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Occlusal Changes During A 10-Year Posttreatment Period and The Effect of Fixed Retention On Anterior Tooth Alignment
Occlusal Changes During A 10-Year Posttreatment Period and The Effect of Fixed Retention On Anterior Tooth Alignment
Introduction: The objectives of this research were to evaluate changes in occlusal components in 3 subperiods
during a 10-year posttreatment time span and to examine the long-term effects of fixed retention on maxillary and
mandibular anterior alignment. Methods: Ninety-six patients were examined; the Peer Assessment Rating
Index and Little's Irregularity Index were measured at pretreatment, posttreatment, and 3 (T3), 5 (T5), and
10 (T10) years posttreatment. Unweighted Peer Assessment Rating component scores were analyzed for
differences between all subperiods. The effect of fixed retention on posttreatment changes in Little's Irregularity
Index was analyzed for both jaws with regression analysis. For the maxilla, 2 groups were compared: MX0,
removable retainer until T3 (n 5 52) and MX10, removable retainer until T3 combined with a fixed retainer until
T10 (n 5 23). For the mandible, 3 groups were compared: MD3, fixed retainer until T3 (n 5 19); MD5, fixed
retainer until T5 (n 5 19); and MD10 fixed retainer until T10 (n 5 48). Results: The Peer Assessment Rating
Index percentage of improvement was 79% at T10. A gradual deterioration of occlusal components was
seen, with small insignificant changes in each subperiod. Corrected for pretreatment irregularity, MX10 showed
0.6 mm lower LII than MX0. MD10 had significantly better alignment than MD3 (1.1 mm) and MD5 (0.7 mm).
Conclusions: Gradual occlusal changes of limited clinical importance were seen during a 10-year
posttreatment period. Long-term fixed retention in the maxilla was of minor importance in patients also
wearing removable retainers. In the mandible, a 10-year fixed retention protocol gave moderately lower
alignment scores compared to a 3-year protocol and slightly better alignment compared to a 5-year protocol.
(Am J Orthod Dentofacial Orthop 2018;154:487-94)
T
otal stability of the occlusion after orthodontic Hawley retainers has proved to be as efficient as full-time
treatment seems to be unlikely to achieve. With wear.4,5 Methods for controlling the anterior alignment
time, changes in tooth alignment are inevitable, even without retainers such as interproximal reduction,
and both relapse and growth are contributing factors.1 sometimes used in combination with overcorrection, have
To counteract unwanted changes, orthodontists been shown to be viable in the short term.3,6
prescribe different types of retainers, sometimes It is unclear at what point after debonding the
intended to be used indefinitely. greatest posttreatment changes occur. Some authors
Both removable and fixed retainers have been found to have found that most changes take place during the
be equally effective in controlling relapse up to 2 years first 2 years after treatment, a period corresponding
posttreatment.2,3 Part-time wear of thermoplastic and well with relapse and settling.7 In contrast, early
stability has been reported for all components of
occlusion 2 years after treatment.8 Others have reported
From the Department of Orthodontics, Faculty of Dentistry, University of Oslo,
Oslo, Norway. that most occlusal changes take place during the first
All authors have completed and submitted the ICMJE Form for Disclosure of 4 years.9 Moreover, long-term studies have concluded
Potential Conflicts of Interest, and none were reported. that significant occlusal changes take place even
Address correspondence to: Ragnar Bjering, Department of Orthodontics,
Faculty of Dentistry, University of Oslo, PO Box 1109, Blindern, 0317 Oslo, between 19 and 31 years of age.10 With more
Norway; e-mail, ragnar.bjering@odont.uio.no. information about posttreatment changes, one could
Submitted, August 2017; revised and accepted, December 2017. possibly improve retention strategies.
0889-5406/$36.00
Ó 2018 by the American Association of Orthodontists. All rights reserved. Prolonged retention can interfere with the natural
https://doi.org/10.1016/j.ajodo.2017.12.015 reduction in dental arch parameters. Since long-term
487
488 Bjering and Vandevska-Radunovic
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Bjering and Vandevska-Radunovic 489
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490 Bjering and Vandevska-Radunovic
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Bjering and Vandevska-Radunovic 491
Table IV. Variables investigated for possible confounding when performing linear regression analyses to predict the
influence of fixed retention on the outcome of maxillary and mandibular posttreatment change in LII at T10
Obtained from Variable Description MX0 MX10 MD3 MD5 MD10
Dental casts Treatment change in LII –3.9 –6.0 –3.0 –3.0 –4.4
Treatment change in overjet –2.8 –3.3 –3.1 –3.1 –2.6
Treatment change in overbite –2.0 –1.5 –1.2 –2.0 –1.8
Treatment change in intercanine distance 0.2 0.5 –0.6 0.2 0.2
Treatment change in canine relation –2.3 –1.5 –2.0 –2.9 –1.5
Lateral cephalogram Mesial basal jaw relationship at T0 ANB \1 6 1 3 3 4
Distal basal jaw relationship at T0 ANB .4 26 13 10 9 27
Low mandibular plane angle at T0 ML/NSL \29 11 7 4 7 9
High mandibular plane angle at T0 ML/NSL .37 7 7 4 0 12
Maxillary incisor protrusion at T1 Isb-NA .2 mm above norm 16 9 9 4 16
Maxillary incisor retrusion at T1 Isb-NA .2 mm below norm 2 0 0 1 1
Maxillary incisor proclination at T1 ILs/NA .3 above norm 23 12 11 9 22
Maxillary incisor retroclination at T1 ILs/NA .3 below norm 6 3 3 3 5
Mandibular incisor protrusion at T1 Iib-NB .2 mm above norm 8 7 4 5 11
Mandibular incisor retrusion at T1 Iib-NB .2 mm below norm 3 2 1 1 4
Mandibular incisor proclination at T1 ILi/NB .3 above norm 14 8 8 4 14
Mandibular incisor retroclination at T1 ILi/NB .3 below norm 3 3 1 2 6
Written records Age at T1 (y) 14.5 14.8 14.7 15.1 14.7
Follow-up time at T10 (y) 10.1 10.0 10.1 10.3 10.2
Sex (M/F) 26/26 7/16 9/10 12/7 18/30
Extraction/nonextraction 13/39 13/10 6/13 7/12 18/30
ANB, Relative protrusion of the mandible to the maxilla; ML/NSL, mandibular plane angle; Isb-NA, maxillary incisor protrusion to NA line; ILs/NA,
maxillary incisor inclination to NA line; Iib-NB, mandibular incisor protrusion to NB line; ILiNB, mandibular incisor inclination to NB line.
For each retention subgroup (MX0, MX10, MD3, MD5 and MD10) dental cast mean values in millimeters and frequencies of cephalometric values
are shown. Treatment change was defined as T1 value minus T0 value. Normal values for maxillary and mandibular incisor protrusion and incli-
nation were corrected for Steiner's acceptable compromises.
Table V. Paired sample t test of mean changes in unweighted PAR component scores, total weighted PAR scores, and
other dental cast variables from T0 to T1, T1 to T3, T3 to T5, T5 to T10, T0 to T10, and T1 to T10
T0-T1 T1-T3 T3-T5 T5-T10 T0-T10 T1-T10
posttreatment alignment changes in the maxilla.14 alignment. These suggested retention strategies do not
Nonetheless, maxillary alignment tends to be quite sta- apply to special clinical circumstances such as trauma
ble in the long term, more so than mandibular to the anterior teeth, large diastemas, autotransplants,
American Journal of Orthodontics and Dentofacial Orthopedics October 2018 Vol 154 Issue 4
492 Bjering and Vandevska-Radunovic
Fig 2. Overview of mean unweighted PAR component scores at pretreatment (T0), posttreatment (T1),
3 years posttreatment (T3), 5 years posttreatment (T5), and 10 years posttreatment (T10) for the total
patient sample (n 5 96). U, upper; L, lower.
Table VI. Overview of linear regression models showing the effect of different retention protocols on changes in LII
from T1 to T10 (Little_T1T10)
Regression model Coefficients b value 95% CI P value
Maxilla*
Model P value: 0.009y (constant) 0.367 (–0.118, 0.852) 0.135
R2: 0.12 MX10* –0.643 (–1.205, –0.080) 0.026z
Reg equation: Little_T1T10 5 0.37 - 0.64*MX10 - 0.14*Little_T0T1 Little_T0T1 –0.143 (–0.243, –0.044) 0.005y
Mandible§
Model P value: \0.001k (constant) 1.611 (1.194, 2.027) \0.001k
R2: 0.21 MD5§ –0.468 (–1.058, 0.121) 0.118
Reg equation: Little_T1T10 5 1.61 - 0.47*MD5 - 1.12*MD10 MD10§ –1.115 (–1.607, –0.623) \0.001k
Mandible{
Model P value: \0.001k (constant) 1.142 (0.726, 1.559) \0.001k
R2: 0.21 MD3{ 0.468 (–0.121, 1.058) 0.118
Reg equation: Little_T1T10 5 1.14 1 0.47*MD3 - 0.65*MD10 MD10{ –0.646 (–1.138, –0.154) 0.011z
Reg, regression.
Durations of retention until T3, T5, and T10 were examined. For the maxilla, 2 groups were compared: MX0 and MX10; the model was adjusted for
treatment change in LII (Little_T0T1). For the mandible, 3 groups were compared: MD3, MD5, and MD10. The retention subgroups were coded as
dummy variables (0 as absence and 1 as presence of the retention protocol) and compared with the reference group, requiring 1 regression model for
the maxilla and 2 for the mandible.
*MX0 as reference variable; yP #0.01; zP #0.05; §MD3 as reference variable; kP #0.0001; {MD5 as reference variable.
anterior tongue thrust, periodontitis, extensive anterior protocol was not statistically significant. Consequently,
space closures, and so on. our results remain inconclusive. Nevertheless, the overall
For the mandible, a fixed retainer for 10 years gave results indicate that a time factor is present regarding
significant but small to moderate improvements in duration of mandibular retention. With larger sample
alignment compared with 3-year and 5-year retainer sizes in subgroups MD3 and MD5, the differences
wear. The small difference in posttreatment irregularity observed between the 2 groups would have been, most
between patients with a 3-year and a 5-year retention probably, statistically significant. Previous research
October 2018 Vol 154 Issue 4 American Journal of Orthodontics and Dentofacial Orthopedics
Bjering and Vandevska-Radunovic 493
found that mandibular alignment is best preserved with Furthermore, the low R2 values imply that the
a fixed retainer, and the longer the duration, the better significant regression variables lack some precision in
the alignment.13,22 But adequate long-term stability of their estimates. The confidence intervals for these
mandibular alignment has also been reported after variables were approximately 1 mm wide, demonstrating
only 1.8 years of fixed retention.14 Our findings for the some uncertainty in the expected differences in retentive
mandible show that the longest retention time gave effects between the retention protocols. This shows that
the best alignment scores, but the advantage over a the variability in posttreatment alignment deterioration
shorter retention time was small to moderate in a was not broadly explained by differences in retainer
10-year perspective. This situation may of course change wear alone, indicating that other factors also contribute
as time progresses. Little et al23 regarded an irregularity to the process. It seems reasonable to expect that
score of less than 3.5 mm to be clinically acceptable. complex processes such as growth and maturation
Authors of other studies comparing different retention account for some variations in the patient sample. Since
methods have considered a mean difference of 1.4 mm cephalometric measurements were not available for T10,
in mandibular alignment irregularity to be of no clinical we do not know how growth and incisor positions
importance.24 The discrepancies in LII found separating changed during the posttreatment period. However,
the retention subgroups in this study are within these decisions regarding retention in clinical practice are
values. However, to what extent a deviation will be made at the time of debonding at the latest. Any
tolerated will vary from person to person, and the information to significantly influence the choice of
orthodontist should strive to determine when minor retention strategy should be present at that time. Growth
alignment changes could become disturbing to the prediction has proved to be difficult.27 For the examined
patient. patients, neither pretreatment sagittal/vertical jaw
The PAR score improvement of 79% at 10 years relationship nor posttreatment incisor position outside
posttreatment demonstrates that overall orthodontic the normal range were significantly associated with the
treatment can be stable to a great extent, even in the dependent and independent variables. This contrasts
long term. Previous reports on treatment stability 10 with the findings of Franklin et al,28 who reported
to 17 years posttreatment have shown improvements cephalometric values such as vertical dimension and
in the PAR index ranging from 49% to 73%.7,8,10,14,25 mandibular incisor to the A-Pg plane to be important
Compared with these, our study showed favorable predictive factors for long-term alignment stability.
long-term outcomes. We found a gradual change in However, in our study, many patients still wore retainers
the total weighted PAR index and most of the at T10, whereas the study of Franklin et al was done at
unweighted occlusion parameters during the 10-year least 5 years postretention. From a clinical standpoint,
follow-up. This is in contrast to the findings of Al it seems reasonable that the advantages of prolonged
Yami et al7 and Otuyemi and Jones,8 who found that retention must outweigh the potential disadvantages.
the largest changes in occlusion took place in the first Therefore, all aspects of long-term effects of retention
2 and 4 years posttreatment, respectively. On a appliances must be studied to establish a preferred
component level, the centerline did not change, duration of retention.
complementing previous findings of good long-term
midline stability.7,8 The remaining components showed
minor adjustments, and the anterior alignment stood CONCLUSIONS
out as the component most prone to changes.
Altogether, the observed changes resembled growth 1. Stability of occlusion measured by the PAR index
changes seen in untreated persons.26 percentage improvement method was 79% at
There are some limitations to this study. As a 10 years posttreatment.
retrospective study, it does not have the scientific impact 2. Components of the occlusion underwent gradual
of a randomized controlled trial. However, a randomized and minor deterioration dispersed evenly
controlled trial with a follow-up period of 10 years can throughout the 10-year posttreatment period.
be difficult to complete because of dropouts. Also, the 3. Posttreatment changes in maxillary alignment were
regression models for the maxilla and the mandible significantly negatively correlated with the induced
differ in terms of patient samples and the number of treatment changes.
groups. They were based on slightly different patient 4. In patients wearing a removable maxillary retainer
samples according to the disparity in duration of fixed for 3 years, the additional benefit of wearing a fixed
retainer wear. Therefore, the results from them are not retainer for 10 years was minor regarding stability of
directly comparable with each other. maxillary alignment.
American Journal of Orthodontics and Dentofacial Orthopedics October 2018 Vol 154 Issue 4
494 Bjering and Vandevska-Radunovic
5. In the mandible fixed retention for 10 years gave 13. Bjering R, Birkeland K, Vandevska-Radunovic V. Anterior tooth
moderately better alignment compared to a 3-year alignment: a comparison of orthodontic retention regimens 5
years posttreatment. Angle Orthod 2015;85:353-9.
protocol and slightly better alignment compared 14. Bjering R, Sandvik L, Midtbo M, Vandevska-Radunovic V. Stability
to a 5-year protocol. of anterior tooth alignment 10 years out of retention. J Orofac Or-
thop 2017;78:275-83.
ACKNOWLEDGMENTS 15. Andren A, Naraghi S, Mohlin BO, Kjellberg H. Pattern and amount
of change after orthodontic correction of upper front teeth 7 years
We thank Andrej Grijbovski at the Norwegian postretention. Angle Orthod 2010;80:432-7.
Institute of Public Health for statistical guidance and 16. Littlewood SJ, Millett DT, Doubleday B, Bearn DR,
Tanya Franzen for editing. Worthington HV. Retention procedures for stabilising tooth posi-
tion after treatment with orthodontic braces. Cochrane Database
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