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International Review of Psychiatry

ISSN: 0954-0261 (Print) 1369-1627 (Online) Journal homepage: https://www.tandfonline.com/loi/iirp20

From dysthymia to treatment-resistant


depression: evolution of a psychopathological
construct

Antonio Ventriglio, Dinesh Bhugra, Gaia Sampogna, Mario Luciano,


Domenico De Berardis, Gabriele Sani & Andrea Fiorillo

To cite this article: Antonio Ventriglio, Dinesh Bhugra, Gaia Sampogna, Mario Luciano, Domenico
De Berardis, Gabriele Sani & Andrea Fiorillo (2020): From dysthymia to treatment-resistant
depression: evolution of a psychopathological construct, International Review of Psychiatry, DOI:
10.1080/09540261.2020.1765517

To link to this article: https://doi.org/10.1080/09540261.2020.1765517

Published online: 21 May 2020.

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https://www.tandfonline.com/action/journalInformation?journalCode=iirp20
INTERNATIONAL REVIEW OF PSYCHIATRY
https://doi.org/10.1080/09540261.2020.1765517

REVIEW ARTICLE

From dysthymia to treatment-resistant depression: evolution of a


psychopathological construct
Antonio Ventriglioa , Dinesh Bhugrab , Gaia Sampognac, Mario Lucianoc ,
Domenico De Berardisd , Gabriele Sanie and Andrea Fiorilloc
a
Department of Clinical and Experimental Medicine, University of Foggia, Foggia, Italy; bInstitute of Psychiatry, Psychology and
Neuroscience, King’s College London, London, UK; cDepartment of Psychiatry, University of Campania “L. Vanvitelli”, Naples, Italy;
d
Department of Mental Health, ASL Teramo, Teramo, Italy; eDepartment of Neuroscience, Section of Psychiatry, Universita Cattolica
del Sacro Cuore, Rome, Italy

ABSTRACT ARTICLE HISTORY


Dysthymia is a psychopathological construct historically described and often reconsidered Received 1 April 2020
through the centuries. Its first description is dated back to 400 b.C., when Hippocrates proposed Accepted 1 May 2020
his theory about the ‘black bile’ and the melancholic temperament. The concept of dysthymia
KEYWORDS
(dys-, ‘ill’, thymia-, ‘emotions’) has been largely elaborated in the XIX and XX centuries by
Dysthymia; dysthymic
Burton, Cullen, Schneider, Kretschmer, Akiskal and other authors, and recently re-formulated in disorder; persistent
the various editions of the modern Diagnostic and Statistical Manual of Mental Disorders under depressive disorder;
different diagnostic labels: neurotic depression, dysthymic disorder, persistent depressive dis- treatment- resist-
order. Beyond the nosology, dysthymia issues some other challenges, including the need for fur- ant depression
ther research to characterise the peculiar pathophysiological framework of this syndrome
(compared with major depressive disorder) and to better define evidences about tailored-treat-
ment options and their effectiveness.

Historical background published from 1624 to 1651), suggested that melan-


choly was probably due to an advanced age, heredity
The term Dysthymia derives from the ancient Greek
and temperament, and it might also lead to phys-
‘dys-’, meaning ‘ill’ or ‘bad’, and ‘-thymia’, meaning
ical diseases.
‘emotions’. Etymologically, it refers to a chronic, per-
William Cullen (1710–1790), in his ‘First Lines of
sistent, lifetime, mild state of depression. Hippocrates
Practice of Physic’ (1786), considered melancholy an
of Kos, ‘The Father of Medicine’ (460–370 b.C.),
instability of the brain (mood) with ‘higher degrees of
described individuals who were worried, insecure,
mania which melancholia so often passes into’, as later
lethargic as well as characterised by a melancholic recognised by Jules Baillarger (1809–1890) and Jean-
temperament, probably due to an intoxication of Pierre Falret (1794–1870) in their descriptions of a
‘black bile’, one of the four primary ‘humours’, as con- new form of mood instability, that they called ‘la folie
ceptualised in the ‘Theory of Four Humours’: he a double forme’ or ‘folie circulaire’ (Brieger &
postulated that an excess of one of these humours Marneros, 1997; Pichot, 2004). In 1863, K.L.
(black bile, yellow bile, blood, phlegm) might bring to Kahlbaum used the terms ‘cyclothymia’ for describing
a specific temperament in humans (Akiskal, 2001). those forms of mood instability and fluctuations, and
Dysthymia has been included in the concept of mel- ‘dysthymia’ for referring to a prevalent state of attenu-
ancholia for centuries. The melancholic temperament ated depression.
has been described by several authors - particularly In 1921, Emil Kraepelin proposed a dichotomous
Avicenna (980–1037), Maimonides (1135), Averrois classification of mental illnesses into ‘Dementia
(1126), Constantine (1019–1087) among the others - Praecox’ and ‘Maniac-Depressive Insanity’, suggesting
as characterised by symptoms of chronic depression, that the depressive temperament belonged to the
or phobia or paranoia (Cordas, 2002). In 1621 Robert manic-depressive insanity (called ‘Konstitution’) con-
Burton, in his book ‘Anatomy of Melancholy’ (re- stellation in a continuum model, whose characteristics

CONTACT Antonio Ventriglio a.ventriglio@libero.it Department of Clinical and Experimental Medicine, University of Foggia, presso Ospedali Riuniti
di Foggia, Foggia, 71121, Italy.
ß 2020 Institute of Psychiatry and Johns Hopkins University
2 A. VENTRIGLIO ET AL.

were persistent sadness (although fluctuating), pessim- Modern challenges


ism and lack of pleasure (called ‘Verstimmung’)
Nosology
(Angst, 2002).
Kurt Schneider in his book on psychopathic per- It is a modern challenge in psychiatry to define the
sonalities (1923) described two different forms of threshold between common sadness, depressive per-
depressive conditions, namely melancholic and react- sonality traits and clinically-relevant levels of depres-
ive ones. He suggested that depressive psychopathy sion (Palma & Pancheri, 2000; Wakefield & Schmitz,
(melancholic form) was due to an interaction between 2013). In 1991, Siever & Davis proposed a continuum
hereditary and early environmental variables, not model including clinically isolated depressive symp-
referring to a proper depressive disease (considered, toms (such as sadness), sub-threshold depressive con-
instead, as a reactive form). Definitely, Schneider ditions as well as clinically- defined major
described depressive psychopathy as a constitutional depressive states.
abnormal variation of personality. In 1997, Angst & Merikangas proposed the term
Also, Ernst Kretschmer in his book Physique and ‘threshold psychiatry’ referring to the depressive spec-
Character (1931) reinforced the concept of an existing trum as a larger construct of depressive states ranging
continuum between constitution (including body from adjustment disorders with depressed mood to
shape) and basic temperament with possible preva- minor and major depression. In 1968, the DSM-II
lence of depressive personality traits. According to (APA) included the construct of ‘Neurotic Depression’
this reconceptualization of dysthymic disorder, in and the ICD-9 included ‘Depressive Neuroses’ among
1983 Akiskal and Tellenbach-Kraus proposed two the non-chronic episodes of depression.
psychopathological constructs, called ‘Neurotic In 1980, the DSM-III proposed the concept of
Depression’ and ‘Typus Melancholicus’, respectively chronic (and neurotic) depression with the new label
(Akiskal, 1983; Ambrosini et al., 2011). Akiskal devel- of ‘Dysthymic Disorder’ (APA, 1980; Kocsis &
oped a nosological framework of ‘low-grade chronic Frances, 1987; Torgersen, 1986). Despite the atheor-
depressions’, including early-onset characterological etical model inspiring the newer version of the diag-
depressions, such as subaffective dysthymic disorders, nostic manual, the task force of DSM-III approved
conceptualised as a constitutional attenuated form of the removal of chronic depression from the domain
primary affective illness. Akiskal’s construct of of character and personality disorders: dysthymic
‘Neurotic Depression’ includes: (a) general distress, (b) disorder included both primary depressions with
negative emotions, especially sadness, irritability, dis- residual chronicity as well as character-based depres-
appointment, futility, (c) anxiety or agitation, (d) low sions (personality disorders) (APA, 1980; Kocsis &
self-esteem, (e) mild social impairment. Similarly, the Frances, 1987; Torgersen, 1986). The DSM-III-R
Typus Melancholicus proposed by Tellenbach-Kraus is (APA, 1987) and the DSM-IV (APA, 1994) incorpo-
considered the construct of a premorbid personality- rated these definitions, and the Depressive Personality
structure, which is highly vulnerable to melancholy. Disorder has been proposed in the research section
The operational criteria for describing this psycho- of DSM-IV (APA, 1987; , 1994). In the Text
pathological construct are (a) concern with orderli- Revision of DSM-IV (DSM-IV TR; APA, 2000), the
ness, fixation on the harmony of the interpersonal Dysthymic Disorder diagnostic criteria included
relationships; (b) conscientiousness, need to prevent depressed mood for most of the day for more days
feelings and attributions of guilt; (c) hyper/eterono- for at least 2 years, and two of the following symp-
mia, exaggerated adaption to the rules and exagger- toms: (1) poor appetite or overeating; (2) insomnia
ated receptivity to external rules; (d) intolerance of or hypersomnia; (3) low energy or fatigue; (4) low
ambiguity, inability to emotionally and cognitively self esteem; (5) poor concentration or difficulty mak-
perceive opposite characteristics in relation to a same ing decisions; and (6) feelings of hopelessness. Also,
object, person or situation. during the first 2 years after the onset, episodes of
Both these proposals, in line with the Schneiderian major depression were excluded. In the Appendix B
concepts, led the modern Diagnostic and Statistical of the DSM-IV-TR (APA, 2000), the construct of
Manual of Mental Disorders (DSM) and International depressive personality disorder, controversially over-
Classification of Diseases (ICD) to consider such lapping with dysthymic disorder, included five or
forms of chronic depression as part of temperamental more of the following symptoms: (1) usual mood is
neuroses, somewhat linked to personality disorders dominated by dejection, gloominess, cheerlessness,
(Nardi et al., 1993; Spanemberg & Juruena, 2004). joylessness and unhappiness; (2) self-concept centred
INTERNATIONAL REVIEW OF PSYCHIATRY 3

on beliefs of inadequacy, worthlessness and low self- NESARC study (The National Epidemiologic Survey
esteem; (3) the patient is critical, blaming and of Alcoholism and Related Conditions).
derogatory towards the self; (4) the patient is brood- It is of note that dysthymic disorder is largely asso-
ing and worried; (5) the patient is negativistic, crit- ciated with a number of psychiatric comorbidities in
ical and judgmental towards others; (6) the patient the real world (Sansone & Sansone, 2009), including
is pessimistic; (7) the patient is prone to feeling major depression (this comorbidity is also known as
guilty or remorseful (Ryder et al., 2002). double-depression), anxiety disorders, substances abuse,
In the DSM-5 (fifth edition; APA, 2013), the term personality disorders, somatoform disorders (Klein
Persistent Depressive Disorder represents what was et al., 2000; Sansone & Correll, 2005). Several clinical
previously labelled as dysthymia and chronic major reports confirm that comorbidity between dysthymia
depression. According to the manual, the patient and other syndromes leads to worse clinical outcomes
must present a depressed mood for at least 2 years. of all comorbid conditions with higher treatment
For children or adolescents, the mood can be also resistance, in particular with major depression and per-
irritable or depressed for at least 1 year. Also, two of sonality disorders (Hellerstein et al., 2010).
the following symptoms are included: (1) Poor appetite Double depression is a common comorbidity refer-
or overeating; (2) Insomnia or hypersomnia; (3) Low ring to the co-existence of persistent depressive dis-
energy/fatigue; (4) Low self-esteem; (5) Poor concen- order (as defined in the DSM-5, which includes the
tration/decision making; (6) Hopelessness. The ICD-10 old concept of dysthymia) and major depressive dis-
did not define a concept of dysthymia essentially dif- order (Keller & Shapiro, 1982). Research and clinical
ferent from depressive neurosis or neurotic depression reports confirm that double depression cannot be con-
(Freeman, 1994; World Health Organization, 2004). sidered as a distinct disorder, even if it shows a more
It is of interest that two subtypes of dysthymia severe outcome than either major depression or per-
have been recognised over the last decades. In par- sistent depressive disorder alone, with a higher num-
ticular, Niculescu & Akiskal in 2001 proposed (1) ber of relapses and a poor response to
‘anxious dysthymia’, characterised by low self-esteem, pharmacological treatments (Dixon & Thyer, 1998;
insecurity, anxiety (overlapping with mild bipolar dis- Keller & Shapiro, 1982; Parker & Malhi, 2019). The
order) and positively responding to anxiolytics and prevalence of double depression ranges from 2.2% to
selective serotonin reuptake inhibitors; (b) and 26% (Goldney & Fisher, 2004; Keller & Shapiro,
‘anergic dysthymia’, characterised by low energy, low 1982). As already discussed, dysthymia and double
reactivity and anhedonia. depression both show poorer social- and functioning-
The prevalence of dysthymia or dysthymic disorder recovery rates than major depression alone; comorbid
widely varies across different settings, ranging from somatic disorders and neuroticism have been identi-
3.7% to 20.6% in the primary care settings, or from fied as associated factors for a poorer social and psy-
3.1% to 6.4% in the large US Epidemiological cho-physical functioning (Rhebergen et al., 2010).
Catchment Area Study (Kessler et al., 1994; Sansone The high rate of psychiatric comorbidity and the
& Sansone, 2009). Also, it has been reported a sex clinical overlapping with other clinical conditions
ratio females/males of 2:1 (Kessler et al., 1994; (also the physical ones), as well as the ‘softness’ of
Sansone & Sansone, 2009). Recently, Carta et al. symptoms, especially at onset, contribute to misdiag-
(2019) investigated the lifetime prevalence of the nosis or late recognition of dysthymia in real-world
DSM-5 construct of Persistent Depressive Disorder and settings (Sansone & Sansone, 2009).
found it ranging from 3% to 6% in Western coun-
tries, with an associated significant impairment of
Pathophysiology
patients’ quality of life.
In addition, according to some long-term studies The identification of biological correlates of dys-
based on 5–10 years of follow-up, the rate of suicide thymia is another challenge to be addressed. It has
and suicidal attempts ranges from 19% (Klein et al., been largely documented that chronic depression is
2000) to 31.7% (Klein e al., 2008) among patients associated with a variety of mono-aminergic transmis-
with dysthymia. Hellerstein et al. (2010) reported a sion abnormalities (involving a reduction of the levels
lower psychosocial functioning among patients with of serotonin, norepinephrine and dopamine) in the
dysthymic disorder compared to major depression human central nervous system (Griffiths et al., 2000).
patients as well as the general population in the Also, abnormal neuro-endocrine responses, including
4 A. VENTRIGLIO ET AL.

alterations in the thyroid and hypothalamic-pituitary- agents, fluoxetine, sertraline, venlafaxine, amisulpride,
adrenal axis (HPA axis), such as phenotypic variations are superior to placebo in improving the quality of
of corticotropin releasing hormone and arginine vaso- mood, in particular the rate of response ranged
pressin with down-regulation of adrenal functioning, between 61% and 73%. The duration of pharmaco-
have been found in patients with depressive illness therapy is not well established, even if life-long treat-
(Griffiths et al., 2000). Some other studies have shown ments might be suggested in dysthymia (Sansone &
lower platelet monoamino-oxidase activity among Sansone, 2009, Carta et al., 2019).
patients with dysthymia, especially women (Sansone In addition to pharmacological treatments, psycho-
& Sansone, 2009). A genetic vulnerability has been therapy has been found to be helpful; in particular, cog-
found in the aetiological model of dysthymia through nitive-behavioral analysis system of psychotherapy
the evidence of an increased risk of depression occur- (CBASP), interpersonal psychotherapy (IPT), cogni-
ring among all relatives of unipolar depressive tive-behavioral therapy, and problem-solving therapy
patients, relatives of dysthymic patients and those are fully recommended (Carta et al., 2019; Griffiths
affected by double depression (Griffiths et al., 2000; et al.,2000; Sansone & Sansone, 2009). Cuijpers et al.
Riso et al., 1996). In addition, a number of psycho- (2008) in their meta-analysis concluded that at least 18
social factors may interact with the genetic back- treatment sessions are needed to obtain effective results
ground, such as stress in childhood and adulthood with psychotherapies among patients with dysthymic
and unfavourable social circumstances (Sansone & disorder, even if psychotherapies are not superior to
Sansone, 2009). antidepressant treatments in terms of effectiveness.
Specifically, Akiskal et al. (1984) reported changes Although the modern innovations in the treatment
in sleep architecture among patients with dysthymia of chronic depression, the rate of non- responsiveness
with shortened REM (rapid eye movement) latencies, among patients with chronic depression is still high,
and an excessive and anomalous distribution of REM- and a number of residual symptoms are observed also
stages during the early part of the night. Some other after long-term treatments (Conradi et al., 2011). The
reports have shown that chronic depressive illness is term Treatment–Resistant Depression has been coined
accompanied by an immune dysregulation, with varia- for characterising those forms of chronic depression
tions of circulating cytokine levels (including interleu- with residual long-term symptoms and high level of
kin-2, IL-2 receptors; interleukin-1 and interleukin-1 treatment-resistance (Thase & Rush, 1997).
receptor antagonist, interleukin-6 and its receptor, g- Carter et al. in this issue will report on the relative
interferon) (Griffiths et al., 2000). effectiveness of augmentation treatments for depres-
Ravindran et al. (2009) proposed a model of sion in a systematic review and meta-analysis, as an
‘functional neuroanatomy’ of dysthymia, based on ideal continuum from dysthymia to treatment-resist-
functional magnetic resonance imaging studies. The ant depression (RTD).
authors concluded that prefrontal cortex, anterior cin-
gulate, amygdale and insula are involved in the
Disclosure statement
neuro-physio-anatomic circuit of chronic depressed
mood. Similarly, Lyoo et al. (2002) reported an over- No potential conflict of interest was reported by
activation of amygdala (associated with the processing the author(s).
of negative emotions), an increased activity of the
insula (processing sad emotions) and in the cingulate ORCID
gyrus (bridging attention and emotions). Antonio Ventriglio http://orcid.org/0000-0002-
3934-7007
Dinesh Bhugra http://orcid.org/0000-0002-0613-2480
Treatment
Mario Luciano http://orcid.org/0000-0002-4338-1371
Undoubtedly, treatment options for dysthymia and, in Domenico De Berardis http://orcid.org/0000-0003-
general, for chronic depression are one of the big 4415-5058
Gabriele Sani http://orcid.org/0000-0002-9767-8752
unmet needs nowadays. The concept of persistent and Andrea Fiorillo http://orcid.org/0000-0002-6926-0762
resistant depression may be seen in the same light. In
their detailed review of literature, Griffiths et al.
(2000) reported on the efficacy of antidepressant and References
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