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IMMMANUEL KANT (1724-1804)

The Metaphysics of Morals (1797)


Translated by Mary Gregor
Cambridge University Press, 1996
Adapted with Extracts
Jeffrey W. Bulger, Ph.D., 08/02/04

DOCTRINE OF RIGHT DOCTRINE OF VIRTUE


Civil Rights/Outer Freedom Personal Ethics/Ends
Formal Criteria/Reciprocity/a priori/Categorical Im- Formal Criteria/a priori/Categorical Imperative/ Uni-
perative/ Universal Command/Law of the Collective versal Command /Law of Our Own Will:
Will: Universal Freedom Universal Maxims of Actions/Ends
Rational End: Duty to Others—Social Peace/Outer Rational Ends that all Rational Beings have an Obliga-
Freedom; Not Happiness—Empirical and Not Moral tion to have:
Autonomy—Ethics 1. Self-Perfection and
2. Happiness of Others
Perfect/Narrow Duties: Imperfect/Wide Duties:
1. Specific Actions and 1. General Rules “playroom”
2. Specific Punishment for Noncompliance 2. No Coercion for noncompliance
Motive for Compliance: Inclination/Coercion/Force: Motive for Compliance: Rationality/Duty/Awe
“Rights” extend only in so far as there is effective co-
ercion
Process: 1. Start with the Rational Social End—Peace Process: 1. Start with Universal Maxims of Actions
2. then Rationally Derive the Specific Rights 2. then Derive the following Rational Ends:
and Liberties Based on Universal Freedom A. Duty to Oneself—Self-perfection and
for All Citizens—Negative Command B. Duty to Others—Happiness of Others.
A. Private Rights—Natural Rights Positive Command
B. Public Rights—Civil Rights: Secures
What Is Mine Or Yours By Public Laws
The aim of Juridical law is to prevent individuals from The aim of Ethics, or the duty of ends is 1. self-
compelling others to perform actions that are not a perfection and 2. the happiness of others—i.e., their
means to their own ends and vice versa, i.e., negative self-chosen ends
rights

PREFACE [6:206] It is not unusual for people to complain


about how philosophers deliberately present simple
The Metaphysics of Morals has two parts:
concepts in complex language in order to give those
1. The Doctrine of Right, and simple concepts the illusion of deep insight. The phi-
2. The Doctrine of Virtue losopher Garve, (1742-1798), argued that every phi-
[6:205] Since the Doctrine of Right will concen- losophic teaching is capable of being presented in
trate on the rational reasoning for the basis of civil such a way that everyone is able to understand it. If a
rights and not on the practical application of those teacher is unable to present clearly the philosophic
rights this section will be called The Metaphysics of concepts then it probably means that the teacher really
First Principles of the Doctrine of Right. doesn’t know the concepts. This criticism is true for
1
all areas of philosophy except for the study of pure
rational reasoning called metaphysics. Common lan- DOCTRINE OF RIGHT
guage is out of the question when studying pure rea- TABLE OF CONTENTS
son. Rather, scholastic precision with the use of tech- I. PRIVATE RIGHTS
nical terms must be insisted upon. However, just like Chapter 1: Private Ownership
the grammarian with their technical terms ought to Chapter 2: Private Purchase
restrict their discussions to the academic environment a. Property Rights
so also must the philosopher when they use such tech- b. Contract Rights
nical terms. If the grammarians and philosophers c. Domestic Rights
don’t restrict their discussions, then it is fair to ridi- d. Ideal Acquisition
cule them as hairsplitting. Chapter 3: Acquisition by Court Of Justice
[6:207] There is only one true moral philosophy II. PUBLIC RIGHTS
based on reason just as there is only one true chemis- Chapter 1: Right of State
try, or one true classification of diseases. When new Chapter 2: Right of Nations
systems of morality, chemistry, or classification of Chapter 3: World Wide Rights
diseases are developed they are done on the previous
advances and failures of earlier moralists, chemists, INTRODUCTION
and physicians. The philosopher that claims to be the THE METAPHYSICS OF MORALS
author of the one true philosophy is arrogantly claim-
ing, in effect, that there was no true philosophy that I. The Need for a Metaphysics of Morals
has preceded, otherwise there would be two true phi- [6:214 - 6:218]
losophies on the same subject, the present one and the II. How The Mind Relates to Moral Laws
earlier one, which is a contradiction. [6:211 - 6:214]
[6:208] III. Preliminary Concepts of the Metaphysics of
[6:209] Morals [6:221 - 6:228]
[6:210] IV. Division of the Metaphysics of Morals
[6:218 - 6:221]

I. The Need for a Metaphysics of Morals


[6:214] It is well known that all sciences are based
ultimately on pure rational reason. However, even
though science is based ultimately on rationality, the
“empirical” sciences, such as physics, adopts some
universal principles based on experiential evidence.
Newton on the basis of physical experience, i.e., em-
piricism, assumed the universal principle that for
every action there is an equal and opposite reaction.
Chemists on the basis of physical experience hold to
universal laws with regards to various chemical reac-
tions.
Moral laws, however, are different from empirical
laws which are physical laws based on experience.
Moral laws are derived not from empirical experience
but rather from pure rationality. If anyone should base
morality on empirical experience alone then they will
run the risk of one of the greatest and most terrible
errors—[The Naturalistic Fallacy]. [Naturalistic Fal-
lacy: States that from statements of empirical facts it

2
is impossible to derive a conclusion of value as em- 1. If there is a practical philosophy, Then there is
pirical facts, by their very definition, cannot contain freedom of choice
any values]. 2. If there is freedom of choice, Then there is
pure rationality
1. If Morality’s goal is only to attain happiness,
3. If there is pure rationality, Then there is meta-
and
physics
2. If the sole criteria of happiness can be derived
only by empirical, or physical experience, and 4. Therefore: If there is a practical philosophy,
3. [If pure rationality is totally independent of Then there is a metaphysics
physical experience], 1. Since all humanity creates universal laws
4. Then it would be absurd to seek a pure rational within their own person, and
basis for morality whose end is happiness. 2. Since universal laws require pure rational
Since only physical experience can teach what re- principles,
sults in happiness, then rationality can never derive 3. Then all humanity has within their own person
what will in fact bring happiness. A person’s natural pure rational principles
drives for food, sex, and movement, and as they de- 1. If all humanity has pure rational principles for
velop, for honor, knowledge, and so forth, can only morality, and
tell them individually through physical experience 2. If pure rational principles of morality are a
what will bring those results. Therefore personal metaphysics of morals,
physical experiences can never be made into universal 3. Then all humanity has a metaphysics of mor-
principles without countless exceptions. Individuals als.
would have to be allowed the freedom to choose their
own way of life based on their individual physical ex- [6:217] Just as the metaphysics of physical na-
periences of inclinations, satisfactions, and prudence ture, and its resulting universal principles, (such as
would be developed only by their own or other’s mis- every action has an equal and opposite reaction), re-
fortunes. quires principles of application when applied to ob-
jects of physical experience so also the metaphysics of
Morality is different from physical experience. morals must have rational principles of application
Morality commands universally regardless of a per- when applied to rational experience. In order to
son’s inclinations or physical experience. Morality’s “show” the rational effect of the application of the
universal commands are a result of individual per- metaphysics of morals it is necessary to look at the
sonal reason, independent of inclination, and individ- external or physical effect on human being’s. How-
ual personal freedom, also independent from inclina- ever, when looking at the anthropological effect of the
tions, to choose to act on the universal commands. metaphysics of morals at no time should this cause
People do not derive their morality from their animal someone to doubt that the principles of the metaphys-
nature, i.e. inclinations, or by looking at the ways of ics of morals are based on pure rationality alone. In
the world, i.e., empirical experience and prudence. other words, the metaphysics of morals is based on
Rather, reason commands how people are to act even pure rationality even though it can be applied to an-
if there were no example to be found, and experience thropology with certain external or physical effects.
as to what would be advantageous is not taken into
account. Even though reason shows through the his- The metaphysics of morals has two parts; 1. theo-
tory of experience that on the whole it is better to retical, or pure rational deductions, and 2. practical
obey the commands of reason than to transgress them, philosophy, or those issues surrounding the applica-
experience can never be the authority for following tion of those pure rational concepts to anthropology—
rational commands. moral anthropology. Moral anthropology deals with
the development, spreading, and strengthening, of
moral principles (in school education and popular in-
struction) based on experience. Although it is neces-
sary to have a moral anthropology, it must never pre-
cede the metaphysics of morals or be mixed with it. If
the metaphysics of morals is mixed with moral an-
thropology then there is the risk of false, or at least
3
indulgent, moral laws. The strength and incentive of concept, is the ability of pure reason to be practical,
the metaphysics of morals rests in its pure rational i.e., applied to physical anthropology. Freedom of
form apart from its practical application. Only a meta- choice as practical is only possible through the subjec-
physics of morals based on pure rationality will result tion of the maxim [subjective rule] of every action to
in absolute moral principles that are essential for guid- the condition of its qualifying as a universal law—the
ing judgment, or for disciplining the mind, in the ob- categorical imperative.
servance of duty. 1. Since these formal maxims are based on uni-
For a more thorough discussion of the two divi- versal pure reason
sions of the metaphysics of morals, namely theoretical 2. Since the categorical imperative is a formal
and practical philosophy see The Critique of Judgment criterion for maxims, independent of particular
(Kant, 1790) where it concludes that practical phi- objects or ends, in which the supreme law and
losophy is moral wisdom. determining ground of choice is its rational
form or structure, i.e., the fitness of maxims of
1. Since everything that is practical in accordance
choice to be a universal law.
with the laws of nature depends on physical
experiences for its precepts, and 3. Then the universal maxims are imperatives
2. Since there is no empirical theory of what goes that command or prohibit absolutely. [Maxim:
beyond nature, and Subjective rule or principle of action, but not
3. Since only laws of freedom are independent of the specific action itself]
empirical theories, Moral laws are laws of freedom in contrast to the
4. Then only what is practical in accordance with unfree or determining laws of nature. When those
the laws of freedom can have principles that moral laws are directed to external actions and people
are independent of any empirical theories. are motivated to comply with those external moral
[6:218] laws by coercion, then those external moral laws are
called juridical laws. When moral laws have no exter-
II. How The Mind Relates to Moral Laws nal motivation for compliance, i.e., no physical coer-
cion, then they are ethical laws of virtue. Conformity
[6:211] The ability to do or to refrain from doing
something is a pure rational concept totally independ- with juridical laws is the legality of the action and
conformity with ethical laws is the virtue of the ac-
ent of objects. If this rational concept is combined
with the conscious ability to bring about an object— tion.
end, by someone’s action then it is called a choice. If In theoretical philosophy objects of outer sense, or
this rationality is not combined with this conscious the physical world of nature, are in space but objects
ability to bring about an object—end by someone’s of inner sense, or the rational world of reason, are not
action then it is called a wish. in space. However, both objects of inner and outer
sense are in time, since both are representations of the
The will, strictly speaking, is not the causation of
mind and so both belong to inner sense. In other
choice; rather the will is practical reason itself.
words, Since the outer senses such as red, sweet, and
Rationality whose inner ground is reason is called so forth, really only exist in minds and not in the ob-
the will and under this will are choice and wish. jects themselves outer senses therefore belong to the
Choice, which is based on pure reason alone, inde- inner sense. [6:212] Since time is a concept attached
pendent of inclinations, is called free choice, i.e., free to all inner sense, both inner and “outer sense” are in
agency. Choice which is based on inclination (sensible time, even though outer sense alone is in space. The
impulse, stimulus) is called animal choice or animal same is the case for juridical laws and ethical laws in
impulse. Human choice can be influenced, but not de- that both are pure practical laws in that they both have
termined, by inclinations and is therefore not pure the foundation of pure reason even though the juridi-
choice. However, choice can still be brought to action cal laws motivate compliance by external coercion
by a pure will, i.e., pure rationality. and ethical laws motivate compliance by internal
Freedom of choice, as a negative concept, is the freedom—pure rationality independent from inclina-
independence of being determined by inclinations or tions and empirical influences.
sensible impulses. Freedom of choice, as a positive
4
III. Preliminary Concepts of the Metaphysics of tion. A categorical imperative is a law that either
Morals [6:221 - 6:228] commands or prohibits. All other imperatives are
empirically based, and therefore conditional and
Freedom is a pure rational and therefore transcen-
circumstantial.
dent concept. Because freedom is a transcendent con-
cept no example of freedom can be given from either Permitted Action: if an action is neither commanded
experience or theoretical cognition. Freedom contrib- nor prohibited then it is not contrary to obligation.
utes nothing towards the creation of either juridical or Since there is no law limiting the freedom with re-
ethical laws. Freedom is a concept that cannot be gard to the action there is no duty. Such an action
shown to exist directly but proves its own reality by is called morally indifferent and requires no spe-
how people are able to create pure rational universal cial law for allowing the action.
laws of morality free from the influences of inclina- Duty: is that action to which someone is bound. How-
tions or empirical influences. This ability to create ever, persons can be bound to one and the same
universal laws of morality independent from empirical duty in different ways.
influences also proves the existence of a pure will, the
source of all pure rational universal laws that are ra- Morally practical law: a categorical imperative that
tionally created, free from the influence of inclina- asserts an obligation with respect to certain physi-
tions. cal actions.
Freedom, as a negative concept, shows itself by [6:224]
how the will can create universal moral laws inde- Deed: an action done by free choice. By such an ac-
pendent of, [or freedom from] inclinations or empiri- tion the agent is regarded as the author of its ef-
cal influences. Freedom, as a positive concept shows fect, and this, together with the action itself, can
itself by how the will can, [or freedom to] create un- be imputed to the agent.
conditional moral laws. Since inclinations often are
opposed to the will which generates the rational laws, Right Deed and Wrong Deed: a deed is right or
the moral laws become categorical imperatives or un- wrong, in general, insofar as it conforms with
conditional commands of prohibitions. The categori- duty—right, or is contrary to it—wrong.
cal imperatives, or rational moral laws are distin- Transgression: a deed contrary to duty.
guished from empirical or prudential imperative,
which always command only conditionally. With re- Fault: an unintentional transgression, which can still
gards to categorical imperatives certain actions are be imputed to the agent.
either permitted, forbidden, or are a morally neces- Crime: an intentional transgression.
sary. Although the observance or transgression of
Just and Unjust: what is right in accordance with ex-
these duties is associated with a pleasure or displeas-
ternal laws is called just; what is not, unjust.
ure called moral feeling, this moral feeling is not the
basis for the categorical imperatives, [rather the cate- Person: a subject who can be held accountable for
gorical imperatives are based on pure a priori reason their actions. A person is subject to no other laws
independent of inclinations]. than those they give to their own person.
[6:222] The following concepts are common to Thing: that to which no responsibility can be imputed.
both parts of The Metaphysics of Morals, [I. The Doc-
trine of Right and II. The Doctrine of Virtue.]
Obligation: the necessity of a free choice of action
under a categorical imperative of reason.
Imperative: a practical rule by which a subjectively
contingent action is made into a necessary action.
[6:223]
Categorical Imperative: represents an action as objec-
tively necessary directly by its rational form and
not by some consequential end attained by the ac-
5
Conflict of Duties: is a relation in which one duty cally proven. However, by the fact that person’s
would cancel out another duty (wholly or in part). can by reason alone create universal maxims of
However, morality, independent of their inclinations, that
shows incontestably that the choice to abide by
1. Since duty and obligation are concepts that
those universal maxims has this property of free-
express the objective practical necessity of cer-
dom or independence from inclinations. Like
tain actions,
mathematics, who’s foundation is based on basic
2. Since two rules opposed to each other cannot
axioms, [e.g., equality, addition, subtraction, mul-
be necessary at the same time,
tiplication, division, etc.], which are true by defi-
3. If it is a duty to act in accordance with one
nition but not rationally or empirically provable,
rule, Then to act in accordance with the oppo-
which in no way diminishes the truthfulness of
site rule is not a duty but even contrary to
mathematics, so universal maxims of morality,
duty.
based on rationality independent of inclinations
4. Therefore a collision of duties and obligations
and on free choice, is no way diminished with re-
is inconceivable.
gards to its truthfulness.
However, a subject may have, in a rule they have
Legality: conformity of an action with the law of duty.
prescribed, two grounds of obligation, one or the
other of which is not sufficient to put the subject Morality: conformity of the maxim of an action with a
under obligation, so that one of them is not a duty. law.
–When two such grounds conflict with each other, Principal of Duty: is a principle that reason prescribes
practical philosophy says, not that the stronger ob- absolutely and so objectively (how a person ought
ligation takes precedence, but that the stronger to act).
ground of obligation prevails.
[6:226]
External Laws: obligatory laws for which there can be
an external lawgiving. Supreme Principle of the Doctrine of Morals: act on a
maxim, which can also hold as a universal law. —
Natural Laws: external laws that can be recognized as Any maxim that does not so qualify is contrary to
obligatory a priori by reason even without exter- morals.
nal lawgiving.
1. Since moral laws proceed rationally from a good
Positive Laws: natural laws that do not bind without will.
actual external lawgiving. Someone can therefore 2. Since the will, is directed not to actions but only to
conceive of external lawgiving, which would con- maxims of actions, i.e., practical reason
tain only positive laws; but then a natural law 3. Since only actions can be considered free or un-
would still have to precede it, which would estab- free
lish the authority of the lawgiver (i.e., authoriza- 4. Then the will cannot be called either free or un-
tion to bind others). free.
Practical Law: a principle that makes certain actions Freedom as a negative property: not being necessi-
duties. tated to act through any sensible determining
[6:225] grounds.
Maxim: a subjective principle or rule of action. Dif- Freedom as a positive property: is the ability to exer-
ferent agents can have very different maxims with cise constraint on the sensible.
regards to the same law. Freedom of Choice: the abiding to universal maxims
Categorical Imperative: act upon a maxim that can independent of inclinations. Although experience
also hold as a universal law. The simplicity of this as a phenomenon shows sensible beings are able
law in comparison with the great and various con- to choose in opposition to as well as in conformity
sequences that can be drawn from it must seem as- with the moral law, freedom cannot be defined by
tonishing at first, as must also its authority to this, since appearances cannot make any supersen-
command without appearing to carry any incentive sible object (such as free choice) understandable.
with it. Freedom cannot be rationally or empiri- Freedom also is not the ability of a rational being
6
to choose in opposition to their lawgiving reason, The good or bad results of an action that is owed,
even though experience proves often enough that like the results of omitting a meritorious action, can-
this happens. Only freedom in relation to the ra- not be imputed to the subject.
tional internal lawgiving is really an ability; the Subjectively, the degree to which an action can be
possibility of deviating from the rational internal imputed has to be assessed by the magnitude of the
lawgiving is an inability. Defining freedom as the obstacles that had to be overcome. —The greater the
possibility of deviating from the rational internal natural obstacles (of sensibility) and the less the moral
lawgiving, i.e., as an inability, puts the concept in obstacle (of duty), so much the more merit is to be
a false light. accounted for a good deed, as when, for example, at a
Practical Moral Law: a proposition that contains a considerable self-sacrifice the person rescues a com-
categorical imperative (a command). plete stranger from great distress.
Lawgiver (Legislator): someone who commands On the other hand, the less the natural obstacles
through a law. A person is the author of the obli- and the greater the obstacle from grounds of duty, so
gation in accordance with the law, but not always much the more is a transgression to be imputed (as
the author of the law. The author of the law would culpable). —Hence the state of mind of the subject,
be a positive (contingent) and chosen law. A law whether they committed the deed in a state of agita-
that binds a priori and unconditionally by reason tion or with cool deliberation, makes a difference in
can also be expressed as proceeding from the will imputation, which has results.
of a supreme lawgiver, that is, someone who has IV. Division of the Metaphysics of Morals
only rights and no duties (hence from the divine
will); but this signifies only the idea of a moral be- [6:218] There are two necessary elements in all
ing whose will is a law for everyone, without them lawgiving—the law and the incentive. The law repre-
being thought of as the author of the law. sents an action that is to be done as objectively neces-
sary, that is, which makes the action a duty. The in-
Imputation: judgment by which someone is regarded centive distinguishes whether the lawgiving is juridi-
as the author of an action, which is then called a cal—dealing with civil rights, or ethical—dealing
deed and stands under laws. If the judgment also with personal virtue. Lawgiving that does not include
carries with it the rightful consequences of this the incentive of duty in the law and so admits an in-
deed, it is an imputation having rightful force oth- centive other than the idea of duty itself is juridical.
erwise it is merely an imputation appraising the Lawgiving, which makes an action a duty and also
deed. makes this duty the incentive, is ethical.
Judge or Court: the person that is authorized to im- Juridical lawgiving the incentive is drawn from
pute with rightful force. pathological determining grounds of choice, inclina-
Meritorious: doing more in the way of duty than they tions, and aversions, and among these, from aversions;
can be constrained by law to do. for it is a lawgiving, which constrains, not an allure-
ment, which invites.
What is Owed: to do just exactly what the law re-
quires. Legality: the mere conformity or nonconformity of an
action with law, irrespective of the incentive to it.
Culpable: to do what is less than the law requires.
Morality: the conformity in which the idea of duty
Punishment: the rightful effect of what is culpable.
arising from the law is also the incentive to the ac-
Reward: the rightful effect of what is meritorious (as- tion is called its morality.
suming that the reward, promised in the law, was
External duties: duties in accordance with lawgiving
the motive to it).
using external incentives, i.e., coercion, to action.
No Effect: conduct in keeping with what is owed.
Internal duties: duties in accordance with lawgiving
[6:228] in which there is no incentive given other than that
Kindly recompense: to stand in no rightful relation to the duty is based on rationality independent of in-
a deed. clinations.

7
All duties belong to the doctrine of virtue, but the
incentives or motive for doing them do not all belong INTRODUCTION TO
to doctrine of virtue: for many duties the incentive is THE DOCTRINE OF RIGHT
outside of virtue. Thus in the doctrine of virtue a per-
son should fulfill a contract they have entered into, A. What the Doctrine of Right Is
solely by virtue of duty itself as the incentive. In con- [6:229] Doctrine of Right: all laws for which an
trast in the doctrine of right, civil law demands external lawgiving is possible. If there has actually
through external coercion or force that someone fulfill been such lawgiving, it is the doctrine of positive
a contract they have agreed with. It is not a duty of right.
virtue to keep someone’s civil contractual promises
B. What Is Right?
but a duty of civil rights, to which those involved can
be forced into civil compliance. But it is still a virtu- [6:230] Like the wooden head in Phaedrus’s fable,
ous action to fulfill a contractual obligation even when a merely empirical doctrine of right is a head that may
no coercion could be applied. The doctrine of right be beautiful but unfortunately it has no brain.
and the doctrine of virtue are therefore distinguished In other words, an empirical doctrine of right is
not so much by their different duties as by the differ- only able to refer to what the laws in some country at
ence in their incentives. External incentives, coercion, some time prescribe but would be unable to determine
or force belongs to the doctrine of right or civil laws. what the universal criterion is unless the empirical
Internal incentives based on reason alone, i.e., duty, principles are left behind for a while and seeks the
belong to the doctrine of virtue. sources of such judgments in reason alone, so as to
Ethical or virtuous lawgiving is that which cannot establish the basis for any possible giving of positive
be external; juridical lawgiving or the doctrine of right laws.
is that which can also be external. So it is an external Right is the sum of the conditions under which the
duty to keep a promise made in a contract; but the choice of one can be united with the choice of another
command to do this merely because it is a duty, with- in accordance with a universal law of freedom.
out regard for any other incentive, belongs to the doc-
trine of virtue and is therefore internal lawgiving C. The Universal Principle of Right
alone. So the obligation is assigned to ethics, not be- Any action is right if it can coexist with every-
cause the duty is of a particular kind (a particular kind one’s freedom in accordance with a universal law, or
of action to which someone is bound)—for there are if on its maxim the freedom of choice of each can co-
external duties in ethics as well as in right—but rather exist with everyone’s freedom in accordance with a
because the incentive in this case is an internal one universal law.
and not an external incentive. For the same reason du-
ties of benevolence, even though they are external du- [6:231] If a person’s action or condition can coex-
ties (obligations to external actions), are still assigned ist with the freedom of everyone in accordance with a
to ethics or virtue because their incentive can be only universal law, then whoever hinders that person does
be internal. —Ethics has its special duties as well that person wrong; for this hindrance cannot coexist
(e.g., duties to oneself), but it also has duties in com- with freedom in accordance with a universal law.
mon with right; what it does not have in common with Anyone can be free so long as no one impairs their
right is only the kind of incentive. What is distinctive freedom by external action, even though they may be
about ethical or virtuous lawgiving is that the agent is quite indifferent to the other persons freedom or
to perform actions just because they are duties, i.e., would like in their heart to infringe upon it.
rational, and to make the principle of duty itself,
Thus the universal law of right, so act externally
wherever the duty comes from, the sufficient incentive
that the free use of someone’s choice can coexist with
for choice. [6:221]
the freedom of everyone in accordance with a univer-
sal law, is indeed a law that lays on an obligation. If
someone’s aim is not to teach virtue but only to set
forth what is right, then they may not and should not
represent that law of right as itself the incentive to ac-

8
tion as in the doctrine of virtue, rather in the doctrine Appendix to the Introduction to
of right the incentive to action is coercion. the Doctrine of Right
D. Right Is Connected with an Authorization to On Ambiguous Right
Use Coercion [6:234] An authorization to use coercion is con-
Resistance that counteracts the hindering of an ef- nected with any right in the narrow sense. However,
fect promotes this effect and is consistent with it. Now people also think of a right in a wider sense, in which
whatever is wrong is a hindrance to freedom in accor- there is no law by which an authorization to use coer-
dance with universal laws. Therefore, if a certain use cion can be determined.—There are two such true or
of freedom is itself a hindrance to freedom in accor- alleged rights, equity and the right of necessity. Equity
dance with universal laws (i.e., wrong), coercion that is a right without coercion. Right of necessity is coer-
is opposed to this (as a hindering of a hindrance to cion without a right. Ambiguity arises from the fact
freedom) is consistent with freedom in accordance that there are cases in which a right is in question but
with universal laws, that is, it is right. Hence there is for which no judge can be appointed to render a deci-
connected with right by the principle of contradiction sion.
an authorization to coerce someone who infringes I. Equity
upon it.
Someone who demands something on the basis of
E. A Strict Right Can Also Be Represented as the equity is not doing so as a doctrine of virtue, e.g., be-
Possibility of a Fully Reciprocal Use of Coer- nevolence, but rather as a civil right. The problem is
cion That Is consistent with Everyone’s Free- that the demander of equity as a right, does not have
dom in Accordance with Universal Laws the conditions that a judge needs in order to determine
by how much or in what way their claims could be
[6:232] The doctrine of right uses the formal crite- satisfied. Suppose that the terms on which a trading
ria of universal freedom for the creation of civil laws company was formed were that the partners should
and motivates the noninterference of other’s through share equally in the profits, but that one partner never-
the use of reciprocal coercion, i.e., punishment. Strict theless did more than the others and so lost more
right, one that is not mixed with any precepts of the when the company met with reverses. By equity the
virtue, rests on the principle of its being possible to person that lost more can demand more from the
use external constraint that can coexist with the free- company than merely an equal share with the others.
dom of everyone in accordance with universal laws. – In accordance with proper (strict) right, the demand
Thus when it is said that a creditor has a right to re- would be refused as the judge would have no definite
quire the debtor to pay the debt, this does not mean particulars (data) to enable the judge to decide how
that the creditor can remind the debtor that reason it- much is due by the contract. Or suppose that a domes-
self puts the debtor under obligation to pay; it means, tic servant is paid wages at the end of a year in money
instead, that coercion which constrains everyone to that has depreciated in the interval, so that the servant
pay their debts can coexist with the freedom of every- cannot buy with it what could have been bought with
one, including that of debtors, in accordance with uni- it when the contract was agreed upon. The servant
versal external law. Right and authorization to use co- cannot appeal to rights in order to be compensated
ercion therefore mean one and the same thing. when the servant gets the same amount of money but
[6:233] In pure mathematics we cannot derive the of unequal value, i.e., depreciated money. The appeal
properties of its objects immediately from concepts can only be on the grounds of equity; for nothing was
but can discover them only by constructing concepts. specified about this in the contract, and a judge cannot
Similarly, it is not so much the concept of right rather pronounce in accordance with indefinite conditions.
it is a fully reciprocal and equal coercion brought un- [6:235] The motto of equity is: “the strictest right
der a universal law and consistent with it, that make is the greatest wrong”. However, this ill cannot be
the presentation of that concept possible. The doctrine remedied by way of what is laid down as right, even
of right wants to be sure that what belongs to each has though it concerns a claim to a right; for this claim
been determined with mathematical exactitude. Such belongs only to the court of conscience whereas every
exactitude cannot be expected in the doctrine of vir- question of what is laid down as right must be brought
tue, which cannot refuse some room for exceptions. before civil right.
9
II. The Right of Necessity 2. Positive (statutory) rights; rights which
This right is supposed to be an authorization to proceeds from the will of a legislator.
II. The highest division of rights are:
take the life of another who is doing no harm, when
someone else is in danger of losing their life. It is evi- 1. Innate rights; an innate right is that which
belongs to everyone by nature, i.e., inter-
dent that were there such a right the doctrine of right
would have to be in contradiction with itself. How- nally, independently of any act that would
establish a right.
ever, there can be no penal law that would assign the
death penalty to someone in a shipwreck who, in order 2. Acquired rights; an acquired right is that
to save their own life, they shove another person off a which does not belong to everyone by na-
ture, rather it requires an act in order to be
floating plank and take the plank for themselves. For
the punishment threatened by the law could not be established, i.e., external.
greater than the loss of their own life. A penal law of There is Only One Innate Right
this sort could not have the effect intended, since a
Innate freedom (independence from being con-
threat of an ill that is still uncertain (death by a judi- strained by another’s choice), insofar as it can coexist
cial verdict) cannot outweigh the fear of an ill that is
with the freedom of every other in accordance with a
certain (drowning).
universal law, is the only original right belonging to
[6:236] The motto of the right of necessity says: every person by virtue of their humanity. Innate free-
“Necessity has no law”. Yet there could be no neces- dom involves innate equality, that is, independence
sity that would make what is wrong conform with law. from being bound by others any more than someone
can in turn bind them. [6:238] Before an individual
performs any act affecting rights they have done no
Division of the Doctrine of Right wrong to anyone; and finally, being authorized to do
A. General Division of Duties of Right to others anything that does not in itself diminish what
is theirs, so long as they do not want to accept it—
The following three classical formulae serve as the
such things as merely communicating their thoughts
principle for dividing the system of duties of right into
to them, telling or promising them something, whether
1. internal duties, 2. external duties, and 3. duties that
what the person says is true and sincere or untrue and
involve the derivation of external duties from the prin-
insincere; for it is entirely up to them whether they
ciple of internal duties by subsumption.
want to believe the person or not.
I. Be an honorable human being. Rightful honor
{Footnote: Telling an untruth intentionally, even
consists in asserting a person’s worth as a hu-
though merely frivolously, is usually called a lie be-
man being in relation to others, a duty ex-
cause it can also harm someone, at least to the extent
pressed by the saying, “Do not make yourself
that if the hearer ingenuously repeats it, others will
a mere means for others but be at the same
ridicule the person as gullible. The only kind of un-
time an end for them.”
truth that is to be called a lie, in the sense bearing
II. A person ought not to wrong anyone even if, upon right, is a lie that directly infringes upon an-
to avoid doing so, they should have to stop as- other’s right, e.g., the false allegation that a contract
sociating with others and shun all society. has been concluded with someone, made in order to
III. If a person cannot help associating with others, deprive that person what is theirs.}
enter into a society with them in which each With regard to what is innately, hence internally,
can keep what is theirs. “Enter into a condition owned, there are not several rights, there is only one
in which what belongs to each can be secured right. The division of the doctrine of right can refer
against everyone else”. only to what is externally owned.
B. General Division of Rights [Note: In the doctrine of virtue, [6:429] Kant says,
I. Rights are divided into: “In the doctrine of right intentional untruth is called a
1. Natural rights; rights which rests only on a lie only if it violates another’s right; but in ethics,
priori principles. where no authorization is derived from harmlessness,
it is clear of itself that no intention untruth in the ex-

10
pression of someone’s thoughts can refuse this harsh
name.”]

11
Division of the Metaphysics of Morals
I. All duties are either duties of right, that is, duties for which external lawgiving is possible, or duties of vir-
tue, for which external lawgiving is not possible.—Duties of virtue cannot be subject to external lawgiving sim-
ply because they have to do with an end which is also a duty. No external lawgiving can bring about someone’s
setting an end for their own person (because this is an internal act of the mind), although it may prescribe exter-
nal actions that lead to an end without the subject making it their end. Accordingly the doctrine of right and the
doctrine of virtue yield the following divisions:

DOCTRINE OF RIGHT DOCTRINE OF VIRTUE


Civil Rights/Outer Freedom Personal Ethics/Ends
Formal Criteria/Reciprocity/a priori/Categorical Im- Formal Criteria/a priori/Categorical Imperative/ Uni-
perative/ Universal Command/Law of the Collective versal Command /Law of Our Own Will:
Will: Universal Freedom Universal Maxims of Actions/Ends
Rational End: Duty to Others—Social Peace/Outer Rational Ends that all Rational Beings have an Obliga-
Freedom; Not Happiness—Empirical and Not Moral tion to have:
Autonomy—Ethics 1. Self-Perfection and
2. Happiness of Others
Perfect/Narrow Duties: Imperfect/Wide Duties:
1. Specific Actions and 1. General Rules “playroom”
2. Specific Punishment for Noncompliance 2. No Coercion for noncompliance
Motive for Compliance: Inclination/Coercion/Force: Motive for Compliance: Rationality/Duty/Awe
“Rights” extend only in so far as there is effective co-
ercion
Process: 1. Start with the Rational Social End—Peace Process: 1. Start with Universal Maxims of Actions
2. then Rationally Derive the Specific Rights 2. then Derive the following Rational Ends:
and Liberties Based on Universal Freedom A. Duty to Oneself—Self-perfection and
for All Citizens—Negative Command B. Duty to Others—Happiness of Others.
A. Private Rights—Natural Rights Positive Command
B. Public Rights—Civil Rights: Secures
What Is Mine Or Yours By Public Laws
The aim of Juridical law is to prevent individuals from The aim of Ethics, or the duty of ends is 1. self-
compelling others to perform actions that are not a perfection and 2. the happiness of others—i.e., their
means to their own ends and vice versa, i.e., negative self-chosen ends
rights

12
II. In the doctrine of duties a human being can and should be represented in terms of their capacity for freedom,
which is wholly supersensible. Accordingly right and end, related in turn to duty in this twofold property, yield
the following divisions:

RIGHTS OF HUMAN BE- RIGHTS OF HUMAN BE- RIGHTS OF HUMAN BE- RIGHTS OF HUMAN BE-
INGS TOWARD BEINGS INGS TOWARD BEINGS INGS TOWARD BEINGS INGS TOWARD A BEING
THAT HAVE NEITHER THAT HAVE RIGHTS AS THAT HAVE ONLY DU- THAT HAS ONLY RIGHTS
RIGHTS NOR DUTIES WELL AS DUTIES (HU- TIES BUT NO RIGHTS BUT NO DUTIES (GOD).
(ANIMALS) MAN BEINGS) (SERFS, SLAVES, ETC.)

Beings lacking reason, Humans beings relation Human beings without In philosophy such a be-
which can neither bind with human beings. (Hu- personality (e.g., Serfs, ing is not an object of
nor by which we can be man Beings) Slaves). possible experience.
bound. (Animals) (God)
Only real relation be-
tween right and duty. Ideal from a theoretical
point of view—thought-
entity. Fruitful in refer-
ence to ourselves and to
maxims.

13
it yet. So possession is independent of being
limited by temporal conditions, and so inde-
[6:245] DOCTRINE OF RIGHT pendently of empirical possession.
3. Status in relation to another (community). A
PART I
wife, a child, or a servant is the head of the
PRIVATE RIGHT household’s possession if even though they are
CONCERNING WHAT IS EXTERNALLY MINE not possessed (empirically), the head of the
OR YOURS IN GENERAL household still can say that he possesses them
merely by the his will, hence rightfully. Only
if and insofar as the head can assert this are
Chapter 1 they included as his belongings.

HOW TO HAVE SOMETHING EXTERNAL AS §5


SOMEONE’S OWN Concept of an External Object as a Possession

§1 [6:249] What is externally owned is that which it


would be a wrong (an infringement of the owner’s
That which rightfully belongs to someone is that freedom which can coexist with the freedom of every-
which they are so connected, physical possession, that one in accordance with a universal law) to prevent the
another’s use of it without consent would wrong that owner from using it. Something external is owned if
person. (empirical possession) the owner would be wronged by being disturbed in the
That which external belongs to someone is that use of it even though the owner is not in possession of
which they are so connected that another’s use of it, it. Intelligible possession must be assumed to be pos-
even though they are not in possession of it would sible if something external is to owned. Empirical
wrong that person. (intelligible possession) possession (holding) is possession only in appearance.
[6:246] The concept of possession has two parts: It is not appropriate to speak of possessing a right
1. Sensible Possession—physical, empirical and to this or that object but rather of possessing the object
2. Intelligible Possession—rightful, rational rightfully; for a right is already an intellectual posses-
sion of an object and it would make no sense to speak
§3 of possessing a possession.
Whoever asserts that they own something, must be in §6
possession of that object, i.e., Sensible possession: Rightful Possession of an External Object
physical or rational.
[6:250] The question:
§4 1. how is it possible for something external to be
[6:247] There are only three external objects of owned by someone? resolves itself into the
choice between a person and external objects in ac- question:
cordance with laws of freedom: 2. how is rightful (intelligible) possession possi-
1. Corporeal things (substance). A person cannot ble? resolves itself into the third question:
call an object in space (a corporeal thing) 3. how is a synthetic a prior proposition about
theirs unless, even though they are not in right possible?
physical possession of it, they can still assert
that they are actually in some other way (hence
not physical) in possession of it.
2. [6:248] Another’s choice to perform a specific
deed (causality). Other people’s promises are
to be included as belongings and goods, and
can be counted as a possession not merely if a
person has already in their possession what
was promised, but even if they do not possess
14
1. Since all propositions about right are laws of guished from having the same object under control. It
reason, then all propositions about right are a is therefore an a priori presupposition of practical rea-
priori propositions. son to regard and treat any object of choice as some-
2. Since an a priori proposition about right with thing which could objectively be owned.
regard to empirical possession is analytic, (for [6:247] This postulate can be called a permissive
it says nothing more than what follows from law of practical reason which gives an authorization
empirical possession in accordance with the that could not be got from mere concepts of right.
principle of contradiction, namely, that if a
person is holding a thing, (physical posses- There is no way of proving the possibility of non-
sion) someone who affects it without the hold- physical possession or of having any insight into it
ers consent (e.g., takes the object), affects and (because it is a rational concept for which no corre-
diminishes what is internally theirs (freedom), sponding intuition can be given); its possibility is in-
so that the maxim is in direct contradiction stead an immediate consequence of the postulate (of
with the axiom of right.) freedom). No person need be surprised that theoretical
3. Then the proposition about empirical posses- principles about external objects of ownership get lost
sion in conformity with rights does not go be- in the intelligible and represent no extension of cogni-
yond the right of a person with regard to their tion, since no theoretical deduction can be given for
own person. the possibility of the concept of freedom on which
they are based. Freedom can only be inferred from the
On the other hand, practical law of reason (the categorical imperative) as
1. Since a proposition about the possibility of a fact of reason.
possessing a thing externally, which puts aside §7
any conditions of empirical possession in External Possession
space and time—presupposes the possibility of
intellectual possession—analytic [6:253] The concept of rightful possession is not
2. Since a proposition about the possibility of an empirical concept (dependent upon conditions of
possessing a thing externally, affirms posses- space and time) and yet it has practical reality, that is,
sion of something even without holding it, as it must be applicable to objects of experience, cogni-
necessary for the concept of something exter- tion of which is dependent upon those conditions.
nal belonging to someone is synthetic. Since the concept of a right is simply a rational con-
3. Then reason has the task of showing how such cept, it cannot be applied directly to objects of experi-
a proposition, which goes beyond the concept ence and to the concept of empirical possession, but
of empirical possession, is possible a priori. must first be applied to the understanding’s pure con-
cept of possession in general. So the concept to which
Postulate of Practical Reason the concept of a right is directly applied is not that of
with Regard to Rights holding, which is an empirical way of thinking of pos-
An object of choice is something that a person has session, but rather the concept of having, in which ab-
the physical power to use. If it were nevertheless ab- straction is made from all spatial and temporal condi-
solutely not within a person’s rightful power to make tions and the object is thought of only as under a per-
use of it, that is, if the use of it could not coexist with son’s control. So too the expression external does not
the freedom of everyone in accordance with a univer- mean existing in a place other than where a person is,
sal law (would be wrong), then freedom would be de- or that the decision and acceptance are occurring at a
priving itself of the use of its choice with regard to an different time from the making of the offer; it means
object of choice, by putting usable objects beyond any only an object distinct from the person.
possibility of being used. But since pure practical rea- The way to have something external consists in a
son lays down only formal laws as the basis for using merely rightful connection of the subject’s will with
choice, it can contain no absolute prohibition against that object in accordance with the concept of intelligi-
using such an object, since this would be a contradic- ble possession, independently of any relation to it in
tion of outer freedom with itself. An object of choice space and time.
is that which someone has the physical capacity or
power to use as they please. This must be distin-
15
Anyone who wants to make a continuous occupa- to refrain from using that object, an obligation no one
tion of a place the condition of ownership must either would have were it not for this act to establish a right.
assert that it is not at all possible to have something This claim involves, however, acknowledging that a
external as theirs (and this conflicts with postulate 2) person is under obligation to every other to refrain
or else require that in order to have it someone must from using what is externally others for the obligation
be in two places at once—contradiction. here arises from a universal rule having to do with ex-
ternal rightful relations. Someone is not under obliga-
Having a possession in what was promised is not
tion to leave external objects belonging to others un-
annulled by the promisor’s saying at one time “this
touched unless everyone else provides assurance that
thing is to be yours” and then at a later time saying of
they will behave in accordance with the same princi-
the same thing “Now I will that it not be yours.”—
ple. The assurance does not require a special act to
contradiction.
establish a right, but is already contained in the con-
The same holds of the concept of rightful posses- cept of an obligation corresponding to an external
sion of a person, as included in the subject’s belong- right, since the universality, and with it the reciproc-
ings (his wife, child, servant). This domestic commu- ity, of obligation arises from a universal rule. Now, a
nity and the possession of their respective status vis-à- unilateral will cannot serve as a coercive law for eve-
vis (in relation to) one another by all its members is ryone with regard to possession that is external and
not annulled by their being authorized to separate therefore contingent, since that would infringe upon
from one another and go to different places; for what freedom in accordance with universal laws. So it is
connects them is a relation in terms of rights. only a will putting everyone under obligation, hence
Thesis: It is possible to have something external only a collective general (common) and powerful will,
even though a person is not in possession of it. that can provide everyone this assurance. However,
the condition of being under a general external (i.e.,
Antithesis: It is not possible to have something ex- public) lawgiving accompanied with power is the civil
ternal unless a person is in possession of it. condition. So only in a civil condition can something
Solution: Both propositions are true, the first if by external be someone’s.
the word possession it is meant, empirical pos- Corollary: If it must be possible, in terms of rights,
session (phenomenon), and the second if by to have an external object as a personal possession,
the word possession it is meant purely intelli- then the subject must also be permitted to constrain
gible possession (noumenon). others, with whom they come into conflict about own-
However, it cannot be seen how intelligible pos- ership, to enter into a civil constitution.
session is possible and so how it is possible for some- §9
thing external to be someone’s, but must infer intelli- In a State of Nature Ownership is Only Provisional
gible possession from the postulate or axiom of prac-
tical reason. With regard to this postulate/axiom it is [6:257] When people are under a civil constitu-
particularly noteworthy that practical reason extends tion, the statutory laws cannot infringe upon natural
itself without intuitions and without even needing any right, (i.e., that right which can be derived from a pri-
that are a priori, merely by leaving out empirical con- ori principles for a civil constitution). For a civil con-
ditions, as it is justified in doing by the law of free- stitution is just the rightful condition, by which what
dom. In this way it can lay down synthetic a priori belongs to each is secured from others, but not actu-
propositions about right, the proof of which (as will ally settled and determined.
soon be shown) can afterwards be adduced, in a prac- In summary, the way to have something external
tical respect, in an analytic way. as a personal possession in a state of nature is physical
§8 possession. This physical possession presumes that a
External Possession Exists rightful possession will come about through being
Only in a Civil Condition united with the will of all in a public lawgiving.

When someone declares (by word or deed), that


they will that something external is to be theirs, they
thereby declare that everyone else is under obligation
16
a thing, that is, possession (though not use) of
CHAPTER II another person as a thing.
How to Acquire Something External 3. In terms of the basis of the acquisition in right
something external is acquired through the act
§ 10 of a unilateral, bilateral, or omnilateral choice.
General Principle of External Acquisition Although this is not, strictly speaking, a spe-
[6:258] A person acquires something when it be- cial member of the division of rights, it is still
comes theirs. Something external originally belongs to an aspect of the way acquisition is carried out.
someone if it is theirs without any act establishing that
right. An original acquisition is one that is not derived
from what is another’s. Section I
On Property Right
Nothing external originally belongs to anyone, but
it can indeed be acquired originally, that is, without
§11
being derived from what is another’s.
What Is a Right to a Thing?
The principle of external acquisition is as follows:
What is it that enables a person to recover an ex-
something belongs to someone if it is brought under
ternal object from someone who is holding it and to
their control (in accordance with the law of outer
constrain that person to put it back into the possession
freedom); which, as an object of their choice, is some-
of the rightful owner?
thing that they have the capacity to use (in accordance
with the postulate of practical reason); and which, fi- It is absurd to think of an obligation of a person to
nally, they will to be theirs (in conformity with the things or the reverse. A right to a thing is a right to the
idea of a possible united will). private use of a thing in possession in common with
all others. By unilateral choice a person cannot bind
The three aspects of original acquisition are as fol-
another to refrain from using a thing, an obligation
lows:
they would not otherwise have; hence a person can
1. Apprehension of an object that belongs to no
bind another to refrain from using a thing only
one; otherwise it would conflict with another’s
through the united choice of all who possess the thing
freedom in accordance with universal laws. This
in common. Otherwise a right to a thing would be as if
apprehension is taking possession of an object of
the thing had an obligation, from which a person’s
choice in space and time, so that the possession is
right against every other possessor of it is then de-
a phenomenon.
rived; and this is an absurd way of representing it.
2. Giving a sign of possession of this object and an
act of choice to exclude everyone else from it. It is clear that someone who was all alone on the
3. Appropriation as the act of a general will (in earth could really neither have nor acquire any exter-
idea) giving an external law through which every- nal thing as their own, since there is no relation what-
one is bound is a possession merely by right— ever of obligation between the person, and any other
noumenon. external object, as a thing. Hence, speaking strictly
and literally, there is also no (direct) right to a thing.
[6:260] Division of the Acquisition of Something
What is called a right to a thing is only that right
External
someone has against a person who is in possession of
1. In terms of the matter (the object), a person it in common with all others (in the civil condition).
acquires either a corporeal thing (substance),
§12
or another’s performance (causality), or an-
First Acquisition of a Thing Can Be Only Ac-
other person, that is, the status of that person,
quisition of Land
in so far as they get a right to make arrange-
ments about the person acquired. [6:262] No one can have what is movable on a
piece of land as their own unless that person already is
2. In terms of the form (the kind of acquisition),
assumed to be in rightful possession of the land. Sup-
it is either a right to a thing or a right against a
pose that the land belonged to no one: then someone
person, or a right to a person akin to a right to

17
could remove every movable thing on it from its place is omnilateral, that is united not contingently but a
and take it for themselves. priori and therefore necessarily, and because of this is
the only will that is lawgiving. For only in accordance
§13
with this principle of the will is it possible for the free
Any Piece of Land Can Be Acquired Originally,
choice of each to accord with the freedom of all, and
and the Possibility of Such Acquisition
therefore possible for there to be any right, and so too
Is Based on the Original Community of Land
possible for any external object to be someone’s.
All human beings are originally in a possession of
§15
land that is in conformity with right, that is, they have
Something Can Be Acquired Conclusively
a right to be wherever nature or chance (apart from
Only in a Civil Constitution;
their will) has placed them. This kind of possession,
in a State of Nature It Can Also Be Acquired
which is to be distinguished from residence, a chosen
but Only Provisionally
and therefore an acquired lasting possession, is a pos-
session in common because the spherical surface of [6:264] A civil constitution, though its realization
the earth unites all the places on its surface; for if its is subjectively contingent, is still objectively neces-
surface were an unbounded plane, people could be so sary, that is, necessary as a duty. With regard to such a
dispersed on it that they would not come into any constitution and its establishment there is therefore a
community with one another, and community would real law of natural right to which any external acquisi-
not then be a necessary result of their existence on the tions is subject.
earth. The possession by all human beings on the earth What a person brings under their control in accor-
which precedes any acts of theirs that would establish dance with laws of outer freedom and will to become
rights is an original possession in common, the con- theirs becomes theirs.
cept of which is not empirical and dependent upon
temporal conditions, like that of a supposed primitive But the rational title of acquisition can lie only in
possession in common which can never be proved. the idea of a will of all united a priori, which is here
Original possession in common is, rather, a practical tacitly assumed as a necessary condition; for a unilat-
rational concept which contains a priori the principle eral will cannot put others under an obligation they
in accordance with which alone people can use a place would not otherwise have. But the condition in which
on the earth in accordance with principles of right. the will of all is actually united for giving law is the
civil condition. Therefore something external can be
§14 originally acquired only in conformity with the idea of
In Original Acquisition, the Act Required to Estab- a civil condition. Hence original acquisition can be
lish a Right Is Taking Control only provisional. Conclusive acquisition takes place
[6:263] The only condition under which taking only in the civil condition.
possession, beginning to hold a corporeal thing in Still, that provisional acquisition is true acquisi-
space, conforms with the law of everyone’s outer tion; for, by the postulate of practical reason with re-
freedom (hence a priori) is that of priority in time. gard to rights, the possibility of acquiring something
The original acquisition of an external object, and external in whatever condition people may live to-
hence too of a specific and separate piece of land, can gether (and so also in a state of nature) is a principle
take place only through taking control of it. of private right, in accordance with which each is jus-
No insight can be had into the possibility of ac- tified in using that coercion which is necessary if peo-
quiring in this way, nor can it be demonstrated by rea- ple are to leave the state of nature and enter the civil
son, its possibility is instead an immediate conse- condition, which can alone make any acquisition con-
quence of the postulate or axiom of practical reason. clusive.
But the aforesaid will can justify an external acquisi- The question arises, how far does authorization to
tion only insofar as it is included in a will that is take possession of a piece of land extend? As far as
united a priori (i.e., only through the union of the the capacity for controlling it extends, that is, as far as
choice of all who can come into practical relations whoever wants to appropriate it can defend it—as if
with one another) and that commands absolutely. For the land were to say, if you cannot protect me you
a unilateral will cannot put everyone under an obliga- cannot command me. This is how the dispute over
tion that is in itself contingent; this requires a will that
18
whether the sea is free or closed also has to be de- not also contain the principle for choice by which a
cided; for example, as far as a cannon shot can reach particular possession for each on the common land
no one may fish, haul up amber from the ocean floor, could be determined. The law which is to determine
and so forth. In order to acquire land is it necessary to for each what land is who’s will be in accordance with
develop it (build on it, cultivate it, drain it, and so on)? the axiom of outer freedom only if it proceeds from a
No. For since these forms (of specification) are only will that is united originally and a priori. Hence it
accidents. Developing land is nothing more than an proceeds only from a will in the civil condition which
external sign of taking possession, for which many alone determines what is right, what is rightful, and
other signs that cost less and requires less effort can what is laid down as right. In the former condition,
be substituted. that is, before the establishment of the civil condition
but with a view to it, that is, provisionally, it is a duty
When neither nature nor chance but just some-
to proceed in accordance with the principle of external
one’s will brings a civil society into the neighborhood
acquisition.
of a people that holds out no prospect of a civil union,
the civil society is not authorized to found colonies, §17
by force if need be, in order to establish a civil union Concept of Original Acquisition
with them and bring these human beings (savages) [6:268] If the sensible conditions of possession, as
into a rightful condition (as with the American Indi- a relation of a person to objects that have no obliga-
ans, the Hottentots (South Africa), and the inhabitants tion, are left out or disregarded (abstracted from), pos-
of New Holland); or (which is not much better), to session is nothing other than a relation of a person to
found colonies by fraudulent purchase of their land, persons, all of whom are bound, with regard to the use
and so become owners of their land, using social supe- of the thing, by the will of the first person, insofar as
riority without regard for first possession. Should an the will is as follows:
advanced society be authorized to do this, especially 1. conforms with the axiom of outer freedom,
since nature itself (which abhors a vacuum) seems to 2. conforms with the postulate of the capacity to
demand it, and great expanses of land in other parts of use external objects of choice, and
the world, which are now splendidly populated, would 3. conforms with the lawgiving of, the will of all,
have otherwise remained uninhabited, so that the end thought of as united a priori.
of creation would have been frustrated? However, it is
easy to see through this veil of injustice (Jesuitism), This, then, is intelligible possession of a thing,
which would sanction any means to good ends. Such a that is, possession by mere right, even though the ob-
way of acquiring land is therefore to be repudiated. ject (the thing possessed) is a sensible object.
Whoever expends labor on land that was not al-
The indeterminacy, with respect to quantity as ready their own has lost their pains and toil to the
well as quality, of the external object that can be ac- proper owner.
quired make this problem (of the sole, original exter-
nal acquisition) the hardest of all to solve. Still, there As for corporeal things on land that is already a
must be some original acquisition or other of what is person’s possession, if they do not otherwise belong
external, since not all acquisition can be derived. So to another they belong to that person without needing
this problem cannot be abandoned as insoluble and a particular act establishing the right.
intrinsically impossible. But even if it is solved Possession extends as far as the possessor has the
through the original contract, such acquisition will mechanical ability, from where they reside, to secure
always remain only provisional unless this contract the land against encroachment by others (e.g., as far as
extends to the entire human race. a canon can reach from the shore), and up to this limit
§16 the sea is closed. But since it is not possible to reside
Concept of Original Acquisition of Land on the high seas themselves, possession also cannot
extend to them and the open seas are free. But the
[6:267] All people are originally in common pos- owner of a shore cannot include, in the right to ac-
session of all the land of the entire earth and each has quire, what is unintentionally washed up on shore,
by nature the will to use it which, because the choice whether human beings or things belonging to them,
of one is unavoidably opposed by nature to that of an- since this is not wronging the owner of the shore (not
other, would do away with any use of it if this will did a deed at all), and though a thing has been cast up on
19
land which belongs to someone, it cannot be treated as Acquisition: cannot take place through a negative act
a thing belonging to no one. On the other hand, a river of the other, namely the abandoning or renouncing
can be originally acquired by someone who is in pos- of the acquisition. Acquisition can take place only
session of both banks, as far the banks extends; a per- by transferring, which is possible only through a
son can acquire the river just as a person can acquire common will by means of which the object is al-
any dry land subject to the conditions mentioned ways under the control of one or the other, since
above. as someone gives up their share in this common
undertaking the object becomes the other’s
An external object which in terms of its substance
through the person’s acceptance of it (and so by a
belongs to someone is their property, in which all
positive act of choice.
rights in this thing belong (as accidents of a sub-
stance) and which the owner can dispose of the prop- Alienation: is the transfer of property from one person
erty any way the owner pleases. However, from this it to another.
follows that an object of this sort can be only a corpo- Contract: is an act of the united choice of two persons
real thing (to which one has no obligation). So some- by which anything at all that belongs to one per-
one can be their own master but cannot be the owner son passes to the other person.
of themselves (cannot dispose of their own person as
they please)—still less can the person dispose of oth- §19
ers—since all are accountable to humanity in their For every contract there are two preparatory and
own person. This is not, however, the proper place to two constitutive rightful acts of choice.
discuss this point, which has to do with the right of
humanity, not that of human beings. It is mentioned Preparatory;
only incidentally, for a better understanding of what 1. offering (negotiating), and
was discussed a little earlier.—Furthermore, there can 2. assent.
be two complete owners of one and the same thing, Constitutive;
without its being held in common; they may only be 1. promise (concluding), and
possessors in common of what belongs to only one of 2. acceptance.
them. This happens when one of the so-called joint
owners (condominium) has only full possession with- What belongs to the promisor does not pass to the
out use, while the other has all the use of the thing promisee (as acceptant) by the separate will of either
along with possession of it. So the person who has full but only by the united will of both, and consequently
possession without use only restricts the other to some only insofar as both wills are declared simultaneously.
continual performance without thereby limiting the This cannot take place by empirical acts of declara-
use of the thing. tion, which must necessarily follow each other in time
and are never simultaneous. For if a person has given
a promise and the other now wants to accept it, the
promisor can still during the interval (however short it
Section II
may be) regret having promised, since the promisor is
Contract Right
still free before the promisee accepts; and because of
§18
this the promissee can consider themselves as not
[6:271] Contract right: is the only set of laws that can bound to the counter-declaration after the promise.
result in the possession of another’s choice to a
The external formalities in concluding a contract
certain deed in accordance with law of freedom. A
(shaking hands or breaking a straw, held by both per-
right against a person can never be acquired origi-
sons, and all the confirmations back and forth of the
nally and on someone’s own initiative. So too, a
declarations they have made, manifest the perplexity
person cannot acquire a right against another
of the contracting parties as to how and in what way
through a deed that is contrary to right; for even if
they are going to represent their declarations as exist-
a person has wronged another and the wronged in-
ing simultaneously, although they can only be succes-
dividual has a right to demand compensation only
sive. They still do not succeed in this since their acts
to the point previously had.
can only follow each other in time, so that when one

20
act of contract comes to be the other act of contract Transfer by contract takes place in accordance
either has not yet come to be or is no longer. with the law of continuity, that is, possession of the
object is not interrupted for a moment during this act,
[6:273] Only a transcendental deduction of the
for otherwise the acquisition will be of an object that
concept of acquisition by contract can remove all
has no possessor, hence it would be an originally
these difficulties. It is true that in an external relation
aquisition, and this contradicts the concept of contract.
of rights is first thought of empirically, by means of a
Because of continuity, that which transfers what is
declaration and counter-declaration of the choice of
one person to another is not one of the two separate
each in time; this is the sensible condition of taking
wills, but their united will. Transfer is therefore an act
possession. However, since that relation as a rightful
in which an object belongs, for a moment, to both to-
relation is purely intellectual, that possession is repre-
gether, just as when a stone that has been thrown
sented through the will which is a rational capacity for
reaches the apex of its parabolic path it can be regard
giving laws, as intelligible possession (noumenon) in
as, for just a moment, simultaneously rising and fal-
abstraction from those empirical conditions. Here both
ling, and so first passing from its rising motion to its
acts, promise and acceptance, are represented not as
falling.
following one upon another but as proceeding from a
single common will; and the object is represented, by §21
omitting empirical conditions, as acquired in accor- [6:275] In a contract by which a thing is acquired,
dance with a principle of pure practical reason. it is not acquired by acceptance of the promise, but
Although this is the true and the only possible de- only by delivery of what was promised. Hence the
duction of the concept of acquisition by contract, there right that arises from a contract is only a right against
is still no proof of its possibility. a person, and becomes a right to a thing only by deliv-
ery of the thing.
Why ought a person keep their promise? Although
everyone thinks that everyone ought to keep promises,
it is absolutely impossible to furnish a proof of this Section III
categorical imperative, just as it is impossible for a
geometer to prove by means of inferences based on On Rights to Persons Akin to Rights to Things
reason alone that in order to make a triangle the geo- §22
meter must take three lines (an analytic proposition),
two of which together must be greater than the third (a [6:276] This right is that of possession of an ex-
synthetic proposition, but both propositions are a pri- ternal object as a thing and use of it as a person. What
ori). That a person ought to keep their promise is a belongs to someone in terms of this right domesti-
postulate of pure reason (pure as abstracting from all cally, of a community of free beings who form a soci-
sensible conditions of space and time in what con- ety of members of a whole called a household by their
cerns the concept of right). The theory that it is possi- affection to one another in accordance with the princi-
ble to abstract from those conditions without giving ple of outer freedom. Acquisition of this status, and
up possession of the promise is itself the deduction of within it, therefore takes place neither by a deed on a
the concept of acquisition by contract, just as was the person’s own initiative nor by a contract alone but by
case in the preceding section for the theory of acquisi- law; for, since this kind of right is neither a right to a
tion of external things by taking control of them. thing nor merely a right against a person but also pos-
session of a person, it must be a right lying beyond
§20 any rights to things and any rights against persons. It
must be the right of humanity in someone’s own per-
[6:274] By contract a person acquires not an ex- son, from which there follows a natural permissive
ternal thing but rather a deed, by which that thing is law, by the favor of which this sort of acquisition is
brought under control, so that the person can take pos- possible.
session of it. By a contract a person therefore acquires §23
another’s promise (not what was promised).
[6:277] In terms of the object, acquisition in ac-
cordance with this principle is of three kinds:

21
1. a man acquires a wife, ing a member of a human being is at the same time
2. a couple acquires children, acquiring the whole person, since a person is an abso-
3. a family acquires servants. lute unity. Hence it is not only admissible for the
sexes to surrender and to accept each other for enjoy-
On the Right of Domestic Society
ment under the condition of marriage, but it is possi-
Title I ble for them to do so only under this condition. That
Marriage Right this right against a person is also akin to a right to a
thing rests on the fact that if one of the partners in a
§24 marriage has left or given itself into someone else’s
Sexual union is the reciprocal use that one human possession, the other partner is justified, always and
being makes of the sexual organs and capacities of without question, in bringing its partner back under its
another. This is either a natural use (by which procrea- control, just as it is justified in retrieving a thing.
tion of a being of the same kind is possible) or an un- §26
natural use, and unnatural use takes place either with a
person of the same sex or with an animal of a nonhu- For the same reasons, the relation of the partners
man species. Since such transgressions of laws, called in a marriage is a relation of equality of possession,
unnatural or also unmentionable vices, do wrong to equality both in their possession of each other as per-
humanity in their own person, there are no limitations sons (hence only in monogamy, since in polygamy the
or exceptions whatsoever that can save them from be- person who surrenders herself gains only a part of the
ing repudiated completely. man who gets her completely, and therefore makes
herself into a mere thing), and also equality in their
Natural sexual union takes place either in accor- possession of material goods. As for these, the part-
dance with mere animal nature or in accordance with ners are still authorized to forgo the use of a part,
law. Sexual union in accordance with law is marriage though only by a separate contract.
(matrimony), that is, the union of two persons of dif-
ferent sexes for lifelong possession of each other’s For this reason it follows that neither concubinage
sexual attributes. The end of begetting and bringing nor hiring a person for enjoyment, i.e., prostitution, on
up children may be an end of nature, for which it im- one occasion is a contract that could hold in right.
planted the inclinations of the sexes for each other; With regards to prostitution, everyone will admit that
but it is not requisite for human beings who marry to a woman who has made a contract for sex could not
make this their end in order for their union to be com- rightfully be held to the fulfillment of the promise if
patible with rights, for otherwise marriage would be later she regrets having made the contract. With con-
dissolved when procreation ceases. cubinage, since the woman is surrendering herself as a
thing to the other’s choice, either party can cancel the
Even if it is supposed that their end is the pleasure contract with the other, without any infringement of
of using each other’s sexual attributes, the marriage rights. If the question is therefore posed, whether it is
contract is not up to their discretion but is a contract also in conflict with the equality of the partners for the
that is necessary by the law of humanity, that is, if a law to say of the husband’s relation to the wife, he is
man and a woman want to enjoy each other’s sexual to be your master (he is the party to direct, she to
attributes they must necessarily marry, and this is nec- obey): this cannot be regarded as conflicting with the
essary in accordance with pure reason’s law of right. natural equality of a couple if this dominance is based
§ 25 only on the natural superiority of the husband to the
wife in his capacity to promote the common interest
[6:278] The natural use of sex is to make use of of the household, and the right to direct is based on
the another’s sexual organs for enjoyment. In this act this natural superiority can be derived from the very
a human being makes their own person into a thing, duty of unity and equality with respect to the end.
which conflicts with the right of humanity in their
own person. There is only one condition under which [What if what is considered to be natural male su-
this is possible: that while one person is acquired by periority is not natural but is brought about unnatu-
the other as if it were a thing, the person who is ac- rally by other influences? What if there is no superior-
quired acquires the other in turn; for in this way each ity between husband and wife? What if the female
reclaims itself and restores its personality. But acquir-
22
partner is the superior in her capacity to promote the to regard the act of procreation as an act in which a
common interest of the household?] parent will have brought a person into the world with-
out their consent and on the parent’s own initiative,
§27
for which deed the parents incur an obligation to make
[6:280] A marriage contract is consummated only the child content with their condition so far as they
by conjugal sexual intercourse. A contract made be- can. Parents cannot destroy their children as if they
tween two persons of opposite sex, either with a tacit were something they had made, or as property, nor
understanding to refrain from sexual intercourse or can they abandon the children to chance, since the
with awareness that one or both are incapable of it, is parents have brought a free citizen of the world into a
a simulated contract, which institutes no marriage and civil condition which cannot now be indifferent to the
can also be dissolved by either of them who pleases. children.
But if incapacity appears only afterwards, that right
§ 29
cannot be forfeited through this accident for which no
one is at fault. From this parental duty towards their children
there necessarily also arises the right of parents to
Acquisition of a wife or of a husband therefore
manage and develop the children: not only to feed and
takes place neither facto (by intercourse) without a
care for them but to educate them, to develop the chil-
contract preceding it nor pacto (by a mere marriage
dren both pragmatically, so that in the future they can
contract without intercourse following it) but only
look after themselves and provide for themselves in
lege, that is, as the rightful consequence of the obliga-
life, and morally, since otherwise the fault for having
tion not to engage in sexual union except through pos-
neglected the children would fall on the parents. They
session of each other’s person, which is realized only
have the right to do all this until the time of their
through the use of their sexual attributes by each
emancipation, when they renounce their parental right
other.
to direct him as well as any claim to be compensated
On the Right of Domestic Society for their support and pains up till now. After they have
Title II completed their education, the only obligation to their
parents with which they can charge the children is a
Parental Right mere duty of virtue, namely the duty of gratitude.
§ 28 [6:282] The right of [parents is not a right to a
Just as there arose from a duty to oneself a right of thing, since a child can never be considered as the
both sexes to acquire each other as persons in the property of the parents. Rather, a child is in its parents
manner of things by marriage, so there follows from possession, i.e., a parent has rights to persons akin to
procreation a duty to preserve and care for its off- rights to things. For when we speak of the rights of
spring; that is, children, as persons, have an original parents to children as part of their household, we are
innate (not acquired) right to be taken care of by their referring not merely to the children’s duty to return
parents until they are able to care for themselves, and when they have run away but to the parents’ being
they have this right directly by law. justified in taking control of them and impounding
them as things (like domestic animals that have gone
[6:281] For the offspring is a free person, although astray).
it is impossible to form a concept of a free person
from the physical operation of reproduction. [deter- On the Right of Domestic Society
minism vs. free agency] (Note: No concept can be Title III
formed of how it is possible for God to create free be-
ings, as all future actions would have to be predeter- Right of a Head of the Household
mined by the first act of creation since every cause has § 30
an effect. However, we know we are free for morally
Children of a household, who together with their
practical purposes as the categorical imperative
parents form a family, are emancipated, without any
proves. This apparent contradiction disappears when
contract to withdraw, merely by attaining the ability to
holding to the distinction between the sensible—
support themselves, which happens partly as a natural
phenomenal realm and the non-sensible—neumenal
coming of age and partly by their natural abilities. In
realms. From a practical point of view it is necessary
23
other words, children become their own masters and [6:284] There is a right to persons akin to a right
acquire this right without any special act to establish to things (of the head of the house over servants); for
it. Just as children are not in debt to their parents for the head of the house can fetch servants back and de-
their education, so the parents are released in the same mand them from anyone in possession of them, even
way from their obligation to their children, and both before the reasons that may have led the servants to
children and parents acquire or reacquire their natural run away has been investigated.
freedom. The domestic society that was necessary in Dogmatic Division of All Rights That Can Be Ac-
accordance with law is now dissolved. quired by Contract
Children and parents can still maintain the same § 31
household but with different forms of obligations,
namely, as a head of the household with servants. A metaphysical doctrine of right can be required
What they maintain is the same domestic society but it to enumerate a priori the members of a division in a
is now a society under the head of the household, complete and determinate way, and to establish
formed by a contract through which the head of the thereby a true system of them. Any empirical division
household establishes a domestic society with the will be fragmentary. A division in accordance with an
children who have now attained adulthood. This a priori principle, (in contrast with empirical divi-
would be a society of unequals (one party being in sions), can be called dogmatic.
command or being its head, the other obeying, i.e., Every contract consists of two acts that establish a
serving). right:
Servants are included in what belongs to the head 1. a promise and
of a household, like a right to a thing, if they run away 2. its acceptance. Acquisition through acceptance
from the owner, the owner can bring the servants back is not a part of a contract but the rightfully neces-
into control by the owner’s unilateral choice. How- sary result of it.
ever, the owner may never behave as an owner of However, accepting the promise does not guaran-
them for it is only by a contract that the owner has tee that it will actually result. For this, three personas
control, and a contract by which one party would are involved:
completely renounce its freedom for the other’s ad- 1. promisor,
vantage would be self-contradictory, that is, null and 2. acceptor, and
void, since by it one party would cease to be a person 3. guarantor.
and so would have no duty to keep the contract but
would recognize only force. (Right of ownership with Every contract has for its purpose either:
regard to someone who has forfeited their personality A. unilateral acquisition (gratuitous)
by a crime is not under consideration here) B. acquisition by both parties, (onerous) or
C. guaranteeing what belongs to someone (may be
The contract of the head of a household with ser- gratuitous on one side but can still be onerous on
vants can therefore not be such that it would amount the other side.
to using them up; and it is not for the head of house-
hold alone to judge about this, but also for the ser- A. Gratuitous contract
vants (who can never be serfs); so the contract cannot (a) Keeping goods on trust
be concluded for life but at most only for an unspeci- (b) Lending a thing
fied time within which one party may give the other (c) Making a gift
notice. However, children are at all times free. For B. Onerous contract
everyone is born free, since they has not yet commit- I. Contract to alienate something
ted a crime; and the cost of educating the child, until (a) Barter. Goods for goods
the child comes of age, cannot be accounted against (b) Buying and selling. Goods for money
the child as a debt to be paid off. For a slave would (c) Loan for consumption. Lending a thing
have to educate their children without charging them on the condition of its being returned only
with the cost of their education, and if the slave is un- in kind
able to afford it then the obligation transfers to the
owner of the slave. II. Contract to let and hire
(a) Lending a thing.
24
(b) Hiring for work to produce and their value is based solely on the opin-
(c) Carrying on another’s affairs in place ion that they will continue as before to be convertible
and name. into hard cash.
C. Security [6:288] The price of a thing is the judgment of the
(a) A joint giving and taking of a pledge public about its value in proportion to that which
(b) Assuming liability for another’s promise serves as the universal means to represent reciprocal
(c) Personally vouching for a person’s per- exchange of industry.
formance of something. [6:289] According to Adam Smith: “Money is that
The table of pure contracts need not be made im- material thing the alienation of which is the means
pure by anything empirical mixed into it. and at the same time the measure of the industry by
which human beings and nations carry on trade with
one another.” This definition brings the empirical
I. What Is Money? concept of money to an intellectual concept by look-
Money is a thing that can be used only by being ing only to the form of what each party provides in
alienated. This is a good nominal definition of money, return for the other in onerous contracts, thereby
that is to say, it is sufficient for distinguishing this bringing it to the concept of right in the exchange of
kind of object of choice from any other, though it tells what belongs to someone generally so as to present
nothing about the possibility of such a thing. the table above as a dogmatic division a priori, which
1. Alienation of money in exchange is intended is appropriate to the metaphysics of right as a system.
for reciprocal acquisition; II. What Is a Book?
2. Money represents all goods, since it is con-
A book is a writing which represents a discourse
ceived as a universally accepted means of com-
that someone delivers to the public by visible linguis-
merce (within a nation), giving no value in itself.
tic signs.
[6:287] A bushel of grain has the greatest direct
Why does unauthorized publishing, which strikes
value as a means for satisfying human needs. By con-
anyone even at first glance as unjust, still have an ap-
trast, the value of money is only indirect. Someone
pearance of being rightful? Because on the one hand a
cannot enjoy money itself or make immediate use of it
book is a corporeal artifact that can be reproduced (by
in any way. Yet it is still a means which, among all
someone in legitimate possession of a copy of it), so
things, has the greatest usefulness.
that there is a right to a thing with regard to it. On the
On this basis a preliminary real definition of other hand a book is also a mere discourse of the pub-
money can be given: it is the universal means by lisher to the public which the publisher may not repeat
which people exchange their industriousness with one publicly without having a mandate from the author to
another. do so and this is a right against a person. The error
The thing to be called money must, therefore, have consists in mistaking one of these rights for the other.
cost as much industry to produce or to obtain from There is another case, under contract to let and
other men as the industry by which those goods are hire (B, II, (a)), in which the confusion of a right
acquired for which that industry is exchanged. For if it against a person with a right to a thing is material for
were easier to procure the stuff called money than disputes, that of renting to a tenant. The question
goods, more money would then come into the market arises, whether an owner who has leased the house (or
than goods for sale; and since the seller would have to land) to someone and sells it to someone else before
have expended more industry for the goods than the the lease expires is bound to attach to the contract of
buyer, who got the money more readily, industry in sale the condition that the lease is to continue, or
producing goods, and therefore trade in general, whether someone can say that purchase breaks a lease.
would diminish and be curtailed, along with the pro- “Purchase breaks a lease” is valid, that is, a full right
ductive industry which results in the nation’s to a thing outweighs any right against a person that
wealth.—Hence bank notes and promissory notes cannot exist together with it. But it is still left open for
cannot be regarded as money, though they can substi- the lessee to complain on the basis of their right
tute for it temporarily; for they cost almost no industry against a person, that the leasee is to be compensated
25
for any damages arising from the breaking of the con- to document their possessory act has lost the claim as
tract. the present possessor, and the length of time during
which the owner failed to do it is put forward only to
Episodic Section
support the certainty of this omission.
On Ideal Acquisition of an
II
External Object of Choice
Inheritance
§ 32
§ 34
An acquisition is ideal if it involves no causality in
time and is therefore based on a mere idea of the pure Inheritance is transfer of the belongings and goods
reason. An ideal acquisition is a true acquisition but of someone who is dying to a survivor by agreement
not a real acquisition in that the act of acquiring is not of the wills of both. Acquisition by the heir and leav-
empirical, rather it is a coming into possession as a ing by the testator, that is, this change of belongings,
mere practical idea of reason. There are three kinds of takes place in one moment, namely the moment at
such acquisition: which the testator ceases to exist. It is therefore not,
1. by prolong possession, strictly speaking, a transfer in the empirical sense,
2. by inheritance, and since this assumes two acts following each other,
3. a by merit surviving death, that is, the claim to namely the acts by which one person first leaves the
a good reputation after death. possessions and the other then comes into possession.
In contrast to the empirical sense, inheritance is an
All three can take effect only in a public rightful
ideal acquisition in which the exchange occurs in one
condition, but they are not based only on its constitu-
moment.
tion and the chosen statues in it: they are also con-
ceivable a priori in the state of nature and must be III
conceived as prior to such statutes, in order that laws Leaving Behind a Good Reputation
in the civil constitution may afterwards be adapted to after a Person’s Death
them.
§ 35
I
[6:295] It would be absurd to think that someone
Acquisition by Prolonged Possession who has died can still possess something after their
§ 33 death, if what they left behind were a thing. But a
good reputation is an innate external belonging,
[6:292] Property can be acquired merely by hav-
though an ideal one, as an homo noumenon. This right
ing a long possession of it.
is a phenonmenon as strange as it is undeniable, a
Someone who does not exercise a continuous pos- phenomenon of reason giving law a priori which ex-
sessory act with regard to an external thing, as some- tends its commands and prohibitions even beyond the
thing that is theirs, is rightly regarded as someone who limits of life.
does not exist at all (as a possessor). For a owner can-
[6:296] (Footnote: Someone is not to draw from
not complain of being wronged as long as the owner
this any visionary conclusions about presentiments
has done nothing to justify the title.
[feeling that something is going to happen] of a future
For suppose that failure to perform this possessory life or about unseen relations to disembodied souls.
act did not result in other’s being able to have a lawful Someone who, a hundred years from now, falsely re-
possession of the good in question. Then no acquisi- peats something evil about a person injures that per-
tion at all would be conclusive (guaranteed); all acqui- son right now; for in a relation purely of rights, which
sition would be only provisional (up to the present), is entirely intellectual, abstraction is made from any
since investigation of the past cannot reach all the way physical conditions (of time), and whoever robs a per-
back to the first possessor and their act of acquisition. son of honor (a slanderer) is just as punishable as if
The presumption on which prolonged possession is the slanderer had done it during their lifetime—
based is therefore not merely in conformity with rights punishable, however, not by a criminal court but only
as a conjecture but is also in accord with rights as an by public opinion, which, in accordance with the right
assumption in terms of coercive laws. Whoever fails
26
of retribution, inflicts on the slanderer the same loss of dom gratuitously and, as it were, to throw themselves
the honor diminished in the slandered.) away. Yet this is what would happen in accordance
with a public right in the civil condition, where the
It is indisputable that there is a basis for such an
person who is to receive a gift can coerce the donor to
ideal acquisition and for someone’s right after their
carry out their promise.
death against those who survive them, even though no
deduction of its possibility can be given. B
On a Contract to Lend a Thing

CHAPTER III § 38

On Acquisition That Is Dependent Subjectively [6:299] Private Right With a private contract in
upon the Decision of a Public Court of Justice which someone lends without compensation some-
thing of theirs, the borrower cannot presume that the
§ 36 thing’s owner also assumes every risk of possible loss
[6:297] If by natural rights is understood only non- of the thing, i.e., the lender does not issue the bor-
statutory rights, hence rights that can be cognized a rower a guarantee against any damage that could
priori by everyone’s reason, natural rights will include arise. A separate public/civil contract would have to
not only the justice that holds among persons in their made about that.
exchanges with one another but also distributive jus- Suppose, for example, that having been caught in
tice, insofar as they can be cognized a priori in accor- the rain someone asks to borrow a coat, which is then
dance with the principle of distributive justice. permanently stained when someone carelessly pours
The moral person that administers justice is a discoloring material from a window onto the coat, or
court and its administration of justice is a judgment. the coat is stolen. As a private right, everyone would
All this is thought out a priori only in accordance with find it absurd to say that the borrower need do nothing
conditions of right, without taking account of how more than return the stained coat, or only to report
such a constitution is to be actually set up and orga- that the theft occurred. No one would think it absurd
nized (statutes, hence empirical principles, belong to if, in requesting to use something, the borrower also
an actual constitution). ask its lender beforehand to take the risk of any mis-
chance that might happen because the borrower is
What follows is four cases in which two different poor and unable to compensate for a damage or loss.
and opposing judgments can result and persist side by No one will find this superfluous and ridiculous, ex-
side, because they are made from two different points cept, perhaps, when the lender is known to be a rich
of view, both of which are true: one in accordance and considerate person.
with private right, the other in accordance with the
idea of public right. These cases are: (1) A contract to [6:300] The judgment by private right, i.e., the
make a gift. (2) A contract to lend a thing. (3) Recov- state of nature: the damage resulting from mischance
ering something. (4) Taking an oath. to a thing loaned falls on the borrower.
A Civil Right The judgment by public right, i.e.,
civil condition and so before a court: the damage falls
On a Contract to Make a Gift on the lender. A civil judge cannot get involved in
§ 37 presumptions as to what the one party or the other
may have thought. In a civil court, if the lender has
[6:298]Private Right In accordance with private
not attached a separate contract stipulating that the
right, this [gift] contract, by which something is alien-
borrower must bear all risks for any damages and that
ated without remuneration, the thing (or the rightful
the lender is free from any damages to the thing lent
possession), involves a relation of the donor to the re-
then the lender must bear the loss.
cipient, by which something passes to the recipient by
their acceptance of it. C
Civil Right However, it is not to be presumed that On Recovery (Repossession) of Something Lost
the donor intended by this contract to be coerced to § 39
keep their promise, and so also to give up their free-
27
It is clear from the foregoing that something how well it may agree with the formal conditions of
owned, that continues to exist, remains the owner’s this kind of justice can guarantee a secure acquisition.
even though they are not continuously holding it; that Private rights, judged by the private will in the
it does not of itself cease to be the owner’s apart from state of nature, are different than Public/civil rights
some act by which the owner gives up their right to it judged by the court as the united will of all.
and the owner has a right to this thing and therefore a
right against whoever holds it, not merely a right Private right is a right against a person.
against a specific person. But the question now is Public right is a right to a thing.
whether this right must also be regarded by everyone
else as ownership that continues of itself, if the owner Public Right A horse, for example, that someone
has not renounced it, when the thing is in another’s puts up for sale in a public market regulated by police
possession. ordinances becomes personal property if all the rules
of buying and selling are strictly observed (but in such
[6:301] Suppose that someone has lost a thing and a way that the true owner retains the right to put for-
that someone else takes it as a legitimate find. Or sup- ward a claim against the seller on the ground of their
pose that someone buys or is given a thing by some- earlier, unforfeited possession of it); and what would
one who represents themselves falsely as the owner. otherwise be a right against a person is converted into
Private Right Under private right, since a person a right to a thing, in accordance with which the pur-
cannot acquire a thing from someone who is not its chaser can take (recover) it as theirs wherever they
owner, then the person who has purchased a thing find it, without having to get involved in how the
from a false owner, is excluded by the real owner seller obtained it.
from any right to this thing and is left with only a per- So it is only for the sake of a court’s verdict that a
sonal right against the false owner. right to a thing is taken and treated not as it is in itself
Civil Right Under civil right, if the new possessor (as a right against a person) but as it can be most read-
follows the legal process of acquisition then the new ily and surely judged (as a right to a thing), and yet in
possessor becomes the legitimate owner, even if the accordance with a pure a priori principle. On this
transaction was done by a false owner. The previous principle various statutory laws (ordinances) are sub-
owner is left with only a personal right against the sequently based, the primary purpose of which is to
false owner who made the transaction. set up conditions under which alone a way of acquir-
ing is to have rightful force, conditions such that a
Under civil rights, the legitimacy of acquisition judge can assign to each what is who’s most readily
rests entirely on the form/process of transfer. The pur- and with least hesitation. For example, in the saying
chaser may not ask how the possessor obtained pos- “Purchase breaks a lease,” what is a right to a thing
session of it, since this would already be an offense. If (the lease) in accordance with the nature of the con-
the purchase is formally correct, then the purchaser tract, in itself holds as a mere right against a person;
becomes not just the putative but the true owner. and conversely, as in the case discussed above, what
Private Right Under private right, any acquisition is in itself only a right against a person holds as a right
from someone who is not the owner of a thing is null to a thing. In such cases the question is what princi-
and void. A person can derive no more from another ples a court in the civil condition should rely on in
than what they legitimately own, even if the purchaser order to proceed most surely in its verdicts about the
proceeds quite correctly as far as the form of acquisi- rights belonging to each.
tion is concerned, the purchasers title of acquisition is D
still defective, since the thing did not belong to the
seller. In this case the purchaser is only a puta- On Acquiring Guarantees by Oath
tive/supposed owner and the true owner has a right to § 40
recover it.
[6:304] There is only one civil reason why it is
[6:302] Since it is largely impossible to discover necessary to force people to believe and acknowledge
who was absolutely the first/original owner in the se- that there are gods; so that they could swear an oath
ries of putative/supposed owners deriving their right and be constrained to be truthful in what they say and
from each other, no trade in external things, no matter faithful in keeping their promises by their fear of an
28
all-seeing, almighty power whose vengeance they being accused of failing in their duty if an observer is
would have solemnly called down upon themselves in going to look at the sum of the offenses than if they
case their declaration were false. In requiring oaths, a are merely censured one after the other and the earlier
person doesn’t depend on personal morality, rather ones having been forgotten.
they depend on blind superstition. Fairy tales are the A civil court certainly cannot demand swearing to
incentive in the taking of oaths, for example, accord- a belief.
ing to Marsden’s testimony, the Rajangs, a pagan
people of Sumatra, swear by the bones of their dead I. First, a civil judge that requires someone to swear
ancestors even though they do not believe that there is to a belief involves a self-contradiction, since a
a life after death; or as the Negroes of Guinea take an belief is a probability not something that can be
oath on their fetish, such as a bird’s feather, calling sworn to as an absolute truth.
upon it to break their neck, and so forth. They believe Therefore a judge wrongs a person if they are con-
that an invisible power, whether it has understanding strained to take an oath.
or not, already has by its nature this magical power
that will come into play by their invocations.—This II. Second, a civil judge that requires someone to
sort of belief is called religion but should strictly be swear to a belief in order to find out something
called superstition. Superstition, however, is indispen- commits a grave offense against the conscien-
sable for the administration of justice, since without tiousness of the person taking the oath,
superstitions, civil courts would not be able to ascer- A. partly by the oath’s thoughtless which mis-
tain facts kept secret and give the right verdict. There- leads the person, and
fore, laws that force people to take oaths are created B. partly by the pangs of conscience the person
for the sake of judicial authority. will feel when they find that a certain matter
which seems very likely today, from one point of
Two questions now follow: view, will seem quite unlikely tomorrow, when
1. What civilly binds someone to believe in an- they consider it from a different point of view.
other individual’s oath sworn testimony, espe-
cially if they are not religious? This is wrong since Therefore a judge wrongs a person if they are con-
it makes civil rights based on other peoples super- strained to take an oath.
stitious oaths. Transition from What is Mine or Yours in a State
2. Can a citizen be forced to take an oath? No. of Nature to What Is Mine or Yours in a Rightful
This also is wrong. condition Generally
If the only means by which a civil court can get to § 41
the truth is through the use of spiritual coercion then
does this give the legislative authority authorization to [6:306] A civil or rightful condition is when eve-
force superstitious oaths? No. Even in the civil condi- ryone is able to enjoy their rights, and the formal con-
tion coercion to take oaths is contrary to human free- dition or public justice that establishes those rights is
dom, which must not be lost. the idea of a will giving laws for everyone. With ref-
erence to either the possibility or the actuality or the
[6:305] An oath of office is usually a promissory necessity of possession of objects in accordance with
oath, namely that the official will fulfill their post in laws, public justice can be divided into:
conformity with their duties. If an oath of office were 1. Protective justice (private right)
to be changed into an assertoric oath, then the official 2. Transfer justice (private right), and
would be bound, for example, at the end of the year to 3. Distributive justice (public right—formal condi-
swear that they had faithfully fulfilled the office dur- tion, constitution)
ing that time—this would arouse the official’s con-
science more than an oath taken as a promise; for hav- These laws of justice say;
ing taken a promissory oath, the official can always 1. what is intrinsically right in terms of its form,
make the excuse later on that with the best of inten- 2. what objects are capable of being covered ex-
tions it was not foreseen the difficulties experienced ternally by law, i.e., what possession is rightful,
only later, during the administration of the office. and
Moreover, the official would be more concerned about 3. what is the decision of the court.

29
A condition in which there is no distributive jus-
tice, is called a state of nature. What is opposed to a
state of nature is not a condition that is social and that DOCTRINE OF RIGHT
could be called an artificial condition, but rather the
PART II
civil condition of a society subject to distributive jus-
tice. In a state of nature there can be societies com- PUBLIC RIGHT
patible with rights but no law, “You ought to enter (The Sum of Laws that Need to be Promulgated)
this civil condition,” holds a priori.
[6:307] A civil union is not a society, rather a civil
union makes a society. PUBLIC RIGHT
§ 42 Chapter I
From private right in the state of nature there pro- The Right of a State
ceeds the postulate of public right: if a person cannot § 43
avoid living side by side with all others, then they
ought to leave the state of nature and proceed with [6:309] The sum of the laws which are needed in
them into a rightful condition of distributive justice.— order to bring about a rightful condition is public
The ground of this postulate can be explicated analyti- right. Public right is therefore a system of laws for a
cally from the concept of right in external relations, in multitude of peoples needed for a rightful condition
contrast with violence. under a will uniting them, a constitution. This rela-
tionship between people is called a civil condition,
No one is bound to refrain from encroaching on and the whole of individuals in a rightful condition is
what another possesses if the other gives them no called a state. Because of its form, by which all are
equal assurance that they will observe the same re- united through their common interest in being in a
straint. No one, therefore, need wait until they have rightful condition, a state is called a commonwealth.
learned by bitter experience of the other’s contrary In relation to other peoples, however, a state is called
disposition. It is not necessary to wait for actual hos- simply a power. Because the union of the members is
tility; a person is authorized to use coercion against one they inherited, a state is also called a nation.
someone who already, by their nature, threatens with Hence, under the general concept of public right we
coercion. are led to think not only of the right of a state but also
Given the intention to be and to remain in this of a right of nations. Since the earth’s surface is not
state of externally lawless freedom, human beings do unlimited but closed, the concepts of the right of a
one another no wrong at all when they feud among state and of a right of nations lead inevitable to the
themselves; for what holds for one person holds also idea of a right for all nations or cosmopolitan right. So
in turn for the other, as if by mutual consent. But in if the principle of outer freedom limited by law is
general they do wrong in the highest degree by willing lacking in any one of these three possible forms of
to be and to remain in a condition that is not rightful, rightful conditions, (state, nation, cosmopolitan) the
that is, in which no one is assured of what is theirs framework of all the others is unavoidably under-
against violence. (Footnote: This distinction between mined and must finally collapse.
what is merely formally wrong and what is also mate- § 44
rially wrong has many application in the doctrine of
right. An enemy who instead of honorably carrying It is not empirical experience from which we learn
out their surrender agreement with the garrison of a of human beings’ maxim of violence and of their ma-
besieged fortress, mistreats them as they march out or levolent tendency to attack one another before exter-
otherwise breaks the agreement, cannot complain of nal legislation endowed with power appears. It is not
being wronged if their opponent plays the same trick some empirical fact that makes coercion through pub-
when they can. But in general they do wrong in the lic law necessary. On the contrary, however well dis-
highest degree, because they take away any validity posed and law abiding men might be, it still lies a pri-
from the concept of right itself and hand everything ori, in the rational idea of such a condition, that before
over to savage violence, as if by law, and so subvert a public lawful condition is established individual
the right of human beings as such.) human beings, peoples, and states, can never be se-
30
cure against violence from one another, since each has These are like the three propositions in a practical
its own right to do what seems right and good to it and syllogism:
not to be dependent upon another’s opinion about this. 1. major premise, Legislative, which contains the
So, unless they wish to abolish all civil rights, they law of that will;
must leave the state of nature, in which each follows 2. minor premise, Executive, which contains the
its own judgment, and unite themselves, subjecting command to behave in accordance with the law,
themselves to public lawful external coercion and en- that is, the principle of subsumption under the law;
tering into a civil condition. 3. conclusion, Judicial, which contains the verdict
A state of nature is not necessarily a state of injus- (sentence), what is laid down as right in the case at
tice in which might makes right. However, it would hand.
still be a state lacking justice, in which when rights § 46
are in dispute, there would be no judge competent to
render a verdict having rightful force. Hence each [ 6:314] The legislative authority can belong only
may impel the other by force to leave this natural state to the united will of the people. Since all rights pro-
and enter into a rightful civil condition; since all ac- ceed from the united will of the people, it cannot do
quisitions are only provisional until there is the sanc- anyone wrong by its law. The united will of all, inso-
tion of civil law—distributive justice, and civil author- far as each decides the same thing for all and all for
ity—external coercion. each, and so only the general united will of the people,
can be legislative.
[6:313] Laws concerning what belongs to some-
one in the state of nature contain the same process The members of such a society who are united for
prescribed by the civil condition, insofar as the civil giving law, i.e. members of a state, are called citizens
condition is thought of by pure rational concepts of a state. In terms of rights, the attributes of a citizen,
alone. The only difference between a state of nature inseparable from their essence as a citizen are:
and a civil condition is that the civil condition pro- 1. Lawful freedom, the attribute of obeying no
vides the conditions under which these laws are put other law than that to which the citzen has given
into effect (in keeping with distributive justice). their consent;
2. Civil equality, that of not recognizing among
§ 45 the people any superior with the moral capacity to
A state is a union of a multitude of human beings bind the citizen as a matter of right in a way that
under laws of right. Insofar as these are a priori nec- the citizen could not in turn bind the other;
essary laws (not statutory), they are in accordance 3. Civil independence, of owing the citizens exis-
with pure principles of right. tence and preservation to their own rights and
powers as a member of the commonwealth, not to
Every state contains three authorities within it, that the choice of another among the people. From this
is, the general united will consists of three persons: independence follows their civil personality, the
1. Legislative authority, (sovereignty)in the per- attribute of not needing to be represented by an-
son of the legislator, other where rights are concerned.
2. Executive authority, in the person of the ruler
(in conformity to law), and The only qualification for being a citizen is being
3. Judicial authority (to award to each what is fit to vote. But being fit to vote presupposes the inde-
theirs in accordance with the law) in the person of pendence of someone who, as one of the people,
the judge. wants to be not just a part of the commonwealth but
also a member of it, that is, a part of the common-
wealth acting from his own choice in community with
others. This quality of being independent, however,
requires a distinction between active and passive citi-
zens.
Passive citizens such as an apprentice in the serv-
ice of a merchant or artisan; a domestic servant (in
contrast with a civil servant); a minor; all women and,

31
in general, anyone whose preservation in existence order to find their freedom as such undiminished, in a
(being fed and protected) depends not on the man- dependence upon laws, that is, in a rightful condition,
agement of their own business but on arrangements since this dependence arises from their own lawgiving
made by another (except the state). All these people will.
lack civil personality and their existence is, as it were § 48
only inherence (attachment).—The woodcutter that is
hired to work in someone’s yard; the blacksmith in The three authorities of the state, sover-
India, who goes into people’s houses to work on iron eign/legislator, executive/ruler, and judicial/judge;
with their hammer, anvil, and bellows, as compared 1. coordinate with one another to complete the
with the European carpenter or blacksmith who can constitution of a state, and
put the products of their work up as goods for sale to 2. are subordinate to one another, so that one of
the public; the private tutor, as compared with the them, in assisting another, cannot also usurp its
school teacher; the tenant farmer as compared with the function; instead, each has its own principle, each
leasehold farmer, and so forth; these are mere under- commands in its capacity, but still under the con-
lings of the commonwealth because they have to be dition of the will of a superior.
under the direction or protection of other individuals, The will of the legislator/sovereign with regard to
and so do not possess civil independence. what externally belongs to someone is irreproachable;
This dependence upon the will of others and this that the executive power of the supreme ruler is irre-
inequality is, however, in no way opposed to their sistible; and that the verdict of the highest judge is ir-
freedom and equality as human beings, who together reversible.
make up a people; on the contrary, it is only in con- § 49
formity with the conditions of freedom and equality
that this people can become a state and enter into a [6:317] The ruler of a state is that person to whom
civil constitution. But not all persons qualify with the executive authority belongs. The executive direc-
equal right to vote within this constitution, that is, to tives to the people are ordinances or decrees, (not
be citizens and not mere associates in the state. For laws); for they are directed to decisions in particular
from their being able to demand that all others treat cases and are given as subject to being changed. A
them in accordance with the laws of natural freedom government that was also legislative would have to be
and equality as passive parts of the state, it does not called a despotic as opposed to a patriotic govern-
follow that they also have the right to manage the state ment; but by a patriotic government is understood not
itself as active members of it, the right to organize it a paternalistic one, which is the most despotic of all,
or to cooperate for introducing certain laws. It follows (since it treats citizens as children), but one serving
only that, whatever sort of positive laws the citizens the native land. In it the state does treat its subjects as
might vote for, these laws must still not be contrary to members of one family but it also treats them as citi-
the natural laws of freedom and of the equality of eve- zens of the state, that is, in accordance with laws of
ryone in the people corresponding to this freedom, their own independence: each is in possession of their
namely that anyone can work their way up from this own self and is not dependent upon the absolute will
passive condition to an active one. of another alongside them or above them.
§ 47 So a people’s sovereign/legislator cannot also be
its ruler, since the ruler is subject to the law and so is
[6:316] All three authorities, sovereign/legislative, put under obligation through the law by another,
executive/ruler, and judicial/judge, in a state are civic namely the sovereign/legislator. The sover-
dignities. In accordance with the original contract, eign/legislator can also take the executive/ruler’s au-
everyone within a people gives up their external free- thority away, depose the ruler, or reform the ruler’s
dom in order to take it up again immediately as a administration. However the legislator cannot punish
member of a commonwealth, that is, of a people con- the ruler as “the king can do no wrong”; for punish-
sidered as a state. No one can say that the human be- ment is an act of the executive authority, which has
ing in a state has sacrificed a part of his innate outer the supreme capacity to exercise coercion in confor-
freedom for the sake of an end, but rather, they have mity with the law, and it would be self-contradictory
relinquished entirely their wild, lawless freedom in for the ruler to be subject to coercion.
32
Finally, neither the head of state nor its ruler can Whether a state began with an actual contract of sub-
judge, but can only appoint judges as magistrates. A mission as a fact, or whether power came first and law
people judges itself through those of its fellow citizens arrived only afterwards, or even whether they should
whom it designates as its representatives for this by a have followed in this order: for a people already sub-
free choice and, indeed designates especially for each ject to civil law these subtle reasonings are altogether
act. For a verdict (a sentence) is an individual act of pointless and, moreover, threaten a state with danger.
public justice performed by an administrator of the If a subject, having pondered over the ultimate origin
state (a judge or court) upon a subject. Since each in- of the authority now ruling, wanted to resist this au-
dividual among a people is only passive in this rela- thority, that person would be punished, got rid of, or
tionship (to the authorities), if either the legislative or expelled in accordance with the laws of this authority,
the executive authority were to decide in a controver- that is, with every right.—A law that is so holy (invio-
sial case what belongs to the person, it might do the lable) that it is already a crime even to call it in doubt
person a wrong, since it would not be the people itself in a practical way, and so to suspend its effect for a
doing this and pronouncing a verdict of guilty or not moment, is thought as if it must have arisen not from
guilty upon a fellow citizen. Once the facts in a law- human beings but from some highest, flawless law-
suit have been established, the court has judicial au- giver; and that is what the saying “All authority is
thority to apply the law, and to render to each what is from God” means. This saying is not an assertion
theirs with the help of the executive authority. Hence about the historical basis of the civil constitution; it
only the people can give a judgment upon one of its instead sets forth an idea as a practical principle of
members, although only indirectly, by means of reason: the principle that the presently existing legis-
representatives (the jury) whom it has delegated.—It lative authority ought to be obeyed, whatever its ori-
would also be beneath the dignity of the head of state gin.
to play the judge, that is, to be in a position where the [6:319] Now, from this principle follows the
executive could do wrong and so have the decision proposition: the legislator/sovereign has only rights
appealed. against the subjects and no duties (that the legislator
[6:318] There are thus three distinct authorities 1. can be coerced to fulfill).—Moreover, even if the ex-
legislative, 2. executive, and 3. judicial by which a ecutive/ruler, proceeds contrary to law, for example, if
state has its autonomy, that is, by which it forms and the executive goes against the law of equality in as-
preserves itself in accordance with laws of freedom.— signing the burdens of the state in matters of taxation,
A state’s well-being consists in their being united. By recruiting, and so forth, subjects may indeed oppose
the well-being of a state must not be understood the this injustice by complaints but not by resistance.
welfare of its citizens and their happiness; for happi- Indeed, even the constitution cannot contain any
ness can perhaps come to them more easily and as article that would make it possible for there to be
they would like it to in a state of nature (as Roussseau some authority in a state to resist the supreme com-
asserts) or even under a despotic government. By the mander in case the commander should violate the law
well-being of a state is understood, instead, that condi- of the constitution, and so be limited. For, someone
tion in which its constitution conforms most fully to who is able to limit the authority of the executive/ruler
principles of right; it is that condition which reason, must have even more power than the person who is
by a categorical imperative, makes it obligatory to limited, or at least as much power. In that case, the
strive after. supreme commander is not the supreme commander
Rights That Follow from the and this is self-contradictory. In that case the legisla-
Nature of the Civil Union tor/sovereign behaves through its minister as also the
executive/ruler and so as a despot.
A
[6:320] A people cannot offer any resistance to the
A people should not inquire into the origin of the
legislative head of a state which would be consistent
supreme authority to which it is subject as a right that
with right, since a rightful condition is possible only
can still be called into question with regard to obedi-
by submission to its general legislative will. There-
ence. Since a people must be regarded as already
fore, there is no right to sedition, still less to rebellion,
united under a general legislative will in order to
and least of all is there a right against the head of a
judge with rightful force about the supreme authority.
33
state as an individual person (the monarch), to attack and prefers peace for himself and the state to the risk
the monarch on the pretext of abused authority. Any of running away in order to engage in the adventure of
attempt whatsoever as this is high treason and who- trying, as a claimant, to get his throne back, whether
ever commits such treason must be punished by noth- by covertly inciting a counter-revolution or by the as-
ing less than death for attempting to destroy the civil sistance of other powers. However, if the dethroned
society. The reason a people has a duty to put up with monarch prefers the latter course, the right to do so
even what is held to be an unbearable abuse of su- cannot be challenged since the insurrection that dis-
preme authority is that its resistance to the highest leg- possessed the monarch was unjust.
islation can never be regarded as other than contrary B
to law, and indeed as abolishing the entire legal con-
stitution. For a people to be authorized to resist, there Land is the necessary condition that makes it pos-
would have to be a public law permitting it to resist, sible to have external things as personal possessions.
that is, the highest legislation would have to contain a [6:324] The supreme proprietor cannot have any land
provision that it is not the highest and that makes the at all as their private property. All land belongs only
people, as subject, by one and the same judgment sov- to the people, distributively not collectively except in
ereign over the sovereign to whom it is subject. This the case of a nomadic people under a sovereign, with
is self-contradictory, and the contradiction is evident whom there is no private ownership of land. The su-
as soon as one asks who is to be the judge in this dis- preme commander can therefore have no domains,
pute between people and legislature/sovereign (in that is, no estates for his private use (for maintaining
terms of rights these are always two distinct moral his court). For if the supreme commander did, the
persons). For it is then apparent that the people wants state would run the risk of seeing all ownership of
to be the judge in its own suit. land in the hands of the government and all subjects as
serfs, possessors only of what is the property of an-
[6:321-322] A change in a defective constitution, other, and therefore deprived of all freedom. The lord
which may certainly be necessary at times, can there- of the land possesses nothing except his own person;
fore be carried out only through reform by the sover- otherwise if a dispute did arise with regards to land
eign itself, but not by the people, and therefore not by possession there would be no judge to settle it. On the
revolution; and when such a change takes place this other hand, the lord of the land does possesses every-
reform can affect only the executive authority, not the thing in the sense of having the right to command over
legislative.—In what is called a limited constitution, the people, to whom all external things belong.
the constitution contains a provision that the people
can legally resist the executive authority and its repre- From this it follows that within a state there can be
sentatives by means of the peoples representatives. no corporation, estate, or order which, as owner of
Nevertheless, no active resistance by the people com- land, can pass it on in accordance with certain statutes
bining at will to coerce the government to take a cer- to succeeding generations for their exclusive use in
tain course of action, and so itself performing an act perpetuity. The state can repeal such statutes at any
of executive authority is permitted, but only negative time, provided it compensates those who are left. A
resistance, that is, a refusal of the representatives of knightly order (whether a corporation or merely a rank
the people (in parliament) to accede to every demand of individual persons who enjoy special honors) or a
the government puts forth as necessary for adminis- clerical order, called the church, can never acquire
tering the state. from those privileges with which they are favored
ownership in land to pass on to their successors; they
[6:323] Moreover, once a revolution has suc- can acquire only use of it up to the present. The es-
ceeded and a new constitution has been established, tates of a knightly order can be revoked without scru-
the lack of legitimacy with which it began cannot re- ple if public opinion has ceased to favor military hon-
lease the subject from the obligation to comply with ors as a means for safeguarding the state against indif-
the new order of things as good citizens, and they ference in defending it. The holdings of the church
cannot refuse honest obedience to the authority that can be similarly revoked if public opinion has ceased
now has the power. A dethroned monarch (who sur- to want masses for souls, prayers, and a multitude of
vives the upheaval) cannot be held to account, still clerics appointed for this as the means for saving the
less be punished, for what was previously carried out, people from eternal fire. Those affected by such re-
provide the monarch returns to the state of a citizen
34
forms cannot complain of their property being taken selves. The government is therefore authorized to con-
from them, since the reason for their possession hith- strain the wealthy to provide the means of sustenance
erto lay only in the people’s opinion and also had to to those who are unable to provide for even their most
hold as long as that lasted. However, as soon as this necessary natural needs. The wealthy have acquired
opinion lapses, and even lapses only in the judgment an obligation to the common wealth, since they owe
of those who by their merit have the strongest claim to their existence to an act of submitting to its protection
guide judgment, the supposed property has to cease, and care, which they need in order to live; on this ob-
as if by an appeal of the people to the state. ligation the state now bases its right to contribute what
is theirs to maintaining their fellow citizens. This can
On this originally acquired ownership of land
be done either by imposing a tax on the property or
rests, again, the right of the supreme commander, as
commerce of citizens, or by establishing funds and
supreme proprietor (lord of the land), to tax private
using the interest from them, not for the needs of the
owners of land, that is, to require payment of taxes on
state (for it is rich), but for the needs of the people. It
land, excise taxes, and import duties, or to require the
will do this by way of coercion, by public taxation,
performance of services (such as providing troops for
not merely by voluntary contributions, some of which
military service). This must, however, be done in such
are made for gain (such as lotteries, which produce
a way that the people taxes itself, since the only way
more poor people and more danger to public property
of proceeding in accordance with principles of right in
than there would otherwise be, and which should
this matter is for taxes to be levied by those deputized
therefore not be permitted). The question arises
by the people, even in case of forced loans, which it is
whether the care should be provided for by current
permissible to exact by the right of majesty when the
contributions—collected not by begging, which is
state is in danger of dissolution.
closely akin to robbery, but by legal levies—so that
On this supreme right also rests the right to admin- each generation supports its own poor, or instead by
ister the state’s economy, finances, and police. Police assets gradually accumulated and by charitable institu-
provide for public security, convenience, and decency; tions generally (such as widows’ homes, hospitals,
for, the government’s business of guiding the people and the like). Only the first arrangement, (current con-
by laws is made easier when the feeling for decency, tributions), which no one who has to live can with-
as negative taste, is not deadened by what offends the draw from, can be considered in keeping with the
moral sense, such as begging, uproar on the streets, right of a state; for even if current contributions in-
stenches, and public prostitution. crease with the number of the poor, this arrangement
A third right also belongs to the state for its pres- does not make poverty a means of acquisition for the
ervation, that of inspection, so that no association (of lazy (as is to be feared of religious institutions), and
political or religious fanatics) that could affect public so does not become an unjust burdening of the people
well-being of society remains concealed. Instead, no by government.
association can refuse to disclose its constitution when [6:327]As for maintaining those children aban-
the police demand it. However, the police are not au- doned because of poverty or shame, or indeed mur-
thorized to search anyone’s private residence except dered because of this, the state has a right to charge
in a case of necessity, and in every particular case the people with the duty of not knowingly letting
they must be warranted to do so by a higher authority. abandoned children die, even though they are an un-
C welcome addition to the population. Whether this
should be done by taxing elderly wealthy unmarried
[6:326] The supreme commander has the right to people, since they are in part to blame for there being
impose taxes on society for its own preservation, such abandoned children, in order to establish orphan
as taxes to support organizations providing for the homes, or whether it can be done rightly in another
poor, orphan homes, and charitable institutions. way is a problem which has not yet been solved in
The general will of the people has united itself such a way that the solution offends against neither
into a society which is to maintain itself perpetually; rights nor morality.
and for this end it has submitted itself to the internal Churches, as institutions for public divine wor-
authority of the state in order to maintain those mem- ship, must be carefully distinguished as an inner dis-
bers of the society who are unable to maintain them- position lying wholly beyond civil power’s sphere of
35
influence. Churches are also a need of a state as peo- civil rank of the common people. Now an hereditary
ple need to regard themselves as subjects also of a su- nobility is a rank that precedes merit, and is therefore
preme invisible power. The state does not have the only a thought entity without any reality. If an ances-
right to legislate the internal constitutions of churches tor had merit, they still can not bequeath it to their de-
or to organize them in accordance with its own view, scendants: descendants must acquire merit them-
or to prescribe beliefs and forms of divine worship. A selves, since nature is incapable of transmitting merit
state has only a negative right to prevent public teach- by heredity. Since no citizen would ever throw away
ers form exercising an influence on the visible politi- their freedom, it is impossible for the general will of
cal commonwealth that might be prejudicial to public the people to assent to such a groundless prerogative
peace. The states right is that of policing, of not letting as hereditary nobility. People who wish to be more
a dispute arising within a church or among different than mere citizens, namely born officials (a born pro-
churches endanger civil harmony. It is beneath the fessor, perhaps) may have crept into the political ma-
dignity of the state for the state to interfere with the chinery form older times (feudalism, which was orga-
church, as in meddling in the quarrels of schools, the nized almost entirely for war). The only that a state
state puts itself on a level of quality with its subjects can correct this mistake of conferring hereditary privi-
(the monarch as priest), and they can say that the leges, is by letting the positions lapse and not filling
monarch/state does not know what they are talking any future vacancies. These dignity positions which
about. The supreme authority especially has no right result in the division of sovereign, nobility, and com-
to prohibit internal reform of churches, for what the moners, will be replaced with the only natural division
whole people cannot decide upon for itself the legisla- of sovereign and people.
tor also cannot decide for the people. However, no [6:330] All citizens have dignity and no citizen
people can decide never to make further progress in can bind themselves by contract to be a bondsman,
tis insight regarding beliefs, and so never to reform its i.e., another persons property and used as a tool. Now
churches, since this would be opposed to the humanity it might seem that someone could put themselves un-
in their own persons and so to the highest right of the der contract to perform services in terms of quality but
people. For the very same reason the expenses of indeterminate in terms of their quantity, and thereby
maintaining churches cannot be charged to the state become a subject, but not a bondsman. However, this
but must rather be charged to the congregation. is only a deceptive appearance since the subject will
D in fact have given themselves away, as property, to his
master, which is impossible.—Someone can therefore
[6:328] The supreme commander of the state has
only hire themselves out only for work that is deter-
the right to:
mined as to its kind and its amount. The exception is
1. distribute salaried administrative positions,
someone who has lost their dignity by committing a
2. distribute unsalaried dignities based on honor,
crime. However, even if a person has become a per-
3. distribute punishments.
sonal subject because of their crime, this subjection
The question now arises as to whether the sover- cannot be inherited. Nor can a bondsman’s offspring
eign has the right with regards to civil offices to take be claimed as a bondsman because of the expense of
them away as he pleases (if the official has not com- educating the offspring; for parents have an absolute
mitted a crime). The answer is no. A person will be- natural duty to educate their children and, when the
come competent to an assigned civil position only af- parents are in bondage, their masters take over this
ter preparing and serving for a period of time, time duty.
that could have been spent training for a self-
E
supporting occupation. Therefore, civil officials must
be able to count on lifelong support. On the right to Punish and to Grant Clemency
[6:329] Historically, among dignities, nobility was I
transmitted to male descendants and their wives, even [6:331] The right to punish is the right the ruler
if the wife was born as a commoner. However, if a has against a subject who has committed a crime. The
woman was born into nobility and then she married a head of a state can therefore never be punished, as
male commoner then she would not pass the noble only the head of state has that authority; a person can
rank on to her husband but she reverts to the mere only withdraw for the head of state’s dominion. A
36
crime is a transgression of a public law that makes the an innocent and socially inferior citizen might be
individual unfit to be a citizen. Private crimes are condemned not only to apologize, but also to undergo
brought before a civil court, and public crime before a a solitary confinement involving hardship.
criminal court. Embezzlement and fraud when com- [6:333] What does it mean say, “If you steal from
mitted in such a way that the other could detect it, are someone, you steal from yourself?” Whoever steals
private crimes. Counterfeiting money and theft are makes the property of everyone else insecure and
public crimes, because they endanger the common- therefore deprives themselves (by principle of retribu-
wealth and not just an individual person. tion) of security in any possible property. In prison a
Punishment by a court can never be inflicted person has nothing and can also acquire nothing; but
merely as a means to promote some other good for the still wants to live, and this is now possible only if oth-
criminal himself or for civil society. Punishment can ers provide for them. However, since the state will not
only be inflicted in response to a crime committed, provide free of charge, the prisoner must let the state
i.e., retributive justice only. A human being ought have their powers for any kind of work it pleases and
never to be treated merely as a means to an end as all is reduced to the status of a slave for a certain time, or
human beings have an innate personality even thought permanently if the state sees fit. If, however, the per-
they may be condemned to lose their civil personality. son has committed murder then they must die. Here
The law of punishment is a categorical imperative, there is no substitute that will satisfy justice. There is
and woe to him who crawls through the windings of no similarity between life, however wretched it may
eudaemonism in order to discover something that re- be, and death, hence no likeness between the crime
leases the criminal from punishment or even reduces and the retribution unless death is judicially carried
its amount by the advantage it promises, in accor- out upon the wrongdoer, although it must still be freed
dance with the pharisaical saying, “It is better for one from any mistreatment that could make the humanity
man to die than for an entire people to perish.” For if in the person suffering it into something abominable.
justice goes, then so does the value of human beings. [6:334] Suppose that the judgment pronounced by
However, what if a proposal comes forwards to pre- the highest court had been that each is free to make
serve the life of a criminal sentenced to death in ex- the choice between death and convict labor. The per-
change for allowing dangerous experiments to be per- son of honor will choose death, and the scoundrel
formed, so that physicians can learn something of convict labor. This comes along with the nature of the
benefit to the commonwealth? A court would reject human mind; for the person of honor is acquainted
with contempt such a proposal form a medical col- with honor that is valued even more highly than life,
lege, for justice ceases to be justice if it can be bought while the scoundrel considers it better to live in shame
for any price whatsoever. than not to live at all. Since the person of honor is un-
[6:332] Punishment for public justice must be deniably less deserving of punishment than the other,
proportional to the crime. Accordingly, whatever un- both would be punished quite proportionately if all
deserved evil a person inflicts upon another so they alike were sentenced to death; the man of honor
inflict upon themselves. Insult for insult, theft for would be punished mildly, and the scoundrel severely
theft, strike for strike, kill for kill. Only the law of ret- in terms of their sensibilities. On the other hand, if
ribution as applied by a court (not by private judg- both were sentenced to convict labor the man of honor
ment) can specify the quality and quantity of punish- would be punished too severely and the other too
ment. Now it would seem that differences in social mildly for his vile action. So here too, when sentence
rank would not allow for the principle of retribution to is pronounced on a number of criminals united in a
be exacted. However, even if retribution is not possi- plot, the best equalizer before public justice is
ble in terms of the letter, the principle can always re- death.—Moreover, people who are sentenced to death
main true in terms of its effect if account is taken of for murder never complain that they were dealt with
the sensibilities of the upper classes. For example, a too severely and therefore wronged; everyone would
verbal injury done to someone by be retributively pun- life in their face if they did.
ished by making the insulting party to not only apolo- Every murderer—anyone who commits murder,
gize publicly to the one he has insulted but also to kiss orders it, or is an accomplice to it—must suffer death;
his hand, for instance, even though he is of a lower this is what justice, as the idea of judicial authority,
class. Similarly, someone of high standing who strikes
37
wills in accordance with universal laws that are grace of an illegitimate birth any more than it can
grounded a priori. If, however, the number of accom- wipe away the stain of suspicion of cowardice form a
plices to such a deed is so great that the state, in order subordinate officer who fails to respond to a humiliat-
to have no such criminals in it, could soon find itself ing affront with a force of his own rising above fear of
without subjects; and if the state still does not want to death. In these two cases people find themselves in the
dissolve, that is, to pass over into the state of nature, state of nature, and that these acts of killing, which
which is far worse because there is no external justice would then not even have to be called murder, are cer-
at all in it(and if it especially does not want to dull the tainly punishable but cannot be punished with death
people’s feeling by the spectacle of a slaughterhouse), by the supreme power. A child that comes into the
then the power of the sovereign, in this case of neces- world apart from marriage is born outside the law (for
sity, to assume the role of judge and pronounce a the law is marriage) and therefore outside the protec-
judgment that decrees for the criminals a sentence tion of the law. The child has stolen itself into the
other than capital punishment, such as deportation, commonwealth (like contraband merchandise), so that
which still preserves the population. This cannot be the common wealth can ignore its existence and can
done in accordance with public law but it can be done therefore also ignore its annihilation; and no decree
by an executive decree that is, by an act of the right of can remove the mother’s shame when it becomes
majesty, as clemency, can always be exercised only in known that she gave birth without being married. So
individual cases. too, when a junior officer is insulted, being con-
strained by the other members of the estate to obtain
[6:335] According to Marchese Beccaria (1764)
personal satisfaction and, as in the state of nature,
all capital punishment is wrong because capital pun-
punishment of the offender not by law, but by a duel,
ishment could not be contained in the original civil
in which they expose themselves to death in order to
contract, for if it were, everyone in society would
prove their military courage, upon which the honor of
have to consent to lose their life in cases of murder,
their estate essentially rests. Even if the duel should
and it would be impossible for anyone to consent to
involve killing the opponent, the killing that occurs in
capital punishment as no one can dispose of their own
this fight which takes place in public and with the
life. This is all sophistry and juristic trickery.
consent of both parties, cannot strictly be called mur-
No one suffers punishment because they have der. Here penal justice finds itself in a quandary. Ei-
willed it, they suffer punishment because they have ther it must declare by law that the concept of honor
willed a punishable action. When a person, as a crimi- counts for nothing and so punish with death, or else it
nal, draws up a penal law against themselves, it is must remove form the crime the capital punishment
pure reason (homo noumenon), legislating with regard appropriate to it, and so be either cruel or indulgent.
to rights, which subjects individuals as someone who [6:337] The knot can be undone in the following way:
is capable of crime (homo phenomenon), to the penal the categorical imperative of penal justice remains
law in a civil union. In other words, it is not the indi- (unlawful killing of another must be punished by
vidual that dictates capital punishment but rather the death); but the legislation itself, the civil constitution,
court (public justice). The chief point of error, in the as long as it remains barbarous and undeveloped, is
above argument against capital punishment, consists responsible for the discrepancy between the incentives
in its confusing the criminal’s own judgment of dis- of honor in the people (subjectively) and the measures
posing their own life—which is impossible, with that that are (objectively) suitable for its purpose. So the
of the court’s decision to take the criminals life, based public justice arising form the state becomes an injus-
on penal law in a civil union. tice from the perspective of the justice arising from
[6:336] There are, however, two crimes deserving the people.
of death, with regard to which it still remains doubtful II
whether legislation is also authorized to impose the
Of all the rights of a sovereign, the right to grant
death penalty. The feeling of honor leads to both, in
clemency to a criminal, either by lessening or entirely
one case the honor of one’s sex, in the other military
remitting punishment, is the slipperiest one for the
honor. The one crime is a mother’s murder of her
sovereign to exercise; for clemency must be exercised
child (infanticide); the other is murdering a fellow
in such a way as to show the splendor of the sover-
soldier in a duel. Legislation cannot remove the dis-
eign’s majesty, while at the same time doing an injus-
38
tice in the highest degree. With regards to crimes of The three authorities of the state, 1. sover-
subjects against one another it is absolutely not for eign/legislator, 2. executive/ruler, and 3. judi-
him to exercise it; for here failure to punish is the cial/judge arise from the concept of a commonwealth,
greatest wrong against his subjects. The sovereign can are only the three relations of the united will of the
use the right to grant clemency only in cases where people, which is derived a priori from reason. They
the wrong was done to the sovereign. However, if the are a pure idea of a head of state, which has objective
failure to punish a wrong done the sovereign could practical reality. However, this head of state (the sov-
endanger the people’s security, then the sovereign ereign) is only a thought-entity (to represent the entire
cannot make use of the right to grant clemency to the people) as long as there is no physical person to repre-
criminal. The right to grant clemency to a criminal is sent the supreme authority in the state and to make
the only right that deserves to be called the right of this idea effective on the people’s will. The relation
majesty. of this physical person to the people’s will can be
thought of in three different ways: either that one in
On the Relation with Regard to Right s of a Citizen
the state has command over all; or that several, equal
to Their Native Land and Foreign Countries
among themselves, are united in command over all the
§ 50 others; or that all together have command over each
Native land is a country whose inhabitants are citi- and so over themselves as well. In other words, the
zens by birth, not by having to perform any special act form of a state is either autocratic, aristocratic, or de-
to establish the right of constitution. If a foreign mocratic.
country forms part of a larger realm it is called a prov- [6:339] (The expression monarchical, in place of
ince, and the mother country is the land of the state autocratic, is not suitable for the concept intended
that rules the foreign country; for a province is not an here; for a monarch is one who has the highest author-
integral part of the realm, nor a place of residence for ity, whereas an autocrat, who rules by himself, has all
fellow citizens, but only a possession of it, a secon- the authority. The autocrat is the sovereign, whereas
dary house for them. the monarch merely represents the sovereign.) –It is
1. A citizen has the right to emigrate, for the state easy to see that the autocratic form of state is the sim-
does not own the citizen as property. However, if the plest, namely the relation of one (the king) to the peo-
citizen decides to emigrate, then they can only take ple, so that only one is legislator. The aristocratic
their movable belongings, not their fixed belongings, form of state is already composed of two relations: the
as they would be doing if they were authorized to sell relation of the nobility (as legislator) to one another,
the land they previously possessed and take the money to constitute the sovereign, and then the relation of
they got for the land. this sovereign to the people. But the democratic form
of state is the most composite of all, since it involves
2. The lord of the land has the right to encourage the following relations;
immigration and settling by foreigners, as long as it 1. it unites the will of all to form a people;
does not curtail the private ownership of the natives. 2. it unites the will of the citizens to form a
3. The lord of the land has the right to banish a commonwealth;
citizen to a province outside the country where they 3. it sets this sovereign, which is itself the united
will not enjoy any of the rights of a citizen, that is, to will of the citizens, over the commonwealth.
deport the person, if they have committed a crime that (Footnote: I shall not mention the adulterations of
makes it harmful to the state for other citizens to asso- these forms that arise from invasion by powerful un-
ciate. authorized people (oligarchy—rule by small group for
selfish gain, and ochlocracy—mob rule), or the so-
4. The lord of the land has the right to exile a called mixed constitutions, since this would take us
criminal, entirely outside of the country (in Old Ger- too far afield).
man, this is called misery). Since the lord of the land
then withdraws all protection from the exiled, amount- It is true that, with regard to the administration of
ing to making the exile an outlaw within the country’s right within a state, the simplest form is also the best.
boundaries. With regard to right itself, however, this form of state
is the most dangerous for a people, in view of how
§ 51 conductive it is to despotism. It is indeed the most
39
reasonable maxim to simplify the mechanism of uni- The different forms of states are only the letter of
fying a nation by coercive laws, that is, when all the the original legislation in the civil state, and they may
members of the nation are passive and obey one who therefore remain as long as they are taken, by old and
is over them; but in that case no one who is a subject long-standing custom (and so only subjectively), to
is also a citizen of the state. As for the consolation belong necessarily to the machinery of the constitu-
with which the people is supposed to be content—that tion. But the spirit of the original contract involves an
monarchy (strictly speaking here, autocracy) is the obligation on the part of the constituting authority to
best constitution when the monarch is good (i.e., when make the kind of government suited to the idea of the
the monarch not only intends what is good but also original contract. Accordingly, even if this cannot be
has insight into it)—this is one of those wise remarks done all at once, it is under obligation to change the
that are tautologous. It says nothing more than that the kind of government gradually and continually so that
best constitution is the one by which the administrator it harmonizes in its effect with the only constitution
of the state is made into the best ruler, that is, that the that accords with right, that of a pure republic, in such
best constitution is that which is best. a way that the old (empirical) statutory forms, which
served merely to bring about the submission of the
§ 52
people, are replaced by the original (rational) form,
[6:340] It is futile to inquire into the historical the only form which makes freedom the principle and
warrant of the mechanism of government, that is, a indeed the condition for any exercise of coercion, as is
person cannot reach back to the time at which civil required by a rightful constitution of a state in the
society began (for savages draw up no record of their strict sense of the word. Only it will finally lead to
submission to law; besides, we can already gather what is literally a state.—This is the only constitution
from the nature of uncivilized men that they were in which each can be assigned conclusively what is
originally subjected to it by force). However, it is pun- his; on the other hand, so long as those other forms of
ishable to undertake this inquiry with a view to possi- state are supposed to represent literally just so many
bly changing by force the constitution that now exists. different moral persons invested with supreme author-
For this transformation would have to take place by ity, no absolutely rightful condition of civil society
the people acting as a mob, not by legislation; but in- can be acknowledged, but only provisional right
surrection in a constitution that already exists over- within it.
throws all civil rightful relations and therefore all
[6:341] Any true republic is and can only be a sys-
right, that is, it is not change in the civil constitution
tem representing the people, in order to protect its
but dissolution of it. The transition to a better constitu-
rights in its name, by all the citizens united and acting
tion is not then a metamorphosis but a palingenesis—
through their delegates (deputies). But as soon as a
(of relating to biological character (as the gill slits in a
person who is head of state (whether it be a king, no-
human embryo), which requires a new social contract
bility, or the whole of the population, the democratic
on which the previous one (now annulled) has no ef-
union) also lets itself be represented, then the united
fect .—However, it must still be possible, if the exist-
people does not merely represent the sovereign: it is
ing constitution cannot be reconciled with the idea of
the sovereign itself. For in it (the people) is originally
the original contract, for the sovereign to change it, so
found the supreme authority form which all rights of
as to allow to continue in existence that form which is
individuals as mere subjects (and in any event as offi-
essentially required for a people to constitute state.
cials of the state) must be derived; and a republic,
Now this change cannot consist in a state’s reorganiz-
once established, no longer has to let the reins of gov-
ing itself form one of the three forms into another, as,
ernment out of its hands and give them over again to
for example, aristocrats agreeing to submit to autoc-
those who previously held them and could again nul-
racy or deciding to merge into a democracy, or the
lify all new institutions by their absolute choice.
reverse, as if it rested on the sovereign’s free choice
and discretion which kind of constitution it would A powerful ruler in our time (In 1789 Louis XVI
subject the people to. For even if the sovereign de- convoked the Estates General, which transformed it-
cided to transform itself into a democracy, it could self into the National Assembly and then, as the Con-
still do the people a wrong, since the people itself stituent Assembly, adopted a new constitution in
could abhor such a constitution and find one of the 1791) therefore made a very serious error in judgment
other forms more to its advantage. when, to extricate himself form the embarrassment of
40
large state debts, he lift it to the people to take this
burden on itself and distribute it as it saw fit; for then
the legislative authority naturally came into the peo-
ple’s hands, not only with regard to the taxation of
subjects but also with regard to the government,
namely to prevent it form incurring new debts by ex-
travagance or war. The consequence was that the
monarch’s sovereignty wholly disappeared (it was not
merely suspended) and passed to the people, to whose
legislative will the belongings of every subject be-
came subjected. Nor can it be said that in this case one
must assume a tacit but still contractual promise of the
[6:342] National Assembly not to make itself the sov-
ereign but only to administer this business of the sov-
ereign and, having attended to it, return the reins of
government into the monarch’s hands; for such a con-
tract is in itself null and void. The right of supreme
legislation in a commonwealth is not an alienable
right but the most personal of all rights. Whoever has
it can control the people only through the collective
will of the people; he cannot control the collective
will itself, which is the ultimate basis of any public
contract. A contract that would impose obligation on
the people to give back its authority would not be in-
cumbent upon the people as the legislative power, yet
would still be binding upon it; and this is a contradic-
tion, in accordance with the saying “No one can serve
two masters.” –Matthew 6;24 and Luke 16:3

PUBLIC RIGHT
Chapter II
The Right of Nations
§ 53
As natives of a country, those who constitute a na-
tion can be looked upon analogously to descendants of
the same ancestors even though they are not.

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