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MISSION IMPOSSIBLE?

PLANNING AND PREPARING FOR CRISIS 59

Mission Impossible? Planning and


Preparing for Crisis1
Allan McConnelln and Lynn Drennannn

Crisis management logic suggests that planning and preparing for crisis should be a vital part of
institutional and policy toolkits. This paper explores the difficulties in translating this ideal into
practice. It focuses on four key difficulties. First, crises and disasters are low probability events
but they place large demands on resources and have to compete against front-line service
provision. Second, contingency planning requires ordering and coherence of possible threats,
yet crisis is not amenable to being packaged in such a predictable way. Third, planning for crisis
requires integration and synergy across institutional networks, yet the modern world is
characterised by fragmentation across public, private and voluntary sectors. Fourth, robust
planning requires active preparation through training and exercises, but such costly activities
often produced a level of symbolic readiness which does not reflect operational realities. Finally
the paper reflects on whether crisis preparedness is a ‘mission impossible’, even in the post-9/11
period when contingency planning seems to be an issue of high political salience.

Introduction In this context, the key task for policy makers


and crisis managers is to establish institutional
A universal maxim in crisis management litera- procedures and create cultural climates which
ture is that crisis preparedness should be high on develop capacities to cope with whatever extra-
institutional and policy agendas (Nudell and ordinary threats come their way. Doing so, how-
Antokol, 1988; Seymour and Moore, 2000; Mitr- ever, is no easy task. Boin and ‘t Hart (2003) have
off, 2001; Boin et al. 2005). The logic is that we previously identified a number of crisis leadership
need to give serious consideration to strong, tensions (particularly in the acute and post-crisis
well-resourced and forward thinking contingency phases), focusing on the way in which crisis
planning if we want to tame and gain control leaders are faced with a ‘mission impossible’ in
over a crisis when it hits. Such arguments have balancing popular expectations and political rea-
many cases upon which to draw. Crises can lities. Our article takes its cue from Boin and ‘t
decimate entire regions and cities (Hurricane Hart (2003) but focuses instead on crisis prepa-
Katrina and New Orleans, Boxing Day tsunami redness policies. In particular, it identifies a
and South Asia). They can pose major threats to number of tensions between the ‘ideals’ of pre-
human and animal welfare (avian flu, SARS, crisis preparedness, and the realities of trying to
BSE). They can have highly destabilising effects prepare for circumstances, which by their very 1
We are grateful to Arjen Boin,
on institutions and at times may seriously da- nature are unpredictable. It then reflects briefly Paul ‘t Hart and anonymous
mage their legitimacy (UK Ministry of Agricul- on the changing world of contingency planning reviewers for their comments
ture, Fisheries and Food, in relation to its (particularly post 9/11). We will begin, however, on an earlier draft of this article.
handling of foot and mouth disease) They can by identifying broad ideals of crisis preparedness. All interpretation and errors re-
main our own.
be instrumental in the removal of key figures n
Discipline of Government and
from public office (FEMA Director Michael International Relations, Mere-
Brown and Hurricane Katrina). Crises can also ‘Ideal’ rules for crisis planning and wether Building H04, University
cause considerable and sometimes irreparable preparedness of Sydney, NSW 2006, Australia.
Tel: 161 (0)2-9036-9079 Fax: 161
damage to powerful interests (Enron, World-
(0)2-9351-3624 Fax: 144 (0)141
Com). The case for ‘preparation’ seems to be Definitions of crisis abound, and there are de- 331 3229, E-mail: a.mcconnell@
even stronger when we consider the argument of bates about whether ‘crisis’ can be defined in a econ.usyd.edu.au
futurists such as Schwartz (2003), who argue that positivist manner (with a rigid set of criteria) or nn
Caledonian Business School,
current trends in technology, population change, an interpretative one (where the existence of a Glasgow Caledonian University,
70 Cowcaddens Road, Glasgow,
medicine, terrorism, ethnic conflicts and others, crisis depends entirely on individual perceptions). G4 OBA, Scotland, UK. Tel:
will produce ‘inevitable surprises’ which to a The debate spills over into the commonalities and 144 (0) 141-331-3153 Email:
large extent we can anticipate. differences between crises, disasters, emergencies ldr@gcal.ac.uk

r 2006 The Authors. Journal compilation r 2006 Blackwell Publishing Ltd.,


9600 Garsington Road, Oxford, OX4 2DQ, UK and 350 Main St, Malden, MA, 02148, USA Volume 14 Number 2 June 2006
60 JOURNAL OF CONTINGENCIES AND CRISIS MANAGEMENT

and catastrophes (Boin, 2004; Perry and Quar- authorities; have the capacity for alertness
antelli, 2005). Such disputes are beyond the scope and mobilisation of crisis units; be capable
of this paper. While recognising that certain of relating technical matters to strategic issues
‘crisis’ phenomena may be viewed in different in order to handle new types of crises; and
ways by different actors, there is nevertheless promote the capability of actors to deal with
strong agreement that crises will tend to be decentralised crisis situations.
characterised by three sets of conditions. These  Organisations should be engaged in contin-
are: severe and largely unexpected threats, high uous efforts for preparation. These include
uncertainty, and the need for urgency in decision continuously learning from experience; run-
making (Rosenthal et al. 2001; Boin et al. 2005). ning tests and simulations to prepare for
In the face of potential crises, one might destabilising surprises; providing appropriate
imagine that there is something close to a uni- training; promoting learning within and
versal guide as to how organisations and policy- across networks; personally involving organi-
makers should prepare. In reality, there are no sational leaders in preparation; careful and
universal rules as such. Rather, many analysts progressive scheduling of preparatory efforts
and practitioners have developed a broad, mo- to avoid ‘big bang’ exhaustion; and ensuring
vable and often abstract set of principles which that crisis management processes are em-
then need to be translated into ‘good practice’. bedded in core organisational processes.
For example, Perry and Lindell (2003) suggest
that pre-crisis planning processes should: What this argument implies is that ‘ideal’ pre-
1. be based on accurate knowledge of threats paredness does not reside simply in ‘having a
and likely human responses. plan’. Mitroff (2001) provides support for this
2. encourage appropriate action by crisis man- view in his portrayal of organisations as like
agers. onions – each layer forming part of a greater
3. encourage flexibility in responses. whole: technology, structure, human actors, cul-
4. promote inter-organisational coordination. ture and top management psychology. In effect,
5. integrate plans for each hazard into a multi- pre-crisis preparedness requires organisational
hazard approach. and policy synergies which extend beyond ‘rule-
6. involve the training of relevant personnel. books’ to the seriousness by which individuals
7. provide for testing through drills and exer- are prepared to think about potential threats and
cises. adapt their systems and behaviours in order
8. be adaptable as part of an ongoing process prepare for them.
adjustment to new circumstances. In contrast to the foregoing proposals and
9. be a strong advocate in the face of inevitable recommendations, stands the reality of crisis
resistance to resource commitments for low preparedness which is composed of a multitude
probability events. of formal and informal practices and policies that
10. recognise the differences between crisis plan- vary across organisations and policy sectors.
ning (preparedness) and crisis management These variations are rooted in factors such as
(implementation and performance). differing organisational goals, culture and re-
sources. In terms of organisations, Table 1 in-
Alexander (2005) goes further and provides a dicates three broad types and their basic
draft standard for emergency planning. He pro- characteristics. Those least prepared tend to be
vides eighteen criteria, ranging from the need to dismissive of threats and have little or no con-
ensure that municipal government is the refer- tingency planning. Mid-range types gives fairly
ence point for emergency management (and serious consideration to threats and the need for
higher levels of government are the co-ordina- plans, although institutional preparedness tends
tors) through to the need for regular revision and to be an ‘add on’ to existing practices and values.
testing of plans. Boin and Lagadec (2000) develop By contrast, high preparedness organisations give
the point that preparation is more than simply high priority to threats and the need for con-
planning. It is also about anticipation and devel- tingency planning. In this type, pre-crisis plan-
oping strategies to ensure organisational resili- ning is embedded in all aspects of organisational
ence in the event of a crisis presenting itself. They structures, practices, policies and culture.
identify a number of key imperatives: Not only do organisations vary in their ap-
 Crisis management should be on the agenda proaches, but the range of policy tools associated
of decision-making elites, raising their aware- with contingency planning varies from ‘hard’
ness through workshops, simulations etc. laws through to ‘soft’ conventions. Specifically:
 Organisations should facilitate resilience  Laws: impose binding obligations on organi-
through systems for detecting weak and sations to develop contingency plans. For
non-conventional signals; be able to process example, the EU places legal requirements
relevant information to and from central on member states to develop contingency

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Volume 14 Number 2 June 2006 Journal compilation r 2006 Blackwell Publishing Ltd.
r 2006 The Authors
Table 1. A Typology of Organisational Preparedness for Crisis

Low Preparedness Medium/Mixed Preparedness High Preparedness


Importance of Contingency Little or no importance. Not an item for Fairly important on occasion, but Very high. Crisis preparedness becomes
Planning on the serious consideration. Main focus is normally of much less priority than part of the core goals of the organisation.
Organisational Agenda ‘routine’ survival and growth. ‘routine’ organisation goals.

Journal compilation r 2006 Blackwell Publishing Ltd.


Attitude to Threats Dismissive. ‘It couldn’t happen here’ Fairly serious consideration. A range of Very serious consideration. Organisation
mentality. threats should be recognised and must give high priority to planning for a
planned for. range of threats.
Extent of Contingency Plans None at all, or at best a plan tucked away Fairly detailed and extensive Very detailed and extensive contingency
with little or no awareness by staff or contingency plans as an ‘add on’ to plans, permeating the structures,
stakeholders. existing organisational structure and practices and culture of the organisation
practice. and its interactions with stakeholders.
Extent of Active Readiness Non-existent. None or patchy. Plans on paper are Highly active readiness through regular
through Trials and considered adequate. crisis training and exercises.
Simulation
MISSION IMPOSSIBLE? PLANNING AND PREPARING FOR CRISIS

Organisational Psyche Major limits on emotional and cognitive Reasonably open (within limits) to Openness to emotional and cognitive
capacities. Constant quest for existence/ emotional and cognitive change. Some change. Major concern with addressing
ego satisfaction. Unable to cope with ability to balance core drivers with the problems. Is able to tolerate and cope
anxiety. Self inflated or self-defeatest need to address problems. Some but with anxiety. Positive self-image.
outlook. limited toleration and capacity to cope
with anxiety. Reasonably strong self-
image, although prone to over-
regarding or under-regarding itself.
Source: Original table, but drawing on Pauchant and Mitroff (1992: 146)

Volume 14
Number 2
June 2006
61
62 JOURNAL OF CONTINGENCIES AND CRISIS MANAGEMENT

plans for dealing with threats such as BSE, High potential impact of crisis vs. low
and foot and mouth disease. priority of crisis management
 Policy guidelines and recommendations: do not
have the force of law but are strongly encour- One might imagine that the high potential im-
aged by higher political authorities, to the pact of crisis is sufficient to rally political leaders,
point that public institutions cannot reason- policy makers and crisis managers into devoting
ably avoid implementing them. For example, considerable resources to the cause of crisis
the EU recommends that member states de- preparedness. The difficulty is that such optimism
velop contingency plans for avian flu. Emer- has to work against forces and circumstances of
gency Management Australia disseminates inertia. Several particularly important factors can
detailed principles and practices that should be identified.
be followed at commonwealth, state/territory First, crises are low probability events. There-
and local levels. fore, contingency planning amounts to a demand
for resources to cope with an event or events that
 Codes and Protocols: are written documents
may never happen. Indeed, it would be erroneous
that do not have legal force but are agree-
to assume that all organisations even make such
ments with regard to practices to be followed.
demands on their paymasters and senior execu-
They may come from higher political autho-
tives. In the face of low probability events,
rities, but can also be developed within and
organisations may suffer from a range of mala-
between organisations. The Australian Capi-
daptive behaviours stemming from bureaucratic
tal Territory (ACT) has an Emergency Plan-
politics, poor intelligence gathering and proces-
ning Code to ensure that electricity
sing, cultural ‘blind spots’ or even an ‘it couldn’t
distributors and water utilities have plans for
happen here’ mentality (Turner and Pidgeon
coping with crisis events. After 9/11, all Lon-
1997). The latter can be a product of ‘groupthink’
don agencies involved in communicating
(Janis, 1982) where there is a shared sense of
public information agreed a protocol ensuring
invulnerability in terms of potential threats. Many
joint working in crisis situations.
organisations adopting such attitudes have
 Conventions: are ‘custom and habit’ and not struggled enormously when faced with a crisis.
codified in documents. All organisations con- In the example of 9/11, protocols were in place
tain elements of convention to varying de- between the Federal Aviation Authority (FAA)
grees, in the tacit assumption that staff should and North American Aerospace Defense Com-
be ready and willing to deal with any extra- mand (NORAD) in the event of a hijack. Un-
ordinary threats to the organisation and its fortunately, the arrangements were ‘unsuited in
personnel. every respect for what was about to happen’
(National Commission on Terrorist Attacks
In effect, the ‘real world’ displays varying prac-
Upon the United States, 2004: 18). Preparedness
tices (from ‘hard’ to ‘soft’ policy tools) and levels
for a low probability hijack did not extend to
of planning/ preparedness which stand in contrast
preparedness for an even lower probability form
to the broad ideals of crisis management. Reasons
of hijack. They wrongly assumed that a hijacked
for this disparity are not absolute, but the follow-
aircraft would be easily identifiable, that sufficient
ing discussion attempts to go some way towards
time would be available through chains of com-
an explanation. It identifies and fleshes out a
mand, and that the hijacking would be ‘conven-
fundamental tension between (a) the ‘ideals’ of
tional’ rather than ‘suicidal’. It is of course easy
crisis preparedness and (b) the unpredictability of
with hindsight to attribute blame to the FAA and
crisis and the realities of organisational and poli-
NORAD. Perhaps the problem is simply one of a
tical life. In doing so, it identifies some key
failure of imagination. Nevertheless, thinking the
pressure points for those engaged in trying to
unthinkable (and preparing for the worst case)
argue for and develop robust contingency plan-
becomes more difficult when resources are tight.
ning. These tensions are summarised in Box 1.
As Clarke (2005: 23) suggests: ‘prospective worst
cases are less likely to encompass the inconcei-
Box 1: Tensions Between the ‘Ideals’ of Cri- vable, especially when experts and high-level
sis Preparedness and the Realities of Crisis decision makers are doing the prospecting. In-
& High Potential Impact of Crisis vs. Low deed, these cases are often constructed as ‘‘rea-
Priority of Emergency Management sonable’’ possibilities. The problem is that worst
& Need for Planning and Order vs. cases are never reasonable’.
Uncertainty and Disorder of Crisis Second, one of the main driving forces behind
& Need for an Integrated Approach vs. public policies is that they are a product of what
Realities of Institutional Fragmentation political scientists have variously described as
& Need for Active Planning and Readiness minimum winning coalitions, policy monopolies,
vs. Symbolic Readiness advocacy coalitions and policy communities.
However, even in the post 9/11 period (as we

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MISSION IMPOSSIBLE? PLANNING AND PREPARING FOR CRISIS 63

will argue), contingency planning by public in- come. Such reliance on ‘historical analogies’
stitutions does not have as strong a coalition (Brändström et al. 2004) may prove less conducive
behind it as we might think, to install crisis to awareness of new threats and new contexts
preparedness (not just symbolically but also op- which lie just around the corner. In the UK, for
erationally) at the top of institutional agendas. example, the Ministry of Agriculture Fisheries and
Certainly, contingency planning may bring Food was so preoccupied throughout the 1980s
longer-term and less tangible benefits of security and 1990s with the threat from BSE that its
for powerful political and economic interests such contingency plans for foot and mouth disease
as banks, insurance companies, manufacturers, (FMD) were underdeveloped; including no risk
retailers, farmers and so on. For interests such as assessment, no rehearsals at the central level and
these, however, public sector contingency plan- an outdated crisis operations manual (McConnell
ning is akin to a low profile ‘public good’ which is and Stark, 2002). More recently, in the wake of
desirable but secondary to the primary benefits Hurricane Katrina, there have been many allega-
from subsidies, trading rights and so on. Indeed tions that the US had ramped up its plans to deal
other public goods such as the army and defence with external threats (terrorist attacks), at the
are more politically and economically salient than expense of planning to deal with natural disasters.
contingency planning. A huge industry of arms The outcome of this tension between the
manufacturers and defence contractors obtains destructive potential of crises and the low priority
direct financial benefit from states performing afforded to crisis management, is that organisa-
their traditional role as defender of the nation. tions such as the US Federal Emergency Manage-
Certainly, and as we have indicated, contin- ment Agency (FEMA), the UK’s Emergency
gency planning is not devoid of powerful inter- Planning Society and Emergency Management
ests in the post 9/11 period. Indeed, the insurance Australia, often struggle to find a sympathetic
industry is increasingly expecting public and political ear. They are acutely aware of the need
private institutions to develop business continu- to place contingency planning high on agendas,
ity/contingency plans. However, public sector but they confront political power, institutional
preparedness is still financially costly, and driven inertia, budgetary constraints and more powerful
more by states’ need to protect against threats, priorities. Paradoxically, their best hope is for a
than by a momentum generated by a coalition of crisis to destabilise existing institutions and prac-
powerful politico-economic interests. For crisis tices, hence producing ‘open windows’ (Keeler,
managers and political leaders, there are very few 1993; Kingdon, 2003) for pushing forward their
votes and little praise when crises are handled views. The shock of 9/11 has galvanised many
well – only criticism in the event of failure. countries into reforming their crisis planning
Therefore, it is difficult to forge and maintain a operations. Often, however, such reforms are
powerful coalition in favour of substantial time not as pervasive as we might think. For example,
and resource inputs into contingency planning, the Director-General of the Swedish Emergency
when the payoff tends to be limited to the Management Agency has argued that reforms
avoidance of flak. have been held back by a financial system which
Third, a related point is that in a world of tight is too tied to civil defence in a war situation, with
public expenditure constraints and extensive state emergency management remaining outside the
intervention in areas such as health, education, core activities of public bodies (Eksborg, 2004).
transport and defence, contingency planning is Such a tension between the forces of reformism
low on the list of political priorities. This is not to and conservatism are consistent with post-crises
imply a ‘gold standard’ for the funding of con- periods where policy change is often diluted or
tingency planning. It is simply to suggest that in thwarted by the power of inherited interests,
the competition for resources between low like- values and commitments (Boin et al. 2005).
lihood scenarios and front-line delivery of public
services, the battle is an uneven one. One study
of local government emergency planning in the Need for planning and order vs.
UK revealed evidence of substantial ‘underfund- uncertainty and disorder of crisis
ing’. In a survey of Emergency Planning Officers,
70% of respondents spent less than d100,000 per Planning is typically about synergy. It is about
annum on planning for emergencies, and only creating a blueprint which draws together a range
27% had a financial contingency to deal with of resources in order to further community/
emergencies (Pratchett, 2004). For many public political/corporate/bureaucratic goals. Best prac-
organisations, making demands for additional tice in crisis management promotes similar ideals
resources in the name of increased crisis prepa- (see, for example, Waugh, 2000; Tierney et al.
redness is politically ‘taboo’. 2001). It suggests that only through prior plan-
Fourth, an organisation subject to crisis experi- ning can we hope to deal successfully with a crisis
ences may find its resources diverted to tackling if it arises. Such optimism is to be lauded, but
the ‘last crisis’, rather than planning for battles to needs to be tempered by political and organisa-

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Journal compilation r 2006 Blackwell Publishing Ltd. Volume 14 Number 2 June 2006
64 JOURNAL OF CONTINGENCIES AND CRISIS MANAGEMENT

tional realities. Crisis is neither amenable to  Site Clearance


being packaged into neat scenarios, nor are  Disaster Fund
institutional pre-crisis plans so easily constructed.
Let us expand on these points. Symbolically, integrated plans may also be ‘good
Crises come in a variety of guises such as politics’ because they create the impression of
chemical explosions, tsunamis, terrorist attacks cohesion and control. Conversely, they may at-
and heatwaves. Each organisation can potentially tempt to create synergies and predictabilities
be subject to a multitude of threats, but it is which exist only on paper and do not reflect the
difficult to produce a single plan that covers all real threats and dilemmas which vary across
the potential challenges emerging from crisis hazards such as chemical spills, bushfires, floods
situations. Should the evacuation of residents and terrorist attacks. The generic model can also
from a flooded area be treated by police autho- mask political priorities. Some communities
rities in exactly the same way as residents evac- viewed the all hazards approach under the Re-
uated from an area where there is a concentrated agan administration as essentially a vehicle for
outbreak of avian flu? When municipal autho- planning in the event of a nuclear war (Waugh,
rities plan for the clearing up process after a 2000). The all hazards approach also cannot be
passenger plane hits a city centre, should they stretched to every potential crisis situation. When
plan to use exactly the same methods in the event a new threat arrives on the horizon, there are
of the aircraft being a cargo plane which is often operational reasons but particularly sym-
carrying radioactive material? The answers to bolic ones for public authorities ‘having a plan’.
both questions are clearly ‘no’. Specific threats In recent years, this has happened particularly
often require specific measures to contain/quell with foot and mouth disease, SARS and avian flu.
them. However, the range of crisis possibilities In political terms, failure to develop a separate
and outcomes is so vast that ‘crisis’ will always plan for a new, high profile and newsworthy
have the tendency to conflict with the instincts of threat, leaves political leaders and their officials
those who seek advanced coherence and an open to accusations of complacency.
ordering of possibilities. Attempts to engage in pre-crisis planning are
In this context, we can get a sense of how additionally complex. Planning in general re-
public institutions have been able to plan for a quires a maximalist approach, involving a con-
multitude of uncertainties. In essence, they have siderable amount of detail in the allocation of
veered heavily towards an integrated approach roles, responsibilities, resources and the specifi-
through the development of ‘all hazards plan- cation of targets. However, decision making
ning’ (USA, Australia), ‘integrated emergency under crisis circumstances typically lacks the
management’ (UK), and ‘total defence’ (Sweden). type of evidence-base that would normally be
The general philosophy of these approaches is available for routine decision-making. Indeed, a
that whichever type of disaster we can anticipate, paradox exists whereby the more elaborate a
a degree of shared planning and coordination contingency plan is, the less likely it will be of
should be the basis for emergency preparedness. use in a crisis because it necessarily must focus on
Two different variations are in evidence: a narrow range of threats, doing so in such detail
that no-one can read and/or remember (‘t Hart,
 One generic plan, containing some recogni- 1997). Therefore, significant aspects of crisis re-
tion of measures needed for different types of sponses need to be improvised, based on im-
threats/disasters. mediate circumstances and time constraints. It is
 Separate plans for different types of threats/ not possible, for example, to give detailed gui-
disasters, but with some coherence given dance in advance in terms of:
through integrated management arrange-
ments.  the timing of the use of force when hostage
negotiations have broken down.
In many respects, such approaches have distinct  the level of aid allocated to a region deva-
benefits. Operationally, they can be cost effective stated by a hurricane.
and efficient. They bring together natural areas of
 what to tell the media at a press conference
overlap and give them coherence through com-
when there is conflicting evidence of contam-
mon goals, plans, strategies, protocols and ap-
ination in domestic water supplies.
proaches. London, for example, has a Strategic
Emergency Plan (London Resilience, 2005) which  what one agency should do in a disaster
integrates six plans: situation if another agency has not adhered
to an agreed protocol for cooperation.
 London Command and Control Protocol
Crisis, therefore, pulls planning in a minimalist
 Media/Public Information Protocol
direction, because it requires considerable room
 Mass Fatality Plan for individual autonomy in responding to extra-
 Large Scale Evacuation ordinary and unpredictable circumstances as they

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MISSION IMPOSSIBLE? PLANNING AND PREPARING FOR CRISIS 65

arise. The consequence is that contingency plan- forthright admissions of real dangers and the
ning often straddles the tension between max- uncertainties they create (Clarke, 1999).
imalist and minimalist approaches. The most
common pathway is a contingency plan which
identifies lines of authority, roles and responsi- Need for an integrated approach vs.
bilities and means of coordination, leaving key realities of institutional fragmentation
individuals with considerable autonomy to carry
out their roles and respond as they feel appro- A general tendency among crisis management
priate. Care must be taken, however, to ensure theorists and practitioners is to recommend co-
that crisis decision makers are given the devolved ordinated pre-planning for crisis. The result is
authority to act in direct response to events, that relations within and between institutions are
without fear of future sanctions by their em- united through common goals, strategies, plans,
ployer. and allocation of responsibilities throughout
Not only does crisis produce circumstances shared networks. Such an approach can allow
which work against creating synergy and order for a diversity of views in terms of the preparation
for planning purposes, but institutions them- of plans, but diverse interests then give way to a
selves may exhibit tendencies which are less ‘common good’ plan.
than conducive to engaging in such planning. Such calls for integration in pre-crisis planning
Organisations engage in ‘sensemaking’ (Weick, are not so easy to realise in practice. Political
2001), whereby people interpret events and sce- systems are vertically and horizontally fragmen-
narios in the context of existing choices and ted. Whether vertical fragmentation is constitu-
commitments. This in turn constrains the mean- tionally entrenched (in federal systems such as
ing they impose on situations. The implication for the US, Australia and Canada), or created though
contingency planning is that projections, plans laws and convention (in unitary systems such as
and proposals for the future, are filtered through the UK and New Zealand), a common feature of
pre-existing experiences. Hence, the tendency is all modern liberal democracies is the spread of
towards a form of institutional conservatism political decision making authority over national,
which frames scenarios and how they should be sub-national and local levels. Most such autho-
prepared for, within the existing organisational rities are directly elected, but there is an increas-
‘box’. Therefore, a powerful tendency is to try and ing trend towards non-elected governance in the
create – through contingency planning – a sense form of agencies, quangos, non-departmental
of order, control and assuredness, despite the fact boards and so on. Horizontal fragmentation, by
that crises can create unimagined uncertainty and contrast, refers to the dispersal of policy and
disorder. In Amsterdam in 1992, for example, administrative functions across the same levels
Schiphol airport was prepared for a plane crash, of governance – for example between local coun-
and the city itself was prepared for various public cils, and between health authorities. This vertical/
order crises. Neither was prepared for what was horizontal/political/ administrative fragmentation
to come – the Bijlmer air disaster in which a plane is replicated in contingency planning. Crisis man-
crashed into a residential area with a large agement needs to draw on multiple expertise
immigrant population and a multitude of social across a range of networks (Hillyard, 2000). For
problems (Boin and Lagadec, 2000). example, the London Regional Resilience Forum,
Some contingency plans arguably are little is comprised of representatives from over thirty
more than ‘fantasy documents’ (Clarke, 1999). different elected and unelected organisations,
Whether by deliberate intent, the insular thinking ranging from the Department for Local Govern-
of experts, an over-reliance on traditional bu- ment and the Regions and City of London Police,
reaucratic responses (Schneider, 1995) or the through to the London Underground and the
sheer complexities of trying to coordinate across London Coroners Group.
a range of networks (Hillyard, 2000), such plans Such dispersal of power and authority can pose
are not likely to provide blueprints for coordina- a number of difficulties for the integration of
tion and action in times of crisis because they are crisis preparedness. First, layers or levels of gov-
out of touch with some of the political realities of ernment or governance often are subject to
crisis (death, destruction, confusion, unpredict- different political control. Therefore, there is the
ability, self-interest and irresponsibility). As a potential for conflict between different political
result, contingency plans are more symbolic – a agendas and priorities. Second, layers or levels of
form of reassurance both internal and external to non-elected governance have their own indivi-
the organisation. They reassure us, for example, dual bureaucratic specialisms and interests in
that the mail will still be delivered after a nuclear health, defence, policing, education and so on.
attack; that regulators and oil companies can This is a breeding ground for bureaucratic poli-
clean up after massive oil spillages. For many tics, where a major priority of each organisation is
organisations and policy makers, it is easier to the defence of its own interests. For example, in
produce ‘fantasy’ documents than to engage in the 1985 Heizel stadium tragedy, the Belgian

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66 JOURNAL OF CONTINGENCIES AND CRISIS MANAGEMENT

national and local police forces had a long tradi-  from a human rights perspective, people have
tion of rivalry. Rather than a coordinated plan a right to be involved in processes which may
through one adopting a lead role, they ‘solved’ profoundly affect them;
their contingency planning through taking con-  planning is more effective if it includes all
trol of diagonal halves of the stadium (Rosenthal stakeholders;
et al. 1991). More recently, the 9/11 report was
 government has limited resources and needs
critical of the Fire Department of New York and
the knowledge, skills and capacities of local
the New York Police Department, both of which
people;
considered themselves operationally autono-
mous – inhibiting their preparations for coordi-  if a disaster occurs, local people will want to
nation in a major incident (National Commission get involved anyway.
on Terrorist Attacks Upon the United States,
2004). Bureaucratic politics has always been a In practice, such rationales are less easily
feature of the interaction of public organisations, achieved. Various studies have shown that most
but the propensity is heightened by contempor- communities have little or no interest in disaster
ary public sector encouraging of defensiveness preparedness, and there is intra-community var-
through the creation of systems which are driven iation involving factors such as race, income and
by the imperatives of meeting performance plans, gender (Tierney et al. 2001).
budgetary targets and so on (Hood and Jackson, The broad picture emerging, therefore, is that
1992). planning for crisis requires an integrated ap-
Third, public authorities often need to co- proach from institutions with different political
ordinate with non-governmental organisations priorities, mandates, legal status, cultures, re-
(NGOs). This is an exceptionally common prac- sources, planning cycles, information capacities
tice in pre-crisis plans, because there is a wide- and communication systems. In trying to square
spread acceptance that engaging with the this circle, pre-crisis planning in many western
expertise and local knowledge of volunteers can societies has shifted towards ‘joined up govern-
be an efficient and cost-effective method of con- ment’ or ‘whole of government’ approaches’. The
tingency planning. For example, social services, broad intent is to bring intra- and inter-organisa-
medical units and police services can be sup- tional cohesion (within and between government
ported by voluntary groups. Volunteers can per- agencies and departments) in the pursuit of
form roles such as staffing family centres, common goals (Ling, 2002). There has been a
befriending victims, providing first aid, and giving ‘trickle down’ impact on contingency planning.
information and advice. However, potential diffi- In Australia, for example, a review of disaster
culties include: preparedness for the Council of Australian Gov-
ernments in 2002 found a lack of national co-
 volunteers not being involved in the planning ordination, as well as weaknesses in cross-agency
process and not feeling ownership of the plan. working. As a result, its main recommendations
 conflicts between the outlooks of part-time involved creating new national machinery for the
‘amateurs’ and full time professional specia- coordination and collaboration of common-
lists. wealth, state/territory and local levels, as well as
encouraging ‘joined up’ or ‘whole of government’
 volunteers overstepping their assigned re-
approaches to all aspects of emergency manage-
sponsibilities. ment (Cornall, 2005). Joined-up approaches may
 volunteers lacking resources and not receiv- be symbolically attractive (after all, who would
ing appropriate training. favour disjointed policies?) and there is a strong
operational logic for an integrated approach.
Fourth, in the modern public sector, there is an However, there is some disparity between joined
increasing tendency towards public-private part- up ideals and how they are translated into
nerships and this trend is being reflected in organisational practice. These include difficulties
contingency planning. However, the difficulty of in eradicating cultural and professional barriers,
public-private synergy in contingency planning is as well as confusions over accountability (Ling,
essentially one of bringing together organisations 2002). In terms of crisis preparedness, we should
with fundamentally different values, cultures and be open to the possibility that joined up crisis
goals. One set is concerned fundamentally with preparations do not necessarily lead to joined up
private interests and profit maximisation, while responses.
the other is concerned with public interests and Overall, the foregoing issues highlight the
the provision of public value. tension between the integrated logic of contin-
Fifth and finally, local communities are often gency planning, and the disaggregated nature of
brought into the contingency planning process. public, private, voluntary and community bodies.
As Coles and Buckle (2004) indicate, the advan- The requirements of contingency planning, even
tages and reasons for doing so are: with all hazards and joined up approaches, can-

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MISSION IMPOSSIBLE? PLANNING AND PREPARING FOR CRISIS 67

not hope to compete seriously with or eradicate 2002-3) on National Health Service preparedness
the multitude of institutional patterns and social found that:
behaviours which sustain modern societies. The
reality is that typically it has to be accommodated  One-third of health authorities had not tested
within existing institutional relations, rather than plans for chemical, biological and mass caus-
fundamentally changing them. ality incidents;
 Four-fifths had not tested plans for radiolo-
gical or nuclear incidents.
Need for active planning and readiness
vs. symbolic readiness The usefulness of simulated and full-scale exer-
cises is almost universally lauded. The other side
Good practice does not stop with a plan on of the coin, however, is that such exercises cannot
paper. It also involves a variety of interactive be conducted in every public institution for every
means by which those who will potentially be possible scenario.
involved in a crisis situation, are given appro- Second, even when exercises are conducted,
priate training and testing. The broad philosophy adjustments in policies, practices and behaviours
running through these activities is that: are by no means inevitable. In essence, such fine
tuning can be constrained by the sorts of forces
 people are a vital resource in crisis prepara- mentioned earlier which are protective of the
tion; status quo. These include organisational ‘sense-
 their outlook and understanding of crisis can making’ whereby recommendations for change
be reshaped; become interpreted in ways that sit comfortably
 crisis preparedness can be improved as a with the organisation but less comfortably with
result, leading to more effective management the needs of a collective planning exercise. It may
and decision-making in the event of a crisis. also include lack of funding for lesson-drawing.
Another possibility is a shared sense within an
A number of activities are at the disposal of public organisation that it is well prepared anyway, and
authorities in the quest to ensure adequate train- further fine tuning isn’t really necessary. In the
ing in preparation for crisis (see ‘Flin, 1996; t Hart, aforementioned NHS example, one quarter of
1997; Perry, 2004 for an overview). These include health authorities who had tested their incident
tabletop exercises, simulations (‘hot seat’ exer- plans still considered themselves to be not well
cises), on-site function exercises, and full-scale prepared for radiological/nuclear incidents (HC
exercises. Such activities are the very essence of 36, 2002-3). A high profile example of the failure
crisis preparedness. Learning occurs in a ‘safe’ of lesson-drawing lies with the Hurricane Pam
environment and hence mistakes can be rectified exercise for New Orleans in 2004. Levees con-
and lessons can be learnt (in theory) as part of tinued to be considered suitable, even although
personal and organisational education in pre- they could only withstand a Category Three
paration for the ‘real thing’. However, like all hurricane (Katrina would prove to be Category
aspects of crisis preparedness, there is a tension Four), and follow up planning activities such as
between the need for planning and the realities of how to provide shelter for thousands of displaced
crisis management. This is not to suggest that we individuals, suffered because of lack of funds.
should reject the need for active planning through Third and finally, crises do not respect organi-
training and exercises. Such activities are vital. sational training and planning. By their very
However, we should be aware that use of a range nature, crises are chaotic, unpredictable, threa-
of exercises is neither inevitable nor necessarily tening, and do not provide crisis managers with
equated with highly robust preparedness for the time or the information they would ideally
crisis. Three main reasons can be identified. like before making decisions. Indeed, the nature
First, pre-crisis activities and exercises can be of modern crises are becoming increasingly in-
expensive, and the nearer the simulation of conceivable in a world of globalisation, hyper-
reality, the greater the expense. In the UK in terrorism, mutating viruses and so on (Lagadec
2004, Exercise Triton 04 simulated a large flood and Carli, 2005). To conceive of ‘ideal’ prepared-
scenario, involving more than 60 organisations, ness is a paradox. How can we prepare for
almost 1,000 participants and at a cost of d1.5m something if we do not know what we are
(Younge, 2005). In the US in 2005, TOPOFF 3, a preparing for? We certainly should not reject
major terrorism exercise sponsored by the De- pre-crisis training and exercises, but as students
partment of Homeland Security, involved 10,000 of crisis management we should be aware of their
individuals, 275 organisations and cost $16m. limitations. For public institutions, giving the
Such high costs constrain pre-crisis preparedness impression of crisis readiness is vital if they are
and ensure that use of exercises (especially full to avoid charges of complacency. However, the
scale exercises) is not inevitable. For example, a symbolism of high level ‘readiness’ that comes
report by the UK’s National Audit Office (HC 36, with pre-crisis exercises, shouldn’t necessarily be

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68 JOURNAL OF CONTINGENCIES AND CRISIS MANAGEMENT

equated with the same level of operational pre- reminding us that the world’s biggest super-
paredness. power can be shattered by non-terrorist forces.
As a consequence of all these factors, contin-
gency planning has become a much more rele-
vant issue for public authorities. Some reforms
The changing world of pre-crisis have been accelerated while others have been
planning built from scratch. Broadly speaking, we have
seen four main types of pre-crisis planning re-
For many years, contingency planning was tradi- forms in recent years. A common theme is a
tionally a marginal activity in terms of profile and classic response to crisis – a centralisation of
practice within public sector organisations. Cer- powers within government (‘t Hart et al. 1993)
tainly, crisis preparedness did occur in many and a shift towards ‘harder’ policy tools, rather
front-line sector-specific organisations in order than leaving contingency planning to ‘soft’ dis-
to plan for rail crashes, air disasters and so on. cretion and convention.
However, for many decades in the post-war First, public authorities have created new, peak
period, the context of contingency planning was bodies to focus on civil contingencies. Previously
that national threats were considered to be from disparate contingency functions and powers have
‘external’ aggressors, rather than ‘internal’ fail- been amalgamated and/or subject to varying
ures in critical infrastructures. As a consequence, degrees of centralisation in new agencies or units.
contingency planning was dominated by a Cold Examples include the US Department of Home-
War mentality and the view that preparations for land Security and the UK’s Civil Contingencies
conventional and nuclear war could ‘double up’ Secretariat.
as preparations for chemical spills, urban riots Second, and related, many countries have
and such like (Rockett, 1994; Stephens and reviewed their contingency arrangements and
Grant, 2001). strengthened preparations through additional re-
National reflections on the death throes of the sources and detailed central requirements/gui-
Cold War and the subsequent new world order, dance. Examples could be found in the work of
did not need to reflect too deeply on where ‘new’ the Swedish Emergency Management Agency,
threats would emerge. From the mid-1980s on- Emergency Management Australia, and the Di-
wards, spates of high profile disasters have in- rectorate-General for Public Order and Safety
grained themselves in the consciousness of (Netherlands).
political leaders and administrators. They provide Third, new legislation has placed legal require-
a warning, especially in a modern world of rapid ments on some institutions for contingency plan-
communications, that critical failures can reso- ning. In the UK, for example, the Civil
nate across nations (literally and or/symbolically) Contingencies Act 2004 places a requirement on
and remind us of our vulnerability: Chernobyl, Category 1 responders (such as emergency ser-
Lockerbie, Exxon Valdez, Kings Cross, Zeebrugge vices and local authorities) to put in place crisis
Ferry, Piper Alpha, Valujet, Columbine, Space plans and arrangements for business continuity.
Shuttle Challenger, Space Shuttle Columbia and Fourth and finally, contingency planning has
WACO to name but a few. Indeed, the nature of been built into many requirements for good
threats has now taken on more of a transnational governance and policy improvement, and is sub-
character (Rosenthal et al. 2001). Many crises in ject to audit. In the UK, for example, Best Value
one country can rapidly spill over to others in a legislation requires that local authorities put in
‘World Risk Society’ (Beck, 1999) of interconnec- place arrangements for the continuous improve-
tions through air travel, electronic communica- ment of all local authority functions (including
tions and transportation of goods. Such ‘modern’ emergency planning). In effect, there have been
threats include SARS, avian flu, BSE, foot and some moves towards mainstreaming rather than
mouth and cross-national terrorism. marginalising crisis preparedness.
If the end of the Cold War shifted the policy
agenda towards a world which made prepara-
tions for domestic-induced ‘internal’ crises a Conclusion
more salient issue, the agenda shifted again in
the wake of 11 September 2001. Throughout the Boin and ‘t Hart (2003) identify conflicting ten-
Western world, the terrorist attacks on the Pen- dencies running through the practice of crisis
tagon and the World Trade Center (followed in management i.e. between conservatism (leaning
subsequent years by a steady flow of attacks in heavily towards the status quo and resistant to
Madrid, London, Bali and elsewhere) are a harsh ‘knee jerk’ policy change ) and reformism (a more
reminder to public institutions that the ‘unthink- progressive approach which favours change and
able’ can happen and needs to be anticipated and learning from crisis experience). If we apply these
prepared for. The destruction of New Orleans in stances to the theme of this paper, we can say
2005 by Hurricane Katrina added a further twist, that a conservative tendency in crisis prepared-

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MISSION IMPOSSIBLE? PLANNING AND PREPARING FOR CRISIS 69

ness would involve playing down threats, adopt- Boin, A. and ‘t Hart, P. (2003), ‘Public Leadership in
ing a ‘can cope’ outlook, and being resistant to Times of Crisis: Mission Impossible?’, Public Admin-
investing scarce resources in drawing up plans istration Review, Volume 63, Number 5, pp. 544–
and rehearsing for events which may never 553.
happen. This is compatible with the low level of Boin, A., ‘t Hart, P., Stern, E. and Sundelius, B. (2005),
preparedness-type organisational characteristics The Politics of Crisis Management: Public Leadership
identified in Table 1. By contrast, a more refor- Under Pressure, Cambridge University Press, Cam-
bridge.
mist approach would recognise the real threats
Brändström, A., Bynander, F. and ‘t Hart, P. (2004),
that crises can pose, recognise the real possibility ‘Governing by Looking Back: Historical Analogies
that the organisation may be unable to cope, and and Crisis Management’, Public Administration, Vo-
show willingness to engage in all the sorts of lume 81, Number 1, pp. 191–210.
preparations and planning that conservatives are Clarke, L. B. (1999), Mission Improbable: Using Fantasy
more likely to resist. This is compatible with the Documents to Tame Disasters, University of Chicago
characteristics of high level of preparedness-type Press, Chicago.
organisations. Clarke, L. (2005), Worst Cases: Terror and Catastrophe in
For crisis managers in ‘high preparedness’ the Popular Imagination, University of Chicago Press,
organisations, their task is easier because they Chicago.
do not have to battle strongly against an organi- Coles, E. and Buckle, P. (2004), ‘Developing Commu-
sational culture that ‘buries its head in the sand’. nity Resilience as a Foundation for Effective Disaster
Recovery’, Australian Journal of Emergency Manage-
This point aside, most crisis planners in public
ment, Volume 19, Number 4, pp. 6–15.
institutions have a very difficult task trying to Cornall, R. (2005), ‘New Levels of Government Re-
convince political and bureaucratic elites to invest sponsiveness for ‘‘All Hazards’’: The Management
resources in planning and training for low prob- of Natural Disasters and Emergencies’, Australian
ability events – and with no guarantees that the Journal of Public Administration, Volume 64, Number
plans will ‘work’. However, advancing the case 2, pp. 27–30.
for crisis preparedness is easiest when ‘windows Eksborg, A. L. (2004), The Swedish Emergency Manage-
of opportunity’ (Kingdon, 2003) are opened up by ment Agency: Experiences and Conclusions after Two
crisis itself. Success is far from guaranteed (Boin Years, Swedish Emergency Management Agency,
et al. 2005), but nevertheless there is no better Stockholm.
time to engage in ‘crisis’ policy entrepreneurship Flin, R. (1996), Sitting in the Hot Seat: Leaders and Teams
for Critical Incident Management, John Wiley & Sons,
that when organisational practices legitimacy are
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To return to the title of this article, we would Management: The Role of Simulations’, Journal of
suggest that in a practical sense, high levels of Contingencies and Crisis Management, Volume 5,
crisis preparedness are not ‘mission impossible’, Number 4, pp. 207–215.
but they are certainly very difficult to achieve. ‘t Hart, P., Rosenthal, U. and Kouzmin, A. (1993),
Planners and crisis managers will always struggle ‘Crisis Decision Making: The Centralization Thesis
against the fact that pre-planning will tend to be Revisited’, Administration and Society, Volume 25,
low on agendas, while crises themselves are not Number 1, pp. 12–45.
amenable to advance predictability. This struggle HC36 (2002–03), Facing the Challenge: NHS Emergency
is compounded because pre-planning requires Planning in England, Report by the Comptroller and
the advance cooperation of fragmented and often Auditor General, The Stationary Office, London.
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conflicting interests, while ‘paper’ preparedness
and Why Organizations Work Together to Solve Socie-
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