.15
eBay Nts2056 .375 5.8 25.91 –0.05 TravelCtrsNt29 .50 7.9 25.46 0.03 AthenePfdA .3969 5.6 28.30 0.14 CustomersBncpPfdE .4031 6.3 25.59 0.32 GasLogPtrsPfdC .5313 12.4 17.16 0.09 NiSourcePfdB .4063 5.8 27.96 –0.33 SaulCentersPfdD .3828 6.2 24.50 0.01 WellsFargoPfdA .4141 5.8 28.59 0.17
EnstarPfdD .4375 6.2 28.43 0.18 TravelCtrsNt30 .50 7.8 25.53 –0.04 AthenePfdB .3516 5.2 27.20 0.09 CustomersBncpPfdF .375 6.1 24.78 0.22 GenAmInv pfB .3719 5.5 26.83 0.43 NuSTAR PfdA .5313 10.0 21.34 0.03 SaulCentersPfdE .375 6.1 24.71 0.50 WellsFargoPfdA .3438 5.4 25.64 0.04
EnstarPfdE .4375 6.4 27.30 –0.07 TriStateCapPfA .4219 6.6 25.68 –0.12 AthenePfdC .3984 .0 27.80 0.09 DCPMidstrmPfdB .4922 8.7 22.70 1.26 GenieEnergyPfd .1594 7.3 8.69 0.02 NuSTAR PfdB .4766 10.1 18.96 0.64 ScorpioTankersNts .4375 7.1 24.64 –0.11 WellsFargoPfdAA .1534 4.6 25.43 –0.12
FidusNts2023 .3672 5.8 25.25 –0.05 TriStateCapPfB .3984 6.2 25.59 –0.50 AtlasPfdD .4969 7.9 25.03 0.08 DCPMidstrmPfdC .4969 8.8 22.67 1.89 GeorgiaPwrNt77 .3125 4.5 27.67 0.08 NuSTAR PfdC .5625 10.3 21.81 –0.08 SempraEnNts79 .3594 5.2 27.59 0.03 WellsFargoPfdAY .3516 5.4 26.24 –0.05
FidusNts2024 .375 6.0 25.20 –0.15 TriumphBncpPfdC .4453 6.6 27.00 0.20 AtlasPfdE .5156 8.1 25.35 0.13 DTE EnergyDeb76 .3359 5.2 25.74 –0.03 GlMedREIT PfdA .4688 7.1 26.31 0.13 NuSTARLogNts .4454 9.0 21.55 0.42 SempraEnPfdA 1.50 5.9 102.48 –1.57 WellsFargoPfdAZ .2969 4.6 25.60 0.05
FidusNts2024 .3359 5.4 25.01 –0.09 UtdCmtyBksPfdI .4297 6.4 26.77 –0.22 AtlasPfdG .5125 8.1 25.28 0.03 DTE EnergyDeb77 .3281 4.8 27.27 0.11 GlbNetLeasePfdA .4531 6.9 26.20 0.05 OFGBancorpPfA .1484 6.9 25.70 0.10 SempraEnPfdB 1.6875 6.5 104.45 –1.42 WellsFargoPfdP .3281 5.2 25.48 0.02
FifthThirdPfdB .375 5.5 27.16 –0.09 ValleyNatlPfdA .3906 5.5 28.21 0.26 AtlasPfdH .4922 7.9 24.99 0.04 DTE EnergyDeb80 .2734 4.2 26.16 0.43 GlbNetLeasePfdB .4297 6.8 25.46 0.32 OFGBancorpPfB .1458 6.8 25.65 0.15 SeritageGrwPfdA .4375 9.3 18.75 –0.11 WellsFargoPfdQ .3656 5.5 26.57 0.27
FifthThirdPfdB .422 6.1 27.84 0.24 ValleyNatlPfdB .3438 5.4 25.45 –0.30 AtlasPfdI .50 8.2 24.49 –0.11 DTE EnergyDebF .375 5.6 26.68 0.14 GlobalPtrsPfdA .6094 9.5 25.58 0.20 OFGBancorpPfD .4453 6.9 25.90 0.04 SimonPropPfdJ 1.0469 5.8 72.15 1.47 WellsFargoPfdT .375 6.0 25.01 –0.01
FifthThirdPfdI .4141 5.7 28.91 0.17 WatfordPfd .4838 7.7 25.29 –0.02 AvantorPfdA .78 3.6 86.41 2.32 DanaherPfdA 11.875 3.1 1543.56 50.37 GlbShipNts24 .50 8.0 24.90 0.15 OaktreeCapPfdA .4141 6.1 27.31 –0.25 SouthJerseyNts2079 .3516 5.3 26.44 0.07 WellsFargoPfdV .375 6.0 24.99 ...
FifthThirdPfdK .3094 4.5 27.37 –0.29 WesBancoPfdA .4406 6.0 28.20 0.37 AxosFinNts2026 .3906 6.1 25.70 –0.26 DanaherPfdB 12.5 3.8 1307.50 40.92 GlShipLeasePfdB .5469 9.4 23.20 0.40 OaktreeCapPfdB .4094 6.0 27.38 –0.26 SouthernNt2016A .3281 5.0 26.25 0.16 WellsFargoPfdW .3562 5.6 25.37 0.06
FirstCitizensPfdA .3359 5.1 26.36 –0.12 WhiteHorseNts2025 .4063 6.3 25.80 0.05 BancCA PfdD .4609 7.3 25.34 ... DiamondrockPfd .1776 7.9 26.20 –0.14 GlobeLifeDeb .3828 5.9 25.96 –0.09 PNC Fin PfdP .3828 5.8 26.42 –0.11 SouthernNts20 .3094 4.5 27.28 –0.18 WellsFargoPfdO .3203 5.0 25.40 0.09
FirstInternetNt29 .375 5.8 25.94 –0.06 WintrustFinPfdE .43 6.1 28.26 0.37 BancCA PfdE .4375 7.0 25.16 0.05 DianaShippingPfd .5547 9.1 24.31 0.28 GoldmanSachsPfA .2396 3.9 24.14 0.43 PPL Capital Nts .3688 5.7 25.99 0.17 SouthernNts2020C .2625 4.0 26.20 0.31 WellsFargoPfdL 18.75 5.2 1448.00 27.92
FirstInternetNts .375 6.0 25.20 0.20 WintrustFinPfd .41 5.9 27.85 0.73 BancoBradescoPf .0027 3.3 5.09 0.45 DigitalRealtyPfC .4141 6.4 26.04 0.09 GoldmanSachsPfC .2556 4.1 24.84 0.10 PSBusParksPfdW .325 5.0 25.99 –0.32 SouthernNts77 .3281 4.9 27.02 0.11 WescoPfdA .7305 8.7 30.53 –0.15
FirstMidBncpPfdC .4375 6.4 27.41 0.14 ZionsBancorpPfdG .3938 5.7 27.60 –1.24 BancoSantPfd6 .25 4.1 25.01 0.01 DigitalRealtyPfdL .325 4.7 27.60 0.11 GoldmanSachsPfD .2556 4.1 24.64 0.34 PSBusParksPfdX .3281 4.9 26.88 0.01 SpecialOppFdPfB .2188 3.4 25.64 0.34 WesternAllianDeb .3906 6.1 25.83 –0.16
Complete FOREIGN EXCHANGE LIST: Page M38 Foreign Markets Key Cross Rates $1=€0.825, ¥104.19, £0.7442
Europe GLOBAL STOCK MARKETS Asia

Doing Shots: The U.K. became first to approve In Local Currencies 1
In U.S. Dollars Home Again: Congress’s delisting threat was
Pfizer’s vaccine, boosting its stock 3%. Week's Week's met by a defiant rise in Chinese markets.
Index % Chg. 12/04 52-wk Range % Chg. 12/04 52-wk Range
S&P Europe BMI 0.42% The World 1.2 1979.8 1979.8– 1251.5 1.5 2639.7 2639.7– 1602.1 S&P Pan Asia BMI 0.29%
E.A.F.E.2 0.1 1161.9 1219.1– 842.4 1.0 2101.1 2101.1– 1354.3
Greece 7.10 Australia 0.4 1297.3 1434.7– 910.3 0.9 861.2 872.8– 467.9 Philippines 4.68
Austria 2.7 469.9 571.6– 273.9 4.4 1078.0 1207.7– 560.7
U.K. 3.12 Belgium 0.6 930.4 1121.4– 644.9 2.2 1400.1 1549.7– 867.7 South Korea 4.19
Canada 0.8 2194.8 2271.5– 1430.3 2.1 1853.4 1856.1– 1063.8
Spain 1.96 Denmark –2.2 11522.0 12039.0– 7757.5 –0.7 14096.0 14323.1– 8380.3 India 2.46
Finland –2.0 754.5 769.9– 492.2 –0.4 607.6 611.1– 353.7
Netherlands 1.07 France 0.1 2038.6 2210.8– 1356.1 1.7 2092.1 2092.1– 1241.8 Taiwan 2.14
Germany 0.1 979.9 1048.0– 639.1 1.8 2225.7 2225.7– 1295.2
Belgium 0.55 Greece 5.1 41.2 62.2– 29.7 6.8 18.6 25.8– 11.9 Malaysia 1.54
Hong Kong –0.1 16511.1 17472.7– 12302.7 –0.1 11829.5 12492.0– 8808.8
Germany 0.20 Ireland 2.5 261.8 261.8– 152.4 4.2 242.4 242.4– 125.9 Singapore 1.07
Italy –1.1 706.7 835.4– 490.8 0.5 277.0 291.1– 175.6
France 0.07 Japan –0.5 1083.4 1088.9– 754.2 –0.7 3749.2 3775.4– 2503.2 Thailand 0.85
Netherlands 0.9 2101.0 2101.0– 1339.8 2.5 4177.2 4177.2– 2386.2
Sweden 0.04 New Zealand –1.4 194.8 205.5– 150.5 –1.3 208.3 215.3– 129.5 Australia 0.64
Norway –1.6 2757.9 3058.6– 2130.0 –1.1 2242.0 2481.9– 1377.6
-0.75 Italy Portugal3 –0.6 94.7 113.1– 74.0 1.0 75.3 80.0– 51.9 Hong Kong 0.16
Singapore –0.8 1505.2 1759.1– 1178.7 –0.5 3473.5 4018.6– 2483.6
-1.08 Norway Spain 2.2 818.2 974.0– 589.8 3.9 417.9 442.2– 275.0 -0.10 Indonesia
Sweden –1.0 15243.6 15400.9– 10157.6 –0.4 9341.4 9375.8– 5094.4
-1.09 Switzerland Switzerland –1.4 1375.3 1511.4– 1105.4 0.1 6628.8 6677.5– 4831.4 -0.48 New Zealand
U.K. 2.9 1841.1 2195.2– 1428.2 3.9 1033.7 1196.0– 683.9
-1.54 Finland U.S.A. 1.7 3600.9 3600.9– 2128.1 1.7 3600.9 3600.9– 2128.1 -0.50 Japan
Base Jan. 1, 1970=1001Adjusted for foreign exchange fluctuations relative to the U.S. $.
2Europe, Australasia, Far East Index.3Base: Jan. 1, 1988=100.
-2.05 Denmark -1.43 China
Source: Morgan Stanley Capital International Perspective, Geneva.
Indexes based on S&P Global Broad Market Indices Source: S&P DJ Indices Indexes based on S&P Global Broad Market Indices Source: S&P DJ Indices
KEY FOREIGN STOCK MARKET INDEXES S&P Global Broad Market Indices
S&P Global S&P Global SP Global Point
Most Recent Week’s Year-to-Date Most Recent Week’s Year-to-Date Indexes, Indexes, Indexes, Chg. % Chg.
Close %Chg. Chg. % Chg. Close %Chg. Chg. % Chg. Region/ Local Curr. Wkly U.S. $ Wkly U.S. $ on From From
Country 12/04/20 % Chg. 12/04/20 % Chg. 12/31/19 12/31/19 12/31/19
Amsterdam AEX 615.67 +0.65 +11.09 +1.83 Mexico City IPC 43646 +4.73 +105.01 +0.24 Americas 405.40 1.82 352.84 52.56 14.90
Brazil 1146.96 2.49 249.66 5.39 321.59 — 71.93 — 22.37
Athens General 784.95 +6.56 –131.72–14.37 Milan FTSE All Share 23920 –1.44 –1708.28 –6.67 Canada 538.15 0.81 534.17 2.16 512.59 21.58 4.21
Chile 292.18 1.61 171.82 4.44 197.06 — 25.24 — 12.81
Bangkok SET 1449.83 +0.84 –130.01 –8.23 Moscow RTS 1357.39 +4.22 –191.53–12.37 Mexico 730.29 4.61 298.05 6.17 310.96 — 12.90 — 4.15
U.S. 38454.30 1.73 38454.30 1.73 33035.38 5418.92 16.40
Bombay Sensex 45079 +2.11 +3825.81 +9.27 Oslo Composite 1009.37 –0.79 –22.87 –2.22 Latin America 249.14 5.66 304.77 — 55.63 — 18.25
Europe 418.09 2.04 408.14 9.95 2.44
Brussels Bel-20 3726.86 +0.20 –228.97 –5.79 Paris CAC 5609.15 +0.20 –368.91 –6.17 Austria 274.22 2.17 276.35 3.82 299.44 — 23.09 — 7.71
Belgium 342.28 0.55 344.94 2.17 368.41 — 23.46 — 6.37
Santiago Selective 2874.97 +1.66 –460.89–13.82 Denmark 2263.37 — 2.05 2310.26 — 0.54 1769.38 540.88 30.57
Buenos Aires Merval 54730 –1.26 +13058+31.34
Finland 1532.93 — 1.54 1544.86 0.05 1329.35 215.50 16.21
Sao Paulo Bovespa 113750 +2.87 –1895.12 –1.64 France 417.22 0.07 420.47 1.69 412.89 7.58 1.84
Copenhagen OMX 20 1371.48 –2.15 +235.69+20.75
Germany 478.93 0.20 482.65 1.82 455.73 26.92 5.91
Seoul Composite 2731.45 +3.72 +533.78+24.29 Greece 18.14 7.10 20.01 8.83 23.73 — 3.73 — 15.70
Dublin ISEQ 7339.81 +1.59 +156.40 +2.18
Ireland 739.39 3.11 745.15 4.78 665.38 79.77 11.99
Shanghai Composite 3444.58 +1.06 +394.46+12.93 Italy 218.31 — 0.75 220.01 0.85 217.35 2.66 1.22
EURO STOXX SXXE 394.20 +0.18 –9.74 –2.41
Netherlands 759.67 1.07 765.58 2.70 624.39 141.19 22.61
Shenzhen B Share Idx 1047.10 +2.11 +85.48 +8.89 Norway 604.08 — 1.08 481.42 — 0.65 500.64 — 19.23 — 3.84
EURO STOXX 50 SXSE 3539.27 +0.33 –205.88 –5.50
Portugal 61.14 0.22 67.43 1.84 68.24 — 0.81 — 1.18
Singapore FTSE STI 2839.89 –0.56 –382.95–11.88 Russia 2295.12 1.79 246.28 4.01 290.94 — 44.67 — 15.35
Frankfurt DAX 13298 –0.28 +49.95 +0.38 Spain 375.68 1.96 378.60 3.61 399.59 — 20.99 — 5.25
Stockholm OMXS 758.28 –0.54 +77.46+11.38 Sweden 1486.88 0.04 1242.54 0.67 982.90 259.64 26.42
Helsinki OMHX 10693 –1.29 +819.33 +8.30 Switzerland 607.84 — 1.09 995.15 0.43 940.04 55.11 5.86
STOXX Europe 50 SXSP 3091.07 +0.03 –311.96 –9.17 United Kingdom 264.71 3.12 236.19 4.11 267.99 — 31.81 — 11.87
Hong Kong Hang Seng 26835 –0.22 –1353.83 –4.80 South Africa 877.40 1.14 281.58 1.54 316.49 — 34.91 — 11.03
STOXX Europe 600 SXXP 394.04 +0.21 –21.80 –5.24 Pacific Region 271.47 0.57 238.86 32.61 13.65
Istanbul IMKB 1330.87 +0.16 +186.62+16.31 Australia 477.59 0.64 515.38 1.12 485.26 30.12 6.21
Sydney S&P/ASX 200 6634.10 +0.50 –49.97 –0.75
China 606.06 — 1.43 743.17 — 1.28 590.76 152.41 25.80
Jakarta Composite 5810.48 +0.47 –489.06 –7.76 Hong Kong 488.40 0.16 488.51 0.16 477.15 11.36 2.38
Taipel Weighted 14132 +1.91 +2135.30+17.80
India 1280.85 2.46 681.81 2.82 624.41 57.40 9.19
Johannesburg All Share 59419 +2.76 +2335.27 +4.09 Japan 139.35 — 0.50 166.99 — 0.68 155.29 11.70 7.53
Tel Aviv 125 Index 1494.41 –2.87 –122.29 –7.56
Malaysia 250.80 1.54 161.69 1.77 156.90 4.79 3.06
Kuala Lumpur Composite 1621.85 +0.89 +33.09 +2.08 New Zealand 426.15 — 0.48 584.57 — 0.37 494.63 89.94 18.18
Tokyo Nikkei-225 26751 +0.40 +3094.62+13.08
Philippines 363.48 4.68 301.90 4.78 313.51 — 11.61 — 3.70
LISBON PSI 3478.62 +0.69 +113.37 +3.37 Singapore 191.76 1.07 233.52 1.35 224.34 9.18 4.09
Toronto S&P/TSX 17520 +0.72 +457.54 +2.68
South Korea 1063.53 4.19 1665.62 6.22 1222.99 442.63 36.19
London FTSE - 100 6550.23 +2.87 –992.21–13.16 Taiwan 140.98 2.14 162.92 3.04 129.43 33.49 25.88
Vienna ATX 2656.62 +2.22 –530.32–16.64
Thailand 321.64 0.85 512.80 1.33 567.16 — 54.35 — 9.58
Euro Zone 156.10 2.03 148.72 7.38 4.96
Madrid IBEX 35 8322.90 +1.61 –1226.30–12.84 Wellington S&P/NZX 50 12631 –0.07 +1139.48 +9.92
Europe Developed (ex U.K.) 559.16 1.42 520.07 39.10 7.52
Europe (Nordic) 1227.03 0.11 1005.63 221.39 22.02
Manila Composite 7134.56 +5.05 –680.70 –8.71 Zurich Swiss 10364 –1.30 –252.44 –2.38
Pacific (ex. Japan) 377.59 1.25 321.74 55.85 17.36
World (ex US) 228.91 1.38 214.75 14.16 6.59
Indexes are based on local currencies. Because of various holidays and other market closings, the most recent close is not necessarily S&P Global Broad Market Indices 312.64 1.58 279.60 33.04 11.82
that of the week of publication. GLOBAL DOW 3492.03 2.51 3251.24 240.79 7.41
s2020 S&P Dow Jones Indices. All Rights Reserved.
Mutual Funds Data provided by
Net YTD 3-Yr. Net YTD 3-Yr. Net YTD 3-Yr. Net YTD 3-Yr.
NAV Chg. % Ret. % Ret. NAV Chg. % Ret. % Ret. CASH TRACK NAV Chg. % Ret. % Ret. NAV Chg. % Ret. % Ret.
Sustain Equity 38.26 0.46 17.8 NS SmCap n 20.58 0.53 50.7 102.8 Balanced I 50.01 0.52 16.2 36.5
A American Century I:
Overflowing: Cash poured in, turning equity funds’ weekly average flow positive for the first
ConSec I n 30.29 0.48 42.5 80.5
AAM:
CaHYMu
DivBnd
11.04
11.58
0.05
-0.04
3.5
7.5
15.5
15.5
C ContCore I
CorpIncm I
32.33
11.11
0.54
-0.49
20.1
10.3
47.9
23.4
B&GIncGroClI 20.57 0.12 5.4 31.3 EmgMkt 14.50 0.23 19.5 22.6 time in many months, at $5.7 billion. Taxable-bond funds added $10.3 billion, muni-bond Calamos Funds: DivIncom I 25.67 0.27 6.7 32.3
AB Funds: EqInc 9.04 0.07 0.7 20.6 FocEq I pn 26.24 0.42 36.9 82.2
AlBeGblBndFdClZ p 8.63 -0.07 3.5 11.9 Growth 47.29 NA NA NA
funds got $1.7 billion. Even at money-market funds, outlfows shrank to $116 million. ConvI 23.04 0.42 44.2 75.3
GlbTechGw I 59.64 1.29 44.7 108.4
Gr&IncA p 41.03 0.63 20.0 47.2
AllMktRtrn1 8.52 0.15 -1.5 2.9 IntTF 11.83 0.04 4.3 13.3 Equity Funds Municipal Bond Funds Gr&IncI 39.25 0.60 20.3 48.3 HYMuni I 10.68 0.09 2.6 14.8
CapFdInc.LCapGow 82.58 1.19 31.1 82.1
DiscovValFd 20.22 0.65 2.7 5.5
MdCapVal 17.19 0.24 1.9 15.7 6900 1790 GrowthA p 40.34 0.81 29.5 62.9 IncOppty n 9.89 0.06 1.9 14.1
OneChoice2025 15.83 0.11 10.2 24.3 MktNeutA p 14.06 0.03 4.9 13.7 IntmMunBd I 10.59 -0.02 3.5 11.6
IntDurInstl 16.05 -0.04 7.2 16.6 OneChoice2030 14.00 0.11 11.3 26.4 MktNeutI 13.81 -0.05 4.5 13.9 LgCapGr 16.91 0.21 42.4 92.1
IntlStraEquPtZ 12.49 0.13 2.2 6.2 OneChoice2035 17.68 0.16 12.3 28.5 1400 1480 Calvert Investments: LgCpGrow I n 60.21 0.83 31.5 75.2
MuniIncmShares 12.27 0.14 4.9 18.8 OneChoiceRet 13.46 0.09 9.6 23.0 Bal A 39.47 0.42 13.7 38.1 LgCpIdx I n 57.89 0.98 16.2 47.6
SmCapGrwPortZCl 86.35 1.09 44.5 101.1 SDIPB 10.71 0.05 4.3 9.7 Eq A p 65.98 -1.09 22.9 78.4 MdCpIdx I n 16.76 0.30 10.2 23.7
AB Funds - A: SmCapVal 8.51 0.21 6.4 18.2 -4100 1170 Carillon Eagle: MidCapGth I 33.75 0.69 31.0 70.7
BalWlthStrA p 16.24 0.06 2.5 13.2 Ultra 78.77 1.19 45.0 100.7 MdCpGrA p 89.08 2.16 35.1 72.5 SelComunInfo tn 123.76 4.81 38.9 100.0
GlobalBondA p 8.64 -0.07 3.3 11.0 American Century Ins: Carillon Reams: SelLCVal pn 28.83 0.72 6.7 20.8
GrowthA p 105.33 1.26 31.4 81.7 CAIntTf 12.26 0.02 3.6 11.9
-9600 860 SelMdCpVal I p pn 11.51 0.18 5.7 21.6
CoreBd I 13.23 -0.07 14.6 25.5
HighIncomeA p 7.94 0.07 1.3 8.7 American Century Inv: CorePlBd I 36.83 -0.32 15.8 26.8 SmCapGth I 32.60 0.33 59.2 126.8
LgCpGrA p 74.91 1.07 30.7 80.3
MuCA A p 11.46 0.05 4.3 12.1
Balanced n 21.07 0.15 11.2 29.0 -15100 550 UnconstrndBd I 12.95 -0.11 10.8 18.5 SmCpIdx I n 25.05 0.60 7.7 20.6
CaHYMu n 11.05 0.06 3.3 14.8 Oct Nov Dec Oct Nov Dec Carillon Scout: StratInc I 24.55 0.19 6.6 17.0
NtlMuA p 10.65 0.05 4.1 12.2 CAIntTF n 12.26 0.03 3.4 11.3 MidCap I r 23.34 0.52 22.8 35.4 TaxEZ n 13.55 0.01 3.0 12.8
RelatValA p 5.75 0.10 2.1 19.7 DiscCoreVal n 42.62 0.66 11.3 30.7 CausewayInst : Thermostat I n 18.82 0.13 28.0 48.0
SmCpGroA p 76.96 0.97 44.1 99.1 DivBnd n 11.58 -0.03 7.3 14.8 Money Market Funds Taxable Bond Funds CausewayInst 16.42 0.55 5.1 5.6 TotReBd I 38.18 -1.87 11.3 22.5
SmMdCpGrA p 15.34 0.10 44.4 86.5 EmgMkt nr 14.14 0.23 19.3 22.0 1500 16900 Chartwell: USGvtMtg tn 22.67 -0.17 5.7 15.2
SustGlblThemGrA p 164.46 0.87 33.9 59.4 EqGro n 34.98 0.47 12.5 37.4 Income n 13.44 0.11 3.5 13.3 USTrsIdx I 11.95 -0.16 7.2 15.2
AB Funds - ADV: EqInc n 9.02 0.06 0.5 19.8 CIBC Atlas: Columbia Class I2:
ConGroAdv 51.73 0.37 19.1 70.2 FocusDynamGrowth n 52.35 0.80 67.9 137.6 ContCore I2 32.95 0.55 20.2 48.3
DispEq Inst 26.74 0.32 17.7 57.9
GlbBd 8.63 -0.07 3.5 11.9 GinnieMae n 10.69 -0.01 3.5 10.3 -10000 13000 ClearBridge: DivIncom 26.10 0.27 6.8 32.6
HiIncmAdv 7.96 0.08 1.7 9.7 GlGold nr 12.82 0.35 15.9 56.0 MidCapIndx 17.16 0.30 10.2 23.7
AggressGrowthA 199.04 NA NA NA
IntlSmCapPtADV 11.62 0.21 3.6 4.5 GovtBd n 11.61 -0.05 6.1 13.4 SmCapIndx 25.69 0.62 7.8 20.6
AggressGrowthI 227.22 NA NA NA
IntlStraEquPtADV 12.47 0.13 2.2 6.1
IntlStrgCore 12.49 -0.01 2.4 12.3
Grwth n 46.24 NA NA NA -21500 9100 AllCapValueA 12.67 NA NA NA Columbia Class I3:
Heritage n 28.32 0.51 36.6 78.5 AppreciationA 29.49 NA NA NA Balanced I3 50.54 0.53 16.3 36.9
LgCpGrAdv 82.78 1.18 31.0 81.6 InfAdjBd n 12.54 0.03 9.1 15.3 Bond I3 35.89 -0.92 8.5 18.8
NationalPtf 10.65 0.05 4.3 13.0 AppreciationI 29.33 NA NA NA
Intl Gr n 15.61 0.13 22.5 35.6 AppreciationIS 29.45 NA NA NA ContCore I3 p 32.98 0.55 20.2 48.5
SelectUSLgShrt 14.21 0.08 8.4 26.3 -33000 5200 DivIncom 26.14 0.28 6.8 32.8
IntlOppt n 13.18 0.20 24.0 28.3 DividendStrat1 n 26.48 NA NA NA
SmCapCorePortADV 12.75 0.22 8.4 16.9 SelLgCpGr t 18.37 0.23 42.7 92.9
IntTF n 11.83 0.04 4.2 12.8 Oct Nov Dec Oct Nov Dec DividendStratA 26.45 NA NA NA
SmMdCpGr 16.73 0.11 44.8 87.8 STBond 10.07 0.01 3.2 9.6
LgComVal n 11.09 0.15 2.0 20.6 DividendStratI 27.27 NA NA NA
SmMidCpValAdv 20.97 0.67 2.6 5.3 Columbia Funds:
MdCapVal n 17.17 0.24 1.7 15.0 The charts above show four-week moving averages of net cash flow in millions of dollars. BARRON'S • Lipper FMI LargeCapGrowthA 62.27 NA NA NA
SustGlbThemAdv 175.86 0.94 34.2 60.6
OneChAgg n 18.39 0.23 15.9 33.8 LargeCapGrowthC 48.19 NA NA NA UltShortBd Inst3 9.06 0.00 1.7 6.8
TxMgdWlthAppAdv 18.27 0.26 10.3 27.0
OneChCon n 15.19 0.11 11.3 23.8 LargeCapGrowthI 69.80 NA NA NA Commerce Funds:
WlthApprStr 18.92 0.28 10.8 27.6
OneChMod n 17.68 0.18 14.1 29.4 LargeCapValueI 35.07 NA NA NA Bond n 21.07 -0.05 6.3 15.5
AB Funds - C: Net YTD 3-Yr. Net YTD 3-Yr. Net YTD 3-Yr. Net YTD 3-Yr.
OneChoice2025 n 15.81 0.12 9.9 23.6 MidCapA 37.84 NA NA NA Community Capital Tr:
LgCpGrC t 52.96 0.75 29.7 76.3 NAV Chg. % Ret. % Ret. NAV Chg. % Ret. % Ret. NAV Chg. % Ret. % Ret. NAV Chg. % Ret. % Ret.
AB Funds - I: OneChoice2030 n 13.98 0.11 11.0 25.6 SmallCapGrowthA 46.05 NA NA NA CRAQualInvFd 10.83 -0.02 3.7 9.5
GlbBd 8.63 -0.07 3.5 11.8 OneChoice2035 n 17.63 0.15 12.1 27.6 NEcoA p 58.93 0.96 28.9 59.1 EqtyDivd p 19.84 0.09 1.8 20.6 Aprec pn 39.88 0.56 20.9 56.0 SmallCapGrowthI 50.18 NA NA NA Credit Suisse Common:
LgCpGroI 82.27 1.18 30.9 81.6 OneChoice2045 n 18.86
OneChoiceRet n 13.45
0.20
0.09
14.3
9.4
31.9
22.3
NwWrldA
SmCpA p
84.89
75.88
1.57
1.83
20.3
29.0
38.5
55.5
B GlblAlloc p
HlthScOp p
21.83
74.07
0.01
0.80
17.1
14.7
27.9
56.8
CA AMTMuBdZ nr 15.23
Dr500In tn 58.34
0.04
0.98
3.7
15.9
11.8
46.3
SmallCapGrowthIS 50.97
Clipper:
NA NA NA ComdtyRet r
Cullen Funds:
4.37 -0.03 -5.7 -8.4
SmCpGroI 85.81 1.07 44.4 100.5
Aberdeen Fds: Select n 104.25 1.34 30.0 74.0 STBFA p 10.17 -0.01 3.3 7.5 Baird Funds: LgCp Focus Gr 6.41 0.07 39.0 92.7 Dreyf n 15.22 0.20 23.9 58.8 ClipperFd n 133.81 1.59 9.0 25.5 HiDivEqI r 15.89 0.19 -4.9 9.8
EmMktEqty Inst 19.56 0.43 22.0 30.8 SmCapGrowth n 25.90 0.39 42.5 90.6 STTxExBdA 10.36 0.00 2.8 7.0 AggBdInst 11.84 -0.04 7.8 17.9 MdCpGrA 35.21 0.15 35.4 91.3 DreyMid r Inv nr 35.81 0.63 10.0 22.7 Cohen & Steers:
UltStMuniIncInst 10.04 NA NA NA SmCpVal n 8.41
Sustain Equity n 37.85
0.20
0.44
6.2
16.9
17.5
50.7
TECAA p
TxExA p
18.39
13.60
0.05
0.04
4.1
4.2
13.1
13.2
CorBdInst
IntBdInst
12.20
11.81
-0.03
-0.01
8.0
6.9
18.7
15.2
MultiAstIncome 11.07
NatlMuni p 11.31
0.07
0.02
5.0
3.2
15.5
11.6
FloRtIncY
GblRealRtY
11.28
16.54
0.02
0.11
1.8
8.0
8.7
22.3
GlbRltyI
InstlRlty
54.45
43.62
1.08
0.88
-3.2
-2.7
18.2
24.6
D
USSmCapEq Inst 41.76 0.73 21.1 30.9
Acadian Emerging Markets: Ultra n 75.50 1.14 44.7 99.5 WshA p 50.81 0.92 7.1 32.6 QualIntMunBdInst 12.02 0.00 4.2 11.5 NYMUNIOPP 11.15 0.05 -0.8 7.7 GlbStkI 26.75 0.35 16.0 49.8 IntlRltyI r 12.07 0.12 -2.9 20.2 Davenport:
AcadnEm Inv n 22.03 0.38 6.3 7.2 Value n 8.40 0.21 0.9 17.9 AMG Funds: ShtTBdInst 9.99 0.01 4.1 10.6 ScTechOppA 58.56 0.38 73.2 161.7 GlFxIncI 23.54 0.04 7.5 15.6 PrefSecIncmA 14.31 0.00 5.3 18.0 Davenport Core n 29.76 NA NA NA
AIG Funds: VeryCon tn 13.11 0.08 8.4 19.0 RRSmCapValI 13.53 0.44 1.1 23.3 Baron Funds: StratMuniOpp 11.46 0.06 -0.6 7.6 HYldI 6.13 0.05 4.1 15.4 PrefSecIncmC 14.22 0.01 4.6 15.7 EqOpp n 23.63 NA NA NA
FDivStII t 15.67 0.27 -6.5 -0.2 American Century R5: AMG Managers Funds: Asset n 107.29 1.67 28.4 75.9 StrtIncOpptyInvA 10.33 0.04 6.0 13.5 InstS&PStkIdx I 68.87 1.17 16.3 47.8 PrefSecIncnI 14.35 0.01 5.6 19.1 Val&Incm n 16.98 NA NA NA
Akre Funds: InfProBd 10.71 0.04 4.4 10.1 Brandywine I n 64.54 1.23 24.0 56.5 EmergingMkts n 17.91 0.33 21.7 23.1 TotRet 12.65 0.00 8.0 17.1 Interm n 14.00 0.04 3.8 12.2 RltyIncA p 15.44 0.36 -2.6 22.5 Davis Funds A:
AkreFocusInst 54.08 0.57 18.6 70.3 American Century R6: GWKMBd I 12.53 0.02 4.4 13.8 GlobalAdv n 49.08 0.38 71.1 153.1 BlackRock Funds Blrk: IntlStkI 24.59 0.03 16.2 39.0 RltyIncI 16.40 0.38 -2.4 23.4 NYVen A 32.72 0.55 10.3 28.9
AkreFocusRtl 52.60 0.56 18.3 69.0 AmCentUltraFdR6 79.08 1.20 45.2 101.6 LoomisSaylesBd I 28.00 NA NA NA Growth n 100.59 2.33 27.7 74.8 CapAppr 41.54 0.08 35.8 88.7 IntlStkY 24.30 0.02 16.3 39.1 RltyShs n 61.45 1.23 -3.0 23.9 Davis Funds C & Y:
Alger Funds A: EmgMkt 14.51 0.23 19.6 23.2 LoomisSaylesBd N n 28.00 NA NA NA Opportunity n 37.37 0.69 76.2 181.7 BlackRock Funds C: MunBd nr 12.14 0.03 4.1 13.3 Colorado BondShares: NYVenY 33.71 0.57 10.6 29.9
CapApr 37.62 0.55 39.6 87.8 EqInc 9.05 0.07 0.9 21.1 TSIntlSC I 17.50 0.19 7.6 8.7 Partners n 147.79 3.89 123.7 216.8 EqtyDivd t 18.92 0.08 1.2 18.0 NewtonIntlEqY 23.77 0.25 11.8 13.4 ColoradoBdShs 9.31 NA NA NA Del Invest Instl:
SpectraN 31.65 0.51 41.0 88.6 Growth 47.28 NA NA NA TSSmCapGrFd Z 23.42 0.32 27.4 69.4 SmallCap n 35.25 0.33 34.3 71.0 GlblAlloc t 19.25 0.01 16.3 25.0 NY Tax nr 15.14 0.05 3.3 11.2 Columbia Class A: CorpBdI 6.51 -0.02 10.4 24.0
Alger Funds I: MdCapVal 17.19 0.24 2.0 16.2 TSSmCpGrFd N n 22.48 0.31 27.1 68.4 Baron Instl Shares: HlthScOp 63.61 0.68 13.9 53.4 ResrchGrA 21.17 0.21 42.9 90.0 AcornA t 13.73 0.22 24.6 51.2 USGrw 32.88 0.62 40.8 77.7
CapAppr I-2 113.16 1.64 39.8 90.5 OCP2025 12.06 0.09 10.2 24.9 YachtmanFocFd I 20.89 0.73 14.8 43.5 AssetInst 112.28 1.75 28.7 77.3 MultiAstIncome 11.05 0.06 4.2 12.9 ResrchGrZ n 21.70 0.22 43.3 91.1 AMTTEBd 16.81 0.09 4.1 14.5 Value 21.91 0.55 -0.4 17.8
Alger Funds Inst: OCP2030 12.77 0.10 11.4 26.9 YacktFocFd N n 20.92 0.73 14.6 42.8 DiscoveryInst 32.79 0.82 56.6 105.6 BlackRock Funds III: SelMgrSmCpGroY 33.17 0.50 29.6 58.1 BalancedA t 50.10 0.52 15.9 35.4 Delaware Invest A:
CapApprI 48.13 0.68 39.5 87.8 OCP2035 12.56 0.11 12.5 29.0 YacktmanFd I 23.05 0.73 12.5 37.7 EmergingMktsInst 17.99 0.34 22.0 24.2 iShS&P500IdxK 438.85 7.43 16.5 48.5 SmCpStk r Inv nr 29.96 NA NA NA BldrAggrsv 13.53 0.17 12.1 28.1 Diver Inc p 9.41 0.00 9.7 18.9
Allianz Fds Admin: OCPINRET 10.79 0.07 9.7 23.4 Angel Oak Funds Trst: GlobalAdvInst 49.95 0.39 71.5 155.1 iShUSAggBdIdxK 10.88 -0.06 7.0 16.4 SmMidCpGrI 36.69 -2.53 58.8 122.2 BldrMod p 11.97 0.09 10.4 23.5 GroInA p 13.69 0.34 -0.6 12.9
RCMTechI 106.25 3.41 62.5 128.5 SmCpVal 8.51 0.20 6.6 18.7 AglOkMtiStFdClIn 10.29 NA NA NA GrowthInst 104.72 2.43 28.0 76.1 BlackRock Funds Inst: StratValA r 38.67 0.81 2.7 18.6 ContCoreA p 32.01 0.54 19.8 46.8 OppA p 28.38 0.63 -1.3 8.8
Allianz Funds A: American Century Y: AQR Funds: PartnersInst 152.14 4.02 124.3 219.3 AdvIntl Inst 17.53 0.02 4.4 10.2 U.S.EqY 24.36 0.49 15.2 49.2 DisplCoreA p 13.24 0.17 10.9 35.3 SmCpValA p 58.89 1.77 -3.6 1.2
RCMGrowthA 73.89 1.04 43.4 84.9 IntTF 11.82 0.03 4.4 13.4 DivArbI 11.03 0.22 18.6 32.8 RealEstateInst 34.41 0.65 37.8 57.8 AdvLgCapCore 19.72 0.32 17.7 45.4 WWGrA 65.38 0.95 21.5 52.4 DivIncA t 25.64 0.27 6.5 31.3 SMIDCapGrA p 41.40 -2.83 81.5 162.4
RCMTech t 88.66 2.83 62.0 126.1 American Funds Cl A: LgCapDefStyle I 26.51 0.23 11.4 43.7 SmallCapInst 37.29 0.35 34.6 72.3 AdvSmCapInst 22.26 -0.14 22.2 56.8 BNY Mellon Funds Tru: DivOpptyA 34.71 0.65 0.2 18.7 TotRtA p 15.70 0.25 1.1 11.8
AllianzGI: 2010TarRetA p 12.10 0.09 8.0 20.0 LgCapDefStyle R 26.50 0.23 11.5 44.1 BerkshireFocus n: BalCapFd 26.44 0.10 13.3 34.5 BondFd 13.61 -0.05 7.3 16.5 EqValA 13.00 0.25 3.2 17.6 TxExIncmA 9.53 0.05 4.6 11.4
MidCpValA 30.64 0.36 -0.2 8.5 2015TarRetA p 12.89 0.11 8.7 21.7 LgCapMomStyle I 26.59 0.33 22.8 55.0 BerkshireFocus n 50.22 0.33 82.4 189.7 BasicVal 18.68 0.13 1.9 17.7 EmgMkts 12.85 0.18 11.2 13.4 FocEqA t 23.71 0.38 36.6 80.9 TxUSA p 12.13 0.02 7.1 16.8
Amana Income: 2020TarRetA p 14.20 0.12 9.6 23.6 LgCpMultiStyle R 19.44 0.30 13.0 27.3 Bernstein Fds: CAInsMun 12.69 0.04 0.8 9.5 IncomeStk 8.47 0.15 -2.7 15.8 GlobTech 62.43 2.43 40.0 99.9 Deutsche DWS:
AmanaIncm n 58.96 0.38 12.3 35.2 2025TarRetA p 15.76 0.16 12.0 27.9 MgdFutStrI 8.05 -0.04 -3.1 -9.5 Ca Mu n 14.65 0.04 3.1 10.0 CapAppr 41.19 0.07 35.7 88.1 IntlFd 14.10 0.13 4.8 8.8 HiYldBd 11.98 0.08 4.4 16.5 CapGrth p 112.19 1.98 33.9 82.5
AmanaGrowth n: 2030TarRetA p 17.15 0.20 13.1 31.0 MgdFutStrN 7.89 -0.04 -3.3 -10.3 DivrMuni n 14.81 0.04 3.7 10.9 EmgMkts 31.02 0.88 20.0 40.0 IntmBdFd 13.08 -0.02 5.2 11.8 IncmBldr t 12.98 0.11 9.1 21.5 CapGrth n 113.74 2.01 34.2 83.8
AmanaGrowth n 57.37 1.60 28.5 77.2 2035TarRetA p 18.13 0.25 15.0 35.6 StylePremAlt R 6.24 -0.06 -23.6 -38.0 EmMkts n 32.42 1.05 12.8 12.1 EqtyDivd 19.90 0.08 2.0 21.4 MCMultiStrM 21.99 0.42 19.8 44.7 LgCpGrowA t 57.21 0.79 31.2 73.9 CoreEq n 31.76 0.53 13.5 42.1
Amer Beacon Insti: 2040TarRetA p 18.78 0.28 15.9 37.6 Aquila Funds: IntlPort 17.59 0.06 2.8 4.7 FloRateIncPorIns 9.83 0.04 1.8 10.5 NtlIntmMuni 14.19 0.03 4.1 12.9 LgCpIdx pn 57.42 0.97 16.0 46.5 EqDivA 51.21 1.07 -9.4 13.8
IntlInst 18.64 0.40 1.0 2.8 2045TarRetA p 19.19 0.30 16.2 38.3 HI TF A 11.62 0.02 3.4 8.9 IntmDur n 14.02 -0.04 6.6 16.1 LgCpFocusGwth 7.02 0.07 39.3 94.0 NtlShTMuni 12.96 0.01 1.8 5.9 LgCpVl A 14.67 0.23 4.6 22.2 GblIncBldA 10.11 0.08 6.3 18.8
LgCapinst 28.13 0.60 2.7 19.2 2050TarRetA p 18.89 0.30 16.5 38.9 ArbitrageI : NY Mun n 14.22 0.06 2.3 9.0 GlblAlloc 22.03 0.02 17.4 29.0 Boston Trust Walden: LiGoBalA p 13.07 0.13 11.1 26.1 GblGrwS n 44.49 0.59 18.5 32.6
SmCpInst 24.72 0.72 1.6 5.1 AmcpA p 39.26 0.70 19.0 50.4 ArbitrageI 13.95 0.04 4.5 11.3 TxMgdIntl n 18.23 0.06 2.6 4.6 GlobLg/ShrtCrIns 10.19 0.07 2.6 8.4 BostonBalanced 58.58 0.54 6.2 32.3 MdCpIndxA pn 16.82 0.29 9.9 22.7 GNMA S n 13.94 0.01 3.1 10.3
Amer Beacon Inv: AMutlA p 44.79 0.40 4.6 25.9 Ariel Investments: BlackRock Funds: HlthScOp 78.26 0.85 15.0 58.1 Braddock Multi Strat: MidCapGthA t 30.72 0.63 30.7 69.4 HiIncA 4.84 0.04 5.3 17.8
LgCapInv 25.66 0.54 2.4 18.0 BalA p 30.81 0.36 9.9 29.3 ApprecInv pn 42.82 1.14 5.5 13.6 CoreBd A 10.49 -0.01 7.5 17.0 HYMuni 9.97 0.06 2.9 16.6 Income Fund 7.07 0.04 -29.2 -21.7 SelgComuInfoA 110.94 4.31 38.6 98.6 HiYldTx n 12.16 0.08 2.9 11.9
American Century A: BondA p 14.14 -0.03 9.9 18.6 Ariel Inv pn 65.45 2.00 6.2 14.1 CoreBd Inst 10.47 -0.01 7.7 17.8 iShMSCIIntldx 14.65 0.15 5.7 13.9 Bridge Builder Trust: SelMidCpValA 11.46 0.17 5.3 20.6 MgdMuniA p 9.31 0.03 3.3 11.7
EqIncA p 9.02 0.07 0.3 18.9 CapIBA p 63.15 0.82 2.5 13.0 Artisan Funds: CoreBd K 10.51 0.00 7.8 18.2 MdCpGrEq 40.91 0.18 35.8 92.8 CoreBond 10.96 -0.05 7.9 18.3 SmCpIdxA pn 24.83 0.59 7.5 19.7 MgdMuniS n 9.32 0.03 3.4 12.4
American Century G: CapWA p 21.68 0.11 8.7 15.4 GblOppInst 35.38 0.15 35.1 71.1 CreStraInc Inst 10.53 0.04 6.0 17.8 MultiAstIncome 11.08 0.07 5.3 16.4 CorePlusBond 10.76 -0.01 8.6 19.4 StratIncA 25.00 0.19 6.3 16.1 S&P500S n 38.23 0.65 16.2 47.8
GlBond 10.61 0.01 4.6 15.1 CapWGrA 58.21 0.86 12.8 29.6 GblOppInv n 34.74 0.15 34.8 69.9 HiYBlk 7.75 0.06 4.8 18.2 NatlMuni 11.31 0.03 3.6 12.4 Intl Eq 13.37 0.20 11.5 21.8 TaxEA 13.55 0.02 2.8 12.1 TechA 34.57 0.75 42.1 104.4
InfAdjBd 12.55 0.03 9.5 16.9 EupacA p 66.70 1.04 19.8 31.5 Intl Inv n 33.77 0.25 4.9 21.9 HiYInvA 7.74 0.05 4.4 16.6 NYMUNIOPP 11.14 0.05 -0.7 8.4 LargeCapGrowth 20.86 0.29 31.8 78.9 TechA p 57.04 1.23 44.4 106.8 Diamond Hill Funds:
NT IntlGr 14.25 0.12 24.2 42.1 FdInvA p 68.43 1.44 12.9 37.6 IntlInst 33.93 0.26 5.2 22.7 HiYldBd Inst 7.75 0.06 4.9 17.9 ScTechOppInst 63.48 0.41 73.6 163.6 LargeCapValue 14.67 0.34 8.7 29.9 TotReBdA t 38.16 -1.86 11.1 21.6 CorpCrI 11.87 0.09 8.7 24.5
NT MdCapVal 13.12 0.19 2.6 18.4 GBalA p 37.12 0.45 9.2 21.7 IntlVal Inst 38.98 1.01 6.4 13.9 InflProtBdInst 11.80 0.04 10.5 18.0 StratIncOpptyIns 10.33 0.04 6.3 14.4 MunicipalBond 10.69 0.02 3.5 13.0 Columbia Class Adv: LgCapA p 31.15 0.43 7.9 29.7
NTDiscGro 16.39 0.27 29.1 65.0 GovtA p 14.89 -0.05 8.9 15.1 IntlVal Inv n 38.88 1.00 6.1 13.1 LDurBlk 9.75 0.01 3.3 9.5 StratMuniOppI 11.46 0.05 -0.5 8.3 S/MCapGrowth 18.32 0.26 27.7 64.4 ContCore p 32.97 0.56 20.1 47.9 LgCapI 31.44 0.44 8.2 30.8
NTDvBnd 11.55 -0.05 7.6 16.6 GwthA p 68.18 1.32 33.3 69.9 MidCapInst 52.89 0.84 51.4 104.1 LowDurBdA 9.75 0.01 2.9 8.6 TotRet 12.64 0.00 8.3 18.2 S/MCapValue 12.77 0.27 3.3 13.7 DivIncom 26.13 0.28 6.7 32.4 LgCapY 31.48 0.44 8.3 31.2
NTEmgMkt 14.52 0.24 21.2 26.9 HI TrA p 10.07 0.08 5.4 15.6 MidCapInv n 45.64 0.73 51.1 102.7 LowDurI Inst 9.76 0.01 3.2 9.4 WorldInc 6.53 0.02 8.1 16.7 Brown Advisory Funds: Columbia Class C: LongShortI 27.05 0.43 0.3 15.7
NTEqGrp 12.32 0.17 13.5 40.4 HiInMuniA 16.47 0.10 3.3 15.1 MidCapVal Inv n 19.18 0.61 3.7 11.5 BlackRock Funds A: BMO Funds: GrowEqInv n 33.61 0.36 29.5 93.4 Balanced 49.91 0.50 15.1 32.4 SmMidCapI 22.59 0.24 -0.9 10.9
NTGrwth 22.25 0.29 31.9 84.1 ICAA p 44.08 0.55 13.2 34.4 SmCpInv n 48.57 0.81 52.2 122.3 AdvLCGrwA 21.12 0.18 29.6 71.1 CorePlBdI 12.45 -0.02 7.5 17.0 GrwthEquityInst 34.12 0.37 29.7 94.3 ContCore p 28.45 0.47 19.0 43.6 Dimensional Fds:
NTHeritage 16.42 0.30 37.4 82.8 IncoA p 23.66 0.32 4.3 19.4 Ashmore Funds: AdvLgCapCore p 18.89 0.30 17.4 44.3 IntrTaxFree I 11.56 0.03 3.4 11.8 SmCapGrInv n 27.34 0.29 23.7 59.0 DivInc t 24.77 0.26 5.8 28.4 2TGlFxd 10.00 0.00 0.9 5.8
NTHighInc 9.76 0.11 6.4 18.5 IntBdA p 14.23 0.00 7.0 12.8 EmgMktTRInst 7.41 NA NA NA BalCapFd 26.30 0.10 13.0 33.4 UltrShtTxFrI 10.09 0.00 1.1 4.6 BrownSmCoInv n: Columbia Class I: 5GlbFxdInc 10.89 0.00 1.5 7.2
NTIntlVal 9.84 0.20 8.3 6.0 IntlGrIncA p 37.55 0.84 5.2 16.3 Ave Maria Funds: BasicVal 18.35 0.12 1.5 16.7 BNY Mellon: BrownSmCoInv n 134.22 1.49 35.5 75.7 Acorn I n 17.49 0.27 24.9 52.2 CAIntrTrmMuniBd 10.89 0.00 2.7 8.4
NTLgVal 11.93 0.16 3.0 23.8 LtdTEBdA 16.26 0.02 3.7 9.9 Growth pn 43.44 NA NA NA CAInsMuni 12.67 0.03 0.5 8.6 SCMultiStrM 22.35 0.57 22.9 40.4 Buffalo Funds: AcornIntl I n 35.57 0.49 9.3 22.8 CASTMuniBd 10.30 0.00 0.7 3.5
SDIPB 10.74 0.05 4.7 11.4 N PerA p 60.83 1.15 28.7 59.8 RisingDivd n 19.17 NA NA NA CapAppr 37.32 0.06 35.3 86.6 BNY Mellon Funds: DiscFd n 30.40 0.42 25.5 55.6 AltBeta I 29.34 0.03 -0.2 -22.4 Cont 29.11 0.53 10.3 14.7
About our Funds reported closing price for the week. Footnotes: NA: not available. NE: performance excluded by Lipper editor. NN:
fund not tracked. NS: fund not in existence for whole period. e: ex capital gains distributions. f: previous day’s
The listings include the top 2500 open-end funds by assets. These funds value their portfolios daily and report net quote. n: no front- or back-end sales charge. p: fund assets are used to pay marketing and distribution costs (12b-1
asset va lues (the dollar amount of their holdings divided by the number of shares outstanding) to the National fees). r: fund levies redemption fee or back-end load. s: stock dividend or split of 25% or more. t: fund charges
Association of Securities Dealers. Total returns reflect both price changes and dividends; these figures assume that 12b-1 fees (for marketing and distribution) and a back-end load. v: capital-gains distribution may be a return of
all distributions are reinvested in the fund. Because Lipper is constantly updating its database, these returns may capital. x: ex cash dividend. All data supplied by Lipper.
differ from those previously published or calculated by others. 3 year returns are cumulative. The NAV is the last
Net YTD 3-Yr. Net YTD 3-Yr. Net YTD 3-Yr. Net YTD 3-Yr. Net YTD 3-Yr. Net YTD 3-Yr. Net YTD 3-Yr. Net YTD 3-Yr.
NAV Chg. % Ret. % Ret. NAV Chg. % Ret. % Ret. NAV Chg. % Ret. % Ret. NAV Chg. % Ret. % Ret. NAV Chg. % Ret. % Ret. NAV Chg. % Ret. % Ret. NAV Chg. % Ret. % Ret. NAV Chg. % Ret. % Ret.
DFARlEst 38.56 0.58 -4.6 18.9 ParTxMgdEmgMktIn 48.97 1.21 0.7 2.3 FF2030A p 15.70 0.15 12.5 30.3 Idx2055Investor 17.72 0.23 14.2 35.6 OTC K 17.43 0.39 42.7 96.6 MIInsTF A1 p 11.99 0.02 4.9 14.1 Tax Ex n 11.64 0.02 4.2 13.1 FocInv 83.45 1.48 5.0 27.3
EmgMkt 31.68 0.62 10.2 14.5 Edgewood Growth Instituti: GrOppA 143.84 2.46 62.1 167.0 Idx2025 Premier 18.32 0.12 NS NS OverseasK r 57.48 0.08 12.0 25.5 MNInsTF A1 p 12.83 0.02 4.8 12.8 Trusts n 76.34 1.21 22.8 63.6 GasUtilIndInv 25.86 -0.25 -7.8 3.8
EmgMktSoCoEq 15.24 0.31 9.4 13.3 EdgewoodGrInst 53.60 1.34 39.1 94.9 NwInsghtA p 38.65 0.39 21.2 52.7 Idx2030 Premier 19.12 0.15 NS NS Ovrse n 57.62 0.13 11.9 25.0 MO TF A1 p 11.99 0.04 4.2 13.3 GMO Trust Class III: JapanInst 48.45 -0.62 22.7 40.5
EmgMktVa 28.12 0.56 0.0 0.5 SmllCapA p 26.89 0.46 13.2 24.8 Idx2035 Premier 20.78 0.22 NS NS PAMun nr 11.55 0.03 3.8 13.4 NC TF A1 p 11.80 0.02 4.2 12.4 EmgCntryDt r 27.75 NA NA NA Homestead Funds:
EmMktCorEq 23.53
EmMktSmCp 22.74
0.50
0.51
10.0
10.0
12.6
8.9
F StkSelMC p
StrInA
39.29
12.78
0.93
0.07
10.5
6.2
31.7
14.4
Idx2040 Premier
Idx2045 Premier
20.76
21.55
0.27 NS NS
0.28 NS NS
PcBas nr
PuritanK
42.31
26.15
-1.67
0.21
28.2
18.8
44.0
40.3
NJ TF A1 p
NY TF A1 p
11.53
11.33
0.04
0.04
3.3
4.0
12.2
12.4
Quality
GMO Trust Class IV:
27.76 0.64 16.2 56.1 ShtTmBd n
Value n
5.44
53.85
0.01 5.1 11.2
0.67 7.3 31.2
Fixd 10.30 0.00 0.6 5.1 Fairholme: TotalBdA p 11.26 -0.02 8.2 17.4 Idx2050 Premier 21.58 0.27 NS NS Puritn n 26.17 0.21 18.7 39.9 OHInsTF A1 p 13.17 0.02 4.7 13.2 EmgCntrDt 27.70 NA NA NA Hotchkis and Wiley:
GblAll60 40Inst 20.61 0.24 9.9 23.0 Fairholme n 26.18 0.68 32.0 45.9 Fidelity Advisor C: Income n 12.36 0.02 7.7 17.8 RealE n 39.95 0.64 -8.7 9.5 OR TF A1 p 11.92 0.01 4.5 12.3 IntlEq 23.11 0.38 5.0 6.7 HiYldI 11.09 0.15 1.6 8.1
GlAll25 75Inst 14.57 0.07 6.4 15.3 FAM Value: BalancC 25.44 0.24 18.4 39.2 Income K 12.34 0.03 7.7 18.0 RealEstInc nr 11.98 0.12 -2.3 14.6 PA TF A1 p 10.02 0.03 3.9 11.4 Quality 27.83 0.65 16.3 56.3
GlEqInst
GlRESec
27.24
10.93
0.50
0.17
11.0
-7.3
26.8
14.1
FAMValue n
Federated Hermes A:
85.26 0.80 5.5 29.3 GrOppC p
NwInsghtC t
120.46
32.31
2.04 61.0 161.0
0.32 20.4 49.2
Fidelity Invest:
AdvSrsGroOpport 20.95 0.35 61.8 174.7
REInc n
SAIIntlMinVolInd
10.66
10.64
0.09
-0.13
-0.9
-3.1
16.0
9.3
US Gov A1 p
Utils A1 p
6.09
19.59
-0.01
-1.98
3.5
-2.4
9.1
20.5
GMO Trust Class VI:
EmgMkts r 34.78 NA NA NA
I
InfProtSec 13.19 0.03 10.3 18.6 EqIncA p 23.01 0.37 5.4 14.3 StrInC t 12.74 0.07 5.4 11.9 AggrInt n 26.67 -0.24 17.8 40.1 SAILTTreBdIdx 11.99 -0.98 16.3 31.9 Franklin Templeton: Quality 27.78 0.65 16.3 56.6 ICM Small Company:
IntGvFxdInc 13.68 -0.10 8.5 17.2 FdShInToRetA 10.73 0.01 4.4 10.2 Fidelity Advisor Fun: AilSectEq 12.00 0.22 23.0 54.7 SAISm-MidCap500I 13.85 0.30 16.0 38.2 TgtGro A p 19.64 0.20 12.6 29.9 Goldman Sachs A: ICMSmCo 29.37 0.77 1.4 8.3
IntlCoreEq 14.30 0.22 5.1 8.7 FedMunULA pn 10.04 0.00 0.9 3.7 IntlGrwZ 18.00 0.05 13.4 38.0 AMgr20% n 14.45 0.04 7.3 17.5 SAIUSMinVolIndFd 16.23 -0.02 8.1 40.7 TgtModA p 16.17 0.12 10.8 24.8 CapGr 29.04 0.41 20.3 57.5 IFP US Equity Fund:
IntlREst 4.42 0.08 -11.4 5.6 KaufmannA p 7.55 0.12 26.3 79.7 Fidelity Advisor I: AMgr50% n 20.72 0.16 12.4 27.2 SAIUSQtyIdx 16.52 0.29 19.3 58.3 FrankTemp/Frank Adv: HYMuni p 10.32 0.07 3.4 20.7 IFP US EquityFd 21.20 NA NA NA
IntlSustCore1 11.83 0.14 8.6 16.7 KaufmnLCA p 34.70 NA NA NA BalancI 26.25 0.25 19.5 43.4 AMgr70% n 25.97 0.31 14.4 31.6 SCEnhIdx n 14.81 0.33 13.3 22.2 CA HY Adv t 11.34 0.05 4.1 16.3 Muni 16.53 0.08 2.8 13.9 INVESCO A Shares:
IntlVal 16.94 0.35 -2.7 -4.1 KaufmnSCA p 58.42 NA NA NA BiotechI 38.02 0.39 28.2 61.7 AMgr85% n 23.31 0.34 16.1 35.4 SmallCap nr 19.63 0.54 8.3 25.8 CA IntAdv 12.23 0.02 3.3 10.6 Goldman Sachs Inst: AmValA 34.64 0.69 0.3 9.2
IntlVectorEq 12.49 0.22 3.6 4.7 MunStkAdvA p 14.00 0.14 7.6 16.5 ConsvIncmMuni I 10.05 0.00 0.8 4.5 AstMgr30R n 12.31 0.05 9.4 21.4 SmCapDisc n 24.52 0.64 6.0 15.9 CA TF Adv t 7.79 0.02 4.9 15.9 EmgMEq 29.12 0.66 25.9 31.4 Invesco Fds Investor:
IntrLrgCpGroPor 15.27 0.12 11.6 24.7 StrValDivA p p 5.10 0.09 -7.2 2.2 DivIntl 28.62 0.18 15.5 29.4 Balanc n 27.99 0.26 19.5 44.0 SmlCapO n 15.55 0.32 11.8 34.7 CvtScAdv 30.43 0.42 42.3 87.7 Gr 43.25 0.60 29.0 62.8 DivrsDiv n 20.22 0.16 -0.6 14.5
IntSmCo 19.90 0.41 5.8 9.6 UltraShortA pn 9.22 0.01 2.2 6.6 EqGrI 19.51 0.34 41.2 92.2 BalancedK 27.99 0.26 19.5 44.4 SmlCpGrth nr 32.98 0.46 27.7 70.6 Dynat Adv 139.24 2.10 52.0 119.2 HYMuni 10.33 0.08 3.8 21.9 GlHltCr pn 47.05 1.17 12.1 51.2
IntSmVa 18.95 0.43 -1.7 -5.5 Federated Hermes C: FAInvGrdI 8.53 -0.07 8.8 18.9 BluCh n 161.26 2.47 56.1 115.9 SmlCpGrth K6 19.09 0.27 28.9 72.1 Fed TF Adv 12.27 0.04 5.1 13.8 Int 13.61 0.19 4.8 7.3 Tech n 71.00 1.40 43.1 96.4
IntTermMuni 10.62 0.00 3.6 10.1 StraValDivC p 5.11 0.09 -7.8 -0.1 FAJpFdClI 19.45 -0.46 22.0 32.7 BluChpGr K6 23.61 0.37 57.0 114.1 SmlCpVal nr 16.64 0.40 8.7 10.9 FedIntAdv 12.38 0.03 4.0 10.2 Muni 16.52 0.08 3.1 15.1 Invesco Funds A:
IntVaIII 14.48 0.30 -2.5 -3.6 Federated Hermes Int: FF2030 15.82 0.15 12.8 31.4 BluChpGrK 161.77 2.47 56.2 116.5 Srs1000ValIndRet 13.38 0.25 2.1 19.7 GrOpAdv p 60.08 0.57 40.7 91.6 ShDuTF 10.83 0.01 2.2 8.7 500InxA p 39.85 0.67 16.0 46.2
ITExQual 11.99 -0.03 9.4 21.8 GloFinI 40.56 0.87 13.9 16.7 FF2040 16.82 0.25 14.7 35.5 CALmtTrmTFB n 10.88 -0.01 2.7 8.4 SrsBlChGroRetail n 18.67 0.30 57.2 124.8 Growth Adv t 131.82 -9.16 27.1 66.1 SmCapVa 54.40 1.42 -0.6 5.6 ActiveAllA 16.21 0.24 10.6 25.0
Japan 25.41 -0.01 2.3 1.0 InsHiYld r 9.92 0.07 5.0 17.6 FltRatel 9.24 0.07 1.1 10.1 CAMun n 13.43 -0.02 4.2 13.4 SrsCommStrt 4.36 -0.04 -8.0 -9.8 HY TF Adv 10.32 0.06 4.8 15.8 Gotham: AMTFrNY p 11.93 0.06 2.7 21.7
LgCo 28.45 0.48 16.4 48.3 MDTSmCIS 22.34 0.52 11.3 16.0 GrOppI 156.82 2.69 62.5 169.1 Canad nr 53.65 -0.17 4.4 15.2 SrsEmrgMkt 24.78 0.48 20.1 34.9 IncomeAdv 2.27 0.02 3.3 14.0 AbsRt Inst 14.68 0.14 -5.4 1.5 BalancedRiskAllA 11.02 0.00 6.2 14.9
LgCpIntl 24.63 0.29 5.9 13.5 TtlRtnBdI 11.72 0.00 8.6 18.5 HiIncAdvI 11.13 0.16 7.5 21.3 CapAp n 40.98 -2.74 21.0 53.1 SrsGlobal 14.26 0.19 8.3 16.0 RisDv Adv r 78.78 0.36 14.7 44.1 Guggenheim Funds Tru: CapApprA p 74.12 1.01 33.3 73.5
SclCrEqInst 13.72 0.23 5.1 8.2 Federated Hermes IS: HthCarI r 72.80 1.39 19.7 66.7 CapApprK 41.10 -2.76 21.1 53.5 SrsGroCoRetail 29.35 0.53 65.4 128.7 SmCpGrAdv p 31.90 0.37 35.6 80.1 FloRaStraFdInst 24.57 0.16 0.9 8.2 Chart 17.90 0.28 12.4 33.2
SelHdgGlFxd 9.79 0.00 2.2 9.4 IntEq IS p 29.42 0.54 17.2 28.6 IntlGr 17.98 0.07 13.3 37.5 CapDevO n 17.28 0.42 7.8 31.5 SrsIntlGrw 20.10 0.11 14.7 42.0 SmCpValAdv t 53.83 1.16 4.0 14.4 MacOppFdClInstl 27.26 0.18 10.1 13.7 CmstA 24.46 0.66 -0.6 11.3
STExQual 11.00 0.00 2.1 8.2 KaufmnIS 7.76 0.13 26.8 82.6 IntlSmCp 29.95 0.38 6.8 12.5 ChinaReg n 54.09 -2.58 43.6 66.9 SrsIntlSmCp 19.89 0.30 14.9 32.6 StrInc Adv p 9.49 -0.01 2.7 9.6 TotRtnBdFdClInst 30.17 -0.05 14.0 20.7 CoreBdA p 7.11 -0.01 8.6 18.0
STGov 10.56 0.00 0.4 4.1 KaufmnSCI 59.67 NA NA NA LmtdTrmBdFd 11.95 -0.01 4.7 11.8 CnvSc n 41.85 0.79 36.3 74.5 SrsIntlVal 10.25 0.22 3.5 5.5 USGovAdv p 6.11 -0.01 3.6 9.6 TotRtnBondFdClA 30.15 -0.05 13.7 19.8 CpBdA 8.13 0.02 10.3 22.8
STMuniBd 10.19 0.00 0.9 3.8 CorpBondFdIS 9.97 0.00 8.0 20.4 LmtTrmGov n 10.31 -0.02 3.7 8.8 Contra n 17.66 0.15 29.7 68.4 SrsSmCapDiscRet 12.63 0.36 8.8 23.2 Utils Adv 19.77 -1.98 -2.2 21.1 GuideMark Funds: DevMkt 44.12 1.21 14.4 24.7
TAUSCoreEq2 22.60 0.46 13.5 34.7 FdShinToRetI 10.72 0.00 4.6 10.9 MuniIncI r 10.85 0.02 3.9 12.3 ContraK 17.69 0.14 29.7 68.8 STBF n 8.81 -0.02 3.3 9.0 FrankTemp/Franklin A: LgCpCorServ pn 24.57 0.50 19.8 47.5 DevMktA 52.69 0.84 13.7 27.7
TAWldexUSCr 11.67 0.20 6.1 9.2 GovUltra 9.95 -0.01 1.4 5.6 MuniIncome 13.53 0.01 3.9 NS CorpBd n 12.88 -0.05 9.7 22.8 StkSelSmCp n 29.22 0.11 14.6 37.3 BAL A t 12.73 0.10 5.0 21.1 GuideStone Funds: DiscFdA p 115.29 1.59 41.6 90.7
TM IntVa 14.47 0.28 -2.4 -3.5 KaufmnLCIS 35.89 NA NA NA NwInsghtI 39.74 0.39 21.5 53.8 CpInc nr 10.62 0.05 7.7 21.7 StkSlcACap n 58.17 1.08 21.4 49.1 BalInv p 32.79 0.62 -3.7 4.6 AggrAllGS4 n 13.39 NA NA NA DisMdCpGrA 30.18 0.53 34.0 77.1
TM US Sm 46.35 1.04 6.7 12.9 ShIntDurMuInst 10.37 0.01 1.7 6.5 REIncmInst 11.93 0.12 -2.3 14.5 DisEq n 50.56 0.65 26.4 52.4 StratDivInc n 16.58 0.23 9.2 28.6 BioDis A p 191.48 3.42 26.9 52.6 BalAllGS4 n 13.27 NA NA NA DivIncm p 23.06 0.26 0.7 10.2
TM USTgtVal 35.15 0.91 0.5 3.0 StraValDivIS 5.13 0.09 -6.9 2.9 SmCapGrwI 33.07 0.46 27.7 70.6 DivGrowK 30.63 0.61 0.4 21.6 StrDivIncI 16.53 0.23 9.2 28.5 CoreAll A p 22.11 0.35 15.6 37.6 EqindxGS2 40.35 NA NA NA DivrsDiv p 20.23 0.17 -0.6 14.3
TMMktwdVa 32.33 0.81 1.5 17.3 UltraShortI 9.21 0.01 2.2 8.0 StrInI 12.96 0.07 6.4 15.4 DivGth n 30.67 0.61 0.4 21.2 TaxFrB nr 12.09 0.03 4.2 14.9 CvtSc A p 30.42 0.43 42.0 86.2 EqIndxGS4 n 40.33 NA NA NA EqIncA 11.12 0.21 9.5 19.5
TMMttVa2 29.94 0.75 1.7 17.8 ShtlncIS 8.71 0.00 3.4 9.9 Total Bd 11.23 -0.03 8.3 18.2 DivIntl n 46.07 -0.16 14.9 28.7 TotalBond n 11.25 -0.03 8.4 18.4 DynaTech A p 134.36 2.02 51.6 117.5 GrAllGS4 n 13.58 NA NA NA EqInvA 17.58 0.29 11.0 24.4
TMUSEq 40.50 0.70 18.1 48.2 FedMuniUl A 10.04 0.00 1.0 4.8 Fidelity Advisor M: DivIntl K6 13.28 0.00 15.4 29.5 TotalBond K6 10.48 -0.04 8.6 18.7 EqIn A p 27.35 0.21 4.4 26.2 GrEqGS2 33.89 NA NA NA EqWtdA p 70.89 1.59 11.5 33.3
US CoreEq1 29.20 0.54 14.1 38.9 Federated Hermes R: Balanced p 26.00 0.24 19.0 41.3 DivIntlK r 45.97 -0.21 15.0 29.2 Trend n 151.77 2.68 41.8 91.3 FlRtDA A p 7.52 0.04 -4.8 -1.3 GrEqGS4 n 33.57 NA NA NA GblAllocA 21.34 0.36 12.7 19.6
US CoreEq2 26.50 0.52 13.3 34.2 KaufmnR r 7.57 0.12 26.2 79.8 EqGr p 16.95 0.29 40.4 89.2 DivStkO n 33.08 0.39 25.1 54.7 Utility n 27.27 -0.23 0.7 25.5 FoundFAlA p 13.62 0.25 0.6 8.1 IntEqGS2 14.50 NA NA NA GblStrIncmA p 3.75 0.04 2.0 7.4
US Micro 22.26 0.58 3.4 9.7 Federated Hermes R6: EqIn p 29.67 0.51 0.2 15.2 Emerg Asia nr 72.23 NA NA NA Value n 11.76 0.21 6.2 17.4 FrkIntlGrthA 20.86 0.23 25.7 51.9 LowDurGS2 13.65 NA NA NA GlbOppA p 80.77 2.54 32.0 43.1
US Small 37.39 0.86 7.7 13.8 FedInstHYBondL 9.93 0.08 5.1 17.6 GrOppM p 141.87 2.42 61.7 165.1 EmrgMktK r 44.23 0.42 28.4 47.2 ValueDisc n 31.92 0.50 6.4 21.0 FSmCoSer r 22.85 0.27 6.8 10.2 MedDurGS2 16.04 NA NA NA Glcoreeq p 17.27 0.26 10.3 20.0
US SmCpVal 34.04 0.82 -0.3 0.0 KaufmnSCL n 59.20 NA NA NA NwInsghtM p 36.93 0.36 20.9 51.5 EmrgMktsDebt 9.41 0.06 3.0 9.1 ValueK 11.77 0.20 6.2 67.4 GoldPrM A p 23.55 -1.53 34.7 79.3 ValEqGS2 18.89 NA NA NA GlGr 36.78 0.79 17.1 33.5
US TgdVal 23.34 0.67 2.0 4.8 StrValL 5.13 0.09 -7.1 3.0 StrInM p 12.77 0.07 6.2 14.5 EmrMkt nr 44.21 0.44 28.3 46.6 Wrldw n 33.21 -2.34 26.9 59.8 GrOp A p 54.84 0.51 40.4 90.2 GlHltCr 47.04 1.17 12.1 51.2
USLCpGr
USLgVa
27.20
37.82
0.36
0.96
19.0
-0.3
56.7
12.6
TtlRtnBdL
Fidelity:
11.72 0.00 8.7 18.5 Fidelity Advisor Z:
CorporateBond 12.88 -0.05 9.7 NS
Eq Inc n
EqDivIncm n
62.55
25.52
0.99
0.44
5.0
1.1
24.2
17.9
Fidelity SAI:
FidSAIEmgMktIndx 16.12 0.01 13.9 19.4
Growth A p
LwDuToRt A
131.45
9.65
-8.96
0.03
26.8
2.6
64.9
7.8
H GrIncA
GrowAlloc p
23.68
17.30
0.62
0.25
2.4
9.6
11.8
22.6
USLgVaIII 25.49 0.64 -0.1 13.0 EmMkt Z 34.89 -0.15 22.6 36.1 EqDivIncmK 25.51 0.43 1.2 18.2 FidSAIIntlIndxFd 12.79 -0.11 5.8 14.1 RisDv A p 78.89 0.41 14.4 43.0
500IdxInstPrem n 128.67 2.18 16.5 48.5 Harbor Funds: Hyld 3.95 0.03 2.1 11.9
USSmCpGr 22.05 0.45 14.5 27.8 FloatRateHighInc 9.24 0.07 1.2 NS EqIncK 62.51 0.99 5.1 24.5 IntlValIdx 9.03 0.24 -3.6 NS SmCpGr A p 29.01 0.33 35.3 78.8
Contrafund K6 18.54 0.16 28.2 67.9 Bond 12.47 -0.03 8.3 17.5 HYMuA 10.08 0.08 2.0 14.1
USSoCoreEq2 19.77 0.37 13.3 34.6 GovtIncome 10.91 -0.11 6.4 NS Europ nr 40.91 0.27 14.2 19.7 LowDurationInc 10.01 0.00 NS NS SmCpVal A p 50.67 1.10 3.8 13.6
EmgMktIdxInstPre n 12.35 0.00 14.2 19.6 CapApInst 113.04 1.38 49.2 102.9 IntlBdA p 5.76 0.11 6.4 10.1
USSustCoreI 29.39 0.53 18.8 48.5 GrOpp 158.48 2.72 62.7 170.2 Export n 19.33 0.19 -10.6 7.2 Muni Inc 10.80 0.02 3.6 NS SmMCpGrA p 49.44 0.72 51.1 92.0
ExtMktIdxInstPre n 81.12 1.62 27.1 49.1 CapApInv pn 107.32 1.31 48.7 100.7 IntlDivA 21.70 0.32 16.7 27.2
USVectorEq 20.40 0.44 5.5 16.4 IntCpAp 28.41 0.06 17.6 40.1 Fidel n 62.46 0.60 23.5 58.3 SAIEmgMktLoVolIx 10.25 -0.08 1.9 NS StrInc A p 9.47 -0.02 2.5 8.6
FidSAIEmerg 13.50 0.29 NS NS InvestGradeBd 8.54 -0.06 8.9 NS FltRateHi nr 9.25 0.07 1.2 10.3 ShortTermBd 10.01 0.00 NS NS IntlGr r 21.67 0.18 27.5 44.2 IntlGrow 35.64 0.46 10.4 21.3
WexUSGov 10.81 -0.05 5.6 18.2 FidSAIIntern 12.57 0.09 NS NS TgtCon A p 14.86 0.07 7.9 18.6 IntlInst r 43.35 0.75 8.2 11.1 IntlGrowA p 52.74 0.67 18.3 24.7
WrdEXUSTARGETVAL 13.20 0.29 2.2 -0.7 NewMktsIncFdZ 14.90 0.09 2.9 NS FocsdStk n 30.46 -3.17 16.8 65.2 TotalBd 10.69 -0.02 8.1 NS TtlRtn A p 10.21 -0.02 6.2 13.8
FIDSerEmgMkt 11.11 0.20 13.8 NS RE Income 11.93 0.11 -2.3 NS FournOne n 55.75 0.70 14.1 35.2 TxFreeBd 10.84 0.04 3.3 NS LgCpValue 19.45 0.37 12.2 37.3 IntlSmCoA 57.52 0.58 19.3 38.9
Dodge & Cox: FidSerToMarket 12.84 0.22 18.3 NS FrankTemp/Franklin C: SmCpGwth 18.30 0.49 31.4 70.1 IntTMIA p 11.42 0.05 2.8 11.3
Balanced n 106.54 2.10 8.2 24.9 StrgInc 12.96 0.07 6.5 NS GNMA n 11.79 0.00 3.6 10.1 U.S.TreBdIdx 10.71 NA NA NA CA TF C t 7.79 0.02 4.4 13.7
FIDSerTresIndxFd 10.00 -0.01 0.8 NS Fidelity Freedom: GovtInc n 10.89 -0.11 6.3 13.9 USMomentumIdx 16.43 0.21 26.5 57.7 SmCpValInst 38.70 0.73 10.8 20.0 InvescoFd p 27.60 0.95 32.0 80.1
GblStock n 13.58 0.48 6.8 18.6 FIDZroExtMktIx n 11.16 -0.03 10.5 NS DynaTech C p 110.10 1.64 50.5 112.6 Harding Loevner: InvGloblFdA 119.65 1.88 24.7 45.2
FAFree2020I p 14.32 0.10 11.4 27.2 GroCo n 34.91 0.64 63.4 122.2 USValueIndex 10.24 0.27 -4.1 NS
Income n 14.91 -0.01 8.6 19.1 FIDZroLgCpIx n 13.20 0.07 17.4 NS Fed TF C t 12.25 0.05 4.5 11.5 EmgMktsAdv n 64.55 1.56 9.1 15.6 LmtdTrmMunInc p 11.55 0.01 3.2 8.6
FAFree2025I 14.61 0.12 12.0 29.0 GroInc n 43.59 0.99 6.8 28.8 Fidelity Selects:
Intl Stk n 44.56 1.47 2.2 5.6 Flex 500 Index 15.82 0.27 16.6 48.6 Growth C t 117.62 -8.98 25.9 61.2 IntlEq 27.62 0.44 16.1 27.6 MnStFndA 54.51 0.86 13.2 38.3
FAFree2035I 15.57 0.19 13.8 34.1 GrowCoK 34.99 0.64 63.6 122.8 Biotech nr 28.03 0.76 34.1 68.3
Stock n 202.57 5.87 7.8 27.2 FlexIntIdx 12.68 -0.02 8.3 16.1 Income C t 2.32 0.02 2.5 11.5 Hartford Funds A: MnStOpA p 23.06 0.41 18.1 42.5
FAFree2045A 13.07 0.19 14.4 34.5 GrowIncK 43.55 0.99 6.9 29.2 Chem nr 14.23 0.03 14.9 -2.4
Domini Funds: FlexUSBdIdx 10.83 -0.06 7.1 16.6 FF2005 n 13.26 0.03 8.3 19.4 GrStrt nr 62.21 0.91 24.3 61.2 Comp nr 107.97 3.84 36.3 81.8 RisDv C t 77.46 0.53 13.6 39.8 BalIncA 15.68 0.07 7.0 21.8 MnStSmCpA p 27.00 0.40 7.1 25.9
Intl Eq Instit 8.31 0.09 3.7 5.0 Freedom2060K 14.02 0.21 15.6 34.6 FF2010 n 16.67 0.07 9.5 22.0 GwthDiscovery n 53.80 0.93 40.8 91.2 ConStap nr 95.57 1.03 9.9 23.9 Utils C t 19.48 -1.95 -2.8 18.8 CapAppA p 44.26 0.81 18.3 48.9 ModInvA 12.69 0.14 9.5 23.7
US Equity Inv pn 30.38 0.39 27.0 53.4 GlexUSIdxInstPre n 14.25 -0.05 8.3 16.0 FF2015 n 13.82 0.08 10.6 24.3 HighInc nr 8.71 0.06 1.6 13.7 DfAero nr 16.50 0.50 -7.6 18.4 FrankTemp/Franklin R: Chks&Bal p 10.44 0.12 12.0 33.3 MunInA 13.68 0.06 3.8 13.4
DoubleLine Funds: GrowthCompanyK6 18.91 0.36 64.4 NS FF2020 n 17.58 0.14 11.8 26.6 Indepndnc n 45.73 0.39 24.9 57.2 Energy nr 25.00 1.05 -29.5 -37.9 FrkDynTchR6 140.84 2.13 52.1 119.8 DiscpEqA p 40.62 0.57 16.2 53.7 QualityIncomeA 11.92 0.02 5.2 11.4
CoreFxdIncmI 11.30 NA NA NA HighIncome C 8.71 0.06 1.6 NS FF2020A p 14.18 0.10 11.1 26.3 IntBd n 11.34 -0.05 6.3 14.5 Gold nr 29.77 0.99 23.0 54.0 FrkGrthR6 131.68 -9.23 27.2 66.6 DivGth A p 28.26 0.52 7.8 31.3 RchHiYldMuniA 7.92 0.06 4.8 31.2
CorFxdIncN n 11.29 NA NA NA InflPrBdIndInsPr n 11.02 0.01 9.6 17.6 FF2025 n 15.71 0.13 12.5 28.1 IntGov n 10.90 -0.04 5.2 11.5 Health nr 34.02 0.63 22.6 74.5 FrkIncR6 2.27 0.02 3.3 14.2 EqInc t 20.10 0.23 3.7 21.2 RealEst p 18.34 0.25 -10.0 8.9
EmgMktIncmI 10.46 0.03 2.8 11.2 IntlIdxInstPrem n 45.51 0.50 5.9 14.2 FF2025A p 14.45 0.12 11.8 28.0 IntlCapiApp K6 15.32 -0.01 18.3 41.7 HlthCareSrvPt r nr 122.18 3.56 17.5 57.7 FrkRisDivR6 78.76 0.35 14.8 44.5 FltRateA t 8.26 0.03 0.5 8.1 RisingDivA 22.87 0.30 11.2 35.8
FlexibleIncomeI 9.51 NA NA NA IntlIndex n 11.13 -0.04 6.8 NS FF2030 n 19.62 0.20 13.3 30.4 IntlDisc n 51.25 -1.21 17.2 26.8 Ind n 37.72 0.70 11.5 24.1 FrkSmCpGrR6 32.51 0.38 35.9 80.9 GrOppty t 61.26 1.06 55.6 107.3 RochAMTFrMuni 7.83 0.04 6.7 29.4
GlobalBondN 10.86 0.04 3.8 6.0 IntrTresBdIxPrem n 11.88 NA NA NA FF2035 n 16.79 0.22 14.6 32.9 IntlEnhIdx n 10.22 0.12 5.4 8.6 ITSvs n 94.85 1.54 27.0 94.7 FrkTotRtnR6 10.28 -0.02 6.5 15.0 GrowAllA p 14.25 0.17 10.7 26.9 RochCAMuni 9.17 0.03 5.6 24.8
InfraIncomeI 10.57 -0.02 4.6 13.8 LgCpGwId InstPre n 23.31 0.38 34.4 83.7 FF2035A t 15.41 0.19 13.5 33.1 IntlGrRet n 18.02 0.06 13.2 37.4 MdTchDevis n 75.57 2.50 28.6 93.7 MutShrR6 25.50 0.57 -5.5 7.5 Hlthcare 45.22 1.01 20.0 57.2 RochLmtTrNYMuni p 3.06 0.01 2.7 21.4
LowDurBdI 9.96 NA NA NA LgCpVlIdxIstPrem n 13.37 0.24 2.0 19.6 FF2040 n 11.86 0.18 15.5 34.2 IntlScOpps nr 23.71 0.35 15.1 31.8 Multimedia nr 83.25 1.88 33.1 69.6 TempGlbBndR6 9.74 -0.02 -4.6 -3.9 MidCap A p 36.43 0.77 19.2 48.0 RochPAMuni 11.41 0.04 4.3 29.0
LowDurBdN n 9.96 NA NA NA LTTrsBdIdxInstPr n 15.72 -0.81 15.9 30.7 FF2040A p 16.66 0.24 14.4 34.5 IntlSmCap nr 29.75 0.37 6.8 12.5 Pharm n 25.03 0.31 10.6 57.4 TmpGrthR6 23.63 0.47 4.8 5.5 Muti-AstIncGw 20.75 0.03 4.5 15.1 RoMu A p 17.03 0.09 4.8 29.3
ShillerEnhCAPEI 18.17 NA NA NA MidCpInxInstPrem n 26.99 0.54 14.9 37.9 FF2045 n 13.51 0.21 15.5 34.3 IntMu n 10.84 0.02 4.1 12.7 Retail nr 23.65 0.16 40.5 90.1 FrankTemp/Mutual A&B: ShtDur 10.08 0.02 3.4 10.3 SenFltRtA 6.79 0.04 -5.4 -3.4
ShillerEnhCAPEN n 18.16 NA NA NA NewMkt I 14.90 0.09 2.8 NS FF2050 n 13.60 0.21 15.5 34.2 InvGB n 8.52 -0.07 8.7 19.1 Semiconductors r nr 16.74 0.82 43.4 110.6 Beacn A 15.96 0.36 -0.9 15.7 TotRBdA p 11.25 -0.03 8.1 18.3 ShortTerm p 8.67 0.01 3.0 9.0
TotRetBdI 10.68 -0.05 3.6 11.8 OTCK6Port 16.70 0.38 43.6 NS FrdmBlen2025 K6 11.69 0.09 12.3 NS InvGrBd 11.83 -0.04 8.9 19.5 Softwr nr 26.75 0.29 39.1 109.2 Shares A 25.14 0.55 -5.8 6.5 Hartford Funds C: SmCpGr 49.41 0.43 45.4 66.4
TotRetBdN n 10.68 -0.04 3.4 11.0 RealEstIdxInst n 14.87 0.31 -11.0 4.9 Free2045L 13.19 0.19 14.7 35.5 JpnSmCo nr 17.43 -0.37 2.8 8.6 Tech nr 29.66 0.29 55.1 117.6 FrankTemp/Temp A: Bal IncC 15.42 0.07 6.2 19.1 SP IncomeA 3.29 0.23 -16.7 -14.3
Driehaus Funds: SAIRealEstIndxFd 10.62 0.22 -10.8 5.2 Free2050I 13.18 0.19 14.7 35.6 LargeCap n 35.42 0.87 7.6 31.0 UtilGr nr 91.59 -1.37 -1.7 27.0 DvMk A p 25.34 0.53 15.9 25.2 Hartford Funds I: Tech p 71.27 1.40 43.0 95.8
EmMktsGr n 48.68 1.13 23.1 33.8 SAIUSLgCpIndxFd 19.87 0.33 16.3 48.3 Free2055 n 15.54 0.24 15.5 34.2 LCapCrEIdx n 19.17 0.29 16.5 45.9 Fidelity Series: Frgn A p 7.18 0.14 -1.2 -3.2 BalIncI 15.69 0.08 7.2 22.7 Invesco Funds C:
Dupree Mutual Fds: SeriesBondFd 10.73 -0.08 7.0 NS Free2060Investor 14.99 0.19 14.0 35.5 LCapGrEIdx n 28.49 0.43 32.6 71.0 Canada 11.76 0.29 4.2 15.7 GlBond A p 9.79 -0.02 -4.9 -4.9 CapAppI 44.58 0.82 18.6 50.2 EqWtdC 67.28 1.53 10.7 30.4
KYTF n 8.00 0.00 4.0 12.5 SeriesOverseas 12.18 0.10 13.0 NS Freedom2010 K 16.66 0.07 9.6 22.2 LevCoSt n 39.67 0.82 22.5 43.7 FASeriesEqGroFd 20.16 0.35 42.3 96.0 GlSmCo A p 10.71 0.21 11.0 15.7 DivGthI 28.11 0.52 8.1 32.4 RchHiYldMunC 7.89 0.06 4.2 28.8
SerLTTreBdIdx 9.97 NA NA NA Freedom2015 K 13.81 0.08 10.7 24.6 LgCpVHIdx n 14.18 0.25 3.5 20.2 HthCarZ 72.91 1.39 19.8 NS Growth A p 23.58 0.47 4.5 4.5 EmrgMktEqInv r 19.84 0.52 19.6 27.3 SenFltRtC 6.79 0.03 -6.2 -5.7
E SmCpIdxInstPrem n 24.11
STBdIdx InstPrem n 10.33
0.49
-0.02
14.9
4.5
29.2
10.9
Freedom2015 K6 13.78 0.08 10.8 24.9 LmtTrmMuniIncm n 10.86 0.01 3.1 8.9 IntMuni Z 10.86 0.02 4.1 NS World A p
FrankTemp/Temp Adv:
14.02 0.23 2.8 7.2 EqIncI
FltRateI
19.97
8.25
0.22
0.03
4.0
0.8
22.1
9.0
TEHYC
Invesco Funds Instl:
10.04 0.07 1.2 11.6
Freedom2020 K 17.56 0.13 11.8 26.8 LowP nr 50.28 1.39 7.9 23.3 STCrFd 10.23 -0.01 3.9 11.0
Eaton Vance Class A: STTreIdx InstPre n 10.81 -0.04 4.2 10.1 Freedom2020K6 17.53 0.13 12.0 27.2 LowPriStkK r 50.23 1.39 8.0 23.7 Fiera Capital: Frng Adv 7.08 0.14 -1.0 -2.4 GrowOppI t 65.60 1.14 56.0 109.0 IntlGrow 36.41 0.47 10.7 22.5
AtlCpSMID p 32.25 0.81 8.5 38.9 TMktIdxInstPrem n 106.87 1.87 18.3 48.7 Freedom2025 K 15.69 0.13 12.5 28.5 LowPriStkK6 12.91 0.36 8.0 24.3 EmgMkt Inst 57.40 0.79 17.2 12.9 GlBondAdv p 9.74 -0.02 -4.7 -4.3 IntlAlphaInv p 16.05 0.22 21.4 36.2 SmCpGr 57.84 0.52 45.9 68.2
DivBldrA 16.79 0.22 10.6 39.5 TotalMarketIndex n 13.21 0.06 16.5 NS Freedom2025K6 15.68 0.14 12.7 29.0 LtdTmBdFd n 11.95 -0.01 4.8 12.0 First Eagle Funds: TGlTotRAdv 9.98 -0.01 -6.2 -4.1 MidCap 37.91 0.80 19.4 49.1 Invesco Funds P:
FloatRt 8.99 0.04 1.5 9.3 TtlIntIdxInstPr n 13.24 -0.03 8.4 15.8 Freedom2030 K 19.61 0.20 13.4 30.7 MagellanK 12.73 0.11 25.0 58.3 GlbA 60.48 -0.60 6.9 18.5 FrankTemp/Temp B&C: MunOpptI 9.06 0.03 4.0 14.4 Summit P pn 30.51 0.41 38.1 89.9
FltgRtAdvg p 10.38 0.05 0.8 9.9 USBdIdxInstPrem n 12.39 -0.09 6.9 16.2 Freedom2030K6 19.59 0.21 13.6 31.2 Magin n 12.75 0.11 25.0 58.0 Gold p 24.77 0.35 27.3 54.7 GlBond C p 9.82 -0.02 -5.2 -6.0 StrInc 9.39 0.03 11.2 23.2 Invesco Funds Y:
Inc Bos 5.55 0.03 3.8 14.6 USSusIdx n 15.99 0.03 16.6 50.4 Freedom2035 K 16.77 0.22 14.7 33.3 MAMun n 12.63 0.01 4.0 12.3 OverseasA 25.26 0.17 5.7 12.5 Frost Family of Fund: WorldBond 10.70 0.00 1.5 9.8 BalancedRiskAllY n 11.25 0.00 6.4 15.6
LgCpVal 20.92 0.22 1.5 24.3 Fidelity Adv Focus A: Freedom2035K6 16.76 0.23 14.8 33.9 Manager40 n 13.17 0.08 11.1 24.7 US Val A t 18.60 0.03 5.2 19.6 FrTRInst 10.25 NA NA NA Hartford Funds Y: DevMktY n 51.98 0.83 14.0 28.7
NatlMuniInc 10.37 0.03 5.2 15.7 HthCarA r 66.48 1.26 19.4 65.4 Freedom2040 K 11.86 0.18 15.6 34.6 Manager60 n 14.77 0.14 13.5 29.6 US Val I r 18.95 -0.01 5.4 20.6 DiscpEq 41.26 0.58 16.5 55.1 DiscovY n 134.55 1.87 41.9 92.1
ShDurGovIncFd 8.12
ShDurStratIncFd 7.31
0.01
NA
2.4
NA
6.3
NA
TechA t
Fidelity Adv Focus C:
91.60 2.13 55.5 119.6 Freedom2040K6 11.83
Freedom2045 K 13.49
0.18
0.20
15.7
15.5
35.2
34.6
McpVl n
MegaCpStk n
23.19
16.44
0.52
0.40
0.2
11.0
1.4
37.3
FMI Funds:
IntlInvst n 31.86 0.61 -1.5 5.9
G DivGthY
IntOppY
29.08
20.16
0.53 8.1 32.5
0.30 17.0 22.4
EqWtdY n
GlblOppY n
71.76
82.49
1.62
2.60
11.8
32.2
34.3
44.1
TMG1.0 n 1655.32 32.34 21.2 52.1 HthCarC p 51.72 0.98 18.6 61.8 Freedom2045K6 13.47 0.21 15.7 35.3 MidCap n 38.10 0.67 9.5 29.8 LgCapInvst n 21.48 0.19 8.7 31.0 Gabelli Funds: MidCapY 45.24 0.96 19.6 49.3 GloblY n 120.20 1.89 25.0 46.2
TMG1.1 74.57 1.45 20.8 50.6 Fidelity Adv Focus M: Freedom2050 K 13.59 0.21 15.6 34.7 MidCapEnIdx nr 17.32 0.33 12.5 28.1 FPA Funds: ABC pn 10.48 0.05 2.6 8.0 Hartford HLS Fds IA: IntGrowY n 52.48 0.68 18.6 25.6
TMG1.2 33.48 0.65 20.6 50.0 Tech p 85.55 1.99 55.2 118.0 Freedom2050K6 13.58 0.20 15.7 35.2 MidCapStkK r 38.13 0.66 9.6 30.1 FPACres n 35.82 NA NA NA Asset pn 59.84 0.71 8.8 24.5 Balanced 31.98 0.26 10.6 30.3 IntlBdY n 5.76 0.11 6.6 10.9
WW Hlth Science p 13.70 0.22 10.7 49.3 Fidelity Advisor: Freedom2055 K 15.54 0.24 15.6 34.7 MIMun n 12.76 -0.01 4.9 14.0 NwInc n 10.00 -0.01 2.3 8.8 SmCapG n 41.74 0.88 10.2 14.0 CapApp 52.66 0.95 19.5 47.9 IntlSmCoY n 57.09 0.58 19.5 40.0
Eaton Vance Class C: SrsAdvIntlCapApp 28.38 0.08 17.6 39.7 Freedom2055K6 15.53 0.24 15.7 35.3 MNMun n 12.17 0.00 4.4 13.1 Franklin A1: SmCpGrwI 43.34 0.91 10.5 14.9 DiscEqui 17.15 0.24 16.0 54.1 RocMuniY n 17.04 0.09 5.1 30.4
FltgRtAdvg p 10.37 0.06 0.4 8.4 StragInc n 12.95 0.07 6.4 NS Freedom2060 n 14.03 0.22 15.4 34.2 MtgSec n 11.56 -0.03 4.0 11.7 AZ TF A1 p 11.06 0.03 3.9 12.6 Util A p 7.79 -0.04 -4.1 7.9 Div&Grwth 22.59 0.43 7.9 32.6 Sel40Y n 4.82 0.28 -21.4 -21.8
Eaton Vance Class I: TotBdFdClZ 11.24 -0.02 8.6 18.8 Idx2015InsPre 15.15 0.06 10.2 25.6 MuniInc n 13.53 0.00 3.9 14.4 CA TF A1 p 7.80 0.02 4.8 15.5 GAMCO Funds: IntlOpp 18.99 0.28 16.8 22.4 CoreBdY n 7.06 -0.02 8.8 18.9
AtlCpSMID 36.75 0.92 8.8 39.9 Fidelity Advisor A: Idx2020InsPre 16.45 0.09 11.1 27.8 NASDAQ nr 157.42 3.24 39.7 88.3 CAHY A1 p 11.31 0.05 4.0 15.9 GwthAAA pn 89.17 1.51 35.5 88.7 MidCap 42.14 0.88 19.6 49.5 IVA Funds:
FloatRtHiInc 8.58 0.04 2.0 10.8 AdvMdCpIIA p 22.05 0.37 14.2 21.8 Idx2025InsPre 18.32 0.12 11.9 29.5 NewInsights Z 39.82 0.40 21.7 54.4 CAInt A1 p 12.19 0.01 3.2 10.2 Gartmore Funds: SmCpGrwth 35.82 0.65 25.1 53.4 Intl I r 15.10 0.17 -5.0 -4.5
FltgRt 8.69 0.03 1.7 10.0 AdvStrDivInA p 16.46 0.23 9.0 27.6 Idx2030InsPre 19.12 0.15 12.5 31.7 NewMill n 39.27 0.85 4.5 24.6 Fed TF A1 p 12.26 0.05 5.0 13.4 NationwideInstSv 27.78 0.48 21.1 51.0 Stock 95.94 0.97 10.9 47.4 WorldwideA t 16.42 0.17 -1.4 3.2
GblMacAbR 8.80 0.07 3.4 9.8 BalancA t 25.66 0.24 19.2 42.4 Idx2035InsPre 20.77 0.22 13.4 34.2 NewMkt nr 14.90 0.09 2.9 6.3 FedInt A1 p 12.35 0.03 3.9 9.9 Gateway: TotRetBd 11.89 -0.03 8.2 19.1 WorldwideI r 16.50 0.16 -1.3 3.9
IncBos 5.55 0.03 4.1 15.2 BioTech 35.54 0.36 27.9 60.4 Idx2040InsPre 20.76 0.26 14.1 35.7 NJMun nr 12.52 0.05 4.4 15.4 FedL T TF A1 10.64 0.01 2.6 7.6 GatewayA 36.46 0.23 5.9 12.7 UltraShBd 10.09 0.00 1.4 6.0 Ivy Funds:
LgCpVal 21.02 0.22 1.7 25.3 DivIntlA 28.09 0.18 15.2 28.4 Idx2045InsPre 21.54 0.27 14.1 35.7 NYMun n 13.58 -0.01 3.4 12.6 HiInc A1 1.87 0.01 5.7 16.6 GE Elfun/S&S: Heartland Funds: AssetStrA p 23.88 0.39 11.0 29.9
NatlMuniInc 10.37 0.03 5.4 16.6 EqGrA p/r t 17.43 0.30 40.8 90.7 Idx2050InsPre 21.58 0.28 14.2 35.7 OHMun n 12.51 -0.05 3.9 12.4 HY TF A1 p 10.27 0.05 4.7 15.4 RSPIncm n 12.40 -0.03 7.4 16.9 Val Inv n 42.44 1.41 10.1 13.4 AssetStr I r 24.26 0.39 11.3 31.0
Eaton Vance Funds: EqInA 28.83 0.49 0.4 16.0 Idx2055InsPre 17.74 0.23 14.2 35.7 OTC n 17.12 0.38 42.7 96.1 IncomeA1 p 2.29 0.02 3.1 13.5 RSPUSEq n 69.78 1.00 21.8 58.0 Hennessy Funds: BalancedA p 27.24 0.38 12.1 33.4
CoreEqA t 16.93 0.21 18.7 51.0 GwthAdv p 31.90 NA NA NA MultiAstInc 16.78 0.21 12.1 22.4 RschA p 52.92 0.65 14.7 47.7 BdIdx n 11.25 -0.04 6.7 16.0 JennMidCapGrowth 29.77 0.45 35.8 72.7 RAEPLUSIntl 6.96 NA NA NA MCapGro p 110.89 2.00 20.4 55.6
EmgMktEqFdI 27.75 0.60 31.0 33.5 Inv Bal p 16.50 NA NA NA ShDurTxFr 15.87 0.03 1.8 7.1 TechA p 66.88 0.81 41.8 101.7 CAIntTxEx n 11.10 0.01 4.3 12.7 JennUtility 15.88 -0.28 2.7 28.7 RAEPLUSSml 10.45 NA NA NA R2020A p 24.43 0.25 11.5 27.0
HiIncA p 6.95 0.09 3.6 13.4 InvCon p 13.56 NA NA NA ShtDurIncmA p 4.20 0.00 2.5 9.4 TotRA p 21.32 0.12 8.6 23.8 EmMktsEqIdx nr 13.89 0.24 14.0 19.1 NationalMuni 15.20 0.04 3.3 12.2 Pioneer Funds A: R2030A p 29.23 0.38 13.8 31.5
HiIncI r 6.95 0.09 3.8 14.2 InvG&I p 19.13 NA NA NA TaxFr p 11.93 0.06 3.9 15.2 UtilA p 23.11 -0.18 3.3 29.2 FixIn n 10.84 -0.01 7.2 16.4 ShrtTermCorpBond 11.39 0.01 4.7 11.9 AMTFreeMuniA p p 15.59 0.00 5.8 17.0 R2035 21.75 0.31 14.8 33.2
IntlCorEqI r 18.82 0.38 6.3 9.2 InvGrwt p 23.33 NA NA NA TotRet p 10.89 -0.02 6.4 14.4 ValueA p 45.07 0.49 2.8 20.9 GlbREIdx nr 10.10 0.12 -9.1 6.5 TotalReturnBond p 15.09 NA NA NA BondA 10.17 0.00 7.4 16.2 R2040A p 31.05 0.48 15.8 34.8
LgCpGwthA p 30.08 0.27 27.2 82.1 LgCpGwth p 60.06 NA NA NA ValOpps p 18.73 0.32 12.5 22.9 MFS Funds Class C: HiYFxInc n 6.68 NA NA NA PGIM Funds Cl C: CoreEqA 22.45 0.34 19.5 44.2 Ret2045-A p 21.39 0.34 16.3 35.8
LgCpGwthl r 32.17 0.29 27.6 83.8 MdCpGrw p 45.84 NA NA NA Lord Abbett C: ConAllC p 17.34 0.08 9.2 22.9 HiYMuni n 8.88 0.07 3.2 13.3 TotalReturnBond 15.07 NA NA NA DiscGrA 18.15 0.27 31.5 69.9 Ret2050-A p 18.02 0.29 16.3 35.7
LtdTrmI r 11.10 0.00 3.8 9.5 MdCpVal p 37.99 NA NA NA BdDeb 8.36 0.05 5.7 14.5 GrAllC p 23.79 0.23 11.1 31.8 IntlEqIdx nr 13.44 0.13 5.6 13.5 PGIM Funds Cl Z: EqIncA 36.09 0.66 0.1 15.2 Price Funds - R Cl:
MidCapI 42.86 0.90 43.4 103.1 ShrtDurBd p 11.16 NA NA NA FloatRt p 8.25 0.05 -3.1 2.6 Growth C t 118.53 1.37 27.3 80.4 IntTxExpt n 11.01 0.01 4.2 12.4 GlobalRealEstate 22.36 NA NA NA HighIncMuniA 7.29 0.02 0.6 14.8 BlChipR p 155.21 1.53 32.7 78.1
MdCpGwthA p 39.03 0.82 42.9 100.8 Sm Cap p 57.28 NA NA NA ShtDurIncmC t 4.23 0.01 1.9 7.6 ModAllC p 20.16 0.15 10.6 28.1 MidCpIdx n 21.34 0.38 10.4 24.0 HighYield 5.50 NA NA NA MdCapVa 23.34 0.30 0.7 5.3 ExtIndex nr 36.87 0.76 26.1 46.8
MuniHighIncA t 5.06 0.01 3.5 12.0 SmCapGrw p 25.28 NA NA NA Lord Abbett F: TotRC t 21.48 0.14 7.8 21.0 ShIntTaxFr n 10.65 0.01 3.4 9.2 JennGrowth 68.28 0.84 50.9 105.2 PioFdA 34.12 0.48 22.3 59.4 GrowthR p 91.60 1.30 33.2 74.0
ScTechA p 96.73 3.76 35.2 95.0 SR2020 p 18.74 NA NA NA BdDeb 8.33 0.05 6.5 17.2 ValueC t 44.52 0.47 2.1 18.2 SmCapIdx n 15.17 0.31 14.5 27.9 JennHealthSci 64.55 NA NA NA SelMCGrA 52.20 0.94 33.4 70.7 R2020R p 24.15 0.25 11.2 26.1
ScTechI r 109.47 4.25 35.4 96.2 SR2030 p 20.76 NA NA NA DevGt p 30.02 -0.03 58.5 130.1 MFS Funds Class I: SmCpVal n 19.79 0.42 -3.9 -0.7 JennMidCapGrowth 34.92 0.53 36.2 74.2 StratIncA p p 11.34 0.05 6.2 15.1 R2030R p 28.91 0.38 13.6 30.5
SmCapGrA t 21.62 0.30 27.9 54.9 SR2040A p 23.66 NA NA NA FloatRt p 8.24 0.05 -2.5 4.9 BondI 15.81 -0.04 10.4 23.3 StkIdx n 42.52 0.72 16.4 48.1 JennSmallCompany 27.87 NA NA NA Pioneer Funds Y: R2040R p 30.77 0.48 15.5 33.8
SmCapGrI r 30.23 0.42 28.3 56.7 USEquity 19.49 NA NA NA HiYld p 7.36 0.06 3.5 13.5 ConAllI 17.82 0.09 10.2 26.6 TxExpt n 11.12 0.02 4.6 13.9 TotalReturnBond 15.03 NA NA NA AMTFreeMuniY 15.53 0.00 6.0 17.7 Ret2025-R p 19.69 0.23 12.5 28.5
ValAdv t 35.76 NA NA NA HYMuniBd 12.48 0.11 2.3 19.5 Growth I 163.43 1.92 28.5 85.9 Nuveen Cl A: PIMCO Fds Admin: BondY 10.08 0.00 7.8 17.5 Ret2035-R 21.45 0.31 14.6 32.2
J JPMorgan C Class:
InvBal p 16.19 NA NA NA
Income
IntrTxFr
3.01
11.28
0.00
0.04
7.1
3.4
18.2
13.2
IntNwDI
MCapI
38.42
28.77
0.28
0.40
7.1
28.5
21.9
81.0
AAMunBd p
CAMunBd p
12.09
11.69
0.07 4.7 15.0
0.02 4.8 13.8
RealRetAd p
TotRtAd p
12.30
10.93
NA NA NA
-0.04 7.9 16.4
SelMCGrY
StratIncY p p 11.34
58.25 1.06 33.7 72.0
0.05 6.5 16.3
Ret2050-R
PRIMECAP Odyssey Fds:
17.82 0.29 16.0 34.7
JamesBalGR A n: InvConsvGr t 13.49 NA NA NA NatlTxF p 11.92 0.06 4.0 15.6 MCpValI 26.16 0.35 3.0 20.3 HiYldMuBd p 17.44 0.23 1.5 16.3 PIMCO Fds Instl: Price Funds: AggGrowth nr 56.32 1.01 25.4 48.0
JamesBalGR A n 21.31 0.13 0.8 1.5 JPMorgan Funds: ShtDurIncm 4.20 0.01 2.6 9.7 MIGI p 40.97 0.67 20.5 74.4 IntDMunBd p 9.60 0.04 3.6 12.6 AllAsset 12.29 NA NA NA 2050RetFd n 18.23 0.30 16.6 36.8 Growth nr 46.69 0.87 14.0 37.3
Janus Henderson: Fl EmMktEq L 41.41 NA NA NA ShtDurTxF p 15.87 0.02 1.9 7.5 MITI 35.37 0.38 12.4 43.5 LtdMnBd p 11.35 0.04 3.0 10.0 AllAssetAuth r 8.29 NA NA NA Balnanced n 27.85 0.27 13.1 31.3 Stock nr 37.54 0.87 8.8 30.7
Balanced C 40.43 0.33 11.7 36.5 MdCpVal L 39.10 NA NA NA TotRet 10.89 -0.01 6.5 14.8 ReInT t 22.47 0.09 9.8 23.9 NYMunBd p 11.22 0.05 3.0 11.7 CommodtyRR 5.59 -0.01 -5.0 -5.1 BdEnhIdx nr 11.82 -0.05 7.4 16.8 Principal Investors:
Balanced S 40.91 0.34 12.3 38.7 USEquity L 19.60 NA NA NA Lord Abbett I: RetBdI 11.59 -0.03 8.1 17.9 Nuveen Cl I: DivInc 11.35 0.03 5.4 18.2 BlChip n 165.78 1.65 33.3 81.0 CapApprA p 57.32 0.83 16.2 50.1
Balanced T n 41.00 0.34 12.5 39.8 JPMorgan I Class: BdDebentr 8.29 0.05 6.5 17.4 RschI 54.50 0.68 15.0 48.9 HYMunBd 17.44 0.23 1.7 17.1 EmMktsBd 10.80 0.06 5.1 16.5 CA Bond n 11.89 0.04 3.8 12.9 ConBalA p 13.02 0.10 7.7 20.3
Contrarian T n 26.67 0.45 25.0 72.4 CoreBond 12.46 NA NA NA DevlpGro 35.75 -0.03 58.7 130.8 TotRI 21.32 0.13 8.8 24.7 Nuveen Cl R: EmrgMktCur&STInv 8.08 NA NA NA Communica&Tech n 187.31 1.68 51.3 104.5 EqIncIA p 35.00 0.47 4.3 28.0
Enterprise Inst 92.11 2.24 16.8 59.5 CorePlusBd 8.84 NA NA NA FloatRt 8.25 0.05 -2.4 5.3 ValueI 45.34 0.49 3.0 21.8 CAMunBd 11.71 0.03 5.0 14.5 ExtdDur 10.39 NA NA NA CorpInc n 10.29 -0.02 6.7 18.8 FlIncA p 12.99 0.06 5.7 17.0
Enterprise T n 165.50 4.10 17.5 58.7 EmMktEq I 41.07 NA NA NA HiYld 7.40 0.06 3.6 13.7 MFS Funds Instl: IntDMunBd 9.63 0.04 3.8 13.4 GlblBdOppUSH 10.73 NA NA NA DivGro n 59.27 0.82 12.2 46.0 HighYldA p 7.26 0.05 5.2 13.6
FlxBnd T n 11.34 -0.01 9.8 19.0 EqInc 19.46 NA NA NA ShtDurInc p 4.20 0.01 2.7 10.3 IntlEq 30.23 0.29 8.5 26.9 LmtTrmR 11.31 0.04 3.2 10.6 HiYld 9.04 0.06 4.5 17.2 DvsfMCGr n 46.45 0.83 26.7 71.4 HiYld IN 9.34 0.08 4.4 13.8
Forty S 48.40 0.55 34.8 89.3 EqIndx 55.85 NA NA NA LSVValEq : Morgan Stanley Fds A: NYMunBd 11.23 0.05 3.2 12.4 HiYldMuniBd 9.61 0.07 5.0 19.6 EmgMktB n 11.48 0.11 3.2 7.3 InfPro IN 9.40 0.02 9.4 16.9
GlbEqIncA 6.66 0.09 0.7 4.1 GrAdv r 33.23 NA NA NA LSVValEq 26.95 0.67 -1.9 6.0 InsightA p 87.95 1.22 115.8 235.3 Nuveen Fds: IntlBdUnhedged r 10.52 0.10 10.0 14.0 EmMktS n 53.90 1.32 15.1 26.5 LgCpStA p 22.82 0.38 16.0 46.6
GlbResch T nr 98.87 1.87 17.4 43.4 GvBd 11.27 NA NA NA Morgan Stanley Fds I: RealEst 18.70 0.27 -6.8 11.1 IntlBdUSH 11.10 0.01 5.4 15.8 EqInc n 31.91 0.94 1.5 16.8 LgIndxI 22.85 0.39 16.3 47.9
GblResh Inst 62.39
GlLifeSci T nr 74.23
1.17
1.35
17.4
21.6
43.8
67.4
HighYld
IntlEqIndx
7.07
18.91
NA
NA
NA
NA
NA
NA M FxInOpp I
Insight I
5.86
99.02
0.00 4.2 15.3
1.37 116.3 238.1
ShTxFrY 10.22 0.01 2.0 7.0 InvGrdCrBd
LgTmRlRt
11.28
10.84
NA
NA
NA
NA
NA
NA
EqIndex n
Europe n
98.48
23.97
1.66
0.37
16.3
9.1
47.7
22.8
LgIndxJ tn
LT2020 In
22.58
15.12
0.38
0.12
16.1
11.2
46.9
25.5
GlTech T nr
Grw&Inc T n
56.76
65.31
0.93
0.80
46.7
8.0
119.9
36.2
IntmdTFBd
InvConGw
11.27
13.65
NA
NA
NA
NA
NA
NA
MainStay Fds A:
ConvtA 23.35 NA NA NA
Morgan Stanley Inst:
CapGrI 98.85 1.73 113.4 189.9
O LgTrmCrdtBd 13.93
LngDurTotRtrn 12.10
NA
NA
NA
NA
NA
NA
FinSvcs n
GlbGr n
29.00
42.29
0.81
0.58
2.9
39.1
19.3
73.0
LT2020J tn
LT2030In
15.02
16.34
0.12
0.18
11.0
12.8
24.9
29.6
MdCpVal T n 15.66 0.30 -3.0 9.2 LgCpGwth 61.21 NA NA NA HiYldBdA 5.58 NA NA NA CapGrP p 92.76 1.62 112.9 187.7 Oak Associates Funds: LowDur 9.94 0.01 3.2 8.6 GlbStk n 67.80 1.51 48.3 95.7 LT2030J tn 16.27 0.18 12.6 28.9
Resh T n 64.64 0.99 29.7 73.5 MdCpGrw 54.31 NA NA NA IncBldr 20.23 NA NA NA CorPlusFxdIncI 11.97 -0.05 6.8 18.1 RedOakTec n 38.27 NA NA NA LowDurInc r 8.63 0.03 3.9 12.8 GlbTech n 27.58 0.56 68.7 108.8 LT2040I 17.53 0.25 13.8 33.0
SCVal T n 20.99 0.38 -8.8 -0.4 MdCpVal 38.52 NA NA NA LgCpGrA p 11.49 NA NA NA Discovery I 44.85 0.62 133.8 276.5 Oakmark Funds Invest: LTUSG 7.56 NA NA NA GMS-fd n 11.95 0.03 7.3 19.5 LT2040J tn 17.34 0.24 13.6 32.2
Venture T n 100.60 1.72 23.8 53.0 MtgBckd 11.63 NA NA NA TxFrBdA 10.65 NA NA NA DiscoveryA p p 35.12 0.49 133.2 273.4 EqtyInc nr 31.70 0.65 7.9 19.1 ModDur 10.95 NA NA NA GNMA n 9.44 0.00 4.0 9.9 LT2050I 17.76 0.28 14.1 34.2
Jensen I : ShtDurBnd 11.17 NA NA NA MainStay Fds I: GloFranI t 31.61 0.56 10.8 45.1 Global n 31.69 0.83 7.9 15.4 MortgOppBd 11.02 NA NA NA Gr&In n 34.30 0.44 14.1 44.2 MdGrIII Inst 15.45 0.30 30.5 71.2
Jensen I 59.73 1.30 16.6 56.0 SmCap 67.40 NA NA NA EpochGlb r 18.01 NA NA NA IntlEqI 15.97 0.31 8.3 14.2 Oakmark n 89.42 2.30 11.8 26.0 RAEFndmtlAdvPLUS 8.84 NA NA NA Growth n 98.20 1.41 33.9 76.7 MidCpBldA 34.78 0.59 15.6 53.5
JensenQualGrJ n: SmCapGrw 28.61 NA NA NA MacKaySTMuni 9.72 0.01 2.4 6.9 MorganStanleyPathway: OakmrkInt n 25.93 0.98 3.9 1.0 RAEPlusEMG 10.09 NA NA NA HelSci n 103.48 2.95 27.1 70.1 PreSecI 10.44 0.04 4.7 16.5
JensenQualGrJ n 59.72 1.29 16.3 54.9 SR2030 I 20.83 NA NA NA S&P500IdxA 47.21 NA NA NA CoreFxIcm n 8.80 -0.03 8.0 18.2 Select n 47.77 1.76 10.1 7.3 RealRtnI 12.30 NA NA NA HiYield n 6.60 0.04 3.9 15.6 PtrLGI In 21.33 0.26 32.7 89.0
TxAwEq 45.15 NA NA NA EmgMkt n 16.85 0.36 8.2 12.5 Oberweis Funds: RERRStg 8.43 NA NA NA InstEmMEq 49.03 1.19 15.2 26.9 PtrLV In 17.43 0.32 2.4 23.8
John Hancock: TRBd 11.56 NA NA NA
USEquity 19.56 NA NA NA LgCapEq n 23.47 0.42 16.8 45.6 IntlOppInst 15.68 0.16 50.6 45.5 ShortT 9.86 0.00 2.5 6.9 InstFLRfd r 9.65 0.05 1.6 11.3 RealEstSecI 26.42 0.48 -3.3 22.2
500Index1 42.39 0.71 16.2 47.2 Mairs&Power:
USLgCpCorPls 30.12 NA NA NA Sm-MdCapEq nr 21.18 0.49 16.3 34.4 Old Westbury Fds: ShtAssetInv 10.01 0.01 1.2 6.0 InstFRF n 9.64 0.04 1.5 10.8 SAMBalA p 17.12 0.17 9.1 24.8
BondI 16.90 -0.03 8.1 18.4 MairsPwrBal n 107.06 0.85 9.1 27.9
USRechEnhEq 31.90 NA NA NA Munder Funds: AlCpCore n 22.46 0.32 21.9 56.7 StcksPLUSIntlHdg r 8.00 NA NA NA InstHiYld 8.78 0.07 4.0 16.2 SAMGrA p 19.50 0.26 10.5 28.8
BondR6 16.93 -0.03 8.3 18.8 ValAdv 36.02 NA NA NA MairsPwrGr n 145.29 1.69 14.9 42.1 StrGrw A p 21.21 0.33 12.6 32.3
CapApprNAV 23.78 0.29 51.1 105.2 Marsico Funds: MndrIntlSmCpInv r 15.65 NA NA NA FixInc pn 11.84 -0.02 5.7 12.9 StcksPLUSSmall 10.55 NA NA NA LgCapGow I 59.89 0.74 36.0 86.6
JPMorgan Inst Class: Mutual Series: LrgCpStr n 17.01 0.19 12.9 31.5 StkPlsLgDur 9.39 NA NA NA InstLCCoreGr 64.89 0.65 33.3 81.5 ProFunds Inv Class:
ClassicVal I 31.91 1.25 -2.5 3.5 ValAdv L 36.07 NA NA NA Focus pn 27.75 0.43 47.1 99.2 UltNASDAQ-100 n 157.99 NA NA NA
BeacnZ n 16.16 0.37 -0.7 16.6 MuniBd pn 12.63 0.02 4.8 11.6 StksPLS 11.57 NA NA NA LgCpVal 24.27 0.64 2.7 18.3
DispVal I 21.02 0.47 1.4 14.3 JPMorgan R Class: Mass Mutual: Putnam Funds:
GlbDiscA 28.44 0.67 -6.0 5.1 OWstbryNYMuBndFdn 10.65 0.02 3.4 NS StPlTRInst r 12.34 NA NA NA InstSmCap 30.78 0.48 20.2 57.1
DispValMdCpR6 23.54 0.46 5.8 18.5 CoreBond 12.48 NA NA NA SelBluChipGroClI 31.08 0.36 32.1 77.2 GrOpp R6 54.15 -0.87 31.2 88.2
GlbDiscz n 29.15 0.69 -5.8 5.9 Sm&MdCapStrategi n 18.02 0.26 15.7 29.0 TotRetESG 9.85 NA NA NA IntDis n 90.23 1.45 32.1 41.0
DispValR6 21.08 0.48 1.5 14.7 CorePlusBd 8.85 NA NA NA MassMutual Premier: IntEqIdx nr 15.14 0.14 6.9 13.3 Putnam Funds Class A:
GblShrhYldI 11.13 0.16 -1.8 8.3 CoreBdI 11.82 -0.02 7.6 17.7 QuestA t 13.28 0.23 -3.9 1.0 Optimum Funds Inst: TotRt 10.93 -0.04 8.2 17.2
HighYld r 7.07 NA NA NA QuestZ n 13.52 0.23 -3.7 1.7 Fixed Inc 10.44 -0.02 8.4 17.0 TRII 10.35 NA NA NA IntlBond n 9.77 0.07 9.8 14.5 CATx p 8.41 0.03 5.0 14.7
IntlGrwI 35.64 0.03 18.5 36.0 LimDurBd 10.20 NA NA NA MassMutual Select: IntlStk n 20.91 0.34 12.2 26.3 ConvSec 34.39 0.41 39.3 68.7
MdCpIdxI 20.75 0.36 10.1 22.9 BlackRockGlAllCi 13.08 NA NA NA SharesZ n 25.50 0.57 -5.5 7.3 Intl Eqty 14.42 0.38 7.2 13.0 TrndsMgdFutStrgy 10.08 NA NA NA
MtgBckd 11.63 NA NA NA LgCpGrwth 26.15 0.25 31.2 74.1 PIMCO Funds: IntlValEq n 14.37 0.33 1.3 1.9 DvrIn p 6.76 0.06 -1.5 9.2
Science&TechI 40.37 1.12 51.8 112.7 BlChpGrR5 31.02 0.36 32.1 76.7
TotalStkMktIdxI 25.75 0.45 19.1 47.6
ShtDurBnd
SmCpEqR5
11.17
67.68
NA
NA
NA
NA
NA
NA IdxEqI 21.31 0.36 16.4 48.1 N LgCpVal
SmCpGrwth
17.96
21.01
0.22
0.44
1.8
46.7
18.9
82.6
IncomeFd 12.03
StcksPLUSIntlHdg 7.90
NA NA NA
NA NA NA
Japan n
MCapVal n
20.08
30.47
-0.14
0.89
30.7
8.9
47.7
16.7
DynAABalA
DynAAGthA
16.48
18.65
0.18
0.27
10.9
12.4
21.8
24.2
VolBalSrs1 11.73 0.09 0.2 13.5 SmCpVal 25.85 NA NA NA IndxEqR4 n 20.63 0.35 16.0 45.9 MCEqGr 73.61 1.35 20.5 58.1 EqIn p 27.50 0.40 5.3 27.5
VolGrw1 12.02 0.12 -3.2 9.6 MCGrEqIII 29.05 0.52 22.6 58.3 Nationwide Fds R6: SmCpVal 13.86 0.40 -0.1 3.4 TotRet 10.93 -0.04 7.6 15.1
USEqR5 19.61 NA NA NA BdIdxR6 11.77 -0.05 6.5 15.4 Osterweis Strat Income: PIMCO Funds A: MD Bond n 11.05 0.03 3.4 12.1 GeorgePutBal 22.14 0.17 13.9 38.3
John Hancock Class 1: USRechEnhEq 31.86 NA NA NA MCpGrEqIIS 28.69 0.51 22.5 57.8 MidCap n 115.15 2.09 20.8 56.9 GlblEqty p 18.73 0.28 7.5 21.9
BlueChipGrw 58.06 0.57 32.9 79.7 PIMCITRetI 10.87 -0.03 8.5 18.8 IntIdxR6 8.42 0.09 5.5 13.4 OsterweisStrInc n 11.39 0.08 8.3 14.0 AllAsset 12.29 NA NA NA
JPMorgan R5 Class: Nationwide Fds Serv: HiYld 9.04 0.06 4.2 15.9 N Asia n 24.46 0.13 25.6 39.6 GlbHlthCare p 63.85 1.21 13.2 47.2
CapAppr 23.68 0.29 51.0 104.8 Matthews Asian Funds:
LSAggr
LSBalncd
16.68
15.86
0.31
0.20
16.6
13.5
34.0
27.6
SR2020 R5
SR2030 R5
18.85
20.90
NA
NA
NA
NA
NA
NA AsiaDivInv nr 21.99
AsiaGroInv nr 38.19
0.11
0.02
27.5
35.9
27.3
50.8
IDAggr p
IDMod p
9.64
9.91
0.16 10.8 27.2
0.11 9.2 23.5
PQ HiYldMuniBd
IncomeFd
9.61
12.03
0.07
NA
4.7
NA
18.6
NA
N Inc n
NAmer n
9.96
77.10
-0.02
1.00
4.9
40.8
14.2
96.2
GrOpp p
HiYld A p
50.98
5.90
-0.93
0.05
30.5
4.8
85.8
15.4
SR2040 R5 23.82 NA NA NA IDModAggr p 9.91 0.14 10.5 26.7 IntlBdUSH 11.10 0.01 5.0 14.5 New Era n 33.19 0.37 -3.5 -2.5 Incm p 7.42 -0.01 6.2 19.0
LSConserv 13.84 0.06 8.7 18.0 Asian G&I Inv nr 17.52 0.11 12.2 19.0 PACE Funds Cl P:
SRIncome R5 17.71 NA NA NA Natixis Funds: InvstGrCrBd 11.28 NA NA NA NHoriz n 90.02 0.84 51.6 120.9 IntlEq p 26.60 0.41 8.7 13.1
LSGwth 16.51 0.26 15.4 31.1 ChinaInv n 26.52 -0.06 38.7 53.9 IntlEqty P 17.06 0.18 9.3 14.7
JPMorgan Select Cls: InvGradeBdA p 12.10 0.02 10.3 19.4 LowDurA 9.94 0.01 2.9 7.7 OverS SF nr 11.90 0.15 6.3 13.3 NYTx p 8.83 0.03 3.4 12.0
LSModer 14.47 0.13 10.9 22.6 IndiaInv nr 25.57 0.44 9.8 2.4 LgGrEqty P 31.29 0.49 36.3 77.9
SmCpGrL 29.69 NA NA NA InvGradeBdY 12.11 0.02 10.5 20.3 LowDurInc 8.63 0.03 3.5 11.5 QMUSSmCpGrEq n 47.17 0.81 18.8 49.1 ShtDurBd 10.25 0.01 2.9 9.9
MidCapStock 31.90 0.56 55.7 112.4 JapanInv nr 26.99 -0.06 25.5 29.0 LgVEqty P 21.15 0.48 -3.1 7.8
LSGrowthY 23.89 0.30 30.3 69.3 MuniBdA 10.41 0.04 4.9 15.3 SpectConsAllo n 21.82 0.16 10.3 24.1 StDurInc 10.09 0.00 1.3 6.1
StraFxd P 14.90 NA NA NA
RetCho2015
RetCho2025
11.92
13.37
0.03
0.06
6.9
9.4
16.6
22.3 L PacTigerInv nr 35.20
Merger Fd pn:
0.66 22.5 26.4
USEqOppsA 42.99 0.95 21.0 50.6 Pacific Life Funds: RealRtnA 12.30 NA NA NA SpectModerAllo n 27.23
SpectModerGwAllo n 41.20
0.25
0.47
12.8
14.8
30.0
34.7
SustainLdrsFd p 110.22
TFHY 12.85
-7.45
0.08
17.0
3.1
60.7
14.7
RetCho2030 14.35 0.09 11.5 26.5 Merger Fd pn 17.84 0.03 3.9 19.0 Neuberger Berman Fds: PortOptModAggClA p 14.86 NA NA NA ShtTmA 9.86 0.00 2.3 6.1
Laudus Funds: StksPLSTR 12.06 NA NA NA R2005 n 15.06 0.13 9.9 23.3 TxEx p 8.81 0.03 3.8 13.7
RetCho2035 14.80 0.12 12.5 29.2 Meridian Funds: EmgMktInst 22.96 0.57 11.7 13.5 PortOptModClA r 14.08 NA NA NA
USLgCpGr nr 29.86 0.35 34.3 86.7 TotRetA 10.93 -0.04 7.8 16.0 R2010 n 19.92 0.18 10.5 24.7 MtgSec p 12.39 0.11 -1.4 9.4
RetCho2040R4 15.04 0.15 13.1 30.6 Growth n 46.54 0.88 20.0 46.8 EqIncInst 13.29 0.16 2.3 18.2 Palmer Square:
Lazard Instl: PIMCO Funds C: R2015 n 16.11 0.16 11.1 26.1 Putnam Funds Class Y:
RetCho2045 15.26 0.17 13.5 31.4 Value n 42.06 1.19 18.9 38.1 GenesInst 69.82 0.58 19.4 45.0 Income Plus 10.05 0.03 3.3 10.2
EmgMktEq 17.71 0.57 -2.8 -2.3 R2020 n 24.67 0.26 11.7 28.0 EqInc 27.51 0.40 5.6 28.4
RetCho2050R4 13.58 0.14 13.5 31.7 Metropolitan West: HiIncBdInst 8.70 NA NA NA Parnassus Fds: IncomeFd 12.03 NA NA NA
GlbLstInfr 14.82 -0.17 -3.4 12.0 R2025 n 20.10 0.24 13.0 30.4 GrOpp Y 53.73 -0.88 31.0 87.5
RetLiv2020 10.66 0.10 12.0 26.0 HiYldBdI 10.59 0.05 10.7 23.7 IntrinsicValInst 18.62 0.59 19.3 36.0 ParnEqFd n 53.05 0.89 19.6 56.9 TotRetIncC 10.93 -0.04 7.1 13.4
IntlEq 19.72 0.21 6.4 13.3 R2030 n 29.55 0.39 14.1 32.4 Incm 7.56 -0.01 6.3 19.9
RetLiv2025 11.51 0.12 13.8 29.1 IntmBdI 11.14 -0.01 7.1 15.4 LgShInst 16.72 NA NA NA Parnsus n 59.09 1.14 23.6 46.0 PIMCO Funds I2:
IntStrtEq r 16.62 0.18 8.2 21.4 R2035 n 21.90 0.31 15.1 34.1 ShtDurBd 10.27 0.01 3.1 10.8
RetLiv2030 11.95 0.15 15.3 31.7 LowDurBdI 8.91 0.01 3.3 9.4 MidCapGroR6 21.40 0.29 35.4 74.2 Pax World Fds: CommdtyRR 5.57 0.00 -5.0 -5.4
USEQ Concen Inst 18.27 0.28 8.5 35.4 R2040 n 31.41 0.49 16.1 35.9 StDurInc 10.10 0.00 1.4 6.4
RetLiv2035 12.50 0.18 16.5 33.6 TotRetBd n 11.66 -0.03 8.1 17.9 MultCpOptyInst 18.68 0.19 10.4 36.8 SustAll Inv n 26.46 0.14 14.5 34.1 ComPLUSStrtgyFd 4.64 NA NA NA
Legg Mason A: DivInc 11.35 0.03 5.3 17.8 RealEst n 22.62 0.51 -10.2 -0.2
RetLiv2040
RetLiv2045
12.70
12.46
0.20
0.21
17.5
17.8
35.3
35.8
GrowFdClA
Legg Mason I:
16.55 NA NA NA TotRetBdI
TRBdPlan
11.65
10.96
-0.04
-0.03
8.4
8.4
18.6
18.9
NeubCrBdInst 11.08
StrIncInst 11.40
-0.03
NA
8.7
NA
18.1
NA
Paydenfunds:
CoreBd n 11.24 -0.03 6.0 14.7 GNMAGvtSec 11.44 NA NA NA Ret2025A p
Ret2045 n
19.94
21.58
0.23
0.35
12.7
16.5
29.4
36.8
R
John Hancock Funds A: UnconstrBdI 12.07 0.03 4.2 12.2 SustainableEqIns 44.05 0.51 17.2 41.0 EqIncInv n 17.91 0.17 -0.3 20.2 HiYldMuniBd 9.61 0.07 4.9 19.3
IntlGrTrI 65.07 NA NA NA Neuberger Berman Inv: Income 12.03 NA NA NA Ret2045R 21.09 0.34 16.0 34.7 RBB Fund:
BalA 24.12 NA NA NA MFS Funds Class A: HiInc n 6.69 0.05 5.8 20.4
OpporTrI 41.81 1.25 32.8 62.9 Focus n 30.35 0.17 20.2 43.0 IntlBdUSH 11.10 0.01 5.3 15.5 Ret2055 n 18.51 0.30 16.4 36.5 BPSmVal2Inst 25.55 0.63 -0.7 6.2
BondA p 16.90 -0.03 7.9 17.4 AgGrAlA p 28.27 0.30 12.5 38.1 LowDur n 10.25 0.01 3.2 8.5
Longleaf Partners: Genes n 69.88 0.58 19.2 44.3 InvstGrCrBd 11.28 NA NA NA Ret2055 18.34 0.30 16.1 35.6 RBC Funds:
DispVal 21.75 0.49 1.2 13.5 BondA p 15.83 -0.03 10.2 22.5 LtdMat n 9.52 0.01 1.7 7.0
Intl n 17.13 0.43 -3.1 10.5 LowDurInc 8.63 0.03 3.8 12.5 RetBal Inc n 16.89 0.15 10.1 23.7 AccCpCommInvI 9.10 0.00 3.7 9.9
DispValMdCp 22.48 0.44 5.4 17.2 CoEqyA 40.64 0.52 16.2 50.0 Guard n 24.81 0.28 31.5 70.6 Pear Tree:
Partners n 21.93 -0.07 10.4 6.7 LwDur 9.94 0.01 3.1 8.3 SciTec n 61.13 1.45 41.6 95.0 RiverNorth Funds:
FunLgCpCorA p 58.30 NA NA NA ConAllA p 17.64 0.09 10.0 25.8 IntlEqInst r 15.21 0.20 10.7 20.9 ForeignVal I r 22.08 0.63 0.0 5.2
Sm-Cap n 24.03 -0.51 2.5 16.0 Sht-Bd n 4.84 0.00 4.2 10.1 RNDLIncomeI 10.42 NA NA NA
InvGrBdA 11.25 -0.03 7.5 16.4 Growth A p 152.50 1.78 28.2 84.6 LCVal n 37.09 1.25 14.8 41.1 PearValR6 11.54 0.33 0.0 5.4 MuniBd 10.41 0.04 5.1 16.0
Loomis Sayles Fds: SmCap n 51.86 1.18 8.2 19.5 Royce Funds:
IntlGrw 35.49 0.04 18.2 34.9 GlEqA 52.61 0.59 10.9 32.5 MdCpGrInv n 21.20 0.28 35.0 72.7 Perm Port Funds: RealRtn 12.30 NA NA NA
HiInc 6.41 0.06 2.7 10.0 SmCapStk n 62.83 0.97 20.1 56.3 Oppty I nr 15.33 0.52 22.4 27.5
LifeAggr 16.73 0.31 16.3 32.6 GlTotA p 19.74 0.16 7.8 19.3 Neuberger Berman Tr: Permanent n 47.85 1.15 17.4 31.7 ShtTm 9.86 0.00 2.4 6.6
LSBondI 13.61 0.05 1.3 9.9 SpecGr n 27.16 0.49 16.6 37.5 PAMut I nr 10.43 0.27 10.5 26.5
LifeBal 15.98 0.21 13.2 26.3 GrAllA p 24.41 0.24 11.8 34.8 Genes n 69.83 0.57 19.1 43.9 PGIM Funds Cl A: TotRt 10.93 -0.04 8.1 16.9
LSBondR pn 13.54 0.05 1.1 9.2 SpecInc n 13.03 0.09 5.3 14.7 PremierI nr 13.94 0.41 8.2 31.3
LifeConsv 13.87 0.07 8.4 16.8 GvScA p 10.35 -0.04 5.8 12.7 GenesisFdR6 69.79 0.57 19.5 45.4 2020FcA 19.10 0.24 27.1 58.5 PIMCO Funds Instl:
LSCorBndA p 14.20 -0.02 9.5 18.2 SpecIntl n 15.66 0.24 11.2 21.1 SpecEqI nr 18.72 0.54 6.4 7.7
LifeGrw 16.56 0.27 15.0 29.7 HiInA p 3.44 0.02 3.8 14.9 Nicholas Group: Balanced 17.05 NA NA NA ComPLUSStrtgyFd 4.67 NA NA NA SuMuInc n 12.36 0.06 4.0 13.1
LSFixIncl 13.90 0.08 4.4 15.3 TotRet I nr 10.92 0.23 1.0 9.5
LifeMod 14.55 0.13 10.5 21.2 IntGrA t 41.69 0.60 12.7 33.3 Nch II I 31.75 0.37 12.1 45.6 HighYield 5.49 NA NA NA DynamicBd 10.87 0.06 4.9 12.0 SuMuInt n 12.36 0.02 4.0 12.1
LSStrIncA p 14.11 0.06 0.3 8.0 RS Funds:
StrIncA p 6.76 0.02 6.4 13.8 IntlDvFdA t 23.39 0.29 12.1 28.4 Nich n 79.50 1.24 17.0 54.9 JennBlend 25.21 0.40 23.0 47.9 GNMAGvtSec 11.44 NA NA NA TaxEfEqty nr 50.47 0.73 31.5 81.4
SmCpGI 33.29 0.47 25.4 61.7 CoreEqVIP 47.18 NA NA NA
USGlobLdrs 68.77 0.70 32.9 85.5 Lord Abbett A: IntlIntVA t 52.95 0.30 16.6 35.7 Northern Funds: JennGrowth 62.27 0.76 50.5 103.2 IncomeFd 12.03 NA NA NA TF Incom n 12.21 0.08 2.2 12.9 InvQBdVIP 13.49 NA NA NA
John Hancock Instl: Affiltd p 15.23 0.21 -1.7 15.2 IntNwDA p 37.19 0.28 6.9 21.0 ActMIntlEq nr 11.97 NA NA NA JennHealthSci 57.32 NA NA NA InflRespMulAsset 8.67 NA NA NA TF Incom n 10.40 0.04 4.2 13.1 Russell Funds S:
BalancedI 24.10 NA NA NA BdDeb p 8.34 0.05 6.4 16.9 LtdMA p 6.11 0.00 3.8 9.9 TFSI n 5.74 0.00 3.0 8.1 EmerMkts 20.72 NA NA NA
DispValMCI 23.53 0.46 5.7 18.0 CalibrDivGr 18.06 0.18 13.8 38.8 MCapA 26.95 0.38 28.2 79.8 TotIndex n 41.77 0.73 17.5 46.8 IntlDvMkt 38.54 NA NA NA
FunLgCpCorI 61.32 NA NA NA CoreFxdInc p 11.65 -0.03 7.2 15.2 MCpValA p 25.44 0.34 2.7 19.4 U.S.EqResch n 36.49 0.66 18.0 51.0 InvGrdBd 23.24 NA NA NA
IncomeI 6.75 0.03 6.7 14.8 DevGt p 28.04 -0.03 58.3 129.0 MIGA p 39.60 0.65 20.2 73.2 NOTICE TO READERS: USLrgCpCore n 30.53 0.40 14.1 43.8 StratBd 11.89 NA NA NA
StratIncmOppI 11.32 0.06 7.7 13.4 FloatRt p 8.25 0.05 -2.6 4.7 MITA p 36.52 0.39 12.1 42.4 USTInter n 6.27 -0.03 7.5 15.4 TaxExBd 23.88 NA NA NA
USGlbLdrsGrwI 75.27 0.77 33.3 86.9 FundlEq p 12.02 0.20 2.2 15.9 ModAllA p 20.59 0.15 11.4 31.0 Sign up for the Weekly Market Lab Newsletter: barrons.com/newsletters USTLg n 14.60 -0.43 16.2 30.6 TMUSMdSmCp 32.93 NA NA NA
JPMorgan A Class: HiYldA t 7.37 0.06 3.4 13.2 MuHiA 8.42 0.05 2.3 14.9 VABond n 12.46 0.04 4.8 13.1 TxMngUSLgCp 55.48 NA NA NA
CoreBond 12.47 NA NA NA HYMuniBd p 12.47 0.11 2.2 19.1 MuInA p 9.07 0.04 3.3 13.3 Value n 41.54 0.75 9.5 25.4 USSmCpEq 29.53 NA NA NA
CorePlusBd p 8.85 NA NA NA IncomeA p 3.01 0.01 7.0 17.9 MuLtA 8.39 0.01 2.9 10.0 Please visit the new Market Lab home page on barrons.com under Data. Price Funds - Adv Cl: Rydex Dynamic Fds:
EmMktEq t 40.08 NA NA NA IntrTxFr 11.28 0.04 3.3 12.9 NewDA t 37.27 0.52 33.7 88.9 BlChip p 162.34 1.61 33.0 79.5 NasdaqStratH p 342.80 14.49 78.3 204.3
EqInc p 19.11 NA NA NA MidCapStk 29.05 0.57 1.6 6.9 ReInA p 21.64 0.09 9.6 23.1 www.barrons.com/market-data/market-lab CapAppA p 36.04 0.36 16.7 45.8 Rydex Investor Class:
EqIndx p 55.76 NA NA NA MultiAstBalOppty 13.46 0.21 17.2 29.6 RetBdA t 11.59 -0.03 7.9 17.4 Growth p 95.48 1.36 33.5 75.3 NasdaqInv n 63.46 1.37 42.8 97.0
TIAA-CREF/Instl Cl: ValueFd n 15.64 NA NA NA Explr n 130.31 2.54 24.7 63.1 LaCapInst 360.43 6.02 18.9 51.4 StratGrA p 27.14 0.44 48.8 96.1 OpptyA 51.53 0.81 17.7 46.1 IntermTermMuniI 6.50 NA NA NA
S CoreBond Inst 11.15 -0.03
CorePlsBd 11.17 -0.01
7.1 16.8
7.2 17.1
WldGr n 28.44 NA NA NA EXPValFd n 36.74
FTAlWldInAdml n 35.81
1.00
0.48
0.3
8.9
11.9
16.8
LTBdInst
LTBdInstPl
16.86
16.86
-0.28
-0.28
14.5
14.5
31.3
31.4
TactAllA p
VirtusFunds Cl I:
13.11 NA NA NA PremLgCoGrthA 18.37
SpecTech 21.10
0.15
0.64
34.8
60.5
86.2
128.1
ManagedMuniA 16.51
ManagedMuniI 16.53
NA
NA
NA
NA
NA
NA
Schwab Funds:
1000 Inv nr 84.29 1.45 18.5 50.1
TIAA-CREF/Retail Cl:
EqIdx n 28.09 0.49 18.0 47.5
V GlbCapCyl Inv nr 9.44
GlbEq n 38.07
0.34
0.79
13.6
19.8
0.0
42.9
MidCpInst
MidCpIstPl
56.02
276.30
1.15
5.71
16.4
16.4
40.2
40.3
EmMktI
ForOppI
13.03
33.62
0.21
0.35
12.8
11.5
17.1
27.8
SpSmCpValA p p 34.81
StrMunA 9.29
0.87
0.01
-1.2
2.8
9.1
9.8
MortgBackSecA 10.18
ShortTermBdIS 3.95
NA
NA
NA
NA
NA
NA
Balanced n 17.66 NA NA NA Gro&Inc n 23.98 0.30 17.2 43.6 VALIC: GloMinVolFdAdm n 27.33 0.05 -6.0 13.9 RealEstaInstl 18.95 0.33 -4.6 15.9 IntSmCapI 21.82 0.52 14.6 40.6 Wells Fargo Adv Inst: TotalRetUnconI 10.77 NA NA NA
CATxFrBd n 12.33 0.02 3.9 11.8 LrgCpGro n 30.36 0.50 39.1 85.3 CoreBd 12.09 -0.01 7.9 17.1 GNMA n 10.72 0.01 3.4 10.3 Rs1000GrwIdxInst 463.84 7.45 34.3 83.6 MulSStI 4.78 0.01 3.9 10.3 CoreBd 14.04 -0.05 8.2 17.2 Westwood:
CoreEq n 24.69 0.30 9.2 30.3 MgdAlloc n 14.46 0.13 13.1 28.0 CoreVal 11.74 0.23 0.1 13.0 GroInc n 59.78 1.11 15.8 45.3 Rs1000Vl IdxInst 233.86 4.35 2.0 19.4 QualitySmCapI 24.16 0.41 25.5 31.9 Growth 62.03 0.46 42.3 102.2 IncomeOppI 13.76 0.11 9.3 23.6
DivEqSel n 13.92 0.21 -5.6 4.1 SocChEq n 21.59 0.35 17.8 47.4 FrgnVal 10.04 0.23 2.3 0.2 HlthCare nr 225.82 3.08 11.6 40.9 Russ1000IdxInst 334.67 5.79 18.6 50.4 SmCapSusI 56.47 0.12 38.1 118.8 MdCpVal 42.80 0.88 1.5 20.2 Wilmington Funds:
FunIntlLgInst nr 9.30 0.21 3.1 7.2 TIAA/CREF Funds: GlobEq 9.83 0.27 13.5 13.1 HYCor nr 5.96 0.03 4.6 17.8 Russ2000GrIxInst 373.08 5.61 26.4 49.9 SmCpCorI 48.30 0.41 17.8 65.0 ShDurGovBdI 9.85 0.01 3.7 8.5 BroadMktBdInst 10.37 -0.03 7.2 15.8
FunUSLgInst nr 19.33 0.46 8.6 31.8 BdIdxInst 11.63 -0.06 6.9 16.0 HighYdBd 7.77 0.06 5.6 18.0 InflaPro n 14.41 0.01 9.6 17.1 Russ3000Idx 331.34 5.78 18.3 48.7 Voya Fds: UlStInc 8.61 0.01 2.5 8.3 Intl Inst 9.63 NA NA NA
HlthCare n 28.43 0.53 10.2 37.0 EqIdxInst 27.62 0.48 18.3 48.7 HlthSci 27.03 0.75 26.6 68.6 IntlExplr n 19.71 0.33 10.0 7.3 SmCapInst 90.34 1.83 14.9 34.0 GNMA A 8.57 0.01 3.6 9.9 UlStMuInc 9.61 0.00 1.1 4.6 LgCpStrInst 28.71 0.49 18.7 50.1
InflProSel n 12.29 0.02 9.6 17.8 EqIdxRet 28.00 0.49 18.1 47.6 InflPro 12.05 0.01 7.7 15.0 IntlGr n 49.25 0.24 52.4 79.2 SmCapIstPl 260.75 5.27 14.9 34.0 GrOppI 60.91 1.51 26.6 70.1 Western Asset: Wm Blair Funds Cl I:
IntI Sel nr 21.94 0.23 5.9 14.2 Gr&IncInst 17.20 0.22 17.5 44.9 IntlEq 7.60 0.09 5.3 12.1 IntlVal n 40.06 1.06 6.7 12.8 SmGthInst 71.20 1.15 27.7 62.4 InmdBdA p 10.78 -0.03 7.1 16.9 CoreBondA 13.81 NA NA NA IntlGthI r 38.48 0.51 26.7 38.7
IntlMstr nr 28.60 0.50 19.4 25.0 HgYldInst 9.55 0.07 1.4 14.8 IntlGro 16.55 0.11 28.5 59.1 INSTTRF2015 25.10 0.10 9.2 22.9 SmValInst 33.74 0.80 4.0 12.5 InmdBdI 10.78 -0.03 7.4 18.2 CoreBondI 13.81 NA NA NA SmMidI r 34.12 0.47 26.4 64.6
MT AllEq n 20.54 NA NA NA InflLkdBdInst 12.25 0.03 7.1 13.8 IntlSmCpEq 22.77 0.37 12.7 21.1 INSTTRF2020 26.66 0.17 10.6 26.0 STBdIdxInstPl 10.86 0.00 4.5 11.1 TRPGrEqI 104.64 1.43 33.3 75.9 CoreBondIS 13.83 NA NA NA Wm Blair Funds Inst:
MT Bal n 20.15 NA NA NA IntlEqIdxInst 21.17 0.22 5.9 14.3 LgCpGro 20.78 0.34 20.2 73.1 INSTTRF2025 27.60 0.21 11.6 28.4 STBDInst 10.86 0.00 4.5 11.1 CorePlusBdA 12.65 NA NA NA IntlGth 22.05 0.29 27.1 39.7
MT Gro n
S&P Sel n
25.27
57.53
NA
0.97
NA
16.5
NA
48.4
IntlEqIdxRet
IntlEqInst
21.63 0.23
12.87 0.16
5.7
12.2
13.4
8.6
MidCpIdx
MidCpVal
26.58
18.35
0.47
0.40
10.2
2.8
23.2
14.5
INSTTRF2030 28.19
INSTTRF2035 28.76
0.26
0.31
12.2
12.8
29.8
31.1
STCorpIxInst p
STIGradeInst
27.64
11.01
-0.02
0.01
4.7
4.9
13.0
12.2 WXYZ CorePlusBdI
CorePlusBdIS 12.66
12.66 NA
NA
NA
NA
NA
NA
Wm Blair Funds R6:
EmgMktGth 18.75 0.42 34.5 41.3
SmCp Sel nr 33.48 0.66 15.0 29.1 LC2015Ret 13.67 0.09 10.1 23.1 SciTech 40.67 1.03 51.2 112.0 INSTTRF2040 29.32 0.36 13.3 32.3 STIPSIxins 25.63 0.08 4.3 10.2 Wasatch: IntermedBdI 11.68 NA NA NA 361 Global Long/Shor:
SmCpEqSel nr 17.97 0.28 3.5 7.1 LC2020Ret 14.55 0.10 10.5 24.2 SmCpIdx 20.56 0.41 14.4 27.4 INSTTRF2045 29.81 0.42 13.9 33.5 STTresIdx 25.97 -0.01 3.0 8.3 IntermTermMuniA 6.50 NA NA NA Equity Fund 10.90 -0.03 -3.0 -2.2
CoreGr n 91.90 0.31 27.8 66.5
Trgt2020 nr 15.42 NA NA NA LC2025Ret 15.20 0.13 11.4 25.9 SocResp 22.49 0.39 14.3 44.9 INSTTRF2050 29.89 0.42 14.0 33.6 TotBdInst 11.58 -0.06 7.0 16.5
IntlGr n 36.87 0.15 18.9 33.9
Trgt2030 nr 17.10 NA NA NA LC2030Ret 15.77 0.16 12.2 27.7 StckIdx 49.30 0.83 16.1 47.1 INSTTRF2055 30.01 0.42 14.0 33.6 TotBdInst2 11.50 -0.06 6.7 16.2
TotBdInstPl 11.58 -0.06 7.0 16.5 MicCap n 11.67 0.32 53.1 130.8
INSTTRF2060 30.07 0.42 14.1 33.7
Trgt2040 nr 18.03 NA NA NA LC2035Ret 16.49 0.18 12.9 29.2 StraBd
ValUltra
11.76
23.67
0.06
0.29
7.5
37.3
15.7
79.4 INSTTRFINC 24.38 0.08 9.0 21.7 TotIntBdIdxInst 35.01 -0.12 4.1 15.5 SmCapGr n 56.13 0.46 43.4 111.6 THE STATISTICAL RECORD
TSM Sel nr 66.18 1.15 18.3 48.6 LC2040Inst 12.16 0.15 14.0 31.6 SmCapV n 8.72 0.10 8.1 22.1
TxFrBd n 12.23 0.03 4.1 12.3 LC2040Ret 17.08 0.21 13.6 30.5 Value Line Funds: ITIGrade n 10.68 -0.01 9.4 20.2 TotStInst 93.20 1.61 18.5 49.1
ITTsry n 12.08 -0.04 7.7 15.6 TtlWrldIxInst p 186.21 3.00 14.2 33.4 UltraGr n 45.42 0.95 59.8 148.9 Monthly Dow Comparison
USSmCoIdx nr 14.94 0.40 6.1 16.7 LC2045Ret 14.68 0.20 14.4 31.9 AstAlcClInv n 43.52 0.23 13.2 45.3
LifeCon n 22.86 0.10 10.2 24.7 TxMCaInst r 96.63 1.69 18.7 50.5 USTry n 21.14 -0.78 17.4 33.4 November October November
Segall Bryant & Hami: LCIdx2010Inst 17.70 0.08 10.6 25.0 Van Eck Funds:
EmgMktsY 20.93 0.26 14.5 20.6 LifeGro n 40.64 0.49 13.3 31.9 TxMSCInst r 72.51 1.74 7.7 21.4 WCM: 2020 2020 2019
PlusBd n 11.34 -0.02 7.7 17.2 LCIdx2020Inst 19.96 0.12 11.5 27.8 FcusEmgMk Inst 19.13 0.38 30.6 63.7
SEI Portfolios: LCIdx2025Inst 21.32 0.16 12.3 29.7 VANGUARD ADMIRAL: LifeInc n 17.29 0.00 8.1 20.3 ValueInst 46.48 0.88 1.8 22.6 Price of 30 Indus 29124.04 28005.11 27797.05
400MCpIdxInst 303.05 5.38 10.4 24.3 LifeMod n 32.01 0.26 11.8 28.4 Victory Funds: FocInterGrFdInv 24.05 0.35 27.6 62.6
CoreFxIn F 12.21 -0.03 8.3 17.9 LCIdx2035Inst 24.05 0.25 13.6 33.4 WCM Focus Funds: Price of 20 Trans 12095.65 11603.37 10907.53
EMktDbt F 10.50 0.15 2.3 8.0 LCIdx2040Inst 25.06 0.30 14.1 35.0 500Adml n 342.38 5.80 16.5 48.4 LTIGrade n 12.05 -0.14 14.0 30.5 EstValA 41.55 NA NA NA
BalAdml n 44.24 0.39 14.7 36.9 LTTsry n 14.85 -0.45 16.1 30.5 EstValI 41.58 NA NA NA WCMFocIntlGrwIns 24.20 0.36 28.0 63.8 Price of 15 Util 888.60 870.52 847.97
HiYld F 6.82 0.09 3.7 14.9 LCIdx2045Inst 25.44 0.35 14.7 36.3 Weitz Funds:
IntlEmg F 14.03 0.36 13.3 14.8 LifeStkIdx 32.45 0.56 18.3 48.5 CAITAdml n 12.37 0.02 4.5 13.6 MATxEx n 11.50 0.03 6.0 16.4 EstValR p 40.94 NA NA NA Best-Grade Bond Yield 1.44 1.57 2.69
CALTAdml n 12.88 0.03 5.3 16.0 MgdPayFdInv n 17.56 0.14 5.1 16.1 FundFIncI 8.38 NA NA NA PIIIOpp 16.63 0.15 9.2 39.7
IntlEq F 12.43 0.22 8.3 13.1 LrgCpGrIdxInst 48.83 0.79 34.3 83.7 ShtDurIncInst 12.43 0.01 3.1 9.0
IntMuni F 12.20 0.04 4.3 12.8 LrgCpGrIdxRet 49.11 0.79 34.0 82.3 CapOpAdml nr 190.42 3.35 20.7 50.5 MidCpGro p 34.21 0.62 28.0 66.0 SmCap Grwth p 99.43 NA NA NA Monthly Range of Averages
CoStIxAd nr 85.90 1.01 10.0 29.1 MuHY n 11.92 0.05 4.6 16.3 SmCoOppI 45.68 NA NA NA ValueInv n 53.61 0.56 17.6 51.7 (a)Shares
LgCapGr F 48.99 0.79 31.2 76.7 LrgCpGrInst 30.50 0.50 39.6 87.0 Wells Fargo Adv Admi:
LgCVal F 23.28 0.44 -2.8 9.2 LrgCpVl IdxInst 20.71 0.38 2.1 19.4 DivAppIdxAdm n 37.93 0.28 13.7 46.8 MuInt n 14.83 0.03 4.7 13.7 VirtusFunds: (f)High (f)Low traded
EMAdmr n 40.89 0.47 12.4 20.0 MuLong n 12.24 0.03 5.6 16.3 CeredexLgCpVlEqI 13.57 0.20 2.6 22.0 Growth 55.71 0.41 42.0 101.0
MgdVol F 17.28 0.18 -3.0 16.8 LrgCpVl IdxRet 21.06 0.39 1.8 18.5
EnergyAdml nr 62.68 0.40 -29.4 -31.3 MuLtd n 11.25 0.01 3.1 9.0 CeredexMdCpVlEqI 12.25 0.17 -2.9 19.8 Wells Fargo Adv Cl A: 30 Indus 30046.24 26925.05 7,915,364.1
S&P500 F 83.19 1.41 16.2 47.5 LrgCpVl Inst 18.91 0.30 2.8 15.4
ShtGov F 10.57 0.01 3.6 8.0 MdCpGrInst 29.52 0.79 38.7 72.4 EqIncAdml n 79.60 1.19 2.6 22.9 MuSht n 15.95 0.01 1.8 5.9 GvSecUltShtBdI 10.04 0.01 1.2 5.5 AstAllA p p 15.85 NA NA NA 20 Trans 12715.38 11216.42 3,405,117.7
EuropeAdml n 74.81 1.42 4.3 12.7 NYLT n 12.24 0.05 4.7 14.9 InnGrSt I 63.51 1.50 109.3 230.4 CA TF A 12.10 0.03 3.6 12.0 15 Util 917.38 861.74 1,090,212.8
TaxMgdLC F 30.29 0.55 10.5 34.9 MdCpVl Inst 16.87 0.32 -5.9 3.3
QuantSmCpEqInst 17.66 0.35 6.7 17.0 ExplrAdml n 121.33 2.36 24.8 63.6 OHLTte n 13.32 0.04 6.6 17.1 VirtusFunds Cl A: CmStkA p p 21.71 0.42 10.4 28.2
TaxMgdSmMdCp F 23.50 0.49 7.2 15.4 DivCapBldr 11.90 0.24 10.9 34.9 65 Stocks 10072.95 9132.36 12,410,694.8
Selected Funds: RealSecInst 17.66 0.37 0.8 27.5 ExtndAdml n 120.59 2.39 27.2 49.2 Primcp nr 160.48 3.88 15.4 47.7 MidGrA 66.69 0.61 61.8 153.4
S&P500IdxInst 41.20 0.69 16.4 48.3 GNMAAdml n 10.72 0.01 3.5 10.6 PrmcpCor n 30.96 0.72 10.9 36.9 MulSStA p 4.78 0.02 3.9 9.7 IdxAstAllA 41.23 0.32 14.8 35.0 (a) 000 omitted. (f) High and low for month of daily closing
AmShD n 41.51 0.81 11.3 29.6
S&P500IdxRet 40.86 0.69 16.2 47.2 GroIncAdml n 97.60 1.81 15.9 45.7 SelValu nr 28.45 0.84 5.0 10.6 SmCapSusA 55.04 0.11 37.8 117.1 OmegaGwth 75.20 0.90 37.3 93.0 averages..
AmShS pn 41.31 0.80 11.0 28.3
Sequoia: ShTrmBdInst 10.51 0.00 3.3 9.4 GrwthAdml n 127.13 1.88 36.4 83.9 STAR n 32.41 0.36 19.3 40.0
SequoiaFd n 167.52 2.92 21.8 54.5 SmCpBl IdxInst 23.95 0.48 15.0 29.2 HltClxAd nr 110.56 3.11 16.3 51.2 STFed n 11.03 0.00 4.1 9.7
HlthCareAdml nr 95.25 1.30 11.6 41.1 STIGrade n 11.01 0.01 4.8 11.7
Sit Funds: SmCpBl IdxRet 24.02 0.48 14.8 28.2
HYCorAdml nr 5.96 0.03 4.7 18.1 STIPSixInv n 25.57 0.08 4.2 9.8 DOW JONES AVERAGES-November 2020
MinnTxF n 10.72 0.03 3.1 11.8 SocChEqInst 24.49 0.39 18.1 48.6
SmeadFds: SocChEqRet 24.86 0.40 17.8 47.6 InfProAd n 28.30 0.03 9.7 17.5 StratgcEq n 35.71 0.74 6.8 21.0
InfTechIdx n 174.95 4.48 40.7 120.0 StrSmCpEqInv n 34.63 0.83 4.9 13.6 30 Industrials 20 Transport Cos 15 Utilities Sales Corp
SmeadValueInstl 51.62 0.89 2.5 25.7 Tortoise Capital: High Low Close High Low Close High Low Close –000– Bonds
SoundShoreInv n: TorMLPPipInsCl 9.02 0.42 -24.6 -20.9 IntlGrAdml n 156.80 0.77 52.5 79.9 STTsry n 10.91 0.00 3.8 9.0
Touchstone Family Fd: ITBondAdml n 12.61 -0.05 9.0 20.0 TgtRe2015 n 16.56 0.07 9.1 22.6 2 27194.98 26524.16 26925.05 11361.67 11012.42 11216.42 880.59 860.63 876.56 890,832 461.04
SoundShoreInv n 45.05 0.73 6.9 16.7
FlexIncY 11.27 0.03 7.1 15.0 ITCorpIx n 26.05 -0.06 8.7 21.9 TgtRe2020 n 35.95 0.23 10.5 25.9
Sprott Funds Trust: 3 27761.01 27089.80 27480.03 11687.58 11285.93 11559.96 900.26 882.67 889.78 860,859 461.37
FocEqY 55.78 0.88 22.3 45.8 ITIGradeAdml n 10.68 -0.01 9.5 20.6 TgtRe2025 n 22.14 0.18 11.6 28.2
GoldEq Inv p/r tn 52.31 1.89 25.7 49.0
LagCapFoc A p 51.94 0.71 21.4 56.0 ITsryAdml n 12.08 -0.04 7.8 15.9 TgtRe2030 n 40.91 0.39 12.2 29.7 4 28375.31 27411.54 27847.66 11763.62 11336.28 11391.91 902.62 875.74 877.69 994,474 466.76
SSgA Funds:
ITTresIdx n 23.54 -0.11 7.2 15.4 TgtRe2035 n 25.40 0.28 12.8 31.0
SP500 n 268.00 4.53 16.7 48.2 MdCpGrwY 41.11 0.75 22.7 71.2
LarCapAd n 87.57 1.46 18.9 51.4 TgtRe2040 n 44.34 0.55 13.3 32.2 5 28649.25 28019.33 28390.18 11793.04 11467.29 11669.58 904.75 878.52 885.44 927,437 469.73
State Farm Associate: MdCpY 44.83 0.99 11.8 48.3
Balan n 83.01 1.15 11.0 31.5 SandsCapGrI 36.47 0.89 63.3 137.7 LTGradeAdml n 12.05 -0.14 14.2 30.9 TgtRe2045 n 28.16 0.40 14.0 33.4 6 28600.62 28023.47 28323.40 11774.12 11509.37 11614.65 896.34 875.76 881.76 926,080 468.26
LTsryAdml n 14.85 -0.45 16.2 30.9 TgtRe2050 n 45.36 0.63 14.1 33.5 9 30338.83 28817.81 29157.97 12442.93 11709.73 11900.46 935.59 894.62 898.85 1,709,555 468.79
Gwth n 100.06 2.07 12.4 38.5 SandsCapGrY 21.43 0.52 63.0 135.3
LTTresIdx n 31.84 -1.00 15.7 30.6 TgtRe2060 n 43.50 0.61 14.0 33.4
Interm n 10.35 -0.01 3.9 9.8 SelGrwth 19.57 0.48 62.7 133.6 10 29765.75 28887.98 29420.92 12194.72 11694.78 12096.55 922.30 895.70 916.18 1,222,403 466.35
MatIdx nr 79.04 0.62 17.3 22.0 TgtRet2055 n 49.24 0.69 14.0 33.5
Muni n 9.04 0.00 5.2 13.7 Tr for Credit Unions:
State Street Institu: UltShtDur TCU 9.43 0.00 1.5 5.4
MidCpAdml n 253.60 5.24 16.4 40.2 TgtRetInc n 15.13 0.05 8.9 21.5 11 29821.32 29117.34 29397.63 12203.08 11865.70 12006.71 928.76 909.79 917.19 925,446 ....
MrgBkdIdx n 21.63 -0.01 3.5 10.9 TotIntBdIxInv n 11.67 -0.04 4.1 15.3
SmCapEq (ICL) 19.27 0.36 10.8 27.5 Transamerica A:
MuHYAdml n 11.92 0.05 4.6 16.6 USGro n 65.83 0.85 53.0 110.2 12 29532.71 28828.02 29080.17 12042.56 11726.76 11838.75 914.82 893.01 902.10 1,043,676 468.40
State Street V.I.S.: AsAlCnsrv p 11.84 0.06 11.8 21.2
TR V.I.S. Cl 1 16.69 0.10 4.9 15.3 AsAIGrow p 14.68 0.20 16.6 28.1
MuIntAdml n 14.83 0.03 4.8 14.0 USValue n 17.84 0.29 -4.5 4.6 13 29639.86 29068.56 29479.81 12171.80 11884.80 12085.32 916.57 901.71 910.91 886,999 467.67
MuLTAdml n 12.24 0.03 5.7 16.6 WellsI n 28.85 0.08 7.9 23.3 16 30170.39 29496.56 29950.44 12485.78 12123.19 12394.02 925.21 905.91 917.38 1,084,693 468.25
TR V.I.S. Cl 3 16.60 0.10 4.7 14.5 AsAlMod p 12.59 0.09 13.0 22.9 MuLtdAdml n 11.25 0.01 3.2 9.2 Welltn n 46.70 0.37 9.6 31.0
Sterling Capital Fds: AsAlModGr p 13.43 0.14 15.1 25.8 MuShtAdml n 15.95 0.01 1.8 6.1 Wndsr n 22.81 0.65 7.5 24.1 17 30003.60 29381.38 29783.35 12494.38 12156.61 12434.97 918.22 896.28 899.01 954,498 470.33
SmCap 79.71 2.10 0.7 6.2 Balanced 32.71 0.25 14.0 34.2
TotRetBdI 11.43 -0.03 8.3 18.2 FocusA 55.23 0.97 110.7 179.9
NJLTAdml n 12.72 0.06 5.2 17.3 WndsrII n 40.83 0.89 13.0 35.7 18 30136.37 29388.88 29438.42 12655.02 12332.68 12348.31 907.24 880.16 881.37 989,513 471.90
NYLTAdml n 12.24 0.05 4.8 15.1 VANGUARD INDEX FDS:
Trust for Professional Ma: PacifAdml n 96.40 0.77 13.0 17.5 500 342.36 5.80 16.4 47.9 19 29646.83 29079.87 29483.23 12405.25 12147.70 12350.75 882.35 863.54 872.94 891,492 473.71
T PerfTrstMuniInst 25.87 0.09
PrfTrtStrtBd Ins 23.09 0.00
5.7 16.3
4.9 15.2
PALTAdml n 12.16 0.03 5.4 16.9 EmgMktInstPl 103.43 1.18 12.4 20.3 20 29584.75 29132.58 29263.48 12416.90 12175.13 12232.10 882.20 866.36 873.29 951,191 475.03
PrmcpAdml nr 166.41 4.02 15.4 48.0 ExtndIstPl 297.60 5.92 27.2 49.3 23 29806.58 29206.92 29591.27 12507.20 12221.12 12424.11 881.20 866.44 873.01 986,743 474.56
TCU ShtDur : Tweedy Browne Fds: RealEstatAdml n 122.45 2.16 -4.6 15.8 FTAIWdInPl 120.22 1.59 8.9 17.0
TCU ShtDur 9.89 -0.01 3.7 9.4 GblValue n 27.45 0.20 -1.9 6.2 S&PSC600Idx 330.59 7.93 8.0 21.2 Growth 127.14 1.88 36.2 83.3 24 30260.93 29700.32 30046.24 12829.11 12472.72 12715.38 890.46 871.99 882.62 1,197,798 473.84
TCW Funds: SmCapAdml n 90.34 1.83 14.9 33.9 IdxIntl n 19.13 0.27 8.6 15.8 25 30201.71 29581.24 29872.47 12740.62 12475.59 12621.42 886.61 870.49 880.98 964,176 473.74
CoreFxInc n
EmMktInc n
12.06
8.44
-0.05
0.07
8.1
3.8
18.0
13.9
U SmGthAdml n 88.91 1.44 27.7 62.4 ITTresIdx Inst 29.21 -0.14 7.2 15.4
27 30145.26 29710.62 29910.37 12702.93 12493.35 12561.43 881.63 867.59 873.18 529,482 475.48
STBondAdml n 10.86 0.00 4.5 11.1 LTTresIdx Inst 40.41 -1.28 15.7 30.7
SelEqtyI n 37.60 0.05 38.1 97.3 UM Funds: STCorpIx n 22.58 -0.02 4.7 13.0 MdCpGrAdml n 88.87 1.99 30.8 67.0 30 29973.80 29280.65 29638.64 12669.15 12316.87 12450.17 874.64 856.98 861.74 1,850,947 476.60
TotRetBondI n 10.45 -0.06 7.7 16.7 BehavVal 62.20 NA NA NA STFedAdml n 11.03 0.00 4.2 10.1 MdCpVlAdml n 61.92 1.16 2.4 16.4
TCW Funds N: USAA Group: High 30046.24 High 12715.38 High 917.38 High 476.60
STIGradeAdml n 11.01 0.01 4.9 12.1 MidCp n 55.90 1.16 16.3 39.7
TotRetBdN pn 10.77 -0.06 7.5 15.7 500Indx Reward n 51.23 NA NA NA STIPSIxAdm n 25.61 0.08 4.3 10.1 RUSS2000IdxInst 290.85 5.80 15.0 29.1 Low 26925.05 Low 11216.42 Low 861.74 Low 461.04
Templeton Class A: CA Bd n 11.57 NA NA NA STsryAdml n 10.91 0.00 3.9 9.3 SmCap 90.30 1.82 14.8 33.4
TGlTotRA 9.96 -0.01 -6.4 -4.9 CapGr n 11.80 NA NA NA STTresIdx n 20.67 -0.01 3.0 8.2 SmValAdml n 60.35 1.41 4.0 12.4
Templeton Instit: CrnrsMod n 15.88 NA NA NA TotBd 11.58 -0.06 6.9 16.1
IntlEqSer Primar 14.98 0.27 3.6 0.2 CrnstModAggr n 27.46 NA NA NA
TotBdAdml n 11.58
TotIntBdIdxAdm n 23.33
-0.06
-0.08
7.0
4.0
16.5
15.3 TotBd2 11.50 -0.06 6.6 15.9
MONTHLY DOW JONES INDUSTRIAL AVERAGE
The Bruce Fund: ExtMktIn n 24.80 NA NA NA TotIntlAdmIdx nr 32.00 0.45 8.6 16.0 TotIntlInstIdx r 127.99 1.80 8.7 16.1
BruceFund n 641.96 4.56 8.7 27.2 Gr&Inc n 22.72 NA NA NA TotStAdml n 93.19 1.61 18.5 49.0 TotItlInstPlId r 128.01 1.80 8.7 16.2 The following table lists the monthly average of the Price/Earnings Ratio and Dividend Yield as reported weekly in
Thompson IM Fds,Inc: Gr&TxStr n 23.42 NA NA NA TxMBal nr 37.77 0.36 11.9 31.5 TotSt 93.15 1.61 18.4 48.6
Bond n 10.79 0.07 -2.6 4.9 Grwth n 34.72 NA NA NA TxMCapAdml n 194.48 3.40 18.7 50.3 VANGUARD INSTL FDS: Barron's Market Laboratory. The change is the difference between the recent month's close and the previous
Thornburg Fds: HiIncm n 7.73 NA NA NA TxMIn r 15.01 0.23 7.7 15.1 BalInst 44.25 0.39 14.7 37.0 month's close. The high/low range is based upon the closing average for each day during the month.
IncBuildA t 21.52 0.47 -0.7 12.1 Inco n 14.03 NA NA NA TxMSC nr 72.34 1.73 7.7 21.3 DevMktsIndInst 15.03 0.23 7.7 15.1
IncBuildC p 21.49 0.47 -1.4 9.6 IncStk n 17.21 NA NA NA USGroAdml n 170.65 2.20 53.2 110.7 DevMktsInxInst 23.49 0.35 7.7 15.2 Year First Closing Closing Close Avg Last Avg. Avg.
IntVal I 28.01 0.04 19.5 25.5 Intl n 25.98 NA NA NA UtilIxAd nr 68.54 -1.46 -2.2 21.2 EmMkInst r 31.09 0.35 12.4 20.2 Month Closing High Low Mean Close Chg. % Chg. P/E Yield
IntValA p 26.97 0.04 19.2 24.3 IntmTerm n 13.83 NA NA NA ValAdml n 46.48 0.88 1.8 22.6 EuroInst 31.90 0.60 4.3 12.8 2020
LtdTIn 14.00 -0.01 6.9 13.8 LgTerm n 13.73 NA NA NA WdsrllAdml n 72.46 1.58 13.1 36.1 ExDurTrsInst 46.65 -1.96 21.0 40.2 Nov 26925.05 30046.24 26925.05 29124.04 29638.64 + 3137.04 + 11.84 28.93 2.02
LtdTIncI 14.01 0.00 7.2 14.9 Nasdaq100 n 34.93 NA NA NA WellsIAdml n 69.89 0.20 8.0 23.6 ExtDurTreIntPl 117.10 -4.94 21.1 40.3
LtdTMu I 14.66 0.01 3.0 8.6 ntTerBd n 11.33 NA NA NA WelltnAdml n 80.65 0.65 9.7 31.3 ExtndInst 120.59 2.40 27.2 49.2 Oct 27816.90 28837.52 26501.60 28005.11 26501.60 – 1280.10 – 4.61 26.63 2.11
LtdTMuA 14.65 0.00 2.7 7.8 PrecMM n 20.59 NA NA NA WndsrAdml n 76.93 2.20 7.6 24.5 FTAlWldIst r 113.53 1.51 8.9 16.9 Sept 28645.66 29100.50 26763.13 27733.40 27781.70 – 648.35 – 2.28 26.00 2.11
Thrivent Funds A: S&PIdx n 51.20 NA NA NA VANGUARD FDS: FTScinst 25.97 0.46 20.0 57.6 Aug 26664.40 28653.87 26664.40 27821.37 28430.05 + 2001.73 + 7.57 26.97 2.20
DivrIncPlus 7.66 0.04 5.7 16.4 SciTech n 35.06 NA NA NA CAIT n 12.37 0.02 4.4 13.3 GrwthInst 127.14 1.89 36.4 84.0 July 25734.97 27005.84 25706.09 26385.83 26428.32 + 615.44 + 2.38 22.84 2.34
LgCpStk 27.51 0.38 12.1 27.1 ShtT n 10.60 NA NA NA CALT n 12.88 0.03 5.2 15.7 InPrSeIn 11.53 0.01 9.8 17.6 June 25475.02 27572.44 25015.55 26062.27 25812.88 + 429.77 + 1.69 21.69 2.47
MidCapStk 29.10 0.43 19.5 34.9 ShtTBdA n 9.37 NA NA NA CapOp nr 82.42 1.45 20.6 50.2 InstIdx 330.93 5.61 16.5 48.4 May 23723.69 25548.27 23247.97 24271.02 25383.11 + 1037.39 + 4.26 20.22 2.73
MuniBd 11.62 0.04 4.2 12.4 SmCpStk n 18.60 NA NA NA DivdGro n 33.63 0.34 11.1 47.5 InstPlus 330.95 5.61 16.5 48.5
TarRet2030 n 13.33 NA NA NA Apr 20943.51 24633.86 20943.51 23293.90 24345.72 + 2428.56 + 11.08 18.07 2.86
Thrivent Funds S: DivrEq n 47.88 0.93 26.0 59.5 InstTStIdx 79.74 1.38 18.5 49.1
LgCpVal n 24.61 0.51 4.1 19.8 TarRet2040 n 13.39 NA NA NA EmgMktSelStk n 26.02 0.61 12.6 22.9 InstTStPlus 79.73 1.37 18.5 49.1 Mar 26703.32 27090.86 18591.93 22637.42 21917.16 – 3492.20 – 13.74 17.44 2.94
MidCapStk n 33.45 0.51 19.8 36.1 TarRet2050 n 13.79 NA NA NA Energy nr 33.40 0.21 -29.4 -31.5 ITBdInst 12.61 -0.05 9.1 20.1 Feb 28399.81 29551.42 25409.36 28519.73 25409.36 – 2846.67 – 10.07 21.95 2.28
OppIncmPl n 10.20 0.04 3.4 11.3 VA Bd n 11.66 NA NA NA EqInc n 37.98 0.57 2.5 22.6 ITBdInstPI 12.61 -0.05 9.1 20.1 Jan 28868.80 29348.10 28256.03 28879.99 28256.03 – 282.41 – 0.99 21.34 2.21
Weekly Closed-End Funds Data provided by
52 Week 52 Week
Stock Market Prem Market TRACKING CLOSED - END FUNDS Stock Market Prem Market
Fund Name (Symbol) Exch NAV Price /Disc Return Fund Name (Symbol) Exch NAV Price /Disc Return
Friday, December 4, 2020 Wells Fargo Gl Div Oppty (EOD) ....... N 5.55 4.90 – 11.7 0.6
General Equity Funds Smooth Handoff: The Herzfeld Average and the Dow kept their hot streak from 12 mos
Adams Diversified Equity (ADX) ...... N 19.73 17.12 – 13.2 17.4 Stock Market Prem Yield
Boulder Growth & Income (BIF) ...... N NA 11.15 NA – 0.3 November alive, as the indices gained 1.9% and 0.3%, respectively, for the week Fund Name (Symbol) Exch NAV Price /Disc 11/30/20
Central Secs (CET)-c ........................ A 38.47 31.56 – 18.0 4.7
CohenStrsCEOppFd (FOF) .............. N 12.64 11.98 – 5.2 0.4 through Thursday. U.S. Mortgage Bond Funds
Eagle Capital Growth (GRF)-c ........... A NA 7.40 NA – 2.6 BlckRk Income (BKT) ...................... N 6.24 6.08 – 2.6 6.7
EVTxAdvDivIncm (EVT) .................. N 24.60 23.62 – 4.0 2.4 53400 Net Asset Value First Trust Mtge Inc (FMY)-a ............ N 14.38 13.73 – 4.5 5.3
Equus II (EQS) ................................ N NA 1.13 NA – 29.3 57500 Invesco HI 2023 Tgt Term (IHIT) ..... N 8.67 8.31 – 4.2 7.2
Foxby Corp. (FXBY) ........................ O 3.55 NA NA NA Invesco HI 2024 Tgt Term (IHTA) .... N 8.94 8.33 – 6.8 6.7
GabelliDiv&IncTr (GDV) ................. N 24.71 21.54 – 12.8 9.3 Nuveen Mortgage and Inc (JLS) ...... N NA 19.59 NA 5.2
Gabelli Equity Tr (GAB)-h ................. N 5.90 6.58 + 11.5 19.0 47600 52500 Nuveen Multi-Market Inc (JMM)-c ... N NA 7.15 NA 4.5
GeneralAmer (GAM) ....................... N 43.30 36.49 – 15.7 7.6 Vertical Capital Income (VCIF) ........ N NA 10.02 NA 3.4
JHancockTaxAdvDiv (HTD) ............ N 23.04 21.09 – 8.5 – 16.7 47500 Western Asset Mtg Oppty (DMO) .... N NA 13.96 NA 11.4
Liberty All-Star Equity (USA) ........... N 7.29 6.76 – 7.3 13.3 Investment Grade Bond Funds
Liberty All-Star Growth (ASG)-h ....... N 7.56 8.41 + 11.2 46.5 41800 42500 BlRck Core Bond (BHK) .................. N 16.41 15.90 – 3.1 4.9
NuvTaxAdvTRStrat (JTA) ............... N NA 9.39 NA – 11.2 BR Credit Alloc Inc (BTZ) ................. N 15.71 14.77 – 6.0 6.7
Royce Micro-Cap Tr (RMT) ............. N 11.59 9.96 – 14.1 30.0
Royce Value Trust (RVT) ................. N 18.17 16.14 – 11.2 19.3 *Herzfeld 37500 BR Enhcd Govt (EGF) ...................... N 13.39 13.14 – 1.9 3.7
1Q 2Q 3Q 4Q Insight Select Income (INSI) ........... N 22.36 21.51 – 3.8 3.9
Source Capital (SOR) ...................... N 44.74 40.35 – 9.8 9.8 Closed-End 36000 InvescoBond (VBF) ......................... N 21.85 20.86 – 4.5 3.6
Special Opportunities (SPE) ............ N NA 13.51 NA 3.9
Sprott Focus Trust (FUND) .............. O 8.17 7.09 – 13.2 7.1 Average % Disc/Prem From Net Asset Value J Han Income (JHS) ........................ N 16.50 15.93 – 3.5 4.6
MFS Govt Mkts (MGF) .................... N 4.73 4.64 – 1.9 7.5
Tri-Continental (TY) ........................ N 33.32 29.71 – 10.8 12.9 -4 MFS Intmdt (MIN) .......................... N 3.95 3.79 – 4.1 8.9
Specialized Equity Funds 30200 Western Asset Inf-Lk Inc (WIA) ....... N NA 13.53 NA 2.9
Aberdeen Glb Prem Prop (AWP) ..... N 5.96 5.26 – 11.7 – 10.8 -7 Western Asset Inf-Lk O&I (WIW) .... N NA 12.07 NA 3.4
Aberdeen Std Gl Infra I (ASGI)-a ....... N 21.75 18.92 – 13.0 NS WA Investment Grade Inc (PAI) ....... N NA 15.41 NA 3.9
Adams Natural Resources (PEO) .... N 14.25 11.79 – 17.3 – 19.3 -10 WesternAssetPremBd (WEA) ......... N NA 13.96 NA 5.7
AllianzGI AI & Tech Opps (AIO) ....... N 27.88 24.99 – 10.4 38.0 24400 Westn Asst IG Def Opp Tr (IGI) ........ N NA 21.58 NA 3.8
GI DivInt&PremStr (NFJ) ................ N 15.12 13.22 – 12.6 9.2
ASA Gold & Prec Met Ltd (ASA) ....... N 25.28 21.07 – 16.7 71.3 -13 Loan Participation Funds
BR Enh C&I (CII) ............................. N 18.87 17.29 – 8.4 11.1 Dow Industrials Apollo Senior Floating (AFT) ........... N NA 13.93 NA 6.9
BlackRock Energy & Res (BGR) ...... N 8.26 7.62 – 7.7 – 24.7 18600 -16 BR Debt Strategy (DSU) .................. N 11.53 10.45 – 9.4 8.2
BlackRock Eq Enh Div (BDJ) ........... N 9.24 8.47 – 8.3 – 2.7 BR F/R Inc Str (FRA) ....................... N 13.78 12.30 – 10.7 7.8
1Q 20 2Q 20 3Q 20 4Q 20 1Q 20 2Q 20 3Q 20 4Q 20 BlackRock Floatng Rt Inc (BGT) ...... N 13.37 12.00 – 10.2 7.7
BlackRock Enh Glbl Div (BOE) ......... N 12.11 10.81 – 10.7 8.1
BlackRock Enh Intl Div (BGY) .......... N 6.41 5.83 – 9.0 10.8 Blackstone / GSO Strat (BGB) .......... N NA 12.75 NA 9.3
The Herzfeld Closed-End Average measures 15 equally-weighted closed-end funds based in the U.S. that invest principally in Blackstone/GSO LS Cr Inc (BGX) ..... N NA 13.79 NA 9.7
BlackRock Hlth Sci Tr II (BMEZ) ...... N 28.51 28.30 – 0.7 NS
BlackRock Hlth Sciences (BME) ...... N 44.15 46.62 + 5.6 19.7 American equities. The net assest value is a weighted average of the funds' NAVs. Source: Thomas J. Herzfeld Advisors Inc., Miami. Blackstone/GSO Sr Flt Rt (BSL) ....... N NA 14.41 NA 8.0
BlackRock Res & Comm (BCX) ....... N 8.28 7.17 – 13.4 2.0 BNY Mellon Alct GCI 2024 (DCF) ..... N 9.09 8.52 – 6.3 7.3
305-271-1900/www.herzfeld.com Eagle Point Credit (ECC) .................. N NA 9.68 NA 15.8
BlackRock Sci&Tech Tr II (BSTZ) .... N 35.19 33.76 – 4.1 78.9
BlackRock Sci&Tech Trust (BST) .... N 48.25 49.87 + 3.4 61.8 Eagle Point Income (EIC) ................ N NA 13.71 NA 8.2
BlackRock Utl Inf & Pwr (BUI) ......... N 23.30 24.29 + 4.2 19.4
52 Week 52 Week Eaton Vance F-R 2022 TT (EFL) ....... N 9.19 8.97 – 2.4 5.4
CBRE ClrnGlbRlEst (IGR) ................ A 8.01 6.79 – 15.2 – 6.5 Stock Market Prem Market Stock Market Prem Market EtnVncFltRteInc (EFT) .................... N 14.29 13.39 – 6.3 6.7
CLEARBRIDGE ENGY MDS OPP (EMO) N NA 15.07 NA – 55.8 Fund Name (Symbol) Exch NAV Price /Disc Return Fund Name (Symbol) Exch NAV Price /Disc Return EtnVncFltRteIncPlus (EFF) .............. N 16.30 15.42 – 5.4 5.4
CLEARBRIDGE MLP&MDSTM TR (CTR) N NA 16.29 NA – 53.5 EV SenFlRtTr (EFR) ......................... N 14.07 12.96 – 7.9 7.0
NuvCorEqAlpha (JCE) ..................... N NA 13.93 NA 2.4 CalamosConvHi (CHY) ................... N 15.37 14.02 – 8.8 34.1 EVSnrIncm (EVF) ........................... N 6.74 6.35 – 5.9 6.3
ClearBridge MLP & Midstm (CEM) .. N NA 18.67 NA – 58.8 NuveenDiversDiv&Inc (JDD) .......... N NA 9.14 NA – 8.2 CalmosConvOp (CHI) ..................... N 14.58 13.25 – 9.1 32.0
Cntr Cst Brkfld MLP&EI (CEN) ......... N 13.44 10.61 – 21.1 – 78.2 First Eagle Senior Loan (FSLF) ........ N 15.44 13.75 – 10.9 8.0
Nuveen Nasdaq 100 Dyn Ov (QQQX) N NA 25.86 NA 16.0 Ellsworth G&I Fund Ltd (ECF) .......... A 13.77 12.80 – 7.0 27.4 FT/Sr Fltg Rte Inc 2 (FCT)-a .............. N 12.68 11.42 – 9.9 9.7
ChnStrInfr (UTF) ............................. N 24.78 25.78 + 4.0 9.7 Nuv Real Est (JRS) .......................... A NA 8.69 NA – 11.0 Gabelli Conv Sec (GCV) ................... N 6.56 6.13 – 6.6 16.0
COHEN & STEERS MLP INC&E (MIE) N 3.11 2.62 – 15.8 – 57.4 FT/Sr Fltg Rte 2022 TgTr (FIV)-a ....... N 9.39 8.84 – 5.9 2.9
Nuveen Rl Asst Inc & Gro (JRI) ........ N NA 13.40 NA – 18.6 HiIncBd (PCF) ................................. N 9.21 8.62 – 6.4 13.5 Highland Income (HFRO) ................ N 12.98 9.28 – 28.5 10.2
Cohen&SteersQualInc (RQI) ........... N 13.18 12.37 – 6.1 – 10.4 NuvS&P500DynOvFd (SPXX) ......... N NA 15.01 NA – 0.1 World Equity Funds
Cohen&Steers TotRet (RFI) ............ N 13.17 13.42 + 1.9 – 2.5 InvDYCrOpp (VTA) ......................... N 11.53 10.41 – 9.7 8.7
NuvSP500BuyIncFd (BXMX) .......... N NA 12.72 NA – 0.3 AbrdnAusEq (IAF) ........................... A 5.91 5.14 – 13.0 9.98 InvSnrIncTr (VVR) .......................... N 4.42 4.00 – 9.5 6.8
CohenStrsREITPrefInc (RNP) ......... N 23.57 22.14 – 6.1 – 0.5 PIMGlbStkPI (PGP) ........................ N NA 9.95 NA – 5.1 Aberdeen Emg Mkts Eq Inc (AEF) .... A 9.26 7.96 – 14.0 14.8
Columbia Sel Prm Tech Gr (STK) ..... N 26.74 26.35 – 1.5 24.3 Nuveen Credit Strat Inc (JQC) ......... N NA 6.39 NA 16.5
ReavesUtilityIncome (UTG) ............ A 32.61 33.05 + 1.3 – 3.9 Aberdeen Glbl Dyn Div (AGD) .......... N 11.80 10.23 – 13.3 10.8 NuvFloatRateIncFd (JFR) ................ N NA 8.85 NA 7.4
CushingMLPTotRet (SRV)-d ............ N 29.93 22.75 – 24.0 – 34.5 RMR Mortgage Trust (RMRM) ........ A NA 9.27 NA – 51.7 Aberdeen Japan Equity (JEQ) .......... N 10.95 9.55 – 12.8 22.5
Cushing NextGen Inf Inc (SZC) ........ N 48.35 36.92 – 23.6 – 17.5 NuvFloatRteIncOppty (JRO) ........... N NA 8.70 NA 7.4
Salient Midstream & MLP (SMM) ... N NA 4.73 NA – 28.6 Aberdeen Tot Dyn Div (AOD) ........... N 10.13 8.85 – 12.6 12.0 Nuveen Senior Income (NSL) .......... N NA 5.21 NA 7.9
DNP Select Income (DNP) .............. N 9.16 10.35 + 13.0 – 11.9 Tortoise Energy Ind (NDP) .............. N 17.73 13.82 – 22.1 – 52.7 BlackRock Capital Alloc (BCAT) ...... N 20.83 21.87 + 5.0 NS
Duff&Ph Uti&Infra Inc Fd (DPG) ...... N 13.61 12.03 – 11.6 – 10.0 Nuveen Sht Dur Crdt Opp (JSD) ...... N NA 13.10 NA 7.7
Tortoise Enrgy Infra Crp (TYG) ........ N 27.85 21.88 – 21.4 – 65.2 Calamos GloDynInc (CHW) ............. N 9.42 9.51 + 0.9 22.7 PionrFltRate Tr (PHD) ..................... N 11.23 10.84 – 3.5 6.3
Duff&Ph Sel MLP&MS Engy (DSE) . N 6.78 5.42 – 20.1 – 83.2 Tortoise Ess Asst Inc Tm (TEAF) ..... N 16.21 13.39 – 17.4 – 5.4 Cdn Genl Inv (CGI)-y ........................ T 48.34 32.26 – 33.3 35.9
EtnVncEqtyInc (EOI) ....................... N 16.64 15.76 – 5.3 8.0 Central and Eastern Euro (CEE) ....... N 28.19 23.89 – 15.3 – 7.3 High Yield Bond Funds
Tortoise Midstream Enrgy (NTG) .... N 28.79 22.49 – 21.9 – 76.2 Aberdeen Inc Credit Str (ACP) ......... N 11.21 10.66 – 4.9 13.3
EtnVncEqtyIncoII (EOS) ................. N 20.79 20.70 – 0.4 27.8 Tortoise Pipelne & Enrgy (TTP) ....... N 22.21 17.95 – 19.2 – 59.0 China (CHN) ................................... N 33.04 29.58 – 10.5 50.7
EVRskMnDvsEqInc (ETJ) ............... N 9.99 10.14 + 1.5 20.1 Delaware Enh Gl Div & In (DEX) ....... N 10.64 9.81 – 7.8 7.2 AllianceBernGlHiIncm (AWF)-a ........ N 12.81 11.45 – 10.6 6.9
Tortoise Pwr & Engy Infr (TPZ) ....... N 13.67 11.33 – 17.1 – 20.1 Angel Oak Dynmc FS I Trm (DYFN) .. N NA 18.24 NA NS
ETnVncTxMgdBuyWrtInc (ETB) ..... N 14.45 14.46 + 0.1 – 1.2 Wells Fargo Ut & Hi Inc (ERH) ......... A 12.50 12.94 + 3.5 – 2.2 EV TxAdvGlbDivInc (ETG) ............... N 19.16 17.45 – 8.9 6.7
EtnVncTxMgdBuyWrtOpp (ETV) ..... N 14.30 14.87 + 4.0 11.3 EtnVncTxAdvOpp (ETO) ................. N 26.33 24.10 – 8.5 2.9 Angel Oak FS Inc Trm (FINS) ........... N NA 16.96 NA 7.4
Income & Preferred Stock Funds Barings Glb SD HY Bd (BGH) ........... N 16.45 14.81 – 10.0 9.7
EvTxMnDvsEqInc (ETY) ................. N 12.60 12.13 – 3.7 7.9 Economic Inv Tr (N/A)-cy ................. T 156.71 101.27 – 35.4 0.7
EtnVncTxMgdGlbB (ETW) .............. N 10.12 9.55 – 5.6 3.2 CalamosStratTot (CSQ) .................. N 15.52 15.56 + 0.3 26.7 BR Corporate HY (HYT) .................. N 11.94 11.72 – 1.8 8.0
CohenStrsLtdDurPref&Inc (LDP) ... N 25.82 25.34 – 1.9 1.9 European Equity Fund Inc (EEA) ...... N 11.98 10.38 – 13.4 16.4
EVTxMnGblDvEqInc (EXG) ............. N 9.15 8.47 – 7.4 8.5 FirstTrAbEmergOp (FEO) ................ N 15.97 14.38 – 9.9 17.2 BlackRock Ltd Dur Inc (BLW) .......... N 16.89 15.89 – 5.9 7.4
First Trust Energy Inc G (FEN) ......... A 13.30 11.42 – 14.1 – 37.3 CohenStrsSelPref&Income (PSF) ... N 26.69 27.67 + 3.7 – 0.7 BNY Mellon Hi Yield Str (DHF)-a ....... N 3.25 2.99 – 8.0 8.5
CohenStrsTaxAvPreSecs&I (PTA) .. N 25.56 25.38 – 0.7 NS FirstTr Dyn Euro Eq Inc (FDEU)-a ...... N 13.60 11.74 – 13.7 – 12.7
First Tr Enhanced Eq (FFA) .............. N 18.12 16.84 – 7.1 11.4 Gabelli Gl Sm&Mid Cp Val (GGZ) ..... N 14.79 12.43 – 16.0 14.3 Brookfield Real Asst Inc (RA) .......... N NA 18.07 NA 13.5
First Tr Specialty Fn (FGB) ............... N 3.57 3.34 – 6.4 – 36.1 Del Div & Inc (DDF) ......................... N 9.90 9.21 – 7.0 – 29.7 CrSuisHighYld (DHY) ..................... A NA 2.30 NA 8.5
Dividend and Income (DNIF) ........... O NA 11.07 NA – 3.9 Gabelli Multimedia (GGT)-h ............. N 8.07 8.18 + 1.4 15.8
FirstTrEnergyInfra (FIF)-a ................ N 12.83 11.01 – 14.2 – 21.1 GDL Fund (GDL) ............................. N 10.89 8.76 – 19.6 0.2 CSAM Income Fd (CIK) ................... A NA 3.15 NA 8.5
FirstTrMLPEner&Inc (FEI)-a ............ N 7.20 6.22 – 13.6 – 35.6 FirstTrIntDurPref&Inc (FPF)-a ......... N 24.05 22.94 – 4.6 3.2 DoubleLine Inc Sol (DSL) ................ N NA 16.32 NA 10.7
Gabelli Go Anywhere Tr (GGO) ........ N 13.90 NA NA NA Herzfeld Caribb (CUBA) .................. O 6.24 4.91 – 21.3 – 20.5
Gab Gl Util & Inc (GLU)-h ................. A 19.18 18.08 – 5.7 3.3 Highland Global Alloc (HGLB) ......... N 10.35 6.47 – 37.5 – 13.2 DoubleLine Yld Opps (DLY) ............ N 19.87 18.64 – 6.2 NS
Gabelli Healthcare (GRX)-h .............. N 13.65 11.64 – 14.7 9.9 JHanPrefInc (HPI) .......................... N 19.88 19.74 – 0.7 – 3.4 India Fund (IFN) .............................. N 22.01 19.45 – 11.6 6.5 EVHiInc2021 (EHT) ........................ N 9.90 9.67 – 2.3 3.5
Gab Utility (GUT)-h .......................... N 4.13 7.72 + 86.9 13.8 JHPrefIncII (HPF) ........................... N 19.54 18.61 – 4.8 – 7.0 J Han Hdgd Ety & Inc (HEQ) ............ N 12.98 11.72 – 9.7 – 9.4 First Tr Hi Inc Lng/Shrt (FSD)-a ........ N 16.37 14.63 – 10.6 9.0
GAMCOGlGold&NatRes (GGN) ....... A 3.99 3.52 – 11.8 – 5.8 HnckJPfdInco III (HPS) .................. N 17.50 17.35 – 0.9 – 0.9 JHancockTaxAdv Gl Sh Yld (HTY) ... N 6.53 5.62 – 13.9 – 10.1 First Trust HY Opp:2027 (FTHY)-a .... N 21.31 19.88 – 6.7 NS
GAMCO NR GLD & INC TR (GNT) .... N 5.87 5.14 – 12.4 – 6.6 J Han Prm (PDT) ............................. N 13.79 14.24 + 3.3 – 9.5 Japan Smaller Cap (JOF) ................. N 10.67 9.80 – 8.2 12.2 Franklin Univ (FT) ........................... N 8.51 7.31 – 14.1 5.3
J Han Finl Opptys (BTO) .................. N 28.45 29.83 + 4.9 – 7.5 LMP CapInco (SCD) ........................ N NA 11.83 NA – 7.5 Korea (KF) ...................................... N 45.38 38.67 – 14.8 39.9 InvHighIncTrII (VLT) ...................... N 14.92 13.60 – 8.8 8.6
Macquarie/FirstTr Gl (MFD) ............ N 9.73 8.40 – 13.7 – 7.4 Nuveen Pref & I 2022 Trm (JPT) ...... N NA 23.80 NA 2.9 LazardGlbTotRetInc (LGI) ............... N 19.33 17.51 – 9.4 19.9 IVY HIGH INCOME OPP (IVH) ......... N 14.42 13.08 – 9.3 9.5
Madison CovCall & Eq Str (MCN) .... N 7.24 6.53 – 9.8 12.0 Nuveen Pref & Inc Opp (JPC) .......... N NA 9.32 NA – 2.1 MexicoEqandIncmFd (MXE) ........... N 11.71 9.75 – 16.7 – 8.0 MFS IntmdHgInc (CIF) .................... N 2.49 2.59 + 4.0 9.2
Neuberger Brmn MLP & EI (NML) ... N 4.66 3.67 – 21.2 – 37.2 Nuveen Fd (JPS) ............................. N NA 9.55 NA 1.0 Mexico (MXF) ................................. N NA 13.55 NA 8.3 NeubHgYldStrt (NHS) ..................... N 12.53 11.80 – 5.8 9.4
NubrgrRlEstSec (NRO) ................... A 4.45 4.43 – 0.4 – 12.2 Nuveen Pref & Inc Term (JPI) .......... N NA 24.12 NA 3.7 Miller/Howard High Inc E (HIE) ....... N 8.72 8.17 – 6.3 – 18.7 New Amer Hi Inc (HYB) ................... N 9.82 8.68 – 11.6 6.5
Nuv Dow 30 Dyn Overwrite (DIAX) .. N NA 15.14 NA – 9.4 Nuveen TxAdvDivGr (JTD) .............. N NA 14.12 NA – 11.2 MS ChinaShrFd (CAF)-J ................... N 28.14 24.14 – 14.2 18.2 NexPointStratOppty (NHF) ............. N 17.74 10.29 – 42.0 14.3
TCW Strat Income (TSI) .................. N 5.71 5.71 + 0.0 4.7 MS India (IIF) .................................. N 24.30 20.44 – 15.9 4.3 Nuveen CI 2023 Target (JHAA) ........ N NA 9.50 NA 5.8
a-NAV and market price are ex dividend. b-NAV is fully diluted. c- Convertible Sec's. Funds New Germany (GF) ......................... N 22.29 19.34 – 13.3 32.7 Nuveen CI Nov 2021 Tgt (JHB) ........ N NA 9.13 NA 4.4
NAV is as of Thursday’s close. d-NAV is as of Wednesday’s close. AdvntCnvrtbl&IncFd (AVK) ............. N 18.57 16.01 – 13.8 16.6 New Ireland (IRL) ........................... N 13.32 10.06 – 24.5 5.6 Nuveen Crdt Opps 2022 TT (JCO) .... N NA 8.21 NA 6.8
e-NAV assumes rights offering is fully subscribed. f-Rights offering AllianzGI Con & Inc 2024 (CBH) ...... N 10.36 9.80 – 5.4 6.3 RENN Fund (RCG) .......................... A NA 1.61 NA 1.9 Nuveen Global High Inc (JGH) ......... N NA 15.10 NA 7.6
GI Conv & Inc (NCV) ....................... N 6.04 5.57 – 7.8 10.1 Royce Global Value Trust (RGT) ...... N 15.64 14.80 – 5.4 32.5 PGIM Global High Yield (GHY) ........ N NA 14.45 NA 8.9
in process. g-Rights offering announced. h-Lipper data has been ad- AGI Conv & Inc II (NCZ) ................... N 5.41 4.93 – 8.9 10.1 Swiss Helvetia (SWZ) ..................... N 10.18 8.78 – 13.8 15.6 PGIM High Yield Bond (ISD) ........... N NA 15.06 NA 8.5
justed for rights offering. j-Rights offering has expired, but Lipper AGI Dvs Inc & Conv (ACV) ............... N 33.44 31.42 – 6.0 36.7 Templeton Dragon (TDF) ................ N 27.10 25.30 – 6.6 55.6 PGIM Sh Dur Hi Yld Opp (SDHY) ..... N 20.03 NA NA NS
data not yet adjusted. l-NAV as of previous day. o-Tender offer in AGI Eqty & Conv Inc (NIE) ............... N 30.47 27.60 – 9.4 31.3 Templeton Em Mkt (EMF) ............... N 20.13 18.31 – 9.0 26.7 PioneerHilncmTr (PHT) .................. N 9.36 9.09 – 2.9 8.4
process. Source: Lipper Bancroft Fund Ltd (BCV) ................. A 30.71 28.11 – 8.5 28.8 United Corps Ltd (UNC)-cy ............... T 166.90 98.27 – 41.1 2.5 Wells Fargo Income Oppty (EAD) .... A 8.94 8.05 – 10.0 8.8
THREE YEAR TED SPREAD Market Sentiment LAST +1.51

Citigroup Panic/Euphoria Model
TED Spread = 3-mth LIBOR – 3-mth T-bill rate 1.8
1.5
1.4 Euphoria
1.2
1.3
1.2
0.6
1.1
1.0
0.9 0
0.8
0.7 -0.6
Friday's Close 0.14
0.6 Panic
0.5 -1.2
0.4
0.3 -1.8
0.2 N D J F M A M J J A S O N D
0.1 The panic/euphoria model is a gauge of investor sentiment. It identifies "Panic" and "Euphoria" levels which are statistically driven buy and
Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4 sell signals for the broader market. Historically, a reading below panic supports a better than 95% likelihood that stock prices will be
17 19 20 higher one year later, while euphoria levels generate a better than 80% probability of stock prices being lower one year later.
Source: Citigroup Investment Research - US Equity Strategy
Weekly Closed-End Funds Data provided by
12 mos 12 mos 12 mos 52 Week

Stock Market Prem Yield Stock Market Prem Yield Stock Market Prem Yield Stock Market Prem Market
Fund Name (Symbol) Exch NAV Price /Disc 11/30/20 Fund Name (Symbol) Exch NAV Price /Disc 11/30/20 Fund Name (Symbol) Exch NAV Price /Disc 11/30/20 Fund Name (Symbol) Exch NAV Price /Disc Return
WstAstHIF II (HIX) .......................... N NA 7.01 NA 8.4 FedHrmsPremMuI (FMN) ............... N 15.58 14.46 – 7.2 4.2 Nuveen NY Val (NNY) ...................... N NA 10.24 NA 3.2 Loan Participation Funds
Western Asset Hi Inc Opp (HIO) ...... N NA 5.05 NA 7.7 InvAdvMuIncTrII (VKI) ................... A 12.14 11.38 – 6.3 4.7 Nuveen NY Muni Value 2 (NYV) ....... N NA 15.01 NA 2.3 1WS Credit Income (N/A) ................ z NA NA NA 6.0
Western Asset Hi Yld D O (HYI) ....... N NA 15.09 NA 7.4 Invesco MuniOp (OIA) .................... N 7.67 7.62 – 0.7 4.9 Nuveen NY Qual Muni Inc (NAN) ..... N NA 13.99 NA 4.3 AlphCntrc Prime Merid In (N/A) ....... z 9.96 NA NA NS
Other Domestic Taxable Bond Funds InvescoMuOppTr (VMO) ................ N 13.58 12.77 – 6.0 4.7 Nuveen NY Sel Tx-Free (NXN) ......... N NA 13.14 NA 3.5 Angel Oak Str Crdt:Inst (N/A)-a ......... z NA NA NA 7.9
Apollo Tactical Income (AIF) ........... N NA 13.89 NA 7.2 InvescoMuTr (VKQ) ........................ N 13.60 12.88 – 5.3 4.6 Nuveen OH Qual Muni Inc (NUO) ..... N NA 15.86 NA 3.4 Axonic Alternative Inc (N/A) ............ z NA NA NA 3.5
Ares Dynamic Crdt Alloc (ARDC) ..... N NA 13.71 NA 8.9 InvescoQual Inc (IQI) ...................... N 13.77 12.85 – 6.7 4.7 Nuveen PA Muni Value (NPN) ......... N NA 14.26 NA 2.7 Blackstone/GSO FR EI D (N/A)-a ....... z 23.56 NA NA 5.7
Barings Corporate Inv (MCI) ........... N NA 13.00 NA 7.7 InvTrInvGrMu (VGM) ..................... N 14.02 13.10 – 6.6 4.7 Nuveen PA Qual Muni Inc (NQP) ..... N NA 14.18 NA 4.5 Blackstone/GSO FR EI I (N/A)-a ........ z 23.52 NA NA 5.9
Barings Part Inv (MPV) ................... N NA 12.08 NA 7.1 InvescoValMunInc (IIM) ................. N 16.72 15.56 – 6.9 4.5 Nuveen VA Qlty Mun Inc (NPV) ....... N NA 15.66 NA 3.5 Blackstone/GSO FR EI T (N/A)-a ....... z 23.48 NA NA 5.5
BlackRock Mlt-Sctr Inc (BIT) .......... N 18.34 17.19 – 6.3 8.7 MAINSTAY:MK DEFTR MUN OP (MMD) N NA 21.69 NA 4.7 PIMCO CA (PCQ) ............................ N NA 18.07 NA 4.5 Blackstone/GSO FR EI T-I (N/A)-a ..... z 24.06 NA NA 5.4
BlackRock Tax Muni Bd (BBN) ........ N 24.86 26.69 + 7.4 5.0 MFS HgIncMuniTr (CXE) ................ N 5.26 4.94 – 6.1 5.0 PIMCOCAMuniII (PCK) ................... N NA 9.13 NA 4.2 Blackstone/GSO FR EI U (N/A)-a ....... z 24.52 NA NA 5.4
DoubleLine:Oppor Crdt Fd (DBL) .... N 19.73 19.63 – 0.5 7.1 MFS HgYldMuniTr (CMU) ............... N 4.75 4.38 – 7.8 5.0 Pimco CA Muni III (PZC) ................. N NA 10.39 NA 4.4 Blstn Commnty Dev (N/A) ............... z 10.11 NA NA 3.4
Duff&Ph Util Cor (DUC) .................. N 9.59 9.84 + 2.6 5.9 NeubrgrBrm (NBH) ......................... A 15.16 15.24 + 0.5 4.8 PIMCO NY (PNF) ............................ N NA 11.89 NA 4.3 BNYM Alcntr Glb MS Cr Fd (N/A) ..... z 101.95 NA NA 6.9
EVLmtDurIncm (EVV) ..................... A 13.68 12.47 – 8.8 9.8 Nuveen AMT-Fr Mu Val (NUW) ........ N NA 16.30 NA 2.8 PIMCONYMuniII (PNI) ................... N NA 10.63 NA 4.5 CLIFFWATER CL FD;I (N/A) ............. z 10.50 NA NA 5.1
Franklin Ltd Dur Income (FTF) ......... A 9.39 8.77 – 6.6 10.8 Nuveen AMT-Fr Qlty Mun I (NEA) .... A NA 14.88 NA 4.5 Pimco NY Muni III (PYN) ................. N NA 8.98 NA 4.7 CNR Strategic Credit (N/A) .............. z 10.24 NA NA 7.8
J Han Investors (JHI) ...................... N 18.50 17.20 – 7.0 7.8 Nuveen AMT-Fr Mu CI (NVG) .......... A NA 16.65 NA 4.8 General Equity Funds FedProj&TrFinanceTendr (N/A) ...... z 10.01 NA NA 2.8
KKR Income Opportunities (KIO) .... N NA 14.44 NA 10.5 Nuveen Dyn Muni Opp (NDMO) ....... N NA NA NA NS Alternative Strategies:I (N/A) .......... z NA NA NA NA FS Global Crdt Opptys D (N/A)-a ....... z NA NA NA 8.5
MFS Charter (MCR) ........................ N 8.94 8.51 – 4.9 8.1 Nuveen Enh Muni Val (NEV) ............ N NA 15.39 NA 4.5 AMG Pantheon:1 (N/A) ................... z NA NA NA NA Schrdrs Opp Inc;A (N/A) ................. z 25.66 NA NA 1.1
Nuveen Taxable Muni Inc (NBB) ...... N NA 23.48 NA 4.8 Nuveen Int Dur Mun Term (NID) ...... N NA 13.84 NA 3.7 Continuously Offered Schrdrs Opp Inc;A2 (N/A) ............... z NA NA NA NS
PCM Fund (PCM) ............................ N NA 11.08 NA 8.9 Nuveen Int Dur Qlty Mun (NIQ) ........ N NA 14.49 NA 2.8 52 Week Schrdrs Opp Inc;I (N/A) .................. z 25.67 NA NA 1.1
PIMCO Corp & Inc Oppty (PTY) ....... N NA 17.92 NA 9.1 Nuveen Mu Crdt Opps (NMCO) ....... N NA 12.87 NA 5.6 Stock Market Prem Market Schrdrs Opp Inc;SDR (N/A) ............ z 25.71 NA NA 1.2
PIMCO Corp & Inc Strat (PCN) ........ N NA 17.21 NA 8.3 NuvMuni2021TgtTerm (NHA) ......... N NA 9.76 NA 1.4 Fund Name (Symbol) Exch NAV Price /Disc Return Invesco Sr Loan A (N/A)-a ................ z 6.20 NA NA 4.4
PIMCOHilnco (PHK) ....................... N NA 6.19 NA 11.1 Nuv Muni Credit Income (NZF) ........ A NA 15.87 NA 4.8 Invesco Sr Loan C (N/A)-a ................ z 6.22 NA NA 3.7
PIMCO IncmStrFd (PFL) ................. N NA 11.36 NA 9.7 NuvMuniHiIncOpp (NMZ) ............... A NA 13.90 NA 5.3 Specialized Equity Funds Invesco Sr Loan IB (N/A)-a ............... z 6.20 NA NA 4.6
PIMCO IncmStrFd II (PFN) .............. N NA 10.03 NA 9.8 Nuveen Muni Inc (NMI) ................... N NA 11.35 NA 3.5 Bluerock Total Inc+ RE:A (N/A) ........ z 29.52 NA NA 1.4 Invesco Sr Loan IC (N/A)-a ............... z 6.20 NA NA 4.5
Putnam Mas Int (PIM) .................... N 4.46 4.20 – 5.8 8.6 Nuveen Muni Val (NUV) .................. N NA 11.11 NA 3.3 Bluerock Total Inc+ RE:C (N/A) ........ z 28.10 NA NA 0.6 Invesco Sr Loan Y (N/A)-a ................ z 6.21 NA NA 4.6
Putnam Prem Inc (PPT) .................. N 4.95 4.68 – 5.5 9.1 Nuveen Quality Muni Inc (NAD) ....... N NA 15.02 NA 4.4 Bluerock Total Inc+ RE:I (N/A) ......... z 30.08 NA NA 1.6 Pioneer Sec Inc (N/A)-a .................... z 9.35 NA NA NS
Wells Fargo Multi-Sector (ERC) ...... A 12.94 11.98 – 7.4 9.7 Nuveen Sel Mat (NIM) ..................... N NA 10.49 NA 3.0 Bluerock Total Inc+ RE:L (N/A) ........ z 29.26 NA NA 1.1 High Yield Bond Funds
World Income Funds Nuveen Sel TF (NXP) ....................... N NA 16.57 NA 3.2 Broadstone Rl Est Acc:I (N/A) .......... z 9.57 NA NA – 5.0 Griffin Inst Access Cd:A (N/A) ......... z NA NA NA 6.1
Nuveen Sel TF 2 (NXQ) .................... N NA 15.42 NA 3.2 Broadstone Rl Est Acc:W (N/A) ....... z 9.56 NA NA – 5.2 Griffin Inst Access Cd:C (N/A) ......... z NA NA NA 6.1
Abrdn AP IncFd (FAX) ..................... N 4.87 4.34 – 10.9 7.8 Nuveen Sel TF 3 (NXR) .................... N NA 16.57 NA 3.1 CIM RA&C A (N/A)-a ........................ z NA NA NA NS
Aberdeen Global Income (FCO) ....... N 7.02 7.63 + 8.7 10.5 Griffin Inst Access Cd:F (N/A) .......... z NA NA NA 6.2
PIMCO MuniInc (PMF) .................... N NA 13.88 NA 4.7 CIM RA&C C (N/A)-a ........................ z NA NA NA NS Griffin Inst Access Cd:I (N/A) .......... z NA NA NA 6.1
BlackRock 2022 Gl Inc Op (BGIO) ... N 9.12 8.89 – 2.5 6.9 PIMCOMuniIncII (PML) .................. N NA 14.39 NA 5.0 CIM RA&C I (N/A)-a ......................... z NA NA NA NS
BrndywnGLB Glb Inc Oppts (BWG) . N NA 12.45 NA 7.0 Griffin Inst Access Cd:L (N/A) .......... z NA NA NA 6.2
Pimco Muni III (PMX) ..................... N NA 11.99 NA 4.6 CIM RA&C L (N/A)-a ........................ z NA NA NA NS PIMCO Flexible Cr I;A-2 (N/A) .......... z 9.16 NA NA 9.8
EtnVncStDivInc (EVG) .................... N 13.73 12.54 – 8.7 7.2 PioneerHilncAdv (MAV) .................. N 12.32 11.65 – 5.4 4.3 Clarion Partners REI D (N/A)-a ......... z NA NA NA NA
First Tr/Ab Glbl Inc (FAM)-a .............. N 11.22 10.43 – 7.0 9.2 PIMCO Flexible Cr I;A-3 (N/A) .......... z 9.16 NA NA NS
PioneerMunHiIcmT (MHI) .............. N 13.19 12.32 – 6.6 4.4 Clarion Partners REI I (N/A)-a ........... z NA NA NA NA PIMCO Flexible Cr I;A-4 (N/A) .......... z 9.16 NA NA 10.1
MS EmMktDomDebt (EDD) ............ N 7.29 6.29 – 13.7 7.4 Putnam Mgd Inc (PMM) ................. N 8.14 8.00 – 1.7 4.8 Clarion Partners REI S (N/A)-a .......... z NA NA NA NA
Ms EmMktDebtFd (MSD) ................ N 10.58 9.10 – 14.0 5.0 PIMCO Flexible Cr I;Inst (N/A) ......... z 9.16 NA NA 10.9
Putnam Muni Opp (PMO) ................ N 13.90 13.48 – 3.0 4.7 Clarion Partners REI T (N/A)-a .......... z NA NA NA NA PionrILSBridge (N/A) ..................... z NA NA NA 0.0
Nuveen EM Dbt 2022 Tg Tr (JEMD) . N NA 7.55 NA 5.9 RiverNorth Flex Muni Inc (RFM) ...... N NA NA NA NS Griffin Inst Access RE:A (N/A) ......... z NA NA NA NA
PIMCO Dyn Crd & Mrt Inc (PCI) ....... N NA 21.34 NA 12.2 WA Middle Mkt Dbt (N/A) ................ z NA NA NA 7.8
RiverNorth Mgd Dur Mun I (RMM) .. N NA 17.91 NA 5.7 Griffin Inst Access RE:C (N/A) ......... z NA NA NA NA WA Middle Mkt Inc (N/A) ................. z NA NA NA 8.7
PIMCO Dynamic Income (PDI) ........ N NA 26.96 NA 11.5 RiverNorth Opps Muni Inc (RMI) ..... N NA 21.64 NA 4.7 Griffin Inst Access RE:I (N/A) .......... z NA NA NA NA
PIMCO Income Opportunity (PKO) .. N 23.43 25.52 + 8.9 9.1 Western Asset Mgd Muni (MMU) .... N NA 12.75 NA 4.2 GS Real Est Div Inc:A (N/A) ............. z 9.79 NA NA – 4.2 Other Domestic Taxable Bond Funds
PIMCO Stratg Inc (RCS) .................. N NA 6.91 NA 9.7 Western Asset Mun Hi Inc (MHF) .... N NA 7.42 NA 3.8 GS Real Est Div Inc:C (N/A) ............. z 9.78 NA NA – 4.7 Am Beacon Apollo TR:T (N/A) ......... z 10.38 NA NA 1.7
StoneHarbor EM Tot Inc (EDI) ......... N NA 8.59 NA 15.4 WstAstMuniPrtnrs (MNP) .............. N NA 14.82 NA 3.8 GS Real Est Div Inc:I (N/A) .............. z 10.22 NA NA – 4.0 Am Beacon Apollo TR:Y (N/A) ......... z 10.42 NA NA 2.5
StoneHarbor Emg Mkts Inc (EDF) ... N NA 7.87 NA 19.3 Westn Asst Mu Def Opp Tr (MTT) .... N NA 20.52 NA 3.2 GS Real Est Div Inc:L (N/A) .............. z 9.80 NA NA – 4.3 Am Beacon SP Enh Inc:T (N/A) ........ z 9.58 NA NA NS
Templeton Em Inc (TEI) .................. N 8.89 7.89 – 11.2 7.7 Single State Muni Bond GS Real Est Div Inc:W (N/A) ............ z 9.94 NA NA – 4.2 Am Beacon SP Enh Inc:Y (N/A) ........ z 9.64 NA NA 3.3
Templtn Glbl Inc (GIM) ................... N 6.11 5.43 – 11.1 4.5 BlackRock CA Mun (BFZ) ................ N 15.96 14.01 – 12.2 3.3 NexPointRlEstStrat;A (N/A) ............ z 16.82 NA NA – 11.7 BR Credit Strat;A (N/A)-a .................. z 10.41 NA NA NS
Virtus Gl MSec Inc (VGI) ................. N 12.64 11.78 – 6.8 11.6 BlckRk FL Muni 20 (BFO) ................ N 14.81 14.79 – 0.1 0.3 NexPointRlEstStrat;C (N/A) ............ z 17.00 NA NA – 12.0 BR Credit Strat;Inst (N/A)-a .............. z 10.41 NA NA 5.1
WstAstEmergDebt (EMD) ............... N NA 13.81 NA 8.8 BlackRock MA Tax-Exempt (MHE) .. N 13.82 13.62 – 1.4 3.6 NexPointRlEstStrat;Z (N/A) ............ z 16.99 NA NA – 11.1 BlackRock Mlt-Sctr Oppty (N/A) ...... z 87.07 NA NA 8.6
Western Asset Gl Cr D Op (GDO) ..... N NA 17.92 NA 6.7 BlackRock MD Mun Bd (BZM) ......... N 15.25 15.98 + 4.8 3.1 PREDEX;I (N/A) .............................. z NA NA NA NA BlackRock Mlt-Sec Opp II (N/A) ...... z 90.19 NA NA 8.3
National Muni Bond Funds BR MH CA Qly Fd Inc (MUC) ............ N 15.94 14.67 – 8.0 3.9 PREDEX;T (N/A) ............................. z NA NA NA NA Carlyle Tact Pvt Cred:A (N/A) ........... z NA NA NA 8.2
AllBerNatlMunInc (AFB)-a ................ N 15.28 14.25 – 6.7 4.2 BR MH NJ Qly (MUJ) ....................... N 15.98 14.49 – 9.3 4.8 PREDEX;W (N/A) ............................ z NA NA NA NA Carlyle Tact Pvt Cred:I (N/A) ............ z NA NA NA 9.1
BlckRk Inv Q Mun (BKN) ................. N 16.57 17.12 + 3.3 4.2 BR MH NY Qly (MHN) ..................... N 15.09 13.89 – 8.0 4.2 Principal Dvs Sel RA A (N/A) ........... z 25.15 NA NA 1.5 Carlyle Tact Pvt Cred:L (N/A) ........... z NA NA NA 8.6
BlckRk L-T Muni Adv (BTA) ............. N 12.90 12.73 – 1.3 4.7 BlkRkMunyldAZ (MZA) ................... N 14.87 14.95 + 0.5 3.8 Principal Dvs Sel RA Ins (N/A) ......... z 25.20 NA NA 1.7 Carlyle Tact Pvt Cred:M (N/A) .......... z NA NA NA NS
BR Mu InDur (MUI) ......................... N 15.98 14.70 – 8.0 4.0 BR MuniYld CA (MYC) .................... N 16.30 14.47 – 11.2 3.5 Principal Dvs Sel RA Y (N/A) ........... z 25.28 NA NA 2.0 Carlyle Tact Pvt Cred:N (N/A) .......... z NA NA NA 9.1
BlackRock Muni 2020 (BKK) ........... N 15.08 15.06 – 0.1 0.8 BR MuniYld CA Qly (MCA) ............... N 16.12 14.84 – 7.9 4.0 SharesPost 100;A (N/A) .................. z 35.34 NA NA 20.4 Carlyle Tact Pvt Cred:Y (N/A) ........... z NA NA NA 8.8
BlackRock Muni 2030 Tgt (BTT) ...... N 26.61 25.25 – 5.1 2.9 BR MuniYld MI Qly (MIY) ................ N 15.81 14.37 – 9.1 4.2 SharesPost 100:I (N/A) ................... z 35.60 NA NA 20.8 CION Ares Dvsfd Crdt;A (N/A)-a ....... z NA NA NA 5.7
BlackRock Mun Bd (BBK) ................ N 16.66 16.12 – 3.2 4.3 BR MuniYld NJ (MYJ) ..................... N 16.06 14.27 – 11.1 5.1 SharesPost 100:L (N/A) .................. z 35.09 NA NA 20.1 CION Ares Dvsfd Crdt;C (N/A)-a ....... z NA NA NA 5.7
BlackRock Muni (BFK) .................... N 14.58 14.95 + 2.5 4.4 BR MuniYld NY Qly (MYN) .............. N 14.48 13.17 – 9.0 4.1 USQ Core Real Estate:I (N/A) ........... z 24.81 NA NA 0.0 CION Ares Dvsfd Crdt;I (N/A)-a ......... z NA NA NA 5.6
BlackRock Muni II (BLE) ................. N 15.02 15.22 + 1.3 4.6 BR MuniYld PA Qly (MPA) ............... N 16.15 14.76 – 8.6 4.1 USQ Core Real Estate:IS (N/A) ........ z 24.82 NA NA 0.0 CION Ares Dvsfd Crdt;L (N/A)-a ........ z NA NA NA 5.6
BlckRk Mun Inc Inv (BBF) ............... N 14.28 13.28 – 7.0 4.5 BlckRk NY Muni Inc Qly (BSE) ......... N 15.05 13.62 – 9.5 3.9 Versus Cap MMgr RE Inc:I (N/A) ..... z 27.06 NA NA NE CION Ares Dvsfd Crdt;U (N/A)-a ....... z NA NA NA 5.6
BlckRk Muni Inc Qly (BYM) ............. N 15.80 14.85 – 6.0 4.0 BlackRock NY Mun (BNY) ............... N 15.09 14.29 – 5.3 4.1 Versus Capital Real Asst (N/A) ........ z 25.08 NA NA 1.0 CION Ares Dvsfd Crdt:U2 (N/A)-a ..... z NA NA NA NS
BlckRk Muni Inc Inv Qly (BAF) ......... N 15.48 14.88 – 3.9 4.4 BlackRock NY Mun II (BFY) ............. N 15.56 14.29 – 8.2 4.5 Wildermuth Endwmnt:A (N/A) ........ z 13.47 NA NA – 3.0 CION Ares Dvsfd Crdt;W (N/A)-a ...... z NA NA NA 5.6
BR MuniAssets Fd (MUA) ............... N 14.30 14.95 + 4.5 4.3 BlackRock VA Mun (BHV) ............... N 15.53 16.35 + 5.3 3.2 Wildermuth Endwmnt:C (N/A) ........ z 12.97 NA NA – 4.0 CNR Select Strategies (N/A) ............ z 11.58 NA NA 0.0
BR MuniEnhanced (MEN) ............... N 12.38 11.95 – 3.5 4.1 Del CO Muni Inc (VCF) ..................... A 15.39 14.13 – 8.2 3.6 Wildermuth Endowment:I (N/A) ...... z 13.54 NA NA – 3.4 GL Beyond Income (N/A) ................ z 0.76 NA NA NE
BR MuniHoldng2 (MUH) ................. N 15.92 15.08 – 5.3 4.6 Del MN II (VMM) ............................. A 14.99 13.24 – 11.7 3.2 Income & Preferred Stock Funds KKR CREDIT OPPTY;D (N/A)-a ......... z NA NA NA NS
BR MuniHoldings Qly (MFL) ........... N 15.03 14.04 – 6.6 3.9 EVCAMuniBd (EVM) ....................... A 12.79 11.67 – 8.8 4.0 A3 Alternative Cr (N/A) .................... z 10.31 NA NA 6.6 KKR CREDIT OPPTY;I (N/A)-a .......... z NA NA NA NS
BR MH Qly (MUS) ........................... N 14.08 13.24 – 6.0 4.3 EVCAMuniIncm (CEV) .................... A NA 13.39 NA 4.0 Calamos L/S Eqty and DI (CPZ) ....... z NA 17.94 NA NA KKR CREDIT OPPTY;T (N/A)-a ......... z NA NA NA NS
BR MH Qly 2 (MUE) ......................... N 14.19 13.23 – 6.8 4.3 Eaton Vance NY Muni Bd (ENX) ....... A 13.50 12.12 – 10.2 4.1 Destra Multi-Altrntv;A (N/A) ............ z 12.17 NA NA – 4.9 KKR CREDIT OPPTY;U (N/A)-a ......... z NA NA NA NS
BR MuniHoldngs (MHD) ................. N 17.11 15.90 – 7.1 4.5 EVNYMuniIncm (EVY) .................... A NA 13.65 NA 3.8 Destra Multi-Altrntv;C (N/A) ............ z 11.64 NA NA – 5.7 Lord Abbett Cred Opps Fd (N/A)-a .... z 10.22 NA NA 7.2
BR MuniVest Fd (MVF) .................... N 9.81 9.07 – 7.5 4.4 InvCaValMuIncTr (VCV) ................. N 13.70 12.86 – 6.1 4.1 Destra Multi-Altrntv;I (N/A) ............. z 12.42 NA NA – 4.7 Lord Abbett Cred Opps Fd (N/A)-a .... z 10.22 NA NA 7.8
BR MuniVest 2 (MVT) ..................... N 15.41 15.17 – 1.6 4.4 InvPAValMuIncTr (VPV) ................. N 14.23 12.65 – 11.1 4.7 Destra Multi-Altrntv;T (N/A) ............ z 11.82 NA NA – 5.4 Lord Abbett Crd Op:U (N/A)-a ........... z 10.22 NA NA NS
BR MuniYield Fd (MYD) .................. N 15.06 14.25 – 5.4 4.7 InvTrInvGrNYMu (VTN) .................. N 14.34 12.63 – 11.9 4.3 Flat Rock Opportunity (N/A) ............ z NA NA NA NA Palmer Square Opp Inc (N/A) .......... z 18.25 NA NA 6.0
BR MuniYld Invest Qly (MFT) .......... N 14.41 14.52 + 0.8 4.5 NeubrgrBrmCA (NBW) ................... A 15.56 13.48 – 13.4 4.0 The Relative Value:CIA (N/A)-a ......... z NA NA NA NA Resource Credit Inc:A (N/A) ............ z NA NA NA 8.0
BR MuniYield Qlty (MQY) ................ N 16.48 16.42 – 0.4 4.1 NeubrgeBrmNY (NBO) ................... A 14.12 12.33 – 12.7 3.8 Variant Altrntv Inc:Inst (N/A) ........... z 26.63 NA NA 6.2 Resource Credit Inc:C (N/A) ............ z NA NA NA 7.3
BR MuniYld Qlty2 (MQT) ................ N 14.48 13.71 – 5.3 4.1 Nuveen AZ Qual Muni Inc (NAZ) ...... N NA 16.16 NA 3.5 Variant Altrntv Inc:Inv (N/A) ............ z 26.63 NA NA 5.9 Resource Credit Inc:I (N/A) ............. z NA NA NA 8.2
BR MuniYld Qly 3 (MYI) .................. N 15.14 14.15 – 6.5 3.9 Nuveen CA AMT-F Qual MI (NKX) .... A NA 15.58 NA 4.0 Convertible Sec's. Funds Resource Credit Inc:L (N/A) ............ z NA NA NA 7.7
BR MuniYldInv (MYF) ..................... N 14.60 14.10 – 3.4 4.8 Nuveen CA Val (NCA) ...................... N NA 10.47 NA 3.0 Calmos Dyn Conv and Inc (CCD) ..... z 29.65 27.80 – 6.2 58.5 Resource Credit Inc:W (N/A) ........... z NA NA NA 8.0
BlckRk Str Muni (BSD) .................... N 14.57 14.43 – 1.0 4.7 Nuveen CA Muni Value 2 (NCB) ....... N NA 15.44 NA 2.7 Thrivent Church Ln&Inc:S (N/A)-a ... z 10.93 NA NA 2.6
12 mos
BNY Mellon Muni Bd Infra (DMB) .... N 14.47 14.20 – 1.9 4.5 NuveenCAQtyMuInc (NAC) ............. N NA 15.05 NA 4.1 Stock Market Prem Yield
World Income Funds
BNY Mellon Muni Income (DMF) ..... A 9.26 8.79 – 5.1 4.8 Nuveen CA Sel Tx-Free (NXC) .......... N NA 15.78 NA 3.2 Destra Int&Evt-Dvn Crd:A (N/A) ...... z 25.15 NA NA 4.6
BNY Mellon Str Muni Bond (DSM) ... N NA 7.71 NA 4.7 NuvGA Qual Muni Inc (NKG) ........... A NA 12.85 NA 3.7
Fund Name (Symbol) Exch NAV Price /Disc 11/30/20 Destra Int&Evt-Dvn Crd:I (N/A) ....... z 25.16 NA NA 4.8
BNY Mellon Strat Muni (LEO) .......... N 8.58 8.60 + 0.2 4.9 Nuveen MA Qual Muni Inc (NMT) .... N NA 14.82 NA 3.5 Destra Int&Evt-Dvn Crd:L (N/A) ...... z 25.14 NA NA 4.4
World Equity Funds Destra Int&Evt-Dvn Crd:T (N/A) ...... z 25.12 NA NA 4.2
Del Inv Natl Muni Income (VFL) ....... A 14.79 12.88 – 12.9 3.9 Nuveen MD Qual Muni Inc (NMY) .... N NA 13.86 NA 4.1
DTF Tax-Free Income (DTF) ............ N 16.05 14.86 – 7.4 3.1 Nuveen MI Qual Muni Inc (NUM) ..... N NA 14.70 NA 3.8 ACAP Strategic:A (N/A) ................... z 26.14 NA NA 49.3 National Muni Bond Funds
DWS Muni Inc (KTF) ....................... N 12.75 11.47 – 10.0 4.1 Nuveen Minn Qual Mun Inc (NMS) .. A NA 14.95 NA 3.8 ACAP Strategic:W (N/A) .................. z 19.26 NA NA 50.4 PIMCO Flex Mun Inc;A-3 (N/A)-a ...... z NA NA NA 2.1
DWS Strat Mun (KSM) .................... N 12.68 11.46 – 9.6 4.4 Nuveen MO Qual Mun Inc (NOM) .... A NA 14.05 NA 3.3 BMO LGM Front ME;I (N/A) ............. z 6.38 NA NA – 21.9 PIMCO Flex Mun Inc:A1 (N/A)-a ....... z NA NA NA NS
EVMuniBd (EIM) ............................. A 14.24 13.34 – 6.3 4.3 Nuveen NJ Muni Value (NJV) .......... N NA 14.17 NA 2.7 CalamosGlbTotRet (CGO) ............... z 14.25 14.49 + 1.7 32.6 PIMCO Flex Mun Inc;A2 (N/A)-a ....... z NA NA NA NS
EVMuniIncm (EVN) ........................ N 14.18 13.57 – 4.3 4.2 NuvNJ Qual Muni Inc (NXJ) ............. A NA 14.27 NA 4.5 Primark Priv Eq Inv:III (N/A) ............ z NA NA NA NS PIMCO Flex Mun Inc;Inst (N/A)-a ..... z NA NA NA 2.8
EVNatMuniOpp (EOT) ..................... N 21.64 20.80 – 3.9 3.7 Nuveen NY AMT/Fr Qual MI (NRK) .. A NA 13.31 NA 4.2 VirtusTotalRetFd (ZTR) ................... z 9.38 8.64 – 7.9 2.7 Tortoise Tax-Adv Soc Inf (N/A)-a ...... z 9.51 NA NA 5.0
TOP SAVINGS DEPOSIT YIELDS

Money Market Account1 One-Year CDs Five-Year CDs
Telephone Min. Recent Effect. Telephone Min. Recent Effect. Telephone Min. Recent Effect.
Institution Location No. Deposit % Rate % Yield Institution Location No. Deposit % Rate % Yield Institution Location No. Deposit % Rate % Yield
Axos Bank San Diego,CA (877)541-2634 10000 0.61 (CD) 0.61 Legacy Bank Hinton,OK (800)687-9688 1000 0.70 (CM) 0.70 Travis CU Concord,CA (800)435-4040 500 1.09 (CM) 1.10
American Express Salt Lake City,UT (800)446-6307 1 0.60 (CD) 0.60 BankDirect Dallas,TX (877)839-2737 10000 0.70 (CD) 0.70 First Internet Bank Indianapolis,IN (888)873-3424 1000 0.95 (CM) 0.95
BankDirect Dallas,TX (877)839-2737 10000 0.60 (CD) 0.60 Travis CU Concord,CA (800)435-4040 500 0.65 (CM) 0.65 ProGrowth Bank Gaylord,MN (888)922-2265 25000 0.95 (CA) 0.95
iGobanking.com Flushing,NY (888)432-5890 25000 0.55 (CD) 0.55 iGobanking.com Flushing,NY (888)432-5890 1000 0.65 (CD) 0.65 Ally Bank Philadelphia,PA (877)247-2559 1 0.85 (CD) 0.85
Ally Bank Philadelphia,PA (877)247-2559 1 0.50 (CD) 0.50 Amboy Direct Old Bridge,NJ (877)22-26269 10000 0.65 (CA) 0.65 PenFed Credit Union Alexandria,VA (800)247-5626 1000 0.80 (MA) 0.80
Six-Month CDs2 2½-Year CDs 90-Day Jumbo CDs
Telephone Min. Recent Effect. Telephone Min. Recent Effect. Telephone Min. Recent Effect.
Institution Location No. Deposit % Rate % Yield Institution Location No. Deposit % Rate % Yield Institution Location No. Deposit % Rate % Yield
iGobanking.com Flushing,NY (888)432-5890 1000 0.60 (CD) 0.60 Emigrant Direct New York,NY (800)836-1997 1000 0.60 (CD) 0.60 Legacy Bank Hinton,OK (800)687-9688 10000 0.40 (CM) 0.40
Dollar Savings Direct Ossining,NY (866)395-8693 1000 0.55 (CD) 0.55 Community Commerce Bk Los Angeles,CA (323)268-6100 10000 0.58 (CM) 0.58 First Internet Bank Indianapolis,IN (888)873-3424 1000 0.25 (CM) 0.25
Travis CU Concord,CA (800)435-4040 500 0.50 (CM) 0.50 My Savings Direct Ossining,NY (877)752-1919 1000 0.55 (CD) 0.55 TIAA Bank Jackson,FL (888)882-3837 1000 0.25 (CD) 0.25
Emigrant Direct New York,NY (800)836-1997 1000 0.50 (CD) 0.50 Discover Bank Greenwood,DE (800)347-7000 2500 0.55 (CD) 0.55 Radius Bank Boston,MA (800)242-0272 1000 0.25 (CD) 0.25
My Savings Direct Ossining,NY (877)752-1919 1000 0.50 (CD) 0.50 TIAA Bank Jackson,FL (888)882-3837 1000 0.54 (CD) 0.55 Giantbank.com Ft.Lauderdale,FL (877)446-4200 2500 0.25 (CD) 0.25
1Including passbook, statement savings, and bank-offered liquid asset accounts.
Yields are based on the stated rate and compounding method in effect Friday and are subject Source: (c) 2020, Informa Research Services, 30501 Agoura Road, 2nd Floor, Agoura Hills, CA
2Six-month CD yields assume reinvestment of principal and interest at the same rate for an to change. Phone to verify before investing or sending money. 91301 818-880-8877. All rights reserved. May not be reproduced or retransmitted in any
additional six months. form without express written consent of Informa Research Services.
(CC) Compounded continuously; (SA) compounded semiannually; (CD) compounded daily;
Rates are the highest yields on six types of accounts offered by federally-insured banks and (CA) compounded annually; (CM) compounded monthly; (SI) simple interest; (CQ) com-
savings associations nationwide. pounded quarterly
Market Laboratory
DJ HALF-HOURLY AVERAGES THE DOW JONES AVERAGES TRADING DIARY
Market Advance/Decline Volumes
Dow Jones 30 Industrial (divisor: 0.15198707565833) Week's Daily Nov 30 Dec 1 2 3 4
Daily Nov 30 Dec 1 2 3 4 COMPONENTS Change INDUSTRIALS
31000 NY Up 395,070 716,026 679,889 630,823 793,894
3M -4.43 NY Off 1,445,895 322,939 307,056 328,579 175,740
Open (t) 29740.09 29955.24 29671.87 29910.64 30034.86
Open (a) 29854.51 29797.50 29695.09 29920.83 29989.56 American Express 4.45 NY Up - Composite 1,459,447 3,478,447 3,534,216 3,231,001 3,998,192
NY Off - Composite 4,851,264 1,900,261 1,488,759 1,722,871 1,118,570
10:00 29664.96 29987.51 29748.30 29959.51 30077.43 Amgen 4.40 NYSE Amer UP 14,378 21,189 18,613 7,451 10,921
10:30 29589.89 30046.35 29809.86 30002.36 30103.98 Apple 5.66 NYSE Amer Off 13,774 6,231 6,036 9,475 5,442
11:00 29586.62 29990.98 29778.49 30041.86 30140.14
Boeing 16.21 30000 NASD Up 4,681,117 3,082,077 3,356,737 2,951,223 3,023,298
11:30 29511.29 29964.67 29811.94 30059.66 30135.42 NASD Off 2,909,205 3,333,637 1,756,575 2,197,090 1,965,153
12:00 29522.34 29873.62 29816.25 30041.69 30147.01 Caterpillar 7.13 NYSE Arca UP 51,487 228,030 139,885 153,337 158,757
12:30 29560.72 29911.54 29802.11 30048.90 30156.88 Chevron 1.97 NYSE Arca Off 235,129 54,694 72,710 55,537 49,746
1:00 29602.13 29894.26 29808.52 30070.14 30130.14
Cisco Systems 1.68 % (QCHA) –1.18 +.80 +.48 +.90 +1.92
1:30 29577.92 29912.59 29800.65 30029.64 30149.92 % (QACH) +.14 +.42 +.89 +.46 +1.79
2:00 29548.32 29920.18 29778.39 29972.30 30137.04 Coca-Cola 1.15 29000 % (QCHAQ) –.19 +.31 +.26 +.86 +2.01
2:30 29568.70 29920.11 29838.68 30028.61 30136.80 Disney 7.01 Market Advance/Decline Totals
3:00 29626.01 29901.49 29883.04 30051.34 30172.31
3:30 29546.23 29856.33 29865.22 30102.68 30146.58
Dow -0.35 Week ended last Friday compared to previous Friday
Close 29638.64 29823.92 29883.79 29969.52 30218.26 Goldman Sachs 4.18 Weekly Comp. NYSE NYSE Amer Nasdaq NYSE Arca
High (t) 29973.80 30261.75 30119.67 30260.50 30392.81 Home Depot -12.00 Total Issues 3,258 290 3,824 1,553
Low (t) 29280.65 29660.02 29409.80 29690.25 29844.41 28000 Advances 2,363 207 2,491 1,178
Honeywell Intl 3.27 Declines 846 80 1,274 358
High (a) 29854.51 30083.31 29902.51 30110.88 30218.26
Low (a) 29463.64 29797.50 29599.29 29877.27 29989.56 IBM 2.85 Unchanged 49 3 59 17
New Highs 490 20 741 552
Change –271.73 +185.28 +59.87 +85.73 +248.74 Intel 4.54 New Lows 20 1 44 72
Theoretical (t): High 30392.81 Low 29280.65 Johnson & Johnson 6.27
Actual (a): High 30218.26 Low 29463.64 NYSE Composite Daily Breadth
JPMorgan Chase 1.12 27000 Daily Nov 30 Dec 1 2 3 4
Dow Jones 20 Transport (divisor: 0.16385001129960) McDonald's -7.59 Issues Traded 3,229 3,219 3,211 3,218 3,231
Advances 956 2,198 1,870 2,034 2,457
Open (t) 12580.47 12592.92 12459.08 12587.67 12643.09 Merck 2.08 Declines 2,190 923 1,251 1,083 668
Open (a) 12565.71 12494.57 12469.03 12577.05 12632.38 Unchanged 83 98 90 101 106
Microsoft -0.87 New Highs 170 162 105 181 279
10:00 12563.29 12600.06 12515.95 12605.31 12681.60
Nike Cl B 2.94 26000 New Lows 4 3 5 2 4
10:30 12470.10 12661.75 12512.52 12673.21 12669.60 Blocks - primary 6,828 6,096 5,801 6,306 6,267
11:00 12472.48 12609.84 12509.09 12660.36 12713.63 Procter & Gamble -1.14 Total (000) - primary 1,850,947 1,044,952 997,182 973,220 975,029
11:30 12467.22 12636.45 12523.40 12651.52 12715.04 Total (000) 6,348,051 5,413,856 5,073,131 5,053,340 5,139,781
Salesforce.com -21.77
12:00 12453.64 12585.68 12505.58 12675.66 12713.52
Travelers Cos 1.72 NOTICE TO READERS: NYSE American Composite
12:30 12466.16 12597.31 12526.45 12659.12 12708.39 Daily Nov 30 Dec 1 2 3 4
1:00 12471.88 12580.44 12522.82 12674.06 12710.52 UnitedHealth Group 11.95 25000 Issues Traded 281 275 285 279 276
1:30 12449.98 12551.31 12477.70 12668.03 12706.23 Verizon Communications 0.97 Sign up for the Weekly Market Advances 128 150 179 132 182
2:00 12459.26 12590.79 12507.48 12629.71 12702.18 Declines 144 118 95 129 77
Visa Cl A 1.68 Lab Newsletter: barrons.com/ Unchanged 9 7 11 18 17
2:30 12459.92 12568.08 12539.94 12668.54 12709.35 New Highs 8 5 4 11 13
3:00 12486.15 12564.60 12552.80 12661.75 12737.36 Walgreens Boots Alliance 4.41 newsletters New Lows ... 0 1 ... ...
Blocks - primary 208 314 249 170 161
3:30 12460.64 12532.47 12540.01 12666.47 12723.87 Walmart -2.69 Total (000) - primary 28,670 27,886 25,391 17,128 16,714
Close 12450.17 12493.74 12546.54 12586.82 12742.08 24000 Total (000) 326,454 480,977 426,549 277,925 256,568
High (t) 12669.15 12751.17 12649.83 12791.88 12846.72 Please visit the new Market
Low (t) 12316.87 12441.99 12347.79 12479.74 12563.44 Nasdaq
High (a) 12619.28 12685.49 12583.52 12711.82 12748.47
TRANSPORTATION Lab home page on 13500 Daily Nov 30 Dec 1 2 3 4
Alaska Air Group 1.39 Issues Traded 3,735 3,733 3,725 3,724 3,745
Low (a)
Change
12371.34 12485.70 12446.11
–111.26 +43.57 +52.80
12555.96
+40.28
12632.01
+155.26 American Airlines Group 1.42 barrons.com under Data. Advances 1,362 2,118 1,935 2,183 2,733
13000 Declines 2,283 1,528 1,670 1,424 926
Theoretical (t): High 12846.72 Low 12316.87 Avis Budget Group 2.69 www.barrons.com/market- Unchanged 90 87 120 117 86
Actual (a): High 12748.47 Low 12371.34 New Highs 287 319 139 315 417
CH Robinson Worldwide 0.21 data/market-lab New Lows 6 12 10 10 10
12500 Blocks - primary 73,467 55,531 39,953 45,180 38,574
Dow Jones 15 Utilities (divisor: 1.29685261171310) CSX 0.56 Total (000) 7,693,139 6,452,547 5,152,814 5,197,322 5,018,365
Open (t) 871.06 867.90 867.52 870.67 866.61 Delta Air 1.30 NYSE Arca Composite
Open (a) 871.93 867.50 867.55 871.41 866.78 12000
Expeditors Intl of Wash 1.10 Daily Nov 30 Dec 1 2 3 4
10:00 869.94 872.57 867.69 866.88 864.50
FedEx 7.47 Issues Traded 1,426 1,430 1,421 1,446 1,433
10:30 870.13 874.62 863.20 866.02 864.44 11500 Advances 347 1,102 778 1,038 1,149
11:00 869.21 878.25 864.63 871.84 865.51 JB Hunt Transport 1.95 Declines 1,062 315 620 385 269
11:30 864.48 875.69 864.53 873.41 860.97 Unchanged 17 13 23 23 15
JetBlue Airways -0.10 New Highs 120 277 99 325 412
12:00 862.00 875.80 862.14 870.90 860.02 11000 New Lows 7 31 14 34 50
12:30 864.34 873.23 862.71 869.92 858.47 Kansas City Southern 4.70 Blocks - primary 1,218 1,352 1,037 1,080 1,088
1:00 864.96 870.36 863.97 869.32 856.43 Kirby Corp 3.30 Total (000) - primary 291,698 283,155 213,703 212,891 208,859
10500 Total (000) 1,364,337 1,339,409 1,114,025 1,114,268 1,070,852
1:30 864.16 871.57 865.21 868.19 854.23 Landstar System 3.32
2:00 860.88 871.03 866.79 867.47 851.40
2:30 860.83 870.17 868.38 867.68 852.27
Matson Inc. -0.60 10000
3:00 862.56 871.58 867.69 868.92 853.01 Norfolk Southern -2.53 OTHER MARKET INDEXES
3:30 860.18 871.12 868.79 870.51 852.92 Ryder System 0.85 9500 Daily 11/30 12/01 12/02 12/03 12/04
Close 861.74 868.25 874.66 866.89 856.13 Southwest Airlines -0.14 NYSE Amer Comp 2224.30 2250.03 2256.97 2282.04 2334.65
High (t) 874.64 880.53 876.69 876.80 872.32 AmMajorMkt 2646.30 2660.52 2682.02 2692.78 2713.26
Low (t) 856.98 863.92 857.45 860.80 848.81 Union Pacific 0.41 9000 BNY ADR Idx 148.14 150.92 151.60 152.09 154.68
High (a) 872.52 879.18 874.76 874.83 869.31 United Airlines 3.94 Europe 122.14 124.70 125.68 125.82 128.24
Low (a) 858.60 867.35 860.52 864.14 851.23 United Parcel Service B -1.64 Latin Am 175.19 184.81 185.06 187.12 191.40
Change –11.44 +6.51 +6.41 –7.77 –10.76 8500 Asia 217.33 219.79 220.01 221.08 224.19
Theoretical (t): High 880.53 Low 848.81 Emerg M 387.86 394.43 393.48 395.64 400.99
UTILITIES DJ US TSM Float 37581.62 37967.70 38009.72 38058.13 38454.30
Actual (a): High 879.18 Low 851.23 Nasdaq Cmp 12198.74 12355.11 12349.37 12377.18 12464.23
975
AES 0.03 100 Index 12268.32 12455.33 12456.41 12467.13 12528.48
Dow Jones 65 Composite (divisor: 0.77382380748747)
American Elec Power -1.53 Indus. 9726.23 9845.54 9780.11 9827.22 9876.79
Open (t) 9964.88 10004.47 9919.84 9999.24 10028.56 Insur. 9548.64 9683.34 9686.75 9683.55 9854.85
Open (a) 9985.68 9952.00 9926.55 10000.24 10017.69 American Water Works -4.83 Banks 3255.77 3328.42 3381.07 3390.04 3469.45
10:00 9944.59 10020.15 9947.18 10006.22 10041.56 Atmos Energy 0.45 925 Computer 8375.95 8507.15 8530.63 8521.38 8571.72
10:30 9910.44 10048.20 9951.02 10027.57 10044.12 Telecom 457.55 462.78 463.98 465.89 468.38
Consolidated Edison -2.46 NYSE Comp.-z 14006.47 14146.64 14188.24 14217.18 14417.33
11:00 9908.77 10032.42 9946.52 10042.36 10062.34
Dominion Energy -3.16 Financial-z 7887.93 8025.69 8073.88 8078.60 8194.18
11:30 9884.93 10028.60 9955.96 10046.62 10054.10
875 Health Care-z 19390.40 19527.52 19673.89 19598.21 19818.87
12:00 9880.07 10000.15 9949.02 10044.00 10054.47 Duke Energy -3.45 Energy-z 6232.84 6325.85 6490.57 6556.04 6854.20
12:30 9894.18 10005.75 9951.63 10040.27 10052.72 Edison Intl -0.96 Russell 1000 2037.36 2058.72 2061.05 2062.73 2082.21
1:00 9904.55 9993.97 9954.22 10046.61 10044.50 2000 1819.82 1836.05 1838.03 1848.70 1892.45
1:30 9893.83 9993.44 9945.20 10035.48 10043.80
Exelon -0.81 3000 2154.29 2176.68 2179.13 2181.57 2204.08
2:00 9884.48 10002.38 9949.79 10014.90 10035.66 FirstEnergy 2.23 825 Value-v 1302.19 1314.82 1321.52 1324.21 1341.16
Growth-v 2322.55 2348.64 2342.52 2341.72 2356.36
2:30 9888.54 9996.12 9971.16 10034.52 10038.59 NextEra Energy -2.61 MidCap 2624.30 2644.84 2641.43 2656.23 2694.17
3:00 9908.25 9994.09 9981.45 10039.63 10052.73
Public Service Enterprise -1.72 S&P 100 Index 1658.77 1679.49 1685.02 1682.24 1692.62
3:30 9883.19 9977.65 9977.08 10053.38 10044.68 500 3621.63 3662.45 3669.01 3666.72 3699.12
Close 9901.74 9958.26 9991.95 10004.29 10067.98 Sempra Energy -2.29 775
Ind. 5106.93 5163.69 5167.86 5164.51 5211.34
High (t) 10035.55 10119.34 10063.54 10121.47 10151.57 Southern 0.87 MidCap 2168.50 2194.50 2191.87 2203.48 2244.94
Low (t) 9795.23 9907.86 9827.93 9916.57 9944.46 SmallCap 1034.51 1046.75 1051.69 1059.03 1085.44
Xcel Energy -1.87 Value Line(A) 7459.28 7540.89 7570.83 7624.25 7784.21
High (a) 9985.68 10056.98 10001.53 10054.99 10068.07
Low (a) 9866.65 9952.00 9902.28 9979.23 10017.69
725 Value Line(G) 539.16 544.93 546.94 550.63 562.00
Jun Jul Aug Sep Oct Nov Dec DJ US Small TSM 12222.64 12356.07 12363.97 12458.51 12747.70
Change –96.09 +56.52 +33.69 +12.34 +63.69
(A)-Arithmetic Index. (G)-Geometric Index.
Theoretical (t): High 10151.57 Low 9795.23 Note: Theoretical highs and lows are shown. (v)-Value 1000 and Growth 1000. (y)-Dec. 31,1965=50. (z)-Dec.
Actual (a): High 10068.07 Low 9866.65 31,2002=5000.
Market Laboratory
INDEXES' P/ES & YIELDS PER SHARE VALUES OF STOCKS IN THE DOW BARRON'S 50-STOCK AVERAGE
JONES AVERAGES
DJ latest 52-week earnings and dividends adjusted by Dow Divisors at Friday's close. S&P Dec. 4-quarter's GAAP earnings as This index is an weighted average of 50 leading issues.
reported and indicated dividends based on Friday close.S&P 500 P/E ratios based on GAAP earnings as reported. For additional This is a list of the Dow Jones trailing 52-week diluted Useful in security valuation. Source: Barron's Stats
earnings series, please refer to www.spglobal.com. DJ latest available book values for FY 2019 and 2018, and S&P latest for 2018 and share earnings, dividends and book values as reported
2017. r-Revised data Dec 3 Nov 25 Dec Yr-to-Yr
by the company. Bolded numbers indicate new values. 2020 2020 2019 % Chg
Last Prev. Year Last Prev. Year
Week Week Ago Week Week Ago Sources Barron's Stats and FactSet.
S&P 500 Index 3666.72 3629.65 3182.82 15.20
DJ Ind Avg 30218.26 29910.37 28015.06 Divs Yield % 3.20 3.16 2.98 Industrial Stocks Barron's 50 Index 9830.21 9879.50 9690 1.44
Divs $ 27.41 27.63 25.52 Book Book
P/E Ratio 29.55 29.51 20.69 Earns Divs. Value Earns Divs. Value Projected quarterly earn 101.31 101.31 76.21 32.93
Earns Yield % 3.38 3.39 4.83 Mkt to Book 2.29 2.33 2.30
Earns $ 1022.52 1013.70 1354.19 Book Value $ 374.40 374.40 370.98 Am Exp 4.03 1.72 28.48 Johnson&John 6.36 3.98 22.59 Annualized projected earn 405.23 405.23 304.85 32.93
Amgen 12.62 6.40 16.36 JPMorgChase 7.65 3.60 75.98
Divs Yield % 1.97 1.98 2.26 S&P 500 Index 3699.12 3638.35 3145.91 Apple 3.28 0.8075 20.37 McDonalds 6.55 5.04 (11.00)
Annualized projected P/E 24.26 24.38 31.8 –23.69
Divs $ 595.04 592.47 634.32 P/E Ratio 37.28 36.67 23.26 Boeing (7.89) Suspended (15.31) Merck Co 4.52 2.44 10.20 Five-year average earn 397.36 397.36 388.06 2.40
Mkt to Book 4.52 4.47 4.30 Earns Yield % 2.68 2.73 4.30 Caterpillar 6.01 4.12 26.52 Microsoft 6.19 2.09 15.63 Five-year average P/E 24.74 24.86 25.0 –0.93
Book Value $ 6688.86 6688.86 6512.92 Earns $ 99.23 99.23 135.27 Chevron Corp (6.14) 5.16 76.62 Nike Inc 1.67 1.01 5.17
Cisco Sys 2.46 1.43 7.90 Proc Gam 5.23 3.118 18.40 Year-end earn 288.52 288.52 382.52 –24.57
DJ Trans Avg 12742.08 12561.43 10708.54 Divs Yield % 1.56 1.59 1.90
P/E Ratio 0.00 0.00 18.12 Divs $ 57.71 57.85 59.77
Coca Cola 1.92 1.64 4.43 3M Co 8.53 5.88 17.50 Year-end P/E 34.07 34.24 25.3 34.49
Disney Walt (1.59) 0.88 49.90 Salesforce.com 3.83 0.00 37.95
Earns Yield % 0.00 0.00 5.52 Mkt to Book 4.05 3.98 3.69 Dow (3.17) 2.80 18.26 Travelers Cos 8.75 3.34 101.54 Year-end earns yield, % 2.94 2.92 3.9 –25.65
Earns $ (94.29) (94.29) 590.92 Book Value $ 914.49 914.49 851.62 Goldman Sachs 18.01 5.00 227.62 UnitedHealth Grp 17.41 4.83 60.78 Best grade bond yields, % 1.36 1.47 2.67 –49.06
Divs Yield % 1.20 1.21 1.59 Home Depot 11.56 6.00 (2.89) Verizon 4.41 2.4725 14.84
S&P Ind Index 5211.34 5118.15 4246.99 Honeywell 6.97 3.63 26.01 Visa 4.88 1.22 13.53 Bond yields/stock ylds, % 0.46 0.50 0.68 –31.50
Divs $ 152.47 152.52 170.24 P/E Ratio 42.99 42.22 25.69
Mkt to Book 3.76 3.71 3.31
IBM 8.84 6.51 23.49 Walgreens 0.50 1.85 26.26 Actual year-end divs 222.22 222.40 219.58 1.20
Earns Yield % 2.33 2.37 3.89 Intel 5.10 1.32 18.07 Wal-mart 6.92 2.15 26.36
Book Value $ 3389.19 3389.19 3239.67 Earns $ 121.22 121.22 165.30
Actual yr-end divs yld, % 2.26 2.25 2.27 –0.24
Transportation Stocks
DJ Utility Avg 856.13 873.18 855.04 Divs Yield % 1.40 1.43 1.76 Alaska Air Group (5.63) Suspended 35.21 KC Southern 6.05 1.60 45.95
P/E Ratio 23.18 23.65 24.46 Divs $ 72.96 73.19 74.75
Earns Yield % 4.31 4.23 4.09 Mkt to Book 5.52 5.42 4.81
American Airlines (13.84) Suspended (0.28) Kirby Corp (3.22) Nil 56.18 STOCK VOLUME
Avis Budget Grp (6.54) Nil 8.86 Landstar Sys 4.55 0.79 18.28
Earns $ 36.93 36.93 34.95 Book Value $ 944.26 944.26 883.41 C.H. Robinson 3.36 2.04 12.39 Matson Inc 2.75 0.90 18.78
Last Prev. Year YOY
CSX Corp 3.60 1.04 15.32 Norf Southern 7.77 3.76 58.87
Week Week Ago % Chg
Delta Air Lines (16.61) Suspended 23.89 Ryder Sys (3.86) 2.24 46.48
144 FILINGS Expeditors Int'l 3.71 1.04 12.94 Southwest Air (2.79) 0.00 18.94 NYSE(a) 5,841,329 3,678,198 3,602,209 62.16
FedEx 6.77 2.60 69.84 Un Pacific 7.85 3.88 26.19 30 Dow Inds (b) 2,153,426 1,326,602 899,054 139.52
Hunt (JB) 4.85 1.08 21.34 UPS 5.26 4.04 3.81 20 Dow Trans (b) 999,474 719,954 128,708 676.54
SEC Form 144 must be filed by holders of restricted securities (also called letter stock) who intend to sell shares. Shares Indi- JetBlue Air (3.03) Nil 17.02 United Airlines (16.45) Nil 45.90 15 Dow Utils (b) 293,987 185,142 202,453 45.21
cated: the number to be sold. Sales Date: the approximate date of the sale. (Sometimes shares aren't sold, even though their owner 65 Dow Stks (b) 3,446,887 2,231,698 1,230,216 180.19
Utility Stocks NYSE American (a) 115,788 101,574 43,646 165.29
has filed a Form144.) Source: Thomson Reuters AES Corp. (0.52) 0.5732 4.51 Exelon 2.43 1.53 33.12 Nasdaq(d) 29,514,187 19,635,658 10,812,257 172.97
Am Elec 3.87 2.84 39.73 FirstEnergy 1.35 1.56 12.90 NYSE 15 Most Active
Shares Sale American Water Works 3.65 2.15 33.85 NextEra Energy 1.99 1.40 75.67
Company Sym Indicated $ Value Date Seller Title Average Price 19.81 23.02 15.43 28.39
Atmos Energy 4.91 2.34 48.18 Xcel Energy 2.80 1.695 25.24
% Tot Vol 22.68 23.84 14.23 59.38
SCCO 500,000 28,000,000 11/24/20 Larrea Mota Velasco, Genaro D Con Ed 4.04 3.06 54.12 Pub Sv Ent 3.77 1.94 29.94
Southern Copper Stock Offerings $(z,v) 14,201,900 r2,646,100 6,850,200 107.32
Dominion Energy (0.02) 3.45 35.33 Sempra Energy 12.90 4.102 60.58
Trane Technologies TT 232,115 33,953,782 11/27/20 Lamach, Michael O Duke Energy 2.73 3.82 61.20 Southn Co. 3.00 2.54 25.03 Daily Stock Volume
Liveramp RAMP 173,963 9,889,460 11/23/20 Howe, Scott UT Edison Int'l 0.99 2.55 36.75
Liveramp RAMP 170,962 9,486,186 11/24/20 Howe, Scott UT Daily 11/30 12/1 12/2 12/3 12/4
Ringcentral RNG 164,589 49,992,563 11/20/20 Shmunis, Vladimir AF NYSE(a) 1,850,947 1,044,952 997,182 973,220 975,029
Nuance Communications NUAN 117,946 4,940,700 11/24/20 Benjamin, Mark OE DAILY CBOE VIX INDEX 30 Inds (b) 561,205.9 435,436.6 385,281.2 408,410.0 363,092.3
Zentalis Pharmaceuticals ZNTL 107,176 4,930,096 11/23/20 Sun, Anthony AF 20 Trans (b) 186,442.8 150,122.2 171,665.6 285,469.2 205,774.3
Pinterest PINS 105,000 6,675,633 11/24/20 Silbermann, Benjamin O Week 15 Utils (b) 84,464.5 60,261.7 48,575.3 47,392.9 53,292.8
65 Stks (b) 832,113.2 645,820.5 605,522.1 741,272.2 622,159.3
Nuance Communications NUAN 102,833 4,113,320 11/23/20 Tempesta, Daniel UT Ended Open High Low Last Chg.
NYSE Amer(a) 28,670 27,886 25,391 17,128 16,714
Enphase Energy ENPH 100,000 13,941,968 11/27/20 Ranhoff, David UT Nasd(d) 7,693,139 6,452,547 5,152,814 5,197,322 5,018,365
2020 NYSE 15 Most Active
THE WEEK IN STOCKS FOR THE MAJOR INDEXES Dec. 4 21.05 21.15 19.97 20.79 – 0.49 Avg. Price 19.77 20.02 35.84 34.76 18.67
% Tot Vol 20.34 26.62 27.17 20.55 21.14
3 21.24 21.88 20.72 21.28 + 0.11 Numbers in thousands save price and percentages. (a) Primary
12-Month Weekly Friday Weekly 12-Month Change From
High Low High Low Close Chg. % Chg. Chg. % Chg. 12/31 % Chg. 2 21.00 21.25 20.04 21.17 + 0.40 volume. (b) Composite volume. (d) as of 4:10 pm. (r) Revised. (v)
W/E Thursday. (z) Source: Refinitiv.
Dow Jones Indexes 1 20.21 20.92 20.00 20.77 + 0.20
30218.26 18591.93 30 Indus 30218.26 29638.64 30218.26 307.89 1.03 2203.20 7.86 1679.82 5.89
12742.08 6703.63 20 Transp 12742.08 12450.17 12742.08 180.65 1.44 2033.54 18.99 1840.80 16.89 Nov. 30 22.64 22.89 20.48 20.57 – 0.27 Coming U.S. Auctions
960.89 610.89 15 Utilities 874.66 856.13 856.13 –17.05 –1.95 1.09 0.13 –23.04 –2.62
10072.95 6100.31 65 Comp 10067.98 9901.74 10067.98 70.15 0.70 866.80 9.42 681.50 7.26 Yields (%)
Dow Jones Indexes Day When Last
DELTA MARKET SENTIMENT INDICATOR Issued* Auction
38454.30 22462.76 US TSM Float 38454.30 37581.62 38454.30 654.94 1.73 6255.00 19.43 5418.92 16.40
930.38 547.67 US Market 930.38 910.28 930.38 15.62 1.71 149.83 19.20 129.63 16.19 The Delta MSI measures the position of ~1,800 stocks relative to an M
943.35 487.28 Internet 943.35 934.83 943.35 3.57 0.38 332.66 54.47 314.88 50.10 intermediate-term moving average crossover (MAC) point. When
New York Stock Exchange greater than 50% of the stocks followed are above this MAC point, the $54.0 bil 3-month 0.088 0.086
14417.33 8777.38 Comp-z 14417.33 14006.47 14417.33 218.83 1.54 829.03 6.10 504.30 3.62 market is bullish and equities are attractive. When the indicator is $51.0 bil
below 50%, risk is elevated and stock exposures should be reduced. 6-month 0.100 0.091
8908.29 5036.38 Financial-z 8194.18 7887.93 8194.18 162.88 2.03 –341.53 –4.00 –505.92 –5.82
Manager uses discretion on asset allocation when MSI is 50% +/- 3%. T
19818.87 12991.76 Health Care-z 19818.87 19390.40 19818.87 476.77 2.46 2276.06 12.97 1748.77 9.68
10251.47 4032.17 Energy-z 6854.20 6232.84 6854.20 241.72 3.66 –2718.75 –28.40 –3183.11 –31.71 Last 2 Weeks 3 Weeks $56.0 bil
Current Sentiment Week Ago Ago 3-year 0.202 0.250
NYSE American Stock Exchange
2626.91 1317.22 NYSE Amer Comp 2334.65 2224.30 2334.65 42.01 1.83 –118.81 –4.84 –217.91 –8.54 BULLISH 85.5% 83.1% 81.5% W
2852.12 1742.29 Major Mkt 2713.26 2646.30 2713.26 38.42 1.44 –52.66 –1.90 –61.44 –2.21 $38.0 bil 9-yr 11ms 0.967 0.960
Current Market Exposure: 100% Equities, 0% Bonds, 0% Cash
Standard & Poor's Indexes Source: Delta Investment Management
1692.62 1040.00 100 Index 1692.62 1658.77 1692.62 26.75 1.61 290.31 20.70 250.45 17.37 * As of Friday afternoon.
www.deltaim.com, (415) 249-6337
3699.12 2237.40 500 Index 3699.12 3621.63 3699.12 60.77 1.67 553.21 17.59 468.34 14.50
5211.34 3123.44 Indus 5211.34 5106.93 5211.34 93.19 1.82 964.35 22.71 839.72 19.21
2244.94 1218.55 MidCap 2244.94 2168.50 2244.94 39.02 1.77 222.96 11.03 181.92 8.82
1085.44 595.67 SmallCap 1085.44 1034.51 1085.44 25.77 2.43 83.31 8.31 64.26 6.29 U.S. DOLLAR INDEX vs EURO and YEN
Nasdaq Stock Market
12464.23 6860.67 Comp 12464.23 12198.74 12464.23 258.39 2.12 3807.70 43.99 3491.63 38.91 Diving for Dollars: Lockdowns and a lower-than-hoped-for November jobs report
12528.48 6994.29 100 Index 12528.48 12268.32 12528.48 270.27 2.20 4131.11 49.20 3795.41 43.46
9876.79 5239.66 Indus 9876.79 9726.23 9876.79 68.12 0.69 3293.74 50.03 3069.09 45.08 weakened the dollar—dropping the U.S. Dollar Index 1% for the week, to 90.85.
10673.14 6343.13 Insur 9854.85 9548.64 9854.85 136.73 1.41 –7.68 –0.08 –137.09 –1.37 10
4011.98 2136.72 Banks 3469.45 3255.77 3469.45 86.66 2.56 –394.75 –10.22 –499.38 –12.58
8587.40 4608.77 Computer 8571.72 8375.95 8571.72 235.47 2.82 2947.26 52.40 2692.72 45.80
s
EURO in $
468.38 298.17 Telecom 468.38 457.55 468.38 10.08 2.20 102.28 27.94 79.87 20.56
Russell Indexes
2082.21 1224.45 1000 2082.21 2037.36 2082.21 35.05 1.71 343.64 19.77 298.00 16.70 s
1892.45 991.16 2000 1892.45 1819.82 1892.45 37.18 2.00 258.61 15.83 223.98 13.42 YEN in $
2204.08 1288.04 3000 2204.08 2154.29 2204.08 37.48 1.73 359.65 19.50 311.84 16.48 0
1365.33 838.37 Value-v 1341.16 1302.19 1341.16 24.13 1.83 21.28 1.61 –6.50 –0.48
2356.36 1322.15 Growth-v 2356.36 2322.55 2356.36 37.05 1.60 639.42 37.24 585.84 33.09
2694.17 1471.40 MidCap 2694.17 2624.30 2694.17 52.69 1.99 361.72 15.51 312.26 13.11
Others
7784.21 3854.81 Value Line-a 7784.21 7459.28 7784.21 201.03 2.65 1308.58 20.21 1125.51 16.90 s
562.05 305.71 Value Line-g 562.00 539.16 562.00 13.68 2.49 23.70 4.40 9.81 1.78 DXY (90.85)
12747.70 6621.12 DJ US Small TSM12747.70 12222.64 12747.70 291.35 2.34 1723.39 15.63 1482.71 13.16
824.21 455.11 Barron's 400 824.21 802.70 824.21 12.04 1.48 108.38 15.14 91.98 12.56 -10
J F M A M J J A S O N
High/Low's are based upon the daily closing index. a-Arithmetic Index. G-Geometric Index. V-Value 1000 and Growth 1000 y-Dec.
31,1965=50 z-Dec. 31,2002=5000 Source: Tullett Prebon
Market Laboratory
DOW JONES U.S. TOTAL MARKET INDUSTRY GROUPS YEARLY HIGH/LOWS S&P 500 INDEX
Net Change % Change and Ranking 52 Week
Coming Earnings
The yearly S&P 500 Index; with a high/low range based
Top 20 Weekly Ranked IG-Sym Close Wkly YTD Week Rank Yr Ago Rank YTD Rank 3 Yr High Low Day Consensus Year
on the daily close.
Aluminum DJUSAL 81.07 + 11.10 12.35 +15.87 [1] +28.42 [30] +17.97 [49] –15.32 81.07 17.51 Estimate Ago
Transportation Svcs DJUSTS 272.91 + 27.07 35.74 +11.01 [2] +17.52 [59] +15.07 [55] –.93 272.91 102.80 Year High Date Low Date
Oil Equipment & Svcs DJUSOI 156.40 + 13.19 –94.89 +9.21 [3] –29.91 [132] –37.76 [137] –27.15 256.13 69.91 Continued from page 13 of the main section.
Hotel & Lodging REITs DJUSHL 81.20 + 5.34 –32.49 +7.05 [4] –25.18 [127] –28.57 [128] –13.31 115.21 36.21
2020 3699.12 Dec. 04 2237.40 Mar. 23
Drug Retailers DJUSRD 760.57 + 49.22 –83.14 +6.92 [5] –11.94 [115] –9.85 [113] –8.85 861.29 619.69 2019 3240.02 Dec. 27 2447.89 Jan. 03 T
Nonferrous Metals DJUSNF 335.22 + 20.60 159.72 +6.55 [6] +125.56 [3] +91.01 [3] +20.56 335.22 71.03 2018 2930.75 Sept. 20 2351.10 Dec. 24
Real Estate Holding & Dev DJUSEH 61.99 + 3.74 –38.49 +6.42 [7] –30.38 [135] –38.30 [138] –14.67 102.50 29.67
Chewy (Q3) -0.14 -0.20
2017 2690.16 Dec. 18 2257.83 Jan. 03
Marine Transportation DJUSMT 183.13 + 10.83 –110.75 +6.29 [8] –32.08 [137] –37.69 [136] –5.54 300.12 112.26 GameStop (Q3) 0.85 -0.49
Travel & Tourism DJUSTT 813.50 + 47.67 106.98 +6.22 [9] +20.68 [48] +15.14 [54] +8.63 813.50 390.41
2016 2271.72 Dec. 13 1829.08 Feb. 11
Oil Equip, Svcs & Distri DJUSOQ 235.94 + 13.82 –117.88 +6.22 [10] –26.25 [128] –33.32 [132] –19.70 358.77 116.06 2015 2130.82 May 21 1867.61 Aug. 25 H&R Block (Q2) -0.94 -0.85
Semiconductor DJUSSC 6292.44+ 350.31 1,979.00 +5.90 [11] +58.18 [7] +45.88 [8] +25.97 6,292.44 3,082.27 2014 2090.57 Dec. 29 1741.89 Feb. 03
Recreational Svcs DJUSRQ 95.70 + 5.01 –54.98 +5.53 [12] –30.73 [136] –36.49 [135] –14.28 152.75 34.40 W
2013 1848.36 Dec. 31 1457.15 Jan. 08
Technology Hardware & Equip DJUSTQ 3125.70+ 156.15 996.43 +5.26 [13] +60.80 [6] +46.80 [7] +29.11 3,125.70 1,580.41 Adobe (Q4) 2.67 2.29
Hotels DJUSLG 2235.52+ 108.46 –80.38 +5.10 [14] +3.27 [100] –3.47 [104] +4.59 2,338.37 1,026.45
2012 1465.77 Sept. 14 1277.06 Jan. 03
Computer Hardware DJUSCR 6107.35+ 293.33 2,270.49 +5.05 [15] +77.46 [4] +59.18 [5] +37.63 6,577.88 2,859.07 2011 1363.61 Apr. 29 1099.23 Oct. 03 Campbell Soup (Q1) 0.91 0.78
Tobacco DJUSTB 606.79 + 28.18 –67.81 +4.87 [16] –8.31 [113] –10.05 [114] –11.59 698.94 454.29 2010 1259.78 Dec. 29 1022.58 July 02
Slack Technologies (Q3) -0.02 -0.04
Apparel Retailers DJUSRA 1071.33 + 49.34 49.17 +4.83 [17] +7.27 [89] +4.81 [89] +9.88 1,071.33 590.10 2009 1127.78 Dec. 28 676.53 Mar. 09
Exploration & Production DJUSOS 423.41 + 19.46 –208.24 +4.82 [18] –27.25 [130] –32.97 [131] –14.31 645.34 214.60 Vera Bradley (Q3) 0.24 0.20
Industrial Metals & Mining DJUSIM 243.31 + 10.89 51.64 +4.68 [19] +33.00 [26] +26.94 [25] +4.27 243.31 88.40
2008 1447.16 Jan. 02 752.44 Nov. 20
Retail REITs DJUSRL 74.09 + 3.27 –30.05 +4.61 [20] –30.24 [133] –28.86 [129] –11.81 106.27 45.00 2007 1565.15 Oct. 09 1374.12 Mar. 05 TH
Net Change % Change and Ranking 52 Week 2006 1427.09 Dec. 15 1223.69 June 13
Top 20 Yr Ago Ranked IG-Sym Close Wkly YTD Week Rank Yr Ago Rank YTD Rank 3 Yr High Low Broadcom (Q4) 6.24 5.39
2005 1272.74 Dec. 14 1137.50 Apr. 20
Automobiles DJUSAU 759.03 + 13.71 546.27 +1.84 [65] +296.12 [1] +256.76 [1] +50.29 759.03 134.39 Costco Wholesale (Q1) 2.01 1.73
2004 1213.55 Dec. 30 1063.23 Aug. 12
Automobiles & Parts DJUSAP 900.99 + 16.18 567.22 +1.83 [66] +192.09 [2] +169.94 [2] +34.51 900.99 195.90
Nonferrous Metals DJUSNF 335.22 + 20.60 159.72 +6.55 [6] +125.56 [3] +91.01 [3] +20.56 335.22 71.03 2003 1111.92 Dec. 31 800.73 Mar. 11 F
Computer Hardware DJUSCR 6107.35+ 293.33 2,270.49 +5.05 [15] +77.46 [4] +59.18 [5] +37.63 6,577.88 2,859.07 2002 1172.51 Jan. 04 776.76 Oct. 09
Broadline Retailers DJUSRB 3238.84 – 41.33 1,218.70 –1.26 [124] +66.81 [5] +60.33 [4] +35.05 3,520.79 1,791.13 2001 1373.73 Jan. 30 965.80 Sept. 21
Johnson Outdoors (Q4) 0.80 0.39
Technology Hardware & Equip DJUSTQ 3125.70+ 156.15 996.43 +5.26 [13] +60.80 [6] +46.80 [7] +29.11 3,125.70 1,580.41 (Earnings are diluted and report dates are tentative. All fore-
2000 1527.46 Mar. 24 1264.74 Dec. 20
Semiconductor DJUSSC 6292.44+ 350.31 1,979.00 +5.90 [11] +58.18 [7] +45.88 [8] +25.97 6,292.44 3,082.27 casts and historical numbers exclude extraordinary items by
Delivery Svcs DJUSAF 1461.92 + 5.90 516.01 +.41 [103] +55.26 [8] +54.55 [6] +9.46 1,492.01 666.48 1999 1469.25 Dec. 31 1212.19 Jan. 14 accounting definitions.)
General Retailers DJUSGT 2213.95 – 23.07 660.14 –1.03 [122] +47.49 [9] +42.49 [10] +26.40 2,345.51 1,258.95 1998 1241.81 Dec. 29 927.69 Jan. 09 Source: FactSet
Internet DJUSNS 2763.22 + 42.64 840.85 +1.57 [78] +46.94 [10] +43.74 [9] +21.92 2,773.26 1,473.18 1997 983.79 Dec. 05 737.01 Jan. 02
Software DJUSSW 4271.91 – 7.22 1,228.22 –.17 [115] +46.21 [11] +40.35 [11] +34.60 4,446.11 2,522.55
1996 757.03 Nov. 25 598.48 Jan. 10
Software & Computer Svcs DJUSSV 4065.21 + 23.89 1,147.25 +.59 [99] +43.84 [12] +39.32 [12] +26.87 4,123.93 2,332.65
Retail DJUSRT 1932.41 – 15.60 539.01 –.80 [119] +42.90 [13] +38.68 [13] +23.93 2,022.70 1,135.92 1995 621.69 Dec. 13 459.11 Jan. 03
Footwear DJUSFT 2466.48 + 63.83 596.16 +2.66 [46] +42.06 [14] +31.87 [17] +29.67 2,466.48 1,139.98 1994 482.00 Feb. 02 438.92 Apr. 04
SELECTED INITIAL PUBLIC OFFERINGS
Gold Mining DJUSPM 132.40 + 1.90 29.13 +1.46 [82] +40.69 [15] +28.21 [24] +17.45 159.08 87.77 1993 470.94 Dec. 28 433.54 Apr. 26
Specialty Retailers DJUSRS 2360.44 + 2.96 615.05 +.13 [108] +40.30 [16] +35.24 [14] +25.58 2,476.82 1,335.92 Initial Most
Toys DJUSTY 1265.55 + 39.32 297.51 +3.21 [35] +40.10 [17] +30.73 [19] +11.13 1,291.14 765.22 Ticker Offer IPO Recent %
Leisure Goods DJUSLE 846.23 + 18.97 196.68 +2.29 [52] +39.20 [18] +30.28 [20] +11.21 863.67 491.25 Code Price Date Price Chg
Mining DJUSMG 122.85 + 1.77 26.06 +1.46 [81] +39.10 [19] +26.93 [26] +13.75 147.36 81.60 NYSE HALF-HOURLY VOLUME 17 Education & Tech YQ 10.50 12/4 10.57 0.7%
Trucking DJUSTK 1126.67 + 21.31 272.10 +1.93 [62] +36.22 [20] +31.84 [18] +13.98 1,161.37 659.48 FinTech Acquisition V FTCVU 10.00 12/4 10.25 2.5%
Daily 11/30 12/01 12/02 12/03 12/04
Groups are weighted by capitalization. 52-week highs and lows are based on daily closes. Dec. 31, 1991=100. In the U.S. listings, % vol chg Seer SEER 19.00 12/4 56.46 197.2%
column shows the change from previous 65-day moving average. Volume figures do not reflect extended trading hours. 9:30-10:00 154,050 154,994 152,458 126,164 136,812 Sigilon Therapeutics SGTX 18.00 12/4 34.78 93.2%
10:00-10:30 63,324 65,967 57,588 53,653 60,982 Silverback Therapeu SBTX 21.00 12/4 25.00 19.0%
AMERICAN DEBT AND DEFICITS 10:30-11:00 69,274 55,461 50,088 47,091 51,942 Docebo DCBO 48.00 12/3 50.07 4.3%
Latest Preceding Year AgoYear over Year 11:00-11:30 44,032 44,283 43,267 42,903 44,563 Far Peak Acquisition FPACU 10.00 12/3 10.08 0.8%
Report Report Report % Chg 11:30-12:00 40,208 43,479 37,895 39,146 40,462 Highland Transcend I HTPAU 10.00 12/3 10.29 2.9%
12:00-12:30 30,741 32,637 30,967 34,338 33,513 Jaws Spitfire Acqui SPFRU 10.00 12/3 10.51 5.1%
Federal Budget Deficit (bil. $)-a ......................................... 920FY'22 966FY'21 1,083FY'20 ….
12:30-1:00 26,705 32,648 29,431 32,362 30,983 Kinnate Biopharma KNTE 20.00 12/3 43.46 117.3%
Budget Surplus/Deficit (bil. $)-b, October........................ –284.07 –124.61 –134.47 111.25
1:00-1:30 26,834 28,975 28,694 31,389 29,886 Live Oak Acquisition II LOKBU 10.00 12/3 10.16 1.6%
Trade Deficit (bil. $, sa)-c, October..................................... –63.12 r-62.08 –43.03 46.69
1:30-2:00 28,154 30,757 30,744 31,235 29,446 Capitol Investment V CAPU 10.00 12/2 10.10 1.0%
Treasury Gross Public Debt. (bil. $)-d ............................... 27,412.3 27,270.0 23,089.9 18.72
2:00-2:30 29,581 32,071 32,374 30,011 30,238 Rodgers Silicon Valley RSVAU 10.00 12/2 10.80 8.0%
Treasury Statutory Debt Limit (bil. $)-d............................. * 21,987.7 …. ….
2:30-3:00 35,511 35,433 38,554 35,236 33,933 Trepont Acquisition I TACAU 10.00 12/2 10.19 1.9%
Consumer Installment Debt (bil. $)-e, September .......... 4,161.3 r4,145.1 4,146.4 0.36 3:00-3:30 42,461 44,412 37,396 42,456 42,750 AMMO POWW 2.10 12/1 2.51 19.5%
Sources: a-Office of Management and Budget, b-Monthly Treasury Statement, c-Monthly Commerce Dept. Report, d-Daily Treasury 3:30-4:00 1,260,071 443,834 427,727 427,236 409,518 Seaport Global Acqui SGAMU 10.00 11/30 10.16 1.6%
Statement, e-Monthly Federal Reserve Release.*Statutory debt limit temporarily suspended through July 31, 2021.
PULSE OF THE ECONOMY

Only includes new reports. Latest Latest Preceding Year YroYr Latest Latest Preceding Year YroYr
Economic Growth and Investment Date Data Period Ago % Chg Date Data Period Ago % Chg
No Activity for this Week
Inflation
Production
JOC–ECRI Industrial Price Index f .................................................. Dec 4 102.61 100.25 88.48 15.97
Electric power, (mil. kw hrs) (EEI) .................................................. Nov 28 68,010 69,338 70,815 –3.96
Petroleum, related capacity, % ...................................................... Nov 27 78.2 78.7 91.9 –14.91 Employment
Rotary rigs running, U.S. & Can., (Hughes) .................................... Dec 4 425 422 937 –54.64 Civil labor force, (thous.) ............................................................... Nov 160,467 160,867 164,347 –2.36
Steel, (thous. tons) ........................................................................ Nov 28 1,561 1,582 1,835 –14.93 Employed, (thous.) ....................................................................... Nov 149,732 149,806 158,536 –5.55
Steel, rated capacity, % (AISI)........................................................ Nov 28 70.6 71.5 79.3 –10.97 All non–farm payrolls, (thous.) ...................................................... Nov 142,629 r142,384 151,814 –6.05
Consumption and Distribution Government payrolls, (thous.) ...................................................... Nov 21,432 r21,531 22,659 –5.42
Goods prod payrolls, (thous.) ....................................................... Nov 20,237 r20,182 21,131 –4.23
Factory shipments, (bil. $) ............................................................. Oct 488.60 r483.74 500.49 –2.38 Initial jobless claims (thous.) ........................................................ Nov 28 712 r787 206 245.63
Instinet Research Redbook Avg. (monthly %) ................................ Nov 28 1.28 1.16 0.75 …. Continuing claims (mil.) ................................................................ Nov 21 5.520 r6.089 1.697 225.28
Baltic Dry Index ............................................................................. Dec 4 1,197 1,230 1,558 –23.17 Service payrolls, (thous.) .............................................................. Nov 122,392 r122,202 130,683 –6.34
Unemployment rate, % ................................................................. Nov 6.7 6.9 3.5 91.43
Inventories Unemployed, (thous.) ................................................................... Nov 10,735 11,061 5,811 84.74
Avg. wks duration unemploy ......................................................... Nov 23.2 21.2 20.2 14.85
Domestic crude oil, (thous. bbls) Comm. (Excl. Lease Stck) ........... Nov 27 488,042 488,721 447,096 9.16 U–6 unemployment ...................................................................... Nov 12.0 12.1 6.8 76.47
Factory inventories, (bil. $) ............................................................ Oct 687.26 r686.10 699.02 –1.68 Civilian Employment Population Ratio ........................................... Nov 57.3 57.4 61.0 –6.07
Gasoline, (thous. bbls) .................................................................. Nov 27 233,638 230,147 229,363 1.86
Construction
Orders
Construction spending, (bil. $) ...................................................... Oct 1,438.5 r1,420.4 1,386.8 3.73
Factory orders, backlog (bil. $) ...................................................... Oct 1,073.29 r1,075.90 1,163.62 –7.76 Non–residential spending, SA (bil. $) ............................................ Oct 456.6 r459.9 497.6 –8.24
New factory orders, (bil. $) ............................................................ Oct 480.82 r475.93 496.64 –3.19 Public spending, (bil. $) ................................................................ Oct 344.8 r341.4 332.6 3.67
Nondurable goods orders, (bil. $) .................................................. Oct 239.84 r238.14 249.20 –3.76 Residential spending, (bil. $) ......................................................... Oct 646.1 r628.2 563.9 14.58
Purchasing management index ..................................................... Nov 57.5 59.3 48.1 19.54
Other Indicators
Trade
Citi Research Panic–Euphoria Reading .......................................... Dec 4 1.51 r1.28 0.20 ….
Merchandise trade balance (bil $) .................................................. Oct –81.41 r–80.78 –67.13 21.27 a-1997 equals 100. b-1982-84 equals 100. c-1982 equals 100. f-1996 equals 100. h-benchmark revision, 2016 equals 100. r-Revised.
Market Laboratory
WEEK’S NEW HIGHS AND LOWS WEEK’S NEW HIGHS AND LOWS WEEK’S NEW HIGHS AND LOWS WEEK’S NEW HIGHS AND LOWS
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AlphaHlthcrA FiveBelow JanusS/MC GrwAlph SchultzeSpaq CFFinAcqnIII HennessyCap NewsCorp B Uniti ApolloStratGrA Empower MSA Safety SocialCapHedVI Wt
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Ammo 8,564,285 $2.10 $17,984,999 BioanalyticalSys FT SC Value Magnite StitchFix DAVIDsTEA InvscNasdNext100 PrimorisSvcs WintrustFinPfdE BroadstoneAcqnA GOAcquisitionUn PPG Ind Terex
Array Technologies 36,656,250 $35.00 $1,282,968,750 BioLifeSols FT SSI Strat MallardAcqn StokeTherap DavisUSEquity InvscQQQI PrincipalHlthInnov WisdomTreeInvs Broadstone GabelliConv ProgHoldings TigaAcquisitionUn
BeiGene Ltd 19,650,098 $225.00 $340,097,850 BioNTech FT SwitzAlpha MallardAcqnWt StoneCo DavisWorldwide InvscRAFIStDvxUS PrincipalQual WisdTrCloud BrookfieldFinNts GabelliDivPfdH PagerDuty TItanIntl
BioTelemetry FT TotalUSMkt Mannatech StoneX Decarbonization InvscRAFIStratUS PrincplMillennials WisdTrEM CpBd BrookfieldRenew GabelliEquity PagSeguroDig TortoiseAcqnII
Burning Rock Biotech Ltd 2,243,000 $25.75 $57,757,250 BitDigital FtacOlympus MarathonPatent Strattec DeerfieldHlthcA InvscRAFIStrUSSm PrinUSMega WisdTrEMQualDivGrw Brown-Forman A GabelliEqPfdG PaloAltoNtwks Tortoise II A
Cambium Networks 2,500,000 $28.00 $70,000,000 BlackLine FTACOlympusWt MarinusPharma StreamlineHlth DeerfieldHlthcr InvscS&PSCCnsDisc PrinUSSCMulti WisdTrUSQltyDiv BrunswickNts2049 GabelliEquityPfdK ParTechnology TrepontAcqnI
BlueknightEnPtrsA FTIndiaNifty50EW MarvellTech SumoLogic DeerfieldWt InvscS&PSCCnsStpl PriorityTechn WisdTrUSSCQltyDiv BrunswickNts2049 GabelliGlbSmall&MC PartyCity Tri-Continental
Codexis 4,285,715 $17.50 $75,000,013 CAI Intl GabelliMultiPfdG PaycomSoftware TrineAcqnUn
BlueprintMed FTIndxxInnTran Masimo SunOpta DefNasdJrBio InvscS&PSCHlthCr ProfoundMed WorldAcceptance
Cogent Biosciences 10,256,411 $9.75 $100,000,007 BMC Stock FTIndxxNextG MatchGroup SurgeryPartners DenaliTherap InvscS&PSCIndls PropertySolns WstAstTR CBRE Group GabelliUtilPfdC Pearson TrineAcqn
Consolidated Edison 7,200,000 $76.85 $553,320,000 BookingHldgs FTIntlEquOpps MaximIntProducts SutroBioph Digimarc InvscS&PSCInfTech PropSolnsWt Xilinx CITICCapAcqn GameStop PeridotAcqn TrineAcqnWt
BowXAcqnA FTRisingDivAch MercadoLibre SyndaxPharm DigitalTurbine InvscS&PSCMatls PropTechInvII XPEL CITICCapAcqnWt GatosSilver PeridotAcqnWt Trinseo
Dada Nexus Ltd 36,000,000 $50.00 $450,000,000 BowXAcquisitionUn Garmin MeridaMergerCorp.I T-MobileUS CNH Indl GigCapital3Un PershingSquare Triple-S Mgmt
Diodes IovanceBiotherap PTC Yandex
Docebo 3,000,000 $48.00 $144,000,000 BreezeHldgs GCI LibertyA MeritMedical TakeTwoSoftware DixieGroup IQ Chaikin US SC PTC Therap YRC Worldwide CNO Financial GigCapital3 PershingSquWt TritonIntlPfdA
Elanco Animal Health 54,500,000 $30.25 $1,648,625,000 BridgeBioPharma Genasys MerrimackPharm TCR2 Therap Docebo IQChaikinUSLC Pulmonx ZaiLab CNOFinDeb2060 GigCapital3Wt Pfizer TritonIntlPfdD
BridgetownUn GeneralFinNts25 MersanaTherap TDH DollarTree IridiumComm PulseBiosciences ZaniteAcqn CableOne GigCapital2Wt Phreesia Tronox
Evoqua Water Technologies 12,000,000 $25.15 $301,800,000 Brightcove GenerationBio Methanex TekkorpDigital DragoneerGrowthII iSh1-5YIGCorpBd PureTechHealth ZebraTech CaliforniaRscs Glaukos PineIslandAcqn Tupperware
FuelCell Energy 34,518,539 $6.50 $224,370,504 BrighthouseFinlPfC Gentex Michaels Telos DragonVictory iSh13YearIntlTBd QAD A Zscaler CallawayGolf GlobalShipLease Pinterest TylerTech
Golar LNG Ltd 11,000,000 $8.75 $96,250,000 BrilliantAcqn Gentherm MicrochipTech TenzingAcqn DuddellStreet iSh5-10YIGCorpBd QAD B Zumiez CIBC GlobusMedical PioneerMuniHiInAdv US BancorpPfdK
BrilliantAcqnRt GlbX Health&Well MicronTech Teradyne Dunkin' CapitalOnePfdI GoldmanSachsPfA PitneyBowesNt43 US BancorpPfdL
Intellia Therapeutics 5,513,699 $36.50 $201,250,014 BrilliantAcqnWt GlbX Robotics&AI MicroStrategy Tesla NEW LOWS CapitalOnePfdJ GoldmanSachsPfC PivotalInvtII Uber
JetBlue Airways 41,975,000 $14.40 $604,440,000 Broadcom GlbX ThemGrwth MiratiTherap TexasInstruments 1347 Property FinTechAcqnV MingZhuLogistics Root CapitalOnePfdK GoldmanSachsPfD PivotalInvII UnitedMicro
Li Auto 94,000,000 $29.00 $1,363,000,000 BroadcomPfdA GlbXAI&Tech MKS Instrum TottenhamAcqnI 17Educ&Tech GCM Grosvenor Momo SeaportGlb CapitolInvtV Grainger PrimeImpactI UnitedRentals
Brooks Auto GlbXAuto&Elc Moderna TowerSemi AconS2AcqnA GoHealth NabrivaTherap Seer Capri Guidewire PrimeImpactI A US Steel
Medigus Ltd 141,969,820 $1.83 $12,990,239 BRP GlbXCleanTech Mogo TPIComposites AdvShDorseyShrt HF Ents PetrosPharm SigilonTherap Capstar HCA Healthcare Primerica UnitySoftware
Oak Street Health 5,632,430 $46.00 $259,091,780 BuildersFirstSrc GlbXConsciousCos MohawkGroup TraconPharm AlphaHlthcrA Histogen Progenity SilverbackTherap Carvana HDFC Bank PriorityIncmPfdD VG Acqn
Ondas Holdings 5,000,000 $6.00 $30,000,000 BurgundyTechA GlbXDAXGermany MonakerGroup TradeDesk AltimeterGrwA IG Acqn A PropTechInvII VectorAcqnA CascadeAcqn HIG Acqn PublicStoragePfH VG Acqn A
BurgundyTechWt GlbXFinTech MongoDB TridentAcqns CitiusPharmWt JiyaAcqnA ProShUltShNdBtech VesperHlthcrA Caterpillar HancockIncmSecs PublicStoragePfI VG Acqn Wt
Outset Medical 4,000,000 $53.00 $212,000,000 CalamosConvHi GlbXGen&Biotech MonocleAcquisition TridentAcqns Concentrix KinnateBio ProShUltShtQQQ VesperHlthcrWt CementosPacasm HercHoldings PublicStoragePfK Vale
Progenity 7,645,259 $3.27 $24,999,997 CalamosConvOp GlbXInternetThings MonsterBev TridentAcqnsWt EastRscsAcqnA LandcadiaIII A PyxisTankersWt VincoVentures Cemex HighlandIncmPfdA PublicStoragePfM ValmontInds
Reata Pharmaceuticals 2,000,000 $140.85 $281,700,000 CalamosDynConv GlbXLongevityThem MountainCrest TrilliumTherap FalconCapWt LongevityAcqn RechargeAcqnWt ViveveMedical CerberusTele HighlandTransI PublicStoragePfdN Veoneer
CalamosGlblTot GlbXMillThematic MrCooper Trimble Fanhua MallardAcqnWt RodgersSilicVal Vroom CeridianHCM HondaMotor PublicStoragePfdO Vertiv
Rexford Industrial Realty 6,000,000 $47.40 $284,400,000 CalamosStratTot GlbXS&P500Catholic MYR Group TrinityBiotech Chemours Honeywell PureStorage VivintSmartHmWt
Shift4 Payments 9,200,000 $55.50 $510,600,000 CalamsGlblDynInc GlbXS&PCathDvxUS NanoDimension Triterras NYSE Chewy HorizonAcqn Q2Holdings VornadoPfdN
Sunnova Energy International 8,050,000 $37.00 $297,850,000 CambiumNtwks GlbXSocialMedia NanoStringTech TriterrasWt CitizensFinPfdE HorizonAcqnA QuantaServices Waddell&ReedFin
CanadianSolar GlbXTelemed NanoXImaging TriumphBncpPfdC NEW HIGHS Cleveland-Cliffs HorizonAcqnII QuantumScape Walmart
Syneos Health 6,000,000 $61.90 $371,400,000 CanopyGrowth GlobalWaterRscs Natera TRowePrice AEA-Bridges Culp Investindustrial RioTinto ClimateChgI HorizonGlobal QuantumScapeWt WescoIntl
Twist Bioscience 2,802,272 $110.00 $308,249,920 CapstoneTurbine GRAVITY NationalBeverage Trupanion AEA-BridgesA DPCM Capital JMP RoyceGlbValueTr ClimateChgCrisisAHoulihanLokey QwestNts2057 WescoPfdA
Veritone 3,000,000 $18.50 $55,500,000 CardiffOncology GreencityAcqn NatlEnerSvs TS Innovation AEA-BridgesWt Dana JacobsEngg RoyceMicroCap ClimateChgCrisWt HubSpot RH WstAstHIF II
CareDx GreencityAcqnWt NatrlOrderAcqn TTEC AECOM DarlingIngred JamesHardie RoyceValue Cloudflare HudbayMinerals RMG Acqn WstAstInflIncm
XP 31,654,894 $39.00 $1,234,540,866 CarParts.com Greenlane NaviosMaritime TurmericAcqn ASETech DeckersOutdoor JanusHenderson RyderSystem CohnRobbins ICL Group RMGAcqn WstAstInflOpps
ZoomInfo Technologies 12,500,000 $45.00 $562,500,000 CasaSystems GreenVisionAcqn NeoGames TuscanHldgsII AbbVie DellTechC JawsAcquisition SCE Tr VI 5% Pfd L CohnRobbinsA IDT RMG Acqn Wt WestlakeChem
Source: Dealogic LLC, New York City; (212) 577-4400. Cellectis GreenwichLife NeoGenomics TuscanIIUn AberdeenJapanEqu Denbury JawsAcqnA SK Telecom CohnRobbinsWt IHS Markit RayonierAdvMatls Wipro
CelsiusHldg GriffinIndlRealty Neuronetics TuscanIIWt Accenture DeutscheBank JawsSpitfire SPX ColonnadeAcqn IonAcqn1 ReinventTechA Workiva
Adient Disney JohnBeanTech SchwabC ColonnadeWt IonAcqn1 A ReneSola XPO Logistics
AdvDrainageSys dMY Tech KB Fin ScienceApplicat CLSelPrTechGrFd ITT ResideoTech Xylem
AffiliatedMgrs dMY TechA KKR ScorpioTankersNts CiaSiderurgica IngersollRand ResoluteForest Yeti
CONFERENCE CALL CALENDAR AjaxI dMY Tech II KeysightTechs Sea ConstBrands A InspireMedical RexAmerRes Yalla
Albemarle dMYTechA KingswayFin SealedAir ConstBrands B ICE RibbitLeapA YucaipaAcqn
Earnings - Related Alcoa dMYTechII Wt KingswoodAcqn ServiceNow Corning InterPrivate RiceAcqn YucaipaAcqnWt
Company Date Time Earnings-Related Period AllianzGIAI&Tech dMYTechIII Un KontoorBrands ShakeShack Corteva InterPrivate RingCentral Zymeworks
AllianzGIDivIncm DolbyLab KoreaFund Shutterstock Cullen/FrostPfdB InterPrivateWt
Autozone December 8 10:00AM Q1 AllianzGIEqtyConv DonnelleyFin KronosWorldwide Sibanye-Stillwater NEW LOWS
Brown-Forman December 8 10:00AM Q2 AltimarAcqn DragoneerGrowth L&F Acqn SilvergateCapital Aaron's EmpowerA LAIX SocialCapHedVI Wt
Campbell Soup December 9 8:30AM Q1 AlumofChina Duff&PhelpsUtil LG Display SlackTech BrookfieldFinNts FarPeakAcqn L&F Acqn TPGPaceBenA
AlussaEnergyWt elfBeauty LazardGlblFd Smartsheet CNOFinDeb2060 HighlandTransI LiveOakAcqnII TPGPaceBenWt
Source: CCBN, www.ccbn.com AmerEagle EatonVance Lear Snap CapitolInvtV JawsSpitfire SocialCapHedV Wt TrepontAcqnI
Ameriprise EtnVncEqtyInco II LightspeedPos SnapOn ChinaMobile JianpuTech SocialCapHedosophiaHldgsCorp.IVWt YatsenHolding
Market Laboratory
MONEY RATES CBOE PUT/CALL RATIO vs S&P 100 FOREIGN EXCHANGE
Latest Prev. Yr Ago Readings in the CBOE equity put-call ratio of 60:100 Friday, December 04, 2020 Foreign Foreign U.S. $ in U.S. $ in
Week Week and in the S&P 100 of 125:100 are considered bullish, The New York foreign exchange mid-range rates are quoted at 5 Currency Currency Foreign Foreign
p.m. Eastern time by Tullett Prebon. Retail transactions pro- in U.S.$ in U.S.$ Currency Currency
Discount Rate (NY) 0.25 0.25 2.25 for instance. Bearish signals flash when the equity Country Fri. Last Fri. Fri. Last Fri.
put-call level reaches the vicinity of 30:100 and the vide fewer units of foreign currency per dollar.
Prime Rate (base) 3.25 3.25 4.75 index ratio hits 75:100. Foreign Foreign U.S. $ in U.S. $ in South Korea (Won) .0009226 .0009049 1083.87 1105.07
Currency Currency Foreign Foreign
Fed Funds Rate in U.S.$ in U.S.$ Currency Currency Sri Lanka (Rupee) .0054 .0054 185.6500 185.3000
Avg effective offer 0.09 0.09 1.55 S&P 100 CBOE Country Fri. Last Fri. Fri. Last Fri. Sweden (Krona) .1182 .1177 8.4572 8.4979
Avg weekly auction-c 0.08 0.09 1.55 Switzerland (Franc) 1.1212 1.1052 .8919 .9048
4.90 1.15 Argentina (Peso)-y .0122 .0123 81.6796 81.0683 Taiwan (Dollar) .03544 .03506 28.216 28.519
T-Bills Rate CBOE Australia (Dollar) .7427 .7386 1.3464 1.3539 Thailand (Baht) .03310 .03299 30.210 30.310
13 weeks, Coupon Yield 0.086 0.086 1.592
s
Bahrain (Dinar) 2.6521 2.6521 .3771 .3771 Turkey (New Lira)-d .1281 .1276 7.8047 7.8352
13 weeks, Auction Rate 0.085 0.085 1.560 4.00 1.00 Brazil (Real) .1939 .1871 5.1563 5.3441 .0353 .0350 28.3500 28.5500
Ukraine (Hryvnia)
26 weeks, Coupon Yield 0.091 0.091 1.604 Bulgaria (Lev) .6201 .6116 1.6126 1.6351 U.K. (Pound) 1.3437 1.3314 .7442 .7511
26 weeks, Auction Rate 0.090 0.090 1.565 Canada (Dollar) .7822 .7696 1.2785 1.2994 Uruguay (Peso) …… .. …… .. …… .. …… ..
Avg weekly auction-c 0.09 0.08 1.58 Chile (Peso) .001344 .001301 743.90 768.70 Financial .02345 .02344 42.645 42.655
3.10 0.85 .1531 .1520 6.5316 6.5770 ----
Broker Call Rate China (Renminbi)
2.00 2.00 3.50 S&P 100 1.2120 1.1962 .8250 .8359
s Colombia (Peso) .0002885 .0002772 3466.00 3606.90 Euro
Bankers Acceptances Croatia (Kuna) .1606994 .1583180 6.22 6.32 Special Drawing Rights (SDR) are based on exchange rates for the U.S.,
1 month 0.12 0.12 1.65 2.20 0.70 Czech. Rep. (Koruna) …… .. …… .. …… .. …… .. British, and Japanese currencies. Source: International Monetary Fund.
a-Russian Central Bank rate. b-government rate. d-rebased as of Jan. 1,
2 months 0.15 0.15 1.85 Commercial rate .04579 .04566 21.838 21.899 2005. y-floating rate.
3 months 0.18 0.18 1.90 Denmark (Krone) .1628 .1607 6.1408 6.2209
6 months 0.20 0.20 1.88 1.30 0.55 EcuadorUS Dollar 1.0000 1.0000 1.0000 1.0000
Egypt (Pound)-y .0638 .0640 15.6700 15.6372
Euro Libor Rate Hong Kong (Dollar) .1290 .1290 7.7503 7.7506
1 month -0.590 -0.581 -0.511 Hungary (Forint) .003377 .003308 296.10 302.31
3 months -0.553 -0.545 -0.443
0.40 0.40
6 months -0.522 -0.515 -0.397
D J F M A M J J A S O N Iceland (Krona) .007969 .007524 125.49 132.91 ARMS INDEX
India (Rupee) .01355 .01353 73.803 73.935
12 months -0.485 -0.477 -0.289 Source: CBOE
Indonesia (Rupiah) .0000709 .0000710 14105 14090
The Arms index, also known as the short term trading index, is a number
Israel (Shekel) .3058 .3016 3.2698 3.3161
Libor Interbank Rate derived by dividing one quotient into another quotient. The numerator in
Japan (Yen) .009598 .009608 104.19 104.08
1 month 0.15 0.15 1.72 the index is the number of advancing stocks divided by the number of
3 months 0.23 0.23 1.89 INVESTOR SENTIMENT READINGS Kazakhstan (Tenge) .002377 .002356 420.67 424.53
declining stocks. As of 3/14/11, the denominator in the index is now the
Kuwait (Dinar) 3.2856 3.2729 .3044 .3055
6 months 0.26 0.26 1.89 High bullish readings in the Consensus stock index or in the .1252 .1252 7.9870 7.9890 compositevolumeofadvancingstocksdividedbythecompositevolumeof
Macau (Pataca)
12 months 0.34 0.33 1.92 Market Vane stock index usually are signs of Market tops; low Malaysia (Ringgit)-b .2463 .2457 4.0600 4.0695 declining stocks.
Foreign Prime Rates ones, market bottoms. Mexico (Peso) …… .. …… .. …… .. …… .. Daily 11/30 12/1 12/2 12/3 12/4
Last 2 Weeks 3 Weeks
Canada 2.45 2.45 3.95 Floating rate .0506 .0499 19.7732 20.0317
Week Ago Ago
Germany 0.00 0.00 0.00 New Zealand (Dollar) .7041 .7023 1.4203 1.4239 NYSE 1.45 1.30 .63 1.00 1.03
Japan 1.475 1.475 1.475 Consensus Index Norway (Krone) .1136 .1132 8.8005 8.8347 NYSE American .53 .30 .42 1.77 1.42
Switzerland 0.00 0.00 0.50 Consensus Bullish Sentiment 70% 70% 69% Oman (Rial) 2.5976 2.5976 .3850 .3850 Nasdaq .37 1.50 .61 1.14 1.92
Britain 0.10 0.10 0.75 Pakistan (Rupee) .00625 .00628 159.985 159.350
Source: Consensus Inc., P.O. Box 520526,Independence, Mo.
Historical data available at (816) 373-3700. editor@consensus-inc.com Philippines (Peso) .02079 .02076 48.089 48.180
Other Money Rates Poland (Zloty) .2712 .2668 3.6879 3.7483
Fannie Mae Home Loan: AAII Index Qatar (Rial) .2746 .2746 3.6416 3.6414 BARRON'S GOLD MINING INDEX
30-Year Fixed Conv 1.90 1.89 3.31 Bullish 49.1% 47.3% 44.4% Russia (Ruble)-a .01349 .01314 74.122 76.079
Bearish 22.7 27.5 26.4 12-Month Year Week %
Bank money market-z 0.10 0.10 0.21 Saudi Arabia (Riyal) .2666 .2666 3.7510 3.7506
Interest Checking-z 0.05 0.05 0.07 Neutral 28.3 25.3 29.3 High Low 12/3 11/25 Ago Chg.
Singapore (Dollar) .7487 .7473 1.3356 1.3382
6-Month Certif-z 0.17 0.17 0.53 Source: American Association of Individual Investors, South Africa (Rand) .0657 .0657 15.2282 15.2309 923.32 391.56 Gold mining 901.24 836.57 546.24 +7.73
12-Month Certif-z 0.24 0.24 0.74 625 N. Michigan Ave., Chicago, Ill. 60611 (312) 280-0170.
30 Month Accounts-z 0.25 0.25 0.80 Market Vane
5-Year Certificates-z 0.40 0.41 1.10 Bullish Consensus 51% 51% 51%
U.S. Savings EE Bonds: FEDERAL RESERVE DATA BANK GOLD & SILVER PRICES
Source: Market Vane, P.O. Box 90490,
Long-Term (5yrs+) 0.10 0.10 0.10 Pasadena, CA 91109 (626) 395-7436. Year
Prev. Year
c-Annualized yields, adjusted for constant maturity, reported by TIM Group Market Sentiment Handy & Harman 12/4 11/27 Ago
Member Bank Latest Week Ago
the Federal Reserve on a weekly average basis. Indicator 51.3% 42.5% 42.3% Gold, troy ounce 1843.00 1779.30 1459.65
Reserve Chgs. (Mil. $) Week Change Change
Sources: Tullett Prebon information, Ltd. Source: TIM Group, 3 Columbus Circle, Suite 1592 Silver, troy ounce 24.12 22.65 16.59
Factset. z-Bankrate.com. One week ended Dec 2:
New York, NY 10019 (844) 207-1445. timsupport@timgroup.com Base for pricing gold and silver contents of shipments and for
making refining settlement.
U.S. Gov't securities: Price Premium Premium
Bought outright 6,613,957 -33,626 +2,937,409 Coins $ %
WEEKLY BOND STATISTICS
Federal agency secur: Krugerrand 1909.96 73.46 4.00
Last Prev. Yr Ago Last Prev. Yr Ago Bought outright 2,347 .... .... Maple Leaf 1928.33 91.83 5.00
Week Week Week Week Week Week Mexican Peso 2222.27 8.00 0.36
Reserve bank credit: Austria Crown 1803.14 3.00 0.17
New Offerings, (mil $) (v) Bond Buyer 20 Bond Index (Index of yields of 20 Primary Credit 2,334 -299 + 2,331 Austria Phil 1928.33 91.83 5.00
Corporate (z) 22,673 r12,900 14,354 general obligation municipal bonds.) U.S. Eagles 1928.33 91.83 5.00
Secondary Credit .... .... ....
Municipal (z) 7,899 r2,723 17,809 2.13 2.13
2.77 Premium is the amount over the value of the gold content in the
Seasonal Credit .... .... -14
Best Grade Bonds-y (Barron's index of 10 high-grade Bond Buyer Municipal Bond Index (Index of 40 coin. Source Manfra, Tordella & Brookes, Inc.
Float -464 -318 -82 Bullion spot gold price 1836.50
corporate bonds.) actively-traded tax-exempt bonds; component issues are
Other F.R. Assets 29,434 -1,017 + 9,015
1.36 1.47 2.63 changed regularly to keep the index a current picture of the
market. Source: The Bond Buyer Total Fed Credit # 7,177,035 -37,245 +3,157,735
Interm-Grade Bonds-y (Barron's index of 10 GOLD PERFORMANCE
medium-grade corporate bonds.) 3.49 3.51 3.61 Gold stock 11,041 .... ....
SDR Certif. Accounts 5,200 .... .... All That Glistens: With the dollar weak
2.65 2.67 3.46 Stock/Bond Yield Gap-s (Difference between yield on
highest-grade corporate bonds and yield on stocks on the DJIA.) Treas. Curr. Outst. 50,500 + 14 + 450 and rates dipping, gold’s price rose 3.6%
Confidence Index (High-grade index divided by inter-
mediate-grade index; decline in latter vs. former generally +.61 +.51 –.37 Total 7,265,717 -37,097 +3,159,526
on the week, to end at $1,843 an ounce.
indicates rising confidence, pointing to higher stocks.) Yield on DJ Equal Weight US Corp Bond Idx: Currency in circ 2,067,181 + 5,050 + 273,995
51.4 55.2 76.1 Treas. Cash Hldgs 44 -9 -142 90
Corp Bonds, (y) 1.96 2.01 2.84 Barron's Gold Mining Index (901.24)
Other Confidence Indicators: Treas. Fed Deposits 1,531,053 + 13,838 +1,184,082
s
v-Week ended Thursday. y-Yield to maturity, week ended Thursday. 75
z-Source: Refinitiv.*Barclays T-Bond Index discontinued by firm. Foreign Fed Deposits 21,279 + 5 + 16,096
Bloomberg Barclays US Long Treasury*(This Other Fed Deposits 175,925 -81,394 + 117,315 60
index measures the performance of fixed-rate, nominal US
Treasuries with at least 10 years to maturity. Jan. 1, 1973=100.) MONEY SUPPLY Other FR liab/cap 49,867 -1,245 + 4,789
45
4643.80 4780.28 4059.14 Total factors 4,148,410 -70,769 +1,615,480
Money Supply (Bil. $) Latest Prev. Yr. Ago YOY % Chg Reserves F.R. banks 3,117,307 + 33,671 +1,544,046 30
Bloomberg Barclays US Credit (This index Week ended November 23
includes all publicly issued, fixed-rate, non-convertible, invest- M1 (seas. adjusted) 6,231.3 5,733.4 3,974.3 56.79 Fgn hold U.S. debt 3,467,582 + 8,894 + 50,660 15
ment-grade, dollar-denominated, SEC-registered corporate s
M1 (not adjusted) 6,206.2 5,534.2 4,011.6 54.71 Handy & Harman Gold Price
debt. All issues have at least one year to maturity and outstand- M2 (seas. adjusted) 19,120.7 19,108.3 15,365.0 24.44 Reserve Aggr (Mil. $ sa) Latest Prev. Month % Year 0
M2 (not adjusted) 19,097.2 19,115.4 15,292.8 24.88
ing par value of at least $250 million. Jan. 1, 1973=0.) (v) Month ended October
Month Ended October: Month Month Chg. Ago
-15
3367.71 3353.72 3078.37 M1 Mult. Replacement (St. Louis Fed) 1.124 1.113 1.197 -6.10 Total Reserves: 2,876,600 2,852,800 0.83 1,547,100
Ryan Labs Treasury Index (Index of total return from Monthly Money Supply Nonborrowed Res 2,802,600 2,774,400 1.02 1,547,100 -30
active Treasury notes and bonds. Dec. 31, 1996=100.) Month ended October Borrowed Reserves 74,059 78,387 -5.52 63 J F M A M J J A S O N
M1 (seas. adjusted) 5,580.5 r5,502.6 3,934.6 41.83
328.53 329.77 301.16 M2 (seas. adjusted) r18,812.1 18,648.3 15,195.0 23.80 Monetary Base 4,917,200 4,880,400 0.75 3,252,800
Market Laboratory
Top 5 Insider Purchases by Company in 2020 WEEK'S DIVIDEND PAYMENT WEEK'S EX-DIVIDEND DATES
Number of Number of Avg.
Company Symbol Insiders Shares $ Value Price This list includes payouts on common stocks. This list includes payouts on common stocks.
York Water ...................................................... YORW 41 2,533 108,480 $ 42.83 NYSE NYSE
Century Bancorp ............................................ CNBKA 23 29,903 2,202,621 $ 73.66 Nu Skin Enterprises Cl A.375 Rollins Inc .053 TEGNA .07 Chesapeake Utilities .44
Monday Tuesday
First Financial Bancorp .................................. FFBC 20 10,889 161,631 $ 14.84 (December 7)
St. Joe .07 S & P Global .67
(December 8)
TELUS Corp. .239 Comerica .68
German American Bancorp ........................... GABC 17 5,778 175,256 $ 30.33 Valero Energy .98 Scotts Miracle-Gro .62 Textron .02 CONMED .20
Brigham Minerals .24 Westlake Chemical Ameren Corp .515
.27 Snap-On 1.23 Tredegar .12 Crescent Point Energy .002
Simply Good Foods ....................................... SMPL 14 339,012 6,409,391 $ 18.91 Chemed .34 WR Grace .30 Sonoco Products .43
CAI International .25
TX Pacific Land Tr 10.00 Dominos Pizza .78
Deluxe Corp .30 Canadian Natl Railway .438
Universal Insurance .16 FBL Financial Group .50
HollyFrontier .35 Thursday Target .68 Canadian Natural Res .324
Universal Insurance .13 Fedl Ag Mtge Corp Cl A .80
(December 10) TransUnion .075 Genpact .097
Top 5 Insider Sales by Company in 2020 LyondellBasell Inds 1.05
US Steel .01 Hewlett Packard Ent .12 Vishay Intertech .095 Fedl Ag Mtge Corp Cl C .80
Moog A .25 American Equity .32
Walmart .54 GAMCO Investors Cl A .02
Wheaton PreciousMetals.12 HP .194
Number of Number of Avg. Moog B .25 Archer Daniels Midland .36 Williams Cos .40 GATX .48
Company Symbol Insiders Shares $ Value Price PHX Minerals .01 Arcos Dorados Holdings .03 Friday Wednesday World Fuel Services .10 Graphic Packaging .075
Rexnord .08 Barnes Group .16 (December 11) (December 9) Heritage Insurance .06
Salesforce.Com ............................................. CRM 104 2,462,650 506,503,285 $ 205.67 Solaris Oilfield A .105 BWX Technologies .19 Badger Meter .18 Becton Dickinson .83
Friday Huntsman .162
Crowdstrike .................................................... CRWD 62 5,863,334 488,226,108 $ 83.27 Southern .64
CenterPoint Energy .15
Banco Bradesco Ord .003 CNO Financial Group .12 (December 11) Kaman .20
Chevron 1.29 American Intl Group .32 KBR Inc .10
Datadog .......................................................... DDOG 60 9,209,152 637,817,078 $ 69.26 Tim ADR .184
Dover Motorsports .07
Cable One 2.50 Edgewell Personal Care .15
Community Bank Sys .42
Kontoor Brands .40 Knoll .06
Zoom Video Communications ....................... ZM 44 2,482,664 363,867,703 $ 146.56 Toyota Motor ADR 2.015
Eli Lilly .74
Cabot Corp .35
Lear Corp .25 FedEx .65 Leggett & Platt .40
Tuesday Dow .70
Zillow .............................................................. Z 36 2,735,333 217,135,966 $ 79.38 Emerson Electric .505
Evercore Cl A .61 MDU Resources Group .213 Fidelity National .35 Leidos Holdings .34
(December 8) Essent Group .16 MGM Resorts Intl .002 SFL .15 Maxar Technologies .01
First BanCorpPuertoRico .05
Aramark .11 ExxonMobil .87 Occidental Petroleum .01 Spirit AeroSystems Cl A .01 Merck .65
Flowers Foods .20 Motorola Solutions .71
Grupo Aval Acciones .027 Gorman-Rupp .155
Saturday
STOCK SPLITS/DIVIDENDS Johnson & Johnson 1.01 Hawaiian Electric Inds .33
Genie Energy .085 PPL Corp .415
Public Service Enterprise .49 NewMarket 1.90
Huntington Ingalls Inds 1.14 (December 12)
Record Ex-Dividend Payment Loews Corp .062 IBM 1.63 Rogers Commun .38 Ovintiv .094
Itau Unibanco Holding .003 NONE Owens & Minor .002
Company Name-Ticker Symbol (Exchange) Amount Date Date Date Pitney Bowes .05 Kinross Gold .03 South Jersey Indus .303
Sprott .25 Kronos Worldwide .18 Lumen Technologies .25
Travelers Cos .85 Sunday Prosperity Bancshares .49
NONE Marathon Oil .03 Piper Sandler .375 (December 13) RenaissanceRe Hldgs .35
Triton International .57
Wednesday Marathon Petroleum .58 PPG Industries .54 VF Corp .49 NONE Service Corp Intl .21
(December 9) Marine Products .08 YUM! Brands .47 Shaw Communications .074
Thursday Monday
SPECIAL DIVIDENDS Crane Co
GeoPark
.43 Marine Products
.041 Minerals Technologies .05
.04 Saturday (December 10) (December 14)
Sonic Automotive Cl A .10
Stewart Info Svcs .30
(December 12) Albemarle .385 Amphenol Cl A .29
Record Ex-Dividend Payment Haverty Furniture 2.00 MSA Safety .43 STMicroelectronics .042
3M 1.47 BrightSphere Invt Group .01 Banc of California .06
Company Name-Ticker Symbol (Exchange) Amount Date Date Date Haverty Furniture .22 Norfolk Southern .94 Teck Resources Cl B .038
Haverty Furniture A 1.90 Olin Corp .20 Sunday CTS Corp .04 BancorpSouth Bank .19 Thermo Fisher Scientific .22
Itau Unibanco Holding ADR-ITUB (NYSE)......................................... 0.01 12-14 12-11 5-10 Haverty Furniture A .20 Otis Worldwide .20 (December 13) Devon Energy .11 BCE Inc .634 UGI .33
Tredegar-TG (NYSE).............................................................................. 5.97 12-11 12-21 12-18 Honda Motor ADR .183 Rockwell Automation 1.07 NONE
Dick's Sporting Goods .312 Best Buy .55 World Wrestling .12
First Horizon .15 Broadridge Finl Sol .575 Worthington Industries .25
NASDAQ Newmont .40 Camping World Cl A .09 WR Berkley .12
DIVIDEND PAYMENT REDUCTIONS Monday New Fortress Energy .10 Southside Bancshares .05
Schneider National .065 Camping World Cl A .14 Wyndham Destinations .30
Spire .65 Camping World Cl A .77 Wyndham Hotels .08
QIWI ADR .34 Spok Holdings .125
Adjusted % Record Ex-Div Payment (December 7)
Company Name-Ticker Symbol (Exchange) Yield Period To From Decrease Date Date Date National Instruments .26 Thursday Friday NASDAQ
Navios Marit Acq-NNA (NYSE) ............................ 33.6 Q .05 .30 -83.3 % 1-12 1-11 2-10 Qurate Retail Series A 1.50 (December 10) (December 11)
Tuesday Popular Inc. .40 Enterprise Fincl Services .18
Swiss Helvetia Fund-SWZ (NYSE) ...................... 6.4 Q .13755 .1404 -2.0 % 12-21 12-18 12-31 Qurate Retail Series B 1.50 American Elec Power .74 Cathay General Bancorp .31 Silvercrest Asset Mgmt A.16 EW Scripps Co .05
Strategic Education .60 Applied Materials .22 Costco Wholesale 10.00 (December 8)
United Bankshares .35 Garmin .61
CDW Corp. .40 CRA International .26 Fanhua ADR .25
Tuesday Deswell Industries .09 H & E Equipment Serv .275 Flushing Financial .21
WesBanco .32 Gilead Sciences .68
DIVIDEND PAYMENT BOOSTS (December 8)

Exelon .382 Kinsale Capital Group .09 Lam Research 1.30 Friday Hamilton Lane Cl A .312
Amgen 1.60 (December 11) Hawthorn Bancshares .13
Educational Dev .10
Fidelity D & D Bancorp .30 Tetra Tech .17 Wednesday C & F Financial .38 NorthWestern .60
Adjusted % Record Ex-Div Payment Forward Air .21 U.S. Lime & Minerals .16 (December 9)
Extended Stay America .01 First Citizens Bcshs Cl A .47 NXP Semiconductors .375
Company Name-Ticker Symbol (Exchange) Yield Period To From Increase Date Date Date Tractor Supply .40
Microsoft .56 Walgreens .468 Auburn National Banc .255 James River Group
Otter Tail .37 .30 Premier Financial Banc .15
United-Guardian .36 Saturday CME Group Cl A .85 Marten Transport .04 Simmons First Natl Cl A .17
Agree Realty-ADC (NYSE) ....................................... 3.8 Q .62 .60 3.3 % 12-23 12-22 1-06 Waterstone Fincl .30
PacWest Bancorp .25
(December 12) Meta Financial Group .05 Marten Transport .50 Summit Financial .17
Provident Fincl Hldgs .14
Angel Oak Finl Strat-FINS (NYSE).......................... 7.3 M .1085 .101 7.4 12-16 12-15 12-31 Wednesday Rush Enterprises A .14
NONE SpartanNash .192
Saturday T Rowe Price Group .90
Sunday UMB Financial .32 Universal Display .15
BRP-DOOO (Nasdaq) ................................................. 0.5 Q .11 .076012 44.7 12-31 12-30 1-14 (December 9) Rush Enterprises B .14
Victory Capital Cl A .07 (December 12)
Caesarstone .14 Skyworks Solutions .50 (December 13) NONE Utah Medical Products .285
Calamos L/S Equity & Dyn-CPZ (Nasdaq)............. 8.1 M .12 .11 9.1 12-14 12-11 12-18 Equinix 2.66 Southside Bancshares .32 NONE Thursday Utd Community Banks .18
Sunday
Cdn Imperial Bank Of Comm-CM (NYSE) ............ 5.2 Q 1.134157 1.088943 4.2 12-29 12-28 1-28 (December 10)
(December 13)
Valley National Bancorp .11
Verisk Analytics .27
DE Enhncd Glbl Div Inco-DEX (NYSE) .................. 7.9 M .0542 .0537 0.9 12-18 12-17 12-28 NYSE American Automatic Data
ICF Intl
.93
.14
NONE ViacomCBS Cl A .24
Delaware Grp Div & Income-DDF (NYSE) ............. 8.8 M .0565 .0559 1.1 12-18 12-17 12-28 Monday Wednesday Friday JOYY ADR .51 Monday ViacomCBS Cl B .24
(December 7) (December 9) (December 11) NONE Northern Trust .70 (December 14)
Eaton Vance FR 2022-EFL (NYSE) ......................... 5.2 M .036 .035 2.9 12-11 12-10 12-18 Community Trust Banc .385
Chase Corp .80 NONE Saturday
Eaton Vance FR Incm Plus-EFF (NYSE) ................ 5.3 M .063 .06 5.0 12-24 12-23 12-31
Tuesday Thursday (December 12) NONE NYSE American
Eaton Vance FR Incm Tr-EFT (NYSE) .................... 5.8 M .064 .06 6.7 12-24 12-23 12-31 (December 8) (December 10) Sunday
Eaton Vance Global Income-EVGBC (Nasdaq)..... 3.2 M .0318 .03 6.0 12-02 12-01 12-04 CompX IntlA .10 Park National 1.02 (December 13) NONE Tuesday Thursday Saturday
(December 8) (December 10) (December 12) NONE
Eaton Vance Hi Incm 2021-EHT (NYSE) ................ 2.5 M .032 .02 60.0 12-11 12-10 12-18 NONE Gold Resource .003 Sunday
Eaton Vance TABS 5-to-15Y-EVLMC (Nasdaq) .... 2.0 M .0174 .0161 8.1 12-02 12-01 12-04 NEW LISTINGS Wednesday Friday (December 13) NONE
(December 9) (December 11) Monday
EatonVnc SrFltRate-EFR (NYSE) ........................... 6.3 M .066 .063 4.8 12-24 12-23 12-31 NYSE NONE NONE
(December 14)
FMC-FMC (NYSE) ...................................................... 1.6 Q .48 .44 9.1 12-31 12-30 1-21 Aaron's (AAN) Evolution Petroleum .025
Hooker Furniture-HOFT (Nasdaq)........................... 2.3 Q .18 .16 12.5 12-16 12-15 12-31 Capitol Investment V (CAPU)
Imperial Oil-IMO (NYSE AMER ) ............................... 3.6 Q .170163 .167594 1.5 12-03 12-02 1-01 TRADING SUSPENDED
Far Peak Acquisition (FPACU)
Imperial Oil-IMO (NYSE AMER ) ............................... 3.6 Q .169996 .167594 1.4 12-03 12-02 1-01 Highland Transcend Partners I (HTPAU) NYSE
John Hancock Investors-JHI (NYSE) ................... 8.0 Q .3547 .3455 2.7 12-11 12-10 12-31 Jaws Spitfire Acquisition (SPFRU) Baytex Energy (BTE)
MFS Charter-MCR (NYSE) ....................................... 8.2 M .05902 .05832 1.2 12-16 12-15 12-31 Live Oak Acquisition II (LOKBU) Hudson (HUD)
MFS Intermed Hi Inc-CIF (NYSE) ............................ 8.9 M .01942 .0191 1.7 12-16 12-15 12-31 Trepont Acquisition I (TACAU) Unilever (UN)
MFS Multimkt-MMT (NYSE) .................................... 8.1 M .04228 .04157 1.7 12-16 12-15 12-31 NYSE American Nasdaq
MFS Special Value-MFV (NYSE)............................. 9.0 M .04479 .04371 2.5 12-16 12-15 12-31 None BioSpecifics Technologies (BSTC)
PulteGroup-PHM (NYSE) ........................................ 1.3 Q .14 .12 16.7 12-16 12-15 1-05 MobileIron (MOBL)
Nasdaq
Rent-A-Center-RCII (Nasdaq) ................................. 3.5 Q .31 .29 6.9 12-15 12-14 1-12
17 Education & Technology Group (YQ) NAME CHANGES
RGC Resources-RGCO (Nasdaq)............................ 3.1 Q .185 .175 5.7 1-15 1-14 2-01
AMMO (POWW)
Royal Bank of Canada-RY (NYSE)......................... 4.1 Q .835061 .821168 1.7 1-26 1-25 2-24 NYSE
Docebo (DCBO)
Sprott Focus Trust-FUND (Nasdaq) ....................... 7.7 Q .215 .107 100.9 12-15 12-14 12-23
FinTech Acquisition V (FTCVU) First Horizon (FHN), formerly First Horizon National
Stryker Corp-SYK (NYSE)........................................ 1.1 Q .63 .575 9.6 12-31 12-30 1-29 PROG Holdings (PRG), formerly Aaron's Holdings (AAN)
Kinnate Biopharma (KNTE)
Suncor Energy-SU (NYSE) ..................................... 3.6 Q .162428 .160772 1.0 12-03 12-02 12-24 Ondas Holdings (ONDS) Nasdaq
Suncor Energy-SU (NYSE) ..................................... 3.6 Q .162269 .160772 0.9 12-03 12-02 12-24 PropTech Investment II (PTICU) Luminar Technologies (LAZR), formerly Gores Metropoulos
Templeton Global-GIM (NYSE) .............................. 4.0 M .017 .0147 15.6 12-15 12-14 12-31 Rodgers Silicon Valley Acquisition (RSVAU) (GMHI)
Toro Co-TTC (NYSE) ................................................. 1.2 Q .2625 .25 5.0 12-22 12-21 1-13 Seaport Global Acquisition (SGAMU) Panbela Therapeutics (PBLA), formerly Sun Biopharma
Toronto-Dominion Bank-TD (NYSE) .................... 4.3 Q .6114 .596789 2.4 1-08 1-07 1-31 Seer (SEER) (SNBP)
Universal Health Realty-UHT (NYSE).................... 4.2 Q .695 .69 0.7 12-17 12-16 12-31 Sigilon Therapeutics (SGTX) Petros Pharmaceuticals (PTPI), formerly Neurotrope
Voya Prime Rate Trust-PPR (NYSE) ...................... 4.5 M .0144 .0135 6.7 12-10 12-09 12-22 Silverback Therapeutics (SBTX) (NTRP)
X W L C 10 11 12 H G R P 4 8 3 F A D 6 7 9 0 I
S T R E E T W I SE WITH JACK HOUGH
“O n e o f t h e b i g g e s t m i s t a k e s
investors make is overconfidence.
People think they ’re better than
average at almost ever ything.”
- N o b e l e c o n o m i s t D r. R i c h a r d T h a l e r
Ti m e t o S e l l ?
B e h av i o ra l e c o n o m i s t R i c h a rd T h a l e r o n i nve s t o r
m i s t a ke s . P l u s , a Wa l l S t re e t s t ra t e g i s t s ays
va c c i n e s c o u l d b r i n g a p e a k fo r s t o c ks .
L I ST E N N OW
© 2020 Dow Jones & Company, Inc. All rights reserved. 4E5145
The New
Guard
Bill & Melinda Gates
Welcome the
Next Generation
Of Philanthropists
A Barron’s Group Publication December 2020 InspiredByPenta.com

LETTER FROM THE EDITOR
The Philanthropy of
Tomorrow, Today
T
making their mark today, are Bill and artists; the BIPOC professionals who are
Melinda Gates. The couple, along with bringing change to the wine world; and
Warren Buffett, a decade ago put the the unwavering spirit and optimism
onus on the wealthy and successful of fashion designer Josie Natori, who, at
globally to give back to society with the age 73, is still working and giving back
establishment of the Giving Pledge. To to organizations that support women
date, more than 200 have pledged. and children.
In this issue of Penta, the Gates pen a I couldn’t be more delighted to bring
heartfelt letter to the next generation of the diversity of voices and ideas we
philanthropists with sage advice for us have in the December issue of Penta to
all. The couple recollect that they sought our readers. I hope these stories will
out and received sound guidance from seed the soil for fertile conversations in
Buffett when they started their philan- the year ahead regarding the role of
thropic journey two decades ago, and it philanthropy and philanthropists in
is those same words of wisdom that they addressing the world’s most pressing
seek to impart today. societal problems.
The coronavirus pandemic. The racial It is this same figurative concept of
justice protests. The widening global passing the baton that we explore, in this
wealth gap. We can’t close out 2020 issue of the magazine, the marine conser-
without admitting that more than ever vation projects on which the descendants
before, we need to work together to help of Jacques-Yves Cousteau have embarked.
one another out of predicaments that At the same time, we recognize the
sometimes feel like they’re spiraling important work of pioneers, such as that
out of control. As such, the work of of Destinee Ross-Sutton, who is bringing
philanthropists is ever more important. broad recognition to the work of Black Mae M. Cheng, Editor
It’s ever more impactful. And it needs
to be ever more innovative.
In our annual look at the state of Melinda and Bill
philanthropy, we profile a new set Gates, who, in this
of philanthropists whose convictions go issue of Penta,
beyond writing a check for a cause or pen a letter to the
an organization. For Justin Rockefeller, a next generation of
fifth-generation member of the family of philanthropists.
Standard Oil founder John D. Rockefel-
ler Sr., it means applying a philanthropic
lens to capitalism, sitting on the board
of a membership organization of families
who, as Rockefeller says, “are committed
to aligning values and investments.” For
Frederic Stevens/Getty Images
NBA star Stephen Curry and his actress/

TV host/author wife Ayesha, it means
starting a foundation that during the
coronavirus pandemic is providing daily
meals to tens of thousands of students
and their families in Oakland, Calif.
Setting the stage for these philan-
thropists of tomorrow, who are already
December 2020 | InspiredByPenta.com | 1

C ON T E N T S
December 2020
6
Rising
Philanthropists,
Focused on Results
Bill and Melinda Gates offer
insights to a new generation
of philanthropists determined
to solve global challenges.
By Abby Schultz, Mitch Moxley
& Fang Block
18
Creating an
Inclusive
Wine World
BIPOC professionals
aren’t waiting for change—
they’re making it happen.
By Abby Schultz
22
Ticking Toward
Çapkin van Alphen/Van Alphen Visuals
Green
The descendants A commitment to ethically
of Jacques-Yves sourced materials is just
Cousteau carry one facet of watchmaking’s
on the great eco-friendly new ways.
mariner’s legacy. By Laurie Kahle
P. 16
T:9.875”
S:9.375”
WRITING THE NEXT CHAPTER OF YOUR

FAMILY HISTORY TOGETHER.
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CONTENTS December 2020
C ollect
14 N
o Age Limit on ‘Greatness’ Mae M. Cheng
Editor in Chief
At 25, Destinee Ross-Sutton is the
go-to curator, advisor, and manager Mitch Moxley
for the rising stars of Black art. Senior Editor
Lucy Cohen Blatter
O wn Managing Editor
Pete Catapano
Clockwise from top: Photograph by Victor Llorente; Courtesy of H. Moser & Cie.; Courtesy of Natori Co. Cover, clockwise from top left: Courtesy of Valerie Rockefeller; Courtesy of Justin Rockefeller;
20 New Year, New Outlook Mansion Global
Designer Josie Natori’s trademark Executive Editor
optimism was sorely tested
Abby Schultz
this year, but she’s feeling upbeat
Senior Writer
for 2021.
Fang Block
24 Z
en Accessories:
Writer
Building an Oasis on Wheels
From seats that massage to cars Design Directors
with sweet smells, these “extras” Chris Mihal
allow you to really relax. Kristen Ren
Photo Director
Sarina Finkelstein
Give
Photo Editor
Mattie C. (Lauder); Kelly Sullivan/Getty Images for Facebook (Curry); Giulia Marchi/Bloomberg (Cheng); Frederic Stevens/Getty Images (Gates)
Samantha Kelly
25 F
lying Private for a Cause
A look at notable philanthropic Copy Editor
partnerships and charitable Barbara Haislip
efforts among leading private
jet companies.
Mae M. Cheng
Publisher
Inve s t Tracey Baldwin

Associate Publisher
26 C
haritable Gift Annuities Jessica Patcella
on the Rise Director, Marketing,
The simple, low-cost structure Partnerships
works well when rates are low and and Events
stock valuations are high.
Tessa Samberg
27 A
ctive Planning for Associate Director,
Philanthropy Partnerships
Charitable giving should be
Annie Wang
considered within a broader
wealth strategy.
18 Senior Manager,
Brand Experiences
Ad Services,
Exp erience Magazine Managers
Jimmy Balmer
28 Camila Alves McConaughey Don Lisk
Has Filled Her Home Office
Ward McGuiness
With Treasures
Ad Services,
The lifestyle expert and
Bureau Associate
philanthropist on the handpicked
items she loves most in her Austin,
Texas, home.
29 What They’re Reading
Book recommendations
from business leaders and 20 22
cultural influencers.
4 | P E N TA | December 2020 Cover illustration by GLUEKIT

What else can we
do for our children?
Help make the world more sustainable?
And our portfolio too?
For some of life’s questions, you’re not alone.

Together we can find an answer.
ubs.com/lifegoals
Sustainable investing strategies aim to incorporate environmental, social and governance (ESG) considerations into investment process and portfolio construction. Strategies across
geographies and styles approach ESG analysis and incorporate the findings in a variety of ways. The returns on portfolios consisting primarily of sustainable investments may be lower
or higher than portfolios where ESG factors, exclusions, or other sustainability issues are not considered, and the investment opportunities available to such portfolios may also
differ. As a firm providing wealth management services to clients, UBS Financial Services Inc. offers investment advisory services in its capacity as an SEC-registered investment adviser
and brokerage services in its capacity as an SEC-registered broker-dealer. Investment advisory services and brokerage services are separate and distinct, differ in material ways and
are governed by different laws and separate arrangements. It is important that clients understand the ways in which we conduct business, that they carefully read the agreements
and disclosures that we provide to them about the products or services we offer. For more information, please review the PDF document at ubs.com/relationshipsummary. © UBS 2020.
All rights reserved. UBS Financial Services Inc. is a subsidiary of UBS AG. Member FINRA/SIPC.
UBG_005645-00_Penta_SI_Else_Portfolio_WW_Hammock_9,875x11,5_inch_SWOP_US.indd 1 13.10.20 09:05

To the Next Generation of Philanthropists
Two decades ago, when starting our journey in Don’t expect to change the world overnight. Covid-19
philanthropy, we were fortunate to have a very wise isn’t just exploiting the pre-existing conditions in people’s
advisor: Warren Buffett. bodies; it’s exploiting the pre-existing conditions in our
Warren had been donating his money since the 1960s, societies, including racism, sexism, and poverty. We know that
and he helped us think critically about how to donate the virus is disproportionately killing Black Americans and
ours. We wanted to improve education in the United that women are losing their jobs fastest in the recession.
States and fight poverty and disease around the world, These inequalities are the result of centuries of discrimination,
and Warren pushed us to be ambitious. In 2006, Warren and there’s no one grant that can erase that history. For
donated the bulk of his fortune to our foundation, and he philanthropists trying to solve society’s most entrenched
gave us a mandate. “Swing for the fences,” he said. problems, please know two things: It will take years of
Neither of us were enormous baseball fans, but we sustained generosity, but we think your work will be worth it.
understood what he meant. When you swing for the “If you’re a philanthropist who always succeeds,
fences, you’re putting every ounce of strength into hitting you’re a philanthropist who is failing.” This is more good
the ball as far as possible. You know that your bat might advice from Warren. His point was: It’s philanthropy’s job to
miss the ball entirely—but that if you succeed in making do what other institutions, like businesses and governments,
contact, you’re going to hit a home run. usually can’t: take risks. By definition, that means
Today, that’s how we think about our philanthropy, philanthropy’s success rate can be lower than other sectors.
too. The goal isn’t just incremental progress. It’s But those failures pave the way to breakthroughs.
to put the full force of our efforts and resources Philanthropy can be a team sport. This is the closest we
behind the big bets that, if successful, will save and come to a baseball metaphor. Historically, philanthropists have
improve lives. put a limit on their impact by working alone. But that’s
This year, the fence we’re swinging for—and indeed, starting to change. Groups like the Audacious Project,
the entire world is swinging for—is a very obvious and Co-Impact, Blue Meridian Partners, Lever for Change, and the
very high fence. The world must end the Covid-19 Climate Leadership Initiative are making it easy for donors to
pandemic and soften its ripple effects, including the pool their money and share their expertise. They can absorb
adjacent economic crisis that has plunged 37 million large grants—from $10 million to $100 million or more—and
people back into poverty. To address the challenge, fund really smart solutions to big social problems like poverty,
countries must devote all the money and expertise they education, and climate change.
possibly can—and even then, it may not be enough. Start now. It’s important to do your research before
This is a moment when new philanthropists can step in you start to give, but it’s also important to learn by giving.
and help fill the gaps. Modern philanthropy is a relatively new field. There’s no
For those who are just starting out in philanthropy, textbook. The sooner you become a philanthropist, the sooner
we’ve written some general advice below. There aren’t any you’ll become a good one.
baseball metaphors, but we hope there is something in
here that is useful to you—just as Warren’s wisdom has Swing for the fences,
been to us. Bill & Melinda Gates
Daniel Berman
6 | P E N TA | December 2020
Rising
Philanthropists,
Focused
On Results
I
ncreasingly, wealthy individuals
are taking a strategic approach to
philanthropy, aiming to achieve
specific outcomes rather than
simply writing a check.
It’s a results-oriented approach that
Bill and Melinda Gates have embraced
with global outcomes for poverty, health
care, and education. As the Gates say in
their letter to rising philanthropists
(opposite page), their goal isn’t “incre-
mental progress,” but “to put the full
force of our efforts and resources
behind the big bets that, if successful,
will save and improve lives.”
A new generation of philanthropists
is embracing this same approach, and
“thinking beyond their local communi-
ties,” says Judy Spalthoff, head of family
advisory and philanthropy services at
UBS. “They are absolutely less inter-
ested in traditional giving.”
On the following pages, we profile
the new guard of philanthropists,
including siblings Justin and Valerie
Rockefeller, descendants of Standard
Oil founder John D. Rockefeller Sr., who
are active impact investors and philan-
thropists; Josh Lauder, who is following
in his grandfather Leonard’s footsteps
at the Alzheimer’s Drug Discovery
Foundation; Golden State Warriors star
Stephen Curry and his wife, Ayesha,
who seek to improve the lives of chil-
dren in Oakland, Calif.; and Adrian
Cheng, heir to Cheng Yu-tung, founder
of Hong Kong’s New World Develop-
ment and Chow Tai Fook Enterprises,
who is pioneering cross-cultural proj-
ects in the arts.
This rising generation of philanthro-
pists is “open to new ideas and trying
new things,” Spalthoff says, adding that
they tell her, “if it doesn’t work, then
we don’t waste time on it...It is a whole
new world.”
—Abby Schultz

Valerie and Justin Rockefeller:
Tapping Philanthropy and
Capitalism to Create Change
The children of former West Virginia
Sen. Jay Rockefeller on aligning work, investing,
and philanthropy with their values
By ABBY SCHULTZ
A
n “overarching theme” for the board of The ImPact, a 4-year-old
descendants of John D. membership organization of families
Rockefeller Sr. is that “it’s “who are committed to aligning values
your responsibility to do and investments,” Justin says.
philanthropy,” says Valerie In sync with the Giving Pledge—
Rockefeller, a member of the family’s which was created by Bill and Melinda
fifth generation. Gates and Warren Buffett to encourage
For Valerie, 49, and her brother the ultrarich to give most of their wealth
Justin, 41, that’s meant philanthropy is to charity—The ImPact encourages
entwined with how they approach just members to use their investible assets
about everything. “to create positive social and environ-
Growing up as two of the four chil- mental change before they pass away,”
dren of John D. “Jay” Rockefeller IV, a he says. The advantage of a group, he
former Democratic governor of West adds, is that “collectively, we can effect
Virginia and a five-term U.S. senator, more change.”
“we didn’t see these artificial distinctions Professionally, Justin is global direc-
between ‘this is philanthropy and this is tor of family offices and foundations at
your job,’” Valerie says, noting that her Addepar, a wealth management tech
parents continue to be involved in public platform, that offers tools and resources
service. Sharon Percy Rockefeller, their for impact investors among its services.
mother, has been CEO of WETA-TV, a These three aspects of Justin’s life “Collectively, agree, and collaborate, Valerie and her
public radio station in Washington, D.C., come together, as the RBF endowment cousins Daniel Growald and Peter Gill
since 1989. (which has divested itself of fossil fuels, we can Case, both fifth-generation Rockefellers
Justin has applied this philanthropic and is aligning more of its investments effect more as well, are co-chairing BankFWD, an
lens most clearly to capitalism, noting with its mission) tracks its holdings on change.” organization recently formed to push for
his work as an impact investor sits at the The ImPact’s data platform, which is responsible climate finance.
From top: Courtesy of Valerie Rockefeller; Courtesy of Justin Rockefeller

intersection of these disciplines, and is powered by Addepar. Justin While philanthropy itself is ingrained,
“very much rooted in the work of some “What’s endlessly fascinating about Rockefeller a motivating factor for Valerie in fossil
of our ancestors, who frankly had pretty change-making is trying to pay attention fuel divestment at RBF—and in investing
outsized accomplishments in both.” to what are the most important, intracta- personally in companies like Solar
Today, Valerie, who was a middle ble, and neglected problems that are out Holler, in Shepherdstown, W.Va.—is a
school special education teacher, serves there and then thinking about what “certain moral heaviness or guilt around
as chair of the Rockefeller Brothers levers to pull across philanthropy, capi- how the money was made,” referring
Fund (RBF) and is on the board of talism, and politics to address those to her great-great-grandfather’s role in
Rockefeller Philanthropy Advisors. She challenges,” Justin says. creating the oil business.
also serves on the boards of Teachers The Rockefeller siblings have drawn “There are moral consequences to the
College, Columbia University (which she inspiration from their immediate family ways people earn money, spend money,
attended), the Gilder Lehrman Institute and their ancestors, but they have also Above: Siblings donate money, and invest money,” Justin
of American History, and a couple of benefited from communicating and Valerie says. “The more proactively we can
charter school networks. “I spend half collaborating with members of their and Justin think about how those consequences
my time in education, although no longer extended family, which numbers about Rockefeller, align with our values, the more likely we
in the classroom,” she says. 300 in all, “even if we don’t agree on descendants are to act in a way that reflects our val-
Justin serves on RBF’s investment every detail,” Justin says. of John D. ues, and makes it more likely for people
committee and on its board. He also chairs As an example of where they do Rockefeller Sr. now and in the future to flourish.”
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Left: Stephen and Ayesha Curry’s Eat.
Learn. Play. and its partners have
served more than 11.3 million meals in
Oakland, Calif., to date.
Although their organization is rela-

tively new, the Currys, who have three
children, ages 2 through 8, have been
giving back in the Bay Area since the
couple began calling it home over a
decade ago, after Stephen was picked
seventh in the 2009 NBA draft by the
Warriors, which played in Oakland at
the time. (The team moved into a new
stadium in San Francisco in 2019.)
Stephen has since become a transcen-
dent superstar—a lightning quick point
guard with an automatic three-point
shot—winning three NBA champion-
ships and two league MVP awards.
Meanwhile, the Canadian-born Ayesha
Stephen and Ayesha Curry: has appeared in films and television,

hosted a cooking show on the Food
Network, and authored a cookbook.
Changing Children’s Lives in That kind of success has given the
Currys the opportunity to make a real
The Bay Area and Beyond

difference in their Bay Area community.
“We were both raised under the idea
that giving back and taking care of the
community is vitally important, and
In 2019, the star couple launched now with the resources and platform we
Eat. Learn. Play. with a focus on nutrition, are both so blessed to have, we can do
that in a big way,” Stephen says. “Start-
education, and physical activity ing a foundation wasn’t something we
decided to do overnight. Ayesha and I
B y M I T C H M OX L EY had both been involved in many import-
ant causes for the last 10-plus years, and
E
in that time learned so much from so
ven before the Covid-19 pan- Curry, 32, and his wife, the actress, many people. But we had always been
demic hit, food insecurity television personality, and cookbook excited by the idea of doing something
was an evolving crisis in author Ayesha Curry, 31, stepped in to together, and the exponential impact
Oakland, Calif. The Alameda help. The couple had an existing rela- that could create.”
County Community Food tionship with the food bank through “Children are The Currys decided to focus their
Bank served one of five citizens in the their organization Eat. Learn. Play., philanthropy on children, with the aim
area, and one-third of those were chil- which was founded in July 2019 to focus
our future, of giving local kids a chance at a better
dren and seniors. As the coronavirus on what Ayesha describes as “three vital and we life. “As we are parents ourselves, we see
took its toll, with more parents out of pillars of a healthy childhood—nutri- are deeply the unique opportunities our kids have
work and children at home—18,000 tion, education, and physical activity.” access to,” Ayesha says. “Our hope is that
kids in Oakland relied on school meals The Currys mobilized their foundation
dedicated to Eat. Learn. Play., and the critical funda-
for two to three meals daily, according to to help provide daily meals for 24,000 empowering mental development tools it provides,
the Oakland Unified School District—a students and their families during the them.” will positively impact children in our
monumental challenge was unfolding in pandemic. Eat. Learn. Play. and its part- community to live out their dreams.”
the Bay Area. ners have served more than 11.3 million Stephen The foundation has adopted a multi-
Golden State Warriors star Stephen meals in Oakland to date. Curry pronged approach to benefiting local
Josh Lauder:
Building on a Family Legacy
The great-grandson of the Estée Lauder Cos.
founders is inspired by philanthropists with long-
term visions and self-sustaining organizations
By ABBY SCHULTZ
children. It directly feeds kids, and also informs how Lauder approaches recruit-
educates families on the importance of ing for ADDF today. Lauder himself was
nutrition. It supports programs that help drawn to the foundation to support the
students stay on a path to earn a college legacy of his family, but also because of
degree. And it works to give kids, pri- “how much it takes from your soul to go
marily from low-income communities, through a neurodegenerative illness.”
safe spaces to participate in youth sports, Also, as the founding members watch
summer camps, and other physical activ- the 20-year mark go by, Lauder sees a
ities. Eat. Learn. Play. has partnered both purpose in helping to bring a younger
with national organizations, including generation into the organization. “Every-
No Kid Hungry and DonorsChoose, and one is in agreement that we need more
local groups, such as the East Oakland people involved, and we need younger
Youth Development Center. people involved, and we need more
Even as they continue to fight hunger liveliness at the events,” he says.
during the pandemic, the Currys are Lauder’s family reinforces the values
planning to expand the organization’s two of consensus through the Lauder Family
J
other pillars—learn and play—as more Giving Circle, a family grant-giving
children are being home-schooled. “Everyone is osh Lauder isn’t wasting time vehicle. Each year, Josh and his sister
Currently, many Oakland families lack to follow in his family’s foot- Eliana alternate taking the lead to
the technology to do that well, providing in agreement steps and make philanthropy research nonprofits that fit within a
an opening for Eat. Learn. Play. that we need integral to his life. mission agreed to by the family. Their
“We’ve seen there’s an enormous A year ago, Lauder, 25, initial selections are vetted by a philan-
education achievement gap in students
more people co-founded the Young Professionals thropic advisor, and then are reviewed
from low-income communities and their involved, Committee of the Alzheimer’s Drug by the family around Thanksgiving
middle-and-upper-class peers that has and we need Discovery Foundation (ADDF), the before they decide which groups will
lifelong, negative ramifications for chil- nonprofit created by his grandfather, receive grants totaling about $50,000 to
dren growing up in poverty,” Ayesha
younger Leonard, and his great-uncle, Ronald, $100,000 annually, Lauder says.
people
Opposite page: Kimberly White / Getty Images for Eat. Learn. Play.; this page: Mattie C.
says. “For many of these kids, they fall billionaire heirs of the Estée Lauder Cos. Lauder says he’s inspired by those
behind in key reading and math indica- involved.” It’s Laura, Lauder’s mother, who he who have created well-endowed, self-
tors before they even enter kindergarten, calls a “prolific philanthropist” and an sustaining organizations designed to
and by the fourth grade, a vast majority Josh Lauder inspiration to give back. Philanthropy continue to have an impact beyond their
of kids from low-income communities, “was a joy for her and she passed it on to founder’s lifetimes, citing the work of Bill
particularly minority students, are per- be a joy for us,” Lauder says. and Melinda Gates, Warren Buffett, and
forming below the state and national One of several initiatives his mother Stephen Schwarzman, among others.
averages for reading and math.” participated in was the creation of the Doing so would be in keeping with
The long-term aim is to amplify what Jewish Teen Foundation Board in Palo the Hebrew phrase l’dor v’dor, from gen-
Eat. Learn. Play. does in the Bay Area Alto, Calif., in 2002, a program she eration to generation, passing on the
nationwide, “so that we can ensure our eventually helped spread across the U.S. values of philanthropy instilled by his
next generation has the access to every- and overseas. For Lauder, who joined mother, including tikkun olam—to repair
thing they need,” Stephen says. “Beyond the teen board in high school and even- the world, in Hebrew—and “the idea
traditional grant-making, I think it’s Above: A tually became one of the group’s leaders, that people shouldn’t just engage in
likely we’ll become increasingly year ago, Josh being part of this organization taught philanthropy for the sake of their own
involved in advocacy activities around Lauder launched him the value of consensus building, status signaling,” Lauder says.
the issues we care about, whether that’s the Young and the weight of responsibility in giv- “The most righteous way to give is to
at the local, state, or federal level— Professionals ing away other people’s money. invest your time humbly and to invest
always in a kid-partisan way, of course… Committee of The popularity of the teen foundation your money humbly,” he adds. And, “to
Children are our future, and we are the Alzheimer’s board at a time of life when people are take a leadership role in a humble way
deeply dedicated to empowering them Drug Discovery apt to be more absorbed in just about that can be of service and be inspira-
and opening doors for their futures.” Foundation. anything other than philanthropy tional to others.”

Adrian Cheng:
Inspiring and Empowering
The Next Generation
The CEO of Hong Kong-based New World
Development dedicates himself to youth
development, art, and cultural preservation
B y FA N G B L O C K
I
n 2013, a cohort of eight students chairman of China Young Leaders 2010, which promotes Chinese
from the New World Basketball Foundation, a nonprofit that promotes contemporary art in collaboration with
League in Hong Kong went to a cultural exchange among college stu- institutions around the world. Last year,
summer training camp in Beijing, dents. He also supports programs at the he transformed a historic site in Hong
where they met Jeremy Lin. The United Nations Children’s Fund Kong, Holt’s Wharf, into a global art
first Asian-American NBA star, Lin (UNICEF), to which he recently donated and design district. His latest project is
encouraged them to strive for their 500,000 medical-grade masks to help to preserve the State Theater, a derelict
dreams in basketball. Adrian Cheng vulnerable children fighting against the 68-year-old historic site.
The New World Basketball League oversees Covid-19 pandemic. For Cheng, philanthropy is about
is one of an array of community and New World In the face of the global health crisis, quickly accommodating the needs of
mentorship programs offered at New Springboard, Cheng donated funds and medical local and global communities, and hav-
World Springboard, a nonprofit organi- a nonprofit equipment to China, and launched ing a long-term vision for the welfare of
zation overseen by Adrian Cheng, CEO that includes #LoveWithoutBorders, a charitable those communities, he says.
of property developer New World an array of initiative that has donated 2.5 million “There is a paradigm shift in philan-
Development and executive director of community and medical face masks globally. thropy,” he says. “Younger generations
jewelry company Chow Tai Fook. mentorship An avid art collector, Cheng like to get their hands dirty and have a
Cheng, 41, founded New World programs. launched the K11 Art Foundation in more measurable impact.”
Springboard in 2012, with a mission to
empower under-resourced youth in
different aspects of life, including health
and wellness, arts and culture, and
learning opportunities that advance
personal growth. Its core programs are
basketball and swimming for students
from age 8 to 12.
Cheng’s philanthropic ideals, as well
as his human-centric approach to busi-
ness, were inspired by his grandfather
Cheng Yu-tung, and his father, Henry
Cheng Kar-shun, two of the most prom-
inent business leaders in Hong Kong.
As the heir to his grandfather, who
died in 2016 at age 91, Cheng joined the
family business in 2006, after studying
at Harvard University and a stint as an
investment banker.
“I come from a family that believes in
creating shared value,” Cheng says. “We
have clear visions for taking social
responsibilities, sharing resources,
transferring knowledge, and empower-
ing the new generation.”
Youth development has since been a
focal point in Cheng’s philanthropic
SWKIT
pursuits. He currently serves as the
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No Age Limit
On ‘Greatness’
At 25, Destinee Ross-Sutton
is the go-to curator, advisor,
and manager for the
rising stars of Black art
By ABBY SCHULTZ
I
n early October, the curator, art
advisor, artist advocate, and
sometime muse, Destinee
Ross-Sutton posted on her Insta-
gram feed a portrait of rapper
Lil Nas X by the Ghanaian artist Otis
Kwame Kye Quaicoe that had just
fetched US$137,500 at a Phillips auc-
tion in New York.
The final price, with fees, for Quaicoe’s
Old Town Boy, 2018—a vividly painted
open-shirted image of Lil Nas X posing
country-style, thumbs in his belt loops,
against a bright orange backdrop—
was more than four times a presale
low estimate.
The object of Ross-Sutton’s post,
however, was Yuval Hanina, director of
Hanina Fine Arts in London, who
reportedly had bought the work from
the artist in 2019. At the time Hanina
“ensured Quaicoe it was for his personal
collection for his new house,” she wrote.
Calling out “flippers”—collectors
who buy works by rising artists only to
quickly sell them for a huge profit as
their secondary market soars—is trade-
mark Ross-Sutton, who has become a
go-to mediator, supporter, and protector
of Black artists.
At only age 25, the Harlem, N.Y.-born
Ross-Sutton, who has had her portrait
painted by artist stars Kehinde Wiley
and Amoako Boafo, and whose long, about 30 Black artists at Stockholm’s had in mind, Oluwaseyi directed Cunha
colorful braids inspired a painting CFHill Art Space. to Ross-Sutton, confident she would
by Derrick Adams, represents several Christie’s learned of Ross-Sutton and “know the right questions to ask,”
artists. She also advises collectors— “I was lucky her advocate streak when Celine Cunha, Oluwaseyi says.
including television actor Hill Harper enough a postwar and contemporary art special- Ross-Sutton ended up curating that
in Detroit—on buying works by artists to be heard.” ist, reached out to Eniwaye Oluwaseyi, a selling exhibition, titled “Say It Loud,
from Africa and the African diaspora. In Nigerian artist, to ask if he would partic- (I’m Black and I’m Proud),” which
April, she curated “Black Voices/Black Destinee ipate in an exhibition the auction house awarded 100% of sale proceeds to the
Microcosm,” an acclaimed exhibition of Ross-Sutton was planning. Unsure of what Christie’s artists, and included a baseline contract
requiring buyers not to auction their
purchased work for at least five years.
The sold-out show was a success,
although something of a “feeding
frenzy,” including “flippers looking for
their prey, not knowing that I handled
the sales and already know most of
Opposite page: courtesy of Destinee Ross-Sutton; right: ‘Portrait of Destinee Ross’, 2019. By Kehinde Wiley. Oil on canvas, 181 x 143.2cm (71 1/4 x 56 3/8in). Copyright Kehinde Wiley; below: “Destinee Ross” by Amoako Boafo
them ;),” as Ross-Sutton said in an

email. In characteristic confidence she
added, “My sales agreements are
becoming quite the talk.”
That a 25-year-old could hold such
sway in the art world is testament to
demand for work by Black artists today,
and to Ross-Sutton’s fearless conviction
that she can protect the legacies of these
artists as she lifts many of them into
public consciousness.
Ross-Sutton, who grew up as one of
eight children, is driven by her love of
art—nurtured at the progressive schools
she attended as a child—and by a desire
“to do some good in the world.”
Although she studied journalism at
Kingsborough Community College in
Brooklyn, she began to focus on the arts Opposite page:
after a photography class showed her Curator Destinee
the “power art can have.” As a volunteer Ross-Sutton.
at the city’s Museum of Contemporary Right: Portrait
African Diasporan Art, she found her- of Ross-Sutton
self offering ideas for how to shape the by Kehinde Wiley.
exhibitions. “I was lucky enough to be Below: Portrait
heard,” she recalls. of Ross-Sutton by
That experience also taught her a lot Amoako Boafo.
about how Black artists navigate the art Ross-Sutton answered in two sec-
world. “People will try to pay low prices onds. “She lives with her telephone next
for any artist,” she says. “But it is differ- to her and she never seems to sleep,”
ent with Black artists because of this Elmenbeck says. Once Ross-Sutton
history of exploitation of Black labor.” was assured that Elmenbeck was
In May 2018, Ross-Sutton co-curated serious—and sought to place works with
a pop-up show at Frieze New York, established collectors new to these
exploring how women, especially artists—she signed on.
women of color, are portrayed in the When the show was being put
arts. She spent the next year traveling to together early this year, few of the artists
art fairs, which she chronicled on her were well known. “Half a year later, 50%
Instagram feed. of these artists [are] super in demand,”
It was those posts that caught the eye Elmenbeck says.
of Michael Elmenbeck, the creative Less than a year later, Ross-Sutton
director and head of exhibitions at opened a virtual gallery on VorticXR, is
CFHill in Stockholm. Elmenbeck had doing pop-up physical exhibitions in
been searching for the “perfect partner different cities and countries, and
and curator” to bring a show of Black launched a U.S.-based exhibition titled
art to Scandinavia, when he began “Black Voices: Friend of Mind” with
noticing many artists he was drawn to works by 30 Black artists on the theme
referenced Ross-Sutton. of respite and self-indulgence.
“I realized this young person who is That she is young and moving moun-
a combination of curator, art lover, tains isn’t shocking to those who work
muse, art advisor, seems to be a positive with her. As the Ghanaian artist
source of energy for a lot of people,” he Oluwaseyi puts it: “Age does not limit
says. So he messaged her via Instagram. our greatness or our voices.”

The Undersea World of the
Cousteau Family
The descendants of Jacques-Yves Cousteau carry on the great mariner’s legacy
By BRENT CRANE
J
acques-Yves Cousteau, a French mental in constructing a public the world’s largest underwater research
naval-officer-turned-underwa- consciousness around preserving and habitat, it will be built off Curaçao.
ter-filmmaker, was one of the protecting underwater ecosystems. Fabien, who is based in New York City,
biggest forces in environmental In the more than two decades since imagines it as an aquatic version of the
conservation of the last cen- his death, many descendants of the International Space Station, host to a
tury. From his oceanographic vessel Above: Jacques red-capped patriarch further his legacy range of experiments and novel discov-
Calypso, Cousteau, who died in 1997 at Cousteau’s with various projects in oceanic conser- eries. After all, he notes, only a mere 5%
age 87, and his partners explored the grandson vation and scientific discovery. Penta of the ocean has been explored.
planet’s seas, shooting innovative, edu- Philippe working reached out to several of them. The pioneering grandson, who
cational documentaries underneath the with young learned to dive at age 4, once spent a
surface. Often, he brought his family leaders during Fabien Cousteau record-setting 31 continuous days in
aboard. Cousteau’s brilliantly produced an EarthEcho Fabien, 53, is bringing his grandfa- an underwater facility. The feat, which
films and television series, The Undersea International ther’s vision of an underwater research produced 12 scientific studies and 9,800
World of Jacques Cousteau, were instru- project. station to life with PROTEUS. Set to be published articles, was the seed for the
PROTEUS concept. Fabien also runs a invited to the White House to screen a Fifteen years ago, Philippe founded
nonprofit called the Fabien Cousteau film he made on ocean pollution in Family EarthEcho International, in Washington,
Ocean Learning Center in New York. Hawaii called Voyage to Kure. President Ties D.C., which focuses on building
31
Since 2016, it has facilitated programs George W. Bush was in attendance. “a global youth movement to return the
in sea turtle, coral reef, and mangrove “Afterwards, the president stood up ocean to abundance.” To date, the group
restorations as well as beach cleanups. and yelled, ‘Let’s get it done!’” Jean- The number has engaged more than two million
“Providing access to the ocean is para- Michel recalls with nostalgic gusto. of continuous young people in 146 countries, he says,
mount in creating change and bringing “Later, we were there when the days Fabien providing tools and knowledge to youth
the human-ocean connection to the fore- president declared the northwestern Cousteau spent leaders around the world alongside
front,” Fabien says. “As my grandfather Hawaiian islands the largest marine in an underwater resources to teachers. The organization
said: ‘People protect what they love, protected area of the planet.” facility, resulting also manages one of the world’s largest
they love what they understand, and in 12 scientific citizen science water quality programs.
they understand what they are taught.’” Philippe Cousteau studies and 9,800 “When we started EarthEcho, not many
Jacques’ grandson Philippe has published articles. people were talking about the impor-
Jean-Michel Cousteau hosted and produced more than 100 tance of environmental education,” says
100
Fabien’s father, Jean-Michel, the hours of television. Currently, he’s the Philippe, who is based in Los Angeles.
82-year-old son of Jacques, works under Emmy-nominated host of Awesome “It is now a topic that the conservation
a similar mantra. His Ocean Futures Planet. Alongside his wife, Ashlan, he is Hours of television community recognizes is critical.”
Society in Santa Barbara, Calif., part- developing a new show about ocean Philippe Cousteau
ners with organizations like cruise ship conservation. In 2016, the pair pro- has hosted Céline Cousteau
operators on marine education, and duced Nuclear Sharks for the Discovery and produced While Jacques Cousteau focused
produces educational shows and films. Channel’s Shark Week, which exam- about ocean most of his energies into oceanic efforts,
One of Jean-Michel’s proudest ined the impacts of nuclear testing on conservation. he also had a lifelong fascination in
moments of his career was being reef sharks in the Bikini Atoll. river systems. That fascination lives on
in his granddaughter Céline, 48, who
first saw the Amazon at 9 years old
with her grandfather aboard Calypso,
where they explored the coastal and
jungle waterways for more than a year.
That experience set her on a lifelong
quest exploring the connection between
human communities and ecological
systems. It is the focus of her newest
film, Tribes on the Edge. The film centers
Opposite page: Courtesy of Philippe Cousteau; this page, from top: Kip Evans; Çapkin van Alphen/Van Alphen Visuals
on the Vale do Javari, the second-largest

indigenous territory in the Brazilian
Amazon, and efforts by tribes there to
prevent exploitation. Céline, who lives
in a village outside Paris, has also pub-
lished a book in French called The World
After My Grandfather.
Alexandra Cousteau
Communal effort is the focus of
another Cousteau granddaughter,
Alexandra, 44, who supports a number
of cutting-edge marine initiatives.
“I’m a big believer that we need radical
collaboration in this space,” says
Alexandra, who learned to scuba dive
under Captain Jacques at age 7 and is
based in Paris. Recently, she has part-
nered with SeaLegacy and Oceana, two
Left, from top: large ocean-focused organizations, on a
Fabien Cousteau search engine called www.sealegacy.
is developing blue that raises funds for ocean causes.
PROTEUS, the There will also be a corresponding
world’s largest mobile app. She also supports projects
underwater in sustainable seaweed aquaculture.
research habitat; “In my lifetime, we’ve lost 50% of
Céline Cousteau’s our oceans,” Alexandra says. “We really
newest film need to inject new ideas and ingenuity
is Tribes on and start speaking a whole new
the Edge. language around conservation.”

Creating an Inclusive
Wine World
BIPOC professionals aren’t waiting for change—they’re making it happen
By ABBY SCHULTZ
M
arquita Levy’s uniform “My biggest Black woman, and the server was a early on that it was going to be difficult
on the floor at Chef’s white man. for me, and that my biggest weapons
Club in New York con-
weapons The server was “mortified,” Levy were my smile, charisma, and leader-
veyed her position: a were recalls. He told the visitor, “If you have ship,” Levy says.
black dress, heels, and my smile, any questions about the wine list you With that advice, Levy has forged a
a sommelier pin. Yet when a visiting should ask Marquita.” career in some of the top restaurants in
wine director from another restaurant charisma, The incident wasn’t unusual in New York, steadily rising ranks. But
was pointed in Levy’s direction to and Levy’s 22 years as a sommelier. She’s she’s had few Black colleagues—male or
answer a question about the wine list, leadership.” had to juggle bad behavior from guests, female—over the years working as som-
he headed for the blue-aproned server and staff, related to her race and gender meliers, winemakers, producers, or
standing next to her. Marquita for years while keeping businesslike distributors alongside her.
The apparent explanation: Levy is a Levy composure. “My mother let me know Consider this: There are only two
18 | P E N TA | December 2020 Photograph by VICTOR LLORENTE

Black Master Sommeliers among 172
who have earned the prestigious desig-
nation in the U.S., and zero Masters of
Wine among 409 certified through this
rigorous program worldwide.
But change is afoot as several Black,
indigenous, and people of color (BIPOC)
professionals in the wine world are
calling out the implicit, and explicit,
racial bias they have experienced, and
are actively working to effect change.
Tahiirah Habibi, a top sommelier
who describes her job today as “freedom
fighter,” chose not to pursue a dream of
becoming the first Black female Master
Sommelier after experiencing blatant
racism from an administrator of the
introductory exam. Now Habibi is team-
ing with Carlton McCoy, CEO of Heitz
Cellar Estate in St. Helena, Calif.—and
the second African-American to be
certified a Master Sommelier—and
hospitality consultant Ikimi Dubose, to
launch the Roots Fund.
The fund aims to assist Black profes-
sionals in initiating career paths in
wine, with help from mentors, intern-
ships, and scholarships that can pay
for educational opportunities—from
formal programs to experience, such
as working a harvest overseas.
The goal is “to create resources to get
people onto these paths and help them
pay for it,” Habibi says. Those who work
as sommeliers need to taste a wide
range of wines, at all price points, for
instance. “That’s a huge barrier for
people, particularly people who are not
brought up with wine,” she says. finds customers at his restaurant that seeks to “decolonize” wine, that is,
The Roots Fund works with Habibi’s searching for a white face to explain the make learning about it less eurocentric
three-year-old Hue Society, which is wine list. in everything from taste to the focus on
establishing city chapters to offer In the wake of protests that erupted French wine regions. Anyone who’s
monthly tastings of high-quality wines worldwide after the death of George had a chance to explore de Leon’s
facilitated by experienced wine experts Floyd in Minneapolis, de Leon worked wide-ranging list of Merlots at Pinch
and mentors. Anyone can join, Habibi with other BIPOC wine peers to create knows he’s on to something.
says. “You take what you need from it.” an action plan for changing the wine These fledgling efforts to create com-
Opening access is critical for bring- community that appeared in such munities for Black and brown people to
ing more people of color into a online Medium articles as, “How to learn about wine, and to get financial
white-dominated industry, but real Dismantle White Supremacy in Wine.” access to education and resources, take
change won’t happen until certifying The stories say “here are the step-by- away excuses for institutions that
bodies, trade fairs, and prestigious step solutions, here’s a timeline for you, pledge diversity but don’t act on it, both
event organizers go beyond declarations and here are the resources,” de Leon says. de Leon and Habibi say.
to diversify to actually include Black To start, there has to be “visible That outreach is critical, even for a
and brown professionals at all levels. representational equity”—including seasoned professional such as Levy.
“Until some institution continues to BIPOC individuals within the hierarchy Earlier this year, Levy was asked by a
push the same way that we have been, of institutions, such as the Court of Master of Wine educator if she’d con-
this is an uphill battle,” says Miguel de Left: Marquita Master Sommeliers, but also in promi- sider getting her “MW,” so with Habibi’s
Leon, general manager and wine direc- Levy has been nent positions throughout the industry, encouragement, Levy applied for and
tor at Pinch Chinese in New York. a sommelier for from distributors, to winemaking, received a Roots Fund scholarship to
Andrew Thomas Lee
De Leon, who was born in the Philip- 22 years. Above: wineries, restaurants, and retail. pay for the required courses.
pines and came to the U.S. when he was Tahiirah Habibi With several other wine professionals, As Habibi told her, “There are no
about 10, has written forcefully about describes her de Leon (who also works with Hue Soci- Black Masters of Wine—imagine what
the discrimination he continues to face job as “freedom ety) is starting the nonprofit Open Wine it will do if somebody sees you doing it
because of his ethnicity. Like Levy, he fighter.” Forum, which will offer free education and they say, ‘maybe I can do it.’”

New Year, New Outlook
Designer Josie Natori’s trademark optimism was sorely tested this year,
but she’s feeling upbeat for 2021
B y J O S E P H V. A M O D I O
J
osie Natori may be the reign- Penta: Coronavirus or not, word is board of Orchestra of St. Luke’s,
ing queen of elegant lingerie you’re still go, go, go. the Asian Cultural Council, Statue of
and work-from-home lounge- Josie Natori: I’m one of the crazy Liberty–Ellis Island Foundation, and
wear, but don’t ask her to ones. You know how they say older on our website we support a number of
work from home herself. people are susceptible to this thing? I organizations helping women and chil-
Forty-three years ago, the Philip- think it’s the younger people who are dren. That’s something I admire about
pines native chucked a budding career more paranoid. [She chuckles.] this country—Americans have a real
at Merrill Lynch—she was the first sense of philanthropy. It’s impressive.
female vice president of investment Sounds like you’re pretty fearless. Many people accept that this is a part
banking—to start a fashion label with Well, I’m maybe a little too cavalier. of life. Obviously, it’s nice if you can be
her husband, Ken Natori, a former man- I’m told I’m too cavalier. Now, you don’t Bill Gates, right? [She chuckles.] But
aging director of Shearson Lehman. want to be stupid or careless. We do you know what? It doesn’t matter how
Today, the Natori Co. founder veers masks, the proper things. But I’m not much you give—every little bit counts.
more toward dressing up than down, going to paralyze myself.
and working-from-office, which is why Especially this year, which has
she’s been heading into her Midtown You’ve been called an eternal amplified need in an uncanny way.
Manhattan headquarters every day optimist. Oh! It’s really testing the creativity of
since June. Working from home may be I am. What are you going to do? a lot of people. Like with entertainers,
part of the landscape at every company Moan? Stomp your feet? finding new ways to perform.
moving forward, and that growing
trend may have kept her business afloat How useful is optimism for You’re a musician. Have you been
these past few precarious months. entrepreneurs? playing? Does it help clear the mind?
But it’s not really her thing. My father was a self-made man. Yes. I still have a coach and I prac-
Any woman looking stylish in a He taught me that when you’re on top, tice singing and piano once a week. I
Zoom meeting via her couch can thank life will go down, and when you’re play concertos. Chopin, Rachmaninoff,
Natori, 73, whose debut line of embroi- down, life will go up. If you can’t have Grieg. During the [start of the] pan-
dered nightshirts in 1977 revolutionized that positive spirit, then forget it. Fold demic, on Instagram, I did some live
the innerwear category, planting the up and go, right? Entrepreneurs have concerts. About seven of them. It was
earliest seeds of what would become to be tenacious. fun. That was mostly popular music.
today’s innerwear-as-outerwear man- I’m from the old school—don’t ask me
date. Since then, the company has grown How are you feeling about retail to sing or play anything rap. But I’ll
into a lifestyle brand sold at top depart- in 2021? play Broadway, anything from the ’40s,
ment stores like Nordstrom, Blooming- Back in March was maybe the first ’50s, ’60s. My real love is music. But I
dale’s, and Neiman Marcus, and boasting time I can say, even though I’m an opti- don’t have the temperament to have
apparel, footwear, and jewelry. But it’s mist, I was kind of panicked inside. played professionally.
the core categories—lingerie, sleepwear— We had to make hard decisions about
that have been the strongest this year, layoffs. Furloughs. Cutting overhead. These days, big business seems as
when she’s had to furlough workers and We’d signed for a lease but renegotiated, unpredictable as show business.
downsize office space. and cut the square footage. And today, “We don’t We don’t know what’s coming. I’m
Sales are healthier than ever on I have to say, we’re definitely in a better know what’s eager to see what the new normal will
Natori.com, developed by her son, Ken place than we thought we would be. In be. It will emerge. New ideas, new con-
Jr., who is now the label’s president. 2021, we’ll increase the penetration of coming. cepts will come. That’s how it happens.
This can’t make up for ailing brick-and- direct-to-consumer business. This has I’m eager to That’s what makes me excited about
mortar retailers, key to a brand like forced us—it forced me, in particular—to see what the being in business. You have to keep
Natori, which relies on licensing. “But it focus on the things that were working, evolving. Otherwise, it’s too boring.
Courtesy of Natori Co.
helps,” she says. and take a pause on those that were not. new normal
Penta caught up with Natori to dis- will be. It will Evolving? Well, you certainly seem
cuss the retail outlook, philanthropy, Things that are working—does that game for that.
and why you won’t catch her singing a still include philanthropy?
emerge.” Ohhh, I am. [She laughs.] I am
rap song. That’s what I love most. I’m on the Josie Natori always game.

Ticking
Toward Green
A commitment to ethically sourced
materials is just one
facet of watchmaking’s
eco-friendly new ways
B y L AU R I E K A H L E
A
t the annual Geneva watch Previous page: Chopard’s Alpine Eagle
fair in 2019, H. Moser & Cie., Large. This page, from left: H. Moser
an independent Swiss watch & Cie.’s Nature Watch; Panerai’s
brand with a playful sense PAM1096 Luminor GMT–42mm.
of humor, displayed a partic-
ularly unique piece: the Moser Nature
Watch. Billed as the first “green” watch, LVMH, to independent brands like Dragonfly Initiative, established by alloy recycled from the discarded drive
“100% Swiss grown and made,” its steel H. Moser and Chopard. prominent jewelry houses worldwide. shaft of the Pangaea, Horn’s boat used
case was adorned with living succulents, Two years ago, Chopard announced Last year, Louis Vuitton, Bulgari, for a four-year expedition.
moss, mini echeveria, cress, spiderwort, that all gold used for its jewelry and and Hublot assessed 70% of their sup- In the fall, Panerai rolled out the
and onion sets, with a dial made of watches will be 100% ethical, originat- pliers, and Bulgari, which accounts for a PAM1096 Luminor GMT–42mm,
natural mineral stone and lichen from ing from two traceable routes: artisanal large proportion of the group’s colored in partnership with Luna Rossa, the
the Swiss Alps. Grass even grew on freshly mined gold from small-scale gemstones, visited mines in Sri Lanka, 36th challenger for America’s Cup
the strap. mines participating in the Swiss Better India, Mozambique, and Zambia. sailing competition in New Zealand
With the Nature Watch, which is Gold Association (SBGA), Fairmined In its dense 100-plus-page 2020 in 2021. This new Luminor, limited
alive and well in the brand’s headquar- and Fairtrade plans, and RJC Chain of Sustainability Report, Richemont tracks to 520 pieces, marks the premiere of
ters, H. Moser created an emblem for its Custody gold through Chopard’s part- its progress in achieving many targets Scafotech—a composite carbon-fiber
announcement that it was committing nership with RJC-certified refineries. laid out in its Transformational Strategy material used for the Italian team’s
to meet certification conditions of the In the fall, Chopard released a chro- launched in 2019. AC75 yacht’s hull and hydrofoils.
From left: Courtesy of Chopard; Courtesy of H. Moser & Cie; Courtesy of Panerai
Responsible Jewellery Council (RJC), nograph, including a steel-and-gold The report highlights IWC as a “sus- Panerai obtained excess material
which was founded in 2005 to establish Sustainable model, in its Alpine Eagle sport watch tainability leader” among Richemont’s from the production of the boat to pro-
responsible standards for the entire Movement range. It also added two 18-karat rose- portfolio of brands, citing its commit- duce the watch’s dials and cases. For the
supply chain from mine to boutique. gold Alpine Eagle Large models to its ment to reducing plastic waste by signing dials, the material is forged into a high-
100%
RJC’s Code of Practices—covering lineup of automatics launched last year, the Ellen MacArthur Foundation’s New tech polymer, while the Scafotech cases
gold, silver, platinum group metals, crafted entirely from ethical gold. Plastics Economy Global Commitment. exhibit a variegated texture, similar to
diamonds, and colored gemstones—is The percentage of Last year, Jean-Christophe Babin, IWC claims to be the first luxury watch the brand’s previous models made of
the global gold standard for brands that “ethical gold” president and CEO of Bulgari, an brand to commit to RJC Chain of Cus- Carbotech, a material used for the new
have committed to ensuring materials used by Chopard, LVMH brand, announced that 100% of tody standards for its gold, which is watch’s bezel. The brand is working to
used are responsibly sourced and pro- sourced from two the gold Bulgari used is RJC certified, derived from recycled sources, and it meet next year’s objective of producing
duced. Supply chains must meet RJC traceable routes. and 99% is recycled. “We don’t excavate is working toward Chain of Custody a 100%-recycled watch.
standards for human rights, labor rights, gold any longer; we just use gold that certification for its watch components. Last May, Johann Rupert,
health and safety, product integrity, 520 has been excavated 20 years ago, 100 Panerai also got a shoutout for its Richemont’s chairman and majority
environmental impact, and more to earn The number of years ago,” he said during a webinar use of recycled titanium in 2019’s Sub- shareholder, said on a company call,
RJC Chain of Custody certification. pieces Panerai will about sustainablity. mersible Mike Horn Edition in Ecotita- “We’ve used and abused, I would guess,
Sourcing ethical materials is just one produce of the Bulgari is also working on develop- nium, a new alloy made from at least 70% of the world’s natural resources.
aspect of extensive, multilayered initia- Luminor, made ing similar certification standards in the 80%-recycled material. Last spring, We still act as if climate change is not
tives that have become de rigueur with sustainable colored gemstone industry as a founding Panerai followed up with the limited real; we’re dumping plastic everywhere
throughout the industry, from corporate composite carbon- member of the Coloured Gemstones edition Submersible EcoPangaea Tour- and now nature retaliated, so maybe it’s
conglomerates, such as Richemont and fiber material. Working Group (CGWG) run by The billon GMT PAM1108, made from a steel time for us to pause and to think.”
22 | P E N TA | December 2020 December 2020 | InspiredByPenta.com | 23

Zen Accessories: on the 2021 E-Class Cabriolet. The sys-
tem adds vents in the back of the seats
that direct air from the heater to the
Building an Oasis on Wheels back of your neck and shoulders. Order

it with Aircap, which reduces drafts on
all four occupants and keeps condi-
From seats that massage to cars with sweet smells, tioned air in the car for a longer time.
Speaking of seats, a US$3,788 option
these “extras” allow you to really relax in the Lamborghini Urus SUV is fully
electric front seats with heat, ventila-
B y J I M M O T AVA L L I tion, and massage.
Mercedes, Audi, BMW, Porsche,
Buick, Lexus, and Volvo all offer
massage seats.
P
rivate cars have become The Sweet Smell of Success
oases of safety for many Perfumer Marc vom Ende created
of us adjusting to life post- scents for the atomizer that lives in the
pandemic. And if the car glove box of certain Mercedes-Benz
is a sanctuary, what could S-Class cars. These include Freeside
make it even better? How about helping Mood (citrus-y), Sports Mood (young
both drivers and passengers achieve a green leaves and light flowery nuances),
near-Zen state? Here are some nirvana- and Nightlife Mood (a heavy leather
worthy accessories worth considering. armchair in a wood-lined library with
a fire going). But you can also buy
Hi, Alexa aftermarket diffusers for any car from
Amazon’s virtual assistant is amaz- brands including InnoGear, RoyAroma,
ingly capable around the house, but Greenair, Zaq, and Vyaime. They’re
now she can go on road trips. She is not expensive (US$20-US$40), can clip
available in cars from Audi, Buick, Ford, to the air vents (as phone holders do),
Toyota/Lexus, and Lincoln. In 2020 and use either a wired plug or recharge-
Lamborghini began offering Alexa in able batteries.
the Huracán EVO. She can take care
of such in-car functions as setting the Riding on Air
temperature, adjusting the interior Cadillac’s Magneride 4.0 is a computer-
lighting, and turning up the seat heat. controlled, sensor-enabled, adaptive
suspension system. Magneride is stan-
Bubbly Benefits dard on some trims of the US$77,490
Introduced in 2019, the £37,000 Escalade, US$45,490 CT4-V, and
(US$48,225) Rolls-Royce Champagne US$48,690 CT5-V. It’s always scanning
From top: Courtesy of Mercedes-Benz; Courtesy of Lamborghini; Courtesy of Mercedes-Benz

Chest is made of carbon fiber and the road ahead (1,000 times a second)
machined aluminium, and covered in and adjusting to meet the conditions,
natural grain black leather. Push a including potholes and rough terrain.
button and the chest opens, with service
for four, including cotton napkins and The Way Back
handblown crystal flutes etched with A long wheelbase is required, but
the “RR” monogram. The chest is set rear-seat passengers in select vehicles
up to accommodate Champagne and can now recline their seats while a
the caviar that might accompany it, leg rest extends—shades of business
appropriately chilled of course. class air travel. In Range Rovers with
Executive Class Comfort-Plus, the
High Fidelity massaging, heated and cooled seat can
Audi’s Bang & Olufsen 3D Advanced tilt back more than 40 degrees. The
Sound System with up to 1,920 watts Mercedes-Maybach GLS SUV includes
of power incorporates as many as 23 pillows, a refrigerator, a foldable con-
speakers and can duplicate the sound of sole, and a detachable tablet to control
a concert hall. Meanwhile, audio com- the infotainment.
pany Harman produces soothing nature
sounds recorded at national parks, soon
to be built into infotainment systems. From top: Mercedes-Benz’s Airscarf;
Amazon’s Alexa in the Lamborghini
Head and Shoulders Above Huracán EVO; the perfume atomizer in
Airscarf is a Mercedes-Benz option the Mercedes S-Class.
Flying Private for a Cause and from treatment programs.
One of NetJets’ newer partnerships,
with Product Red (RED), aims to help
A look at notable philanthropic partnerships and charitable ensure that people living with HIV can
continue to access treatment and ser-
efforts among leading private jet companies vices amid the pandemic. When NetJets
owners purchase a 25-hour RED Card,
By ERIC GROSSMAN NetJets invests $2,500 in global health
programs through (RED); contributions
from the program support the Global
Fund’s Covid-19 Response Mechanism,
G
which is helping to mitigate the pan-
iven the stratospheric Ciara and Jennifer Lopez. demic’s impact on HIV/AIDS services.
costs inherent in the pri- Meanwhile, Omaha-based Jet Linx For its part, Quincy, Mass.-based
vate aviation industry, it maintains a strong partnership with Flexjet donates flight hours and finan-
comes as no surprise to The Tutu Project, a New Jersey-based cial support to an Emeril Lagasse
learn of myriad charitable organization dedicated to raising funds Foundation charity gala and University
partnerships and philanthropic endeav- for women, men, and their families to Hospitals Rainbow Babies & Children’s
ors among private jet companies. But in ease the financial burdens that come Hospital in Cleveland.
the wake of a global pandemic that has with breast cancer diagnoses. Each London-based Victor is forging a
changed the way people fly and rocked year since 2015, Jet Linx has issued a sustainable future for private aviation,
the sector to its core, various private #Dare2Tutu Challenge, which sees the with a goal of becoming the world’s
jet companies have expanded or recali- company match donations and more. most environmentally responsible
brated their charitable efforts. To date, Jet Linx has raised more than private aviation provider. Since 2018,
In September, Wheels Up, which is $180,000 for The Tutu Project, making Victor’s global operations have been
known for its blue and white livery, it the organization’s single-largest corpo- carbon neutral, and in 2019 the com-
unveiled its first orange plane, a Beech- rate sponsor in both 2018 and 2019. pany accelerated its commitment to the
craft King Air 350i aircraft created in As one of the biggest and oldest names planet with a series of environmental
conjunction with Textron Aviation, to operating today, NetJets offers one of partners, including Vertis and South
honor Feeding America’s Hunger the most traditional examples of a chari- Pole. The carbon emissions of every
Action Month. The orange jet is part of table partnership within the industry. flight booked through Victor are offset
the ongoing Wheels Up Cares and Meals The Columbus, Ohio-based company, by 200% at no extra cost to the cus-
Up initiatives, the latter of which was a subsidiary of Berkshire Hathaway tomer. (Fliers who wish to contribute
created in March to help support the founded in 1964, sets its philanthropic the equivalent of 400%, 800%, or a
growing levels of food insecurity during initiatives and sustainability programs higher offset can do so through Victor’s
the Covid-19 crisis. in accordance with the United Nations’ carbon-offset program.)
Courtesy of Wheels Up
To date, the project has raised the Sustainable Development Goals. Its Above: Wheels Since launching its double-carbon-
equivalent of more than 47 million meals Corporate Angel Network (CAN) part- Up’s first orange offset policy, Victor reports it has
for Feeding America, thanks in part to nership dates back to 1997, with NetJets plane, which offset more than 62,000 tons of CO2—
support from Wheels Up ambassadors and its customers having donated honors Feeding the equivalent of protecting tree
such as athletes Tom Brady, Alex Rodri- hundreds of flight hours to adult and America’s Hunger cover 26 times the size of New York’s
guez, and Russell Wilson, and performers pediatric cancer patients traveling to Action Month. Central Park.

market factors combined with your life
expectancy. Minimum donations are
around $2,000 and, unlike a trust, no
attorney is required to set one up (hence
no attorney fees).
Even if you live beyond your life
expectancy, after your lump-sum equiv-
alent has been paid out, you continue
to receive the annuity. Depending on the
contract, the annuity can continue to
pay out to a surviving spouse. If you
and your spouse die before your lump
sum has been paid out, the charity
keeps the balance in its coffers.
Payments can be deferred, which
increases the amount paid out in the
future annuity. A partial donation for
the gift can be taken upfront. Capital
gains taxes on the growth of underlying
assets are spread over the annuity
payments. When interest rates are low,
the future capital gains’ bite out of
annuity payments is lower, leaving
more intact as income, Thompkins says.
Nonprofit groups that offer charita-
Charitable Gift ble annuities have large infrastructures,

such as museums and universities.
“We’re talking those with hundreds
Annuities on the Rise of millions in assets that are segregated

to support their annuity programs,”
Thompkins says. “These are diverse
The simple, low-cost structure works well when pools designed to absorb potential risk.
It’s like managing a pension.”
rates are low and stock valuations are high The downside is that not all nonprofits
offer gift annuities, and they aren’t
By KAREN HUBE customized, says Pam Lucina, chief
fiduciary officer at Northern Trust.
Charitable Remainder Trusts
M
In contrast, trusts can pay out to a
ove over, charitable in the trust world, and typically a number of different charities, over
trusts. Make way for the popular tool. But ultralow interest rates a specified period of time instead of a
charitable gift annuity. and high valuations in the stock lifetime, and can be used to transfer
Typically viewed market make for a lousy environment assets to heirs. The CRAT is the most
as entry-level gifting for CRATs, says Crystal Thompkins, similar to a gift annuity: It turns a lump
methods thanks to low minimum contri- national director of gift planning sum into an annuity, and what’s left at
bution amounts, low cost, and simplicity, services at BNY Mellon Wealth Manage- the end goes to charity—at least 10%
charitable gift annuities have had a ment, who expects gift annuities’ of assets transferred to the trust is
spike in inflows from wealthy donors popularity to extend through this year. required to be left as a gift.
lately. According to a BNY Mellon As winds shift in the economy, the But the CRAT has lost its luster
Wealth Management study, in 2019, markets, and regulatory environment, lately, Thompkins says. The annuity
assets in gift annuities were up 21% it’s not uncommon for the popularity of “These are and future gift are dependent on the
over the prior year, and the average gift different charitable planning tools to diverse pools high probability of the underlying
was 56% larger. Assets continued to rise and fall. Given the surge in popu- invested assets performing within
flow into charitable trusts, but at only a larity of gift annuities, it’s worth a look
designed certain parameters. With stock market
slightly higher level than in 2018. at how they size up these days relative to absorb valuations high, and the economy in
The surge in popularity in gift annu- to their closest charitable trust cousin. potential ragged shape due to Covid-19, there’s
ities is likely a result of people’s desire good reason for concern that the market
for a guaranteed lifetime annuity at Charitable Gift Annuities risk. It’s like could enter a sustained bear market.
a time when yields are at historic lows A charitable gift annuity is a simple managing a “In 2008 and 2009, there were
in the fixed-income market, and a contract guaranteeing that if you give pension. ” trusts that were exhausted with no
hesitation to sock money into a charitable a nonprofit organization a lump sum, benefit to either the charity or the
remainder annuity trust (CRAT). it will pay you a fixed, lifetime annuity Crystal donor,” Thompkins says. “Many people
A CRAT is the gift annuity’s equivalent based on actuarial factors—a host of Thompkins are leery now.”
26 | P E N TA | December 2020 I l l u s t ra t i o n b y R O S E WO N G
Active Planning
converting after a big dip so the value of
the converted assets is lower.
On a basic level, a philanthropic plan
For Philanthropy
involves selecting a charity, determining
which assets are best to give—cash in a
bank account? Appreciated stock? Fine
art?—and which combination of charita-
Charitable giving should be considered ble-giving tools accomplish the task
within a broader wealth strategy optimally for the donor and the charity.
At the highest level, a philanthropic
plan can blur the lines between invest-
By KAREN HUBE ing, estate planning, and all aspects of
an individual’s financial and personal
life, says Dien Yuen, assistant professor
of philanthropy at The American
P
College of Financial Services in King of
hilanthropic planning isn’t “It has to be transaction comes at a price: Income Prussia, Pa. She describes a client, flush
typically viewed with the taxes are owed on converted amounts in with $100 million after the sale of her
same urgency as other areas dynamic— the year of the transaction. business, who is determined to help
of wealth management. But if it’s static, To reduce or eliminate that tax hit women entrepreneurs in technology.
the idea that philanthropy and make a conversion more palatable, She created a limited liability company
belongs in a quiet and slow-moving
it won’t Sonneborn has been advising some with the intention of furthering her
corner of a wealth plan is outdated, and endure.” clients who normally make contribu- cause, not only with traditional charitable
advisors are encouraging folks to view Avery tions of appreciated stock to their favorite contributions, but through potentially
gifting plans as tactical and integral to charities to make big-cash donations investing in for-profit companies
Fontaine
broader wealth-management goals, such instead. Appreciated stock can be launched by women, and by mentoring
as tax minimization, wealth transfer, deducted, but only up to 30% of AGI. and sitting on company boards.
and income generation. The generous deduction for large A philanthropic plan is a road map
While a single gifting method in cash contributions in 2020 can be used that requires regular checkups, Yuen
itself may have compelling benefits, to offset taxes on the Roth IRA rollover, says, adding that however complex the
when paired with other wealth-planning Sonneborn says. To reduce the tax plan, it should be dynamic, evolving
strategies, it can be much more hit further, investors can benefit from with changes in the markets, economy,
powerful, says Avery Fontaine, head of current stock market volatility by and regulations.
strategic philanthropy at BNY Mellon
Wealth Management in Atlanta. “With
a well-thought-out plan, philanthropic
capital can achieve double and triple
goals at once. But it has to be dynamic—
if it’s static, it won’t endure.”
Consider the ability in 2020 to
deduct unlimited cash donations. Nor-
mally, cash gifts are only deductible up
to 60% of adjusted gross income (AGI),
but the Cares Act, which was passed in
March as an economic stimulus bill,
lifted that limit temporarily.
James Sonneborn, a partner and
wealth advisor at RegentAtlantic in New
York, says he has helped clients leverage
that temporary tax perk by pairing large
cash contributions with a conversion of a
regular IRA to a Roth IRA.
From a wealth-transfer standpoint,
a Roth IRA can mean far more money
in heirs’ pockets than a traditional
IRA. While the Secure Act, passed in
late 2019, requires that both types
of IRAs pay assets to heirs within 10
years, the Roth has a clear edge: Heirs
can take assets out tax free. In con-
trast, they would owe income taxes on
distributions from a traditional IRA.
But many IRA investors forgo con-
verting to a Roth IRA because the
Illustration by ROB DOBI December 2020 | InspiredByPenta.com | 27

Painting of Bob Marley (1)
She bought the painting of reggae
legend Bob Marley when she was living
in Thailand with her family while
Matthew shot the 2016 film Gold.
“I saw a house in the middle of
nowhere and had to stop. A woman was
teaching children to make art, and this
painting was made by a 14-year-old. I
think he did an amazing job, and I just
love the colors. I had to have it,” she says.
Antique Chair—for Meetings (2)

“I have this antique, shiny leather
chair and it reclines down. You can lay
back in a way that your legs are always
in the right position. It has a vibration to
it, too. If I have a long call, that’s where
I go and get comfortable,” she says.
Salt From the Dead Sea (3)

During her modeling days,
McConaughey lived in Israel. “I lived in
Tel Aviv,” she says, “but I used to find
ways to get to the Dead Sea. On one of
those trips I found this salt cluster.”
“Protective” Shells (4)
Courtesy of Camila Alves McConaughey (5)

In her native Brazil, McConaughey
Camila Alves says, there’s an idea of protective shells.

“I like to
A bowl of shells she collected from Mau- find unique
ritius gives off that vibe to her. pieces
McConaughey’s Full-Wall Calendar
“I made an entire glass wall of my
and create
the room
Treasure-Filled office into a calendar,” she says. “It
allows me to keep track of everything.
I’m a visual person, and I need to be able
around that.”
Camila Alves
Home Office to see what I have going on.” McConaughey
The lifestyle expert and philanthropist on the

handpicked items in her Austin, Texas, home
B y L U C Y C O H E N B L AT T E R
C
amila Alves McConaughey poorest schools, has spent the past few
has lived in her Austin, months working from one of her favorite
Texas, home for almost a rooms in the house—her home office. “I
decade, but accessorizing it to love it. It’s glass, all around. For my
1 2
suit her and her husband 7-year-old, a glass room is not enough of
Matthew’s tastes is an ongoing process. a barrier, though, so he keeps coming in
“We change different things all the all the time,” she says with a laugh.
time and get pieces from all over the She’s filled the room with items from
place,” she says. “I like to find unique her travels—the family of five accompa-
pieces and create the room around that.” nies Matthew when he’s filming movies
McConaughey, 38, who runs the around the world—as well as from
Women of Today website and a founda- antique shops, all of which fit her “eclec-
tion called Just Keep Living, which works tic” style sensibilities.
with kids from some of the country’s Here, her favorite items in the space. 3 4
What
David Hunt them so complex and vibrant. Yang does
President and CEO, PGIM not disappoint, with this brilliant work
The Third Pillar: How Markets and the of literature that offers a unique view of
State Leave the Community Behind, the immigrant experience and left me
They’re
by Raghuram Rajan thinking about class and character in
“While the globalization of capitalism unexpected ways.”
has been responsible for lifting millions
of people out of poverty, in an age of
Reading
rising inequality, many are rightfully Cristina Mariani-May
questioning the system as a whole. CEO, Banfi Vintners
Rajan’s The Third Pillar offers an Can’t Hurt Me: Master Your
excellent framework to understand the Mind and Defy the Odds,
problems associated with market-based by David Goggins
Book recommendations economic systems and help us think “I was inspired by Goggins’ persever-
from business leaders about solutions.” ance and drive. As a working mom who
recently reorganized her business after
and cultural influencers 100 years of being family owned and
Dana Canedy operated and who worked to reposition
C o m p i l e d b y FA N G B L O C K Senior Vice President and it for today and the next generation, I
Publisher, Simon & Schuster really loved the role model I found in
White Ivy, by Susie Yang Goggins. I am also an ultra-marathon
“I absolutely love fiction with characters runner, and David tells amazingly
that are so richly realized and that defy detailed stories of long-distance trail
Jenny Johnson stereotypes and show us new ways to runs. If you want to feel empowered,
President and CEO, see cultures and the people who make read this book!”
Franklin Templeton
A Woman of No Importance:
The Untold Story of the American Spy
Who Helped Win World War II,
by Sonia Purnell
“This is a remarkable story of an Ameri-
can woman who served as a secret
undercover agent in France during
World War II—first as a spy for the
British Intelligence agency SOE, because
the U.S. state department refused to let
her join, and then later for the U.S. She
had unbelievable success in mobilizing
the French resistance—fortunately,
unconscious bias worked in her favor, as
the Germans could not imagine that a
Courtesy of Lioncrest (Can’t Hurt Me); Courtesy of Penguin Random House (The Third Pillar;
woman with a disability could be so

A Woman of No Importance; Rise and Kill First); Courtesy of Simon & Schuster (White Ivy)
effective at undercover work—including

bold prison breaks! Despite her success,
the SOE refused to promote her, until
finally it became abundantly clear that
she was far more effective than her
superiors, and she was appointed to a
leadership position.”
Greg Norman
World Golf Hall of Famer, Chairman
and CEO, Greg Norman Co.
Rise and Kill First: The Secret History
of Israel’s Targeted Assassinations,
by Ronen Bergman
“The book was recommended by a few
of my friends. I recently went on a trip to
Israel and was fascinated by how such a For more book
small nation has had such a difficult choices, visit
history. This book really showcased how Inspired-
hard Israel has fought and continues to ByPenta.com
do so for its sovereign rights.”

“No matter how big our dream is,
First Republic listens and finds a way to support it.”
K L AU S B A E R , COO and Co-founder, WRJ Design (left)
RU S H J E N K I N S , CEO and Co-founder, WRJ Design (right)
Pictured with Wolfie (left) and Dutchie (right)
(855) 886-4824 | firstrepublic.com | New York Stock Exchange symbol: FRC

MEMBER FDIC AND EQUAL HOUSING LENDER
GUIDE TO WEALTH
BEST ADVICE ON MANAGING MONEY
D E C E M B E R 7, 2 0 2 0
What’s Holding
Women Back?
Women control more wealth than men,
but too many haven’t taken their rightful
seat at the table when it comes to money
matters. P. S2
How to Get— An Investor’s Our Best Money

And Stay—on Crusade to Protect Advice for All of
Track Financially P. S6 Children Online P. S8 Life’s Stages P. S10
S2 BARRON’S December 7, 2020 December 7, 2020 BARRON’S S3
G U I D E T O W E A LT H
I
t has been 40 years since Enjoli
WHAT’S HOLDING
Polito, divisional vice chairman at ner and chairwoman of the Brown
perfume proclaimed that women UBS Global Wealth Management. But Brothers Harriman’s Center for “I hear over and over again from my female clients
can “Bring home the bacon, fry it those longer-term decisions, which Women and Wealth. “When we ask that they are embarrassed because they don’t
up in a pan,” and women haven’t relate to investments, insurance, and why, they say because she’s not inter-
only made big strides in equal pay estate planning, have the greatest ested. Well, maybe she’s not interested understand their finances—and these are
WOMEN BACK? and opportunity, they control 32% of

global wealth and more than half of
U.S. personal wealth.
Yet, whether because of deeply-en-
consequences—particularly for
women. Eight out of 10 women end
up solely responsible for their fiances
at some point in their lives, says
because you’re not talking about it
with her.”
The problem becomes self-perpetu-
ating, and can have long-lasting ef-
highly successful women.”
Julie Knight, Janney Montgomery Scott
Women control more wealth than men, but too many haven’t taken their rightful trenched gender roles, a lack of time, Polito. fects. In a survey of people ages 16 to
interest, or understanding—or some Women also have less room for 25, Schwab found that young women dustry. Over the past decade, there gender roles, she says. The problem is
seat at the table when it comes to investing and other key financial decisions combination of the above—women of error on big financial decisions. “We aren’t lacking in financial grit. Rela- has been a groundswell of women- persistent: Fewer than 20% of all ad-
all ages, education levels, and income tend to live longer, get paid less, and tive to their male peers, they’re more specific studies, products, and mar- visors are women; the same percent-
brackets are still behind the times go in and out of the workforce,” says likely to take on extra work, for exam- keting campaigns. “But these efforts age as advisors over 65. In other
when it comes to taking control of Carrie Schwab-Pomeranz, board ple, and follow a financial plan. Yet are still too superficial,” says Anna words, there isn’t an influx of youn-
their big-picture financial decisions. chair and president of the Charles twice as many men said they would Zakrzewski, a partner and global ger women advisors. “We need to get
“As a society, we don’t think it’s Schwab Foundation. On average, invest spare cash; women were more leader of wealth management at Bos- more female advisors in our indus-
very sexy when women talk about women have significantly less saved likely to keep that money in checking ton Consulting Group. try,” she says.
money,” says Haleh Moddasser, a for retirement than men, according to and savings accounts. In a comprehensive study, BCG Women don’t want to be patron-
senior financial advisor at Stearns the latest data from the Transamerica “There needs to be better commu- concluded that the wealth manage- ized, but they do have different needs
Financial Group in Chapel Hill, N.C., Center for Retirement Studies. Nearly nication between parents and the next ment industry is still missing the and communication preferences. A
and author of several books about a third report having saved less than generation,” says George. “People, and mark when it comes to meeting the study by Coqual, a global think tank
women and money. She thought this $10,000 or nothing at all. especially people who have money, needs of female clients. focused on diversity and inclusion,
might have just been the case among What’s holding women back? It don’t talk about it. So kids don’t un- Among other issues, 30% of found that women want to work with
her baby boomer peers and clients, isn’t a lack of competency. Multiple derstand savings or compounding, women surveyed by BCG said they advisors who are sensitive to their
but apparently not. “I had a woman studies have shown that when and all of those basic skills that are believe advisors speak with them time constraints (for example, no
working for me who was in her 20s, women do take the reins on invest- the underpinning to investing.” differently because of their gender. In thank you to the golf outing), and
and she ended up changing her online ment decisions, they outperform men Money was not something Mabe one blatant example, “a wealthy who take the time to learn about their
dating profile to take out ‘financial by one to two percentage points a Rodríguez, 52, learned about at home. woman, who is a high earner, told us clients’ values, aspirations, and fam-
advisor.’ ” year, on average. Rather, a combina- “Finances were always managed by about an advisor who, during the first ily situations—and incorporate all
Are we generalizing? You bet. But tion of factors perpetuate the gender my dad,” she says. Even so, she got a meeting, spoke primarily to her hus- that information into their recom-
as loathsome as the notion of stereo- gap. Some are societal, some are insti- “deep appreciation for cash flow” band and then sent follow-up docu- mendations.
typing women as being no-good-at- tutional. But all need to be disman- when she visited her grandparents in ments addressed only to him. She The impression many women have
the-money-stuff is, there’s an alarm- tled. Barron’s spoke with advisors, Venezuela, and they trusted her to received a charm bracelet,” says of financial advice is “men smoking
ing amount of data demonstrating researchers, and women to better help them pay bills and balance their Zakrzewski. cigars and talking to their brokers,”
that women in general simply don’t assess the problem and offer some checkbook. When she landed a job at “There are a lot of firms out there says Anne Alexander, 56, who began
engage with their finances often, or solutions. Procter & Gamble in her early 20s, that say they cater to women and they working with Knight after getting a
thoroughly, enough. she got serious about saving and in- basically changed the font to pink, divorce and getting downsized from
“This is the really sad part of this TRADITIONAL GENDER vesting. “I had three goals: One was to but that’s just not going to cut it,” her publishing job. “What you really
whole thing: You’d think we’d make ROLES PERSIST buy my own house; two was to pay for adds Moddasser. want to do is talk to somebody who
some progress, and we haven’t,” says Women have made significant leaps my children’s education; and three To be fair, there are many male can help you get your financial life in
Valerie Newell, a principal and senior over the past several decades, but was to retire by the age of 50.” advisors who have terrific rapport order and say, ‘Here’s where you are,
wealth advisor with Mariner Wealth longstanding gender roles continue to Rodríguez retired at 46, and has with their female clients. Still, the and this is how you can get where you
Advisors in Cincinnati. In fact, her influence how they think and talk since held multiple leadership posi- industry is going to be prone to biases want to go.’ ”
affluent millennial clients are among about money. “It boils down to finan- tions at various institutions and non- and communication misfires if it con-
the worst offenders, she says. Many cial education, which is still not of- profits in Cincinnati. tinues to be dominated by men. WO M E N H AV E A LO T
say they just aren’t interested, or fered or required in most schools,” “A big part of the problem is that O N T H E I R P L AT E S
don’t see the urgency. “Younger says Lynn Ballou, a senior wealth W E A LT H A D V I S O R S most advisors are men,” says Julie Lesley Shorr Klein says she’ll never
women never think that bad things advisor and partner with EP Wealth COULD DO BETTER Knight, an advisor with Janney Mont- forget the advice she got when she
are going to happen,” she says. Advisors in Lafayette, Calif. “We say That women are a key segment isn’t gomery Scott in Allentown, Pa. That graduated from college and got her
In a recent survey of nearly 3,000 make sure kids learn a foreign lan- lost on the wealth management in- isn’t surprising given longstanding first job. “My roommate’s father sat
Americans by UBS Global Wealth guage, but we never say let’s teach our us down and said, ‘Enroll in your
Management, half of married women, kids about money.” 401(k), open an IRA, and invest every
and 54% of married millennial The responsibility then falls on month,” says Shorr Klein, 51. She
women, said they defer to their hus- parents, and in many households took that advice to heart, saved con-
bands when it comes to long-term women are taught, whether explicitly “I’m really proud of that I’ve been able to recapture sistently, and even bought a few indi-
financial decisions. or by example, to not talk about fi- control of all of my finances, understand what’s vidual stocks.
“It’s not that women aren’t engaged nances. “We still hear about clients Her enthusiasm for investing con-
in their financial well-being, but our who give their sons a thousand dol- going on, and make educated choices.” tinued after she got married. “But
research shows they’re more engaged lars to try some stock picking, but Lesley Shorr Klein then life got crazy. We had kids, and I
story by sarah max illustration by marina munn in short-term money matters than the don’t have their daughters do the left my corporate job to start my own
longer-term decisions,” says Paula same,” says Kathryn George, a part- recruiting business,” she says. “The
S4 BARRON’S December 7, 2020
“I’m good with managing money that I have, “I grew up in a family that was extremely
but I didn’t fully understand how to invest frugal, but money management wasn’t part
to have more of it in the future.” of the conversation.”
Elizabeth Ortiz Hannah Carpenter
one thing that was very easy to slice about money matters tend to fight out she’d become. “I chose to disen- throwing acronyms at you, I’ve lost
off were the finances.” less, and feel more in sync on their gage entirely because I had so much you.”
Women face many obstacles when bigger life goals. “One of the main on my plate,” she says. With the help What can happen, she says, is
it comes to managing their money, reasons people divorce is because of her financial advisor, and ex-hus- women are embarrassed or don’t
but some of the biggest barriers are they don’t communicate about band, she has become reacquainted want to slow down the conversation
self-imposed. Women are juggling money,” says Ballou, who won’t work with her finances and now knows by asking too many questions. At the
more than their share of responsibili- with couples unless they both partici- where things stand “down to the same time, they tend to want to get
ties—perhaps now more than ever, pate. “I saw early on in my career that penny,” she says. In the process, she’s more information before they make
given the disproportionate impact of even those with the best intentions ramped up her charitable giving, in- big financial decisions.
Covid-19—and if they can delegate couldn’t really know the minds and corporated environmental, social, and “Once women have the informa-
money management to their spouses, hearts of their partners. and how governance values into her portfolio, tion needed to make a well-informed
all the better. their goals and viewpoints might and gotten more proactive about fi- decision, and that’s an important
It’s one thing to step back from evolve. More than one client has men- nancial decisions related to her busi- thing, their investment profile is rela-
routine money matters, but the stakes tioned that I might have saved their ness. tively similar to that of men,” says
are too high to keep key financial is- marriage.” Zakrzewski. When women don’t get
sues at arm’s length. “There’s a differ- The importance of money in rela- E Q U A L T R E AT M E N T, adequate answers, however, they are
ence between delegation and abdica- tionships is a common refrain. “I DIFFERENT APPROACH likely to hold onto too much cash. In
tion,” says Polito. “You don’t have to don’t know if I would be with my So, what do women need that’s differ- the BCG study, women had 30% of
know everything about the markets husband today if my relationship to ent? Advisors say—and studies sup- their holdings in slower-growth as-
or every aspect of financial services, finances was what it was in my early port this—that when it comes to big sets. That can lead to a wealth deficit
but you do have to have your own 20s,” says Hannah Carpenter, 35, a money moves, and investing in partic- that is exacerbated by longer life
road map of your financial life.” (See film editor who moved to New York ular, women tend to consider their spans.
page S12 for advice on managing after college. Carpenter got serious decisions in the context of their over- ”Studies show that women are not
money from your 20s through your about budgeting and saving when a all lives, as opposed to looking at in- more risk averse, but rather men are
50s.) co-worker introduced her to her vestment returns or other key num- overconfident, which is why women
There are myriad reasons women mother, financial advisor Rosemarie bers at face value. are often better long-term investors,”
should engage with their finances. Dios at UBS. By the time Carpenter “Men are usually more focused on says Moddasser. “They don’t chase
For people who are married, equal met her now-husband, she was saving returns, and women are more focused returns, they chase security.”
participation in major financial deci- and investing regularly. Her husband on security,” says Moddasser. “So if “With our good friends and part-
sions can have benefits beyond the earns more and came to the marriage you’re talking to a male advisor and ners, we talk about our dreams all the
bank account. with more assets, she says, but it’s a he keeps pressing you on how sometime, but we don’t talk about the
“The more successful couples I marriage of financial equals because thing is undervalued or has a certain money,” says Elizabeth Ortiz, 41, who
know schedule a date, once a month, to of the steps she took to be indepen- standard deviation, they’re speaking is an assistant professor of communi-
sit down to discuss strategies, big pur- dent. “That was important to both of completely different languages.” cations and co-owns a restaurant with
chases coming up, when are they going us,” she says. Sometimes they really are speaking her husband. “With financial advi-
to retire, and what are they going to do Whether single, married, divorced, a different language. “One of the sors, you traditionally talk about
in retirement,” says UBS financial ad- or widowed, knowing where you problems with the industry is that money but not your dreams, and it’s
visor Tracy Byrnes. “In this busy stand financially is empowering. there’s a vernacular, there are more like wait a minute: We should proba-
world, that’s really important.” When Shorr Klien divorced this acronyms than I think in any other bly talk about those things together
Couples who are on the same page spring, she realized just how checked industry,” Byrnes says. “And if I start for the best future.” B
“Financial planning is like that closet you “After I got married, I realized I was making
haven’t quite gotten around to cleaning, more money than he was, and I wanted to
but you know you should.” take the reins on investing.”
Anne Alexander Mabe Rodríguez
December 7, 2020 BARRON’S S5
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HOW TO MAKE
Retirement key questions:
• When do you want to retire? What
does retirement look like, both ideally
and realistically?
IT HAPPEN: BE
• How much of your retirement in-
come will come from savings versus
other sources, such as Social Security
or pension benefits?
YOUR OWN CEO

• How much do you need to have
saved to get there? Are you on track?
• What can you change to have your
savings meet your expectations?
Family key questions:
Managing your money can be daunting, boring, or just a chore. • Are you expecting income from un- • Are you teaching and talking to your
These simple steps will get you on track. usual sources, such as a one-time bo- kids about money?
nus at work, an inheritance, or with- • Are you and your partner on the
drawals from a retirement account? same page when it comes to bigger
BY SARAH MAX Make sure you have, or know where to Expenses: Get a snapshot of your topics, such as loans for adult kids or
find, updated information on account household expenses, focusing on indi- college financing?
F
ew women would dispute the numbers, financial institutions, login vidual bills and categories where you • Do you have college-savings plans?
importance of financial em- credentials, and key contacts. spend the most. How much are you contributing, and
powerment. It was just a gen- Key questions: Key questions: is it too much or too little based on
eration ago—until 1974—when • Do you have enough cash to cover • What expenses have increased or expected tuition?
banks were allowed to deny women unexpected expenses or a period of decreased in the past year, and what
credit such as credit cards or mort- lost income? are your projections for the next year?
gages in their own names and based on • How are the rest of your assets—in • How much do you save every month
their own financial wherewithal. brokerage or retirement accounts—in- and where do you put it?
We’ve come a long way in those 40- vested? What’s the ratio of stocks to • What areas of your spending can go
odd years, but not nearly far enough. bonds? What’s the rationale for how- toward saving more and paying down
Study after study shows that women ever you’re invested? debt faster?
aren’t engaging enough with their fi- • Are you saving in the most tax- and
nances. The financial-services industry fee-efficient way? Are you saving YOUR STRATEGIC PLANS
is still falling short in serving this half more or less than last year? What “A goal without a plan is just a
of the population. Women, who often would you like to see next year? wish,” wrote French existentialist
need more money in retirement to Liabilities: Do an inventory of author Antoine de Saint-Exupéry.
cover health and caretaking issues everything you owe—all loans, credit Even seemingly nonfinancial goals
during their longer life spans, are, on card balances, and other liabilities. often have a financial aspect, and, let’s
average, far behind men in terms of Note the total amount owed, monthly face it, being financially secure makes
savings. Financial empowerment gets payment, and payoff dates. Add key a lot of things easier.
lost in the daily chaos of living. account details and contacts. Think about what it is you want to
A few small steps can get you back Key questions: do, and how you want to do it. Think Estate and Legacy key questions:
on track. “Think of it as being the CEO • How much of your after-tax monthly big, and if your plans feel too out of • Do you have updated wills and es-
of your own home,” says UBS financial income goes to pay debt? reach, consider whether a financial tate-planning documents?
advisor Tracy Byrnes. “You don’t need • How much do you pay in interest advisor can help. A holistic financial • Do you have a charitable-giving plan?
to know where the Dow closed, but every year, and can that be minimized? plan can serve as a blueprint for en- • Do you want to manage this on your
you do need to know the big picture.” • What expenses or behaviors are con- abling a career change, philanthropic own or bring in a professional?
That big picture entails compiling a tributing to this debt, and what are goals, raising kids, the ability to care
list of your financial situation. Getting your goals for paying it off? for others, and an array of other goals. RISK MANAGEMENT
organized isn’t always fun, but it is Net Worth: Subtract liabilities Take a look at variables that could
satisfying. Barron’s worked with advi- from assets to estimate your net worth disrupt your plans and any products
sors to determine the basics of what and set goals. or strategies for minimizing risk.
every woman should know—and what, Key questions:
in their experience, they often don’t. YOUR INCOME STATEMENT • If something happened to you or
Here’s how to tackle it like a boss. Income: Get a snapshot of your your partner today, would your survi-
household’s monthly and annual in- vors be OK financially?
YOUR BALANCE SHEET come, both before (gross) and after • What life-insurance policies do you
Assets: Do an inventory of all of (net) taxes. have? What is the amount, how long is
your assets at least once a year. This Key questions: the term, and is that enough?
includes all your accounts—checking, • Are you earning more or less than • Do you have long-term disability
savings, brokerage, retirement—as last year? How dramatically does your insurance? Could that be helpful?
well as the value of your home and any annual income change year to year? • What is the likelihood you’ll need to
other physical property. Note which • How much investment income do support a parent, sibling, or adult
assets are held jointly or separately. you expect to have this year? child at any point in the future? B
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Scottsdale, AZ genetic information or any other basis prohibited by applicable law.
is why we’ll continue to stand up for Michael Passoff, CEO of Proxy She sent him nude pictures. She lived Sarah and Lisette declined to
encryption.” Action. “Lisette was only the second for his messages on Facebook Mes- discuss any interactions they’ve had
There are plenty of laws to hold person who wanted to be involved senger. When she turned 18, they with law enforcement.
companies accountable for facilitating personally. That was really rare.” made plans to meet.
F
sex trafficking on their platforms. Facebook advised investors to re- Sarah told her mother that when acebook pledged to encrypt its
Still, the incidents of abuse are grow- ject the proposal, pointing out that it she got into his car, he brought her to messaging services in 2019.
ing swiftly. In 2019, there were more had partnerships with NCMEC and a nearby house where he forced her to WhatsApp, used by more than
than 16.8 million reports of online other nongovernmental organiza- drink shots and take cocaine. There two billion people in 180 countries,
child sexual abuse material, including tions, and that it used sophisticated he forced her to have sex with him already has end-to-end encryption.
graphic and violent images and vid- technology to detect child-exploita- and another woman as somebody That’s not yet the case for Messenger;
eos, up from 10.2 million reports in tion imagery and potentially inappro- filmed them. Then he brought her to a in an email to Barron’s, a Facebook
2017, according to National Center for priate interactions between minors motel in New York state, where he representative said the company “is
Missing & Exploited Children, or and adults, including artificial intelli- locked her into a room, raped her, and committed to making Messenger end-
NCMEC. gence and photo and video technol- forced her to have sex with custom- to-end encrypted.” The spokesperson
One company stood out: In 2019, ogy that detected more than 99% of ers. One day, when the guards that added, “Facebook leads the industry
some 94% of the reports stemmed the users and content that it removed her rapist had posted weren’t looking, in combating child abuse online, and
from Facebook and its platforms, infor violating its policy. she called a family friend on the hotel we’ll continue to do so on our private
cluding Messenger and Instagram. This wasn’t enough for Cooper, phone. A day later, he arrived. As he messaging services.”
The center said the next closest, who lobbied for more support. Insti- circled the parking lot, Sarah ran out It isn’t an either/or, says Cooper.
Google, accounted for 2.7%. tutional Shareholder Services and and leaped into his car. J and his She’d like to see Facebook hire more
Cooper founded institutional in- Glass Lewis, the big proxy advisors, guards gave chase. The family friend live monitors to sift through the vast
vestment firm Athena Capital in a agreed to back the resolution. Frank- gunned the engine back to Boston, amounts of data to find abuses that
Boston suburb in 1993. Some 90% lin bought Athena in early 2020, so where they arrived safely. aren’t caught by the company’s artifi-
of clients were family offices, many Cooper went to persuade the Franklin Cooper was floored. It was such a cial intelligence, and to strengthen
controlled by women interested in analyst about Facebook. Eventually, terrible story that she told Sarah that age-verification protocols to keep
expressing values through invest- she said, Franklin decided to vote all staying away from the news confer- predators and children apart.
ments. Athena helped fund the of its shares in favor of Cooper’s reso- ence might be better. “We went back Meanwhile, Facebook has faced a
Women’s Inclusion Project, an lution. Franklin said that it had noth- and forth for a week. It was a terrible variety of other challenges. Congress
impact-investing initiative, with ing further to add to Cooper’s com- situation,” Lisette recalls. But Sarah has started looking at the alleged
shareholder-advocacy firm Proxy ments. Today, Franklin has about four pressed; she wanted to do it. “It was monopolistic power of Big Tech. This
Impact and clients of other major million Facebook shares, according to a huge, huge leap of faith to come for- year, the Senate introduced the Law-
advisors, such as Aperio, Veris Bloomberg. ward,” Sarah told Barron’s. “I was ful Access to Encrypted Data Act, or
Lisette Cooper, vice chair of Fiduciary
Trust, wants Facebook to do more to Wealth Partners, and Tiedemann going through my own journey of LAEDA, which would require tech
C
curb the exploitation of children. Advisors. Initially, they worked on ooper soon learned she had wanting to help others.” companies to assist law enforcement
gender-lens campaigns like equal pay. another reason to work the Both Sarah and Cooper spoke to access their encrypted devices and
Soon they began working on child phones. A couple of weeks tearfully at the news conference. services when authorities obtain a
sexual exploitation. before the big news conference that The next week, Cooper’s resolution search warrant.
INVESTORS
responsible for the criminal use of data, not law enforcement, nor any- In 2019, the group campaigned they had scheduled about Facebook received 12.6% of the vote. Facebook The European Union has made
their platforms? Many big investors
“Privacy tools one else. It’s a boon for privacy—and against Verizon Communications in May, she asked her 22-year-old founder Mark Zuckerberg and man- fighting child sexual abuse a priority,
now say they are. And that has led to are good, for predators. Cooper advised share- (VZ), asking Verizon’s board to evalu- daughter, Sarah, whether she had any agement control 88% of the vote saying end-to-end encryption “makes
one of this year’s most memorable holders who agreed with her to back ate the risks of potential child sexual stories to share about Facebook. through supervoting shares. Take identifying perpetrators more diffi-
but they
TAKE ON
shareholder initiatives, in which her proposal directing Facebook’s exploitation through its products. Mother and daughter were briefly those out, and Cooper’s resolution cult, if not impossible.” Says Cooper:
Lisette Cooper took on Facebook. have board to assess the risks. Apple (AAPL) had already threat- estranged in 2015 when Sarah turned was backed by 43% of the remaining, “If Facebook doesn’t find a solution
Cooper is a well-known advisor, “Privacy tools are good, but they ened to remove Verizon’s Tumbler 18, changed her phone number, and nonmanagement-owned, shares. voluntarily, it faces challenges from
the vice chair of Fiduciary Trust,
implications have implications for child predators app from its App Store after finding a moved out of the house. That year, for That’s a remarkable amount when customers, advertisers, and regula-
for child
FACEBOOK
Franklin Resources’ (ticker: BEN) and the exploitation of children on- significant amount of child pornogra- several weeks, Cooper hadn’t heard compared with the support even tors. A legislative solution will end
$25 billion wealth management arm. predators line,” said Cooper in an interview phy on the site. The resolution won “If Facebook from Sarah, except for a mysterious popular shareholder resolutions up mandating lawful access. There’s
An approachable investor with a doc- with Barron’s. “Our concern is that 34% of the vote. After the vote, Veri- call in which her daughter said, sadly, typically get. already regulatory scrutiny and pres-
torate in geology from Harvard Uni- and the kids be safe, that law enforcement zon created a new digital safety hub
doesn’t find “I miss my mom.” But now they were When Sarah decided to finally tell sure on the antitrust side.”
versity, Cooper has long been trou- exploitation can access the material so they can on its website, beefed up its child- a solution tight again, and when Cooper asked, Lisette her story this past spring, she “Lisette does a remarkable job of
bled by the growth in online child find the kids and prosecute the pred- safety program, and created a new she thought Sarah might share a had been studying psychology and, combining her tremendous profes-
Big Tech wants airtight digital privacy. That’s a great idea—
exploitation, and made preventing of children ators, or stop someone from harming digital safety lead officer.
voluntarily, story or two. “I thought, oh, she as part of her senior project, needed sional skills and intelligence with a
except when it’s not. One tragic story demonstrates how. it a part of her professional work online.” hundreds of children.” it faces might have sent some sexy pictures or to pull together all that she’d learned. mother’s pain and anguish,” says Lori
T
years ago. Facebook opposed the measure hen came Facebook. Cooper some normal teenage thing,” Cooper Now 23, Sarah will graduate in a Cohen, executive director of Ecpat-
This year, Cooper asked fellow
Lisette Cooper
and, like the rest of Big Tech, has
challenges
and Proxy Impact asked for recalls. few weeks. She and her mother are USA, a leading anti-child-trafficking
By LESLIE P. NORTON Facebook (FB) shareholders if the generally opposed creating backdoors a meeting; they say Facebook from A day or two later, Sarah came to on good terms. “Now, we have the organization. “If law enforcement
steady increase in online child exploi- into encryption, arguing that it weak- never answered. In December 2019, customers, Cooper in the sunroom and told her ability to collaborate, which is fantas- can’t get access to data, then all of our
T
he balancing act between personal privacy and public safety has tation posed a risk to their invest- ens security. “Strong encryption is they filed their shareholder resolu- mother the following story: When she tic,” Sarah says. It has been painful to children become vulnerable to crimi-
bedeviled Big Tech since the advent of instant messaging in the ment in the social-media juggernaut. important to keeping everyone safe tion. From the start, Cooper was advertisers, was 16, Sarah met a man on Facebook share her story, but Sarah has spoken nal exploitation.”
mid-1990s. From the beginning, the thorniest issues arose from the Facebook was adding privacy tools from hackers and criminals,” a Face- hands-on, sitting in on the calls, and whom she calls J. He admired her, publicly to a variety of organizations Cooper intends to bring the resolu-
online sexual exploitation of children. But are technology companies such as end-to-end encryption, in book spokesperson told Barron’s. “We reaching out to other institutional told her she looked sexy and, on the topic of child sexual abuse, tion again, before Facebook’s Dec. 11
which only the two people involved disagree with those who argue pri- shareholders. “I have worked on regulators.” like Sarah, loved reading the Twilight determined that her experience won’t deadline for filing shareholder pro-
P H O T O G R A P H B Y MARY BETH KOETH in the communication could see the vacy mostly helps bad people, which 500 shareholder resolutions,” says Lisette Cooper books and listening to Nicki Minaj. be repeated. posals for its next proxy ballot. B
WHAT’S “Whatever
job you have,
“Mid-career
isn’t the
fun all day, every day. If it was, the
company would be charging you ad-
mission instead of giving you a pay-
lucrative.
But when you’re in your 50s and
you’re watching the economy come to
check. There’s got to be a balance the brink—friends lose jobs and then
YOUR BEST you get out

of it what you
worst time
to take
between the things you love to do,
the things you find satisfying, and
the things that drive you a little bit
struggle because companies are less
likely to hire someone in their 50s
and 60s—I began to feel vulnerable
put into it.” a risk. crazy. in a way I never had before.
FINANCIAL Mary Callahan

Erdoes, JPMorgan
I needed to
let go of
It’s the same with taking risks with
your money. You need to have a bal-
ance. Am I taking enough risk to earn
As the markets were tumbling, my
husband wondered if maybe we
should move our money out of the
ADVICE FOR
what I need to earn or to compound market. No, I said, we’re buy-and-
the job I my money without keeping me up all hold investors. In fact, that turned
was doing night, every night? I manage a large out to be the right decision, but the
portfolio and people might think it’s crash made me feel less confident.
in order to
WOMEN IN
about managing returns, but it is re- We got lucky, because we both
find the next ally about managing risk while gener- kept our jobs and we hadn’t yet re-
great thing.” ating returns. tired. And we had a financial planner
we could call up and ask questions,
THEIR 20 S , 30 S ,
Deborah F. who provided peace of mind that we
Kuenstner,
Wellesley College YOUR 50 S : were on the right track. Which is
HIRE A FINANCIAL ADVISOR ironic, given that my first big project
W
ahead so they are enjoying that part questions, not to speak in jargon that hen I was 28, my mother YOUR 40 S : And be sure to work with a fiduciary as a consumer advocate was a 1986
40 S , AND 50 S ?
of their lives? It’s not about some big is so confusing you just say, OK, do made the suggestion that I TAKE CALCULATED RISKS who puts your interests first. study on abuses in the financial-plan-
massive plan, it’s about a little bit what you want. If you don’t under- buy some land that mem- In your career and your investments, ning profession.
every day. stand the product, if you don’t fully bers of the older generation in my find that balance. Barbara Roper, I am a passive investor. But that
You want to teach your kids that understand the risks, don’t invest in family were selling. They were in Director of Investor Protection, report also made me very cautious in
it’s important to start saving and in- it. Now’s the time to make sure if their 70s and were tired of paying Deborah F. Kuenstner, Consumer Federation of America choosing my advisors, making sure
Illustrations by Alex Fine; Reference photos: (from left) Courtesy of J.P. Morgan; Victoria Will; Courtesy of Wellesley College; Nick Roper
Every decade brings new challenges and opportunities— vesting early, but it is especially im- you’ve worked hard, you can enjoy taxes on it. “What would I do with Chief Investment Officer, they had all of the characteristics I
I
financial and otherwise. Barron’s asked experts for their portant for you to focus on your in- the fruits of your labor. it?” I thought. There’s not a house on Wellesley College was in my 50s during the finan- tell people to look for: They embrace
vestments as you get into your 40s —As told to Nancy F. Smith it, nothing else on it. And it would cial crisis, and it was an awaken- their fiduciary obligations so they
best piece of advice for each stage of life.
I
and 50s. Why? Because to stay the have taken just about all I had been had been working at Putnam In- ing for me. Up until that point, I minimize the conflicts of interest in
course you need to have had the ex- able to save at that point. I was work- vestments for seven years when I felt invulnerable because both my their business model. Nobody else is
perience of the good and the bad in YOUR 30 S : ing at Morgan Stanley, and I couldn’t had to decide if I wanted to stay husband and I chose to spend our paying them; they aren’t getting reve-
By NANCY F. SMITH work extra hours.” Why, I wondered. the markets. You have to have lost TIME TO PURCHASE PROPERTY imagine wiping out my bank account or move on. I had done well—I was lives in jobs for which we got paid nue-sharing payments. They don’t
“Because you get time and a half.” money and made money, you have to It may seem like a huge leap, but it will to buy something that was utterly chief investment officer, global value, less than we could have earned using derive benefits from what they rec-
YOUR 20 S : “So everyone gets time and a half have asked questions. set you up well for the rest of your life. illiquid, not seeing it as something and I was on the executive commit- the same skill set—he is a newspaper ommend, separate from what I pay
NOW IS THE TIME TO WORK HARD for extra hours?” When it comes to financial mat- that would appreciate. tee—but the company had undergone reporter and I am a consumer advo- them. They keep costs low. They have
As you get older, your responsibilities “Yeah.” ters, the only dumb question is the Carla Harris, Vice Chairman, The property changed hands a a change in strategic direction that I cate. We felt we could be confident years of experience, a clean disciplin-
grow exponentially. “OK. I’ll be here at 6 in the morn- one you don’t ask. You hire financial- Global Wealth Management, couple of times and eventually sold at didn’t agree with and I wasn’t enjoy- that if something happened, one of us ary record, and an excellent reputa-
ing.” service providers to answer those Morgan Stanley multiples of what I would have paid. ing the work anymore. I had a 15- could move on to do something more tion. B
Mary Callahan Erdoes, That was one of my early forma- That was a big ah-ha moment for me. year-old daughter and I didn’t want
CEO, JPMorgan tional insights into the connection It led me to understand that to build to set an example for her in which I
Asset & Wealth Management between hard work and money, and wealth, I had to take money out of the spent the majority of my working
that it was something I could control. “For young bank account and invest it. For young hours doing something that didn’t “We had a
M
y first real job was during Whatever job you have, you get out of people, property is a good way to make me happy. But given my posi-
the summer when I was in it what you put into it. people, start. That’s one of the reasons they tion, I couldn’t have one hand at Put-
financial
college. I worked in the Working hard is easy when you’re property is are often advised early on to buy a nam and the other out looking for a planner ...
computer room of Stein Roe & Farn- young, 20s and 30s. In many ways, house or an apartment. It’s one way job. I needed to let go with both
ham back in Chicago with two mid- it’s all about you. You’re doing your
a good way they can begin acquiring wealth. hands.
who
dle-aged men who had been doing it thing: learning, connecting with peo- to start My advice to people in their 30s is I was 46 years old and it was the provided
forever—or at least it seemed so in ple, moving up. Then you start to to start thinking about investments kind of risky move—leaving without a
my eyes. Our job was to peel off the have children and somewhere in your
[to build seriously. If you can’t buy a house or job lined up—that might keep you up
peace of
individual portfolio printouts and 40s, two things happen. First, you wealth].” an apartment where you live, buy at night. But a mentor I had years mind that
deliver them to the portfolio manag- realize you are grooming young ones
ers, basically a 9-to-5 job. It didn’t who need to understand that they are
Carla Harris,
Morgan Stanley
land anywhere.
The property my mother recom-
earlier had encouraged me to think
about my career in terms of risk:
we were on
take me long to notice that one of the going to live a long life, and they need mended and I should have bought What are the risks of staying versus the right
guys arrived every morning at 8:59 to plan for it. And second, you watch
a.m. and left at 5:01 p.m. The other as the generation that came before
was in Florida and I was in New York the risks of trying something new? track.”
City. Even though she didn’t know a Mid-career isn’t the worst time to take
seemingly never left. Halfway begins to retire. What happened Barbara Roper,
whole lot about wealth or investing, a risk. I needed to let go of the job I Consumer
through the first month, I asked the when your parents stopped working? my mother was smart enough to was doing in order to find the next Federation of
long-hours guy: “Do you ever leave?” Did they have to completely change know that land was a foundation for great thing. America
“Oh yeah,” he said, “but I want to their lifestyle or had they planned wealth building. My mother used to say work is not
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SPECIAL ADVERTISING SECTION
sors on the ways that they serve A: The one thing that we do not Q: You’ve evaluated advisors for
clients well. factor in—which is a little bit more than a decade. What are
quirky, given that at Barron’s we three things elite advisors have
Q: What are the main rankings write a lot about the performance in common?
criteria? of investment vehicles—is the
advisor’s investing performance A: The first thing is that they’re
A: The rankings have three record. focused on the client. Running an
major components: assets under advisory business is a tough thing
management, revenue, and The reason performance is not an to do. In addition to following the
quality of practice. Assets under explicit ranking criterion is that markets and making sure clients’
management and revenue are good advisors take into account portfolios are tuned and balanced
two really good indicators of their clients’ risk appetites in appropriately, advisors have a
client satisfaction. Clients who overseeing their investments. If host of other concerns: manag-
like the way their advisors are investment performance were a ing staff; prospecting for new
managing their assets tend to give direct component of the rankings, business; updating technology,
them more assets to manage, and that would encourage advisors monitoring compliance issues. It’s
they also frequently recommend to take an aggressive approach to easy to forget that all these tasks
their advisors to their friends investing across the board, rather are in the service of the client, but
Matt Barthel:
and family. On the revenue front: than assessing the risk prefer- the best advisors connect every-
clients assess whether their advi- ences of individual clients and thing they do with their custom-
sors are providing value for the tailoring allocations accordingly. ers. When they start with the end
fees they are charged, and when client in mind, everything flows
Gatekeeper of Barron’s the value’s not there, the clients

argue for a reduction or they end
the relationships. Particularly at
That said, performance does come
into play in the rankings in an
indirect way. If, for instance, an
in a natural and obvious way, and
it’s easier to see the way forward.
Advisor Rankings the elite level of advisory we’re

dealing with in these rankings,
clients do not pay for things that
advisor consistently grows the
assets of his or her client base
as a result of good investment
A second characteristic of the best
advisory practices is that they all
have a defined value proposition.
BY STEVE GARMHAUSEN
they don’t get. So when an advisor performance, that’s going to add They know what they are and
manages $100 million in assets to the assets under management, they know what they’re not. They
and is able to charge X amount on which will indirectly help boost can articulate what makes them
F
ew people know more Lynch; the Top 100 Women Ad- those assets, it’s a pretty good sign the advisor in the rankings. different from other advisors and
about what makes a great visors, who either work at the big that they are being compensated what sorts of clients they can help
financial advisor than my Wall Street firms or at indepen- on that because they are provid- Q: I’ve heard some feedback that best. A defined value prop helps
colleague Matt Barthel. dent firms; the Top 100 Indepen- ing value on the assets under the emphasis on AUM unfairly advisors find clients who are a
As the head of Barron’s advi- dent Advisors, which mostly are management. excludes small advisors who are good fit for their practices. And,
sor-ranking franchise, Barthel is independents (RIAs) registered otherwise excellent. maybe more importantly, it helps
instrumental in identifying the with the SEC, and the Top 1,200 The third general component of them avoid taking on clients who
best of the best—and in helping to Financial Advisors ranking, the rankings—quality of prac- A: That’s specifically why we do they cannot serve as well.
promote high standards through- which is a state-by-state ranking tice—comprises of a bunch of the Top 1,200 rankings. If the
out the industry. “The rankings and the biggest and broadest of individual questions, any one of No. 1 advisor in Wyoming were Thirdly, leading advisors tend
are aimed at celebrating the best the listings. which might seem trivial in iso- to be nominated for the Top 100 to have a more-or-less endless
advisors in the industry, with the lation. How long has the advisor rankings, he or she would not desire to grow and evolve. There
hope that by holding them up, The reason we do that last one is been in the business? What sorts be competitive relative to people are plenty of advisors who, after
others will aspire to [their exam- to give advisors who aren’t in con- of professional designations or who are in places where there are attaining a particular level of fi-
ple],” he says. centrated wealth areas, like San degrees does he or she possess? more potential clients and bigger nancial success, shift to autopilot.
Francisco or New York or Chicago What is the size and shape of pools of money. The best advisors do the opposite.
Sitting down with Barron’s Advi- or Miami, a chance to compete his or her team? What does the They are constantly changing—
sor, Barthel explains exactly how against peers. year-over-year growth look like? So we try to balance that out by adding new services, restructur-
advisors make it onto our lists, What kind of charitable and phil- creating, essentially, 51 individual ing their practices, scanning the
what gets some dropped, and how Q: Why does Barron’s publish anthropic work do they do? And state rankings (including Wash- markets for new opportunities.
the elite are different. advisor rankings? then their regulatory record is a ington, D.C.) This gives advisors Most also are willing to take an
really big one, with a whole sep- the ability to be measured against occasional step backwards in
Q: How many advisors does A: Generally, Barron’s readers arate scoring system. All of those their geographic peers on quan- terms of financial success in order
Barron’s evaluate every year? are people looking for investment things taken together provide titative measure like assets and to make changes that will help
ideas and investment guidance. a broad picture of the advisor’s revenue. The qualitative measures the practice take multiple steps
A: Right around 5,000. We have By putting good advisors in front ability to deliver quality service are consistent across the board— forward in succeeding years. It’s
four major individual advisor of them, we can help them make and to focus on the client. all the advisors in all the rankings about working in the present
rankings in the United States: investing decisions that jibe with are subject to the same quality-of- while also thinking about the
The Top 100 Advisors, who tend their overall financial goals. And Q: What about investment practice measures. future. n
to work at big Wall Street firms we’re continually working toward performance?
like Morgan Stanley and Merrill figuring out how to evaluate advi-
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ABOUT THIS SECTION

This guide provides readers with expanded details on Barron’s-ranked advisors. Barron’s publishes four individual
advisor rankings each year along with three team- or firm-based rankings. All advisors appearing here are eligible
because they have appeared in a Barron’s wealth-management ranking in the preceding year. Advisors pay a fee to
be listed in this special section, but their participation has no bearing on future rankings.
TOP ADVISOR HOW ARE ADVISORS RANKED?

Advisors who wish to be ranked fill out a comprehensive application about their practice. We verify that data with
the advisors’ firms and with regulatory databases and then we apply our rankings formula to the data to generate a
GUIDE
ranking. The formula features three major categories of calculations: assets, revenue and quality of practice. In each
of those categories we do multiple subcalculations. We have spent more than 15 years perfecting the balance of these
factors to create a consistent and clear benchmark that accounts for the wide range of practice models in the wealth
management industry. This benchmark minimizes bias and human error in our process.
HOW DO I FIND AN ADVISOR?

This section is a reprint of select advisors from Barron’s rankings are meant as a starting point for clients looking for an advisor—a first-pass vetting that can help
our four annual financial advisor rankings. For investors narrow a search. Every advisor will have his or her own approach to investing, financial planning and
more information on them and other ranked other services. Clients are encouraged to approach the search for an advisor the way they would a search for a
advisors, visit barrons.com/guide. doctor—interviewing multiple professionals and getting opinions from multiple third parties.
ALABAMA
Brian Crawford David Stahle Trevor Wilde Jim Berliner Lisa Detanna
Robert Runkle Wells Fargo Advisors Merrill Lynch Wilde Wealth Management Westmount Asset Management Raymond James
Merrill Lynch Tucson Gilbert Group Los Angeles Beverly Hills
Montgomery brian.crawford@wfadvisors. david_stahle@ml.com Scottsdale jberliner@westmount.com lisa.detanna@raymondjames.
robert_runkle@ml.com com (480) 752-6435 trevor@wildewealth.com (310) 556-2502 com
(334) 409-5810 (520) 615-8463 fa.ml.com/sbgroupaz (480) 361-6203 westmount.com (310) 285-4506
fa.ml.com/Robert_Runkle home.wellsfargoadvisors.com/ $3m Typical Account Size wildewealth.com $3.5m Typical Account Size raymondjames.com/
brian.crawford $2,557m Total Assets $0.65m Typical Account Size $3,225m Total Assets globalwealthsolutionsgroup
$1.5m Typical Account Size
$1,338m Total Assets $1.5m Typical Account Size $1,160m Total Assets $5m Typical Account Size
$1,100m Total Assets $3,871m Total Assets
Mark Stein Steven Check
Galvin, Gaustad & Stein CALIFORNIA Check Capital Management
ARIZONA
Joe Di Vito Scottsdale Inc. Fred Fern
Robert Bancroft
RBC Wealth Management mark@ggsadvisors.com Matthew Babrick Costa Mesa Churchill Management Group
Private Client Group (480) 776-1440 First Republic Investment scheck@checkcapital.com Los Angeles
Morgan Stanley Private
Phoenix ggsadvisors.com Management (714) 641-3579 fredafern@
Wealth
Scottsdale joe.divito@rbc.com Los Angeles checkcapital.com churchillmanagement.com
(602) 381-5340 $402m Total Assets mbabrick@firstrepublic.com $750k Typical Account Size (877) 937-7110
robert.bancroft@
thedivitoconsultinggroup.com (310) 788-3739 $1,038m Total Assets churchillmanagement.com
morganstanleypwm.com
(480) 624-5714 $2m Typical Account Size firstrepublic.com/all-profiles/ $1m Typical Account Size
$470m Total Assets Ruth Transue matthew-babrick $5,540m Total Assets
advisor.morganstanley.com/
Wells Fargo Advisors Randy Conner
bbsg $30m Typical Account Size
Tucson Churchill Management Group
$20m Typical Account Size $3,396m Total Assets
James Marten transuer@wellsfargo.com Los Angeles Philippe Hartl
$1,314m Total Assets Merrill Lynch (520) 529-5932 info@churchillmanagement.com Merrill Lynch Wealth
Phoenix fa.wellsfargoadvisors.com/ Emily Bach (877) 937-7110 Management
james_marten@ml.com ruth-transue The Bach Group at Morgan churchillmanagement.com Century City
Michael Butt
Morgan Stanley (602) 954-5016 Stanley philippe_hartl@ml.com
$2m Typical Account Size $1m Typical Account Size
Scottsdale fa.ml.com/martengroup Orinda (310) 407-3984
$680m Total Assets $5,540m Total Assets
$3.5m Typical Account Size emily.bach@morganstanley.com pwa.ml.com/hartl_team
michael.butt@ms.com
(480) 368-6565 $2,319m Total Assets (925) 253-5322 $45m Typical Account Size
advisor.morganstanley.com/ fa.morganstanley.com/ $5,464m Total Assets
michael.butt thebachgroup
$2.11m Typical Account Size $4m Typical Account Size

$735m Total Assets $1,084m Total Assets
CALIFORNIA, CONT. CONNECTICUT

Darren Pfefferman Cheryl L. Young Harold Trischman Greg Marcus
Seth Haye Morgan Stanley Private Morgan Stanley Peter Chieco Morgan Stanley UBS Financial Services
Morgan Stanley Wealth Los Gatos Morgan Stanley Greenwich Washington, D.C.
Westlake Village San Diego cheryl.young@morganstanley. Greenwich harold.j.trischman@ gregory.marcus@ubs.com
seth.haye@morganstanley.com darren.a.pfefferman@ com peter.chieco@morganstanley. morganstanley.com (202) 942-2830
(805) 494-0215 morganstanleypwm.com (408) 358-0976 com (203) 625-4824 financialservicesinc.ubs.com/
advisor.morganstanley.com/ (858) 597-7754 fa.morganstanley.com/ (203) 625-4897 fa.morganstanley.com/ team/marcushendlerstern/
the-oaks-group advisor.morganstanley.com/ youngandassociates morganstanleyfa.com/ trischmangroup meetourteam.html
the-pfefferman-daluiso-group $5m Typical Account Size thesoundshoregroup $5m Typical Account Size $30m Typical Account Size
$1,318m Total Assets $10m Typical Account Size $2,015m Total Assets $7m Typical Account Size $2,242m Total Assets $732m Total Assets
Richard Jones COLORADO DELAWARE Marvin McIntyre

Merrill Lynch–Private Wealth Spuds Powell David Goodwin Morgan Stanley Private
Mgmt Kayne Anderson Rudnick Mark Brown Merrill Lynch Michael Koppenhaver Wealth
Los Angeles Investment Management Brown & Company Hartford Merrill Lynch Washington, D.C.
Los Angeles Denver Dover Marvin.mcintyre@
Richardb_jones@ml.com david_goodwin@ml.com
(310) 407-4925 spowell@kayne.com mbrown@brownandco.com (800) 998-9837 michael_s_koppenhaver@ morganstanleypwm.com
pwa.ml.com/joneszafarigroup (310) 282-7945 (303) 863-7112 fa.ml.com/goodwin_group ml.com (202) 778-1381
kayne.com brownandco.com (302) 736-7743 advisor.morganstanley.com/
$50m Typical Account Size $7m Typical Account Size cwmg
$8.5m Typical Account Size $6.2m Typical Account Size fa.ml.com/Koppenhaver_
$15,772m Total Assets $722m Total Assets
$30,216m Total Assets $510m Total Assets Hawkins_Associates $8.5m Typical Account Size
Elaine Meyers William Greco $737m Total Assets
J.P. Morgan Securities Frank Reilly Melissa Corrado Harrison UBS Financial Services
San Francisco Reilly Financial Advisors UBS Financial Services Hartford FLORIDA
La Mesa melissa.harrison@ubs.com Kimberlee Orth
elaine.meyers@jpmorgan.com william.greco@ubs.com
frank.reilly@rfadvisors.com (303) 820-5770 Ameriprise Financial Richard Altieri
(415) 315-7801 (860) 727-1515
(800) 682-3237 financialservicesinc.ubs.com/ Wilmington Morgan Stanley
jpmorgansecurities.com/ ubs.com/team/grecogroup
rfadvisors.com team/corrado-harrison kimberlee.m.orth@ampf.com Boca Raton
elainemeyers $10m Typical Account Size
$2m Typical Account Size $25m Typical Account Size (302) 475-5105 richard.altieri@morganstanley.
$2,263m Total Assets $1,218m Total Assets kimberleeorth.com com
$3,048m Total Assets
$6.45m Typical Account Size (561) 393-1836
Thomas Markey $2,974 Total Assets fa.morganstanley.com/
Greg Onken Deb Wetherby Shawn Fowler Morgan Stanley thealtierigroup
J.P. Morgan Securities Wetherby Asset Management Morgan Stanley Private Stamford $5m Typical Account Size
San Francisco San Francisco Wealth Peni Warren $959m Total Assets
thomas.markey@morganstanley.
deb@wetherby.com Denver Merrill Lynch
greg.onken@jpmorgan.com com
(415) 399-9159 shawn.fowler@morganstanley. Dover
(415) 772-3123 (203) 967-7049
wetherby.com com peni_warren@ml.com Louise Armour
jpmorgansecurities.com/ fa.morganstanley.com/
(303) 446-3306 (302) 736-7710 J.P. Morgan Securities
os-group $33.35m Typical Account Size themarkeygroup
pwm.morganstanley.com/ fa.ml.com/delaware/dover/ Palm Beach Gardens
$15m Typical Account Size $5,394m Total Assets $5m Typical Account Size
fowlerbull the_warren_group louise.armour@jpmorgan.com
$35m Typical Account Size $1.5m Typical Account Size (800) 926-6604
Alan Whitman jpmorgansecurities.com/armour
George Papadoyannis Morgan Stanley Wealth Charles J. Noble, III $10m Typical Account Size
Ameriprise Financial Services Management Janney Montgomery Scott $4,200m Total Assets
San Mateo Pasadena Joseph Janiczek New Haven WASHINGTON, D.C.
alan.whitman@morganstanley. Janiczek Wealth Management
george.x.papadoyannis@ampf. noblegroup@janney.com
com Denver Michael Freiman Peter Bermont
com (203) 784-7401
(626) 405-9313 cwegner@janiczek.com Morgan Stanley Wealth Raymond James
(650) 593-9170 advisor.janney.com/
Management Coral Gables
papadoyannisandassociates.com fa.morganstanley.com/wz (303) 721-7000 noblewealthadvisors
$5m Typical Account Size janiczek.com Washington, D.C. peter.bermont@
$3,102m Total Assets $2.5m Typical Account Size michael.j.freiman@ raymondjames.com
$625m Total Assets morganstanley.com (305) 446-6600
(202) 778-1382 Bermontadvisorygroup.com
Laila Pence Dale Yahnke teamfreiman.com $15m Typical Account Size
Pence Wealth Management Dowling & Yahnke Wealth Wally Obermeyer $2,160m Total Assets
Newport Beach Advisors Obermeyer Wood Investment
San Diego Counsel
laila.pence@lpl.com
dale.yahnke@dywealth.com Aspen/Denver
(949) 660-8777
PenceWealthManagement.com (858) 509-9500 wally@obermeyerwood.com
dywealth.com (970) 925-8747
$4.2m Typical Account Size obermeyerwood.com
$4,674m Total Assets $3m Typical Account Size Participation in this section is only open to advisors who have been listed in our editorial rankings. Advisors
$1,550m Total Assets pay a fee to be included in this reprint. Participation in this section has no bearing on the outcome of our
rankings. Assets are tied to the most recent ranking. For more information, visit barrons.com/guide.
FLORIDA, CONT. GEORGIA

Erick Ellsweig William King Thomas Moran Tom Kilborn
Merrill Lynch Merrill Lynch Wealth Moran Wealth Mgmt at Wells
Roger Green Merrill Lynch
Ralph Byer
West Palm Beach Management Fargo Financial Network Green Financial Resources, Northbrook
Merrill Lynch
Erick_Ellsweig@ml.com Vero Beach Naples LLC tom_kilborn@ml.com
Plantation
(561) 514-4832 william_w_king@ml.com thomas.moran@moranwm.com Duluth (847) 564-7201
Ralph_Byer@ml.com
fa.ml.com/KMandAssociates (772) 231-9037 (239) 920-4440 gfrappt@rogersgreen.com fa.ml.com/illinois/northbrook/
(954) 916-2816
$3.5m Typical Account Size fa.ml.com/new-york/new-york/ moranwm.com (770) 931-1414 kilborngroup
fa.ml.com/byer_wealth_mgmt
$1,456m Total Assets the-king-group $5m Typical Account Size rogersgreen.com $4m Typical Account Size
$8m Typical Account Size $3,296m Total Assets $0.22m Typical Account Size $1,047m Total Assets
$663m Total Assets
John Elwaw
Morgan Stanley Daryn Pingleton Kathleen Roeser
Adam E. Carlin
Miami Trent Leyda Merrill Lynch Michael Hines Morgan Stanley
Morgan Stanley Private
john.elwaw@ms.com Morgan Stanley West Palm Beach Consolidated Planning Chicago
Wealth
(305) 376-2408 Vero Beach daryn_pingleton@ml.com Corporation kathy.roeser@morganstanley.
Coral Gables
morganstanleyfa.com/ Trent.Leyda@MorganStanley. (561) 514-4817 Atlanta com
adam.e.carlin@
theelwawcavalierigroup/ com fa.ml.com/florida/west-palm- mhines@cpcadvisors.com (312) 443-6500
morganstanleypwm.com
groupdetail.htm (772) 234-1805 beach/pingleton_group (404) 892-1995 fa.morganstanley.com/
(305) 476-3302
$10m Typical Account Size advisor.morganstanley.com/ $4m Typical Account Size cpcadvisors.com theroesergroup
fa.morganstanley.com/
$1,271m Total Assets the-leyda-group $929m Total Assets $8m Typical Account Size
adam.e.carlin $2.5m Typical Account Size
$5m Typical Account Size $776m Total Assets $1,310m Total Assets
$20m Typical Account Size
$3,084m Total Assets Janet Franco Gordon Scott Pinkerton
Morgan Stanley FourThought Private Wealth David Sheppard
ILLINOIS
Coral Gables Scott Macaione Venice Merrill Lynch
Louis Chiavacci
janet.franco.gordon@ WaterOak Advisors scottpinkerton@fourthought. Deer Park
Merrill Private Wealth Mgmt Kyle Chudom
morganstanley.com Winter Park com david_n_sheppard@ml.com
Coral Gables Morgan Stanley
(305) 476-3304 barrons@wateroak.com (866) 209-8557 Oak Brook (847) 550-7878
louis_chiavacci@ml.com
fa.morganstanley.com/ (407) 567-2956 fourthought.com fa.ml.com/
(305) 774-0501 kyle.chudom@morganstanley.
thegordongroup wateroak.com $5.54m Typical Account Size thorndykesheppardgroup
pwa.ml.com/ChiavacciTeam com
$6.5m Typical Account Size $3m Typical Account Size $1,122m Total Assets (630) 573-9680 $6m Typical Account Size
$872m Total Assets $2,114m Total Assets chudomhayes.com $859m Total Assets
Andrew Schultz $1m Typical Account Size
Trevor Fried Michael McCain Morgan Stanley Private $930m Total Assets Joseph Silich
Aimee Cogan
Morgan Stanley Jacoby Nealon & McCain Wealth Management Morgan Stanley
Morgan Stanley
Fort Lauderdale Wealth Management Group Miami Beach Chicago
Sarasota Brad DeHond
trevor.fried@morganstanley.com of Wells Fargo Advisors andrew.schultz@ Morgan Stanley Private Joseph.silich@morganstanley.
aimee.cogan@morganstanley. Naples
(954) 713-8436 morganstanleypwm.com Wealth com
com
advisor.morganstanley.com/ michael.mccain@wfadvisors. (305) 695-6116 Chicago (312) 443-6200
(941) 363-8513
the-las-olas-group com fa.morganstanley.com/ fa.morganstanley.com/
advisor.morganstanley.com/ brad.dehond@
$2m Typical Account Size (239) 254-2206 theschultzgroup thesilichgroup
the-bellwether-group morganstanleypwm.com
$814m Total Assets jacobynealonmccainwmg.com $10m Typical Account Size $7m Typical Account Size
$10m Typical Account Size (312) 453-9111
$10m Typical Account Size $773m Total Assets advisor.morganstanley.com/ $1,066m Total Assets
$2,099m Total Assets moriarity-dehond-mulka
Eric Glasband
Merrill Lynch Michael Silver $40m Typical Account Size Mark Thorndyke
Stephen Curley
Boca Raton William Merriam Baron Silver Stevens Financial $1,837m Total Assets Merrill Lynch Wealth
WaterOak Advisors
eric.glasband@ml.com Merrill Lynch Wealth Advisors Management
Winter Park
(561) 361-3437 Management Boca Raton Chicago
barrons@wateroak.com Daniel Fries
fa.ml.com/gs Jacksonville msilver@bssfa.com mark_w_thorndyke@ml.com
(407) 567-2956 Merrill Lynch
$4.7m Typical Account Size william_h_merriam@ml.com (561) 447-1997 Chicago (312) 696-7645
wateroak.com
$1,103m Total Assets (904) 218-5931 bssfa.com fa.ml.com/
$12.5m Typical Account Size daniel.fries@ml.com
fa.ml.com/bill_merriam $1m Typical Account Size ThorndykeSheppardGroup
$2,114m Total Assets (312) 696-2121
$2m Typical Account Size $650m Total Assets fa.ml.com/illinois/chicago/ $8m Typical Account Size
Keith Jacoby $1,040m Total Assets $1,399m Total Assets
frieswealthmanagement
Jacoby Nealon & McCain
Don d’Adesky $3m Typical Account Size
Wealth Management Group of
Raymond James $1,021m Total Assets
Wells Fargo Advisors
Boca Raton
Naples
don.dadesky@raymondjames.
keith.jacoby@
com
wellsfargoadvisors.com
(561) 981-3690
(239) 254-2220
raymondjames.com/
jacobynealonmccainwmg.com
theamericasgroup
$10m Typical Account Size Participation in this section is only open to advisors who have been listed in our editorial rankings. Advisors
$2,099m Total Assets pay a fee to be included in this reprint. Participation in this section has no bearing on the outcome of our
ILLINOIS, CONT. MAINE MASSACHUSETTS

Matt Fryar Barry Garber Raju Pathak
Philip Watson Wells Fargo Advisors Jeremiah Burns Alex. Brown, a division of Charles S. Bean III Morgan Stanley
Ameriprise Financial Des Moines Morgan Stanley Raymond James Heritage Financial Services Boston
Downers Grove matthew.r.fryar@wellsfargo.com Portland Baltimore Westwood raju.pathak@ms.com
philip.j.watson@ampf.com (515) 245-3120 jeremiah.burns@ Barry.Garber@alexbrown.com cbean@heritagefinancial.net (617) 589-3373
(630) 541-5300 fa.wellsfargoadvisors.com/ morganstanleypwm.com (410) 525-6210 (781) 619-1302 fa.morganstanley.com/
ameripriseadvisors.com/ matthew-fryar (207) 871-7373 alexbrown.com/ heritagefinancial.net pathakgroup
philip.j.watson $5m Typical Account Size advisor.morganstanley.com/ garberwealthmanagementteam $8m Typical Account Size
$0.98m Typical Account Size $780m Total Assets jeremiah.burns $15m Typical Account Size $1,520m Total Assets $807m Total Assets
$2,290m Total Assets $5m Typical Account Size $3,289m Total Assets
KANSAS
$491m Total Assets Peter Princi
Debra Brede
David Wright Brian Kroneberger D.K. Brede Investment Morgan Stanley Graystone
Merrill Private Wealth Trey Barnes Todd Doolan RBC Wealth Management Management Boston
Management Mariner Wealth Advisors Morgan Stanley Hunt Valley Needham peter.b.princi@msgraystone.com
Chicago Overland Park Portland brian.kroneberger@rbc.com (617) 589-3229
brede@bredeinvestment.com
dave_wright@ml.com trey.barnes@ todd.h.doolan@morganstanley. (410) 316-5454 (781) 444-9367 fa.morganstanley.com/
(312) 325-2620 marinerwealthadvisors.com com thekronebergergroup.com bredeinvestment.com theprincigroup
pwa.ml.com/wrighthudakzabel (913) 387-2734 (207) 771-0812 $3m Typical Account Size $10m Typical Account Size
marinerwealthadvisors.com/ advisor.morganstanley.com/ $1,100m Total Assets $6,950m Total Assets
why-us/people/trey-barnes the-doolan-eldredge-group
$1.81m Typical Account Size $1.9m Typical Account Size Kent Pearce Kevin Grimes Ira Rapaport
$1,697m Total Assets $388m Total Assets Merrill Lynch Grimes & Company, Inc. New England Private Wealth
INDIANA
Towson Westborough Advisors, LLC
KENTUCKY kent_pearce@ml.com Wellesley
Trent Cowles MARYLAND advisors@grimesco.com
Merrill Lynch (410) 321-4340 (508) 366-3883 ira.rapaport@nepwealth.com
Indianapolis Barry Barlow Patricia Baum fa.ml.com/pearce_group (781) 416-1700
grimesco.com
Merrill Lynch RBC Wealth Management $7m Typical Account Size nepwealth.com
trent_cowles@ml.com $3m Typical Account Size
Louisville Annapolis $1,739m Total Assets $5m Typical Account Size
(317) 624-8451 $2,900m Total Assets
fa.ml.com/cf barry_barlow@ml.com patricia.baum@rbc.com $2,054m Total Assets
(502) 329-5097 (410) 573-6717
$3.2m Typical Account Size Robert Scherer
fa.ml.com/b_barlow baumjackson.com Susan Kaplan
$865m Total Assets Graystone Consulting
$4m Typical Account Size Kaplan Financial Services, Inc. Raj Sharma
$3m Typical Account Size Potomac Merrill - Private Wealth Mgmt
$882m Total Assets Newton
$1,457m Total Assets Boston
IOWA robert.s.scherer@msgraystone. susan.kaplan@lpl.com
com (617) 527-1557 raj_sharma@ml.com
Travis Musgrave (301) 279-6403
Jerry Ask Larry Boggs kaplan-financial.com/splash.cfm (617) 946-8030
Jerry K. Ask Investment Merrill Lynch Wells Fargo Advisors graystone.morganstanley.com/ pwa.ml.com/sharma_group
Lexington graystone-consulting- $3.5m Typical Account Size
Services Cumberland $10m Typical Account Size
metropolitan-washington-d-c $2,176m Total Assets
Cedar Rapids travis_musgrave@ml.com larry.d.boggs@wfadvisors.com $7,381m Total Assets
jerry.ask@jkainvest.com (859) 231-5258 (301) 724-2660 $25m Typical Account Size
(319) 395-9230 fa.ml.com/Musgrave fa.wellsfargoadvisors.com/ $9,500m Total Assets Victor T. Livingstone
Morgan Stanley Private Brian Strachan
jkainvest.com $5m Typical Account Size boggs-wealth-management
Wealth Morgan Stanley Private
$0.48m Typical Account Size $652m Total Assets $3m Typical Account Size E. Geoffrey Sella Boston Wealth
$408m Total Assets $1,167m Total Assets SPC Financial, Inc. Boston
Rockville victor.livingstone@
LOUISIANA morganstanleypwm.com brian.s.strachan@
Timothy Finucan Robert Collins esella@spcfinancial.com (617) 478-6500 morganstanleypwm.com
Edward Jones Rick Frayard Collins Investment Group (301) 770-6800 (617) 570-9240
UBS Financial Services spcfinancial.com $25m Typical Account Size pwm.morganstanley.com/
Webster City Bethesda
Lafayette $1,346m Total Assets thestrachangroupsb
timothy.finucan@ robert.collins@ $0.85m Typical Account Size
edwardjones.com rick.frayard@ubs.com collinsinvestmentgroup.com $858m Total Assets $10m Typical Account Size
(515) 832-4155 (337) 593-3600 (301) 915-9630 Peter Noonan $2,975m Total Assets
edwardjones.com/timothy- ubs.com/team/epg collinsinvestmentgroup.com J.P. Morgan Securities
finucan $1.75m Typical Account Size Boston
$2.5m Typical Account Size Mark Winthrop
$0.75m Typical Account Size $2,267m Total Assets $894m Total Assets peter.noonan@jpmorgan.com Winthrop Wealth
$602.75m Total Assets (617) 654-2318 Westborough
jpmorgansecurities.com/
peternoonan mark.winthrop@
winthropwealth.com
$2,514m Total Assets winthropwealth.com
Participation in this section is only open to advisors who have been listed in our editorial rankings. Advisors $1,545m Total Assets
pay a fee to be included in this reprint. Participation in this section has no bearing on the outcome of our
MICHIGAN MINNESOTA NEBRASKA

James Small Jack Burke John Hudspeth
Jeffrey Fratarcangeli Aaron Howe Jason Dworak UBS Financial Services Merrill Lynch Merrill Lynch Wealth
Fratarcangeli Wealth RBC Wealth Management UBS Financial Services Las Vegas Florham Park Management
Management Wayzata Lincoln jim.small@ubs.com john_j_burke@ml.com Mount Laurel
Birmingham aaron.howe@rbc.com jason.dworak@ubs.com (702) 792-3125 (973) 410-2309 john_r_hudspeth@ml.com
jeffrey.fratarcangeli@wfafinet. (952) 261-3561 (402) 328-2077 financialservicesinc.ubs.com/ fa.ml.com/the_harbor_group (856) 231-5520
com bigwatergroup.com financialservicesinc.ubs.com/ team/jimsmall $7m Typical Account Size fa.ml.com/brownehudspeth
(248) 385-5050 $5m Typical Account Size team/dworakgroup $1.9m Typical Account Size $4,441m Total Assets $3m Typical Account Size
fratarcangeliwealth $687m Total Assets $8m Typical Account Size $1,079m Total Assets $989m Total Assets
management.com $852m Total Assets Christopher Cook
$8m Typical Account Size NEW HAMPSHIRE Merrill Lynch Elliott Kugel
$1,800m Total Assets Ben Marks
Marks Group Wealth Jim Siemonsma Florham Park Merrill Lynch
Management Mariner Wealth Advisors John Habig c_cook@ml.com Bridgewater
James Kruzan Minnetonka Omaha Morgan Stanley (973) 301-7622 Elliott_M_Kugel@ML.com
Kaydan Wealth Management, Portsmouth fa.ml.com/new-jersey/ (908) 685-3252
ben.marks@marksgroup.com jim.siemonsma@
Inc. (952) 582-6100 marinerwealthadvisors.com john.f.habig@morganstanley. florham-park/gcca fa.ml.com/kugelbriegs
Fenton marksgroup.com (402) 829-3650 com $5m Typical Account Size $2.5m Typical Account Size
jim.kruzan@kaydanwealth.com $2m Typical Account Size marinerwealthadvisors.com (603) 422-8901 $2,051m Total Assets $1,616m Total Assets
(810) 593-1624 morganstanleyfa.com/habig
$1,366m Total Assets $0.97m Typical Account Size
kaydanwealth.com $1,138m Total Assets $1.5m Typical Account Size
Mark Cortazzo Neil McPeak
$1.5m Typical Account Size $420m Total Assets
David A. Olson MACRO Consulting Group Wells Fargo Advisors
$511m Total Assets Parsippany Linwood
The BlackRidge Group at Paul West
Morgan Stanley Carson Wealth P. Kevin O’Brien info@macroconsultinggroup. neil.mcpeak@
David Kudla Rochester Omaha Wells Fargo Advisors com wellsfargoadvisors.com
Mainstay Capital Management david.a.olson@morganstanley. Portsmouth (973) 451-9400 (609) 926-7808
pwest@carsonwealth.com
Grand Blanc com (888) 321-0808 kevin.obrien@ macroconsultinggroup.com mcpeakgroup.wfadv.com
mainstay@mainstaycapital.com (507) 269-7542 carsonwealth.com wellsfargoadvisors.com $2m Typical Account Size $1m Typical Account Size
(866) 444-6246 fa.morganstanley.com/ (603) 334-4032 $771m Total Assets $1,283m Total Assets
mainstaycapital.com blackridgegroup obrienwmg.com
$0.75m Typical Account Size $3.5m Typical Account Size $1.7m Typical Account Size
Mary Deatherage Michael J. Ricca
$2,583m Total Assets $555m Total Assets $387m Total Assets
Morgan Stanley Private Morgan Stanley Wealth
NEVADA
Wealth Management
Leo Stevenson NEW JERSEY Little Falls Florham Park
MISSOURI Deborah Danielson
Merrill Lynch Danielson Financial Group | mary.m.deatherage@ Michael.J.Ricca@morganstanley.
Wyandotte Michael Moeller LPL Bruce Barth morganstanleypwm.com com
Wells Fargo Advisors Las Vegas Merrill Lynch (973) 890-3015 (973) 236-3530
leo_stevenson@ml.com
Chesterfield Short Hills morganstanleyfa.com/ fa.morganstanley.com/ricca_
(734) 324-3826 Deborah@
fa.ml.com/wyandottegroup bruce_g_barth@ml.com thedeatheragegroup weinerman
mike.moeller@wfadvisors.com DanielsonFinancialGroup.com
(636) 530-6111 (702) 734-7000 (973) 564-7740 $10m Typical Account Size $8m Typical Account Size
themoellergroup.net danielsonfinancialgroup.com/ fa.ml.com/barthgroup $3,210m Total Assets $4,666m Total Assets
$709m Total Assets
$3m Typical Account Size homepage $2m Typical Account Size
$1,830m Total Assets $2m Typical Account Size $1,351m Total Assets
Charles C. Zhang Mark Fendrick Steven Rothman
$694m Total Assets UBS Financial Services UBS Financial Services
Zhang Financial
Francis Bitterly Mount Laurel Red Bank
Portage Kathleen Youngerman
Morgan Stanley Private Randy Garcia Morgan Stanley mark.fendrick@ubs.com steven.rothman@ubs.com
charles.zhang@zhangfinancial.
Wealth The Investment Counsel Red Bank (856) 985-2070 (732) 219-7228
com
(269) 385-5888 Chesterfield Company francis.g.bitterly@ms.com financialservicesinc.ubs.com/ financialservicesinc.ubs.com/
zhangfinancial.com Las Vegas (732) 224-3754 team/fendrickgroup team/rothmangroup
Kathleen.L.Youngerman@
morganstanleypwm.com rgarcia@iccnv.com fa.morganstanley.com/ $4m Typical Account Size $1.2m Typical Account Size
(314) 889-4862 (702) 871-8510 francisbitterly $1,020m Total Assets $475m Total Assets
pwm.morganstanley.com/ iccnv.com $2.8m Typical Account Size
harmonyfamilyoffice $4.8m Typical Account Size $456m Total Assets
Reed Finney Ken Schapiro
$20m Typical Account Size $1,234m Total Assets The Bleakley Financial Group Condor Capital Management
$350m Total Assets David Briegs Fairfield Martinsville
Merrill Lynch Reed.Finney@bleakley.com info@condorcapital.com
Bridgewater (973) 244-4210 (732) 356-7323
David_Briegs@ml.com bleakley.com condorcapital.com
(908) 685-3203 $1.3m Typical Account Size $1.75m Typical Account Size
fa.ml.com/kugelbriegs $585m Total Assets $1,136m Total Assets
Participation in this section is only open to advisors who have been listed in our editorial rankings. Advisors $2.5m Typical Account Size
pay a fee to be included in this reprint. Participation in this section has no bearing on the outcome of our $1,616m Total Assets
NEW JERSEY, CONT.

Neil Canell Jason Katz Leo Marzen Lyon Polk Robert Stolar
J.P. Morgan Securities UBS Financial Services Bridgewater Advisors Morgan Stanley Private Morgan Stanley Private
Andy Schwartz
New York New York New York Wealth Wealth
Bleakley Financial Group
neil.canell@jpmorgan.com jason.m.katz@ubs.com lmarzen@bridgewateradv.com New York New York
Fairfield
(212) 272-0777 (212) 713-9201 (212) 221-5300 lyon.polk@morganstanleypwm. robert.stolar@morganstanley.
andy.schwartz@bleakley.com
jpmorgansecurities.com/ ubs.com/team/katz bridgewateradv.com/team/ com com
(973) 244-4202
canellgroup $5m Typical Account Size leo-marzen (212) 761-0867 (212) 761-8138
bleakley.com
$15m Typical Account Size $3,011m Total Assets $5m Typical Account Size pwm.morganstanley.com/ advisor.morganstanley.com/
$2.5m Typical Account Size polkwealthmanagementgroup family-wealth-group
Gerard Klingman $27,250m Total Assets $3,150m Total Assets
Greg DelMonte Klingman & Associates Justin McCarthy
Anthony Valente
Stifel New York Mariner Wealth Advisors
Morgan Stanley
New York gklingman@klingmanria.com New York Emily Rubin Michael Taggart
Shrewsbury
gregory.delmonte@stifel.com (212) 867-7647 justin.mccarthy@ UBS Financial Services J.P. Morgan Securities
anthony.valente@morganstanley. New York New York
(212) 328-1645 klingmanria.com marinerwealthadvisors.com
com
delmonte-group.com $10m Typical Account Size (212) 869-5900 emily.rubin@ubs.com michael.taggart@jpmorgan.com
(732) 389-5124
$1m Typical Account Size $2,565m Total Assets marinerwealthadvisors.com (212) 333-8920 (212) 272-2044
advisor.morganstanley.com/
$1,550m Total Assets $2.87m Typical Account Size financialservicesinc.ubs.com/ jpmorgansecurities.com/
anthony.valente
$1,169m Total Assets team/kramerfinancialgroup taggartgroup
$0.75m Typical Account Size Jonathan Kuttin $10m Typical Account Size $10m Typical Account Size
$1,977m Total Assets Anthony Dertouzos Kuttin Wealth Management $1,300m Total Assets $850m Total Assets
Morgan Stanley Hauppauge Ed Moldaver
New York jonathan.s.kuttin@ampf.com Stifel
David S. Weinerman
anthony.dertouzos@ (631) 770-0335 New York Shawn Rubin Ron Vinder
Morgan Stanley Wealth
morganstanleypwm.com ameripriseadvisors.com/team/ ed.moldaver@stifel.com Morgan Stanley PWM Morgan Stanley Private
Management
(212) 761-8565 kuttin-wealth-management (212) 328-1677 New York Wealth
Florham Park
pwm.morganstanley.com/ moldaverlee.com shawn.rubin@ New York
David.S.Weinerman@ $1m Typical Account Size
magellangroup $2,913 Team Assets $10m Typical Account Size morganstanleypwm.com ron.vinder@
morganstanley.com
$20m Typical Account Size $6,600m Total Assets (212) 893-6322 morganstanleypwm.com
(973) 236-3529
$3,815m Total Assets pwm.morganstanley.com/ (212) 503-2365
fa.morganstanley.com/ricca_
Joshua Malkin abacusgroup advisor.morganstanley.com/
weinerman
Morgan Stanley Private Deborah Montaperto $10m Typical Account Size the-vinder-group
$8m Typical Account Size R. Christopher Errico Wealth Morgan Stanley Private $3,044m Total Assets $50m Typical Account Size
$4,673m Total Assets UBS Private Wealth New York Wealth $7,752m Total Assets
Management joshua.d.malkin@ New York
New York morganstanleypwm.com deborah.d.montaperto@ Richard Saperstein
NEW YORK
christopher.errico@ubs.com (212) 893-6530 morganstanleypwm.com Treasury Partners Elizabeth Weikes
(212) 821-7150 pwm.morganstanley.com/ (212) 761-8934 New York J.P. Morgan Securities
Lewis Altfest
financialservicesinc.ubs.com/ themalkingroup pwm.morganstanley.com/ rsaperstein@treasurypartners. New York
Altfest Personal Wealth
Management team/erricopartners/ $10m Typical Account Size polkwealthmanagementgroup com elizabeth.weikes@jpmorgan.com
New York meetourteam.html $1,298m Total Assets $50m Typical Account Size (917) 286-2777 (212) 272-9214
$10m Typical Account Size $27,250m Total Assets treasurypartners.com jpmorgansecurities.com/weikes
inquiry@altfest.com
(212) 406-0850 $2,392m Total Assets $25m Typical Account Size $25m Typical Account Size
Ira Mark $16,250m Total Assets $3,600m Total Assets
altfest.com RBC Wealth Management John Olson
$2m Typical Account Size Marc Fischer New York Merrill Lynch Wealth
$1,324m Total Assets Graystone Consulting ira.mark@rbc.com Management Evan Steinberg Richard Zinman
Rochester (212) 703-6033 New York Morgan Stanley Morgan Stanley
marc.r.fischer@msgraystone. themark-bergergroup.com john_olson@ml.com New York New York
Jay Canell
J.P. Morgan Securities com $10m Typical Account Size (212) 303-4010 evan.steinberg@ richard.zinman@
New York (585) 389-2271 $3,300m Total Assets fa.ml.com/new-york/new-york/ morganstanleypwm.com morganstanleypwm.com
morganstanleygc.com/ftc theolsongroup (212) 893-7501 (212) 761-8451
Jay.canell@jpmorgan.com
$40m Typical Account Size $8m Typical Account Size morganstanleypwa.com/sfgroup morganstanleypwa.com/
(212) 272-0888 Frank Marzano
$2,963m Total Assets $1,848m Total Assets $8m Typical Account Size magellangroup
jpmorgansecurities.com/ GM Advisory Group
canellgroup $2,335m Total Assets $20m Typical Account Size
Melville $3,821m Total Assets
$15m Typical Account Size fmarzano@gmadvisorygroup. Geri Eisenman Pell
$3,300m Total Assets com Pell Wealth Partners
(631) 227-3900 Rye Brook
gmadvisorygroup.com geri.e.pell@ampf.com
$3,650m Total Assets ameripriseadvisors.com/team/
pell-wealth-partners
Participation in this section is only open to advisors who have been listed in our editorial rankings. Advisors $2.5m Typical Account Size
pay a fee to be included in this reprint. Participation in this section has no bearing on the outcome of our $1,338m Total Assets
NORTH CAROLINA OKLAHOMA

Valerie Newell Michael Henley Peter Sargent Matthew Young
Mike Absher Mariner Wealth Advisors Steve Jelley Brandywine Oak Private Janney Montgomery Scott Richard C. Young & Co.
Absher Wealth Management Cincinnati Merrill Lynch Wealth Wealth Yardley Newport
Chapel Hill valerie.newell@ Management Kennett Square psargent@janney.com info@younginvestments.com
mike@absherwealth.com marinerwealthadvisors.com Tulsa mhenley@brandywineoak.com (267) 685-4205 (401) 849-2137
(919) 283-2340 (513) 618-3040 steve_jelley@ml.com (484) 785-0040 sargentwealthmanagement.com younginvestments.com
absherwealth.com marinerwealthadvisors.com (918) 496-7407 brandywineoak.com $2m Typical Account Size $1.7m Typical Account Size
$1.5m Typical Account Size $3m Typical Account Size fa.ml.com/CJU_Associates $2.5m Typical Account Size $673m Total Assets $1,163m Total Assets
$474m Total Assets $3,250m Total Assets $4.5m Typical Account Size $863m Total Assets
$950m Total Assets Craig B. Schwartz SOUTH CAROLINA
Mike Bell Thomas Robertson Michael Hirthler Wells Fargo Advisors
Edward Jones Graystone Consulting Jana Shoulders Jacobi Capital Management Philadelphia Ronnie Dennis
Hickory Columbus Mariner Wealth Advisors Wilkes-Barre craig.schwartz@wfadvisors.com Merrill Lynch
thomas.g.robertson@ Tulsa mhirthler@jacobicapital.com (215) 636-1480 Columbia
mike.bell@edwardjones.com
(828) 328-8111 morganstanley.com jana.shoulders@ (570) 826-1801 signaturecapital.wfadv.com/ ronnie_dennis@ml.com
(614) 460-2754 marinerwealthadvisors.com jacobicapital.com Craig-Schwartz.e114918.htm (803) 733-2180
$0.8m Typical Account Size graystone.morganstanley.com/ (918) 991-6910 $3m Typical Account Size $2.5m Typical Account Size fa.ml.com/ek
$387m Total Assets graystone-consulting-the- marinerwealthadvisors.com/ $1,279m Total Assets $959m Total Assets $20m Typical Account Size
robertson-group why-us/people/jana-shoulders $4,799m Total Assets
R. Neil Stikeleather $2.5m Typical Account Size $3.05m Typical Account Size
Bank of America Merrill $2,994m Total Assets Barbara Hudock John Solis-Cohen
$1,981m Total Assets Hudock Capital Group Wells Fargo Advisors Richard Migliore
Lynch
Charlotte Williamsport Jenkintown Merrill Lynch
Daniel Roe bhudock@hudockcapital.com john.solis-cohen@wfadvisors. Columbia
neil.stikeleather@ml.com OREGON
Budros, Ruhlin & Roe (570) 326-9500 com richard_migliore@ml.com
(704) 705-3233 Columbus
fa.ml.com/ Judith McGee hudockcapital.com (215) 572-4276 (803) 733-2126
stikeleatherandassociates droe@b-r-r.com Raymond James Financial $1m Typical Account Size home.wellsfargoadvisors.com/ fa.ml.com/ek
(614) 481-6900 Services $536m Total Assets john.solis-cohen” $10m Typical Account Size
$0.75m Typical Account Size B-R-R.com Portland $5m Typical Account Size $4,799m Total Assets
$461m Total Assets
$5m Typical Account Size judith.mcgee@raymondjames. $1,435m Total Assets
$2,808m Total Assets James Meredith
com
Hefren-Tillotson TENNESSEE
OHIO (503) 597-2222
Pittsburgh Rob Thomas
mcgeewm.com
David Singer MeredithGroup@hefren.com Mariner Wealth Advisors Jeff Dobyns
Randy Carver $1m Typical Account Size
The Evelo/Singer/Sullivan (412) 633-1986 State College Southwestern Investment
Raymond James $648m Total Assets
Group Merrill Private Wealth Hefren.com/meredith-group rob.thomas@ Group
Mentor
Cincinnati marinerwealthadvisors.com Franklin
randy.carver@raymondjames. $2m Typical Account Size
david_singer@ml.com PENNSYLVANIA $1,725m Total Assets (814) 867-2050 jeff.dobyns@
com
(513) 579-3889 marinerwealthadvisors.com/ swinvestmentgroup.com
(440) 974-0808
pwa.ml.com/evelosingersullivan Patti Brennan why-us/people/rob-thomas (615) 861-6102
carverfinancialservices.com
$15m Typical Account Size Key Financial, Inc. J Douglas Moran $0.18m Typical Account Size swinvestmentgroup.com
$1m Typical Account Size Merrill Lynch Wealth
$3,634m Total Assets West Chester $1,667m Total Assets $3m Typical Account Size
$1,560m Total Assets Management
pbrennan@keyfinancialinc.com Wayne $467m Total Assets
Linnell Sullivan (610) 429-9050
Charles Dankworth jdouglas_moran@ml.com RHODE ISLAND
The Evelo/Singer/Sullivan keyfinancialinc.com
UBS Financial Services (610) 687-7925 Christi Edwards
Group Merrill Private Wealth $2m Typical Account Size fa.ml.com/JDM Malcolm Makin Morgan Stanley
New Albany
Cincinnati $1,061m Total Assets Raymond James Nashville
charles.dankworth@ubs.com $3.2m Typical Account Size
linnell_sullivan@ml.com Westerly christi.edwards@morganstanley.
(614) 939-2202 $552m Total Assets
(513) 579-3890 William H. Brown, Jr. mmakin@ppgadvisors.com com
ubs.com/team/
pwa.ml.com/evelosingersullivan Merrill Lynch (401) 596-2800 (615) 298-6554
theonecolumbusgroup
$7.5m Typical Account Size Sewickley John J. Parker, Sr. ppgadvisors.com advisor.morganstanley.com/
$6m Typical Account Size Wells Fargo Advisors
$1,490m Total Assets william_brownjr@ml.com $1.5m Typical Account Size the-edwards-pharris-group
$1,116m Total Assets Philadelphia
(412) 749-7912 $1,304m Total Assets $4m Typical Account Size
fa.ml.com/ john.j.parker@wfadvisors.com $977m Total Assets
thebrownhurrayplantzgroup (215) 564-8487
ppwmg.com David Reiser
$4m Typical Account Size J.P. Morgan Securities
$1,188m Total Assets $5m Typical Account Size
Providence
david.reiser@jpmorgan.com
(203) 722-9900
jpmorgansecurities.com/
reiserwmgroup
Participation in this section is only open to advisors who have been listed in our editorial rankings. Advisors $2m Typical Account Size
pay a fee to be included in this reprint. Participation in this section has no bearing on the outcome of our $438m Total Assets
TENNESSEE, CONT.
Ira Kravitz Darrell Pennington Tristan Caudron Joseph Montgomery Michael Matthews
UBS Financial Services Pennington Wealth Caudron Megary Blackburn The Optimal Service Group of UBS Private Wealth
Malcolm Liles
Plano Management Wealth Management Group of Wells Fargo Advisors Management
Baird
ira.kravitz@ubs.com Houston Wells Fargo Advisors Williamsburg Bellevue
Nashville
(469) 440-0547 darrell.r.pennington@ampf.com Alexandria joe.montgomery@ m.matthews@ubs.com
mliles@rwbaird.com
financialservicesinc.ubs.com/ (713) 332-4422 tristan.caudron@wfadvisors. wellsfargoadvisors.com (425) 451-2350
(615) 341-7015
team/kravitzgroup penningtonwealth.com com (757) 220-1782 ubs.com/team/
lilesgroup.com
$5m Typical Account Size $1.5m Typical Account Size (703) 739-4545 optimalservicegroup.com thematthewsgroup
$4m Typical Account Size CaudronMegaryBlackburn.com
$827m Total Assets $1,245m Total Assets $7m Typical Account Size $5m Typical Account Size
$1.8m Typical Account Size $17,044m Total Assets $1,559m Total Assets
Alexander Ladage Richard Piatas
Jason Pharris
UBS Financial Services Merrill Lynch Wealth Ryan Sprowls Erin Scannell
Morgan Stanley
Austin Management Simon Hamilton Alexandria Wealth Ameriprise Financial
Nashville
alex.ladage@ubs.com Frisco Baird Management Group of Mercer Island
Jason.Pharris@MorganStanley. Reston Wells Fargo Advisors
(512) 479-5287 richard.piatas@ml.com erin.j.scannell@ampf.com
com Alexandria
financialservicesinc.ubs.com/fa/ (940) 297-6990 gssmith@rwbaird.com (425) 709-2345
(615) 298-6555
alexladage fa.ml.com/texas/frisco/ (571) 203-1600 ryan.sprowls@ heritage-wealth.com
fa.morganstanley.com/
$10m Typical Account Size thepiatasgroup thewiseinvestorgroup.com wellsfargoadvisors.com $2m Typical Account Size
theedwardspharrisgroup
$1,046m Total Assets $1m Typical Account Size $1.4m Typical Account Size (703) 739-1439 $2,870m Total Assets
$4m Typical Account Size AlexandriaWMG.com
Tommy McBride $1,388m Total Assets WISCONSIN
Merrill Lynch R. Scot Smith Susan Kim
TEXAS
Dallas Morgan Stanley Ameriprise Financial Andrew Burish
thomas_mcbride@ml.com Dallas Vienna WASHINGTON UBS Financial Services
Richard Ashcroft
(214) 750-2004 scot.smith@morganstanley.com soo.m.kim@ampf.com Madison
Baird
fa.ml.com/mcbride (214) 696-7064 (703) 226-2300 Shari Burns andrew.burish@ubs.com
Houston
fa.morganstanley.com/scot. ameripriseadvisors.com/ United Capital Seattle, a (608) 831-4282
Rashcroft@rwbaird.com $7.5m Typical Account Size
smith soo.m.kim Goldman Sachs Company ubs.com/team/burishgroup
(713) 973-3800 $1,593m Total Assets
Seattle
bairdretirementmanagement. $3m Typical Account Size $1.5m Typical Account Size $2m Typical Account Size
$666m Total Assets $1,578m Total Assets pfm.seattle@gs.com $3,591m Total Assets
com/the-ashcroft-pesek-group John Merrill (206) 583-8300
$4m Typical Account Size Tanglewood Total Wealth goldmanpfm.com/seattle
$2,000m Total Assets Management Scott Tiras Jeff LeClair Michael Smith
Houston Tiras Wealth Management Wells Fargo Advisors Michael Smith & Associates
Bonner Barnes jmerrill@tanglewoodwealth.com Houston McLean Stevens Point
Corda Investment (713) 840-8880 scott.b.tiras@ampf.com jeff.leclair@wellsfargo.com michael.e.smith@ampf.com
tanglewoodwealth.com (713) 332-4400 (703) 582-6440 Randall Linde (715) 341-6657
Management
tiraswealth.com leclairlemlihapproach.com AGP Wealth Advisors ameripriseadvisors.com/team/
Houston $2.5m Typical Account Size
Renton michael-smith-associates
bonner@cordamanagement.com $978m Total Assets $4m Typical Account Size $10m Typical Account Size
$2,270m Total Assets $1,390m Total Assets randall.s.linde@ampf.com $0.85m Typical Account Size
(713) 439-0665
(425) 228-1000 $543m Total Assets
cordamanagement.com Nelson Murray agpwealthadvisors.com
$0.85m Typical Account Size Morgan Stanley VIRGINIA Hanane Lemlih
$1,163m Total Assets Houston Wells Fargo Advisors
nelson.murray@morganstanley. Stephan Cassaday McLean
com Cassaday & Company hanane.lemlih@wellsfargo.com
Carl Fuhrmann III
(713) 966-2135 McLean (202) 957-9095 Michael D. Maroni
Merrill Lynch Wealth
advisor.morganstanley.com/ steve@cassaday.com leclairlemlihapproach.com Merrill Lynch
Management
nelson.murray (703) 506-8200 Seattle
San Antonio $10m Typical Account Size
$4m Typical Account Size cassaday.com $1,390m Total Assets Mike_maroni@ml.com
carl_fuhrmanniii@ml.com
$1,700m Total Assets $1.5m Typical Account Size (206) 855-4460
(210) 805-2981
$3,298m Total Assets fa.ml.com/washington/seattle/
fa.ml.com/fuhrmann_hayne Aashish Matani pnpunit
$3.5m Typical Account Size Merrill Lynch
$940m Total Assets Norfolk
$961m Total Assets
aashish_matani@ml.com
(757) 446-4045
fa.ml.com/virginia/norfolk/
theahmgroup
Participation in this section is only open to advisors who have been listed in our editorial rankings. Advisors
pay a fee to be included in this reprint. Participation in this section has no bearing on the outcome of our
Cary Street Partners Hightower Advisors PagnatoKarp | Cresset

Richmond, VA Chicago, IL Reston, VA
kara.valentine@carystreetpartners.com businessdevelopment@ ppagnato@pagnatokarp.com
(804) 228-4693 hightoweradvisors.com (703) 468-2700
carystreetpartners.com (312) 962-3800 pagnatokarp.com
42 Advisors | 13 Offices hightoweradvisors.com 46 Advisors | 8 Offices
$2.9b Total Assets 178 Advisors | 105 Offices $9.52b Total Assets
$100k Account Minimum $57b Total Assets $10m Account Minimum
$1m Account Minimum
Chevy Chase Trust Private Advisor Group

Bethesda, MD Homrich Berg Morristown, NJ
info@chevychasetrust.com Atlanta, GA startthedialogue@
(240) 497-5008 info@homrichberg.com privateadvisorgroup.com
chevychasetrust.com (404) 264-1400 (973) 538-7010
15 Advisors | 1 Office homrichberg.com privateadvisorgroup.com
TOP RIA FIRMS

$32b Total Assets 52 Advisors | 4 Offices 664 Advisors | 306 Offices
$3m Account Minimum $6.99b Total Assets $21.22b Total Assets
$1m Account Minimum $100k Account Minimum
Churchill Management Group

Los Angeles, CA IEQ Capital RegentAtlantic
info@churchillmanagement.com Foster City, CA Morristown, NJ
Below is a reprint of select firms from Barron’s Top
(877) 937-7110 info@ieqcapital.com tholston@regentatlantic.com
100 RIA firms ranking who are actively taking on
www.churchillmanagement.com (650) 581-9807 973-524-4177
new clients. For more information on them and ieqcapital.com regentatlantic.com
45 Advisors | 41 Offices
other ranked advisors, visit barrons.com/guide. 10 Advisors | 2 Offices 25 Advisors | 2 Offices
$6.55b Total Assets
$750k Account Minimum $10.8b Total Assets $4.90b Total Assets
$10m Account Minimum $1m Account Minimum
Edelman Financial Engines

1919 Investment Counsel Beacon Pointe Advisors Sunnyvale, CA Kovitz Signature Estate & Investment
Baltimore, MD Newport Beach, CA PRTeam@EdelmanFinancialEngines. Chicago, IL Advisors
info@1919ic.com info@beaconpointe.com com wealth@kovitz.com Los Angeles, CA
(410) 454-5719 (949) 718-1600 (857) 305-8564 (312) 334-7300 bholmes@seia.com
1919ic.com beaconpointe.com www.edelmanfinancialengines.com kovitz.com (310) 712-2326
42 Advisors | 9 Offices 94 Advisors | 16 Offices 332 Advisors | 163 Offices 35 Advisors | 4 Offices seia.com
$15.12b Total Assets $9.95b Total Assets $229b Total Assets $5.15b Total Assets 20 Advisors | 8 Offices
$1m Account Minimum $1m Account Minimum $5 Account Minimum $1m Account Minimum $11,209m Total Assets
$500k Account Minimum
Advance Capital Management CAPTRUST EP Wealth Advisors MAI Capital Management

Southfield, MI Raleigh, NC Torrance, CA Cleveland, OH Snowden Lane Partners
jhall@acadviser.com info@captrust.com bparker@epwealth.com info@mai.capital New York, NY
(248) 350-8543 (800) 216-0645 (310) 910-9477 (216) 920-4800 info@snowdenlane.com
acadviser.com captrust.com epwealth.com mai.capital (646) 218-9760
20 Advisors | 5 Offices 275 Advisors | 52 Offices 47 Advisors | 15 Offices 56 Advisors | 9 Offices snowdenlane.com
$2.96b Total Assets $390b Total Assets $6.93b Total Assets $7.17b Total Assets 52 Advisors | 12 Offices
$0 Account Minimum $500k Account Minimum $500k Account Minimum $1m Account Minimum $2.49b Total Assets
$0 Account Minimum
Balasa Dinverno Foltz LLC Carson Wealth Gofen and Glossberg, LLC Mariner Wealth Advisors
Itasca, IL Omaha, NE Chicago, IL Leawood, KS Sullivan, Bruyette, Speros &
info@bdfllc.com rcarson@carsongroup.com info@gofen.com startyourjourney@ Blayney
(800) 840-4740 (888) 321-0808 (312) 828-1100 marinerwealthadvisors.com McLean, VA
bdfllc.com carsonwealth.com gofen.com (913) 647-9700 info@sbsbllc.com
28 Advisors | 3 Offices 159 Advisors | 120 Offices 11 Advisors | 1 Office marinerwealthadvisors.com (703) 734-9300
346 Advisors | 40 Offices sbsbllc.com
$4.60b Total Assets $11.90b Total Assets $4.97b Total Assets
$138.62m Account Minimum $100k Account Minimum $1m Account Minimum $29.43b Total Assets 30 Advisors | 2 Offices
$100k Account Minimum $4.29 Total Assets
Participation in this section is only open to advisors who have been listed in our editorial rankings. Advisors pay a fee to be $1m Account Minimum
included in this reprint. Participation in this section has no bearing on the outcome of our rankings. Assets are tied to the most
recent ranking. For more information, visit barrons.com/guide.
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AIRBNB AND DOORDASH IPOs: WHAT TO WATCH • PAGES 16, 37

VOL. C NO. 49 DECEMBER 7, 2020 $5.00

THE FINANCIAL SECTOR

with transparency and liquidity.

XLF FINANCIAL SECTOR SPDR ETF TOP 10 HOLDINGS*

Bank of America BAC 6.92%

Wells Fargo WFC 3.67%

Blackrock BLK 3.17%

Morgan Stanley MS 2.85%

S+P Global SPGI 2.58%

Goldman Sachs GS 2.53%

American Express AXP 2.46%

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Streetwise: Know to curb the exploitation

Rest Easy With a P. M6

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BARRON’S (USPS 044-700) (ISSN

Invesco . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19,M7 Lowe's . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13

Being a fiduciary matters. It guides everything I do, for every client

THE VALUE OF SOUND ADVICE

As we navigate through unprecedented

To watch Vince’s Morgan Stanley Minute

UP & D OWN WALL STREET

Bad News on Jobs

Means Good News

For Relief—and Stocks

Up & Down Wall Street Continued

Portfolio in the benchmark 10-year Treasury note

With How stood at 1.84%, just above the 52-week

You Shop what ought to be a violation of the truth

Selling. A New Study

Shows I’m Not Alone.

High and Higher SHE SAID:

Online Owns THE NUMBERS

The Holidays $277 T

Illustration by Elias Stein; Alex Wong/Getty Images

Monday 12/7 of October, roughly even with the

200 November Treasury Budget -$200.0 bil -$284.1 bil

2020 For more information about coming economic reports

“At the end of the day, the message is

- Jim Cullen, Chairman & CEO

QQQ QQQ IVNQX

Three new ways to access the growth potential of the Nasdaq;

BEFORE INVESTING,CONSIDERTHEFUND’SINVESTMENT OBJECTIVES,RISKS,CHARGES AND EXPENSES.VISITINVESCO.COM/FUNDPROSPECTUS

Airbnb: A Hot Property

With Room to Grow Its IPO, which is due to price on

Illustration by Ben Mounsey-Wood

Value Stock Rally Buoys

Dividend Payers’ Returns mance during the rotation out of

U.S. Bancorp / USB 43.21 3.8 65.1 13.7 -31.6 10.3

Dennis DeBusschere, chief portfolio

BOTH CHAOS real rates negative,” DeBusschere thinks

Soared. Why billion. BlackRock charges fees on as-

12 investors, The postpandemic world is at once so near and un-

Yet, there are measures under consideration here to

What is the most important public policy issue the

What kinds of stocks will investors be talking about

What longer-term scars will Covid-19 leave on

You look at a huge amount of data. What will be the