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Existential - Anxiety Vs Neurotic Anxiety
Existential - Anxiety Vs Neurotic Anxiety
is the difference between Existential Anxiety and so called Neurotic Anxiety?
December 18, 2010
‘The sine qua non of true vitality’1
ABSTRACT
Macquarrie2 (1973) states that ‘anxiety has a subtle and elusive character that thought
can scarcely grasp,’ (p173). This paper describes the development of the concept of
existential anxiety and compare and contrast it with neurotic anxiety, with reference to
normal anxiety, without which, the picture would be incomplete. Finally, the paper
proposes that an integral relationship between the two exists, which is captured in the
INTRODUCTION
Violent winds
Tear us apart. Terror scatters us
To the four coigns. Faintly our sounds
Echo each other, unrelated
Groans of grief at a great distance
W.H. Auden’s (1947) poem ‘The Age of Anxiety’ was part of a discourse of anxiety that
exploded into everyday life in post war Europe and America. The legacy of the 2nd
World War, the birth of the atomic age and the beginning of the cold war all brought
anxiety to the forefront of philosophical, scientific and psychological study. Since Rollo
May’s (1950) groundbreaking work ‘The Meaning of Anxiety’ was published, many
1
van Deurzen, 1998 p10
2
Macquarrie, 1973 p173
What is the difference between Existential Anxiety and so called Neurotic Anxiety?
December 18, 2010
thousands of books, scientific studies and magazine articles have focused on this most
‘universal’ (Spinelli, 2007, p27) and ‘basic’ (van Deurzen, 2002, p61) feature of human
existence.
contradictory explanations and bewildering etiologies (Lewis , 1967; Hallam, 1985). And
the waters have continued to muddy through the end of the 20th and beginning of the
21st century.
Some writers, like Zeig (1987) have used the terms fear and anxiety synonymously.
Others, such as Tillich (1951) ’distinguish anxiety from fear by emphasizing it to be the
fear of fear, without having the concrete object that fear does,’ (in May, 1977, p76).
Of those that differentiate, some see anxiety as resulting from fear (Freud, 1974) others,
including May (1977), reverse this and see fear resulting from anxiety.
Anxiety for many is seen in pathological terms ( e.g. Freud ,1936; Beck, 1985; Barlow,
2002) or as a symptom to get rid of (e.g. American Psychiatric Association, 2000). For
existence (Yalom, 1980; van Deurzen, 2002; Spinelli, 2007) and something we can learn
from - ‘whoever has learnt to be anxious in the right way, has learnt the ultimate,’
dangers (Lewis & Haviland-Jones, 2000) and others, like van Deurzen and Kenward
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December 18, 2010
Theories on the psychic origins of anxiety have proliferated at a similar pace. Rank
(1952 ) proposed a basis in separation, Sullivan (1948) and Mower (1939) in frustration of
a central value, Kardiner (1945) in the introduction of taboos early in life, Freud (1936) in
helplessness in the face of a threat, Stekel (1923) in psychic conflict, Ellis (2001) in
Existential philosophers, writers and practitioners have described its origins in existential
1962), non-being (Tillich, 1980), nothingness (Sartre, 1958) and consciousness (Niebuhr,
1941).
Perhaps Macquarrie (1973) hits the nail on the head when he says ‘anxiety has a subtle
Introduction
Many have tried to divide anxiety into different types (e.g. Tillich, 1951; Jaspers, in
Schilpp, 1957; May, 1977; Baumeister, 1991). This paper centers on two of these –
Existential Anxiety and Neurotic Anxiety – but also considers Normal Anxiety, without
The meaning of the two core terms in many ways mirrors the two different focuses
brought upon the subject by doctors/psychotherapists who follow the medical model
(and focus almost exclusively on Neurotic Anxiety) and existential philosophers and
while acknowledging its vital relationship with Neurotic Anxiety). This paper looks at
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December 18, 2010
definitions of Neurotic and Existential Anxiety from this second, existential point of view,
and leaves the discussion of Neurotic Anxiety from the point of view of other schools of
Key Features
Figure 1 summarises the key features of Existential and Neurotic Anxiety, together with
illustrative quotes from a wide range of authors, philosophers and practitioners. It’s
important to note that not all ‘anxiety experts’ would agree with every identified
taken, as a whole, as representative of any one view, nor can they be seen as de facto
definitions of the two terms (though they do inform the definitions outlined below).
Since Kierkegaard (1944) almost all existential philosophers and practitioners have
(1944) it was an ‘adventure that every human being must go through’ (p138) and ‘the
recognition of our freedom’ (p64). Heidegger (1962) linked it to our awareness of the
inevitability of death and the ‘impossibility of our possibilities’. Sartre (1958) described it
(in van Deurzen and Kenward, 2005, p7). Lidell (1956) saw it as the ‘shadow of our
intellect’ (p82) - the necessary counterpart of us being truly alive, and Jaspers (1971)
described it as ‘the metaphysical fear of choice,’ (in van Deurzen & Kenward, 2005,
p7). van Deurzen and Kenward (2005) describe it as the ‘instigator of reflection on the
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December 18, 2010
situation one is in’ (p7)and van Deurzen (2008) as the ‘key to our authenticity’. Finally,
Tillich (1965) saw it as a pointer in the direction of the ‘ultimate concern’ (p92).
…the ‘inevitable unease or malaise’ (van Deurzen, 2002, p34) that comes from
awareness of yourself, your freedom and the finitude of human existence.
Neurotic Anxiety has received somewhat less attention from existential philosophers
and practitioners. However, it has been variously described as ‘mere worrying, and is a
smokescreen, a distraction, a psychological evasion, so that the worrier can shift his or
her attention away from their angst,’ (Tillich, 1980), as the ‘feeling one gets when one
decides to conform, accept the conditions of worth of others, and give up possible
personal growth, all in the name of safety and security,’ (May, 1977). It’s what occurs
when we displace Existential Anxiety - ‘the nothing which is the object of dread
price we pay when we avoid it - ’(it) is avoided at the price of apathy or numbing of
one’s sensibilities and imagination,’ (May, 1977, p76). To Yalom (1980) it is Existential
Anxiety ‘transformed into something less toxic for the individual’ (p93) and to May
(1977) it is a cover up for the more essential deep anxiety (p127). It is what people
experience when they try to ‘eliminate the awareness of (this) fundamental choice,’
(van Deurzen, 2002, p41) or when they cannot manage their Existential Anxiety (van
Deurzen, 1998) or when they attempt to run against ‘unmovable boundaries such as
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December 18, 2010
death and chance.’ (Cooper, 2003, p23). Bugental (1981) describes it as the result of
‘defensive behaviours’ (in Cooper, 2003, p66) that cause more problems than they
distort reality by seeking to evade the challenges of our human situation,’ (p167).
Once again, such diversity of views makes a definition difficult. In this paper I define it
as:
The anxiety that manifests when we try to evade existential givens, or when we
are overwhelmed by them. It is our attempt to detoxify and replace Existential
Anxiety.
Despite Heidegger’s (1962) view that the distinction between Neurotic and Normal
Anxiety was unnecessary, I have sided with May (1977) and Tillich (1980) who see them
as separate entities.
everyday life events, such as starting a new job, being threatened by a stranger, or
getting lost on the way to an important meeting. It is proportionate to its cause, and
can be used constructively to identify and confront the dilemma from which it arose.
As we will see below, however, It can also become Neurotic Anxiety, if the individual is
Normal Anxiety occurs when the person reacts appropriately and proportionately
to the events of everyday life.
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THE IMPLICATIONS OF RESPONDING TO A PERSON’S ANXIETY AS NEUROTIC VERSUS
EXISTENTIAL
Introduction
change the focus of a client’s Neurotic Anxiety (May, 1977). However, there are a
the focus on symptoms, and the implication that these are part of a pathological
problem that needs to be cured, without recognition of the purpose these strategies
play in avoiding wider, ever-present anxieties. This is likely to result in a focus on the
individual’s internal world, without a look at the universal issues that face us all. While
the client might learn to ‘manage’ his or her anxiety, they are unlikely to appreciate the
power it has to invigorate, inspire and teach. For the Existential Therapist, the focus is on
helping the client to listen to what the Neurotic Anxiety is trying to tell them (Kirkland-
Handley, 2002).
Practically speaking, it is very difficult in most cases to distinguish the normal from the
neurotic elements in anxiety – most people present with the two types interwoven (May
1977) so that, as Tillich points out, we are mostly ‘unable to draw the boundary sharply’
(p181).
demonstrate the integral relationship between the two, nor do we illustrate to our
clients, or to our fellow practitioners, a way in which the concepts can be integrated
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December 18, 2010
(existential, neurotic, and normal) is a vital source of information ‘pointing its subject
towards a more authentic way of living,’ (Kirkland-Handley, 2002). We can’t deprive the
client of something that may benefit them greatly for the sake of a neat typology. For
these reasons, the rest of this paper considers anxiety as an integrated concept, and
looks of the implications of this stance for the client, whether they present initially with
The Integrated Anxiety Model (IAM) in Figure 2 opposite demonstrates the relationship
between the three types of anxiety defined above. Key assumptions underlying this
model are:
• The anxiety to which a person is subject consists of Existential Anxiety and Normal
Anxiety;
their sensitivity to anxiety, life events to which the individual is subject, values they
hold as fundamental, awareness of and ability to cope with life’s paradoxes and
• These factors can all operate in a positive and a negative direction and combine
• Successful negotiation results in the individual learning from the anxiety, growing
as an individual, becoming aware of the choices they face and freedom they
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December 18, 2010
• Unsuccessful negotiation leads to the creation of resistances and defenses
designed to help the individual avoid the original anxiety. These disguise, rather
imperfectly, the Existential Anxiety and Normal Anxiety which transforms into
to manage it, Neurotic Anxiety leads to stagnation, rigidity and restriction in the
individual’s life. Examined and understood, it can enrich and enlarge their life.
anxiety as both Existential and Neurotic. The implications of this are outlined below:
• While beginning therapy, as Yalom (1980) suggests, ‘at the level of the patient’s
concerns,’ (p112), the therapist will be able to support the client in an exploration
• The ‘various ways in which the client evades her anxiety and attempts to opt out
of life’ (van Deurzen, 2002, p40) will be identified as such and the costs and
• The therapist will convey the message that anxiety is ‘neither avoidable, nor is it an
aspect of pathology, but rather a basic ‘given’ of human existence’ (Spinelli, 2007,
p27) encouraging the client to view it as an opportunity for learning rather than as
a troublesome symptom;
(2007) terms ‘a more adequate and courageous way to acknowledge and live
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with the inescapable given of Existential Anxiety,’ (p79), rather than working
• Helping the client to clarify the internal conflicts which can exacerbate anxiety will
enable them to ‘come to terms with inner freedom, through facing inner
• The client will gain awareness of the paradoxical nature of human existence (van
Deurzen, 1998) and the ways in which such paradoxes can be tolerated and will
• Focusing on increasing what May (1977) calls ‘insight handling capabilities’ will
offer the client new ways of learning from Existential and Normal Anxiety and
• Examining their individual response to Existential and Normal Anxiety will help the
individual to discover ways in which they can use their special talents (van
successfully;
givens will encourage the individual to work to identify the source of meaning in
their life and to clarify their personal values. van Deurzen (2002) confirms that
matters to the clients, and not what ought to matter to them.’ (p106);
• Finally, the Integrated Anxiety Model will allow the client to choose the depth at
which they wish to explore their experience of anxiety. The existential perspective
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December 18, 2010
might, as van Deurzen (2005) suggests ‘for some clients offer a welcome
opportunity to embrace their life situation’ (p187) but for others might be alien and
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December 18, 2010
CONCLUSIONS
Regarding anxiety as either Neurotic or Existential serves only the theorists/ practitioners
who seek to support their particular modalities through a focus on one or the other. An
integrated model, such as presented in this paper, offers the client insight into the
relationship between Neurotic and Existential Anxiety. In particular, the use of the IAM
• ‘Pinpoints the various ways in which the client evades her anxiety and attempts to
• And finally ‘explores constructive and creative ways of rising to the challenge
Our purpose is not to collude with the client in evading life by avoiding its unpalatable
realities, but rather to help them to embrace anxiety, learn from it and thrive with it
‘…when anxiety is properly and deeply understood….it is the chief ally of the
therapeutic couple in their endeavour to wake the patient out of his or her illusions
and to spur him or her on to living life more authentically,’ (p186).
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What is the difference between Existential Anxiety and so called Neurotic Anxiety?
December 18, 2010
Susan Iacovou is a final year Doctoral student at the New School of Psychotherapy and
Counselling. (Thanks to other students and to Tutor Emmy van Deurzen for their
valuable contributions to this paper.) She lives and works in Cheshire, where she has her
own private practice and from where she teaches on various Masters in Psychotherapy
couples and relationship therapy (and is currently co-editing a book on this topic with
Emmy van Deurzen). Her doctoral research focuses on the impact of active service on
the intimate relationships of ex-armed services personnel. In a previous life, Susan was a
managers across Europe, the former Soviet Union and Africa. During this time she also
wrote a number of books, training packs, magazine, newspaper and journal articles on
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December 18, 2010
Figure 1
Existential Neurotic
Anxiety Anxiety
‘Anxiety is part of existence, .’.avoiding all situations,
and no individual who thoughts or feelings
continues to grow and Inevitable Avoidable which might arouse
create will ever be free of it.’ anxiety.’ Horney (1999) p92
Yalom (1980) p167
‘In neurotic
‘We still cling to the illogical patterns...anxiety is the
belief that mental health is primary etiological
living without anxiety.’ Normal Pathological phenomenon.’
May (1977) pxiv May (1977) p231
‘Whoever has learnt to be ‘Anxiety then makes the
anxious in the right way has individual impotent.’
learnt the ultimate.’ Kierkegaard (1944 ) pxii
Kierkegaard (1844) p155 Instructive Destructive
‘Neurotic anxiety is
‘Anxiety is the
characterised by persistent
metaphysical fear of
nervous system tension
choice.’ Jaspers (1944) Metaphysical Embodied and arousal.’
Barlow (2002) p66
‘Anxiety consists intrinsically ‘Anxiety is not diffuse but
of that inability to know from is related to specific
whence danger threatens.’ fears.’ Beck & Emery (1985)
Goldstein (1939) p292 Diffuse Focused p 14
‘..existential anxiety is the
‘Neurosis may be called a
sine qua non of true
negating of possibilities; it
vitality.’
is the shrinking of one’s
van Deurzen (1998) p 10 Promotes
Promotes growth world.’ May (1977) p381
shrinkage
‘Original anxiety can awaken ‘....life brings acute anxiety
in existence at any moment. whenever their basic
It needs no unusual event to security is threatened.’
rouse it.’ Heidegger (1962) p35 Periodic van Deurzen(2002) p35
Daily struggle
extremes
‘The existential approach does ‘..eliminate fear and
not seek to eliminate but anxiety by opposing them
rather to free anxiety.’ with positive emotions.’
van Deurzen (2002 ) p 61 Wolpe (1958) p17
To be embraced To be eliminated
‘Anxiety is always to be ‘Pathological
understood as oriented anxiety..impels towards a
towards freedom’, security which is
Kierkegaard (1884) p 143 Oriented towards Oriented towards comparable to...a prison.’
freedom safety Tillich (1980)
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December 18, 2010
Figure 2
Existential
Anxiety
Normal
Anxiety
Individual’s
Individual
Response
Response
• Sensitivity to
anxiety
(Spielberger, 2005)
• Life events,
Successful values and Unsuccessful
meanings
Negotiation (Baumeister, Negotiation
1991)
• Internal
conflicts
(Tillich, 1980)
• Paradoxes
(van Deurzen,
1998)
• Actualising
capabilities Resistances Defence
(May, 1977) Bugental (1981) Mechanisms
Yalom (1980)
Neurotic
Anxiety
Growth
May (1977)
Vitality
van Deurzen (1998)
Choice Stagnation
Kierkegaard(1944) May (1977)
Creativity Vulnerability
Spinelli (2007) (van Deurzen, 2002)
Constriction
(Keirkegaard, 1944)
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