A Review On Development of Nanofluid Preparation and Characterization

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Powder Technology 196 (2009) 89–101

Contents lists available at ScienceDirect

Powder Technology
j o u r n a l h o m e p a g e : w w w. e l s ev i e r. c o m / l o c a t e / p ow t e c

Review

A review on development of nanofluid preparation and characterization


Yanjiao Li a,b,⁎, Jing'en Zhou a, Simon Tung c, Eric Schneider c, Shengqi Xi a
a
State Key Laboratory for Mechanical Behavior of Materials, School of Materials Science and Engineering, Xi'an Jiaotong University, Xi'an, 710049, China
b
Xi'an Research Instu. of Hi-Tech, Hongqing Town, Xi'an, 710025, PR China
c
GM R&D Center, 480-106-160, 30500 Mound Road Warren, MI 48090-9055, USA

a r t i c l e i n f o a b s t r a c t

Article history: Nanofluids, as a kind of new engineering material consisting of nanometer-sized additives and base fluids,
Received 4 October 2008 have attracted great attention of investigators for its superior thermal properties and many potential
Received in revised form 23 July 2009 applications. Many investigations on nanofluids were reported and especially some interesting phenomena,
Accepted 25 July 2009
new experimental results and theoretical study on nanofluids, in which consistent and inconsistent even
Available online 11 August 2009
contrary conclusions were reported, have been presented in literature. The aim of this review is to
summarize recent development in research on synthesis and characterization of stationary nanofluids and
Keywords:
Nanofluids
try to find some challenging issues that need to be solved for future research.
Thermal conductivity © 2009 Elsevier B.V. All rights reserved.
Stability
Viscosity

Contents

1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 89
2. System of nanofluids . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 90
3. Preparation of nanofluids . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 90
4. Experimental investigations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 91
4.1. Stability of nanofluids . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 91
4.2. Thermal conductivity of nanofluids . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 92
4.2.1. Influence of nanoparticles . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 92
4.2.2. Influence of base fluids . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 93
4.2.3. Influence of the liquid–solid interface . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 93
4.2.4. Controversy about thermal conductivity enhancement of nanofluids . . . . . . . . . . . . . . . . . . . . . . . . . . . 94
4.3. Viscosity of nanofluids . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 94
5. Theoretical investigations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 95
5.1. Mechanism of thermal conductivity enhancement of nanofluids . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 95
5.2. Analytical study on thermal conductivity of nanofluids . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 96
6. Conclusions and challenges . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 99
References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 99

1. Introduction compactness and high surface-to-volume ratio compared with


conventional flow system, for the requirement of enhancing heat
With progress of thermal science and thermal engineering, it is of a transfer in many diverse industries, including transportations, micro-
strong interest to develop micro-scale liquid flow devices, which have electronics, chemical engineering, aerospace and manufacturing.
Therefore, the management of thermal convection, which is the
most important heat transfer mode, has been widely investigated. It is
⁎ Corresponding author. State Key Laboratory for Mechanical Behavior of Materials, recognized that the main factor influencing heat transfer efficiency of
School of Materials Science and Engineering, Xi'an Jiaotong University, Xi'an, 710049, thermal convection is the thermal conductivity of heat transfer fluids,
China. Tel.: +86 29 82663190; fax: +86 29 82660764.
E-mail addresses: lyj.xjtu@yahoo.com.cn (Y. Li), jezhou@mail.xjtu.edu.cn (J.' Zhou),
and the low thermal conductivity of conventional fluids, such as water,
simon.c.tung@gm.com (S. Tung), eric.w.schneider@gm.com (E. Schneider), oil and ethylene glycol is a primary limitation in the development of
xishq@mail.xjtu.edu.cn (S. Xi). energy-efficient heat transfer medium. An effective way of improving

0032-5910/$ – see front matter © 2009 Elsevier B.V. All rights reserved.
doi:10.1016/j.powtec.2009.07.025
90 Y. Li et al. / Powder Technology 196 (2009) 89–101

thermal conductivity of fluids is to suspend small solid particles in the Table 1


fluids in order to change transport properties, flow and heat transfer Thermal conductivity of additives and base fluids used in nanofluids.

features of the liquids. Material Thermal conductivity (W/Mk)


It has been well known that micrometer- or millimeter-sized solid
Metallic solids Cu 401
particles added into a base liquid can improve the thermal Al 237
conductivity of the fluid. Although such solid additives may improve Ag 428
heat transfer coefficient of the fluids, practical application is limited Au 318
Fe 83.5
because of the sedimentation of large particles, clogging flow
Nonmetallic solids Al2O3 40
channels, erosion of pipelines and causing pressure drops. CuO 76.5
Nanofluids, which are solid–liquid composite materials consisting Si 148
of nanometer sized solid particles, fibers, rods or tubes suspended in SiC 270
different base fluids [1], provide a promising technical selection for CNTs ~3000(MWCNTs) ~ 6000(SWCNTs)
BNNTs 260 ~ 600
enhancing heat transfer because of its many advantages besides
Base fluids H2O 0.613
anomalously high thermal conductivity. Nanofluids represent im- Ethylene glycol (EG) 0.253
proved stability compared with conventional fluids added with Engine oil (EO) 0.145
micrometer- or millimeter-sized solid particles because of size effect
and Brownian motion of the nanoparticles in liquids. With such ultra-
fine nanoparticles, nanofluids can flow smoothly in a microchannel At present, investigation on different nanofluid systems is in
without clogging and the size of the heat transfer system can be experimental stage, and as for engineering application of a special
reduced for the use of nanofluids with high heat transfer efficiency. nanofluid system is rarely reported. For example, a system of
In the past several years, some review articles [2–8] involved in the nanofluids applicable to an advanced vehicle with special properties
progress of nanofluid investigation were published. Although these as following has not been proposed. The properties including:
review papers have generally covered the current aspects of
• Electrically non-conductive for both safety and stack efficiency
experimental and theoretical studies of nanofluids, the state-of-the-
• High thermal and heat transfer properties
arts on nanofluids need to be re-surveyed due to a great number of
• High density and specific heat to minimize the volume flow of
new papers on nanofluids published, in those some new phenomena
coolant that must be circulated to provide required cooling
and new findings are reported. The purpose of this paper focuses on
• Viscosity needs to be favorable for pumping in a certain range of
the preparation and properties characterization of stationary nano-
temperature
fluids and the following aspects are involved:
• Material compatibility with the other materials in the fuel cell
• Selection of a nanofluid system system
• Synthesis of nanofluids • Ability to accept gaseous H2 in solution without degradation
• Stability of nano-liquid–solid suspension • Ability to accept strong voltage fields
• Thermal conductivity of nanofluids • No corrosion, erosion, and plugging of microchannels (0.30 mm)
• Viscosity of nanofluids • Coolant stability for several years
• Mechanism of enhanced thermal conductivity of nanofluids • No flammability and toxicity
• Thermal conductivity model for nanofluids
In medical application aspect, nanofluids were expected to be
We also try to find some challenging issues that need to be solved advanced drug delivery fluids that can be used for cancer therapy,
for future research based on the review on these aspects of nanofluids. while there is no report on nanofluids with medical application at
present.
2. System of nanofluids
3. Preparation of nanofluids
Theoretically, all solid nanoparticles with high thermal conduc-
tivity can be used as additives of nanofluids. These nanoparticles Preparation of nanofluids is the key step in the use of nanoparticles
that have been often used to prepare nanofluids reported in literature to improve the thermal conductivity of fluids. Two kinds of methods
are: (1) metallic particles (Cu, Al, Fe, Au, and Ag); (2) nonmetal have been employed in producing nanofluids. One is a single-step
particles (Al2O3, CuO, Fe3O4, TiO2, and SiC); (3) carbon nanotube; and method and the other is a two-step method.
(4) nanodroplet. The base fluids commonly used are water, oil, The single-step method is a process combining the preparation of
acetone, decene and ethylene glycol. Generally, the thermal conduc- nanoparticles with the synthesis of nanofluids, for which the nano-
tivity of solid is typically higher than that of liquids, seen from Table 1. particles are directly prepared by physical vapor deposition (PVD)
Some of the nanofluid systems reported in literature are showed in technique or liquid chemical method. In this method the processes of
Table 2. drying, storage, transportation, and dispersion of nanoparticles are
Nanofluid dispersing solid nanoparticles such as metal, nonmetal avoided, so the agglomeration of nanoparticles is minimized and the
nanoparticles and carbon nanotubes have been widely investigated by stability of fluids is increased. But a disadvantage of this method is
many researchers. Recently, a new kind of nanofluids dispersed with that only low vapor pressure fluids are compatible with the process.
nanodroplets was reported [23]. Such types of nanoemulsion fluids This limits the application of the method.
possess long-term stability and can be easily mass produced. Although Eastman et al. [9] has used a one-step physical method to prepare
the potential of nanodroplets in enhancing thermal conductivity of nanofluids, in which Cu vapor was directly condensed into nanoparticles
nanofluids is doubtful, the development of nanoemulsion fluids may by contact with a flowing low vapor pressure liquid (ethylene glycol).
open a direction for thermal fluid studies. Ma [24] also proposed a Liu [10] synthesized nanofluids containing Cu nanoparticles in
new system which consisted of nanoparticles and liquid metal. Since water through chemical reduction method for the first time. Lo et al.
the development of nanofluid systems, the definition of nanofluids [25,26] prepared copper dioxide nanofluids by a single-step method
needs to be modified. The nanofluids refer to a new kind of composite called SANSS. The established SANSS demonstrated to be effective in
materials consisting of nano-additives and base fluids. The additives avoiding particle aggregation and producing uniformly distributed and
may be metal or nonmetal nanoparticles, nanofiber, nanorods, well-controlled size of CuO nanoparticles dispersed in a deionized
nanotubes or nanodroplets and the base fluids are any fluids useful. water suspension. Zhu [27] presented a novel one-step chemical
Y. Li et al. / Powder Technology 196 (2009) 89–101 91

Table 2
Nanofluids systems reported in literature.

System Synthesis process Particle loading Particle size Increase in thermal conductivity Ref
(vol%) (nm) (%)

Cu/EG Single-step 0.3 10 40 [9]


Cu/H2O Single-step 0.1 75 ~ 100 23.8 [10]
Cu/H2O Two-step 7.5 100 78 [11]
Fe/EG Single-step 0.55 10 18 [12]
Ag/toluene Two-step 0.001 60 ~ 80 16.5 (60 °C) [13]
Au/toluene Two-step 0.00026 10 ~ 20 21 (60 °C) [13]
Au/ethanol Two-step 0.6 4 1.3 ± 0.8 [14]
Fe3O4/H2O Single-step 4 10 38 [15]
TiO2/H2O Two-step 5 15 30–33 [16]
Al2O3/H2O Two-step 5 20 20 [17]
Al2O3/EG Two-step 0.05 60 29 [17]
CuO/H2O Two-step 5 33 11.5 [18]
SiC/H2O Two-step 4.2 25 15.9 [19]
NCTs/engine oil Two-step 2.0 20 ~ 50 nm 30 [20]
NCTs/poly oil Two-step 1.0 25 nm × 50 μm 160 [21]
NCTs/EG Two-step 1.0 15 × 30 μm 19.6 [22]
NCTs/H2O Two-step 1.0 15 × 30 μm 7.0 [22]
NCTs/decene Two-step 1.0 15 × 30 μm 12.7 [22]
H2O/FC-72 Two-step 12 9.8 nm 52 [23]

method for preparing copper nanofluids by reducing CuSO4·5H2O with surface-activity. The agglomeration of nanoparticles results not only
NaH2PO2·H2O in ethylene glycol under microwave irradiation. Non- the settlement and clogging of microchannels but also the decreasing
agglomerated and stably suspended Cu nanofluids were obtained. of thermal conductivity of nanofluids. So the investigation on stability
The two-step method for preparing nanofluids is a process by is also a key issue that influenced the properties of nanofluids for
dispersing nanoparticles into base liquids. Nanoparticles, nanofibers application.
or nanotubes used in this method are first produced as a dry powder Now many methods have been used to evaluate the stability of
by inert gas condensation, chemical vapor deposition, mechanical nanofluids. The most simple and reliable method is sedimentation
alloying or other suitable techniques, and the nanosized powder is method. In this method, the variation of concentration or particle size
then dispersed into a fluid in a second processing step. This step-by- of supernatant particle with sediment time was obtained by special
step method isolates the preparation of the nanofluids from the apparatus. The nanofluids were considered to be stable when the
preparation of nanoparticles. As a result, agglomeration of nanopar- concentration or particle size of supernatant particles keeps constant.
ticles may take place in both steps, especially in the process of drying, Sedimentation photograph of nanofluids in test tubes taken by a
storage, and transportation of nanoparticles. The agglomeration will camera was also a usual method for observing the stability of
not only result in the settlement and clogging of microchannels, but nanofluids. Long period for observation is the defect of sedimentation
also decrease the thermal conductivity. Simple techniques such as method compared with other methods. Zeta potential analysis is
ultrasonic agitation or the addition of surfactants to the fluids are another method for evaluating the stability of nanofluids, however,
often used to minimize particle aggregation and improve dispersion this method has a limitation of the viscosity and concentration of
behavior. Since nanopowder synthesis techniques have already been nanofluids. Hwang [31,32] studied the stability of nanofluids with a
scaled up to industrial production levels by several companies, there UV–vis spectrophotometer. The variation of supernatant particle
are potential economic advantages in using two-step synthesis concentration of nanofluids with sediment time can be obtained by
methods that rely on the use of such powders. But an important the measurement of absorption of nanofluids because there is a linear
problem that needs to be solved is the stabilization of the suspension relation between the supernatant nanoparticle concentration and the
prepared. absorbance of suspended particles. Li [33] studied the dispersion
Hong [12,28] prepared Fe nanofluids by dispersing Fe nanocrystal- behavior of Cu nanoparticles in water under different pH values,
line powder in ethylene glycol by a two-step procedure. The Fe different dispersant type and concentration by the method of Zeta
nanoparticles with a mean size of 10 nm were synthesized by a potential, absorbency and sedimentation photographs.
chemical vapor condensation process. To avoid nanoparticles congre- Peng et al. [34] studied the factors that influence the stability of
gating in nanofluids, they used an ultrasonic cell disrupter generating nanofluids. The test results showed that the most important factors
ultrasonic pulses of 700 W at 20 kHz. Xuan [11,29,30] prepared Cu/ affecting the stability of suspensions were the nanoparticle's
H2O, Cu/oil nanofluids by two-step method. In order to avoid concentration, dispersant, viscosity of base liquid and pH value. The
nanoparticle aggregation, surfactants and ultrasonic agitation were variety, diameter, density of nanoparticle and ultrasonic vibration also
employed. Murshed [16] reported TiO2 suspension in water prepared influence the stability of nanofluids. Hwang [32] studied the stability
by two-step method. Xie [17] prepared Al2O3/H2O, Al2O3/EG, Al2O3/ of nanofluids with the UV–vis spectrophotometer. He believed that
PO nanofluids by two-step method, and intensive ultrasonication and the stability of nanofluids was strongly affected by the characteristics
magnetic force agitation were employed to avoid nanoparticle of the suspended particle and base fluids such as particle morphology,
aggregation. Liu [20] and Choi [21] produced carbon nanotube chemical structure of particles and base fluids. Moreover, addition of a
suspensions by a two-step method. surfactant can improve the stability of the suspensions. Wang [35,36]
also draw a conclusion that the equivalent diameter of nanoparticle
4. Experimental investigations and dynamic viscosity of nanofluids were the most important factors
to affect the stability of nanoparticle suspension. Investigators [37,38]
4.1. Stability of nanofluids also found that suitable pH value of nanofluids and mass fraction of
dispersant had an important effect on the stability of nanofluids.
Nanofluids are not a simple mixture of liquid and solid particles. The investigation of Li [33] showed that pH value, dispersant type
Nanoparticles tend to aggregate with the time elapsed for its high and concentration influenced the stability of Cu/H2O suspensions. The
92 Y. Li et al. / Powder Technology 196 (2009) 89–101

addition of optimizing concentrations of dispersants at pH 9.5 can


lead to the best stability of the Cu/H2O nanofluids. Xuan and Li [11]
used salt and oleic acid as dispersant to enhance the stability of Cu/oil
and Cu/water nanofluids, respectively. Oleic acid and cetyltrimethy-
lammonium bromide (CTAB) surfactants were used by Murshed et al.
[16]. Xie [22] proposed a method to produce stable and homogeneous
suspensions of CNTs in DW, EG, and DE. Entangled and undispersible
CNTs have been treated using concentrated acid to disentangle the
aggregates and to make dispersible CNTs. More hydrophilic surfaces
have been formed by introducing oxygen-containing functional
groups on CNT surfaces during the chemical treatment. Thus stable
CNT nanofluids in DW, EG, or DE were produced and these nanofluids
showed enhanced thermal conductivities. Yu [39] and co-workers
used plasma polymerization to modify the surface of diamond
nanoparticles. Through this treatment, a much lower water contact
angle, i.e., much stronger water affinity, was achieved with plasma
treated diamond nanoparticles as compared with the untreated
controls. As a result, a much more stable suspension of the treated
diamond nanoparticles in water was observed. Hong et al. [28] Fig. 1. Comparison of experimental data on thermal conductivity of nanofluids.
reported Fe/ethylene glycol nanofluids. The ultrasonic pulses of
700 W at 20 KHz generated by an ultrasonic cell disrupter was used of liquid molecules around the nanoparticles, etc.) may influence the
to improve the dispersion of nanoparticles in the nanofluids. In thermal conductivity of nanofluids. In the past few years, many
general, methods such as change of pH value, addition of dispersants, experimental investigations on the factors influencing thermal
treatment on surface of nanoparticles and ultrasonic agitation have conductivity of nanofluids have been reported.
been used to improve stability of nanofluids. Although the methods
mentioned above were used to improve stability of nanofluids, only 4.2.1. Influence of nanoparticles
several days or one month stable time of nanofluids was reported, Nanoparticles, the additives of nanofluids, play an important role
effective and simple methods that can keep long-term stability of in changing the thermal transport properties of nanofluids. The
nanofluids are not available so far. More studies for changing the investigations about nanoparticles mainly focus on the effects of their
surface properties of suspended particles and suppressing formation volume fraction, thermal conductivity, morphology and Brownian
of particle cluster to obtain stable and homogeneous suspension are movement et al.
required. Most investigations revealed that the thermal conductivity of
It should be noted that at present no uniform standard methods for nanofluids increases anomalously with increasing the volume fraction
examining the stability of nanofluids were proposed and thus it is of nanoparticles. The thermal conductivity of Fe/ethylene glycol
difficult to compare the stability of nanofluids reported by different nanofluids increases nonlinearly with the volume fraction of Fe
investigators. nanoparticles [12]. The experimental results showed that the
enhanced thermal conductivity ratios increase with the increase of
4.2. Thermal conductivity of nanofluids volume fraction of Al2O3 nanoparticles in nano-suspensions [17]. Choi
[21] has produced oil-based nanofluids containing carbon nanotubes
Thermal conductivity is an important parameter for enhancing and measured their effective thermal conductivity. The measured
heat transfer performance of a heat transfer fluid. Many researchers thermal conductivity is anomalously greater than theoretical predic-
have reported experimental studies on the thermal conductivity of tions and is nonlinearly increasing with increasing of nanotube
nanofluids. The transient hot wire (THW) method, temperature loadings. Their argument for the enhanced thermal conductivity is
oscillation and the steady-state parallel plate method has been due to the nature of heat conduction in nanotube suspensions, and an
employed to measure thermal conductivity of nanofluids. However, organized structure at the solid–liquid interface. The nonlinear
the transient hot wire method h as been wi dely used phenomenon can be ascribed to both the size and shape of nanotubes.
[11,12,16,25,28,40]. The transient hot wire technique works by The results made by Zhang [18,40] and his co-workers showed that
measuring the temperature/time response of the wire to an abrupt the effective thermal conductivity and thermal diffusivity of Au/
electrical pulse. The wire is used as both heater and thermometer. A toluene, Al2O3/water, and CNT/water nanofluids at different tem-
derivation of Fourier's law and temperature data are used to calculate peratures increase with increasing of the particle concentration, the
the thermal conductivity. To avoid problems associated with the particle thermal conductivity, and the ratio of the length to the
measurement of electrically conducting fluids, the wire is coated with diameter of CNT. However, no anomalous enhancements in the
a thin electrical insulation layer. For example, Zhang [18] reports on effective thermal conductivity of the nanofluids were observed. All of
accurate measurements of the effective thermal conductivity and the measured values at lower volume fractions agree well with those
thermal diffusivity of various nanofluids by using a transient short- predicted by the HC equation for the spherical particles and by the
hot-wire (SHW) technique. To remove the influences of the static unit-cell model equation of Yamada and Ota for the CNTs. Putnam and
charge and electrical conductance of the nanoparticles on measure- his co-workers [14] studied the nanoparticle suspensions of Au/
ment accuracy, the SHW probes are coated by a pure Al2O3 thin film ethanol and no significant enhancement of thermal conductivity was
with a sputtering apparatus. found also.
Since thermal conductivity of solid nanoparticles is much higher Generally, nanoparticles with high thermal conductivities would
than that of fluids, the suspended particles are expected to be able to result in nanofluids with high enhancement of the thermal conduc-
increase thermal conductivity and heat transfer performance. Fig. 1 is a tivity. The investigations conducted by Liu [10,20] and Xie [22]
comparison of thermal conductivity increment of some nanofluids compared the effects of CNT and CuO, CNT and Al2O3 nanoparticles on
reported in literature. In fact, many factors (such as size, volume the enhancement of thermal conductivity of nanofluids, respectively.
fraction, thermal conductivity of the nanoparticles, viscosity, temper- The results demonstrated that no matter what kind of base fluids was
ature and thermal conductivity of base fluids, as well as the membrane used, the thermal conductivity enhancement of CNT suspensions was
Y. Li et al. / Powder Technology 196 (2009) 89–101 93

much higher than those of oxide nanoparticle suspensions with the thermal conductivity of CuO and Al2O3 nanoparticles suspensions.
same volume fraction of nanoparticles. The reason may be the The nanoparticles of CuO and Al2O3 with diameters of 29 and 36 nm
substantial difference in thermal conductivity and morphology were blended with distilled water at 2%, 4%, 6%, and 10% volume
between oxide nanoparticles and carbon nanotubes. But some fractions and the resulting suspensions were evaluated at tempera-
investigators drew a completely different conclusion. For example, tures ranging from 27.5 to 34.7 °C. The experimental results indicated
although the bulk Fe3O4 crystal has a lower thermal conductivity than that the nanoparticle material, diameter, volume fraction, and bulk
Al2O3, CuO, and TiO2 bulk crystals the investigation [15] showed that temperature, all have a significant effect on effective thermal
Fe3O4/aqueous nanofluids exhibited higher thermal conductivity than conductivity of these suspensions. The thermal conductivity of
the other oxide aqueous nanofluids at the same volume fraction of nanofluids increases significantly with increase of temperature. The
nanoparticles. The author believed that the abnormal and nonlinear study on thermal conductivity of Al2O3/H2O, CuO/H2O, Al2O3/EG, CuO
increase in thermal conductivity of Fe3O4/aqueous nanofluids was /EG nanofluids conducted by Shou also showed that the thermal
ascribed to the observed nanoparticles clustering and alignment. Just conductivity of nanofluids increased linearly with the increase of
like this case, Hong et al. [12,28] also observed the same phenomenon. temperature [41]. Similar results were obtained by Patel et al. [13] and
They prepared nanofluids with ethylene glycol containing Fe nano- Das et al. [46]. However, Yang et al. [44] studied the temperature
particles and compared the thermal conductivity of the nanofluids dependence of thermal conductivity enhancement in nanofluids
with that of nanofluids containing Cu nanoparticles. Although Cu containing Bi2Te3 nanorods. The thermal conductivity has been
nanoparticles have a higher thermal conductivity than Fe nanoparti- measured in FC72 with and without Bi2Te3 nanorods over a
cles, they found that the nanofluids containing Fe nanoparticles temperature range from 3 to 50 °C and in hexadecane oil from 20 to
showed a more effective thermal transport property than nanofluids 50 °C. The measured thermal conductivity enhancement decreased
containing Cu nanoparticles dispersed with little agglomeration. with increasing temperature in both nanofluids systems. They argued
The morphology of nanoparticles, including SSA (specific surface that the different trends observed in those nanofluids could be due to
area), shape and size of the nanoparticles, may strongly affect the the difference in the particle aspect ratio, which would have
thermal conductivity of nanofluids. Xie [17] investigated the thermal important effects on both the particle Brownian motion and diffusive
conductivity behavior of nanosized Al2O3/PO and Al2O3/EG suspen- heat conduction.
sion systems and found that the thermal conductivity ratio increases There are few reports about the direct relationship between
first, and then decreases with the increase of SSA of the nanoparticles viscosity and thermal conductivity of nanofluids. However, the
and the high thermal conductivity at a particle SSA of 25 m2 g− 1 was viscosity of base fluids has significant effects on stability of nanofluids
observed. He argued that for the suspensions using the same base [34].
fluid, the enhancement of the thermal conductivity depended on SSA
(specific surface area) of the nanoparticles and thus the highest 4.2.3. Influence of the liquid–solid interface
thermal conductivity can be expected with an optimal SSA. The Another important factor that may influence the thermal conduc-
similar results were observed by Shou [41]. tivity of nanofluids is the liquid–solid interface. Liquid molecules close
The shape of nanoparticles can also influence the enhancement of to the solid surface are known to form a layered structure. A liquid in
effective thermal conductivity of nanofluids. Zhou and Gao [42,43] contact with a solid interface is more ordered than a bulk liquid. Since
presented differential effective medium theory to estimate the crystalline solids (which are obviously ordered) display much better
effective thermal conductivity of nanofluids dispersed with non- thermal transport than liquids, such liquid layering is expected to lead
spherical solid nanoparticles by taking into account the interfacial to a higher thermal conductivity. Fig. 2 is a sketch of a single particle
thermal resistance across the solid particles and the host liquids. They with an interfacial layer in a fluid medium proposed by Leong et al.
found that high enhancement of effective thermal conductivity can be [47].
achieved when the shape of nanoparticles is deviated much from the Many studies suggested that the nano-layer acts as a thermal
spherical one. Yang et al. [44] investigated the temperature bridge between a solid nanoparticle and a bulk fluid and plays a key
dependence of thermal conductivity in nanorods-in-FC72 and role in enhancing the thermal conductivity of nanofluids. Yu and Choi
nanorods-in-oil nanofluids. The analysis of the experimental data [48,49] argued that this ordered nano-layer has a major effect on
suggested that the dominant mechanism of thermal conductivity nanofluids thermal conductivity when the particle diameter was less
enhancement in nanofluids strongly depends on the particle aspect than 10 nm, and they modified the Maxwell model for the effective
ratio, i.e. the ratio of the major axis to the minor axis of the particle. thermal conductivity of liquid–solid suspensions including the effect
The effects of the Brownian motion could be predominant for of this ordered nano-layer. Xie [50] suggested that the effective
spherical nanoparticles in nanofluids while the diffusive heat thermal conductivity increased with increasing nano-layer thickness.
conduction mechanism will gradually take over the dominance as Especially in a small particle size range, the effects of particle size and
the aspect ratio increases.
Since contradictory results have been reported, more theoretical
and experimental work is needed to clarify the effect of nanoparticles
on the thermal conductivity of nanofluids.

4.2.2. Influence of base fluids


Besides the influence of nanoparticles, the thermal conductivity,
temperature and viscosity of base fluids also affect the enhancement
of thermal conductivity of nanofluids. However, research on the effect
of base fluids is relatively less reported.
Xie's investigation [17,22] indicated that suspensions using the
same nanoparticles, the enhanced thermal conductivity ratio is
reduced with increasing thermal conductivity of the base fluid.
Similar results were obtained by Hwang [31] for CuO-in-ethylene
glycol nanofluids and CuO-in-water nanofluids.
Li and Peterson [45] examined the effects of variation in the
temperature and volume fraction on the steady-state effective Fig. 2. Single spherical particle with interfacial layer in a fluid medium.
94 Y. Li et al. / Powder Technology 196 (2009) 89–101

nano-layer thickness become much more obvious, which implies that temperature and the particle's concentration. Guo [58] measured the
manipulating nano-layer structure might be an effective method to viscosity of copper oxide dispersed in ethylene glycol and water
produce highly thermally conductive nanofluids. The calculated mixture and got the similar results. Nguyen et al. [59] investigated
values fit quite well with some currently available experiments. experimentally the influence of both the particle size and the
Leong et al. [47] concluded that the interfacial layer was significant to temperature on dynamic viscosities of water-based nanofluids,
enhancing the thermal conductivity of nanofluids. But Xue et al. namely Al2O3–water and CuO–water mixtures. The additives used
[51] demonstrated that the layering of the liquid atoms at the liquid– were 36 nm alumina particles, 47 nm alumina particles and 29 nm
solid interface did not have any significant effect on thermal transport oxide copper particles. For all the nanofluids tested, their viscosities
properties. were found to be strongly dependent on both temperature and
particle volume fraction. In general, the dynamic viscosity of
4.2.4. Controversy about thermal conductivity enhancement of nanofluids nanofluids increases with an augmentation of particle volume fraction
Over the past 10 years, many researchers reported enormous (for a given temperature), but decreases with increasing temperature
increases of thermal conductivity with small nanoparticle loading, (for a given particle concentration). For Al2O3–water nanofluid, it was
while others reported a normal increase which can be reported by observed that particle size effects were more important for high
effective medium theories. Whether the enhancement of thermal particle concentrations. Viscosities of 47 nm particle fluids are clearly
conductivity is abnormal or not, the problem is a hotly debated issue higher than those of 36 nm size when the particle volume fractions
discussed by some investigators. were higher than 4%. Viscosities corresponding to oxide copper–water
Evans et al. [52] presented a kinetic theory based analysis and were the highest among the three kinds of nanofluids tested
molecular dynamics simulations and led to a conclusion that the especially for high concentration of nanoparticles. An important
thermal conductivity of nanofluids with well dispersed nanoparticles discovery of this paper is hysteresis phenomenon, namely the
was well described by the effective medium theory and did not show existence of a critical temperature beyond which nanofluids viscous
any significant enhancements due to effects associated with Brownian behavior becomes drastically altered. The author also pointed out that
motion induced hydrodynamic effects. Keblinski and Prasher [53] the hysteresis phenomenon raised serious concerns regarding the use
presented a critical analysis of the experimental data and found that of nanofluids for heat transfer enhancement purposes.
the well established effective medium theories for composite Das et al. [60] measured the viscosity of Al2O3/water nanofluids
materials were capable of explaining the vast majority of the reported against shear rate. Their results showed an increase of viscosity with
data without resorting to novel mechanisms such as Brownian motion increased particle concentrations. There is strong possibility that
induced nanoconvection, liquid layering at the interface, or near-field nanofluids may be non-Newtonian fluids, even viscoelastic in some
radiation. Nie [54] also proposed that the high thermal conductivity of cases. Further experimental studies are needed to define the viscosity
nanofluids observed was questionable based on his theoretical models of nanofluids so they can be used in simulation studies. Ding et
analysis. al. [61] measured the viscosity of CNT/water nanofluids as a function
Although different experimental phenomenon and theoretical of shear rate. They observed that the viscosity of nanofluids increased
analysis result were reported, there is no accepted conclusion on with increasing CNT concentration and decreasing temperature. Also,
thermal conductivity enhancement of nanofluids. Thus, more theo- the shear thinning behavior was found by the authors. That means the
retical and experimental works are needed in the future. nanofluids can provide better fluid flow performance due to the
higher shear rate at the wall, which results in low viscosity.
4.3. Viscosity of nanofluids There exist few theoretical formulas that can be used to estimate
particle suspension viscosities. Almost all such formulas have been
Most published studies have focused on the heat transfer behavior derived from the pioneering work of Einstein (1906) [62], which are
and stability of nanofluids in the past 10 years. In fact, viscosity is one based on the assumption of a linearly viscous fluid containing dilute,
of the key properties of nanofluids. It is believed that viscosity is as suspended, spherical particles. The formula Einstein obtained was:
critical as thermal conductivity in engineering systems because the
nanofluid was expected to show an increase in thermal conductivity μnf = μbf ð1 + 2:5ϕÞ:
without an increase in pressure drop, which in turn is related to fluid
viscosity. Among the few studies about viscosity of nanofluids, the Here, µnf is the viscosity of suspension, µbf is the viscosity of base
problems concerned by investigators are mainly focused on the fluid and ϕ is the volume fraction of particles in base fluid. Einstein's
factors influencing the viscosity of nanofluids. These factors include formula is found to be valid for relatively low particle volume
concentration and size of nanoparticles, temperature of nanofluids fractions ϕ ≤ 0.02. Beyond this value, it underestimates the effective
and shear rate etc. The model for predicting the viscosity of nanofluids viscosity of the mixture. Since the publication of Einstein's work,
was also an important issue interested in by many investigators. many articles have been devoted to the “correction” of his formula.
Prasher et al. [55] investigated the viscosity of alumina-based Brinkman (1952) [63] has extended Einstein's formula for use with
nanofluids. The experimental results showed that the relative moderate particle concentrations, as follows:
viscosity of alumina-based nanofluids was not a strong function of
temperature and nanoparticle diameter, but is a strong function of 1
μnf = μbf :
nanoparticle volume fraction. Li et al. [56] measured the viscosity of ð1−ϕÞ2:5
water with CuO nanoparticle suspensions using a capillary viscom-
eter. Results showed that the apparent viscosity of nanofluids In 1972, Lundgren [64] proposed the following equation under the
decreased with increasing temperature and increased somewhat form of a Taylor series in ϕ:
with increasing concentration of the nanoparticles, the effect of con-  
centration was not as obvious as the effect of temperature. However, 25 2 3
μnf = μbf 1 + 2:5ϕ + ϕ + Oðϕ Þ :
as they pointed out, the capillary tube diameter may influence the 4
apparent viscosity for higher nanoparticle mass fractions, especially at
lower temperatures. Chen et al. [57] investigated ethylene glycol It is obvious that if the terms of the second or higher order of ϕ are
based titania nanofluids and found that the nanofluids showed neglected, the above formula reduces to that of Einstein.
Newtonian behavior over a shear rate range of 0.5–104 s− 1 at 293– In 1977, Batchelor [65] considered the effect due to the Brownian
333 K. The shear viscosity of the nanofluids depends strongly on motion of particles on the bulk stress of an approximately isotropic
Y. Li et al. / Powder Technology 196 (2009) 89–101 95

suspension of rigid and spherical particles. He proposed the following It should be noted that there is some inconsistency among the few
formula: studies on the rheology of nanofluids. For example, some studies
[55,70] showed the Newtonian behavior of nanofluids while others
2
μnf = μbf ð1 + 2:5ϕ + 6:5ϕ Þ: observed obvious non-Newtonian behavior [71] The investigation of
Prasher [55] showed that the normalized shear viscosity depended
In fact, nearly no model mentioned above can predict the viscosity linearly on nanoparticle volume fraction, while Nguyen et al. [66]
of nanofluids precisely in a wide range of nanoparticle volume found an exponential relationship between viscosity of nanofluids
fraction. Nguyen et al. [66] find that the conditional formula, including and volume fraction of nanoparticles. The reasons for these phenom-
the Einstein's formula and the ones proposed by Brinkman, Lundgren ena may lie in the difference of nanoparticle volume fraction, type of
and Batchelor have all underestimated the nanofluid's viscosity even nanoparticles, and chemical properties of base fluids.
for a relatively low particle fraction. They also proposed correlations
for nanofluids consist of 47 nm and 36 nm Al2O3 nanoparticles and
water, respectively as following: 5. Theoretical investigations
0:483ϕ
μnf = 0:904e μbf ð47nm Al2 O3 Þ 5.1. Mechanism of thermal conductivity enhancement of nanofluids
2
μnf = ð1 + 0:025ϕ + 0:015ϕ Þμbf ð36nm Al2 O3 Þ: At present, mechanism investigations of nanofluids mainly focus
on the experimentally observed enhancement of the thermal
Lee [67] synthesized aqueous nanofluids containing low volume conductivity.
concentrations of Al2O3 nanoparticles in the 0.01–0.3 vol% range. Kelblinski [72] and Eastman [73] discussed four possible explana-
Viscosity measurements showed that the viscosity of the Al2O3–water tions for this anomalous increase: Brownian motion of the nanopar-
nanofluids significantly decreased with increasing temperature. Further- ticles, molecular-level layering of the liquid at the liquid/particle
more, the measured viscosities of the Al2O3–water nanofluids showed a interface, the nature of heat transport in the nanoparticles, and the
nonlinear relation with the concentration even in the low volume effects of nanoparticle clustering, which are schematically shown in
concentration (0.01%–0.3%) range, while the Einstein viscosity model Fig. 3. They postulated that the effect of Brownian motion could be
clearly predicts a linear relation and severely underestimate the viscosity. ignored since contribution of thermal diffusion was much greater
Now most formulas were developed to relate viscosity as a function of than Brownian diffusion. However, they only examined the cases of
volume fraction of nanoparticles. In fact, temperature is also an important stationary nanofluids.
factor influencing the viscosity of nanofluids. Some correlations between Xuan and Li [11] also discussed four possible reasons for the
viscosity and temperature were proposed by investigators. improved effective thermal conductivity of nanofluids: the increased
Kulkarni et al. [68] proposed a correlation that relates viscosity of surface area due to suspended nanoparticles, the increased thermal
copper oxide nanoparticles suspended in water and in the temper- conductivity of the fluid, the interaction and collision among particles,
ature range of 5–50 °C the intensified mixing fluctuation and turbulence of the fluid, and the
  dispersion of nanoparticles. Later, Li and Xuan [74] proposed another
1
ln μs = A −B: factor that may contribute to the enhancement of thermal conduc-
T
tivity. They analyzed the mechanism of an intensified thermal
conductivity of nanofluids from the following two aspects, namely, a
Here A and B are the functions of volume percentage ϕ. As this is
changed liquid structure due to the addition of nanoparticles and the
an aqueous solution, this correlation is not applicable for nanofluids in
micro-motion of nanofluids. Through the measurement of the thermal
the subzero temperature range.
conductivity of nanofluids under various temperatures it has been
Praveen [69] derived an exponential model for copper oxide
verified that the micro-motion of the nanoparticles is a major factor
nanoparticles suspended in 60:40 (by weight) ethylene glycol and
contributing to the enhancement of thermal conductivity of the
water mixture as the following:
nanofluids.
−BT Xie et al. [75] studied the mechanism of heat conduction in
logðμs Þ = Ae
nanofluids and they proposed that the effects of nonlinear heat
where µs is the copper oxide nanofluid viscosity in centipoise (cP), T is the transfer in nanoparticles, micro convection caused by the Brownian
temperature in K and A, B are functions of particle volume percentage ϕ. movement of nanoparticles, congregation of nanoparticles and orderly

Fig. 3. Schematic diagrams of several possible mechanisms. (a) Enhancement of k due to formation of highly conductive layer-liquid structure at the liquid/particle interface;
(b) Ballistic and diffusive phonon transport in a solid particle; (c) Enhancement of k due to increased effective φ of highly conducting clusters.
96 Y. Li et al. / Powder Technology 196 (2009) 89–101

array of liquid molecules at the interface between the nanoparticles their argument using the molecular dynamics simulations and the
surface and the base fluid are four main influencing factors. effective medium theory. However, they just limited their discussion
Recently, the effect of nanoparticle aggregation has been proposed to stationary fluids, which weakens their results. Nie [54] conducted an
as an important mechanism of thermal conductivity enhancement. By analysis for the enhancement of thermal conductivity due to the
using the three-level homogenization theory validated by MC Brownian motion of nanoparticles and got a conclusion that Brownian
simulations of heat conduction on model fractal aggregates, Prasher motion of nanoparticles makes little contribution to the effective
[76] showed that thermal conductivity of nanofluids based purely on thermal conductivity of nanofluids.
conduction phenomenon can be significantly enhanced as a result of From the aforementioned discussions, we can see that so far no
aggregation of nanoparticles. The conductivity enhancement due to accepted conclusions were obtained to explain the thermal behavior
aggregation is a strong function of the chemical dimension of the of nanofluids although various mechanisms have been proposed
aggregates and the radius of gyration of the aggregates. Later, Evans considering different factors. Controversy still exists. More theoretical
[77] revised the conclusion by considering interfacial thermal and experimental work need to be done.
resistance and proposed that the value of the thermal conductivity
enhancement was determined by the cluster morphology, filler 5.2. Analytical study on thermal conductivity of nanofluids
conductivity and interfacial thermal resistance. They also pointed
out that the degradation of thermal conductivity by interfacial From the experimental work of many researchers, it is evident that
thermal resistance can be limited by large aggregate sizes. According the thermal conductivity of nanofluids depends on the thermal
to this mechanism, there exists an optimized aggregation structure to conductivity of both base fluids and nanoparticle material, the volume
achieve maximum thermal conductivity, which is far beyond the fraction, the surface area, the shape and the Brownian motion of
prediction from homogeneous dispersions. Zhu [15] studied the nanoparticles suspended in the liquid, the temperature of the base
thermal conductivities of Fe3O4 aqueous nanofluids and got the fluid and the interfacial layer of liquid–solid suspension.
same conclusion. They believed that the abnormal thermal conduc- In the past decade many efforts have been made to predict the
tivities of Fe3O4 nanofluids were attributed to the observed nano- enhancement of thermal conductivity of nanofluids based on
particle clustering and alignment. experiments and theoretical analysis and a number of models are
The liquid–solid interfacial layer is an important structure in proposed. However, so far no model can be generally used to predict
nanofluids. There are two different viewpoints about the role of this the enhancing effects in thermal conductivity of different nanofluids.
structure. Some investigators [47–49,72] considered that the liquid– The Maxwell model [84], a classical model for thermal conductivity,
solid interfacial layers play an important role in the enhanced thermal was proposed to predict the thermal conductivity of homogeneous
conductivity of nanofluids. They believed that the solid-like layer acts suspensions with relatively large and spherical particles in the form as
as a thermal bridge between a solid nanoparticle and the base liquid follows:
and so it is an important mechanism for explaining the anomalously
increased thermal conductivity of nanofluids. Some investigators kp + 2kb + 2ðkp −kb Þϕ
proposed an opposite viewpoint. Based on effective medium theory, keff = k ð1Þ
kp + 2kb −ðkp −kb Þϕ b
for large interfacial thermal resistance, the addition of particles will
decrease thermal conductivity of the composite. Thus it seems that
where kp represents the thermal conductivity of the solid particles
the nano-layer can only give a decrease in thermal conductivity rather
added, kb is the thermal conductivity of the bulk liquid, and φ is the
than enhancement due to the Kapitza resistance [6]. Putnam [78] used
particle volume fraction of the suspension, vol%. Maxwell's model
a 3ω method to study the thermal conductivity of composites of
shows that the effective thermal conductivity of nanofluids relies on
nanoscale alumina particles in polymethylmethacrylate (PMMA)
the thermal conductivity of the spherical particle, the base fluid and
matrices and found that interface effects were relatively unimportant
the volume fraction of the solid particles.
for nanoparticles of radius N30 nm. The investigation of Evans [77]
Since the Maxwell equation considers only spherical particles of
and Nan [79] believed that for the majority of nanoparticles the
even distribution, some other possible factors influencing thermal
interfacial resistance will not significantly affect the composite
conductivity, such as diameter, surface area, shape of the added
thermal conductivity. However, when small radius (or diameter)
particles, Brownian motion of suspended nanoparticles, interface
particles coincide with large interfacial resistance, such as the case for
between the solid particles and the base fluid etc., are neglected.
single wall carbon nanotubes, the composite thermal conductivity
Consequently, comparing with experimental data, the increase in
may be significantly diminished.
thermal conductivity predicted by the equation is underestimated. So,
Chon et al. [81] showed that the Brownian motion of the nano-
considering more possible factors, various modified models were
particles at the molecular and nanoscale levels is a main mechanism
proposed based on the traditional Maxwell model.
controlling the thermal conductivity of nanofluids. Jang and Choi [81]
The liquid–solid interface is an important part of particle-in-liquid
and Prasher [82] argued that convection due to the Brownian
suspensions. The nano-layer between the nanoparticles and base
movement of the nanoparticles is the main reason for the observed
fluids may be a dominant factor influencing thermal conductivity of
enhancement in thermal conductivity of nanofluids. Koo et al. [83]
nanofluids. The nano-layer has not been taken into account for any
made a theoretical study on Brownian, thermo-phoretic, and osmo-
classical models. Recently, the research on nanofluids indicates that
phoretic motion effects on the effective thermal conductivities of
the enhancement of thermal conductivity is due to the ordered
nanofluids. They got a conclusion that the effect of nanoparticles on
layering of liquid molecules near the solid particles, and some models
Brownian motion is much more significant than the thermo-phoretic
taking the effect of the nano-layer into account were developed.
and osmo-phoretic motion effects. On the other hand, some other
Yu and Choi [48] proposed a modified Maxwell model considering
investigators believed that the Brownian motion played a small role in
the effect of the nano-layer by replacing the thermal conductivity of
the thermal conductivity enhancement. Kelblinski [72] performed
solid particles kp in Eq. (1) with the modified thermal conductivity of
simulation of a single crystalline nanoparticle suspended in fluid and
particles kpe, which is based on the so called effective medium theory
found that the role of Brownian motion has little effect on the total heat
[85]:
flux autocorrelation function. Evans et al. [52] suggested that the
contribution of Brownian motion to the thermal conductivity of the
nanofluids is very small and cannot be responsible for the extraordi- ½2ð1−γÞ + ð1 + βÞ3 ð1 + 2γÞγ
kpe = kp ð2Þ
nary thermal transport properties of nanofluids. They also supported −ð1−γÞ + ð1 + βÞ3 ð1 + 2γÞ
Y. Li et al. / Powder Technology 196 (2009) 89–101 97

where γ = klayer/kp is the ratio of nano-layer thermal conductivity to of the so called “complex nanoparticles”, which included the inter-
particle thermal conductivity and β = h/r is the ratio of the nano-layer facial shells between the nanoparticles and the base fluids.
thickness to the original particle radius. Hence, the Maxwell equation  
(Eq. (1)) can be modified into: ϕ keff −kb ϕ ðkeff −k2 Þð2k2 + k1 Þ−αðk1 −k2 Þð2k2 + keff Þ
1− + =0
α 2keff + kb α ð2keff + k2 Þð2k2 + k1 Þ + 2αðk1 −k2 Þðk2 −keff Þ
ð6Þ
kpe + 2kb + 2ðkpe −kb Þð1 + βÞ3 ϕ
keff = kb : ð3Þ
kpe + 2kb −ðkpe −kb Þð1 + βÞ3 ϕ where ϕ and ϕ/α are the volume fraction of the nanoparticles and the
complex nanoparticles, respectively. α = (R/(R + t))3, R is the radius
of the nanoparticles and t is the thickness of interfacial shell. k1 and k2
This modified Maxwell model can predict the presence of very thin
are the thermal conductivity of the nanoparticle and interfacial shell,
nano-layers, particularly when the particle diameter is b10 nm. It can
respectively. The model can interpret the size dependence of the
be concluded that the smaller the particle, the higher the thermal
thermal conductivity of nanofluids. The theoretical results on the
conductivity increase. In addition, the very small size of nanoparticles
effective thermal conductivity of CuO/water and CuO/EG nanofluids
should markedly improve the stability of the suspension.
with interfacial shells are in good agreement with experimental data
Yu and Choi [49] proposed a modified Hamilton–Crosser model to
[90].
include the particle–liquid interfacial layer for non-spherical particles.
Xie et al. [50] considered the interfacial nano-layer with linear
The effective thermal conductivity is expressed as
thermal conductivity distribution and proposed an effective thermal
  conductivity model to account for the effects of nano-layer thickness,
nϕeff A
keff = 1+ k ð4Þ nanoparticles size, volume fraction, and thermal conductivities of
1−ϕeff A b
fluid, nanoparticles, and nano-layer. Their formula is
where A is defined by !
3Θ2 ϕ2T
keff = 1 + 3ΘϕT + k ð7Þ
1 ðkpj −kb Þ 1−ΘϕT b
A= ∑
3 j = a;b;c kpj + ðn−1Þkb
with
and
β1b ½ð1 + γÞ3 −βp1 = βb1 
qffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi Θ=
ða2 + tÞðb2 + tÞðc2 + tÞ ð1 + γÞ3 + 2β1b βp1
ϕeff = pffiffiffiffiffiffiffiffi
abc
where
is the equivalent volume concentration of complex ellipsoids, which is k1 −kb
an imaged structure of elliptical particles with surrounding nano- β1b =
k1 + 2kb
layers, (a, b, c are the semiaxes of monosized ellipsoidal particles and
a ≥ b ≥ c). With a general empirical shape factor n (n = 3Ψ−α, here α is kp −k1
an empirical parameter and Ψ is the particle sphericity), this modified βp1 =
kp + 2k1
HC model can predict the thermal conductivity of carbon nanotube-
in-oil nanofluids reasonably well. However, it is not able to predict the
kb −k1
nonlinear behavior of the effective thermal conductivity of nanofluids. βb1 =
kb + 2k1
Xue [86] presented a model for the effective thermal conductivity
of nanofluids considering the effect of the interface between the solid
γ = δ/rp is the thickness ratio of nano-layer and nanoparticle, δ is the
particles and the base fluid based on Maxwell model and the average
thickness of nano-layer and rp is the radius of nanoparticle. ϕT is the
polarization theory. His formula of effective thermal conductivity is
modified total volume fraction of the original nanoparticle and nano-
  layer, ϕT = ϕ(1 + γ)3. Here, k1 is the average thermal conductivity of
9 1−
ϕ keff −kb
λ 2keff + kb
+
ϕ keff −kc;x
λ keff + B2;x ðkc;x −keff Þ½ ð5Þ the nano-layer. They claimed that the calculated values could agree
well with some available experimental data.
As mentioned above, temperature is an important factor influenc-

+4
keff −kc;y

2keff + ð1−B2;x Þðkc;y −keff Þ
=0
ing the thermal conductivity of nanofluids [41,44–46]. One key reason
for this phenomenon may be the Brownian motion of nanoparticles at
the molecular and nanoscale levels. Considering this factor, some new
where λ = abc/[(a + t)(b + t)(c + t)]. Here a, b, c is half-radii of the models based on Maxwell model were developed.
assumed elliptical nanoparticles and t is the thickness of elliptical Xuan et al. [91] considered the random motion of suspended
shell. k c , j is the effective dielectric constant and B2,x is the nanoparticles (Brownian motion) based on Maxwell model and
depolarization factor along the x-symmetrical axis which is derived proposed a modified formula for the effective thermal conductivity
from the average polarization theory. Xue claims that his model as follows:
predictions are in good agreement with the experimental data for sffiffiffiffiffiffiffiffiffiffiffiffiffi
nanotube-in-oil nanofluids at high thermal conductivity and nonlin- kp + 2kb −2ðkb −kp Þϕ ρp ϕcp kB T
keff = k + ð8Þ
earity with nanotube loadings. But through the comparison with Xue's kp + 2kb + 2ðkb −kp Þϕ b 2 3πrc μ
model and careful check, Yu and Choi [49] found that the predicted
values from Xue's model are inaccurate for the using of two incorrect where the Boltzmann constant kB = 1.381 × 10− 23 J/K, rc is the
parameters. Kim's [87] paper also reveals this conclusion. apparent radius of clusters and depends on the fractal dimension of
Xue and Xu [88] obtained an equation for the effective thermal the cluster structure. The predictions obtained from this model are in
conductivity according to Bruggeman model [89]. Their model takes satisfactory agreement with experiment results, especially when the
account of the effect of interfacial shells by replacing the thermal effect of nanoparticle aggregation is taken into account. But the model
conductivity of nanoparticles with the assumed thermal conductivity may be wrong for the second term of the equation has wrong units.
98 Y. Li et al. / Powder Technology 196 (2009) 89–101

Wang et al. [92] proposed a fractal model for predicting the number. The model considered the effects of concentration, temper-
thermal conductivity of nanofluids based on the effective medium ature, and particle size. The predictions from this model were in
approximation and the fractal theory. The fractal theory was proposed agreement with experimental data of Lee et al. [90] and Eastman et al.
firstly by Mandelbrot [94], a French mathematician. It can well [9]. However, it may not be suitable in the high temperature for the
describe the disorder and stochastic process of clustering and Brownian motion effect was neglected.
polarization of nanoparticles within the mesoscale limit. The thermal Prasher [82] considered that convection caused by Brownian motion
conductivity can be calculated as: of nanoparticles is primarily responsible for the enhancement in the
effective thermal conductivity of nanofluids. By introducing the general

ð1−ϕÞ + 3ϕ∫0 kc1 ðrÞnðrÞ = ½kc1 ðrÞ + 2kb dr correlation for heat transfer coefficient h, the modified Maxwell model
keff = ∞
kb ð9Þ including the convection of the liquid near the particles due to Brownian
ð1−ϕÞ + 3ϕ∫0 kb ðrÞnðrÞ = ðkc1 ðrÞ + 2kb Þdr
movement was proposed as follows:
where kc1(r) is the thermal conductivity of particle clusters and n(r) is " #
the radius distribution function. Considering the effect of size and m 0:333 kp + 2kb + 2ðkp −kb Þϕ
keff = ð1 + ARe Pr ϕÞ kb ð13Þ
surface adsorption of nanoparticles, the proposed model compared kp + 2kb −ðkp −kb Þϕ
well with their experimental data for 50 nm CuO particles suspended
in deionized water with particle concentrations lower than 0.5 vol%. where h = kb/a(1 + ARemPr0.333ϕ), a represents the radius of the
A comprehensive model considering the large enhancement of nanoparticles, A and m are constants. The Reynolds number can be
thermal conductivity in nanofluids and its strong temperature written as:
dependence, which was deduced from the Stokes–Einstein formula,
sffiffiffiffiffiffiffiffiffiffiffiffiffi
was proposed by Kumar et al. [95]. The thermal conductivity 1 18kb T
enhancement taking into account the Brownian motion of the Re = :
ν πρp dp
particles can be expressed as:

2kb T ϕrb The test result showed that the model matches very well with the
keff = kb + c kb ð10Þ
πvd2p kb ð1−ϕÞrp experimental data for different fluid temperature by assuming
m = 2.6 and 2.4 for ϕ = 4% and ϕ = 1%, respectively, but there is an
where c is a constant, ν is the dynamic viscosity of the base fluid, and error that exists in the unit for the equation of Re.
dp is the diameter of the particles. However, the validity of the model A new model for nanofluids, which takes account the effects of
in the molecular size regime has to be explored and it may not be particle size, particle volume fraction and temperature dependence as
suitable for a large concentration of the particles where interactions of well as properties of the base fluid and the particle subject to
particles become important. Besides, just like Eq. (8), the second term Brownian motion, was recently developed by Koo and Kleinstreuer
of the equation does not have a unit of thermal conductivity. [96]. The resulting formula is
Bhattacharya et al. [95] developed a technique to compute the sffiffiffiffiffiffiffiffiffi
effective thermal conductivity of a nanofluid using Brownian motion kp + 2kb + 2ðkp −kb Þϕ 4 kB T
simulation. They combined the liquid conductivity and particle keff = k + 5 × 10 βϕρp cp f ðT; ϕÞ: ð14Þ
kp + 2kb −ðkp −kb Þϕ b ρp D
conductivity as follows:

keff = ϕkp + ð1−ϕÞkb ð11Þ Note that the first part of Eq. (14) is obtained directly from the
Maxwell model while the second part accounts for Brownian motion,
where kp is replaced by the effective contribution of the particles which causes the temperature dependence of the effective thermal
towards the overall thermal conductivity of the system, kp = k T12 V conductivity. ρp is the particle density, cp is the specific heat of the
B
∑nj = 0 〈Q ð0ÞQ ðjΔtÞ〉Δt, kB is the Boltzmann's constant, T is the tem- particle, kB is the Boltzmann constant, T is the fluid temperature, and D
perature, V is the volume of the domain, n is the number of time steps is its diameter. f (T,φ) can be assumed to vary continuously with the
used in the simulation, Δt is the time step, and hQ(0)Q(jΔt)〉 is the time particle volume fraction while β is related to particle motion. f (T, φ) =
autocorrelation function of Q(t), Q(t) is the time autocorrelation (−6.04φ + 0.4705)T + (1722.3φ − 134.63). However, there are two
function of the heat flux operator. But the unit for the right hand side small mistakes in this model. First, the unit of the second term at the
of the above equation is not W/m K. right hand side of the above f (T, φ) function is dimensionless while the
Jang and Choi [81] devised a new theoretical model for predicting first term is K. Second, the thermal conductivity unit for the second
thermal conductivity of nanofluids. Four modes of energy transport in the part of the Eq. (14) can't be got.
nanofluids such as collision between base fluid molecules (kb(1 −ϕ)), What should be noted is that most of the models were developed
thermal diffusion of nanoparticles in fluids (kpϕ), collision between for spherical or elongated nanoparticles. Nanotubes usually possess a
nanoparticles due to Brownian motion (neglected), and thermal large aspect ratio and different from nanoparticles which are usually
interaction of dynamic or “dancing” nanoparticles with the base fluid spherical or elongated. For the different shape of nanotubes and
molecules (fhδT) were considered. The resulting expression for the nanoparticles, the thermal conductivity of nanofluids containing
effective thermal conductivity of nanofluids is: nanotubes is difficult to predict by the models suitable for nanopar-
ticles. So it is necessary to develop models for nanofluid containing
db 2 nanotubes.
keff = kb ð1−ϕÞ + kp ϕ + 3C k Re Prϕ ð12Þ
dp b dp Nan et al. [97] presented a quite simple formula for the thermal
conductivity enhancement in carbon nanotube composites based on a
where h ∼ (kb/dp)Redp2Pr2 and δT ∼ δ/Pr presents the heat transfer conventional model. This simple formula predicts much higher
coefficient for the flow past nanoparticles and the thickness of the thermal conductivity enhancement even in the dilute case of the
thermal boundary layer, respectively. Here δ ∼ 3db and db and dp are carbon nanotubes, due to ultrahigh thermal conductivity and aspect
the diameter of the base fluid molecule and nanoparticle respectively. ratio of the carbon nanotubes. Nan showed a comparison between his
Redp is the Reynolds number defined by Redp = ðC̄ RM dp Þ = v, C is a model (keff = 1 + ϕkp/3 kb) and a recent experiment on nanotube
proportional constant, C̄ RM is the random motion velocity of the suspensions [98] in his paper. The result indicated that the Nan's
nanoparticles, ν is the dynamic viscosity of base fluid, Pr is the Prandtl model [97] agreed well with the experimental observations.
Y. Li et al. / Powder Technology 196 (2009) 89–101 99

However, this model does not considering the thermal resistance (2) The long-term stability of nanofluids is a key issue for both
across the carbon nanotube/fluid interface, the aggregation and twist scientific and practical application. To date, the long-term
of the nanotubes in the composites. Later, Nan et al. [98] modified stability of most studied nanofluids is not confirmed and more
their model and tried to describe the effect of the interface thermal basic theoretical and experimental work is required for
resistance. However, the model still cannot explain the nonlinear improving the stability of nanofluids.
phenomena of the effective thermal conductivity of nanotube (3) The factors influencing enhancement of thermal conductivity
suspensions with nanotube volume fractions. of nanofluids need to be investigated systematically. The
Recently, considering the very large axial ratio and the space mechanism influencing the thermal conductivity of nanofluids
distribution of the CNTs, Xue [99] proposed a model of effective is still unknown although many models have been proposed
thermal conductivity of CNTs-nanofluids based on Maxwell to deal with the abnormal increase in thermal conductivity of
theory. With the assumed distribution function P(Bj) = 2, the nanofluids.
corresponding expression of the effective thermal conductivity of (4) Whether the enhancement of thermal conductivity is abnormal
CNT-based nanofluids is or not need to be investigated thoroughly.
(5) No uniform standard was presented for experimental research
kp kp + kb
1−ϕ + 2ϕk ln on nanofluids, including the preparation of nanofluids, the
p −kb 2kb
keff = kb kp + kb
: ð15Þ thermal conductivity measurement of nanofluids and the
kb
1−ϕ + 2ϕ k ln
p −kb 2kb stability evaluation of nanofluids.

Xue [100] also presented a model of the effective thermal con- References
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