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State Responsibility Articles
State Responsibility Articles
This article stems from a wider research to determine, “Any question or dispute concerning the
in the light of public international law, the possibility interpretation or application of this Constitution
to hold States accountable for the various issues which is not settled by negotiation or by the Health
related to the pandemic. In particular the post Assembly shall be referred to the International Court
analyses whether international law provides any of Justice in conformity with the Statute of the Court,
mechanism to hold China accountable, if proven that unless the parties concerned agree on another mode
it has not taken the necessary precautions to prevent of settlement”.
the spread of the new Coronavirus.
Conclusion
“The wrongfulness of an act of a State not in
conformity with an international obligation of that
State is precluded if the act is due to force majeure, If it is true that China did not directly cause the
that is the occurrence of an irresistible force or of an pandemic, born out of a natural event resulting from
unforeseen event, beyond the control of the State, the interaction between humans and animals, it is also
making it materially impossible in the circumstances certain that the unjustifiable delay in the
to perform the obligation”. dissemination of information was the cause (with
nexus) of a faster spread. These facts are critical when
taking into account the possibility for violating
However, there will be no exclusion of State liability if international norms.
(a) the irresistible or unforeseen situation is due,
alone or in combination with other factors, to the
conduct of the State invoking it, or (b) if the State has State Liability for Failure to Control the COVID-19
assumed the risk of the situation occurring (Article 23, Epidemic: International and Dutch Law
§ 2).
Lucas BERGKAMP*
Author information Copyright and License
Could the force majeure be claimed by China, or other information Disclaimer
States involved in the pandemic, as excluding
Go to:
responsibility for the spread of the virus? The whole
analysis, to the evidence, involves establishing I. Introduction
whether or not the virus was under control of the The COVID-19 epidemic has caused governments in
Chinese State. In fact, although it is understood that Europe to impose a variety of measures to fight the
there has been responsibility of China due to the delay spread of the disease. Some governments have
in disclosing information, this would not rule out the adopted relatively relaxed measures or adopted strict
possibility of an exclusion of the wrongfulness of its measures late, while some have been more proactive
acts. and implemented restrictions early on.
However, it is no less true that China’s lack of This article discusses the potential liability of
information regarding the epidemic (in violation of governments in relation to neglicence and omissions
the respective international standard) could affect the with respect to COVID-19 measures. The focus is on
rule in Article 23, § 2, b, of the Draft Articles on State China and The Netherlands. State liability can arise if
Responsibility, which prevents the exclusion of force governments have been negligent in addressing the
majeure “if the State has assumed the risk of the threat of the COVID-19 epidemic, specifically where
occurrence of the situation”. As a result of this rule, they have created risks due to not implementing
when the State accepts the risk of the occurrence of restrictions or not doing so in a timely manner, or
the harmful situation, due to its previous conduct or otherwise have failed to protect public health and
unilateral act, it cannot benefit from the force human lives. These issues are analysed with reference
majeure in order to exclude the illegality of the act. If to international law and the laws of The Netherlands,
it is true that the rule under consideration is
which has a well-developed – albeit idiosyncratic – found evidence of human-to-human transmission of
system of state liability. 1 the coronavirus. 9 In addition, there is evidence that
the Chinese government, despite the SARS outbreak,
failed to adequately regulate wildlife markets, which
Of course, it is also possible that governments are are major sources of viruses, including coronaviruses.
liable for damages caused by measures to fight 10
COVID-19. For example, regulations requiring the
closure of cafes and restaurants will cause economic
harm to the operators thereof. This kind of potential Thus, China may well be liable under international law
liability is not discussed in this article. It should be based on a “wrongful act”. If so, China is required to
noted, however, that governments are likely to offer “make full reparation for the injury caused by the
compensation for the damages caused by these internationally wrongful act”. Provisions of Chinese
measures. law cannot justify an internationally a wrongful act.
The term “injury” is defined to include “any damage,
whether material or moral, caused by the
Go to: internationally wrongful act of a State”. 11 Economic
II. International state liability damage, lost profits and “any financially assessable
damage”, are covered as well. 12 Hence, China’s scope
In addition to liability under national law, a state could of state liability under international law is broad.
be liable under international state responsibility. The
International Law Commission has adopted a set of
rules for “responsibility of states for internationally Of course, China is not the only state that is exposed
wrongful acts”. 2 A state commits an “internationally to international state responsibility; other states that
wrongful act” when its action or omission: (1) is have failed to meet their obligations vis-à-vis other
attributable to the state under international law; and states may be liable, too. For instance, it has been
(2) constitutes a breach of an international obligation reported that Austrian ski resorts ignored COVID-19
of the state. outbreaks in order to avoid harm to their economies.
13 Such omissions by municipal or local governments
are likely attributable to the state of Austria, and thus
Given the all-encompassing character of the state’s will entail Austria’s state liability. The Netherlands,
role in combatting epidemics, an omission in this too, may be exposed to international state
respect is likely to be attributable to a state. Under responsibility, although, unlike China, it may be able to
international law, states have a duty to cooperate invoke as a defence that the WHO also acted very late,
with other states and to protect other states against due, in part, to its unwillingness to confront China. 14
harmful acts by individuals from within its jurisdiction. Whether any of these states, in fact, will be held liable
3 Arguably, a reporting obligation for infectious under international law is a political decision to be
disease outbreaks 4 can be inferred from the duty of made by the states that suffered harm.
state cooperation and the World Health
Organization’s (WHO) International Health
Regulations. 5 Go to:
III. The Dutch government’s response to the COVID-19
The question is whether China has met its outbreak
international law obligation in relation to the COVID-19 The response of the Dutch government to the COVID-
outbreak in Wuhan. It has been argued that China has 19 pandemic has been slow. On 29 January 2020, a
“suppressed information about the [corona]virus, member of the Parliament’s Second Chamber
done little to contain it, and allowed it to spread requested an urgent debate on the COVID-19
unchecked in the crucial early days and weeks”. 6 outbreak, but his request was dismissed by the
Reportedly, the Chinese authorities waited seven majority. 15 One day later, on 30 January 2020, the
weeks to institute a lockdown in Wuhan, despite WHO declared the COVID-19 outbreak a “Public Health
knowledge of the virus’s spread; by then, some five Emergency of International Concern”. 16 This
million people had already left Wuhan. followed a call by the WHO on 13 January 2020, after
the first COVID-19 patient outside of China had been
confirmed, for active monitoring and preparedness.
China waited until 31 December 2019 before reporting On 21 February 2020, the WHO warned that “the
“a pneumonia of unknown cause detected in Wuhan, window of opportunity to contain the outbreak is
China” to the WHO Country Office. 7 Earlier, the narrowing and that the international community
doctor who blew the whistle on the outbreak in needs to act quickly”. To assist countries in preparing,
Wuhan had been silenced by the Chinese authorities. the WHO published a checklist, which includes
8 On 15 January 2020, China reported that it had not
questions such as whether there are enough medical under the law or social norms. To succeed, a victim
supplies. 17 must prove that there is a causal link between the
state’s violation and the damage he suffered. 23
It is usually assumed that the obligations to respect, Where private actors conduct an activity causing
protect and fulfil human rights have territorial environmental harm, the issue remains one of the
application. This is supposedly inconsistent with the State’s duty of control – can this be translated to an
extraterritorial scope of climate policies, with international obligation? In this regard, the concept of
particular regard to mitigation measures, which due diligence – or standard of care – needs to be
necessarily have a transboundary effect.[28] An evoked as a test to evaluate the conduct that is
analytical study of the human rights law on climate required,[33] something currently undeveloped under
change and the right to health does not clarify how to international law. The question is, if China does not
attribute responsibility for GHG emissions to specific allow a detailed enquiry to ascertain whether the
States.[29] Theoretically, the same could be extended spread of the virus was an act or an omission of China,
to the current case where it would be highly difficult could the non-cooperation be legally interpreted as a
to establish a direct causal link between an Indian breach of an obligation? Realistically, China can easily
citizen’s loss of livelihood because of the lockdown, to disallow an investigation citing sovereignty as an
China’s state responsibility for failing to curb the virus excuse, which is a much more established principle, if
earlier. This problem will be amplified when not the spinal cord of international law. This will
ascertaining whether a piece of evidence would be entirely disband the principles of no-harm, due
accepted by an international court/tribunal as meeting diligence, and good neighbourliness.
the required standard of proof to establish causation.
[30] These are questions to which international law
does not have answers, a fact seen in prior experience The international legal system is premised on
in international climate change law. sovereign and equal states making agreements with
each other, whether through treaties or under
customary international law. Nation-states are the
2. Deepwater Horizon oil spill case: on the lack of an primary subjects and objects of international law,
international legal response for a disaster that can be while corporations, despite their transnational reach,
attributed to a particular country have limited international legal personality.[34] This
greatly exacerbates the problem of attribution of
The BP Oil Spill in the Gulf of Mexico in 2010[31]
state responsibility. Also, there is little empirical
remains one of the biggest oil spills in human history.
evidence that State Responsibility for damage has
While it is often called an “environmental disaster”,
been regarded by States as a positive inducement to
the impacts of the spill on human health, life, property
prevent acts that cause damages in the first place.
and livelihoods are still being seen a decade since the
One example is the Chernobyl accident,[c] which
incident. The reparation for damages was within the
caused significant harm to a number of Northern
United States under a mixture of specific clean air and
European countries, none of which attempted to
water acts, as well as tort and criminal law. The case
claim compensation from the Soviet Union. The
saw no international response even though the spill
reasons for this reluctance were partly based on
impacted hundreds of people in Mexico, Cuba,
political restraints, but also on legal uncertainty.[35]
Panama and many other countries.
Conclusion
This exposes another problem in the attribution of
state responsibility to other countries. When a Vague primary rules, a multiplicity of actors, the
corporation is responsible for an act or omission that different types of damages, and non-linear causation,
has adverse extraterritorial implications, what legal all pose significant challenges to the traditional law on
framework may be applied? Major oil companies are State responsibility.[36] To advance peace among
sprawling transnational behemoths which are nations, general norms of international law were
regulated by laws in a piecemeal fashion under the adopted to prohibit any conduct of a State that could
authority of many states and countries. There are no cause considerable harm to other states, from which
mechanisms to address them comprehensively at an international tensions would likely arise.[37] It is,
international level, and corporate law limits the however, debatable how effective those norms have
liability of the parts for one another. These structural been.
concerns are compounded by the critical role that oil
plays in the domestic and international economy and
state sovereignty over natural resources.[32] The To establish State Responsibility, a State must commit
same can be applied in the case of wildlife trade. It a wrongful act, either consisting of an action or an
omission. In other words, the secondary rules on
State responsibility (cessation of an act and/or
A recent news article in China says that the country
reparations) are applicable only where the conduct of
will ban wildlife trade but not in the case of Traditional
a State constitutes a breach of a primary international
Chinese Medicine;[42] this leaves the world possibly
obligation.[38] The first point is the nature of the
vulnerable to future pandemics. While countries are
activity itself – did China indulge in an unlawful,
woven inextricably and intrinsically through trade,
hazardous activity that led to the breakout of SARS-
society, culture, and travel, rules of attribution of
CoV-2? Assuming that the virus came from bats or
responsibility in cases when one State becomes
pangolins that were being traded in Wuhan’s Huanan
responsible for a widespread pandemic in other states
market,[39] current international law does not
have been developed so slowly that it amounts to not
prohibit that activity per se.
having developed at all, leaving vested national
interests at the helm of international relations.
The next question is whether China did everything in
its power to ensure the timely containment of the
virus, and if it did not, if that constitutes a breach of
an international obligation. In 2002, during the SARS isruptions caused by the global spread of COVID-19
breakout, experts opined that China’s reluctance to are likely to generate claims for different types of
cooperate and to share information on unusual responsibility, whether domestic or international. This
disease events in Guangdong province contributed to contribution focuses on one type of responsibility
the regional and global spread of the new disease. under international law, that of State responsibility
According to David Fidler, in the case of SARS, China’s for internationally wrongful acts. It does not consider
reluctance to share epidemiological information, and the probity of specific alleged breaches – for instance
being uncooperative and secretive on data, did not whether China has breached its obligations under the
constitute an internationally wrongful act because World Health Organisation’s (WHO’s) International
such behaviour did not breach any international legal Health Regulations to notify the WHO of the virus in a
obligation on the part of China. China’s reluctance to timely manner, or the general international law due
cooperate with public health officials from WHO and diligence obligation on States not to allow acts under
other governments may have made the public health their jurisdiction to harm other States. The object here
threat from SARS worse, but it does not appear to is instead to comment on how State responsibility
trigger state responsibility under international law. issues arising in the context of the COVID-19 crisis fit
[40] with trends regarding the rules of State responsibility
themselves; that is, the rules pertaining to what
generates responsibility and its enforcement. Some
To bolster international obligations and resultant possible future developments are also addressed.
responsibility, it is necessary to support the no-harm
principle which can be widely applied to govern state
behaviour. Sadly, the gap between theory and COVID-19 and the Generating Act
practice in the execution of “do no harm” has been
widened by real cases. As discussed earlier, instead of
the no-harm principle, the climate change regime has Whether or not it is enforced, State responsibility is
built on the basis on the principle of common but automatically generated as a matter of law by the
differentiated responsibilities. Accordingly, some presence of the internationally wrongful act, which is
Western states have accepted a greater moral to say an act of a State in breach of its obligations and
responsibility as wealthy or “developed” states, but not justified on one of the grounds recognised by the
no specific causal responsibility as industrial states[41] law. The question of when an act is one of the State
that have caused harm to other countries. has long been a focus of attention and especially so in
relation to non-State actors (NSA) since the Al Qaida
attacks of September 11, 2001. This focus was then in
International law has not kept pace with the more recent years, joined, perhaps even superseded,
exponential growth in the inter-dependence of by another concern that characterised a large number
nations. While acts or omissions of one State have of prominent responsibility claims: the question of
immediate and concentrated impacts on others, as proof of a State’s involvement, often directly through
witnessed in the COVID-19 pandemic, international its established organs such as the military, in acts in
legal systems have not simultaneously evolved to breach of international obligations. So for instance,
address rights and responsibilities arising from these could it be proven that Russia was involved in the civil
inter-linkages between nations. Therein lies the war in the Donbass region of Ukraine from 2014; that
biggest argument favouring stronger laws and a more the acts of (Chinese mariners) ‘Little Blue men’ in the
egalitarian and binding structure of the international South China Sea or (Russian soldiers) ‘Little Green
rule of law. Men’ in Crimea were indeed State acts. The same
question also arises with cyber-attacks: is there proof economic crisis it has generated. This crisis will likely
that the suspected State is indeed the author of the result in severe financial hardship for States, leading
attack. The focus in all these instances is on some to breach their international obligations. These
attribution, the subjective element of the States are then likely to claim that these breaches are
internationally wrongful act. justified on the basis of a state of necessity – a plea
enabling a State temporarily to set aside an obligation
protecting a interest of another State in order to avert
With COVID-19 the focus thus far is less on the a grave and imminent peril threatening one of its own,
question of whether acts are ones of the State but on more important and essential, interests.
the acts themselves: whether what the State is doing
amounts to a breach of an international obligation –
the objective element of the internationally wrongful The cases, including those concerning the Argentinian
act. But the question is still one of proof. This focus financial crisis of the early 2000s, show that necessity
arguably reflects, at least partially, current broader pleas invariably fail for two reasons: the invoking
trends to ‘reconstruct’ truths, taking uncertainty to a State cannot prove that the temporary breach of its
higher level since bearing on acts themselves and not obligations was the sole means of averting the peril
simply on actors regarding established facts. In this and second, the State invoking the plea is found to
context, the Australian call for an international fact have contributed to the onset of the peril, thereby
finding enquiry, whilst perhaps better pursued excluding its applicability. So for instance, where a
through international fora (prioritising multilateralism State was slow to respond to COVID-19 (by for
over unilateralism), is a logical – and intrinsically lawful instance not initiating prompt shut-downs), it can
- attempt to reduce that uncertainty. If accepted, and easily be said that it contributed to the onset of the
it could only be operationalised with consent, it would peril, rendering a necessity plea inaccessible.
be an initiative that would benefit all sides by
reintroducing certainty, stability and consequently the
rule of law. That said, greater opportunity arguably exists in
theory today, than in the past, to invoke the necessity
plea. This is because States can exploit to their
Knowledge of the facts is not only important for advantage the elasticity that has been brought to the
determining if responsibility has been generated, but concept of time, one that has played out in state of
also in order to know whether the sanctions to necessity’s criterion of ‘imminence’. Imminence has
enforce that responsibility are legally justified. Such increasingly lost its connection to ‘temporal
counter-measures are only lawful if, amongst other imminence’ or ‘imminence in point of time’. This
conditions, they are a response to an on-going became apparent in the mid to late 1990s, enabling
internationally wrongful act. But with no breach state of necessity to cater to the precautionary
established, there is for instance no lawful ground for principle. More recently Professor Harold Koh, legal
the US to adopt sanctions against China. Likewise, advisor to US Secretary of State Clinton advocated
Australia having committed no prior internationally ‘elongated imminence’ in the context of self-defence.
wrongful act in calling for an independent Whilst that position does not reflect the state of the
international investigation, cannot be lawfully law of self-defence, it does reflect the trend towards
subjected to otherwise unlawful trade sanctions embedding time’s elasticity. Its effect in the COVID-19
simply because of that appeal. context will be to allow attempted derogations in
necessity to come earlier and with less apparent
connections to the crisis. The legal scope to deviate
Knowledge of the facts is not only important for from obligations thus widened, perhaps the only
determining if responsibility has been generated, but consolation for the international lawyer is that state
also in order to know whether the sanctions to of necessity is at least a legal argument (albeit one
enforce that responsibility are legally justified. with detractors, including the present writer),
Justifying Breaches to Come something all too often lacking today as truth and law
are debased by the world’s most important political
powers.
If the above analysis turns on the interplay of truth As the saying goes “History repeats itself”, it is
and law, it is possible that future State responsibility claimed that China knowingly as well as deliberately,
issues arising from the Coronavirus crisis will play on failed to adhere to international health regulation in
the concept of time. This too is part of a trend, one preventing novel Coronavirus (nConvid19). Therefore,
that has been increasingly present since the end of China should be held responsible for thenConvid19
the Cold War. Going forward, breaches by States of outbreak.IN 2002, SARS spread from Guangdong
their obligations arising from COVID-19 will relate less province of China. The SARS epidemic affected 28
immediately to the pandemic itself but instead to the nation-states by the year 2003. The total human
casualty was 774 from the disease at that time. The the ICJ adhering the due procedure laid down in
world realized this human loss could have been Article 75. Recently, the ICJ in a case (Ukraine v,
avoided, had China not suppressed the happenings Russian Federation 2019) interpreted Article 22 of
and vital public health information for several weeks. CERD (Convention on the Elimination of All Forms of
This ill-fated event led the World Health Organisation Racial Discrimination 1969) that it gives alternative
(WHO) to bring in the new International Health preconditions to the Court’s jurisdiction. Fulfilling
Regulation (IHR), adopted in 2005. World wide a total either of them would trigger Court jurisdiction. If we
1,310, 205 people have been affected so far and 72,578 interpret Article 75 of the WHO Constitution as ICJ
have died from nConvid19 as the numbers of affected resorted to in the case between Ukraine and Russia,
and death toll are rising exponentially. The doctors, the State(s) only has to satisfy negotiation condition.
health workers, sanitisation workers, police It does not need to satisfy World Health Assembly.
personnel, have been running against the time to save
thousands of lives. Many scholars claimed that China’s
conduct relating to nConvid19 outbreak violated IHR. WHO Constitution contains the framework
And China should be held responsible for the establishing the organisation, it includes the object
wrongful or malafide acts before an international and purpose, membership institutional structure and
tribunal. This article will examine the possibility of functions. Since it lacks substantive obligations
holding China accountable for its deliberate inactions concerning rules and regulations on public health.
which could arguably violate the rules of IHR; can Thus, it is very much challenging how a State could
China be held responsible under general international frame complaint against China. In order to make a
law vis-à-vis under the rules of State responsibility; case a State needs to pose the violations rules of IHR
examining the possibility of taking China to an as the question or dispute relating to interpretation
international tribunal for paying damages to countries and application of the WHO Constitution.
which suffered an enormous loss in terms of human
lives and economic slowdown.
Violation of Rules of International Health Regulation
and Possible Claims under WHO Constitution
Jurisdictional Challenges in International Adjudication
Conclusion