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Acta Astronautica 166 (2020) 525–528

Contents lists available at ScienceDirect

Acta Astronautica
journal homepage: www.elsevier.com/locate/actaastro

Spirituality, humanism, and the Overview Effect during manned space T


missions
Nick Kanas
University of California, San Francisco, USA

ABSTRACT

Introduction: Many astronauts experience intense emotional reactions to viewing the Earth from space that changes the way they see the planet and humanity's place
in the universe. Frank White has described this phenomenon as the Overview Effect. This has been described in both spiritual and humanistic terms. But what exactly
is the difference or similarity between these two reactions, and to what extent do these reactions reflect new experiences versus pre-launch values? To answer these
questions, a reexamination was made of the findings from our previous study on positive effects of being in space, but with a focus on various aspects of the Overview
Effect.
Methods: The study involved astronauts and cosmonauts recruited from the Association of Space Explorers and the NASA astronaut corps at the Johnson Space
Center. A total of 39 respondents completed the Positive Effects of Being in Space questionnaire, which consisted of 36 statements that subjects were asked to
evaluate in terms of change they experienced as a result of being in space.
Results: The questions clustered into 8 subscales. Although all of the respondents had a positive reaction to being in space, the Perceptions of Earth subscale was the
only one with a mean score that was significantly different from the others, reflecting a moderate degree of change. The Earth was viewed as a beautiful, fragile object
to be treasured, and changes in this perception significantly correlated with a statement that suggested that the respondents became involved in environmental causes
after returning home. In addition to these perceptual changes about the Earth, some subjects said that their space experience gave them a better understanding of the
unity of humankind and a stronger sense of wonder and appreciation for the Cosmos, but to a small degree of change from pre-launch values. A subscale indicating
spiritual change scored last among the 8 subscales, resulting in no to very small change. This might have been due to the fact that many respondents indicated that
there was no possibility for change because their feelings about these spiritual issues were already as high as possible before launch.
Conclusions: The findings from this study provide empirical support for the Overview Effect, suggesting that seeing the Earth from space may cause many astronauts
to change their worldview on the fragility of the planet and the unity of humankind. In contrast to this more humanistic reaction, there was essentially no change in
spiritual attitudes as a result of being in space. However, some respondents indicated that their spiritual faith was already high pre-launch and could not change any
more as a result of their mission.

1. Introduction humankind are not isolated but are part of something greater: the entire
solar system, or even the whole universe. White believes that many
Many astronauts have reported having intense emotional experi- astronauts who experience the Overview Effect return home and engage
ences as a result of viewing the Earth from space. These have included in more humanistic pursuits or activities aimed at changing human
feelings of awe and transcendence, enhanced spiritual insights, a better consciousness and protecting the environment. For example, after
sense of the unity of man, and the perception that our home planet is a leaving NASA, Alan Bean became a professional artist, Edgar Mitchell
fragile beautiful orb without observable political borders that separate founded the Institute of Noetic Sciences to further the study of human
nations. consciousness, and Ronald Garan Jr. became involved with a number of
Since the late 1980s, Frank White has written about this phenom- environment-friendly enterprises, such as the Manna Energy Founda-
enon, which he calls the Overview Effect [1]. He describes this as a tion and Fragile Oasis. But White also notes that other astronauts have
cognitive shift in awareness as a result of seeing the Earth as a tiny, reported no change in their post-mission lives as a result of traveling in
fragile ball of life in space that may transform an astronaut's perspective space. Anecdotal support for the Overview Effect has been provided by
of the planet and humanity's place in the universe. Common reactions Yaden et al. [2], who discussed various aspects of the experience such
to this shift in worldview include “a feeling of awe for the planet, a as awe, self-transcendence, and cross-cultural issues.
profound understanding of the interconnection of all life, and a re- The way the Overview Effect is interpreted can vary among astro-
newed sense of responsibility for taking care of the environment” (1, p. nauts. Some see it as a spiritual experience. The notion of spirituality
2). For some, this experience expands to a sense that Earth and can be interpreted in many ways, from a sense of transcendence due to

E-mail address: nick.kanas@ucsf.edu.

https://doi.org/10.1016/j.actaastro.2018.08.004
Received 16 March 2018; Received in revised form 26 July 2018; Accepted 3 August 2018
Available online 04 August 2018
0094-5765/ © 2018 IAA. Published by Elsevier Ltd. All rights reserved.
N. Kanas Acta Astronautica 166 (2020) 525–528

a vague metaphysical force to a belief in God as part of an organized those who had labelled themselves as “logical”.
religion. The Merriam-Webster dictionary definition of spirituality is: Some of these issues also have been explored by Peter Suedfeld and
“sensitivity or attachment to religious values,” with religion being “the his colleagues in the context of personal values. In one study, Suedfeld
service and worship of God or the supernatural” that encompasses “a and Weiszbeck [5] conducted a thematic analysis of the values and
personal set or institutionalized system of religious attitudes, beliefs, emotions mentioned in the personal memoirs of four pioneering as-
and practices” [3]. An example of this type of experience was reported tronauts. They found that the relative importance of values evolved
by Saudi Prince Sultan Bin Salman al-Saud, who flew on a Space Shuttle over time, with some of these changes being attributable to their space
mission as a payload specialist in June 1985. He described his experi- missions. For example, three of the four astronauts reported an increase
ence in this way: “I just said, in Arabic, ‘Oh, God,’ or something like in the value of a measure of Universalism, defined as “understanding,
‘God is great,’ when I saw the view … I think it has changed my insight appreciation, tolerance, and protection for all people and for nature” (5,
into life. I've got more appreciation for the world we live in … I think p. C7), both during and after their missions. Furthermore, all four re-
God has given us so much to be thankful for, and we are wasting so ported an increase in Spirituality, defined as “meaning and inner har-
much time trying to destroy it.” (1, pp. 241–242). mony through transcendence” (5, p. C7), in the post-mission period.
In contrast, other astronauts describe their experience in more hu- In a follow-up content analytic study of the published memoirs of
manistic terms that don't imply a metaphysical causality or a religious 125 American and Russian space travelers, Suedfeld et al. [6] found
belief system. The Merriam-Webster dictionary defines humanism as “a that their subjects reported positive changes in measures of Uni-
doctrine, attitude, or way of life centered on human interests or values; versalism and Spirituality as a result of their space experiences, with
especially: a philosophy that usually rejects supernaturalism and Russian cosmonauts scoring higher than their American counterparts in
stresses an individual's dignity and worth and capacity for self-reali- Universalism. Using the same methodology, Brcic and Della-Rossa [7]
zation through reason” [3]. For example Gemini 10 and Apollo 11 as- found Universalism to be high in the public records of Canadians who
tronaut Michael Collins has said of his experience: “I really believe that had flown in space.
if the political leaders of the world could see their planet from a dis- The results of the present study have been reported elsewhere in
tance of … 100,000 miles, their outlook would be fundamentally terms of the positive effects of being in space and salutogenesis [8,9].
changed. That all-important border would be invisible, that noisy ar- Those findings that are specific to issues related to the Overview Effect
gument suddenly silenced. The tiny globe would continue to turn, will be re-presented and discussed here in order to better delineate their
serenely ignoring its subdivisions, presenting a united facade that relationship to the space experience, especially as regards to viewing
would cry out for unified treatment.” (1, pp. 182–183). the Earth. Specific questions to examine are: what exactly is the dif-
Don Lind, who served as a mission specialist during the Spacelab 3 ference between spiritual and humanistic reactions to the Overview
mission in 1985 (STS-51-B), polled a number of his fellow astronauts, Effect, and to what extent do these reactions reflect new experiences
including all those who went to the Moon, to get a sense of their ex- versus pre-launch values?
perience of being in space. He concluded that there were two universal
reactions to seeing the Earth. The first is a sense of nostalgia for the 2. Methods
home planet, which is more powerful than seeing it from other forms of
transportation, such as an airplane. The second is a sense of brother- The study involved astronauts and cosmonauts who had partici-
hood related to the lack of political boundaries and the realization that pated in at least one space mission. Subjects were recruited from two
“the inhabitants of this Earth are stuck on a very beautiful, lovely little sources: the Association of Space Explorers and the NASA astronaut
planet in an incredibly hostile space, and everybody is in the same corps at the Johnson Space Center. The final sample consisted of 39
boat.” (1, p. 237). respondents. Of those who recorded answers to our demographic
In terms of how this sense of brotherhood is expressed, Lind further questions, 92% were American, 86% male, 67% had been on more than
says: “People who had a religious background expressed it in religious one mission, and 44% had spent more than 30 total days in space.
terms, and people who didn't expressed it in more humanitarian terms.” All respondents completed the Positive Effects of Being in Space
(1, p. 237) He doesn't believe that the experience changed anyone's (PEBS) questionnaire, a measure that was specifically developed for this
views, especially on spiritual matters, after they returned home. study. Since some items came from an outside standardized measure
Gallagher et al. [4] studied the experience of awe (i.e., a feeling of and others were developed by our team, we looked at internal con-
being in the presence of something amazing or sublime) in astronauts sistency and reliability of the questions and found it to be high, with
who traveled in space and in students who participated in two Earth- overall alpha = .95 (see ref. [9] for additional questionnaire analyses
bound space virtual reality experiments. An analysis of 17 in-flight and specific questions asked). The PEBS consisted of 36 statements that
journals and 34 post-flight interviews from 45 Space Shuttle and ISS subjects were asked to evaluate in terms of change they experienced as
astronauts revealed many examples of the Overview experience. The a result of their overall space experience in terms of the following ca-
most frequent responses were placed in categories of “aesthetic ap- tegories: 0 = no change, 1 = very small change, 2 = small change,
preciation” (10.3%), “overwhelmed” (6.7%), and “perspectival change 3 = moderate change, 4 = great change, and 5 = very great change.
(spatial)” (6.1%). Subjects also were able to indicate whether or not a 0 response meant
The two virtual reality experiments studied 38 and 74 college stu- no change due to the experience itself, or that there was no possibility
dents, respectively, using questionnaires, interviews, and neurophy- of change because their feelings about the issue described were already
siological tests, such as EEGs. The results suggested that there were as high as possible before launch.
basic life history and EEG differences between those who experienced
awe while undergoing virtual reality presentations of the Earth and 3. Results
stars in deep space, and those who didn't. The feelings of awe were
more intense in response to images of the Earth than to images of deep Every respondent reported at least some positive change as a result
space. EEG findings that there was greater beta activity in the brain of flying in space.
suggested that people watching the Earth were more aroused and at- The Total Mean Change score was 1.72. The questions clustered into
tentive. In the Earth viewing condition, awe experiencers acknowl- 8 subscales, (Table 1). Using a general linear model multivariate ana-
edged having lower levels of religious faith and religious practice than lysis, at least one of the subscales showed significant change as com-
those not experiencing awe, whereas in the deep space condition, this pared with the others (Wilks' Lambda = 0.194, F(7,32) = 19.02,
was true only in terms of religious practice. People who categorized p < .001). A set of post-hoc t-tests revealed that the mean score of 2.94
themselves as “religious” or “spiritual” had different EEG profiles than (suggesting a moderate degree of change) for the Perceptions of Earth

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N. Kanas Acta Astronautica 166 (2020) 525–528

Table 1 Table 3
Subscale rankings. Perceptions of Space: (statements and mean scores).
Mean Change Score 1. I gained a stronger sense of wonder about the universe (2.67)
2. I became more excited about space exploration (2.36)
a
1. Perceptions of Earth 2.94 3. I gained a new appreciation for the boundlessness of the Cosmos (2.03)
2. Perceptions of Space 1.97 4. I became interested in the possibility of life on other planets (0.85)
3. New Possibilities 1.84
4. Appreciation of Life 1.79
5. Personal Strength 1.69
Table 4
6. Changes in Daily Life 1.34
7. Relating to Others 1.30
Spiritual Change: (statements and mean scores).
8. Spiritual Change 0.89 1. I have a better understanding of spiritual matters (0.92)
Total Mean Score 1.72 2. I have a stronger religious faith (0.85)
a
Significant: after applying a Bonferroni correction.
Change subscale. So for these respondents, their understanding of
subscale was significantly higher than the next highest mean subscale spiritual matters and their religious faith were so high before the mis-
score of 1.97 for Perceptions of Space at t(38) = 6.19, p < .001. sion that the space experience could not affect it.
The Spiritual Change subscale had the lowest mean change score Eight respondents provided general comments in an open ended
(0.89). It differed from the next lowest subscale at t(38) = 2.34, section at the end of the questionnaire. Five of these comments sug-
p = .024, but this difference was not significant after we applied a gested that the respondents' worldview or sense of self had been es-
Bonferroni correction to control for Type I errors (which produced a tablished long before their mission and was fundamentally unchanged
new p-threshold of .007). by their space experience.
There were no statistically significant differences in terms of na-
tionality, gender, being on one vs. more than one mission, or spending a
total of 30 or less vs. more than 30 days in space. 4. Discussion
The four statements comprising the Perceptions of Earth subscale
and their mean scores are shown in Table 2. The first three Perceptions All respondents reacted positively to being in space. The most
of Earth statements scored in the top four of all the statements in terms amount of change, in the moderate category, related to seeing the Earth
of change, and the first statement had the highest mean score of all and gaining a stronger appreciation of its beauty, fragility, and im-
(4.18), suggesting that a great amount of change occurred in this item. portance, as shown in Table 2. Respondents also experienced positive
Also, the first three statements in this subscale, which all related to change in their appreciation for the unity of humankind. These cogni-
attitudes, each significantly correlated with statement number 4, a tive shifts are in keeping with the impressions of astronaut Don Lind
behavioral statement that said the respondent increased his or her in- and with Frank White's concepts of the Overview Effect, and our find-
volvement in environmental causes after returning from space. ings provide empirical support for this latter construct, especially for
The subscale showing the second highest degree of change was those aspects dealing with the perception of the Earth from space. They
Perceptions of Space, and the four statements comprising this subscale also echo the findings of Gallagher et al. [4] that the reaction of people
and their mean scores are shown in Table 3. Although this subscale was to images of the Earth as seen from space are more stimulating than
not significantly different in mean change score from its next-highest visions of deep space, perhaps because the former experience requires
neighbor, the first three statements all scored between 2 and 3 (i.e., more cognitive shifting from our usual perspective, as the authors
between a small and moderate degree of change), and their contents suggest.
suggest issues related to an expanded version of the Overview Effect Nevertheless, changes in sense of wonder about the universe, ex-
(which will be discussed below). citement about space exploration, and a new appreciation for the
The two statements comprising the Spiritual Change subscale and boundlessness of the Cosmos were rated second, although the degree of
their mean scores are shown in Table 4. Although this subscale failed to change was characterized as being small (Table 3). These results sup-
be significantly lower in mean change score than its neighbor after a port White's expanded view of the Overview Effect beyond the planet
Bonferroni correction was applied, it still scored last in the ranking, Earth. They also reflect the findings of Suedfeld and his colleagues
suggesting that no to very small change occurred in this item. Note that [5–7] concerning positive changes they found in astronauts in their
the second statement specifically pertains to religious faith, and its measures of Universalism and Spirituality.
mean change score was tied for third lowest among all the statements. There is a suggestion that for some astronauts, their space experi-
One statement in the Changes in Daily Life subscale is relevant. The ence led to increased involvement with environmental issues after re-
statement “I gained a stronger appreciation for the unity of humankind” turning home. Our study did not track post-return activities to see if the
received a mean score of 2.03, indicating a small degree of change, but respondents did indeed follow through on their actions, but from what
it was still a value that was higher than the Total Mean Change Score of they said, it appears that elements of attitude change can translate into
1.72. behavioral change after astronauts return to Earth.
Ten respondents indicated that they were reporting no change in at Some respondents volunteered that the space experience did not
least one item because the described experience was already optimal for have a major impact on their worldview or sense of self. This echoes
them before launch and could not be changed further by being in space. comments made by Lind and White in suggesting that astronauts vary in
The item most frequently designated as unchangeable was statement 2 their values and response to space and are not a homogeneous group in
in Table 3, followed by the two statements in Table 4 from the Spiritual terms of such issues.
The low mean change scores for the Spiritual Change subscale
(Table 4) suggest that spiritual understanding and religious faith were
Table 2
little affected by being in space. In addition, these two statements de-
Perceptions of Earth: (statements and mean scores).
scribed attitudes that were among the top three in terms of being so
1. I gained a stronger appreciation of the Earth's beauty (4.18) strong before flight that they could not be changed as a result of being
2. I learned to appreciate the fragility of the Earth (3.13)
in space. This supports the opinion of astronaut Lind that highly re-
3. I realized how much I treasure the Earth (2.92)
4. I increased my involvement in environmental causes (1.54) ligious space travelers remain that way and non-religious astronauts are
not converted by their experience. This notion was also supported by

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N. Kanas Acta Astronautica 166 (2020) 525–528

the Gallagher et al. [4] study, where religious beliefs (as well as the Acknowledgement
capacity to experience awe) seem to reflect long-standing character-
istics in people that have become part of their physical make-up. Parts of this paper were presented at the Humans in Space
What can we say about the Overview Effect during an interplanetary Symposium, Shenzhen, China, November 27–30, 2017.
mission, such as an expedition to Mars? Here, the Earth will become The author would like to thank Frank White and Dr. Mike Barratt for
progressively smaller and indistinct as the outbound phase of the mis- their helpful comments on drafts of this paper. The contents of the final
sion progresses, whereas the target planet will increase in size and soon paper are the sole responsibility of the author.
become dominant. Dietrich Manzey and I [10,11] have discussed the
possibility of an Earth-out-of-view phenomenon during such a mission, References
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