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AAVV - Between Realism and Idealism
AAVV - Between Realism and Idealism
AAVV - Between Realism and Idealism
Between Phenomenology
and Hermeneutics
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Introduction ................................................................................................. 1
S. Tinning, D. Jørgensen, G. Chiurazzi
SIMONE AURORA
then within the general reception of Husserl’s work. If authors like Eugen
Fink, which – although he specifies and clarifies the particular meaning of
the term “Idealism” within Husserl’s phenomenological approach and
rejects the charge of subjectivism – claims that “phenomenological
idealism is a constitutive idealism which essentially contains the world
within itself by returning to constitutive origins”5 and that “[t]he world in
its entirety, formerly the universal theme of all philosophy, can, through
the reduction, be known as the result of a transcendental constitution: it is
expressly taken back into the life of absolute subjectivity,”6 we can also
find authors like Roman Ingarden and the supporters of the so-called
phenomenological realism of the “Göttingen circle,”7 who think that
Husserl, “whose standpoint was that of realism at the time of the Logische
Untersuchungen, showed a distinct inclination towards transcendental
idealism since the Ideen I,”8 and try then to demonstrate that this idealistic
turn would be incoherent with the original meaning of the
phenomenological program and therefore it should be refused. Moreover,
there are authors like, for instance, the young Jean-Paul Sartre, who assert
that Husserl’s phenomenology implies a radically realist position9 or, more
recently, authors like Dallas Willard, who absolutely deny the idealistic
nature of Husserl’s phenomenology in its entirety. In the final pages of his
1937 essay The Transcendence of The Ego, Sartre writes, with reference to
the idealist readings of Husserl’s phenomenology, that “[…] nothing is
more unjust than to call phenomenologists ‘idealists’. On the contrary, for
centuries we have not felt in philosophy so realistic a current;”10 and
Willard, for his part, states in a paper presented in 2011: “I have been
unable to accept the view that Husserl ever became an idealist.”11
In order to try to solve this controversial matter, I think that two crucial
points of Husserl’s philosophical position should be considered. Firstly,
almost every time Husserl speaks about the idealism/realism issue, he is
very cautious and careful to distinguish his own use of these terms from
the one typical of the philosophical tradition. This is also true of the
quotations we considered at the beginning of this paper: in the Cartesian
Meditations Husserl does write that “phenomenology is eo ipso
‘transcendental idealism’,” but then he adds, “though in a fundamentally
and essentially new sense,”12 while in The Crisis of European Sciences
and Transcendental Phenomenology, he claims, with reference to his own
position, that “[t]here can be no stronger realism than this,” but only, he
goes further, “if by this word nothing more is meant than: ‘I am certain of
being a human being who lives in this world, etc., and I doubt it not in the
least’.”13 Furthermore, in Ideas I, after a sentence which seems to
vigorously support the idealistic option by affirming that “[t]he existence
Between Realism and Idealism 245
This very famous image, also known as the “Boring figure,” can perhaps
be of some help to a better understanding of the structure of intentionality
and of the nature of the relationship between consciousness and object.
First of all, it must be said that this image represents an object of
perception. It is, then, constituted by that peculiar intentional act
represented by the perceptual activity of consciousness. So, as we have
seen, as an intentional object, it must be something which results from a
process of constitution, something which is constituted; at the same time,
it is something which must be, in some sense, pre-given. As is well
known, this image is an example of an ambiguous image, to the extent
248 Chapter Thirteen
1 3
and that “[o]ver against the specific freedom of variation,” that is the
possibility to constitute different intentional objects, “there is in all
experience of the individual a wholly determined commitment.”28 Objects
are “products,” as Husserl also defines them, of the intentional activity of
a consciousness but this activity, in turn, is limited by the structure of the
objects themselves.
“Experience” can then be considered as the name Husserl gives to this
essential correlation between intentional acts and structured given. In
Formal and Transcendental Logic, Husserl claims that “experience is the
consciousness of being with the matters themselves, of seizing upon and
having them quite directly,” that is to undergo the structure of the given,
but, on the other hand, he states further that “experience is not an opening
through which a world, existing prior to all experience, shines into a room
of consciousness; it is not a mere taking of something alien to consciousness
into consciousness.”29
So truth can be defined as the degree of evidence [Evidenz] of the
adequacy between the two series of structures involved in the experience,
the intentional series and the series of the given. In the sixth logical
investigation Husserl writes that
So, with reference to the image above, the sentence “the image represents
a young woman” is true, although in a relative way, because it corresponds
to the intentional object “produced” by the interplay between the structure
of the intentional act and the structure of the given, while the sentence “the
image represents orange juice” is false, because it is impossible to produce
such an intentional object, in view of the interrelation between the
structures of the intentional act and the structure of the given material
involved. Moreover, truth, understood as the congruence of the evidence
to experience, has different levels. The more an experience is ambiguous,
that is when it permits different “solutions,” the more the corresponding
truth is relative and evidence displays a low degree of congruence. In the
case of the experience of spatiotemporal objects like, for instance, the
experience of the image here proposed, truth can only be relative, because
the intentional objects constituted therein are always ambiguous. There is
always, at least theoretically, the possibility of an alternative solution, of a
different interpretation, of an error or of a sensory or optical illusion.32 In
Experience and Judgement, Husserl writes that “[E]very kind of object has
its own mode of self-giving, i.e., self-evidence, even though apodictic self-
evidence is not possible for all kinds, for example, not for the
spatiotemporal objects of external perception.”33 What Husserl calls
“apodictic” or “adequate” evidence, pertains, indeed, only to those
intentional objects whose nature is absolutely univocal and, accordingly,
whose truth is also univocal and unquestionable like, for instance, logical
entities, mathematical truths34 or the objects of immanent experience, such
as one’s own mental images or fictional representations.35 In Ideas I
Husserl writes:
we are dealing not with human knowledge but rather with knowledge in
general, without any relation to existential co-positings, be they of the
empirical ego or of a real world. We need the insight that the truly
significant problem is the problem of the ultimate sense-bestowal of
knowledge, and thus of objectivity in general, which is what it is only in its
correlation to possible knowledge.54
According to this new and broader sense of the term “immanence,” both
Between Realism and Idealism 253
existence and their structure. No idealism, then. On the other hand, objects
would not be objects, they would not be proper objects of experience, if
they were not constituted by a consciousness. No realism, then.60
According to this “third way,” I believe that it is possible to define
Husserl’s own philosophical position in terms of a “structural
phenomenology.” The main features of Husserl’s “structural
phenomenology” can be briefly summarized in the following points:
Notes
1
I would like to thank prof. Gaetano Rametta, Prof. Elmar Holenstein and Dr.
Andrea Altobrando for having read and discussed a first draft of this paper.
However, the responsibility for the content is mine alone.
2
Husserl, E. 1999. The Idea of Phenomenology. Dordrecht-Boston-London:
Kluwer.
3
Husserl, E. 1982. Cartesian Meditations. An Introduction to Phenomenology. The
Hague/Boston/London: Nijhoff, 86.
4
Husserl, E. 1970. The Crisis of European Sciences and Transcendental
Phenomenology. Evanston: Northwestern University Press, 187.
5
Fink, E. 2005. “The phenomenological philosophy of Edmund Husserl and
contemporary criticism.” In Edmund Husserl. Critical Assessments of Leading
Philosophers. Volume I. Circumscriptions: Classic Essays on Husserl’s
Phenomenology, edited by R. Bernet, D. Welton and G. Zavota. London-New
York: Routledge, 233.
6
Ibid. 235.
7
“For to this lively group and to its varying membership and fringe,
phenomenology meant something rather different from what it did to Husserl at
this stage, i.e., not the turn toward subjectivity as the basic phenomenological
stratum, but toward the ‘Sachen’, understood in the sense of the whole range of
phenomena, and mostly toward the objective, non the subjective ones.”
(Spiegelberg, H. 1960. The Phenomenological Movement. A Historical
Introduction. Volume I. The Hague: Nijhoff, 170).
8
Ingarden, R. 2005. “About the Motives which Led Husserl to Transcendental
Idealism.” In Edmund Husserl. Critical Assessments of Leading Philosophers.
Volume I. Circumscriptions: Classic Essays on Husserl’s Phenomenology, edited
by R. Bernet, D. Welton and G. Zavota. London-New York: Routledge, 72.
256 Chapter Thirteen
9
“Sartre is concerned to refute the view that phenomenology is a kind of idealism
both because that is a misunderstanding of phenomenology and because he thinks
idealism politically and ethically undesirable.” (Priest, S. 2004. The Subject in
Question. Sartre’s Critique of Husserl in The Transcendence of the Ego. London-
New York: Routledge, 144).
10
Sartre, J. P. 1991. The Transcendence of the Ego. An Existentialist Theory of
Consciousness. New York: Hill and Wang, 104-105.
11
Willard, D. Realism Sustained? Interpreting Husserl’s Progression Into
Idealism. Presented at the Early Phenomenology Conference held at Franciscan
University of Steubenville April 29-30, 2011 (http://www.dwillard.org
/articles/artview.asp?artID=151).
12
Husserl, E. Cartesian Meditations. An Introduction to Phenomenology, 86.
13
Husserl, E. The Crisis of European Sciences and Transcendental Phenomenology,
187.
14
Husserl, E. 1998. Ideas Pertaining to a Pure Phenomenology and to a
Phenomenological Philosophy. First book. Dordrecht-Boston-London: Kluwer,
116.
15
Ibid.
16
Fichte, J. G. 1991. The Science of Knowledge. Cambridge: Cambridge
University Press, 247.
17
David Carr similarly writes, although his line of argument is slightly different
from mine, that “Husserl is no metaphysical realist, nor is he a metaphysical
idealist.” (Carr, D. 2007. “Husserl’s Attack on Psychologism and its Cultural
Implications,” in Husserl’s Logical Investigations in the New Century: Western
and Chinese Perspectives, edited by K. Y. Lau and J. J. Drummond. Dordrecht:
Springer, 41).
18
Husserl, E. Ideas Pertaining to a Pure Phenomenology and to a
Phenomenological Philosophy. First Book, 73.
19
Ibid. 75.
20
Husserl, E. 2001. Logical Investigations. Volume I. London-New York:
Routledge, 194.
21
Husserl, E. 1984. Logische Untersuchungen. Zweiter Band, erster Teil.
Untersuchungen zur Phänomenologie und Theorie der Erkenntnis. “Husserliana,”
vol. 19 (1). The Hague-Boston-Lancaster: Nijhoff, 48. (My translation).
22
Husserl, E. 1973. Experience and Judgement. Investigations in a Genealogy of
Logic. Evanston: Northwestern University Press, 72.
23
Ibid. 250.
24
“Phenomenology rejects the presumption of our having available to us an
absolute point of view, a point of view presenting us with objective existents, on
the one hand, and language or meanings, on the other, and then determining or
fixing their relationships. (Such a viewpoint is presumed in correspondence
theories of truth).” (Tragesser, R. 1984. Husserl and Realism in Logic and
Mathematics. Cambridge: Cambridge University Press, 113).
25
“[…] things exist, and exist in appearance, and are themselves given by virtue of
appearance; to be sure, taken individually, they exist, or hold, independently of
Between Realism and Idealism 257
40
“Should I say: only phenomena are genuinely given to the knowing subject, and
the knowing subject never gets beyond the interconnections of its own experiences.
Thus it can only be truly justified in saying: I exist, and everything that is not me is
mere phenomena, resolves itself into phenomenal contexts. Should I adopt, then,
the standpoint of solipsism?” (ibid. 17).
41
“Phenomenology is directed to the ‘sources of knowing’, to the general origins
which can be seen, to absolutely given universals that provide the general criteria
in terms of which the sense and also the correctness of all our highly intricate
thought is to be ascertained, and by which all the riddles concerning its objectivity
are to be solved.” (ibid. 41).
42
Ibid. 25.
43
Ibid. 61.
44
“One answers – and this is the obvious answer – in terms of the conceptual pair
or word pair immanence and transcendence.” (ibid. 62).
45
“At first one is inclined to interpret, as if it were entirely obvious, immanence as
real immanence, indeed, as real immanence in the psychological sense: the object
of knowledge also exists in the experience of knowing, or in the consciousness of
the ego, to which the experience belongs, as a real actuality.” (ibid.).
46
Ibid. 64.
47
Ibid. 27.
48
Ibid. 63.
49
Ibid. 17.
50
Ibid. 27-28.
51
“real immanence (and, respectively, transcendence) is only a special case of the
broader concept of immanence as such.” (ibid. 65).
52
“The relating-itself-to-something-transcendent, to refer to it in one way or
another, is an inner characteristic of the phenomenon.” (ibid. 35).
53
“Genuine immanence is givenness, wherever it is found, even in the case of a
transcendent object.” (Brough, J. B. 2008. “Consciousness is not a Bag:
Immanence, Transcendence, and Constitution in The Idea of Phenomenology.”
Husserl Studies no. 24, 186).
54
Husserl, E. The Idea of Phenomenology, 55.
55 “
Husserl consistently emphasizes early and late his interest in the cognitive life
of consciousness, Erkenntnisleben. In this respect he is interested in the essences of
cognitive performances and the essences of their corresponding objectivities. This
is ‘correlation research’ as Husserl termed it, and it is at the very core of
phenomenology. His dissatisfaction with his early account in the First Edition of
the Investigations is based on his worry that he had not completely put to one side
a psychologistic sense of the subjective.” (Moran, D. 2005. “The Meaning of
Phenomenology in Husserl’s Logical Investigations,” in Husserl and the Logic of
Experience, edited by Gary Banham, Palgrave Macmillan, Basingstoke, 33).
56 “
Constituting consciousness is a web of interrelated intentional acts and their
correlates, not a housing for disconnected experiential atoms.” (Brough, J. B.
“Consciousness is not a Bag: Immanence, Transcendence, and Constitution in The
Idea of Phenomenology,” 191).
Between Realism and Idealism 259
57
“The role of interconnection and genesis in constitution points again to the
complexity of constitution and of the constituted object, and how inadequate the
image of the object as a simple thing stuffed into a bag proves to be. The bag
conception is like a black hole, drawing each thing in and compacting it, but also
disconnecting it from everything else. Husserl’s conception of consciousness as
constituting restores the essential connection between seeing and what is seen, and
discloses the complexity and dynamism inherent in both.” (ibid.).
58
See Piana, G. 1995. “Die Idee eines phänomenologischen Strukturalismus.” In
Phänomenologie in Italien, edited by Renato Cristin, Würzburg: Königshausen &
Neumann, 113: “Sometimes I have spoken of a phenomenological structuralism or,
in a larger sense, of a structural-phenomenological viewpoint, in order to describe
my understanding of phenomenological themes.” See also page 114: “The general
thesis and, at the same time, the condition of possibility of phenomenological
research is: In all of its forms of manifestation experience exhibits a structure, and
phenomenological analysis must make this structure evident and show its different
nodes and articulations.” (My translation)
59
See Holenstein, E. 1975. Roman Jakobsons phänomenologischer Strukturalismus.
Frankfurt am Main: Suhrkamp, and Holenstein, E. 1976. Linguistik Semiotik
Hermeneutik. Plädoyers für eine strukturale Phänomenologie. Frankfurt am Main:
Suhrkamp.
60
“True, he [Husserl] does speak of appearance as ‘in a certain sense’ creating
objects […], but by that he only means that if we are to have objects, they must
appear to us through acts of consciousness, and hence ‘cannot be separated from
appearance’ […] Appearances give things, and give them in distinct ways, but they
do not make them out of whole cloth.” (Brough, J. B. “Consciousness is not a Bag:
Immanence, Transcendence, and Constitution in The Idea of Phenomenology,”
190).
61
“[D]ie absolut vollständige Erkenntnis irgendeines Dinges die Erkenntnis der
ganzen Welt einschließt bzw. […] jedes Ding von seinem Standpunkt die ganze
Welt spiegelt.” (Husserl, E. 1979. Aufsätze und Rezensionen (1890-1910).
“Husserliana” vol. 22. Den Haag-Boston-London: Nijhoff, 339). (My translation).
62
Husserl, E. The Idea of Phenomenology, 69.
63
Indeed, as John B. Brough notes, “to explain the essence of knowledge –
demands an inquiry into both the side of the act and the side of its object.”
(Brough, J. B. “Consciousness is not a Bag: Immanence, Transcendence, and
Constitution in The Idea of Phenomenology,” 187).
64
“Sartre may never have called himself a phenomenologist. But phenomenology
is certainly a decisive part of his philosophical method. Besides, Husserl and
Heidegger supply him with the main points of departure for his philosophizing.
They are philosophically much nearer to him than is any contemporary French
philosopher.” (Spiegelberg, H. 1960. The Phenomenological Movement. A
historical introduction. Volume II. The Hague: Nijhoff, 454-455).
65
Sartre, J. P. 2005. “Intentionality. A fundamental idea of Husserl’s
phenomenology.” In Edmund Husserl. Critical Assessments of Leading
Philosophers. Volume I. Circumscriptions: Classic Essays on Husserl’s
260 Chapter Thirteen