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Alcock 1982 PDF
Alcock 1982 PDF
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*John Alcock is a Professor of Zoology at Arizona State University. His research centers
on the reproductive behavior of solitary bees and wasps but he has also published on a variety
of other insects. His book, Animal Behavior, An Evolutionary Approach (Sinauer, 1979 2nd
Ed.) is popular in its field. Current Address: Department of Zoology, Arizona State Univer-
sity, Tempe, AZ 85287.
It is entirely true that many species have become extinct and this
naturally leads to the deduction that living species must have some prop-
erties that have enabled them to avoid this fate. The logic of this deduction
sustained biologists for many years in the uncritical acceptance of the
proposition that traits have evolved to further the interest (i.e. survival) of
the species as a whole. The culmination of this philosophy was V. C. Wynne-
Edwards's (1962) book that championed the argument that group selection,
the differential survival of populations (based on genetic differences among
them), was a major mechanism for evolutionary change'. His basic theme
was that species that failed to regulate their numbers were more likely to
become extinct than populations that could sustain themselves at some
optimum level (one that was not so high as to run the risk of exhausting
key resources on which the species depended). Wynne-Edwards believed that
if it were to a population's survival advantage for its members to reduce
their reproductive output, then such self-sacrificing traits would be main-
tained by group selection because of their species-preserving function.
But as many authors have shown since 1962, none better than G. C.
Williams (1966), group selectionism a la Wynne-Edwards is plagued by a
fatal flaw. Consider a population composed of individuals that fail to
realize their reproductive potential so as not to exceed the population size
most congenial for the long-term survival of the species. A population of
this sort would be vulnerable to invasion by a mutant individual that prac-
ticed reproductive maximization. The genes of this individual and his de-
scendants should become increasingly common over time by outreproducing
the reproductive self-sacrificers. If this situation persists, natural selection
would inexorably eliminate the genes that are "good for the group" even if
in the long run their presence might prevent extinction of the species. It is
the relative number of surviving offspring produced by different genotypes
that determines the frequency of competing alleles in the next generation,
not the value of an allele to the preservation of a species.
It follows therefore that the working hypothesis for an evolutionary bi-
ologist must be based on individual selection, namely that an animal's traits
should contribute to individual reproductive success and that any benefits to
the group as a whole are purely incidental effects. This holds even in cases
that superficially appear to promote group cooperation and "reproductive
efficiency". An excellent example is the case of synchronous flashing by
populations of male fireflies. Lloyd (1971, 1973a,b, 1977) has shown that
group formation by males and synchrony in flashing can occur because
asynchronous or isolated males are unattractive to females and so will fail
to reproduce. Individuals engage in group behavior in order to compete more
effectively for the opportunity to communicate with potential mates.
Despite examples of this sort and despite 15 years in which Williams's
critique of group selectionist thinking has been widely accepted, there per-
sists the temptation to interpret animal behavior as designed (evolved) to
prevent the extinction of species. This temptation is particularly strong in
cases in which signaling individuals are found in groups. To counteract this
WHAT IS COMMUNICATION?
The odors emanating from a bark beetle can be detected by others who
may use the information in various ways. For example, one bark beetle may
be drawn to the odor of another and establish a burrow near the sender.
Through their association the two may gain an advantage in overcoming
the toxic or entrapping defenses of the tree they have selected to colonize.
Such a case of mutual reproductive benefit is very different from the inter-
action that occurs when the same bark bettle odors are perceived by preda-
tory clerid beetles. Here the clue (bark beetle odor) has a negative reproduc-
tive effect on the sender (as it may result in its death) while enhancing the
fitness of the predatory receiver. The reciprocal effect is also possible, with
the producer of a cue gaining at the expense of the respondent. (An example
are those predatory female fireflies that mimic the attraction signal of a
female of another species in order to draw males of the prey species to them).
Otte (1974) claims, and I agree, that in interactions in which either the
signaler or receiver is harmed, exploitation rather than communication oc-
curs. The exploiter can either detect a cue associated with its victim or pro-
vide a mimetic signal that resembles a communication message normally
used beneficially by the receiver. Any definition of communication is of course
a semantic issue but, however labelled, there is a real and significant dis-
tinction between cues (signals) that have a positive effect for both signaler
and receiver as opposed to those with a benefit for just one interactant and
a negative reproductive effect for the other (Table 1). Only when both those
that release and those that respond to a cue gain from the interaction will
individual selection favor the maintenance (and further elaboration) of the
(communication) system. If signalers are consistently damaged by the re-
lease of their signal, selection will favor mutants that happen not to produce
the reproductively disadvantageous "message" for their exploiters' benefit.
Likewise, if the fitness of a receiver is on average reduced by reacting to a
male settlers, and (3) a masking pheromone that blocks the response of
males to the female pheromone. Let us look critically at each of these sup-
posed communication functions to determine if they are compatible with
what is presently known about genetics and selection.
PHEROMONE
THE AGGREGATION
In the insect literature generally (e.g. Cross 1973, Joose and Koelman
1979) and the bark beetle literature in particular, chemicals released by one
individual are said to be an aggregation or attractant pheromone if members
of the same sex are attracted to the compounds. In bark beetles pheromones
of this sort are known from at least 17 species representing 5 genera (Wood
and Bedard 1976). The use of the term "pheromone" implies that the re-
leased chemicals serve an evolved communicatory function which in the case
of bark beetles is generally thought to be the formation of a sufficiently
large attacking force to overwhelm the defenses of the host tree (Birch
1978). Not all supporters of this view have employed a group selectionist
perspective (although statements such as those by Coulson (1979) to the
effect that the beetles are cooperating in order to produce as large a next
generation as possible imply that a group benefit is the primary function of
the trait). Those researchers that have operated within an individual selec-
tionist framework have proposed that through pheromonal communication
both the signaling residents and responding recruits benefit reproductively
through their combined efforts to destroy the defenses of the tree. Rigorous
tests of this proposition have, however, rarely been done (but see Raff a and
Berryman, in prep.) and there is reason for caution in attributing a co-
operative goal for aggregating individuals.
There are many cases of supposed "aggregation signals" in which either
the signaler or the receiver clearly does not benefit from the interaction. For
example, males of many insects are attracted by the sexual signals produced
by other males (Table 2) and in these cases it is highly probable that the
joiner is attempting to take advantage of the signaler. A famous case in-
+ + + or - Very Early
+ + Early
0 or + ++ Middle
+ Late
Very Late
THE ANTI-AGGREGATIONPHEROMONE:
MALE RELEASERSAND MALE RECEIVERS
The same argument applies to the release of MCH by males (after they
reach a female's burrow) and to the response of conspecific males to the
MCH stimulus. To the extent that this augments the female's MCH signal,
the male's action can be seen as a contribution to the repulsion of additional
female settlers whose presence would reduce the reproductive success of his
mate and so reduce the number of his progeny. It can be argued that the
male signal is also a "mask" directed at other males that counteracts the
attractant fraction of the female's odor thereby reducing competition from
rival males. This function has been ascribed to the release of a male
pheromone in the case of the armyworm Pseudaletia unipuncta by Hirai
et al. (1978). They perceived a group benefit of the behavior because the male
that released the "inhibitory pheromone" was promoting "the increased re-
productive efficiency (that) results when multiple males are prevented from
competing for a single female."
Both the group selectionist hypothesis of Hirai et al. (1978) and the
hypothesis that individual males gain by hiding receptive females from other
males have a logical flaw. If it were not to the reproductive advantage of a
male receiver to be "inhibited" from approaching the source of male
pheromone, then individual selection would favor those males that re-
sponded differently. Thus male MCH probably is not a masking pheromone
but a clear signal to would-be competitors that the signaling male is near a
receptive female. This repels approaching males because a female with a
male guard is unlikely to be easily secured. In D. pseudotsugae males de-
fend their mates vigorously and it is probable that the first male to enter a
female burrow has a substantial advantage over later arrivals. Even so,
fights do occur (Rudinsky and Michael 1974, Ryker, in prep.) indicating that
males will sometime not avoid concentrated MCH if they can gain by ap-
CONCLUSIONS
Since individual beetles are the product of natural selection and there-
fore attempt to reproduce as much as possible, our view of bark beetle com-
munication must take on a distinctive character. If nothing else I have tried
to suggest that the interactions between resident beetles and attracted join-
ers could be much more complex (and more interesting) than one would con-
clude from the "cooperative beetle" hypothesis. There is little doubt that
bark beetles do sometimes communicate with pheromones and do sometimes
achieve mutualistic goals as a result (Raffa and Berryman, in prep.). But
the perspective presented here argues that they do so only when certain
conditions enable them to use and respond to signals in ways that further
their individual reproductive interests. Beetles that gratuitously raise the
reproductive success of others while damaging their own reproductive
chances are not likely to be long represented in the gene pool of the species.
I am confident that future research on bark beetle communication will con-
firm that reproductive competition is at the heart of the interactions among
individual beetles and that the animals possess the ability to adjust or vary
their signals and responses in subtle but adaptive ways.
Those interested in controlling populations of bark beetles can take com-
fort in the recognition that they are not opposed by a monolithic cooperative
pest all of whose members are working and sacrificing for the common goal
of population growth. Instead the enemy is composed of reproductively self-
ish individuals that may attempt (unconsciously of course) to exploit their
fellow beetles. Ideally it would be possible to control bark beetles by using
their evolved abilities against them. Thus the tactic of releasing large
amounts of synthetic MCH over trees vulnerable to D. pseudotsugae appears
promising because it exploits the adaptive (reproductively selfish) tendency
of receivers to avoid crowded areas with low reproductive potential (Ryker,
in prep.). At the same time, this and any other system of control based on
manipulation of the animal's communication network must contend with
some problems.
First, not all individuals can be expected to respond identically in releas-
ing pheromones or responding to a given concentration of aggregation or
anti-aggregation pheromone. An intriguing and plausible possibility raised
by Raffa and Berryman (in press) is that the genetic make-up of individuals
in some bark beetle populations may undergo cyclical changes in response to
fluctuations in overall population size. In populations that have reached
epidemic proportions, selection may favor females that have a low threshold
for settling in living trees. The odds are good that some females from the
very large pool of dispersing individuals will also settle in the tree and help
render it defenseless. The progeny of these colonists will profit from the
thick phloem of the once vigorous tree. But during the low population phase
of the "cycle", selection would favor highly discriminating females that were
ACKNOWLEGEMENTS
APPENDIX
'In order for group selection to occur within a species, three conditions
must be met. (1) Certain groups within the species must survive and others
must become completely extinct. (2) There must be genetic differences be-
tween the two categories of groups. (3) These genetic differences must con-
tribute to the differences in the probability of survival of a unit. Under these
restrictive conditions it is theoretically possible for the differential survival
of groups to lead to changes in the frequency of competing alleles within a
population. Most workers feel however that these requirements for group
selection are not often met. More importantly still, selection at the individual
level should almost always successfully counteract group selection when
group selection happens to favor genetically self-sacrificing behavior. In
other words, an allele favored by group selection can be eliminated by indi-
vidual selection (see the text), leading to the conclusion that individual
selection is the more potent force for evolutionary change.
2Communication is a special form of cooperation. Cooperative behavior
of all sorts can evolve through individual selection but only if the par-
ticipants generally gain more reproductively than they lose by assisting the
other individuals with whom they are interacting. Special circumstances are
required if a helpful action is to lead to mutual benefit and therefore any
hypothesis that a behavior is truly cooperative deserves special scrutiny.
3In some species of bark beetles additional colonists may help the signaler
even if they cannot reduce the danger from the tree's defenses. The gain
could come from overwhelming the consumption capacity of the local preda-
tors, thereby reducing the risk of attack for any one resident. But little
evidence exists on whether established residents experience great mortality
from their enemies. Another possible benefit for the resident that attracts
additional colonists of its species occurs when there is interspecific competi-
tion for the tree's resources. When two rival species occupy the same host in
equal numbers, larval survival for both may be severely reduced (Birch
1978). This could favor individuals that can attract sufficient numbers of
conspecifics to make the tree unattractive to members of other species (but
only if conspecific juveniles are less damaging than those of other species).
Interspecific interactions based on chemical signals are common among bark
beetles (e.g. Birch 1978; Birch et al. 1980).
4The work of Brand et al. (1976) showing that an aggregation pheromone
component (verbenone) is produced by a fungus in D. frontalis raises the
possibility that bark beetle pheromones are produced by the insect's gut flora
and fauna for the benefit of these fellow travelers (Birch 1978). It is not
unlikely that the survival and reproduction of the fungus is facilitated in
trees that experience mass attack by the beetles. It would be ironic if the
fungal symbionts manufactured verbenone to exploit or manipulate their
bark beetle hosts for their own reproductive purposes.
5Raffa and Berryman (in prep.) suggest that the interaction between a
living host tree and its beetle colonists will affect the mix of volatile chem-
icals emanating from an attacked tree and this in turn could provide cues
that incoming beetles might use to judge the acceptability of the host. In
particular, the ratio of a detoxification product (e.g. trans-verbenol in D.