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 MODELS FOR POPULATION HEALTH 

What Is Population Health?


Population health is a rela- | David Kindig, MD, PhD, and Greg Stoddart, PhD
tively new term that has not yet
been precisely defined. Is it a
concept of health or a field of ALTHOUGH THE TERM that in Canada and the United eral/Provincial/Territorial Advi-
study of health determinants? “population health” has been Kingdom in the 1990s, the term sory Committee on Population
We propose that the defini- much more commonly used in has taken on the connotation of Health, write that “population
tion be “the health outcomes Canada than in the United States, a “conceptual framework for health refers to the health of a
of a group of individuals, in- a precise definition has not been thinking about why some popula- population as measured by
cluding the distribution of such agreed upon even in Canada, tions are healthier than others as health status indicators and as
outcomes within the group,” where the concept it denotes has well as the policy development, influenced by social, economic,
and we argue that the field of
gained some prominence. Proba- research agenda, and resource and physical environments, per-
population health includes
bly the most influential contribu- allocation that flow from this sonal health practices, individual
health outcomes, patterns of
health determinants, and poli- tion to the development of the framework.”3(p4) capacity and coping skills,
cies and interventions that link population health approach is However, Young also indicates human biology, early childhood
these two. Evans, Barer, and Marmor’s Why that in the past, the term has development, and health ser-
We present a rationale for Are Some People Healthy and Oth- been used as a “less cumbersome vices. As an approach, popula-
this definition and note its dif- ers Not? The Determinants of substitute for the health of popu- tion health focuses on interre-
ferentiation from public health, Health of Populations,1 which lations,” which is of course its lit- lated conditions and factors that
health promotion, and social grew out of the work of the Pop- eral meaning. Evans and Stod- influence the health of popula-
epidemiology. We invite cri- ulation Health Program of the dart, while supporting an tions over the life course, identi-
tiques and discussion that Canadian Institute for Advanced emphasis on “understanding of fies systematic variations in their
may lead to some consensus
Research. No concise definition the determinants of population patterns of occurrence, and ap-
on this emerging concept. (Am
of the term appears in this vol- health,” have also stated, how- plies the resulting knowledge to
J Public Health. 2003;93:
380–383) ume, although its authors state ever, that “different concepts [of develop and implement policies
the concept’s “linking thread [to health] are neither right or and actions to improve the
be] the common focus on trying wrong, they simply have different health and well being of those
to understand the determinants purposes and applications. . . . populations.”5(p57) Kindig has
of health of populations.”1(p29) [W]hatever the level of definition suggested a similarly broad defi-
The idea that population of health being employed, how- nition: population health is “the
health is a field of study or a re- ever, it is important to distinguish aggregate health outcome of
search approach focused on de- this from the question of the de- health adjusted life expectancy
terminants seems to have terminants of that definition of (quantity and quality) of a group
evolved from this work. Early health.”1(p28) The Health Promo- of individuals, in an economic
discussions at the Canadian Insti- tion and Programs Branch of framework that balances the
tute for Advanced Research also Health Canada has recently relative marginal returns from
considered the definition and stated that “the overall goal of a the multiple determinants of
measurement of health and the population health approach is to health.”6(p47) This definition pro-
processes of health policymaking, maintain and improve the health poses a specific unit of measure
but the dominant emphasis of the entire population and to of population health and also in-
evolved to the determinants reduce inequalities in health be- cludes consideration of the rela-
themselves, particularly the non- tween population groups.”4(p1) tive cost-effectiveness of re-
medical determinants. John Frank, They indicate that one guiding source allocation to multiple
the scientific director of the re- principle of a population health determinants.
cently created Canadian Institute approach is “an increased focus Recently, even in the United
of Population and Public Health, on health outcomes (as opposed States, the term is being more
has similarly called population to inputs, processes, and prod- widely used, but often without
health “a newer research strategy ucts) and on determining the de- clarification of its meaning and
for understanding the health of gree of change that can actually definition. While this develop-
populations.”2 T. K. Young’s re- be attributed to our work.”(p11) ment might be seen as a useful
cent book Population Health also Dunn and Hayes, quoting the movement in a new and positive
tends in this direction; he states definition of the Canadian Fed- direction, increased use without

380 | Models for Population Health | Peer Reviewed | Kindig and Stoddart American Journal of Public Health | March 2003, Vol 93, No. 3
 MODELS FOR POPULATION HEALTH 

precision of meaning could outcomes focuses attention and outcomes” rather than the more Population health researchers
threaten to render the term more research effort on the impact of narrow term “health status”; we tend to use a set of methods and
confusing than helpful, as may al- each determinant and their inter- believe the latter refers to health approaches that have the follow-
ready be the case with “commu- actions on some appropriate out- at a point in time rather than ing important characteristics: ex-
nity health” or “quality of med- come. It also allows one to con- over a period of years. We do amination of systematic differ-
ical care.” For this reason, we sider health inequality and not believe that there is any one ences in outcomes across
propose a definition that may inequity and the distribution of definitive measure, but we argue populations, complexity of inter-
have a more precise meaning for health across subpopulations, as that the development and valida- actions among determinants, bio-
policymakers and academics well as the ethical and value con- tion of such measures for differ- logical pathways linking determi-
alike; our purpose is to stimulate siderations underpinning these ent purposes is a critical task for nants to population health
active critiques and debate that issues.8 the field of population health outcomes, and the influence of
may lead to further clarification While the original Evans and research. different determinants over time
and uniformity of use. Stoddart “field model” did not Our definition does imply the and throughout the life cycle.13–15
discuss a population health con- necessity of one or more broad In our view, a population
DEFINITION AND cept in these terms, the idea is summary measures capable of health perspective also requires
CONCEPT implicit in the evolution of the being a dependent variable for attention to the resource alloca-
dependent variable from “health the spectrum of all determinants tion issues involved in linking de-
As indicated above, the pri- care” to “health and function” to (generally including length of life terminants to outcomes. Part of
mary tension or confusion at “well being.”1(pp33–53) The Insti- and health-related quality and the study of population health in-
present seems to be between tute of Medicine has given seri- function of those life years), volves the estimation of the
defining population health as a ous attention to measuring along with a family of other sub- cross-sectoral cost-effectiveness
field of study of health determi- population health, thereby en- measures for different policy and of different types and combina-
nants or as a concept of health. couraging some kind of sum- research purposes. For example, tions of investments for produc-
The Group Health Community mary measure that includes mor- the Health Utilities Index is being ing health.16 Because improve-
Foundation has recently stated tality and health-related quality used in the Canadian National ment in population health
that “some observers see popula- of life.9 Population Health Survey,10 requires the attention and actions
tion health as a new term that Given these considerations, we Years of Healthy Life have been of multiple actors (legislators,
highlights the influential role of propose that population health as used in Healthy People 2000,11 managers, providers, and individ-
social and economic forces in a concept of health be defined as and the EuroQuol has been re- uals), the field of population
combination with biological and “the health outcomes of a group cently added to the Medical Ex- health needs to pay careful atten-
environmental factors, that shape of individuals, including the dis- penditure Panel Survey.12 tion to the knowledge transfer
the health of entire populations tribution of such outcomes We support the idea that a and academic-practice partner-
. . . others interpret population within the group.” These popula- hallmark of the field of population ships that are required for posi-
health primarily as a goal—a goal tions are often geographic re- health is significant attention to tive change to occur.17,18 Figure 1
of achieving measurable im- gions, such as nations or commu- the multiple determinants of shows how we view the field of
provements in the health of a de- nities, but they can also be other such health outcomes, however population health. The field in-
fined population.”7(p7) groups, such as employees, eth- measured. These determinants vestigates each of the compo-
We think that there are 3 gen- nic groups, disabled persons, or include medical care, public nents shown in the figure, but
eral possibilities: population prisoners. Such populations are health interventions, aspects of particularly their interactions.
health (a) is only concerned with of relevance to policymakers. In the social environment (income,
the independent variables (the addition, many determinants of education, employment, social CRITIQUES
multiple determinants), (b) is health, such as medical care sys- support, culture) and of the phys-
only concerned with the depen- tems, the social environment, and ical environment (urban design, We expect and welcome cri-
dent variables (health outcomes), the physical environment, have clean air and water), genetics, tiques of the definition presented
or (c) is concerned with both the their biological impact on indi- and individual behavior. We note here. As noted above, one cri-
definition and measurement of viduals in part at a population with caution that such a list of tique will be that the tasks of
health outcomes and the roles of level. categories can lead to a view that defining and measuring concepts
determinants. While none of the Defining population health this they operate independently; pop- of health are large enough to
three is normatively correct or way requires some measure(s) of ulation health research is funda- constitute a subject of their own,
incorrect, we believe that the lat- health outcomes of populations, mentally concerned about the in- rather than being combined with
ter is more appropriate, primarily including their distribution teractions between them, and we the study of determinants of
because the concept and mea- throughout the population. We prefer to refer to “patterns” of health. We have already given
surement of health and health chose the broader term “health determinants. our rationale for including them

March 2003, Vol 93, No. 3 | American Journal of Public Health Kindig and Stoddart | Peer Reviewed | Models for Population Health | 381
 MODELS FOR POPULATION HEALTH 

health should be a small one for Madison. Greg Stoddart is with the De-
public health workers . . . in fact partment of Clinical Epidemiology and
Biostatistics, McMaster University Health
it is not so much a shift as a re- Science Centre, Hamilton, Ontario.
turn to our historical roots en- Requests for reprints should be sent to
compassing all the primary deter- David A. Kindig, MD, PhD, Suite 760,
610 Walnut St, Madison, WI 53726-
minants of health in human 2397 (e-mail: dakindig@facstaff.wisc.
populations.”22(p163) edu).
However, much of public This article was accepted November
15, 2002.
health activity, in the United
States at least, does not have
such a broad mandate even in
Contributors
FIGURE 1—A schematic definition of the field of population Both authors contributed equally to the
the “assurance” functions, since planning and writing of this article.
health.
major determinants such as med-
ical care, education, and income Acknowledgments
remain outside of public health D. Kindig was funded in part by the
in population health as a field of improvement. We suggest that authority and responsibility, and Robert Wood Johnson Health and Soci-
ety Scholars Planning Grant to the De-
study, but we would add that the the importance of a population current resources do not even partment of Population Health Sciences
need for accountability argues health perspective is that it forces allow adequate attention to tradi- at the University of Wisconsin Madison
strongly for the inclusion of out- review of health outcomes in a tional and emerging public School of Medicine.
We acknowledge the helpful com-
come and distributional consider- population across determinants. health functions. Similarly, we ments of John Mullahy, Stephanie Rob-
ations if a population health ap- For population health research, believe that the emerging promi- ert, Donn D’Alessio, John Lavis, and
proach is to be useful in guiding specific investigations into a nence of social epidemiology is a many members of the Robert Wood
Johnson Foundation Health and Society
policymaking regarding resource single determinant, outcome very important development for Scholars Planning Group.
allocation across determinants measure, or policy intervention population health but does not
and sectors. Without such a are relevant, and may even be have the breadth, or imply all of References
framework, advocacy and finan- critical in some cases, but they the multiple interactions and 1. Evans R, Barer M, Marmor T. Why
cial incentives for individual de- must be recognized as only a pathways, of the definition pro- Are Some People Healthy and Others
Not? The Determinants of Health of Pop-
terminants can proceed indepen- part and not the whole. posed here for population health. ulations. New York, NY: Aldine de
dently of their impact, as some Those in public health or Gruyter; 1994.
would argue is now the case for health promotion may legiti- CONCLUSION 2. Frank J. Canada Institute of Popu-
some medical care expenditures mately feel that population lation and Public Health. Message from:
Dr John Frank, scientific director, Insti-
in the United States. health is simply a renaming of We believe that the time has tute of Population and Public Health.
A second critique is that such what has been their work or leg- come for a clarification of the Available at: http://www.cihr-irsc.gc.ca/
a definition and concept is so acy. Hamilton and Bhatti have at- meaning and scope of the term institutes/ipph/about_ipph/ipph_
message_director_e.shtml. Accessed De-
broad that it includes everything tempted to show the complemen- “population health.” We have of- cember 23, 2002.
and is therefore not useful to tarity and overlap between fered a clarification of the term 3. Young TK. Population Health: Con-
guide either research or policy. population health and health pro- that combines the definition and cepts and Methods. New York, NY: Ox-
We understand this concern but motion,19 building on the Cana- measurement of health outcomes ford University Press; 1998.
do not agree with it. We believe dian Achieving Health for All and their distribution, the pat- 4. Health Canada. Taking Action on
that a guiding synthesis is essen- Framework for Health Promo- Population Health. Ottawa, Ontario:
terns of determinants that influ-
Health Canada; 1998.
tial for considering both the rela- tion20 and the World Health Or- ence such outcomes, and the
5. Dunn JR, Hayes MV. Toward a lex-
tive impacts of the pattern of de- ganization Ottawa Charter on policies that influence the opti- icon of population health. Can J Public
terminants and their interactions. Health Promotion.21 Frank has mal balance of determinants. We Health. 1999;90(suppl 1):S7–S10.
Integration of knowledge about indicated that historic concepts welcome discussion and debate 6. Kindig DA. Purchasing Population
health and its multiple determi- of public health were similarly regarding these suggestions as a Health: Paying for Results. Ann Arbor:
University of Michigan Press; 1997.
nants seldom occurs. Policy man- broad, until the biomedical para- way of moving toward some con-
7. Kreuter M, Lezin N. Improving
agers typically have responsibility digm became dominant. Those sensus on this important and Everyone’s Quality of Life: A Primer on
for a single sector; advocacy who define public health as the emergent concept. Population Health. Atlanta, Ga: Group
groups typically have an interest “health of the public” would not Health Community Foundation; 2001.
in only one disease or determi- disagree with the definition of 8. Williams A. Conceptual and empiri-
nant. No one in the public or pri- population health proposed here; About the Authors cal issues in the efficiency-equity trade-
David Kindig is with the Department of off in the provision of health care or, if
vate sectors currently has respon- in the words of Frank, the “shift Population Health Sciences, University of we are going to get a fair innings, some-
sibility for overall health in thinking entailed in population Wisconsin—Madison School of Medicine, one will need to keep the score! In:

382 | Models for Population Health | Peer Reviewed | Kindig and Stoddart American Journal of Public Health | March 2003, Vol 93, No. 3
 MODELS FOR POPULATION HEALTH 

Maynard AJ, ed. Being Reasonable About 12. Gold MR, Muenning P. Measure- chological, and biological pathways. Ann Health Promotion: An Integrated Model of
the Economics of Health. Cheltenham, En- dependent variation in burden of dis- N Y Acad Sci. 1999;896. Population Health and Health Promotion.
gland: Edward Elgar; 1997:322–349. ease estimates. Med Care. 2002;40: 16. Drummond M, Stoddart G. Assess- Ottawa, Ontario: Health Promotion De-
260–266. ment of health producing measures velopment Division; February 1996.
9. Summarizing Population Health Di-
rections for the Development and Applica- 13. Berkman L, Kawachi I. Social Epi- across different sectors. Health Policy. 20. Epp J. Achieving Health for All: A
tion of Population Metrics. Washington, demiology. New York, NY: Oxford Uni- 1995;33:219–231. Framework for Health Promotion. Ottawa,
DC: Institute of Medicine, Division of versity Press; 2000. 17. Lavis JN, Ross SE, Hurley JE, et al. Ontario: Health and Welfare Canada;
Health Care Services; 1998. Examining the role of health services 1986.
14. Keating DP, Hertzman C. Develop-
10. Wall R, Foster R. Beyond life ex- mental Health and the Wealth of Nations: research in public policy making. Mil- 21. World Health Organization
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1:32–33. namics. New York, NY: Guilford Press; 18. Lomas J. Using “linkage and ex- motion. Copenhagen, Denmark: WHO
1999. change” to move research into policy at Regional Office for Europe; 1986.
11. Erickson P, Wilson R, Shannon I.
Years of Healthy Life. Bethesda, Md: Na- 15. Adler N, Marmot M, McEwen B, a Canadian foundation. Health Aff. 22. Frank JW. Why “population
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The Contribution of the World Health Organization


to a New Public Health and Health Promotion
The author traces the de- | Ilona Kickbusch, PhD
velopment of the concept of
health promotion from 1980s
policies of the World Health Or- IN 1986, AT AN INTERNATIONAL institutions, epistemic communi- maintaining a more egalitarian ap-
ganization. Two approaches conference held in Ottawa, On- ties, and actors at the “health” end proach in all health matters.”7
that signify the modernization
tario, Canada, under the leader- of the disease–health continuum, In its Health for All strategy,
of public health are outlined in
ship of the World Health Organi- a perspective that had been la- WHO positioned health at the
detail: the European Health for
All targets and the settings ap- zation (WHO) (and with a strong beled the “salutogenic approach” center of development policy and
proach. Both aim to reorient personal commitment from then by Aaron Antonovsky.6 In over- defined the goal of health policy
health policy priorities from a Director General Halfdan coming an individualistic under- as “providing all people with the
risk factor approach to strate- Mahler), a broad new under- standing of lifestyles and in high- opportunity to lead a socially and
gies that address the deter- standing of health promotion lighting social environments and economically productive life.”3 It
minants of health and em- was adopted. The Ottawa Char- policy, the orientation of health proposed a revolutionary shift in
power people to participate in ter for Health Promotion has promotion began to shift from fo- perspective from input to out-
improving the health of their since exerted significant influ- cusing on the modification of indi- comes: governments were to be
communities. ence—both directly and indi- vidual risk factors or risk behav- held accountable for the health of
These approaches combine
rectly—on the public health iors to addressing the “context their populations, not just for the
classic public health dictums
debate, on health policy formula- and meaning” of health actions health services they provided.
with “new” strategies, some
setting explicit goals to inte- tion, and on health promotion and the determinants that keep Lester Breslow, the father of the
grate public health with gen- practices in many countries.1,2 people healthy. The Canadian Alameda County study and one
eral welfare policy. Health for The work on this document was Lalonde report is often cited as of the world’s leading epidemiol-
All, health promotion, and pop- spearheaded by the WHO Euro- having been the starting point of ogists, had argued in 1985 that
ulation health have contributed pean Regional Office and was this new development. Recently “the stage is set for a new public
to this reorientation in thinking developed over a period of 5 the director of the Pan American health revolution.”8 The Ottawa
and strategy, but the focus of years of intensive research and Health Organization, Sir George charter echoed this challenge as
health policy remains expen- debate. It was based on the Alleyne, reflected on this issue, well as the link to public health
diture rather than investment. “Health for All” philosophy,3 the stating that “it is perhaps not acci- history in its subtitle, “The Move
(Am J Public Health. 2003;93:
Alma Ata Declaration,4 and the dental that the impetus for the Towards a New Public Health.”
383–388)
Lalonde health field concept.5 focus on health promotion for the Fourteen years later, in a com-
The Ottawa charter initiated a many should have risen in Can- mentary published in the Journal
redefinition and repositioning of ada which is often credited with of the American Medical Associa-

March 2003, Vol 93, No. 3 | American Journal of Public Health Kickbusch | Peer Reviewed | Models for Population Health | 383

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