fo
Department
ore Publication No. FHWA HIS7-013
Revized November 1868
Federal Higttwry
Adeinisiration
NHI Course. Nos. 13221 and 13222
Design and Construction of
Driven Pile Foundations
Workshop Manual - Volume I
i Ny HH i National Highveay IastieuteNOTICE
This document is dissaminated Under the sponsorship of the Deparment of Transportation
in the interest of information exchangs. The United Staiss Government assumes no liability
for its contents or use thereat. The United States Government does not endorse products or
manufacturers. Trademarks or manufacturers names appear heroin only because they are
considered essential to the ebiect of this document.Technical Report Documentation Page
3. Recents Catalog No.
FHWACRI-OT-O13
[Tip ane aati
Domgn and Censinastion of Driven Pils
January 1997 - Rensed Now 1993)
Foundations - Velurne | Pritionte tee ea
1 Pertomang Organization Report No
7 Ran
Hennigan, PJ. Soble, GG, Tendean, G. Likits, GE and Rauscha, F.
TE. Werk Ur No. REE
‘Goble Pausche Liking and Assac ates, Ing.
4596 Reraissance Parkway
Ti Gatta cr Gert Ho,
Clevelane, Ohio a4 12g.
STFH61-97-D-0002.
Tp tad ee tod
al Ragort - Revision 1
an ant
tice oF TEcnnclcay Applicalian
Gtice of Engnaanagaicior Division
Federal Fughvay Administration 1,
400 Sevanih Staek SW, Washurgion, DG aveat
[TS Ranetemeniany Trane
FHWA Camvacting Officer's Tesnrival Representative, Chier-Tan Chang, HTA-20
FHWA Pravact Technical Manager: Jey GiMeggea, HNG-31
Tear
This macual is interded 1 sarve a dual purpoee. wel as a parncipant’s manual tar the FHW's National
Highway Institute courses an driven pile foundations and secondly as FHWA's primary roierence of
reconmanded practos far diven pile foundations.
The Oesign snd Conshuctinn ef Diven Pile Foundations manual is directed to gootaennizal, stustural, ad
construction engineurs involved in tre dagign and construction of pile supported siuclures The manual re
lended [e 3érve as a pracical taierenee on driven pile toundations Volume | of tha manuel add-osses,
Sesign aspecis inuitcting subsurface exploration, laboratory lestirg, static analyess, 36 well ag spacificalian
and foundatan repn-r preparation Yalume Il covers conslruction aspects including dynamic tormu as, wave
equation analyses, dynamic testing, sialic Ibad testing, Slainamic testing. the Osterbarg cell, pe woil as pile
driving equipment. pile BeCessOres and pile instalation inspention Step by slap pronecures, uerksnop
problems ang soluliuns ate plowed la demangiraie Se Of the manuel material
TE Ry Werk TDiesiiarion Srateonent
nde tnundations faundanon denen,
No restictions. This dngumant 4 awailalila ta the
SADC aNaySis, foundation canslivalign,
dublic from lhe Maticnal Teennical Informetion
nippaction Serta Soringheld. Virginia 22160
[75. Sacuriy Ciel, tnd ee report BO. Satarity Clacal. [ol ths page He Pe | a2, Bow
Unetassitied
Unclassiied B26
l
Fom GOT F 1700.7 &-72) .
WPEVEA, 12/03/53 Reproduction of tamplatsd page authorizedUS. - 51 Conversion Factars
From Te Multiply by Quantity From Ta Multiply by
English al 3I English
tt m 0.3048 Langth m ft 3.2808
inch mr 26 40 mn inch 0.089
i m o.c929 Area m iy 10.764
inch? mm? $45.2 mm in? 0.OM5
mi! 0.028 Volume mw [ote 36.714
mam? 18387 mm? | inch’ | etxto*
mt 0.0086 Second m* tt 118.856
mm* 416231 [Moment of Areal mm‘ inch* axt0%
kg 0.4536 Mass ko Ibert 226
lomytt? | keg 16.02 Mass Density J kg/m? | Ibmyft? 0.082
Ib N 4.448 Force N Ib 0.2248
kip [kw 44g kN kip 0.2248
Ibstt ym 14.59 Forea/Unit- Nim logelt 0.0685
kipst | kNym 14.59 Length km | kipst | 0.0685
ibsiin? | kPa 6.895 Force/Unit- kPa | Ibsiir? 0.185
kipsfin? | MPa 6.695 Area: Stress; MPa kipsiin? 0.145
tgett® Pa 47.88 Pressure: Pa Inset! 0.021
kipsa? [kPa 47.88 Elastic Mod kPa _j kipsft’ | 0.021Fram,
U.S. - S| Conwersian Factors (continued
| taunply By Ty
Engtish
Force/Linit- Ninn
Quantity From To | Multiply by
st | English
G.0064
Volume
O.0684
Moment; or
Eneray
0.7375
t-kip O.7aTS
et | aim 3 2806 Damping sift l 0.3048
blows/Ht | blows/m Blow count blows/t 0.3048PREFACE
Engineers and contractors have been designing and installing pile foundations for many
years. During the past three decaoes this industry has expenenced several najor
improvements including newer and more accurate methads of predicting capacities,
highly specialized and sophisticated equipment tor pile diving, and improved rnathods
of canstruchion fontrol,
In order to take advantage of these new déveigpments, the FHWA developed # manuat
in cannection with Demonstration Project No. 66, Design and Construction of Driven File
Foundations. The primary purpase of the Manual was to support educaticnal programs
conducted by FHWA for transportation agencies. These programs cansisted ot (1) 4
workshop for geotechnical, shuctural, and consiruction engineers. and (2) field
demonstrations of static and dynamis load vesting equipment Technical assistanre on
Construction projects in areas covered by thie Demonstration Projact was proviced to
transportation agencies on request. A sécond purpose of equal importance was to
serve as the FHWA's standard relerence for highway projects iavoling driven pile
foundations.
The original Manual was vritten by Suneal N. Vanikar with review and comment trem
Messrs Ronald Chassie, Jerry DiMaggio, ard Richatd Cheney
Alter a decade of yse it was necessary that the Manual be updated and modilied te
include new developments that had] taken glace in the intervening years and to lake
advantage af the expenence gained in using she Manual in the many workshops that
were presented by Demonstration Project 66. The néw version of the Manual was
prepared by Goble Rausche Likirs and Associates, Ine. under contract with the FHWA.
The Manual is presented in two volumes. Volume | addresses design aspects and
Volume Il presents topics related to driven pile installation, mantoring, and inspection.
Tha new Manual is intended te serve dual purpose. First, as 4 workshop participant's
manual for the FHWA’s National Highway Insttute Courses on Driven Pile Foundations.
Sunilar to the earlier demenstration manual. this document is also intended to Seve as
FHWA 8 primary reference ot recommended practicg for driven pile foundations.Upon completion of NH] Course 13221. participants wall be able to:
1. Describe methods of pile foundation design.
. Discuss driven pile construction materials and installation equipment.
we
Desctiba the timing and scope of the involvement of foundation specialists ag a
Project evolves from cancept through completion.
=
Perfonn a foundation economic arglysis and determine the need for a driven pile
foundation,
w
Recognize the pile type selection process and the advantages and disadvantages of
common driven pria types.
a
Compute single and group capacities of driven pilas lo resist compression, tansion
and lateral loads.
Identity when and how dynamic tornulas, wave equation analyses, dynamic pre
testing and static Igad testing should bé used on a project,
o
Discuss the components of structural foundation reports and controlling issues of
specications and contracting documents a§ relateo tc a successful construction
Project
.
Gescribe the goncept and project influence of driveability, pile retusal, minim and
estimated pile toe elevatipns, soil setup and relexatian.
Upon completion of MHI Courge 13222, participants wil be able to:
1. Describe methods of driven pile construction Manitoring and inspection practices and
procedures
2. Discuss pertinent driven pie specification and contact document issues
viow
Describe wave equation, dynamic tasting and static testing results in terms of their
apphcation and interpretation on contruction projects.
*
Identty the basic components and differences between various pile driving syslems,
associated installation equipment, pile splices and pile toe attachments.
«
Interpret a Set ol divert pile plan detals and specifications.
6 Inspect 4 drive pile project wth knowledge and contidenca.
The authors’ rasognize the atforts of the project technical manager, Mr. Jewy CiMaggia,
FHWA Senior Geotechnical Engineer, who provided invaluable guidance and input for
Ihe new manual
The authors’ alsa acknowledge the additional contributions of Ihe fotlawing tachnical
review panel members fisted in alphabetical order:
Mr. Gthen-Tan Chang - FHWA,
Mr. Richard Cheney » FHWA
Mr. Tom Cloary - New Hampshire DOT
Mr. Kerry Cook - FHWA
Mr. Chris Dumas + FHiA,
Mr. Garl Ealy - FHWA
Mr. Sam Holder - FHWA
Mr, Paul Macklin - Colorado DOT
Mr Paul Passe - Ficrida DOT
Mir Jatt Six - Oregon BOT
“ir Suneel Vanikar - FHWA,
The authors’ also wish to acknowledge the following individuals af the author's internat
Peer frewiew team for their technical advice and contributions in Preparing the new
manual,
Dr Joseph Caliencio « Utah State University
Dr, 0. Michael Holloway - InSituTech
Mr Robert Lukas - Ground Engineering Consultants
viLastly, the authors’ wish ta thank thé following Goble Rausche Likins and Agsaciales,
Inc. employees for their wital contributions and significant effort in Préparing this manual:
Ms. Barbera Strader. Ms. Beth Richardson, Mr. Scott Webster, Mr. Neil Harnar. Mr. Jay
Berger and Mr, Joe Bena.
viliDesign and Construction of Driven Pile Foundations - Volume 1
Table of Contenta
NEED FGA A PILE MANUAL
1.41 Scope of Manual .
1.2 Information Sources .
Rejerences -
ECONOMICS OF STRUCTURAL FOUNDATIONS .
21 Altemate Foundation Considerations
22 Wse of Value Engineering Proposals
23 Design - Build Proposals .
24° Examples of Cost Savings by Utilizing Modem Design and
Construction Contral Practices
Fielerences ee ee eee
OVERVIEW OF PILE FOUNDATION DESIGN AND CONSTRUCTION
31 Design of Pile Foundations
3.20 Construction af Pile Foundations .
33 Geotechnical Invowement in Pile Foundation Project Phases
34 Driven Pils Design-Construction Process
35 Communication
SUBSURFACE EXPLORATIONS
4.1 Subsurface Exploralion Phases... 1.2...
4.4.4 Planning the Exploration Program {ottice work).
4.12 Field Reconnaissance Suey
4.1.2 Detailed Site Exploration :
42 Guidelines For Minimum Structure Exploration Programs .
493° Methods of Subsurface Exploration .
44 Soil and Rock Sampling , sees
441 Disturbed Sail Samplers...
442 Undhisturbed Soil Samplers
44.3 Rock Core Samplers .
45 Gtound Weter Monitoring .
46 Subsurface Profile Development
References . ween
al
213‘Table of Contents (continued)
IN-SITU TESTING .
51 Cone Penetration Test (CPT) and (CPTU}
5.1.1 Equipment Description and Operation ,
5.1.2 interpretation ct CPT/CPTU Test Results
5.1.2 Advan
5.2 Plessuremeter Test - (PMT} .
53 Dilatometer Test - (DMT)
5.4 Vane Shear Test
5.8 Dynamic Cone Test
References:
LABORATORY TESTING
6.1 Types of Tests .
6.1.1 Classification ana Index Tests
6.1.2 Sheer Strength Tests
6.1.3 Consolidation Tests :
6.1.4 Elecire Chemical Classification Tests
62 Laboratory Testing tor Pilé Criveability Considerations
References
FOUNDATION DESIGN PROCEDURE
Fi Foundation Design Approach
7.2 Consideration of Spréad Fooling Foundation . .
7.3 Establishment of a Need For 4 Deep Foundation
Reterences .. :
PILE TYPES AND GUIDELINES FOR SELECTION
8.1 Qvenaew of Typical Pile Types .
82 Timber Piles, -
83 Steel H-Piles
4 Steal Pipe Piles
85 Precast Cancrele Piles
85.1 Prestressed Concrete Pilas
&5.2 Reinlorced Concrete Piles
45.3 Concrete Cylinder Piles ,
6 Cast In Place Conerete Piles
8.6.1 Cased Daven Shell Concrete Piles
862 Uncased Concrete Piles
a and aaacwantages of CPTJCPTU Tests
1
2
Be
6-6
Late
6?
Bo
el
ha
Tea7
6a
Bo
Table of Contents (continued)
Composite Pies -
Q.7 1 Precast Concrete - Steel Piles
4.7.2 Woad Composite Piles .
47.3 Pipe Carrugatad Shell Piles
4.7.4 Gamposite Tapered Precast Tip - cen)
8.7.5 Polymer Composite Piles
Design Considerations in Aggressive Subsurface Environments
6.1 Carosion of Slee Piles . :
8.82 Sulfate and Chloride Altack on Concrete Piles
8.63 Insect and Marine Borer Attack on Timber Files
&.6.4 Design Options fer Piles Subject ta
Degradation or Abrasion
Selection of File Tye
Referances
STATIC AMALYSIS METHODS:
31
ge
94
ga
96
26
a?
Basics of Static Analysis
Everts During and ater Pile Driving.
$21 Cohésionless Soils
922 Cahesive Soils
Load Transfer :
Effective Qverburden Pressure
Considerations in Selecugn of Design Soil Strength
Parameters cee .
Factors ol Satety
Design of Single Files
9.7.1 Beating Capacity of Single Piles
87.1.1 Bearing Capaenty of Pilas in
‘Cohesioniess Sails
37.11a Meyerhot Method Based on Standard
Penetration Test (SPT} Osta
97.1.1b Nordlund Methad
9.7.1.2 Bearing Capacity of Piles i in Cohesive
Soils oo.
97.128 Total Stress - a. Method
97.1.5 Effective Stress Method
97.14 Bearing Capacity of Piles in Leyes
Soils
xi
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8.31
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8.35
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a?
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IT
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SAT
22
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S39
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8-5228
ORe
O73
Tatle of Contents (continued)
97.1.5 Baaring Capacity of Piles Using
FHWA Computer Programs, ,
9.71.58 The SPILE Computer Program
§.7.1.5b The ORIVEN Computer Program
2.71.6 Gearing Capacity of Pies on Bock .
3.7.1.7 Methods Based on Cone Penetation
Tast (CPT) Data ,
97.1.7 Nottingham and Schmertmann Method
971.76 Laboratoire des Pants et Chaussees (LPC)
Uplitt Capacity of Single Piles .
Lateral Capacity af Single Piles
37.31 Laleral Capacity Design Mathods.
9.73.2 Brome’ Method |.
9739 Reese's COMé24P Method
Design of File Groups.
aa
BB2
9.8.3
984
Axial Compression Capacity of Pie Groupe
98.14 Pile Group Capacity in Cohesioniess Soils
$812 Pile Group Capacity in Cohesive Soils
$813 Block Failure of Pile Groups
Settement of Pile Groups . : .
8.8.2.1 Elastic Compression of Piles bce cee
9.8.22 Settlements of Pile Groups in
Cohesioniess Sols |... .
98.222 Methad Based on SPT Test Dara
98.22b Method Based on CPT Test Data... .
986.23 Settlement of Pile Groups in Cohesive
Soils ee
S824 Settlement of Pile Groups in 1 Layered
Soils os
9825 Settlement of Pile Groups Using the
Janau Tangent Modulus Approach
9.6.2.6 Settlement of Pile Groups ‘sing the
Neutral Pane Method -
Uplift Capacity of Pile Groups
224.1 Group Uplift Capacity by AASHTO Code
9.4.9.2 Tomlinson Group Uplift Method
Lateral Capacity of Pile Groups -
aii
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388
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od
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9-127
9.127
9-128
“8440Tabla of Contents (continued)
99 Special Design Considerations
3.9.1 Negative Shatt Assistance or Dewndiag
88.4.1 Methods for Determining Negative
Shall Resistance
@9.1.1a Traditional Approach to Negative
‘Shalt Resiatance:
89.1.2 Methods for Reducing Negatine Shatt
Resisiange Forces
832 Verteal Ground Movements trom Swelling ‘Soils
992 Lateral Squee7e pf Foundation Soil
2.2.9.1 Solutions to Prevent Tilling
9.9.4 Bearing Capacity of Sites in Soils Subjact to Scour
995 Soil and Pile Heave . :
99.6 Segmig Considerations :
3.1 Additional Design and Construction Cansitterations
9.10.1 “ime Effects an Pile Capacity
8.10.11 Soil Setue
9.1912 Relaxation .
9.10 1.3 Estimation of Pore Pressures During
Driving .
910.2 Effects of Predliing cr Vetting o cn Pile Capacity
9.10.9 Effects of Site Dewatering on Pie Capacity
9.10.4 Gensitication Elfects on Pile Capacity andi
Installation Conditions
9.10.5 Plugging of Open Pile Sections
910.6 Design Considerations Que te Pile Drwing induced
Vibwations . toe
910.7 Pile Onveabinty . ee
9.10.7.1 Factors Attest fing Driveability
910.72 Methods tor Determinng Pile Oriveability
9.10.73 Criveability Versus File Type
References: : .
Student Exercise #° - Construct A p, Diagram
Student Exercise #2 - Nordlund Capacity Calculation
Student Exerc'se #3 - C-Mechod Pile Capacity Calculahon
Siudent Exercisa #4 - O-Method & Nordlund Method File
Capacity Calculation i1 a Layered Soil Profile
sau
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: 9-135,
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8-145.
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» 8160
. 2162
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9-166
9-167
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9-183
. 9-189Table of Contents (continued)
Student Exercise #5 - Etfactive Svass Pile Capacity
Caleutation in a Layered Soil Profile : we
Student Exercise #6 - LPC Methad Pile Capacity Calculation
Student Exercise #7 - Pile Group Settlament in Layered Prafile
Student Exercise #8 - roms’ Melhad Lateral Capacity Analyas ..
OVERVIEW OF DYNAMIC ANALYSIS METHODS
10.1 Need for Modern Dynamic Analysis Methods
12.2 0 Methods of Modem Bynarne Analysis.
10.3 Driving Aesistance Criteria
References
. ALLOWABLE PILE STRESSES
11 Factors Alfectirg Alluwable Design Stresses,
11.2 Driving Stresses . : meee :
113° AASHTO Allowable Design and Dring Suesses
11.3.1 Steel H-piles : a
1132 Steel Pipe Piles (unfilec) , vee
11.3.3 Steel Pipe Piles ttop driven and concrete filled)
11.3.4 Precast, Prestressed Concrete Pilas ,
11.3.5 Conventionally Rentorced Concrata Piles
11.36 Timber Pites .
Referonces
CONTRACT DOCUMENTS - bbe eee
12.1 Overview ot Plan and Specification Requirements
“22 Background and Reasons For Spacificabon improvement .
12.4 Seneric Oriven Pils Soeciication
Reterences cee vee
PILE FOUNDATION DESIGN SUMMARY
13.1 Introduction... wee oan
13.2 Block 1 - Establish Requiremanis for Structural
Conditions and site Characterization
#29 Glock 2 - Obtain General Site Geology bee
13.4 Block 4 - Collect Faundation Experience trom the Area
13.3 Block 4 - Develop and Execute Subsurlace Exploration
Program . sees oe
xiv
Page
3-199
3-203
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9-213
10-1
10-2
10-3
10-4
10-6Table of Contents (continued) Page
136 Blocs § - Evaluate Internation and Select Foundation
Syslen : - 1S
137 Block 6 - Daep Foundalicn Type : 137
18.8 Block 7 and & - Selec! Drmen Pile Type Lo. WRT
13.9 Block 8 - Select Pilg Length and Calculate Pertormance
Under Specified Leads : -- 136
13.9.1 Single Pile Capacity ....0.. 0... totes 1o&
13.92 Ple Group Capacity cee 13.8
13.93 Group Settlement Calculations... 0... 13-13
1394 Laveral Pile Capacity Analysis 13-14
13.95 Uplill Capacity Calculations 1315
13.9.6 Negatwe Shalt Resistance ISB
1397 Lateral Squeeze Evaluation ISA?
13.9.8 Overall Design Assessment see see ee WRT
12.10 Block 19 - Calculate Crivesbility bones - 2. WTF
13.74 Block 11 - Gesige Setistactory? : cee 1318
14.72 Block 12 - Prepare Plans and Specifications, Sot Field
Gapacily Determination Procedure 13-18
18.53 Block 13 - Contractor Selection 2... 2, oe 19-16
1344 Block 14 - Perform Wave Equation Analysis of
Contractor's Ecuipment Submission see 1215
13.°5 Block 15 - Set Preliminary Griving Criteria wee 19-19
13°68 Btock 16 + Drive Test Pile ano Evaluate Capacity 1319
13.17 Block 17 - Adjust Driving Critera er Design... . . 1219
1318 Block 18 - Construction Control cee 12-20
FOUNDATION OESIGN REPORT PREPARATION bette eee TA
144 Guidel nes For Founciation Design Resort Preparation’ 14-2
ta2 Paris of a Foundation Dasiqn Repert . bee wee 143
143° Information Made Available to Bidders 14-10
Reterences . - - voce W411APPENDIX A
APPENOIX B
APPENDIX G
APPENDIX DB
APPENDIX E
APPENDIX F
APPENDIX G
Table of Contents (continued)
List of Appendices
List of FHWA Pila Foundation Design and
Construction Feterences : :
List of ASTM Pile Design and Testing Spacitications ,
Information and Data or Vanous Pile Types
Pile Hammer Information
Subsurace Exploration Results for Peach Freeway
Design Proplem sae -
Peach Freeway Example Problem Calculations
Student Exercise - Solutions . .,
xvi
PageTable 2-4
Table 2.2
Table 2-3
Table 2-4
Table 4-1
Table 4-2
Table 4-3
Table 4-4
Table 4-5
Table 2-4
Table 4-7
Table 5-1
Table 5-2
Table 5-3
Table &1
Table 6-2
Table 7-1
Table 8-1
Table 8-2
Table B 2
Table 9-1
Table 9-2fa)
Table 9-2ib}
Table 9-3
Table 8-4
Table 8-5
Table $6
Table $7
Tabla $-8{a)
List of Tables
Cost Saving Recommendations For Pile ®oundations
Foundation Cosi Savings Far The Alsea Fiver Bridge .
Foundation Cast Savings For The Third Lake
Washington Gndge ... .
Foundation Cost Savings For ‘Oregan Bridges: .
Subsurface Exploration Phases . .
Sources Of Subsurface information anc u oe
Exampla Fiald Reconnaissance Repo Form .. .
Methads of Subsurface Explorations
Empirical Values For #. 0., and Unit Weaght of Granular
Soils Based on Corracted MN [atter Bowles, 1977)
Empirical Values For Uncontined Compressive
Strength (q,) and Consistency of Cohesive Soils
Based on Uncorrected N jslter Bowles, 1977)
Undisturbed Soil Samples
Summary of in-Suu Test Methods -
Drill Rig With 45 «N Push Capacity
Truck With 189 KN Push Gapacrty
Laboratory Tests on Soils For Foundation Design
Typical Values of Sensitwity From Sowers (1979)
Foundation Types and Typical Uses
Technical Summary of Piles
Bile Type Selection Based on Subsurface and Hydraulic
Conditions , .
Bile Type Selection Pile Shape Effects
Methods of Static Analysis tor Pilas in Cohesioniess Sails
Design Table for Evaluating K, for Piles when @ = 0° and
= 9.0099 10 9.0830 ym
Design Table for Evaluating K, for Piles when i - 0° and
V = 0.090 10 0.930 mm .
Methods of Static Analysis For Piles | in 1 Cohesive Sails
Approumate Range of § and N, CasHicients
{Follenius, 1991)
Engineering Classification for In-Situ ‘Rock Quality
CPT C, values
Driven File Type Catenoiies tor LAC Method
Curve Selection Based on Pile Type and Insertion
Procedures far Clay and Sit
vil
Page
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a8
ant
4-2
a4
a5
49
aig
418
4-20
52
55
63
BB
F3
ad
8.39
840
B18
fadTable 9-8(b)
Table 9-9
Table 8:10.
Table 9-14
Table 9-12
Table 9.14
Tabla 9-14
Table 9-18
Table 916
Tae 11-1
Table 11-2
Table 11-3
Tanlg 11-4
Table 11-5
Table 11-8
iabe 12-1
Table 13-1 a)
Tahle 13-1fbj
Table 43-2
Table 12-2{0)
Table 13 2ich
Table 13-3iaj
Table 13-3(b)
Table *2-4(a)
Table 124ib1
List of Tablas (continued)
Curve Selection Based on File Type and Insertion
Procedures for Sand and Gravel wae
Cone Bearing Capacity Factors tar LPC Method!
Values of Coefficients n, and n, for Cohesive Sats
Values of K,, For Cohesioniess Sails
Representative Values of €,, for Clays
Pepresentative « Values lor Clays ang Sands
Typica: Modulus and Stress Exponent Values
Laterally Loaded Pite Groups Studies
Soil Setup Factors (ater Rausche ev al, 19865
Maximum Allowale Stesses For Steel H- Piles
Maxirnum Allowsible Stresses Far Uniilled Steet pe Piles
Maxmum Allowable Stresses For Top Driven, Concrete
Filled, Steai Pipe Piles so : Loe
Maximum Allowable Srrasses For Precast, Prestressed,
Conerete Piles 2... . oan
Maxinum Allawabe Stresses For Conventionally
Fentorced Concrete Piles bee
Maximum Alicwable Stresses For Tmber Piles
Aitomate Approval Methoo : :
North Abutment Pile Capacity Summary for 14.5 rv
Pile Embedment tenes
Nerth Abutment Pile Length Summary for a
1780 KN Ultimate File Capacity
Pier 2 Pic Capacity Summary [or 10.0 rn Pile
Einbedment . see .
Per 2 Pile Leriyth Summary fore 1.780 kN
Uitmate Pile soe . :
Pier 2 Pile Capacity Summary Belora and Alter Channel
Degradation Scour Based on Nordlund Method
Fier 3 Pile Capacity Summary ter 13.9 m Pile
Embedmert bee oe
Pier 3 Pile Length Summary for a 1,780 kN
Litim ale Pile Capacity Loneee
Seuth Abyiment Pile Capacity Summary fora
17.6 m Pile Embedmert bene
South Abuimen: Pile Length Summary tor a
1.780 kN Ultimate Pile Capacity
ait
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12-15
13-9
13-10
» 19-10
13-10
11
12-11
a2
. TeleFigure 3.1
Figure 2.2
Figure 3.3
Figure 4.1
Figure 4.2
Figure 43
Figure 4.4
Figuie 45
Figure 4.8
Figure 5.1
Figure 9.2
Figure 8.3
Figure 5.4
Figure 7.1
Figure 8.1
Figure 4.2
Figure 4.4
Figura &.4
Figure @.5
Figure 9.1
Figure 9.2
Figure 8.3
Figuie a4
Figure 9.5
Figure $6
List of Figures
Onyen Pile Design and Ganstruction Process .
Design Stage Communication
Caonstructian Stage Communication
Split Barrel Saripler {alter FHWA, 1972) .
SPT Harimer Typas
SPT Test Results for Salety and Automatic Hammers
(ater Finno, 1989) .
Charl for Correction of N- values in Sand ‘pt Influence of
Effective Qverburden Prasaure (afler Peck. ef al. 1874)
Thin Wall Open Tube (atter FHWA. 1972)
Rigid and Swivel Type Double Tube Core Barrels
(alter FHWA, 1972]
Terminology Régarchng the Cone Penelrometer (irom
Robertson and Campanella, 1989)
Simplified Soil Cagsitwation Chart tor Star dard Electronic
Friction Gone {after Robertson st af. 1986)
Typical CPT Data Presentation .
Wane Shear Device (after FHWA, 1972)
Situations nm which Deep Foundations may be Needed
(moadilied from Vesic, 1977)
Pile Classification
Typica Prestressed Concrete Files (atter PCI, 1983)
Typica! Details ot Convantionally Reinforced Concrete
Piles (alter PCA, 1951)
Concrete Cylinder Pile
Less af Thickness by Gorosion for Steel Piles in
Seawater (atte: Morley and Bruce, 1883)
Situation Where Twa State Analyses are Nocessary -
Que 16 Scour -
Situation Where Two Static Analyses are Necessary -
Due 16 Fill Materials
Compaction of Cohes cnless Soils During Drrar'g of
Piles (Broms 1966) te
Disturbance of Cohesive Soils Curing Driving al Piles
(Bravis 1966}
Typical Load Transfer Profiles
Effective Overburden Pressure Diagram - Water Table
Below Ground Surface... 2. eee eee
XK
34
312
aaa
az
413
414
416
418
41g
5a
87
5-8
Sil
76
a2
et
322
$24
a
3.3
O68
36
89
oiFigure &.7
Figure 9.8
Figue 9
Figure 9.10
Figure 9.14
Fgure 912
Figure 9.13,
Figure 9.14
Figure 2.15
Figure 2.18,
Figure 8.17
Figure 918
Figure 3.18
Figura 9.20
Figure 92)
Figure 9.22
Figure 9.29
Figure 9 24
Figuie 4.25.
F.guié 9 26
List of Figures (continued)
Efiective Overburden Pressure Diagram - Walter Table
Above Ground Surtace
Seil Pratila for Factor of Satety Discussion :
Nordlund's Generai Equation for Ultimate Pite Capacity
Relation of 64 and Pile Displacement, Y, for ¥arious:
Types of Pies (after Nordlund, (97a) oe
Design Cutve For Evatuating K, For Piles When @ = 25°
{atter Merdlund, 1979)
Design Curve For Evaluating K,
lalter Nordlund, 1979)
s For Piles When ¢ = 30°
Design Curve tor Evaluating K, for Piles when @ = 35°
(after Nordtund, 19793
Design Curve for Evaluating K, for Piles when ¢ = 40°
taller Nordlure, 1979)
Correction Factor For Ky Whar 6 = ¢ falter Nordlund, 1979)
Chart For Estimating o, Coefficrent and Bearing Capacity
Factor N', (Chart modified from Bowles, 1977}
Relationship Between Maximum Unit Pite Toe
Resistance and Friction Angie tor Cohesionless Soils
(after Mayerhol, 1976)
Adhesion Values for Piles ir Cohesive Scitg
ister Torntingon, 1979) .
Adnesion Factors for Onven Piles in Clay (alter
Tamlinsen, 1980)
Chart tor Estimating 2 Coefficient versus Soil Type o'
Angie (alter Fellentius, 1991) beens
Chait for Estimating N, Coefécient yereus Soil Type ¢°
Angle falter Fellenius, 1991) . : :
Fenetrometer Design Curves for Pile Side Friction in Sand
{after FHWA Implementation Package, FHWA-TS-78-209)
Design Curve for Pile Side Fretion in Clay fafter
Schmertmann, 1978) -
llustration of Nottingham and Schmertman Procedure
fov Estimating Pile Toe Capacity (FHWA-TS-78-209)
Maxnnum Unt Shait Resistance Curves for LPC Method
Soil Sesistance to a Latersi Pile Load (adapted
from Srnith, 1989) ,
x
Page
11
O15
g-24
9-29
oa
eae
9-33
9-26
5-38
3-43
aq
oF
9468
9-60
a71Figure 9.27
Figure 9.28
Foue 9.29
Figure 9.30
Figure 9.31
Figure 9.32
Figure 9.33
Figure 8.44
Figure: 9.35
Faure 236
Figure 9.37
Figure 9.38
Figure 9.39.
Figure 9.40
Figure 9.41
Figure #42
Figure 9.43
Figure 9.44
Figure 9.45
Figure 9.46
List of Figures (continued)
Ultimate Lateral Load Capacity of Shorr Piles irs
Cohesive Soils . -
Ultimate Lateral Load Capacity ot Long files in
Cohesive Soils
Ultimate Lateral Load Capacity at Snort Piles in
Cohssicnless Soils.
Ultimate Lateral Load Capacity of Lang Piles
in Cohesionless Sails we
Load Deflection Relalionship Used in Determination of
Brome’ Maximym Working Load :
Lateral Deflection at Ground Surface af Piles in in
Cohesive Soils -
Lateral Detlection at Ground Surtage of Piles in
‘Cohesionless Soils -
COMB24P Pile-Soil Model :
Typical p-y Curves for Byctile and Brittle Sail
latter Coduto 1994)
‘Graphical Presentation of COMEze ‘Resuks
(after Reese, 1986)
Comparison of Measured and COME2aP Predicted Load.
Detlection Behavior versus Depth (ater Kyfor et af 1992}
Stress Zone trom Single Pile and Pile Group
{afler Tomlinson. 1994) . :
Overlap of Strese Zones far Group of Fries ten Piles |
(after Bowles, 1998} vee
Measured Dissipation of Excess Pore Water Pressure i in
Seil Surrounding Full Scale Pile Groups:
{alter O'Neill, 1983}
Three Dimensional Pile Group Configuration
(after Tomlinson, 1994)
Equivalent Footing Concept
Typical eiog p Curva fram Laboratory Consolidation Test .
Pressure Distribution Below Equwvalent Footing tor Pile
Group (adapted trom Cheney and Chassie. 1993) ..
Values af the Bearing Capacity Index, C’. for Granular
Soil (modified after Cheney and Chassie, 1993)
The Non-Lingar Relation Between Stress and Strain in
Soil (alter Fellermus, 1990) ,
a2
9-83
eas
8-86
9-80
9-90
B93
3-98
10
3-103
9-105
. 9-108
2 ot)
9112
9415
8118Figute 9.47
Figure 9.48
Figure 9.49
Figure 9.50
Figure 9.51
Figure $.52(a}
Figure 9.52(p)
Figure 9.53
Figure 9.54
Figure 9.55
Figure 0.56,
Figure 9.57
Figure 9.58
Figure 9.56
Figure 124
Figure 13.1
Figure 13,2
List of Figures (continued)
Neutral Plane (after Goudrealt and Fellenius, 1994}... .
Uptift of Pile Gioup in Cohesionless Soil (after
Tamiinson, 1994} . beeen ee
Uplift of Pile Group in Cohesive Soils (after
Tomiinson, 1994) oo.
Iustration of p-muttiplier Concept for Lateral
Group Analysis bene vee
Typical Plos of Load versus Deflechon and Bending
Moment versus Deflection fer Pile Groug Analysis
(adapted from Brown and Bollman, 1993) .
Common Downdrag Situation Due to Fill Weight
Commen Downdrag Situation Due to Ground Water
Lowering
Pressure Distribution Chart Beneath the End ol a Fi
{After Chaney and Cassie, 1963)
Examples of Abutment Tiltitg Due to Lateral Squeeze
Local and Channel Degradation Scour
Balance of Forces on Pile Subject to Heave {after
Haggerty and Peck, 1971} sees
Excess Pore Water Pressure dua to Pile Dri
{after Poulos and Davis, 1980) _ . .
Plugging of Open End Pipa Piles {alter Paikowsky and
Whitrnan, 1990) . eee tee ee
Plugging ol H-Pilgs {after Tomlingen, 1994)
Pils and Oriving Equipment Qata Form
Oriven Fite Design and Constuction Process
Peach Freaway Subsurtace Profile
ing
we
Page
2125
3129
. 9129
S131
9-138,
8-138,
9-138
lal
84148
o148
9-151
157
9163
- 9163
» 1241
13-2
13-6PoP >
p
A
LIST OF SYMBOLS.
Pile cross sectional area,
Pile cross seclion area at pile toe of an unplugged pie section
Pile shalt extenor suriace area.
Pile shalt interior surface area.
Pile toe area.
- Width of pile group
Projected width of pile group al depth d
Pile ciareler.
Distance from. mudpoini of slope to centerline of embankment fill
- Wave speed of pile matenal
Conwarsion tactor tor cane tip resistance to s:eeve Inction.
Compression index.
Recompression index
Pile perimeter at depth d
Correction bactor for K, when Ss.
Correction lactor for SPT N value.
Dimensionless shape factor.
Cohesion
Effective eohesian.
xxiiiLIST OF SYMBOLS (continued)
Adhesion of shear stress between the pile and soil at failure,
Undrained shear strength or can be determined fram we.
Average undrained shear strength around pile group.
Undirdinad sheer swength below pile toa jevel.
Pile embedded length.
Pile embedded length into bearing stratum.
Relative density.
Depth.
Length of pile segrnent
Modulus ol elasticity of pile material
Manufacturers rated hammer anergy
Soil modutus,
Void ratio,
Eccentricity of applied load for tree-headad pile,
Initial woid ratie,
Cone unit sleawe friction,
Average cone unit sleeve friction.
Ulurnate compression strength tor concrete
Negative unit shalt resistance over the shalt surface area,
xxivLST OF SYMBOLS (continued)
Effective prestrass alter lagses.
Positive unit shaft resistance over the shaft surface area.
Interior unil shall resistance.
Exterior unit shall resistance.
Yield stress of pile material far steel.
‘Onginat thickness of stratum.
Ram sake.
Height of embankment fill,
Moment of inertia,
Influence factor fer group embadment
Stress exponent,
Ratio of unit pile shaft resistance to cone unit sleeve friction tor cohesionless.
soils.
Cone bearing capacity factor.
Coefficient of horizontal subgrade reaction.
Caefficient of earth pressure at rest
Rankine passive pressure coefficient.
Coeticient of lateral earth pressure.
Slope of soil madulys.Pa
LIST OF SYMBOLS (continued)
Total pile length
Length of pile s2tween nwo measuring points under no load conditions.
Resisting mament of ‘he piia.
Cimensionlass modulus number,
dimensionless recempression modulus sumber.
Uncorrected field SPT resistance value.
Corrected SPT resistance value.
Average Curected SPT resistance value.
Number of harimer alow per 25 mm.
Dimensionless bearing capacmy tactor.
Dimensionless baaring capacity ‘actor.
Toe bearing capacity coficient,
Empirical costficient for calculating tha coelficient of subgrade reactian.
Emp rical coetficient for caloulating the ccelticlent of Sutgrace reaction
P-multiplier for p-y curve,
Soil resistanee per unit pile length,
Change in pressure.
Pregonsolidat on pressure.
Effective overburden pressure at the center of depth increment d
raryPope pp
Qo
1
a
a
LUST OF SYMBOLS (continued)
Design foundation pressure.
Pressute,
Effective ovatnurden pressure.
Average effeclwe overburden pressure.
Total overburden pressure, also effective overburden pressure al the pile tos,
Load.
Load increment,
Allowable design load of a pile.
Dead ipaq on a pile.
Live ioad on a pile
Maximum allowable lateral working load.
Drag Ioad on a pile.
Ulimate pile capacity,
Uhimate pile group capacity.
Cone tip resistance.
Average cone tip resistance,
Limiting unit toe resistance.
Unit toe resistance over the pila toe area.
Uncontined compressive strength.
Xvi5
Sy
5,
LST OF SYMBOLS (contnued}
Friction ratio or fsva,.
Wlumate pile shall resistance,
Ultimate pile toe resistance,
Ultimate sail sesistarce.
Section modulus about an axis perpendicular to the load plane.
Sensitivity of a conasive soil
Estimated total settlement.
Set per blow.
Settlement at failure,
Oisplacement,
Pore water pressure (neutral pressure).
Voluma ot soi) displaced per uni length of pile,
EXfective weight of pilesso® block
Weight of sod plug.
Lateral soil (o1 pil6} deflection.
Length of pile group.
Pigjected length of pile group at depth a
Pilé spacing
An empirical adhesion factor
soxwiita,
ey
4
Yo
ve
Ke
LIST OF SYMBOLS (continued)
Ratio of pile unit shaft resistance to cone unit sleeve Inction for cohesive
sails.
Dimensionisss factor n Nerdiund method (dependent on pile depth width
relatonshipl.
Beta shat resistance coefticient,
Dimensionless length facter ter lateral load analysis.
Elashe compression
Maximum excess pore aressure.
Friction angle between pile and sal.
Strain.
Strain at 2 maximum principal stress
Dimension
length factor far lateral load analysis.
Pile group efficiency
Toral unit eveight of soil.
Buoyant unit weight of soil
Dry unit weight of soil
Unit weight of embankment [ill
Unit weight of water
Normal or total overbyrden stress (pressure).
Effective stress or (a - u}.
oxicLIST GF SYMBOLS {continusd)
Masirnum allowable stress in compression parallel to Ihe wood grain.
Precanschdaton pressure or stress,
Vertical consolidation stress.
Effective stress aller stress increase,
Effective stress aricr to stress ne¢reasa,
Constant reference stress.
Shear strength of soil.
Angle ct internal fiction of soil
Effective angle of imernal friction of sci
Angle of pile taper iran vertical
200%IEED FOR A PILE MANUAL
In 1985 the Federal Highway Administration gublished the first edition af this manual
The goals of that work are unchanged. so if is uselul ta repeat them bere with riocest
updaling
1. There exists a vast quantity of information on the subject af pile toundations which
Presently is not compiled in @ form which is useiul ta most practicing engineers
There are proven rational design procedures, intormatien on construction materials,
@qupment and techniques, and uselul case histones. Unfortunately. much of this
infonmetion is tragmented and scattered. Standard texttyooks and other publicalians
on the subject tend to be tnearetically oriented: practining design and censtructinn
engmeers alten tind them lacking in practical aspects.
ne
Many of the methods currently in practice olten lead to unnecessarily conservative
designs because they ale based solely on experignce and tradition with ite
theoretical background. Newer and more rational design procedures and techniq ses
can be applied to provide more economical pile systems which will safely suapert te
applied structural loads wtnout excessive salety factors.
oa
Dunng fiscal year 99, FHWA and the Stale Transportation departments spent
approximately 5.0 billio? dollars for constructing, replacing. or rehabilitating bridges.
Of that amount approximately 1.5 billion dallais were agent on bridge substructures
and of that. al least 750 million dollars were spent on foundations. la acddion city
and County gavernmerts, whose practices clesely follow tha Stale practices, spend
large amaunts on construclion of bridges There are opportunities lar substantial
savings in foundation construction. costs, scecifically in the area of pale ‘oundatiens.
Cost savngs can be achieved by the use of improved methods of design and
construction Lechnalegy 4 minimum of fifteen percent of the substructure cast can
be easily saved by util7ing such methods and, in most cases. the savings are more
significant.
4A comprehensive manua has been needed tor some time to tanster avaliable
technology and to upgrade the level of expertise in pile foundations. This marwal is
intended to fulfill that nged as well a6 fo establish minimum design standards.
a]5. Design criteria tor major and Unusual bridge structures is becortung more complex
and sophisticated. Extreme design events such as scour, debris loackng, vessel
impact, and seismic events produce great need for foundation performance under
lateral ancl upkft loading, group behavior, and substructure - superstructure
interaction. Thus new series of peffennance criteria frequently result in foundations
which are more costly, more complex to dagign, and more difficult to construct,
The original manual represented a major advance in that it eluded the mest modem
technology for pile design tnal was available At the same time. the manual presented
{ig technology so that it was usable te ihe practicing engmeer. The work was very
sutcessiul helping many transportation departments i modernize their design
piocedyres. Ten years have since elapsed. Changes in pile design. constructicn, and
erlonmance requirements make it necesgary 1a update the manual
1.1 SCOPE OF MANUAL
Since mod? pilas used for highway structures are driven piles. and ta keép this manual
fo a manageable size. this manual is limited 10 driven piles The manual has been
deed into lwo volumes, Volume! covers the design ol pile foundations and Volume.
HV cavers instalation, construction control, and inspection. However. sufficient
information is provided in Volume Iso thal spread footings and drillad/bored piles, e.g,
Griled shafts, auger cast piles, etc., can be congidgred in the foundation type selection
Process. This manual js intended to serve as a reference to all practical aspects of the
dosign and cansituction of drwen pile foundations,
All aspacts Of pulé foundation design and construction, including subsurface exploration
and laboratory testing, design analysis, foundation report preparation, and construction:
monitaing are covered in» systematic manner. Theoretical discussions have been
included only where necessary. Specific recommendations are mada wherever
appropmate. Workshon exercises are includad to prowde hands-on knowledge ta
workshop participants and manual users
Ihis important for design and construction engineers and pile construction inspectors to
be amiliar with dite driving equipment, accessories and inspection procedures A
Sépiate section on this subject is included in this maryal to tultill thig need
1-2Quring the pariod thal the lirst edition of this manuat was in use, several changes:
‘occurred in design requirements. For example, more slangent raquirements for scour,
vessel Infact and seismic events have been implemented in design. The scour
fequirements make pile driveability anatysis mare critical For vessel impact and seismic
considerations, both pile uplit and lateral analyses are becoming more important. It has
become much mare common to consider the effects of spit Strength changes with time
in the design and construction process. In the past len years, a better understanding
of pile group behavior has been gained and this inowedga is now being put into
practice. Finally, Systems internatonal (Sl) units are being adopted for highway
construction anc they will be used throughout the updated manual
Ag wilh the previous donument, this edition is still the basis for a course on the design
Of driven pile foundations. This course will continue the ariginal geal of modernizing
transportatian department practice in this aréa, Also, new engingers continue to join
fransporlatian department organizations and require Updating at their knowledge in the
Practical aspects of pila design and installalion.
The use of Load and Resistance Factor Design (LAFD} for highway bridges has been
approved by the Subcommittee for Bridges and Structures of the Amencan Association
of Stale Highway and Transportation Officals (ASSHTO) This design Philesephy
includes toundations ant. of Course. driven piles. Thes manual will continue to follow the
aorking stress design philosophy but il is appropriate to wctude @ brief discussign of
LRFO here to offer a conceptual introduction to the method.
In tha LRFD design approach, the traditional "Satety Factor’ ig divided into a number cf
Partial salety factors on the toads, Load Factors, as well as factors an the suength,
Resistance or "“@-Factors.” The Load Factors have been developed tor the various loads
and selected load combinations by steuctural engineers using grobablistic concepts.
They have also developed the necessary @-Factors for the various structural materials,
elements, and failure modes. The resuits of resgarch sludies have been extensively
Sublisned and discussed in the structural design community, The @-Factors for
foundation design have also been selacted (Barker ez al 1991}
The general methods of Load and Resistance Factor Design have been presented in
engineering schools for the past 30 years in structural design courses DUT iis generally
4 few concept 10 most foundation spacialists.1.2 INFORMATION SOURCES
‘The intormation presented in this manugl has been collected fram several sources. The
information has been condensed, modilied and upcoted as needed. The sources
include state-of-the-art technical publications, manufacturers’ literature, existing Federal
Highway Administration (FHWA) and Transportation Research Board (TAB} publications,
Standard texthooks, and information provided by Stale and Federal transportation
engineers. Reference lists are provided at the end of each chapter.REFERENCES
Barker, F.M.. Duncan, JM , Rojan. KB. Ooi, P.S.K., Tan, CK and Kim, 3G. (1991)
Manuals for the Design of Bridge Foundations. Repert $43, National Guoperative
Highway Research Program, Transportation Research Board, National Research
Catneil, Washington, 0.0.2 ECONOMICS OF STRUCTURAL FOUNDATIONS.
Foundation design snd construction involve engineering. econamic. and cangtructability
considerations pertinent ro the particular site in question. The engineeing considerations
are addressed by determining the foundation loads and performance requirements.
development of the foundation design parameters and design analysis. The design analysis
coupled with past experience will provide geveral feasible foundation alternatives.
The nex step involves an aconomics avalustion al polenta loundatens, Several foundation
allernatives may be satisfactory for the subsurface condinons wnile alec meeting
superstructure requirements. However, cf all IN6 foundation alternatives. generally only one
wil have the least possible cost
Last, the constuctability of a potential foundation must be considered. 4 potential
foundation solution may appear to bé ihe most economical from purely a design
perspective, bul may not be mas! secnomical when limitations on construction activilles are
fully considered. Gonstructability issues such as impac; on adkacent suuctures, equipment.
access, methods, work hours, ef., must be considefed in design.
2.1 ALTERNATE FOUNDATION CONSIDERATIONS
Ta determing the most feasible fauncation altematives, both shallow foundations and deep
foundations should be considered Deep foundation altematwes include beth piles and
drilled shafts. Propnetary deep foundations systems should not ba excluded as they may
be the mos! econaminal alternative in a gven condition This manual covers the design and
constructan of daven pile foundations. Therefore, design and construction procedures tor
shale foundations and drilled shafts will not be covered herein. Addktianal details on
spread footings for highway bridges may ba fourd in FHWiA/RD-86/185 Spread Footings
for Highway Bridges by Gifford et af. (1987). The FHWA/ADSC publication FHWWA-HI-SB-042
by Reese and O'Neill (1988) summanzes design methods and construction procedures for
drilled shafts
A cod! evaluation of all feasible foundation alternatives is essential in the selection af the
‘optimurn founcation system. Pile foundation cost data Io completed projects can be
‘Obtained from statewide average bid prices available from state tansportation agencies.
Foundation contactors can alsc provide rough estimates on foundation items.
24Cost analyses of all feasible alternatives Thay lead ta the elimination ot some foundations
Qualified under the enginesting study. Other factors that must be considered wi the final
foundation selection are avelability of materials and equipment, Incal contractor and
construction iorea experiance, as well as. any environmental lititationsyconsiderations on
construction atcess or activities,
For major prorects, if he estimated casts of alternatives during the design stage are within
15 percent of each ather, then alemate foundabon designs should be considered for
iNalusi¢n in the cantract documents. I sn gliernate design is meluded in the comract
documents, both designs should be adequatery detailed. For example, if wa Pile
foundation atematives are detailed, the bid quantity pile lengths should reflect the estimated
Pile engths for each aliernative, Otherwise, matenal costs andl nat the installed foundation
cost will likely determine the iow bid. Use ot altenate toundation designs will generally
Pravide the most cost elective foundation system
As noted earlier, propnetary pits fyp8s should not be routinaly excluded Irom consideration
In @.given soil condition, & proprietary system may be the mast economical foundation ype.
Therefore, a proprielary system should be considered as @ viable foundation aliernate when
design analyses indicate tha cosi la be within 15% of a conventional design, A conventional
design allemare shoutd generally be included wath Proprietary design alternate in the tinal
Project documents to stimulate competition,
22 USE OF VALUE ENGINEERING PROPOSALS
Value engineering is 4 cast saving technique that can be used eithar in the pre-bid of post
tid stage of a contact Valua engineenng consists of a five step logical thought process
used to obtain the desired performance for the lowest cost achievable. The tive steps may
be described as follows:
1. Information gathering,
2. Information analysis to urderstand the problem,
3. Creative thinking to arrive at altematves giving the same peflormance at lower costs,
ae4 Systematic judging of the results fron step 3.
5. Detailing of selected alternatives from step 4
Value engineering can readily be appled to foundation engineenng by allowing the use ot
value enginvenng change propasals in desiga or construction contracts. The obvious.
benefit of value engineering to the owner is @ lower cost foundation, The consuliant or
contractor reward for an alteralive (oundation éatution 1 typically a percentage ol the cost
savings reakzed by tha owner
For value engineering to ba successtul, the owner must be assured that the foundation
Performance criteria remain satisfied. This requires the owner 9 angage knowledgeable
exper's 10 reviEW and Comment on submiltals a8 well as to be actrvedy involved in resolution
of technical details. In some cases, design verification testing or more sophisticated
SOnstTuction Control May Be required in ordér to confirm toundation performance critena.
Lastly, the review of submitted proposals musi also be completed in a reasonable time
period.
Significant cost savings can result fram value engineering. However, the cast savings
should not be achieved by acceptance ct unproven pile Types. splices, éi¢. Proposed
substtutions should be of equivalent quably and have a documented perlermance record
in similar foundation instatlation conchtiares.
23 DESHSN - BUILD PROPOSALS
Anocber potential cost saving method is the use of design - build proposals. In this
approach, the owner datails the general project scope and performance requirements and
solicits design - build proposals. New cost effective solutions may emerge from the design
- build mathad since mulple firms are locking at the design and construction issues rather
than a single designer. The design - build method alse Slitws contractors to use their
knowledge of special equipment or procedures. In design - bued proyécts, it is important
for the owner to understand and cleally communicate the project scope. performance
requirements, and desired end product a8 well as method of measurement for payment.
Failure to do sp may result in a constucted product not meeting the owners expectatians
or tailing to meet the agreed-upon budget.
a32.4 EXAMPLES OF COST SAVINGS BY UTILIZING MODERN DESIGN AND
CONSTRUCTION CONTROL PRACTICES
There are many factors which enter into the cost of 2 suuciure foundation. tallure to
understand and consider any one of them will add ta the total cost af the work, Use of
Qwerly conservative designs and Mappropnale construction practices may result in
signficantly greater foundation costs. These practices aré also often associated with
increased risk of large change orders or claims.
Use of modern design and construction methods, techniques, and equipment can provide:
an ellicient foundation system without compromising saléty o the service life of the
structure. Outdated pile toundatkin practices usually lead either to extemealy conservative
and efficient piling systerns ar unsate foundations. Opportunities for rational design,
Gonstructon, and cost savings exist in several areas of pile foundations. These
Opporututies are summarized in Table 2-1
Transportation agencies that are taking advantage of modern design and construction
Sono] methods have reduced foundation costs while dolaining gréater confidence in the
safely and the service fife of their structures. The tolleang case histories presen! these
facts very clearly:
2dTORUDD UoHrAsuNE
Pancuduuy wy 150 gs
} amo Que eaepNYOD Aga
Rules EOC Sle
fun fq pareuUAS Bq UPS Bula
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