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Models in Theology
Models in Theology
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Theological Models and Their Construction
RobertP. Scharlemann
The idea that the mind deals with reality by constructing and testing
models is, of itself, not strikingly new. But attention has been drawn to
this subject in recent years because of some developments in physical
science, where models have come to play an increasingly important
role since the breakdown of the conception that the formulated laws
of physics were literal descriptions of the laws or inner structure of
nature itself. For their use in science has raised parallel questions in
other disciplines. In theology, too, it has been proposed-for example,
by Ian Ramsey and Frederick Ferrd-that models, either in the looser
sense of some handy construct or in the stricter sense of a distinct
cognitive device and method, are a useful tool. The present essay,
taking up the conception of model in the stricter sense, is directed
toward showing what theological models are by analyzing how they
are constructed and how they are related to nontheological disciplines.
This latter task is important because of what seems to be a great
danger in this undertaking, that of doing nothing more than giving a
theological title to something quite nontheological. The analysis I am
making differs from those of Ferre and Ramsey on points where, as I
judge the matter, their description of the character and operation of
models seems to be either incorrect or inadequate.
Ferre and Ramsey have provided contrasting ways of employing
models in theology. In 1963 Ferrd published his "Mapping the Logic
of Models in Science and Theology,"' in which he drew a comparison
between the operation of models in natural science and in theology.
What is common to both is that theories and models are different and
that one of the functions of models is to make the "abstract calculus"
of the theories immediately perceptible; a model is "that which
provides epistemological vividness or immediacy to a theory by offering
1 Christian Scholar, vol. 46 (1963), now reprinted in Dallas
High, ed., New Essays on
ReligiousLanguage(New York: Oxford, 1969), pp. 54-96. My quotations are from
the latter publication.
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4 See Words about God, p. 222, n. 2, where Ramsey explains that one of his reasons
for using "model" rather than "image" is that the latter seems "to have too strong
a psychological ancestry and to beg or to by-pass too many epistemological and
ontological questions"; and pp. 211 ff., where he explicitly takes up the question of
the objective reference of theological models.
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Theological Models and Their Construction
constructed.5 It will become clear then what is involved in the two tasks
of identifying a domain by its basic structure and providing a conjunctive
for it. The whole model here is " God is freedom and destiny," taken as a
model of transcendence in the domain of the study of being. The structure
of that domain is the polarity of freedom and destiny, as further specifica-
tions of the polarity of self and world. The connective in the model is
"God is." Thus, the difference between "Every being is both free and
destined " and " God is freedom and destiny " is that the former describes
a characteristic of the structure implied by anything, insofar as it is at
all, and the latter presents a model of transcendence, or depth, in any
being as a being.
The domainused in this model is ontology, as distinguished from a
generalizing metaphysics.6 Such a metaphysics generalizes from partic-
ulars until it reaches those generalities which apply to all things. It
may do so in a more abstract way, in which case it results in a logistic
kind of metaphysics; or it may do so by taking one typical instance of
reality as representative of all reality, in which case it is a more concrete
and vivid kind of metaphysics. Ontology, by contrast, analyzes and
describes the elements implied in being and thinking at all, not as
generalized patterns but as fundamental constituents of being. For
example, the statement "All things are ultimately atomic in nature"
is a metaphysical generalization, but the statement that the subject-
object relation is the basic structure of being is ontological. The one is
a generalization, the other an analysis. A metaphysical generalization
can normally be tested only as part of a whole system in which every-
thing finds its explanation at one place or another. An ontological
statement can be tested directly by asking whether it does describe
elements implicit just in the fact that something is at all: if the negation
of an ontological statement does not exhibit the structure the statement
describes, the statement is not true. Metaphysics in this sense is thus a
universalized description of what things are or what reality ultimately is.
Ontology is an analysis of the structure implied in the fact that anything
is at all.
5 For this account of Tillich, see my Reflectionand Doubt in the Thought of Paul Tillich
(New Haven, Conn.: Yale University Press, 1969), PP. 56 and 125 f. (the second way
of theonomous metaphysics is the one I take in the present essay to be the formation
of a model), pp. 22 and 1i9 f. (on the derivation of ontological categories, including
freedom and destiny), and the various references to Tillich's works given there.
6 What is important here is not the
terminology (since "ontology" and "meta-
physics" are often used interchangeably or in other senses than those stated here) but
the distinction itself.
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Theological Models and Their Construction
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Theological Models and Their Construction
These examples, besides further clarifying what theological models
are, also illustrate the point that theology is free both from religion
and for religion as well as from and for other domains. For it is pos-
sible to construct a theological model by using religion as the primary
domain and some other material as the connective. In "God is
freedom and destiny," a religious symbol serves as the connective.
But we may take religion as our primary domain instead, as is
done in "Jesus is the unity of God and man" (Barth) or in "God
himself is both God and man" (Schelling). We may define the basic
structure of religion as constituted by the God-man relation. In this
polarity, "God" means that to which man responds unconditionally,
and "man" means the responder. In the religious domain itself,
the two are united by "religion," that is, the interaction between
the two in which God is the initiator and man is the responder. This
relation is used as primary material in a theological model when a
third term is introduced, a conjunctive to express the unity of the two
poles that results not from their interaction but from the relation of
both of them to that third as their depth. Besides Barth's Jesus or
Schelling's one God, we might also have used for this purpose "Being
itself," which is the ontological concept for the depth that is always
beyond the ontological polarities, always sought and expressed but
never grasped in the ontological question and the ontological structure.
This would result in the model "Being itself is God and man" (a
parallel to "God is freedom and destiny"). As a theological model, it
should permit us to understand being itself (the depth of the religious
God-man relation) and also to view religion from the standpoint of
its own depth. Such a model might be exemplified by Martin Heidegger
in his "What Is Metaphysics ?" (1929).
Perhaps a caution is in order here. The foregoing description makes
theological construction sound like a very mechanical procedure. Yet
it is not mechanical, first, because defining the basic structure of a
domain correctly and selecting a third-term conjunctive for it require
familiarity both with the domain one is working with and with ways
of expressing depth or transcendence; and, second, because not all
domains or connectives are equally useful at any given time. Both of
these points are evident enough that they do not require great elabo-
ration, but two further observations might be made about them.
First, one cannot normally analyze a domain for its basic elements if
one is not familiar with it. Like all real analyses (in contrast to mere
outlining), the analysis of a domain for its basic structure requires
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Theological Models and Their Construction
them are the same as those for deciding among any proposed theological
models.
One such model in physics uses the basic polarity to say, "God
chooses which of the possibilities becomes actual."lo In this case, " God
chooses" is not to be interpreted as a physical explanation competing
with the statistical description of probability. Statistical probability
defines the unity as given in the physical domain itself; it is the physical
unity of potentiality and actuality. "God chooses" expresses a unity
that relates potentialities and actualities to each other indirectly. It
competes, not with statistical explanations, but with other models such
as the claim that there is a "hidden determinism" in microphysics. In
such a model, one sees the connection between possibilities and actu-
alities indirectly, relating each of them to God's choosing as a third
term. Statistical formulations are a description of the direct relation
between the potentialities and actualities; "God chooses" expresses
an indirect relation, for the "choice of God" in the model lies in the
depth of potentialities and actualities.
In this model, as one may note, use has been made of a device
different from the predication which the model "God is freedom and
destiny" employed. Physical potentiality and actuality are connected,
not by being predicated of" God" (" God is possibility and actuality"),
but by being made the object of God's choosing. The conjunctive here
is not "God is" but "God chooses"; the model does not say what God
is but what he does. The effect of the connection is to deepen the
physical domain by expressing a transcendence in it and to make
possible a view of physical reality as the concrete expression of God's
choosing.
This theological model, using primary material from the domain
of physics, thus illustrates how particular domains may be more avail-
able at certain times than at other times or than other domains are.
Even in Newtonian physics, one could, in the abstract, construct a
theological model with its materials. One could connect the cause-
effect poles of the physical structure by the notion that God created
the whole mechanism to start with; but, in such a case, the theological
model remains more extrinsic and has less real weight than in cases
where there is an opening, a transphysical factor, that is the object of
attention in physics itself. The present model illustrates a second point
10 An
example is William Pollard, Chance and Providence (New York: Scribner's,
1958). As there presented, the model needs adapting, since Pollard's view seems to
suggest something of a world behind this world.
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as well: that theological models can use primary material from domains
without first giving a metaphysical interpretation of it. Physics is no
farther from and no closer to theology than are metaphysics and
ontology. Any domain, even if it is but a part of the whole, has a basic
structure in which the depth can be manifest. Hence, a theological
model does not require ontological or metaphysical material-although
it may use them also. In principle, it can use material from any domain
directly without filtering it through a metaphysical interpretation.
To this last assertion it might be objected that any analysis of the
basic structure of a domain is itself a metaphysical or ontological
interpretation. I do not think this is the case. Such an analysis does
bear a "meta"-relation to the domain, but it is not metaphysical. It
is meta-religious for religion, meta-ontological for ontology, meta-
physical for physics, meta-artistic for art, and meta-ethical for ethics.
As a single term to apply to all of these "meta"-possibilities, the term
"meta-critical" seems best. A metacritical reflection always occurs
with reference to some primary domain, such as physics or religion.
The " meta "-factor is provided, not by a whole of which the domain
is a part, but by a self-transcendence of that domain. A metareligious
stance is not a metaphysical stance toward religion; it is a stance in
which religion transcends itself. The language that is used for articu-
lating such a standpoint need not be a metaphysical scheme; it might
be any domain different from the first one. Thus, religion might
provide a meta-physical opening in physics, and physics might provide
a metareligious opening in religion. But the metacritical dimension of
religion is not, as such, physics, and the metaphysical dimension in
physics is not, as such, religion; it is, rather, the self-transcendence of
the domain in question.
Our whole picture, then, has two parts to it. In the first part, we
have, on the one side, a set of domains, the exact number and character
of which I have not sought to ascertain here at all"1 but each of which
has a basic structure; and, on the other side, the material that is used
to constitute the conjunctive for the poles of the structure and to provide
a unity in depth for the domain. The second part of the picture is
provided by the fact that the material for the conjunctive can be
either a coinage taken from a different domain (as when "God is,"
11 Paul Tillich, "System der Wissenschaften nach Gegenstainden und Methoden"
(1923), in Gesammelte Werke (Stuttgart: Evangelisches Verlagswerk, i959), ':109-
293; and Hans Wagner, Philosophie und Reflexion (Miinchen-Basel: Ernst Reinhardt,
1959), are two examples of works which do undertake that sort of determination.
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Theological Models and Their Construction
which in the first instance means a religious event, is used as a con-
junctive for the ontological elements of freedom and destiny) or a
coinage that arises within a given domain (as when "being itself"
conjoins the ontological elements). This fact can cause a certain amount
of confusion, for one needs to know that "God" in "God is freedom
and destiny" performs another function than it does as the direct
object of religious experience. As the direct object of religious experience,
"God" is one polar element of the basic man-God structure of the
religious domain; in " God is freedom and destiny," it is the conjunctive
providing a unity in depth for the domain of being as defined by the
basic self-world (or subject-object) structure.
Similarly, the idea of a "hidden parameter" in microphysical
reality arises within the domain of physics, defined as the context of
statistical lawfulness whose basic structure is that of possibility and
actuality; but its function is to express a unity in depth for that domain
-in which statistical probability already provides one sort of unity.
To speak of a "hidden parameter" which conjoins possibility and
actuality is to reach the same level as when one speaks of "God choos-
ing" which possibilities become actual. The difference between the
two lies in the fact that, in the one case, the term for the conjunctive
comes from a domain (religion) other than physics. Parameters, as
such, belong to physical calculations, gods do not. But a "hidden
parameter" in physics today gets beyond the structure of physics by
expressing a unity in depth. It differs from normal parameters just as
much as Schelling's monotheistic God (God who, as God, is one)
differs from a God who is the direct object of religious experience and
just as much as Tillich's being itself (the depth of the ontological
structure) differs from being as the ontological structure.
Thus, if we refer to a transphysical element appearing in physics
today, we mean that there is at least one physical term or idea per-
forming the dual function of designating a physical entity (parameter)
and expressing a unity in depth for the structure of the whole domain
("hidden" parameter). To the extent that it performs the latter
function, it is directly competitive, not with the ideas that define the
general unity of the domain (statistically calculable process), but with
other conjunctives that may be drawn from other domains ("God
chooses ").
"Theology," then, refers either to the whole set of conjunctives, in
whatever domain, or to a theologics that, like mathematics, is an a
priori symbol system needing some incorporation into models before it
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can provide knowledge of actual reality. In the present essay, I have
not gone into the question of whether such a symbol system as theologics
exists at all, for it does not affect the description of theological models
given here. But I think a plausible case can be made for saying that
the Christology of the Protestant reformerswas in fact a mythics, a
dereligionized mythology, just as modern mathematics, which began
about the same time, was a dereligionization of the Pythagorean
number system and, further, that the speculative dialectic of Hegel,
Daub, and Marheineke (and perhaps Schelling) was in effect an a
priori theologicsin which the mathematicaland mythical are combined.
If that is so, then mathematics, mythics, and theologics comprise three
a priori symbol systemscontributingmaterialsthat can be incorporated
into models, We should then have further support for drawing clews
about models from contemporary physics; for, in its own models,
physics has discovered how to relate the a priori symbol systems of
mathematics to physical reality. But whether there is a theologics is a
question that need not be pursued further here.
We may ask, finally, what the construction of theological models
accomplishes. "Cosmic disclosures," Ramsey might answer. A better
answer could be given if one divides it into two parts. First, what the
model does for the primary domain is "deepen" it; it exposes the
transcendence in that domain. Then, from the theological side, what
the model does is to provide us with a way of cognitively dealing with
transcendence and, at the same time, with a way of understandingthe
primary domain by means of its own depth. The theological model-
to put it in theological terms-gives us simultaneously a concrete
knowledge of God and a theological knowledge of the other domain.
"God chooses which possibilitiesbecome actual" gives me, in the form
of a model, a knowledge of physical reality from the standpoint of God.
"God is freedom and destiny" does the same for being, and "Being
itself is divine and human" or "God himself is God and man" do so
for the sphere of religion.
Moreover, the construction of models is a means for discovery.
What is God doing now, say, in the domain of history? One way of
answering that question is to construct and test theological models
of current history. (I have deferred the question of testing theological
models to another essay.12The means of testing are fairly easy to de-
12The Book of Job might serve as a good
point of departure for a discussion of
criteria used to determine the truth of theological models. Job's model could be
formulated as "God rewards uprightness and punishes wickedness." The model
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Theological Models and Their Construction
scribe, even if they can be difficult to apply to specific models under
question.) Beyond Ramsey, these models would not merely mediate
cosmic disclosures, they would say, specifically, what is going on in
the depth of a given domain.
Constructing theological models is an alternative, or at least a
supplement, to severalother kinds of theological research and thought.
It is an alternative to confessional theology-theology as witness,
which always ends in exempting theological statementsfrom the control
that any cognitive statement must have. It is also an alternative to
metaphysicaltheology, which always seems to avoid the seriousquestion
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of how metaphysics is even possible for historically conscious thought.
It is, thirdly, an alternative to biblicistic theology (Christian or other-
wise), which always seems to end either in an authoritarian theology
or in a tolerant nontheology. It is, finally, an alternative to theology
as religious thought, which runs the risk of ignoring secular conscious-
ness in the same way that uncritical metaphysics might try to ignore
historical consciousness. It is a free theology in the sense that it can
make use of any of those materials-confessional, metaphysical,biblical,
religious, and secular-without being bound to them. Perhaps it is
the kind of theology Tillich was pointing to in the phrase he used in
his last public address, "the religion of the concrete Spirit." But, in
any case, it holds prospects for a direct interaction between theology
and other spheres of culture.
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