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Metaphor The Impossible Translation?
Metaphor The Impossible Translation?
Wings
the ground almost, they hit the hawthorn and get thrown
They no longer fold into land only fall splayed. The perceiving
David Hart
Summary
The linguistic concept 'metaphor' has an established place in clinical as well as theoretical
psychotherapy. It has been seen as either analogous to or even fundamental to the analytic
concept of transference. Metaphors have been thought to have a special role in enhancing
This new theory suggests that language depends upon a largely unconscious system of
conventional metaphor. Our bodily experiences are the basis of our understanding of
abstract concepts such as emotions and relationships. Novel and imaginative metaphors
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The traditional approach placed metaphor, along with rhetoric, and by inference,
enhances the scientific status of psychoanalysis and supports and extends the view of
Introduction
Over recent years references to metaphor in the psychotherapy literature have testified to
the special role of metaphor in therapist communications (Kopp 1995, Cox & Theilgaard
1997, Ogden 1997, Barker 1996) or have used the concept of metaphor as an analogue for
special linguistic device in which one thing is described as if it is another. In a tradition that
can be traced back through the centuries to Aristotle, the metaphorical is opposed to the
literal. It is a proper part of poetry and rhetoric. Its function is to create novel meanings that
inspire, and disturb by changing our perspective on reality. The Twentieth century's
second division.
Psychotherapy, with its emphasis on the symbolic unconscious did not find a problem with
this. Whilst linguistics was aiming to become increasingly 'scientific', following Chomsky's
lead in emphasising syntax and seeking a Universal Grammar (Chomsky 1957, Moore &
Carling 1982), psychotherapy continued to embrace the tragedy and romance of narrative.
Psychotherapists resisted the complaint of Popperian scientism that metaphor was not
'literal' or 'objective'. If scientism decreed that only that which could be described in literal
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terms made 'sense', then psychotherapy was left to stand up for the importance of
'nonsense'.
More recently, the science of linguistics has moved on, leaving behind Chomsky's emphasis
on grammar to retake the no-man's land of meaning, semantics. Since 1980, a growing
number of linguists have been attempting to elucidate the ways in which language reflects
the manner in which human beings perceive, categorise and conceptualise the world. The
result has been the birth of a new discipline, cognitive linguistics (Trask 1999).
For cognitive linguists, metaphor is no longer just a special, non-literal, unscientific rhetorical
Psychoanalysts had already been struggling with the paradox this raises. Archard (1984
p71) said “If it is objected that the use of metaphor is a function of an already acquired
language, and that it is we as language users, who construct metaphors, Lacan can
respond that metaphor is an inherent feature of language, one of its fundamental axes.
metaphors based primarily on our bodily experiences. Among the early contributors to this
movement were the American theoretical linguist George Lakoff and the philosopher Mark
Johnson. Lakoff (1987) views metaphor as singularly important in shaping how languages
develop. Johnson (1987) emphasises the fundamental role of the body as the supplier of
schemas that inform the metaphors we live by. By returning to the emphasis on semantics
which inspired Lacan, cognitive linguists are exploring and offering their own unique
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perspective on the symbolic unconscious. Contemporary Metaphor Theory (Lakoff 1993)
explores how language is derived from we might call primary process symbolism. The
psychoanalytic insight that metaphors can penetrate the depths of a patient's unconscious
David Hart's poem (Hart 1998) appears self-conscious of its hyperbolic metaphor. A
butterfly falling to the ground is an aeroplane crashing. A metaphor is, essentially, one thing
described as if it were another. The metaphor turns a deceptively simple pastoral poem into
an exploration of inordinate sorrow. This is poetic metaphor giving a unique insight into the
experience of emotional disturbance. Cox and Theilgaard, (1997 p138) quoting Bowra claim
that, in psychotherapy, 'There is still a place for poetry because it does something that
nothing else will do'. They offer a statement made by a schizophrenic patient;
and conclude 'this is the poetic, archaic language of a chronic schizophrenic. And it does
But how does this statement achieve its effect? Andrew Ortony, in his submission to the
Oxford Companion to the Mind (Gregory 1987), posed the following question,
'Does the comprehension of metaphors involve special processes not normally involved in
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Ortony (1993 p2) summarised the traditional, non-psychoanalytic, non-constructivist
Metaphors characterise rhetoric, not scientific discourse. They are vague, inessential frills,
appropriate for the purposes of politicians and poets, but not for those of scientists because
the goal of science is to furnish an accurate (i.e. literal) description of literal reality.'
'meaning has to be constructed rather than directly perceived, the meaning of non-literal
uses of language does not constitute a special problem. The use of language is an
essentially creative activity, as is its comprehension. Metaphors and other figures of speech
may sometimes require a little more creativity than literal language, but the difference is
quantitative rather than qualitative.' (Ortony 1993 p2) Moreover, the constructivist doubts
that there is a fundamental difference between the objective, literal language of science and
This change of perspective in the scientific community came about as a result of detailed
work by linguists and anthropologists. Lakoff and Johnson's seminal work 'Metaphors we
live by' (Lakoff and Johnson 1980) provided an accessible introduction to this field. Their
focus was not on poetic metaphor, but on the metaphors of every day life. Why, for
example, do we say 'I am in love.' What is there to get 'in'? Moreover, how do we manage to
'fall out of love'? What is it we are getting 'out' of? In the English language an emotional
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examination of the language, idioms and 'dead' metaphor of everyday life, Lakoff and
Johnson provided compelling evidence for their hypothesis that metaphor is pervasive in
They began their book, understandably, by examining in detail the concept ARGUMENT
and the conceptual metaphor ARGUMENT IS WAR. They did this by referring to a large
number of conventional expressions, of which, for reasons of space, I can only give a very
few examples
JOURNEY.
Through field research, Lakoff and his colleagues have collected large numbers of
metaphorical expressions. Analysis of these has led them to believe that they are derived
from a smaller number of conceptual metaphors . These conceptual metaphors are the
roots on which creative, novel metaphors as well as 'dead' conventional metaphors draw.
take some detail from the schema and colour it in for greater immediacy of effect. For each
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of the conceptual metaphors I have given below there are many more metaphorical
expressions.
TIME IS MONEY (Can you spare me five minutes?, I spent too much time on that.).
ACTIVITIES ARE CONTAINERS (How did you get out of doing the washing up? He was in
KNOWING IS SEEING (Do you see what I mean? What is your view on that?)
THE PART IS THE WHOLE (We need some new blood in this organisation. The head of the
company.)
ATTRIBUTES ARE OBJECTS (He caught a terrible cold. She got fatter and fatter.)
EVENTS ARE ACTIONS (The deceased passed over, The child came into the world.)
For Lakoff, the locus of metaphor is not in language at all, but in the way we conceptualise
one mental domain in terms of another (Lakoff 1993). This is what he means by metaphor,
and which I have, following his convention, written in capitals. The examples I have given in
are written as TARGET DOMAIN IS SOURCE DOMAIN. The Target is the subject under
discussion. The Source is the, usually more, concrete concept from which we draw
inferences about the Target. For example the conceptual metaphor ANGER IS HEAT gives
rise to such expressions as 'don't get hot under the collar', 'my blood boiled', 'I just needed
to let off steam'. The conceptual metaphor ANGER IS A DANGEROUS ANIMAL gives rise
to expressions such as 'she bit my head off', 'don't get your hackles up'. The conceptual
metaphors that we use to make sense of an abstract concept, such as an emotion, are
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deduced by analysing large collections of metaphorical expressions and deriving the
[NOTE; This notation should not be confused with that used by Kopp (1995). In his system 'metaphorms' are
capitalized. Metaphorms are individual metaphoric expressions that Kopp considers structure the patient's
view of himself and the world. Conceptual metaphors, by contrast, are derived by analysing a large number of
concrete domain. These metaphors are so familiar that we are no longer aware of them as
such. They are called 'dead' metaphors. It is only when we extend the metaphor further than
to our neighbour 'He's going all over the place'. If we were to say 'He's wandered so far off
the point that he'll need a passport to get back into the country', it is a joke. But this joke
does not create a novel metaphor out of thin air. It uses the conceptual metaphor an
ARGUMENT IS A JOURNEY but takes a detail of the JOURNEY (the need for a passport)
which is not usually used in thinking about an ARGUMENT. This is imaginative metaphor,
analysis of idiomatic language shows that 'emotions have an extremely complex conceptual
structure, which give rise to a wide variety of nontrivial inferences.' (Lakoff 1987). Lakoff's
research analysed an extensive list of idiomatic English terms used to describe anger to
derive a small number of fundamental schematic metaphors. They showed that the general
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metonymic principle THE WHOLE IS A PART underlies the way that the physiological
effects of anger, that is, going red in the face, sweating, trembling, feeling hot, are used to
stand for the emotion, as in, for example "I am boiling over". These common physiological
experiences give rise to the conceptual metaphor ANGER IS HEAT. When this is combined
with another common conceptual metaphor THE BODY IS A CONTAINER FOR THE
folk theory of the physiological effects of anger thus forms the basis of the most general
conceptual metaphor for anger, leading to colourful expressions such as "She was
steaming!"
For psychotherapists, many of the above may well resonate with theories that are more
familiar to us. The idea that emotional states and containers are linked is well established in
the literature. We may well wonder whether there is anything new that we can learn from
A clinical example
A woman is being assessed for her suitability for psychodynamic psychotherapy. She has
been referred with longstanding obesity which is currently threatening to destroy her
'The only problem I can see is my fatness. It's getting bigger and bigger. It gets in the way of
everything.'
Later in the same session, having become more open about her depression and the
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This statement contains conventional metaphors. The quality of the patient's body, its
fatness, is seen as if it were an object, as Lakoff says, ATTRIBUTES ARE OBJECTS. This
SEEING, we already intuit that the observer cannot know this woman's good qualities. The
patient has projected her fatness outside herself and it is preventing others from knowing
During the assessment process it became clear that this patient projects her capacity to
control her eating into others. She is outwardly compliant and views her self as greedy. Her
needy, deprived and grieving inner self remains obscure to herself and others. The
mechanism of projecting a screen, a False Self, to prevent her True Self being known,
which became clearer through the assessment process, is already present in this
Transference
similarities, analogies and parallels between the therapist-patient relationship and (the
patient's) external and early situations.' Thus, transference can be seen a form of
metaphorical communication in which the domain of the patient's current relationship and
the domain of his remembered past are used as both target and source.
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'It is the ontological mapping across conceptual domains, from the source domain [an object
held in front of the body] to the target domain [the quality of fatness]. The metaphor is not
just a matter of language, but of thought and reason. The language is secondary. The
mapping is primary, in that it sanctions the use of source domain language and inference
patterns for target domain concepts. The mapping is conventional, that is, it is a fixed part of
our conceptual system, one of our conventional ways of conceptualising [bodily attributes].'
(Lakoff 1993 p208) Likewise, patterns of interpersonal behaviour, , such as hiding behind a
compliant False Self have, are a fixed part of the patient's conceptual system. They are the
conventional metaphors which she lives by and of which she is largely unaware.
When a conceptual metaphor has been so fully accepted into common culture, or into a
patient's unconscious assumptions, that its expressions are largely dead, then it becomes
difficult to argue that we should understand the target any other way. An example of this is
the conceptual metaphor TIME IS MONEY, which has become so institutionalised in our
society that most people are paid by the hour and employees, however productive, who
language by means of which the therapist can help the patient explore their unconscious
conceptual metaphors. For example the ESSENTIAL SELF METAPHOR, gives rise to
outside', 'the iron hand in the velvet glove'. (Lakoff &Johnson1999) By using the language of
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clichés, come alive. The therapist is drawing on the power of poetry and rhetoric to change
Mappings
The observation that the Source is not chosen randomly, but has been selected because it
is in some way apt, has led Lakoff to propose that the mappings, from source to target, are,
'Metaphorical mappings preserve the cognitive topology (that is, the image-schema
structure) of the source domain, in a way consistent with the inherent structure of the target
domain.' (Lakoff 1993) When the mapping from source to target observes the 'invariance
principle' the match can appear so perfect that the metaphor is taken for objective truth.
It has been said that 'Both metaphor and a solar eclipse enlighten' (Muran & DiGuiseppe
1990). This sentence relies upon a complex image metaphor. A metaphor is a Source used
to define and describe a Target, like a pattern laid on cloth. It is thus one object laid over
another, like an eclipse is the moon in front of the sun. The moon, the Source, is the more
concrete concept. The sun is the Target, something abstract we wish to understand more
fully, but which we cannot examine with our ordinary sense, the naked eye. There are
aspects of a more abstract concept that become able to be understood (the implicit Source
being solar flares and so on) only when a more concrete concept (here the moon, more
This conceptual metaphor is behind the use of the word enlighten. Generally speaking,
what we see to happen we know to have happened. The conceptual metaphor KNOWING
IS SEEING can be mistaken for objective truth, an error relied upon by stage magicians.
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A corollary of the Invariance Principle is that, although many different sources can be used
to make sense of any one target (ANGER IS HEAT, ANGER IS A DANGEROUS ANIMAL
and so on) the image schema structure of the target domain is not, conventionally, violated.
The conceptual metaphor ACTIONS ARE TRANSFERS lies behind expressions such as
'he gave the boy a kick', and 'he gave me the information'. This corollary explains that,
although you can give someone a kick, that person doesn't have it afterwards, and although
you can give someone information, that doesn't mean you lose it yourself.
Lakoff's research has led him to believe that we reason about most human events (target
domain) in terms of space (source domain). We use our basic, bodily understanding of
places, movement, forces, places, paths, objects and containers as sources for information
about life, love and all other abstract concepts. For Lakoff, metaphor
'resides for the most part in this huge, highly structured, fixed system, a system anything but
effort or awareness. Novel metaphor uses this system and builds on it, but only rarely
The idea that a metaphor is like a solar eclipse is constrained by our experience of
metaphors. Metaphors do not cause crowds to congregate in Cornwall, as did the last full
eclipse. Novel metaphor may build upon the system of conventional metaphor, but it does
not usually add a roof and chimney pots. Extending the metaphor beyond the constraints of
the 'invariance principle' makes us aware that we have been using a metaphor to structure
our thinking. Rather than acting as if our construction of reality is the 'truth' we become
aware that it is has been built upon unconscious symbolism. This realisation leads us into
the realm of the imagination and poetry. There we can play with ideas by making inferences
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from the source domain that do not accord with our conventional understanding of how the
Case material
Lakoff's theory suggests that the selection of a particular source for a metaphor is rule
governed. A metaphor is a good match when it has the same causal structure, temporal
structure, event shape and purpose as the source. Which suggests that a client-generated
metaphor, if carefully unpacked, is likely to give a great deal of information as to how the
The following narrative episode was taken from an early session of a focal dynamic therapy.
The patient is a socially avoidant man in his forties. This is his third attempt at therapy. His
failure to engage with his two previous therapies was thought at assessment to be due to an
inability to tolerate the silences, in which he cannot bear not knowing what the therapist
thinks of him and dare not ask. In sessions he finds it hard to recall personal material, his
narrative is dismissive and avoidant. He does not use imaginative metaphors to describe his
experiences.
Patient When my Dad died I completely lost interest in my mum and that threw me. It
was fine for a while, but gradually everything went downhill. I didn't want to
see her.
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The first sentence is important in that it describes one of the patient's main concerns,
describing as it does his propensity to avoid social contact. There are conventional
metaphors that structure this sentence. The patient says 'that threw me'. We appreciate that
this experience bothered the patient, he could not understand it, he was unable to explain it
to himself. Yet he chooses to use the phrase 'that threw me'. He is using idiom which is
derived from the conceptual metaphor SELF CONTROL IS BEING IN ONE'S NORMAL
LOCATION (Lakoff & Johnson 1999). Normally our feet are on the ground and we are in
control of our own bodies. In order to describe his experience the patient is offering an
He also says 'I lost interest in my mother'. The attribute 'interest' can be viewed as an object
another country. The interest this man has in his mother is an object that he has lost.
This leaves us with an image of someone who has placed something inside a container.
This object has now been lost. This experience of loss is personified via the conceptual
metaphor EVENTS ARE ACTIONS. The patient is being thrown by someone. The root of
There are many different ways that this patient could have expressed his distress. The
particular idiom he chose relies on conceptual metaphors that express his unconscious view
of the world. He is someone who has lost something that should have been contained and
he has been thrown, rejected. This man, as a five week old baby was left with a neighbour
living in the same street. He has since been told that this was initially a temporary
arrangement so his mother could go out to work. His mother never returned for him. He was
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brought up by the neighbour who he called 'Grandma'. He knew his mother and siblings and
occasionally visited them. He has never been able to ask his mother why she had left him
The patient denies any link between his early life experience and his current difficulties, yet
the conceptual metaphors that structure his conscious explanations express his
The unconscious
The system of conventional metaphor, described by Lakoff and others, is being suggested
by cognitive linguists to be the locus of unconscious thought. This is not a new idea in
psychoanalysis. Lacan, following after the synchronic linguist Saussure, said, elliptically,
language is seen as a product of the conscious mind. We are left struggling with the
paradox that language both allows us to communicate our innermost thoughts and feelings,
and yet is somehow inadequate to express our deepest emotions. Language gives us the
ability to lie, which means that we can hide our secret feelings not only from others but also
from ourselves.
'Man's greatest invention - language - has helped to articulate his experience and to
communicate it. And by augmenting our awareness of experience the experiential world is
'authenticized'. But words may also be used as substitutes so that they prevent, obscure
'Birth into language and the utilization of the symbol produces a disjunction between the
lived experience and the sign which replaces it. This disjunction will become greater over
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the years……..Always seeking to 'rationalize' to 'repress' the lived experience, reflection will
eventually become profoundly divergent from that lived experience' (Lemaire 1977 p53)
'The individual is not his or her own centre; each of us is inhabited by society through the
use of language. The domination by language is inevitable. Only the psychotic escapes.'
The idea that language cuts us off from experience is one that has taken hold, and yet, as
psychotherapists we offer a primarily verbal remedy for this disorder. Stern ( 1985 p176-7)
states that 'the paradox that language can evoke experience that transcends words is
perhaps the highest tribute to the power of language. But those are words in poetic use.
The words in our daily lives more often do the opposite and either fracture amodal global
'Infants … appear to have an innate general capacity, which can be called amodal
perception, to take information received in one sensory modality and somehow translate it
any one particular sensory mode. More likely it transcends mode and channel and exists in
cognitions, internal states of motivations and states of consciousness and experience them
directly in terms of intensities, shapes, temporal patterns, vitality affects, categorical affects
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This list is reminiscent of Lakoff's list of structures that must correspond in metaphor. Stern
says that 'These abstract representations may then permit intermodal correspondence to be
suggests that metaphor, the transference of information from one domain in order to
Research in developmental linguistics suggests that, unlike other tropes such as irony, the
understanding of metaphor does not require a theory of mind. Winner & Gardner's (1993)
research has shown that metaphors can be understood as early as two or three years of
age, as long as the metaphor involves domains of which the child has knowledge. The
ability to infer other's beliefs is not required. The understanding of metaphor is only
constrained by the limitations of the child's understanding of the source domain (Gibbs
1993). This research, in both developmental psychology and cognitive linguistics supports
the psychoanalytic view that metaphor is a developmentally early process that lies at the
heart of language and meaning. Meaning which 'goes underground' and becomes
unconscious as novel metaphors become absorbed over time into common culture as
conventional idiom.
In the poem by David Hart, Wings (Hart 1998) the source domain 'crashed aeroplane' is
used to structure our experience of the falling butterflies. Though the choice of source
domain here is hardly conventional, the metaphor works because it follows the same rules,
requiring the mind to seek out correspondences in terms of temporal structure, event shape
and so on. Cox and Theilgaard (1997 p37), working with imaginative metaphor, believe that
'the metaphor can be as challenging as the patient is prepared to let it be. It cannot force its
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way into the depths. On the contrary it engages the patient ''before it stirs the surface''. It
correspondences, before we are fully aware that our mood has been subtly changed.
The conventional conceptual metaphors which I have been describing so far are the ground
underlying image schema has to be accessed, (often, but not always unconsciously), and
some hitherto unused part of the metaphor called into play. For the schizophrenic this may
be due to a disturbance in the cognitive processes which ought to discard the parts of the
source which do not fit the schema of the target domain (in accordance with the corollary to
the Invariance Principle). The chronic schizophrenic, quoted by Cox and Theilgaard (1997)
above says
might say
This patient is struggling to explain his thought disorder. In the terms of contemporary
the use of language from the source domain, SEEING. But his choice of imagery doesn't
remain limited to the aspects of the source domain which are consistent with the target
domain. He violates the target domain by bringing in an object associated with seeing, but
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not with thinking, a lamp. This brings about a novel aspect to the problem he is trying to
describe. Together with the use of the term 'study' this offers an image of effortful learning,
in someone confused (blinded) by too much knowledge (light). Which is how he came to
make this statement in the first place. His unconscious mind supplied him with an image
from the source domain, a lamp, which is not conventionally associated with the target
domain, knowledge. This deeply moving sentence can be analysed to show how its
Psychosis
The Lacanian lament that 'only the psychotic escapes' (Turkle 1992) cannot remain
unchallenged. I would suggest that anyone who uses language creatively, be they poet or
scientist, patient or therapist, can enter this unconscious system of conventional image
schemas and play with the symbols they find there. It is only the psychotic who, when they
enter this domain, finds themself trapped, unable to get out. Playing with metaphor is
playing with the building blocks of experience, messing about with the very way we imagine
the world works. Kopp (1995) observed that 'persons with severe Borderline Personality
disorders can sometimes become extremely anxious as they explore and transform
metaphoric imagery.'
'There are dangers in working dynamically within the metaphor. A patient expresses
this lucidly; ''I get carried away on metaphors. The metaphor then begins to take
control. Then you become obsessed with the image. The metaphors and images
Metaphor is seductive, and not only to the psychotic. Therapists are not immune from the
tendency for the map to become the territory. Miller Mair (1977) considered
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'all our struggles to understand man as attempts to elaborate different root metaphors as to
what man can or should be taken as being.' He warned that 'The usual pattern has been for
those favouring a particular view to elaborate their position and defend it from attack from
any other quarter, each trying to insist on or find ways of proving how right his view is. What
seems almost never realised is that man is a maker and user of metaphors and is not to be
Conclusions
Although I believe that Contemporary Metaphor Theory has fundamental implications for
psychotherapy, I do not believe that it necessarily implies any change to what we do.
Psychotherapists already know that imaginative metaphor is central to their work and build
upon the system of conventional metaphor. Rather, it changes the context in which we
work. Szasz (1988) contended that, because so much of psychotherapy is based in rhetoric,
that meant it was fundamentally a 'myth'. Kopp's (1995) 'Metaphor Therapy maintains that
Contemporary Metaphor Theory offers a body of research which suggests that rhetorical
tropes and idiomatic language are, in fact, clues to the image-schemas, the symbols, that
linguistics may be different to that which we are used to as psychotherapists but there are
clear analogies between the conceptual metaphors that Lakoff describes and the
derived by transfer-ence has resonances with our clinical work. The methods used by
area of interest.
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Lakoff's theory is a key element in the emerging discipline of 'cognitive linguistics' which
has links with developmental psychology and the wider field of cognitive neuroscience. In
standing up for the importance of the non-literal, the science of psychodynamics may no
longer find that it is 'concerned with a type of communication different in nature and logic
from that of the natural sciences'. (Holmes 1985) But not because psychotherapy has
abandoned its traditional grounds, but because the science of linguistics has, in returning to
semantics, offered a new way of looking at meaning, both intra- and interpersonally.
Jeremy Holmes, in 1985, expressed the hope that, one day, 'a broader view of the mind and
embraces both poetry and psychoanalysis may reveal fundamental ways of thinking that
any general psychology would also need to take into account.' It is my opinion that the
symbolism underlying conscious verbal thought. This rapprochement between science and
psychoanalysis is like an eclipse. As the pale moon threatens to eat up the life-giving sun,
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