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Psychotherapy: Theory, Research, Practice, Training Copyright 2004 by the Educational Publishing Foundation

2004, Vol. 41, No. 3, 195–207 0033-3204/04/$12.00 DOI 10.1037/0033-3204.41.3.195

FACT: THE UTILITY OF AN INTEGRATION OF


FUNCTIONAL ANALYTIC PSYCHOTHERAPY AND
ACCEPTANCE AND COMMITMENT THERAPY TO
ALLEVIATE HUMAN SUFFERING

GLENN M. CALLAGHAN JENNIFER A. GREGG


San Jose State University VA Palo Alto Health Care System

BRIAN P. MARX BARBARA S. KOHLENBERG


Temple University University of Nevada School of Medicine,
Reno, and VA Medical Center—Reno

ELIZABETH GIFFORD
VA Palo Alto Health Care System

Functional analytic psychotherapy intervention technologies used in FAP


(FAP) and acceptance and commitment and ACT enhance one another. The
therapy (ACT) are 2 contemporary authors also address the following
behavioral therapies designed to topics: populations for whom FACT
address complex clinical problems. The would be most beneficial, supervision
2 therapies are described, and areas of and training issues, current empirical
convergence and divergence are research on FACT, and FACT’s
discussed. A new psychotherapy applicability and generalization.
integrating the 2—functional-analytic
acceptance and commitment therapy
Traditionally, behavior therapies have been
(FACT)—is defined. It is argued that limited to the use of analytic principles that focus
FACT enhances the utility of FAP or on overt or observable variables and highly speci-
ACT alone by expanding the target of fied clinical issues (Follette, Naugle, & Cal-
therapy to include both interpersonal laghan, 1996). More recently, however, there has
and intrapersonal client behaviors. In been a gradual movement to develop forms of
addition, the authors posit that the psychotherapy based on a radical behavioral or
functional analytic perspective. These therapies
seek to understand the variables important to
causing and controlling effective and problematic
Glenn M. Callaghan, Department of Psychology, San Jose client behaviors in a broader context and inte-
State University; Jennifer A. Gregg and Elizabeth Gifford, grate contemporary analyses of behavior into as-
VA Palo Alto Health Care System; Brian P. Marx, Depart-
sessment and treatment (e.g., Haynes & O’Brien,
ment of Psychology, Temple University; Barbara S. Kohlen-
berg, University of Nevada School of Medicine, Reno, and
2000). Radical behavioral or functional analyses
VA Medical Center—Reno. include the role of contextual variables as well as
Correspondence regarding this article should be addressed cognitive and affective events in the assessment
to Glenn M. Callaghan, PhD, One Washington Square, De- and treatment of psychopathology. The advan-
partment of Psychology, San Jose State University, San Jose, tage of these newer approaches rests with their
CA 95192. E-mail: psych@email.sjsu.edu ability to address both interpersonal problems

195
Callaghan, Gregg, Marx, Kohlenberg, and Gifford

(i.e., relationship issues) and intrapersonal diffi- criteria for a formal diagnosis as well as those
culties (i.e., problems with experiencing that fall outside the purview of identified prob-
emotions). lems using the Diagnostic and Statistical Manual
Over a decade ago, two newer behaviorally of Mental Disorders (DSM; American Psychiatric
based interventions, acceptance and commitment Association, 2000). Before discussing the inte-
therapy (ACT; Hayes, Strosahl, & Wilson, 2000) grated treatment, we provide a brief overview of
and functional analytic psychotherapy (FAP; both therapies. Advantages and disadvantages of
Kohlenberg & Tsai, 1991), were outlined by the each therapy conducted by itself are described as
developers of each treatment (Kohlenberg, well.
Hayes, & Tsai, 1993). These treatments use a
behavior analytic and contextual framework to ACT
approach complex clinical issues, including the
therapeutic relationship and emotional accep- ACT is based on an analysis of language from
tance. In other words, both FAP and ACT utilize a functional contextual perspective (Hayes, 1987,
basic behavioral principles, such as negative and 1994; Hayes et al., 2000; Hayes & Wilson, 1994).
positive reinforcement, escape, and avoidance Put simply, this analysis suggests that it is com-
and apply them to thoughts, feelings, and inter- mon for humans to regard some of their own
personal interactions. At the level of theory or private reactions (e.g., physiological sensations,
principle, these treatments do not differ from tra- affect, cognitive evaluations, and perceptions) as
ditional behavior analytic or behavior therapy ap- aversive and to thus make attempts to modify or
proaches; however, the focus of contemporary eliminate these reactions. In general, however,
behavioral treatments is on less easily observable attempts to control such aversive private events
subject matter, such as thoughts and feelings. tend to be ineffective and paradoxically result in
Although each of these therapies was devel- more of the same thoughts and emotions that the
oped independently from one another, both treat- individual was trying to avoid in the first place. In
ments share this behavior analytic background, many instances, the individual may manage to
and research has been underway to demonstrate achieve some short-term relief from these nox-
the effectiveness and utility of each approach. ious thoughts, feelings, or sensations; however,
This article offers the next iteration in the devel- this short-term relief often is associated with ad-
opment of these treatments, stipulating that both ditional long-term difficulties. For example, the
therapies have complementary and differing individual who drinks to control social anxiety
strategies for treating psychological phenomena. may also develop a dependence on alcohol that
We argue here that both ACT and FAP can be might lead to other impairments (e.g., losing a
used as part of the same assessment and treatment job, being arrested for driving under the influ-
approach for clinical problems (Callaghan & ence). Parents who fail to set limits with their
Gummeson, 2001; Paul, Marx, & Orsillo, 1999). child in order to reduce fears of parental incom-
This article presents a discussion concerning petence may inadvertently help to foster severe
the principles of both therapies and the unique child behavior problems. As a result of these con-
contribution each provides to behavioral psychol- tinued difficulties, the individuals in both of these
ogy. Although each therapy by itself adds a great examples will undoubtedly experience more of
deal to the understanding and treatment of psy- the aversive private reactions that were to be
chopathology, an argument can be made that nei- avoided in the first place (negative social evalu-
ther treatment is comprehensive in its approach. ation, fears of parental inadequacy, etc.).
The discussion hereafter focuses on the integra- ACT emphasizes acceptance as an essential
tion of the FAP and ACT approaches. This hy- skill that aids in moving clients toward their
brid, termed FACT (an abbreviated acronym specified values. In this treatment, acceptance re-
formed by simply adding the two separate terms fers to the conscious abandonment of a mental
together; Kohlenberg & Gifford, 1998), creates a and emotional change agenda (when change ef-
broader and more comprehensive therapy while forts do not work) and an openness to one’s own
still remaining theoretically consistent and true to emotions and the experience of others (Hayes,
the goals of each individual therapy. We suggest 1994). More specifically, the goals of ACT are to
that this combined approach allows therapists to help the client recognize the ineffectiveness of
handle a variety of clinical problems that meet experiential avoidance and to develop a new,

196
Integration of FAP and ACT

more effective repertoire for experiencing painful about those feelings or the needs they have asso-
thoughts and feelings. This new repertoire is al- ciated with those feelings, the client will have
ways based on the client’s personal set of values only a partially developed repertoire necessary
and goals for therapy. for interpersonal interactions.
Five therapeutic phases are implemented to ac- As an example, consider a female client who
complish these goals. In the first phase, clients experiences social anxiety in situations in which
are brought into contact with the reality that pre- she is asked to interact with people she does not
vious struggles to control their inner experiences know. In this example, this client is coming to
have been unsuccessful. In the second phase, cli- treatment because she is disturbed by her fears of
ents are helped to see that not only have their being evaluated by others. When she feels evalu-
previous struggles to control private events been ated, she responds by limiting the extent to which
unsuccessful but that these struggles have actu- she expresses herself to others or physically with-
ally made matters worse. The third phase of ACT draws from all social situations. From an ACT
emphasizes attempts to help clients delineate be- perspective, work with this client would focus on
tween their personal self and their cognitive, helping her learn that attempts to reduce or
emotional, and physiological experiences. In the change these thoughts and feelings related to so-
fourth phase, clients are asked to willingly expe- cial evaluation may only make her situation
rience the aversive private events that they have worse. ACT would also focus on helping her de-
previously avoided to accomplish their goals not fine what she values doing in these situations—
yet reached. Finally, the fifth phase of ACT in- whether she wishes to be somebody who shies
volves securing a commitment from the client away from relationships or somebody who en-
gages them. If she values engaging relationships,
and implementing behavior change strategies.
the client would be assisted to become an ob-
Several studies have shown that ACT is effi-
server of her thoughts and feelings in order to
cacious when applied to affective disorders
experience them and not leave the conversation
(Zettle & Hayes, 1987; Zettle & Rains, 1989);
or the room when they occur. The goal of therapy
anxiety disorders, including obsessive–com- might be to help her experience her anxiety in
pulsive disorder and agoraphobia (Hayes, 1987); order to help her “live” her value of engaging in
the emotional distress of families with severely relationships.
physically handicapped children (Biglan, Glas-
gow, & Singer, 1990); and preliminary studies on
the treatment of substance abuse (Hayes et al., FAP
2003). Additionally, in a randomized, controlled FAP (Kohlenberg, Hayes, & Tsai, 1993;
trial, Bach and Hayes (2002) found that psychotic Kohlenberg & Tsai, 1991, 1995; see also Cal-
patients receiving ACT had significantly lower laghan, Naugle, & Follette, 1996) operates from
rates of rehospitalization over a 4-month period. the assumption that much of psychopathology or
Although there are multiple studies reporting human suffering is interpersonal in nature, and
the effectiveness of ACT with a number of popu- the therapeutic relationship is essential in bring-
lations, there are limitations to this approach to ing about clinical improvement. Although other
treatment. One key limitation results from the behavioral writers have acknowledged the impor-
fact that problems related to emotional avoidance tance of the client–therapist relationship (e.g.,
often involve others in the client’s life. For ex- Rosenfarb, 1992; Schaap, Bennun, Schindler, &
ample, if a client has difficulty experiencing sad- Hoodguin, 1993; Sweet, 1984), FAP has ap-
ness, this may have resulted from an interper- proached this analysis consistent with the prin-
sonal relationship in which the expression of that ciples of radical behaviorism and has specified
emotion was prohibited or even punished. When the therapist behaviors required to bring about
clients learn to experience rather than escape or client change. One key assumption in FAP is that
avoid emotional experiences, they must, in turn, most client problems occur in the context of, or as
develop the skill of expressing those emotions a result of, interpersonal relationships. FAP also
with others. ACT can achieve a very important holds that client problems that occur outside of
goal of helping clients to experience a feeling and therapy with others will also occur in-session
not engage in strategies to avoid that feeling, but with the therapist. Given these assumptions, the
unless the client is skilled in talking with others therapist then has the unique opportunity to uti-

197
Callaghan, Gregg, Marx, Kohlenberg, and Gifford

lize the therapeutic relationship to help the client him or her develop more prosocial and effective
build more effective interpersonal skills by re- responses.
sponding to those client behaviors that occur dur- To accomplish the stated goals of FAP, the
ing therapy and by helping the client develop new therapist must be vigilant for the occurrence of
responses to the therapist (and, consequently, in-session CRB1s and CRB2s. The therapist
other people). FAP is similar to other interper- works to elicit CRB1s and foster the development
sonally oriented therapies in that it seeks to un- and expression of CRB2s during the therapy ses-
derstand psychopathology as a function of inter- sion. It is critical that FAP therapists acknowl-
actions with people. It departs from these ap- edge the expression of CRB2s in therapy with
proaches by directing the therapist to respond to “natural” reinforcers rather than “contrived” re-
the client’s behavior as it impacts the clinician in inforcers (or consequences) that clients would not
the moment. experience outside of therapy (e.g., giving a to-
The proposed mechanism of clinical change in ken reinforcer to a client who has difficulties with
FAP is the therapist’s in-session contingent re- anger management for demonstrating restraint).
sponding to client behavior as it occurs (see Using natural reinforcement for behavior in-
Follette et al., 1996). Targeted client behaviors, creases the likelihood of the generalization and
termed clinically relevant behaviors (CRBs), are maintenance of more adaptive behavior outside
determined from a conceptualization of the cli- of the therapy session. For FAP to be successful,
ent’s reported problems and goals for treatments the therapist must continually assess whether or
(see Kohlenberg & Tsai, 1991, for a more thor- not differential reinforcement has impacted the
ough discussion). The therapist’s task in FAP is occurrence of targeted in-session problems and
improvements. The critical outcomes for FAP are
to elicit and then contingently respond to a cli-
the alleviation of distress, the demonstration of
ent’s problem behaviors (termed CRB1s) and
improved functioning by clients both inside and
more adaptive behaviors (termed CRB2s), as they
outside of therapy, and the generalization of the
occur in the therapy session. The therapist differ-
client’s in-session behavior to other external
entially reinforces and increases the rate of circumstances.
CRB2s while attempting to decrease the fre- If we consider the socially anxious female cli-
quency of CRB1s. When it is appropriate, the ent from an FAP perspective, the therapist will
therapist models and reinforces descriptions of first need to identify what specific responses the
the controlling variables for CRB1s and CRB2s client has in social situations and when these are
(termed CRB3s). more likely to occur. For example, perhaps the
To effectively reinforce client improvements client can maintain a conversation that she has
and respond to problem behaviors, the therapist anticipated and keeps at a superficial level but
must establish him or herself as a trusted and becomes very anxious if the discussion strays
liked individual. In other words, the therapist from what was “scripted” in advance. The thera-
must become an effective and salient provider of pist determines the client’s goals for treatment
social consequences, such as praise or critical and uses these to guide the intervention. Let us
feedback. The therapist uses this developing re- assume that the client wants to be less socially
lationship with the client to help him or her en- anxious and to become more interpersonally con-
gage with more effective skills in-session. The nected to others. The FAP therapist then needs to
therapist then makes every effort to ensure that watch for opportunities in the therapy session
the client attempts these new behaviors outside of when the client begins to feel uncomfortable in
the session so that the client’s improved reper- the course of a discussion. If the client begins to
toire generalizes to other settings. By and large, withdraw from the therapist or becomes rigid
the therapist responds to the client as a represen- with the course of the conversation, then the
tative of the client’s social community. For ex- therapist will likely use this as an in-session op-
ample, if the client engages in a behavior that is portunity to respond to the client’s problem be-
ineffective with the therapist or would be inef- havior. The FAP therapist will tell the client how
fective in other interpersonal interactions (given this withdrawal, for example, affects him or her.
the client’s goals for these types of relationships), The therapist may say, “Now, you look like
the therapist responds to the aversive or ineffec- something just changed. You’ve withdrawn from
tive qualities of the client’s behavior and helps me as we were talking. That makes it very hard to

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Integration of FAP and ACT

be connected to you.” This is a therapist’s re- Several recent larger scale studies suggest that
sponse to a CRB1, the client’s problem behavior FAP may be an effective treatment for adoles-
of social withdrawal. A general rule for FAP is to cents (Gaynor & Lawrence, 2002) and for depres-
attempt to have the client engage in a more ef- sion (Kohlenberg, Kanter, Bolling, Parker, &
fective response in that moment, that is, to elicit Tsai, 2002). In addition, open trials are being
a CRB2. The therapist might continue, “What conducted to determine the effectiveness of FAP
else could you do? Right now, what could you try with anxiolytic dependence and nicotine depen-
to do that would have you feel less discon- dence. A handful of single-subject research stud-
nected?” If the client responds with an approxi- ies have been conducted indicating promising re-
mation toward this goal, the therapist relates how sults for the treatment of personality disorders
that feels, “This is really helpful, you’re telling (Callaghan, Summers, & Weidman, 2003) and an
me you feel anxious, that it’s hard for you to talk. adjunctive treatment for posttraumatic stress dis-
Now I feel like we are working together on this order (Prins & Callaghan, 2002).
problem. I feel connected to you again, and that’s One potential problem with FAP is that, in an
really the goal here.” effort to engender more effective interpersonal
One issue to consider when looking at ex- behaviors, FAP therapists may inadvertently
amples of FAP responses is that they are often shape and reinforce experiential avoidance be-
very idiosyncratic with respect to the therapist’s haviors, an outcome contraindicated by ACT. For
style. Therapists may respond differently to the example, consider a male client who has diffi-
above situation in terms of how they give feed- culty with interpersonal conflict. During a par-
back to problem behaviors and how they attempt ticularly hard session, he feels angry toward his
to reinforce a CRB2. An essential feature of FAP therapist and states that he wishes to change the
is that the responses can vary and that the thera- topic of discussion. Because the CRB1 has been
pist is always looking at the function of the re- identified as a difficulty with conflict or the un-
sponse, that is, what the therapist’s response ac- willingness to be assertive in session and because
tually did. If a therapist responds to a client’s the improvement (CRB2) has been defined as in-
improved response in-session by saying, “OK, creases in assertive behaviors, the FAP therapist
great, you are making progress” but this does not may then respond to the client by honoring his
serve to increase the likelihood of the client mak- request to talk about something else. Although
ing that same improvement, it is not an effective the therapist would indeed be reinforcing an in-
therapist response. This freedom from proscrip- stance of assertive behavior, the difficulty is that
tive rules about style can be frustrating to novice the therapist may also be helping the client es-
therapists looking for explicit instructions about cape those feelings of anger. Provided that the
what to say in therapy. However, the ability for therapist changes to accommodate the client, this
the therapist to use his or her style in the room, client now has learned the means by which he can
while watching to see how it actually affects the escape from difficult affective experiences.
client, allows for much more genuine and effec-
tive responding. If a therapist responds disin- Commonalities and Differences
genuously, the client will likely experience this, Clearly, there are strengths and weaknesses to
and the response will have little impact on the each of the two treatment approaches. Both FAP
client’s behavior in or out of session. The key to and ACT are based on behavioral principles;
FAP is that the therapist attempt to provide con- however, each brings a different focus to the
sequences to the client’s behavior. When the cli- types of problems that can be addressed in the
ent’s responding works well to accomplish his or treatment. Highlighting commonalities and dif-
her goals, the therapist provides social reinforcers ferences allows a better understanding of the
(praise, commenting on becoming closer, under- challenges of simply having one therapy super-
standing the client). When the client’s responses cede the other (see discussion that follows) and
are less effective, the therapist lets the client points to the need for an integration of the two
know how that impacts him or her (feeling dis- treatments.
tant, not being able to be helpful to the client).
Research is still being conducted with FAP to Commonalities of ACT and FAP
determine its effectiveness in treating client prob- FAP and ACT assume that behaviors are best
lems (Gaynor, 2002; Kohlenberg et al., 2004). understood through an operant analysis of behav-

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Callaghan, Gregg, Marx, Kohlenberg, and Gifford

iors under the control of particular stimuli and Perhaps the most notable commonality of ACT
maintained by particular consequences. In other and FAP is the emphasis on process. Although
words, both of these treatments have a behavioral the content of the client’s struggles with different
conceptualization as their foundation, and it is life events remains important, in both therapies
from this position that problems are addressed there is an emphasis on what the client does in
and improvements measured. Consistent with this response to those struggles—especially what the
conceptualization of psychopathology, the im- client does in the session. For example, a client
provements sought by both treatments are may come into session after a difficult event and
healthier client repertoires that help the indi- talk about everyday content. Depending on the
vidual function more effectively in other situa- case conceptualization, this process—and par-
tions given their values and goals for living. ticularly the impact that this process has—would
While insight into the client’s problems is not a likely be discussed in both ACT and FAP. In the
specific goal for therapy, both FAP and ACT at- case of the socially anxious client, this element
tempt to help clients determine what is effective may be most easily identified in situations in
and ineffective in terms of their own behavior in which the client exhibits socially anxious re-
order to help them recognize conditions when sponding with the therapist. From either an ACT
ineffective behavior is likely to occur and when or FAP perspective, this type of responding
they may be able to be more effective in achiev- would be targeted and explored directly in the
ing their goals. This awareness is not necessary therapy session.
for behavior change to occur for either treatment, Finally, both ACT and FAP are very compas-
but it may be useful under some circumstances.
sionate therapies. Both treatments approach hu-
From an FAP and ACT perspective, a client
man suffering with profound empathy for how
could become more effective experiencing his or
difficult a client’s problems are for that person.
her feelings or interacting with others without
Each therapy assumes that the client is doing ex-
necessarily having insight or awareness about all
of the variables that make this happen. A client actly what his or her own personal learning his-
may, however, find that it is useful to be aware of tory would produce. Therapists conducting either
when difficulties are more likely to occur and treatment assume that the client’s behavior would
when he or she should, for example, attempt to be different only if the client had a different his-
practice what was learned in therapy. The follow- tory than he or she has had. This focus on the
ing point relates this to the case of the socially importance of an evolving history in producing
anxious client, from both an ACT and FAP per- current behavior can provide therapists and cli-
spective: While the factors the client considers ents with the hope that developing an additional,
responsible for her social anxiety would be dis- newer learning history may allow the client to
cussed, the amelioration of her distress would not engage in more effective behaviors. These behav-
be presumed to occur through discussion of the iors may then build skills that allow for more
cause of the client’s anxiety. Rather, her identi- success in reaching the client’s personal goals.
fication of situations in which she is likely to feel For these reasons, both FAP and ACT therapists
anxious would be used to talk about the different are extremely empathetic and optimistic about
responses she could make that may be more or the possibility for behavior change.
less helpful to her accomplishing her goals. In the case of the socially anxious client, there
Another key commonality lies in the require- are many ways in which this empathy would
ment that clients try new strategies for accom- likely be conveyed by either an ACT or FAP
plishing their goals when the previous responses therapist. First, the distress related to having un-
no longer work. Both ACT and FAP therapists wanted anxiety would be validated in either treat-
help the client recognize when these older behav- ment, and the difficulty of having so much anxi-
ior patterns are not working toward meeting the ety in the client’s life would be discussed. Addi-
client’s goals and prompt the client to attempt tionally, from both an ACT and FAP perspective,
new behaviors. These therapies value and pro- empathy for what the client is missing by avoid-
mote this generativity and creativity in response ing social interactions would be discussed, both
to ineffective behaviors so that opportunities for to validate what the client is missing and to serve
more effective responding may occur. as a motivator for behavior change.

200
Integration of FAP and ACT

Differences Between ACT and FAP ations, (b) encourage clients to consider thoughts,
feelings, sensations, and memories as nothing
The primary distinction between ACT and more than thoughts, feelings, sensations, and
FAP is the specific emphasis on intra- versus in- memories, and (c) understand that if the client
terpersonal behavioral problems, respectively. should choose to act on the basis of his or her
ACT focuses specifically on the emotional expe- thoughts or feelings, it should be done in accor-
rience of the client with less consideration of the dance with the standards set by the client’s values
interpersonal context in which the feeling occurs. and not according to any evaluations or standards
FAP emphasizes the importance of how the client established by the therapist or anyone else. In the
expresses his or her feelings or values sometimes example of the socially anxious client ignoring
to the detriment of not knowing if the client is praise by the therapist, an ACT therapist might
capable of even having these feelings or knowing explore with the client what she was experiencing
what his or her values are. This is not a criticism when the therapist praised her and might look for
of the therapies as inadequate. Each was devel- opportunities for her to experience any anxiety
oped to address different issues. However, these she might have felt without trying to avoid it.
differences do create challenges for a complete Also, the therapist might explore with the client
conceptualization and treatment of client prob- whether ignoring the therapist’s praise is what
lems. The disparities also create difficulties for she would value doing in such a situation.
therapists attempting to supplement each treat-
ment by adding what appears to be absent. FACT: Integration and Utilization
The first difference between the two treatments
Despite the fact that FAP and ACT posit dif-
lies in the evaluation of and provision of conse-
ferent therapeutic change agents, these systems
quences to ineffective client behaviors that occur
are not antithetical or contrary. In fact, FAP and
during the session. FAP assumes that therapeutic
ACT are complimentary therapy systems. Both of
improvements occur as the therapist naturally re-
these therapies are based on a behavioral concep-
inforces more adaptive, healthier behavior by the
tualization of psychopathology, emphasize the
client. A FAP therapist pays particular attention
development of new behavioral repertoires, and
to the power of consequences in the therapy re-
rely on the therapeutic process to evoke behavior
lationship. Thus, the reactions that the therapist
change. Most important, both systems assume
has to the client’s behavior are critical. The thera-
that many client problem behaviors are under
pist does not judge or negatively evaluate the
the control of aversive stimuli and consist of
client, as a person, when his or her behavior is not
escape and avoidance behaviors. Given the com-
effective, but he or she will evaluate and provide
plimentary nature of the two systems, it seems
consequences to the behavior. For example, if a
reasonable to believe that a combination of
socially anxious client ignores a FAP therapist’s
both systems may serve to improve therapeutic
praise, the therapist might say, “When you ig-
effectiveness.
nored my supportive statements about you effec-
tively handling that situation, I felt hurt and an-
Different Approaches to Integration
gry, and I wanted to shut down for a moment.” In
general, the FAP therapist uses the therapeutic There are at least three different approaches to
relationship to create behavior change by reacting integrating FAP and ACT into one treatment sys-
to and commenting on the impact that client be- tem: (a) utilizing the therapeutic relationship
havior has on him or her. within ACT (see, e.g., Blackledge & Hayes,
In contrast, an explicit evaluation of a client’s 2001); (b) utilizing acceptance repertoires within
thought or other experience as it is expressed in- FAP (see, e.g., Cordova & Kohlenberg, 1994);
session is typically contraindicated in ACT as it and (c) fully integrating ACT and FAP. Of these
is believed that this will serve to strengthen the three approaches, we posit that a balanced syn-
client’s own conception that evaluation is inher- thesis of ACT and FAP, where each therapy pro-
ently important or meaningful. In contrast to the vides the context for doing the other, is a much
evaluative process of FAP, ACT therapists seek more comprehensive system of psychotherapy
to (a) facilitate clients’ awareness of their own and may provide an opportunity for optimal be-
thoughts and feelings, including their own evalu- havioral change.

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Callaghan, Gregg, Marx, Kohlenberg, and Gifford

The problem with the first approach is that the periential avoidance and the strategies employed
therapist can no longer respond to the aversive to engage in acceptance (doing ACT) do not oc-
social impact that the client has on the therapist. cur in the context of interpersonal relationships.
The ACT therapist in this case risks developing a Each therapy requires the assumptions of the
client’s repertoire that is effective in therapy but other to capture the complexities of psychologi-
that creates problems for the client in other social cal phenomena.
situations. Although the ACT therapist focuses For example, to work on creating new inter-
on replacing the client’s escape and avoidance personally effective repertoires, a therapist must
strategies, he or she may not help develop the clarify that the client values intimate interper-
client’s interpersonal skills sufficiently to interact sonal relationships. If so, then the therapist can
with others effectively. use the therapeutic relationship to develop new
One challenge of the second approach, of sub- interpersonal strategies. Therapists should recog-
suming ACT under FAP, lies with the inconsis- nize, however, that trying out new behavioral
tencies of therapist responding that will occur repertoires may be stressful and difficult for cli-
over the course of therapy as the therapist tries to ents, and they may experience aversive thoughts
do both as distinct interventions. More specifi- and feelings associated with their respective suc-
cally, when the client engages in a behavior that cesses and failures. As a result, success in such
aversively impacts the therapist because of the endeavors will be more likely if clients have al-
way in which the client is attempting to avoid his ready developed an ability to endure or accept
or her feelings, the FAP therapist is required to these thoughts and feelings, do not allow such
talk about how this avoidance affects him or her, private experiences to impede progress, and per-
whereas the ACT therapist helps the client learn sist in trying new ways to relate interpersonally.
to experience those feelings as they occur. With- In other words, FAP requires ACT: Achieving
out properly integrating the two treatments, the new interpersonal repertoires necessitates an abil-
therapist would be conflicted about which strat- ity to experience aversive affective states.
egy to use with the client. In much the same way, ACT requires FAP. No
psychological experience occurs in a vacuum.
An Integration of ACT and FAP Most, if not all, of our thoughts and feelings oc-
cur in the context of other people, even if those
Allowing both ACT and FAP to become the people are not physically present. Although most
context for each other solves the quandary of de- human beings value and desire close relation-
ciding which therapy should serve as the founda- ships with others, this desire is often counterbal-
tion of the other and provides a more comprehen- anced by a fear of vulnerability and reluctance to
sive approach. In our formulation, each therapy is develop close relationships. This conflict leaves
done simultaneously. The premise for FACT is humans, and clients in particular, in a difficult
that most humans are fundamentally social be- position. The therapeutic relationship can be uti-
ings and that much of what we do is a conse- lized to give the client a place to attempt the
quence of social reinforcers. Moreover, humans behaviors that bring about interpersonal close-
are also verbal beings, and much of human ness in a safe place. Indeed, it is in the context of
suffering is brought about by the unique func- the therapeutic relationship that any ACT therapy
tions of language (e.g., Hayes, Gifford, & Wil- occurs; utilizing this rich opportunity to enhance
son, 1996).1 FACT capitalizes on the strengths of skill development is a logical choice. When the
FAP and ACT by focusing on the difficulties that client engages in improved behaviors in-session,
emerge from experiential avoidance repertoires the therapist can reinforce the efforts on the basis
and shaping experiential acceptance skills in the of the impact that they have on the therapist and
service of client values while using the contin- specifically how close the therapist feels to the
gent reinforcement available in-session, between client when this repertoire is engaged. This more
the client and the therapist. context-specific reinforcer may serve to promote
It is difficult to imagine that the process of
altering interpersonal repertoires (conducting
FAP) does not require a client’s willingness to 1
We recognize that not all humans have verbal capabilities.
experience aversive emotional experiences. Like- We are attempting to characterize those humans with lan-
wise, it is equally challenging to suggest that ex- guage capacity that receive psychotherapy services.

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Integration of FAP and ACT

the client’s continued attempts in treatment and who may or may not meet criteria for those syn-
allow the client to try these strategies in other dromes. If a client has difficulty with interper-
settings. sonal relating, experiencing aversive emotions, or
Returning to the example of the socially anx- avoiding specific interactions as a result of a trau-
ious client, from an integrative FACT perspec- matic event, then those behaviors are targeted and
tive, the treatment would simultaneously target worked on in therapy. That said, the FACT thera-
both intra- and interpersonal targets. Assuming pist is less concerned with identifying and diag-
that the client valued close interpersonal relation- nosing disorders than specifying the problems
ships, the therapeutic relationship would be the that occur with respect to experiential avoidance
place in which the client was given an opportu- or interpersonal closeness.
nity to experience anxiety-provoking interper- With regard to the syndromes presented by the
sonal interactions, in order to notice this anxiety DSM, in principle, FACT may be useful for any
as only that feeling and remain in the experience behavioral disorder, whether it is formally diag-
with the therapist. At the same time, the therapist nosed or fails to meet formal criteria (e.g., per-
would provide information about how the client’s sonality disorder not otherwise specified; Cal-
behavior impacted the closeness the therapist de- laghan et al., 2003). The advantage of using
tected between them in order to develop the cli- FACT is that a broad array of issues, from those
ent’s ability to connect successfully with others primarily focusing on interpersonal difficulties to
outside of therapy. For example, the therapist those involving faulty avoidance repertoires, can
may see the client withdraw and respond to that be addressed. In other words, this synthesized
withdrawal similarly to the in-session problem treatment can be used for those clients with prob-
behavior as with the previous FAP example, lems that appear private in nature and cannot be
“You look like you are really anxious, and you addressed only with an interpersonally focused
are changing the topic now. This makes it hard treatment like FAP. It also can be used for those
for me to know what to do, to know what you clients with problems of broad interpersonal rep-
want that would help.” From a FACT perspec- ertoire deficits that cannot be treated only with an
tive, the therapist would then ask the client to acceptance-based treatment like ACT.
notice the experience of anxiety for what it is, an It is recommended here that therapists utilize
experience, and to see the emotional avoidance as empirically supported treatments (ESTs) for
both a problem for the client on his or her own heavily researched problems like panic disorder
and one that impacts the client’s interpersonal or major depressive disorder. The supplementary
closeness with others. The therapist might say, use of FACT in these cases may further enhance
“Can you have this anxiety right now, for what it the effectiveness of well-established ESTs.
is, and stay with it? Could we keep talking about FACT would certainly be helpful in cases in
what we are discussing, and have you feel anx- which a client fails to meet criteria for one of
ious?” If the client is able to do this, the FACT these ESTs or is nonresponsive to a typical
therapist will reinforce the client improvement course of treatment.
in-session and will have altered both the client’s The FACT approach may be especially valu-
interpersonal skill set as well as his or her inter- able for treating long-standing, pervasive reper-
personal ability to accept emotional experiences. toire problems as found among the Axis II per-
sonality disorders of the DSM. Other long-
Practicing FACT standing difficulties that are similar to these
characterological deficits found on Axis I include
Populations Appropriate for FACT dysthymia, generalized anxiety disorder, and cy-
clothymia. These disorders involve maladaptive
As with many treatments rooted in behavioral interpersonal behaviors as well as an inability to
principles, the type of population appropriate for tolerate and a desire to escape from aversive psy-
FACT is not nearly as important as the defined chological experiences. With one notable excep-
and targeted problems. In other words, FACT is tion (see Linehan, 1993), currently no ESTs exist
not for the treatment of topographically defined for Axis II problems and few therapies have been
syndromes such as posttraumatic stress disorder developed for the more pervasive Axis I disor-
or major depressive disorder; it is designed to ders despite their high comorbidity with other
treat the problems specific to those individuals diagnosed disorders.

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Callaghan, Gregg, Marx, Kohlenberg, and Gifford

Examples of Clinical Assessment and Treatment ducted in vivo. As the client and therapist interact
Using FACT early in therapy, the therapist is watching to see
how the client engages both his or her own emo-
The primary assumption of FACT is that tional experience and the therapeutic relationship.
therapy requires an assessment and treatment of In this case, the therapist is looking for instances
both interpersonal problems and problems the cli- in which the client avoids or attempts to control
ent has with experiential avoidance. FACT thera- his or her feelings in-session, particularly in a
pists assume that these problems occur both in way that interpersonally disconnects the client
and out of the therapy session. Thus, a FACT from the therapist. With a depressed client, the
therapist may address (a) the difficulty of feeling therapist will be looking for examples of the cli-
what there is to be felt and (b) the difficulty in ent withdrawing or expressing disingenuous
expressing these feelings to other individuals. emotions, such as putting on a false, brave front.
When a client presents for therapy, the FACT During the assessment phase of FACT, the thera-
therapist may assess the client’s values and goals pist will comment on these responses as they hap-
for treatment. The therapist then may assess the pen to inquire about whether and when these be-
client’s behavior problems and delineate targeted haviors occur outside of therapy. This lets the
responses for treatment (see, e.g., Hawkins, therapist know the pervasiveness of the problem.
1986). With respect to the first issue, each client Following assessment, the therapist determines
comes to therapy with his or her own personal how to observe or evoke these behaviors in-
learning history. That the client has sought treat- session, to naturally respond to them when they
ment suggests that he or she recognizes that some are ineffective, and then shape a more effective
aspect of his or her life is not going well, and he set of skills. A key to clients developing new
or she does not know what to do (though the behaviors is a therapeutic environment that pro-
client may not yet realize that his or her attempts vides them with a safe context to experience pre-
to minimize pain are ineffective). In FACT, as- viously avoided thoughts and feelings. During
sessment entails determining whether the client treatment, when addressing targeted client prob-
utilizes maladaptive avoidance strategies, deter- lems, the therapist shapes the client’s ability to
mining what these strategies may be, and evalu- disclose aversive emotional experiences. Sharing
ating the client’s interpersonal relationship skills. such experiences with the therapist also serves to
Assessment is conducted in several ways. enhance interpersonal intimacy with the therapist.
First, the therapist can ask the client directly what As the client struggles with experiencing
the specific problems are that he or she is having. thoughts and feelings evoked by the process of
The therapist will then attempt to specify these trying new ways to relate more effectively and as
problems as targets for intervention. This in- the therapist provides feedback that the old ways
cludes determining when, where, how often, and of relating are not effective for the client, the
the strength of each of the responses. These prob- client may realize that therapy is more of a
lem behaviors of the client are then assessed as struggle than previously realized. However, the
interpersonal and intrapersonal issues. For ex- additional realization that the therapist appreci-
ample, if the client appears to be sad or de- ates the client’s willingness to struggle with the
pressed, the therapist will specify what the client experience may provide the client with the proper
is doing that may be maintaining this sadness or supportive context needed to continue in therapy.
preventing the client from experiencing other When the client is required to experience
feelings. A depressed client may be doing a va- something he or she is frequently unwilling to
riety of things, including attempting to avoid feel- feel or is given feedback that what he or she just
ings of sadness, and he or she may be unable to said did not work to bring the therapist closer to
effectively interact with others to get support in a the client or to facilitate change, the client may
difficult time. This FACT assessment must in- want to escape from the experience or even leave
clude a clarification of the client’s values and treatment altogether. Examining and then re-
barriers (both interpersonally and intraperson- minding clients about the cost of not experienc-
ally) to living a life consistent with those values. ing the painful thoughts and feelings that arise
This values assessment is then directly translated allows the treatment to continue. These skills are
into specific goals for therapy. designed to then generalize to other interpersonal
A second form of FACT assessment is con- interactions for the client outside of therapy. Cli-

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Integration of FAP and ACT

ents are reminded that they are working toward therapist to develop an acceptance repertoire for
living their value of having effective relation- his or her own experiences, particularly those of
ships with others, not just with their therapist. anxiety around conducting effective psycho-
However, the relationship with the therapist is a therapy. For instance, trainees are often con-
place to learn these skills. cerned with evoking and responding to client
Holding a behavioral perspective. It should problem behaviors (CRB1s) in-session, and nov-
be made explicit to the reader that the therapeutic ice therapists frequently become anxious about
interventions presented here stem from a very responding effectively and not in a way that is
specific paradigm, that of learning theory. Some interpreted as excessively aversive by the client.
of the interventions described and illustrated, If a therapist does respond and attempts to evoke
therefore, may not be obvious to readers as nec- a CRB2 and the client still engages in a problem
essary or effective. Still, all of these interventions response, the therapist’s anxiety may increase
remain consistent with the paradigm. If a thera- even more. This may work to set up an aversive
pist were to adopt a behavioral perspective, it feedback loop for the therapist, who may become
would make it easier to understand some of the increasingly self-evaluative and anxious. This al-
interventions. Indeed, it would be very helpful for most invariably disrupts the session or at least the
a therapist to have had practice conducting be- therapist’s ability to respond effectively. At any
havior analyses focusing on what each client re- point in this cycle, the therapist may focus on
sponse is accomplishing for him or her (e.g., pre- escaping from his or her own aversive experi-
venting them from having to feel aversive feel- ences, which in turn would compromise the treat-
ings) and to attempt to determine what comes ment the client receives. In FACT, therapists-in-
before and after that behavior that maintains the training are helped to engage their own accep-
response. These are activities required by one tance repertoire so that they are not caught in this
who takes a behavioral perspective to treatment difficult loop and so that they stay focused on the
and would likely make the interventions de- goals of therapy.
scribed here more easily adopted. That said, some Clinical research on FACT. There are al-
practitioners of both ACT and FAP argue that it ready examples in the empirical literature and
is not necessary to adopt a behavioral perspective projects underway that illustrate efforts to com-
to conduct these interventions; there are easily bine ACT and FAP. For example, Paul et al.
understood techniques within the therapies that (1999) treated a court-referred exhibitionist using
can be done by all therapists from all theoretical a combination of both ACT and FAP techniques.
orientations. Stated more plainly, from an ACT This treatment focused on the client’s acceptance
therapist’s perspective, it would benefit many in- of previously intolerable affective states as well
terventions to focus on a client’s ability to expe- as social anxiety, exhibitionism, and use of mari-
rience thoughts and feelings rather than attempt juana. The client’s urges to expose, acts of exhi-
to eliminate them. From a FAP approach, most bitionism, and drug use were assessed during 12
therapies would benefit from examining what is months of treatment and at a 6-month follow-up.
going on in the therapy session, between the cli- Results indicated that the client’s urges to expose
ent and therapist, and to utilize in-session ex- and frequency of public masturbation at treat-
amples of interpersonal problems as opportuni- ment termination and at follow-up assessment
ties to help the client change. We ask the reader were significantly reduced from baseline. Fur-
to determine what technologies or specific treat- ther, the treatment facilitated social-skills devel-
ment strategies are extractable from this brief dis- opment and reduced drug use as well as symp-
cussion of the two interventions. If readers see toms of depression and anxiety. The results of the
the utility of either or both approaches, we sug- combined intervention suggest that FACT can be
gest continued reading with some of the refer- successfully applied to treat sexual deviance and
ences provided in the text. other problems.
FACT in supervision and training. There is a Gifford, Kohlenberg, and colleagues are cur-
distinct advantage in using the principles of rently conducting treatment development re-
FACT to train beginning therapists, as they often search utilizing FACT. This research project is
experience concerns about competence or perfor- focused on developing and evaluating a FACT
mance and are anxious about being able to effec- approach to smoking cessation. The rationale for
tively help clients. Training in FACT allows the the use of FACT for smoking cessation is based

205
Callaghan, Gregg, Marx, Kohlenberg, and Gifford

in part on the link between nicotine use and nega- ences between the two interventions, and the
tive emotional states as related to smoking re- commonalities among them. We argue that the
lapse (e.g., Cinciripini, Hecht, Henningfield, most comprehensive contemporary behavior ana-
Manley, & Kramer, 1997; see Piasecki, 2000). In lytic psychotherapy is a combination of the two,
addition, the use of social support in smoking- called FACT, where one therapy serves as the
cessation treatments is one of the validated ele- context for the other. This hybrid is hypothesized
ments in the AHCRP guidelines for efficacious to be essential not only in producing improved
smoking-cessation treatments (Fiore et al., 1996). clinical outcomes but also in the training of ef-
This research project is investigating whether fective contemporary behavioral therapists.
FACT, a treatment that explicitly combines the One area of clinical investigation that needs to
teaching of acceptance skills in the context of a be addressed concerns whether there is an order
therapeutic relationship, is an effective approach of providing components of the interventions that
to providing contingent reinforcement for sus- is more useful for clients. Do clients benefit most
taining contact with previously avoided emo- from learning a basic acceptance repertoire prior
tional experience in an effort to reduce or elimi- to addressing interpersonal relationship prob-
nate smoking tobacco. The project is ongoing, lems, or is it essential to address acceptance in the
and the data have not yet been analyzed. context of a developing therapeutic relationship?
The challenge of generalization. All psycho- This is not to suggest that FACT backtrack into
therapy is faced with the question of whether be- a hierarchical arrangement of ACT before
haviors learned during the treatment session will FAP or vice versa. We propose that these may be
generalize to the client’s life outside of the important empirical questions that would help the
therapy hour. The onus rests on the providers of development of FACT as well as ACT and FAP
treatment to ensure that this has occurred. ACT as individual treatments. This article is the first
addresses this by emphasizing the client’s ability in a series of proposals and studies to integrate
to engage in an acceptance or deliteralization rep- two cutting-edge behavioral treatments. We in-
ertoire in any context. FAP, FACT, and other vite other researchers to continue this line of
interpersonally oriented psychotherapies bring investigation.
this question to the forefront by focusing on the
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