Professional Documents
Culture Documents
TACDL NACDL November Brief
TACDL NACDL November Brief
AT KNOXVILLE
STATE OF TENNESSEE, )
)
Appellee, ) Knox County Criminal 108568
)
v. ) C.C.A. No. E2018-01439-CCA-R3-CD
)
TYSHON BOOKER, ) S. Ct. No. E2018-01439-SC-R11-CD
)
Appellant. )
2
Counsel for Charles Lowe-Kelley
3
TABLE OF CONTENTS
ARGUMENT ............................................................................................. 14
III. THE COURT SHOULD FOLLOW OTHER STATE COURTS THAT HAVE
INVALIDATED LENGTHY JUVENILE SENTENCES BECAUSE THEY CONSTITUTE
CRUEL AND UNUSUAL PUNISHMENTS UNDER THEIR STATE CONSTITUTIONS.
................................................................................................... 25
4
CONCLUSION ......................................................................................... 33
CERTIFICATE OF SERVICE.................................................................. 37
5
TABLE OF AUTHORITIES
Cases Page(s)
Adams v. Florida,
188 So.3d 849 (Fla. 2012) .................................................................... 31
California v. Fernandez,
2015 WL 1283486 (Cal. Ct. Ap. Mar. 18, 2015) .................................. 31
California v. Ramirez,
2017 WL 5824286 (Cal. Ct. App. Nov. 29, 2017) ................................ 31
Carr v. Wallace,
527 S.W.3d 55 (Mo. 2017) .................................................................... 31
Carter v. State,
192 A.3d 695 (Md. Ct. App. 2018) ................................................. 23, 31
Davis v. State,
415 P.3d 666 (Wyo. 2018) .................................................................... 31
Graham v. Florida,
560 U.S. 48 (2010) ........................................................................ passim
Gregg v. Georgia,
428 U.S.153 (1976) ............................................................................... 25
Lowe-Kelley v. Washburn,
No. 1:16-cv-00082 (M.D. Tenn.) ........................................................... 13
Miller v. Alabama,
567 U.S. 460 (2012) ...................................................................... passim
Montgomery v. Louisiana,
136 S. Ct. 718 (2016) ................................................................ 14, 15, 19
Naovarath v. State,
779 P.2d 944 (Nev. 1989) ..................................................................... 17
People v. Buffer,
137 N.E.3d 763 (Ill. 2019) .................................................................... 30
People v. Miller,
781 N.E.2d 300 (Ill. 2002) .................................................................... 17
State v. Bassett,
428 P.3d 343 (Wash. 2018) ............................................................ 22, 26
State v. Black,
815 S.W.2d 166 (Tenn. 1991) ............................................................... 18
State v. Clinard,
No. M200700406CCAR3CD, 2008 WL 4170272 (Tenn.
Crim. App. Sept. 9, 2008)..................................................................... 15
State v. Davilla,
302 Or. App. 742 (2020) ....................................................................... 30
State v. Harris,
844 S.W.2d 601 (Tenn. 1992) ......................................................... 15, 16
State v. Kelliher,
2020 WL 5901213 (N.C. Ct. App. Oct. 6, 2020) .......................... passim
State v. Null,
836 N.W.2d 41 (Iowa 2013).......................................................... passim
State v. Sweet,
879 N.W.2d 811 (Iowa 2016).......................................................... 22, 26
State v. Zuber,
152 A.3d 197 (N.J. 2017)................................................................ 26, 31
Workman v. Commonwealth,
429 S.W.2d 374 (Ky. Ct. App. 1968) .................................................... 16
Statutes
8
La. Stat. Ann. § 15:574.4 .......................................................................... 23
9
Va. Code Ann. § 53.1-151(C) .................................................................... 23
Other Authorities
10
Mark Denniston & Christoffer Binning, The Role of State
Constitutionalism in Determining Juvenile Life
Sentences, 17 GEO. J.L. & PUB. POL’Y 599 (2019) ............................... 25
News Release, Haslam Appoints Juvenile Justice
Implementation Council, TENNESSEE.GOV ......................................... 21
Section 55, 2018 Tennessee Laws Pub. Ch. 1052 (H.B. 2271) ............... 19
11
Amici Curiae the Tennessee Association of Criminal Defense
Lawyers (“TACDL”), National Association of Criminal Defense Lawyers
(“NACDL”), Amos Brown, and Charles Lowe-Kelley submit this brief in
support of Appellant Tyshon Booker.
INTERESTS OF AMICI
The Amici are a state and national association of criminal defense
attorneys, and two Tennessee residents sentenced as juveniles under the
current statutory scheme. The interests of Amici are more fully described
in their Motion for Leave to File Amici Curiae Brief, filed
contemporaneously herewith, but their interests can be briefly
summarized as follows:
TACDL is the leading bar association for Tennessee criminal
defense attorneys whose mission includes working for improvement in
the criminal justice system. To fulfill this mission, TACDL submits
amicus briefs on important issues that affect the administration of
criminal justice in Tennessee, with a particular focus on constitutional
issues. TACDL members have broad experience with and deep knowledge
of protections afforded to criminal defendants by the Tennessee
Constitution.
NACDL is a nonprofit voluntary professional bar association that
works on behalf of criminal defense attorneys to ensure justice and due
process for those accused of crime or misconduct. NACDL was founded in
1958. It has a nationwide membership of many thousands of direct
members, and up to 40,000 with affiliates. NACDL’s members include
private criminal defense lawyers, public defenders, military defense
counsel, law professors, and judges. NACDL is the only nationwide
12
professional bar association for public defenders and private criminal
defense lawyers. NACDL is dedicated to advancing the proper, efficient,
and just administration of justice. NACDL files numerous amicus briefs
each year in the U.S. Supreme Court and other federal and state courts,
seeking to provide amicus assistance in cases that present issues of broad
importance to criminal defendants, criminal defense lawyers, and the
criminal justice system as a whole.
Amos Brown is serving a life sentence for felony murder for a crime
that occurred when he was 16 years old. He will not be eligible for release
until he is at least 69 years old. He is challenging the constitutionality of
his 51-year mandatory minimum life sentence in a post-conviction
proceeding that is pending in McMinn County. Amos Brown v. State, No.
4-CR-64 (McMinn Cnty. Cir. Ct.).
Charles Lowe-Kelley is currently serving two consecutive life
sentences for crimes that occurred when he was 16 years old. Under
current Tennessee law, he will not be eligible for release until he is nearly
120 years old, which means that he will die in prison. Mr. Lowe-Kelley is
challenging the constitutionality of his sentence in a pending federal
habeas corpus proceeding in the U.S. District Court for the Middle
District of Tennessee. Lowe-Kelley v. Washburn, No. 1:16-cv-00082 (M.D.
Tenn.).
The Amici previously filed an amicus brief in support of Mr.
Booker’s Rule 11 petition for review to this Court. That brief is attached
hereto for the Court’s convenience as Appendix A.
13
ARGUMENT
As set forth fully in Amici’s Rule 11 Brief, imprisonment for a
mandatory term of 51 years does not give Tennessee’s youthful offenders
“a meaningful opportunity to obtain release based on demonstrated
maturity and rehabilitation.” Miller v. Alabama, 567 U.S. 460, 479 (2012)
(quoting Graham v. Florida, 560 U.S. 48, 75 (2010)). Accordingly,
Tennessee’s juvenile sentencing scheme violates the Eighth Amendment,
as interpreted by the U.S. Supreme Court in Miller and Montgomery. See
Miller, 567 U.S. 460 (2012); Montgomery v. Louisiana, 136 S. Ct. 718
(2016). In addition to violating the federal constitution, Tennessee’s
sentencing statue, as applied to juveniles, also violates the Tennessee
Constitution.
15
sentencing, it is incumbent upon the Court to analyze this case distinctly
under Article I, Section 16, as it did in Harris.
Principles of federalism support this Court’s independent
evaluation of the rights contained in the Tennessee Constitution. When
a federal right is unclear, state court decisions often influence the
evolution of the federal right. See Jeffrey Sutton, 51 IMPERFECT
SOLUTIONS: STATES AND THE MAKING OF CONSTITUTIONAL LAW 2 (Oxford
Univ. Press 2018). By drawing upon local community standards, state
constitutional decisions can provide local citizens with a more expansive
right than what is available under the federal constitution. These state
court decisions then influence the evolution of the federal right. Id. at 3-
5 (summarizing how state constitutional decisions provided citizens with
greater rights as a precursor to a federal decision or in response to federal
decisions that declined to expand a right).
These principles of federalism have been at work on the very issue
before this Court—the constitutionality of lifelong, or nearly lifelong,
sentences for juveniles. Several state courts ruled that juvenile life
without parole sentences violated their state constitutions, well before
the U.S. Supreme Court’s decision in Miller. In Workman v.
Commonwealth, the Kentucky Court of Appeals invalidated a life
without parole sentence for a fourteen-year-old convicted of rape, finding
that, under the Kentucky Constitution, the sentence was cruel and
unusual punishment. 429 S.W.2d 374, 378 (Ky. Ct. App. 1968). Noting
that the sentence appeared to equate rape offenders with incorrigibility,
the Workman court opined that “[w]e believe that incorrigibility is
inconsistent with youth; that it is impossible to make a judgment that a
16
fourteen-year-old youth, no matter how bad, will remain incorrigible for
the rest of his life.” Similarly, before the U.S. Supreme Court decided
Graham, the Supreme Courts of Nevada and Illinois held that life in
prison without parole violated their state constitutions when applied to
a thirteen-year-old and fourteen-year-old convicted of murder,
respectively. Naovarath v. State, 779 P.2d 944, 948-49 (Nev. 1989);
People v. Miller, 781 N.E.2d 300, 308-10 (Ill. 2002). In People v. Miller,
the Illinois Supreme Court explained that the youth’s sentence of life in
prison without parole for murder, even though he only acted as a lookout,
“shock[ed] the moral sense of the community.” Miller, 781 N.E.2d at 308-
09.
Because state court interpretations of the evolving standards of
decency play an important role in our decentralized, federal system of
government, this Court should apply the more expansive reach of Article
I, Section 16 in this case. When it does, the Court should find that
Tennessee’s mandatory, 51-year sentence for juvenile offenders violates
the rights guaranteed by the state constitution.
17
State v. Black, 815 S.W.2d at 189 (quoting Gregg v. Georgia, 428 U.S.153,
173 (1976)). Applying these factors requires a finding that Tennessee’s
sentencing scheme for juveniles, which is among the most extreme in the
nation,1 violates Article I, Section 16.
A. Imposing a mandatory, 51-year sentence on a juvenile
offender no longer conforms to a contemporary standard of
decency.
1 See False Hope: How Parole Systems Fail Youth Serving Extreme Sentences 161
(ACLU, Nov. 2016), available at
https://www.aclu.org/sites/default/files/field_document/121416-aclu-
parolereportonlinesingle.pdf.
2 See Juvenile Justice Reform Act of 2018, Infographic PDF,
https://www.tn.gov/content/dam/tn/governorsoffice-documents/governorsoffice-
documents/sots-2018/JuvenileJusticeReform_infographic.pdf (emphasizing, in visual
terms, that the aim of the Act is to reduce incarceration of youth and make more
community services available for a child’s rehabilitation and return to the
community).
18
expansion of community-based resources for
justice-involved children be prioritized, including,
but not limited to, evidence-based programs,
informal adjustment, diversion, home placement
supervision, statewide data collection, early
intervention programs and services for children
and families, and mental health services,
especially in any county underserved with such
programs and services.
Section 55, 2018 Tennessee Laws Pub. Ch. 1052 (H.B. 2271). This
legislative purpose demonstrates Tennessee’s shift to improve juvenile
sentencing by prioritizing a rehabilitative approach over a punitive
approach.
Second, the Act specifically embraces the psychological and
neurological science that Graham, Miller, and Montgomery relied on. It
emphasizes the need to “[p]rovide developmentally appropriate
interventions based on current scientific research in related fields,
including neuroscience, psychology, sociology, and criminology.” Tenn.
Code Ann. § 37-1-101(a)(7). The General Assembly recognized that
contemporary understanding of youthful offenders should be informed by
the science that explains youth psychology and brain science––young
people lack the ability to appreciate the gravity of their actions and the
consequences that flow from their decisions; they are particularly prone
to peer influence; and they do not often perform a rational cost-benefit
analysis before deciding to embark on a course of action. The direct
adoption of the uncontested brain science regarding a child’s
psychological and neurological development demonstrates that
19
Tennessee’s approach to incarcerating children until old age or death has
shifted.
Third, the Tennessee Legislature’s implementation of more
restrictive procedures on transferring children to adult criminal court
further supports the shift in community standards. The intent behind the
stricter transfer procedures was to ensure “that children shall not be
transferred under this section due to a lack of appropriate resources for
effective treatment and rehabilitation in the juvenile justice system.”
Tenn. Code Ann. § 37-1-134(l).
As a final example, the Act modified Tennessee’s approach to
truancy to emphasize family services and other interventionist
approaches that would “address educational barriers and the root causes
of truancy.” Tenn. Code Ann. § 37-1-132(d).
Tennessee’s shift toward community interventions instead of penal
approaches embodies a growing consensus that the dangerous and
criminal impulses that afflict many youthful offenders can be overcome
and that children have a great capacity for rehabilitation and change.
Through the Act, Tennessee has rejected the antiquated premise that
imposing a mandatory 51-year sentence on a juvenile is consistent with
the evolving standards of human decency.3
3 The Act has been criticized by juvenile justice advocates for not going far enough.
See Adam Tamburin, Advocates Once Praised Bill Haslam’s Juvenile Justice Bill.
Now They Say It’s Watered Down, THE TENNESSEAN, April 17, 2018,
https://www.tennessean.com/story/news/2018/04/17/tennessee-juvenile-justice-bill-
haslam/520421002/. Nonetheless, the new law orients juvenile justice toward
rehabilitation, greatly softening the punitive approaches in older laws.
20
Executive initiatives and new government programs also point
toward a paradigm shift for juvenile justice in Tennessee. For instance,
in 2019, then-Governor Haslam appointed members to a Juvenile Justice
Reform Council, with the aim of reforming all aspects of the juvenile
justice system, including sentencing.4 The ascendance of juvenile justice
diversion programs in Tennessee also highlights the attitude that
automatic, lengthy jail sentences do not align with the goal of
rehabilitating youth in the State.5
Furthermore, in recent years, the public has become engaged on the
issue of young people serving exceedingly long sentences in Tennessee.
Broad support for juvenile sentencing reform was ignited by the
compelling story of youthful offender Cyntoia Brown. Ms. Brown had
been sentenced to a mandatory life sentence at the age of 16. She was
recently pardoned by former Governor Bill Haslam, following significant
public response to her story and calls for her release.6 In this case in
particular, a large number of local organizations with faith-based and
civil-rights missions are submitting amicus briefs in support of Mr.
Booker’s challenge to Tennessee’s juvenile sentencing scheme. See Van
https://www.tn.gov/behavioral-health/mental-health-services/mental-health-
services-for-children-and-youth/juvenile-justice-diversion-programs.html.
6 See Christine Hauser, Cyntoia Brown Inspires a Push for Juvenile Criminal Justice
sentence for juvenile offenders, even though the U.S. Supreme Court in
Miller held open the possibility that some juvenile LWOP sentences could
7See Alaska Code Ann. § 12.55.125(a); Ark. Code Ann. § 5-4-104(b); Conn. Gen. Stat.
§ 54-125a(f)(1); Haw. Rev. Stat. § 706-656(1); State v. Sweet, 879 N.W.2d 811 (Iowa
2016); Kan. Stat. Ann. § 21-6618; Ky. Rev. Stat. § 640.040 (1); Mass. Gen. Laws Ann.
Ch. 119, § 72B; Nev. Rev. Stat. § 176.025; State v. Kelliher, 2020 WL 5901213 (N.C.
Ct. App. Oct. 6, 2020); N.D. Cent. Code § 12.1-31-13.1; Or. Rev. Stat. § 137.707; S.D.
Codified Laws § 22-6-1; Utah Code Ann. § 76-3-209; Vt. Stat. Ann. tit. 13, § 7045;
State v. Bassett, 428 P.3d 343 (Wash. 2018); W. Va. Code § 61-11-23; Wyo. Stat. Ann.
§ 6-2-101(b); D.C. Code § 22-2104(a).
22
United States require parole eligibility after no more than 30 years when
possibility of release.8
8 See Ala. Code § 13A-5-43(e); Alaska Stat. § 12.55.125(a); Ark. Code Ann. § 5-10-
101(c)(1); Cal. Penal Code § 3051(b)(4); Conn. Gen. Stat. § 54-125a(f)(1); Del. Code
Ann. tit. 11, § 4209A; D.C. Code § 22-2104(a); Ga. Code Ann. § 42-9-39(b); Idaho Code
Ann. § 18-4004; 730 Ill. Comp. Stat. Ann. 5/3-3-3 (a)(1); Kan. Stat. Ann. § 21-6623;
Ky. Rev. Stat. § 532.030(1)(d); La. Stat. Ann. § 15:574.4; Mass. Gen. Laws Ann. ch.
279, § 24; Md. Code Ann. Corr. Servs. § 7-301(d)(2); Mo. Ann. Stat. § 558.047(2); Mont.
Code Ann. § 46-23-201; Nev. Rev. Stat. § 213.12135(1)(b); N.J. Stat. Ann. § 30:4-
123.51(b); N.M. Stat. Ann. § 31-21-10; N.Y. Penal Law § 70.00(3)(a)(i); N.C. Gen. Stat.
Ann. § 15A-1340.19A; N.D. Cent. Code § 12.1-32-01(1); Or. Rev. Stat. § 137.707(4)(B);
13 R.I. Gen. Laws Ann. § 13-8-13; S.C. Code Ann. § 16-3-20(a); Utah Code Ann. § 76-
3-209; Va. Code Ann. § 53.1-151(C); Wash. Rev. Code § 9.95.115; W. Va. Code § 61-
11-23(b); Wyo. Stat. Ann. § 6-10-301(C).
23
constitutionally problematic, based on Graham’s observation that
youthful offenders are given no hope for release “even if he[/she] spends
the next half century attempting to atone for his crimes and learn from
his mistakes.”) (quoting Graham, 560 U.S. at 79 (emphasis added)).
The mandatory nature of Tennessee’s sentencing scheme also
presents insurmountable proportionality issues. “[M]aking youth (and all
that accompanies it) irrelevant to imposition of that harshest prison
sentence. . .poses too great of a risk of disproportionate punishment [to
pass constitutional muster].” Miller, 567 U.S. at 479. Miller presumes
that confining children to prison for their lifetimes will be “uncommon”
and “rare.” Id. Tennessee’s sentencing scheme turns Miller on its head:
every juvenile offender in Tennessee is deemed to be irreparably corrupt.
Statistically, only a few can be expected to live long enough to ever leave
prison. Tennessee youthful offenders are entirely foreclosed from
demonstrating the truth, recognized in Miller and Graham, that
“incorrigibility is inconsistent with youth.” Id. at 472-73 (quoting
Graham, 560 U.S. at 72-73 (quoting Workman v. Commonwealth, 429
S.W.2d at 378)). Accordingly, Tennessee’s mandatory life sentence for
juveniles of 51-years is grossly disproportionate to the offense.
C. Tennessee’s mandatory life sentence does not align with any
valid penological purpose.
III. The Court Should Follow Other State Courts That Have
Invalidated Lengthy Juvenile Sentences Because They Constitute
Cruel and Unusual Punishments Under Their State Constitutions.
9 The text of Iowa’s cruel and unusual punishments clause reads as follows:
“Excessive bail shall not be required; excessive fines shall not be imposed, and cruel
and unusual punishment shall not be inflicted.” Iowa Constitution, Article I, Section
17. For comparison, Article I, Section 16 of the Tennessee Constitution and Eighth
Amendment both provide that “[e]xcessive bail shall not be required, nor excessive
fines imposed, nor cruel and unusual punishments inflicted.”
27
was entitled to be re-sentenced in a way that considered Miller’s
“meaning opportunity” mandate. Id. at 77.
Null is highly analogous to Mr. Booker’s case. The Null court
invalidated a 50-year sentence because it failed to give the defendant a
“meaningful opportunity” to demonstrate rehabilitation and return to
society. Furthermore, Null is instructive because it grounded its decision
in the state constitution, with reference to the principles developed in
Miller and Graham. Id. at 70. Null provides a cogent guide for
understanding how the principles in Miller—viewed through the lens of
a state constitution—should be applied to lengthy sentences, beyond
mandatory, de jure LWOP sentences.
In framing its decision to move beyond a formulaic and narrow
reading of Miller, the Null court observed that the string of juvenile
decisions in Roper, Graham, and Miller built upon each other. When read
together, these decisions compel their extension beyond mandatory, de
jure LWOP sentences.
The notion that the reasoning of Roper was limited
to the death penalty cases was proven wrong in
Graham, and the notion that Graham’s reasoning
was limited to nonhomicide cases was proven
wrong in Miller. Further the Supreme Court in
Miller specifically declared that what it said about
juveniles in Roper, Graham, and Miller is not
“crime-specific.” As a result, it can be argued that
the diminished culpability of juveniles must
always be a factor considered in criminal
sentencing.
Id.
28
The Null decision is a blueprint for how this Court should read
Article I, Section 16 of the Tennessee Constitution to prohibit a
mandatory, 51-year sentence on a juvenile, which allows no meaningful
opportunity to demonstrate the rehabilitation required to reenter society.
The other most instructive state court decision is the North
Carolina Court of Appeals’ recent decision in Kelliher v. State, 2020 WL
5901213 (N.C. Ct. App. Oct. 6, 2020). In Kelliher, the court held that the
North Carolina constitution prohibited a discretionarily imposed juvenile
sentence that did not allow parole for fifty years. Id. at *19-22. Because
the sentence was a de facto LWOP sentence, it violated North Carolina’s
prohibition against cruel and unusual punishments. Id. 10
The defendant in Kelliher, a seventeen-year-old with a troubled
childhood, participated in a robbery with two adults that resulted in the
murder of two people. 2020 WL 5901213, at *19-22. After Miller, the
defendant sought and received a resentencing hearing that considered
his youth, his incorrigibility, and his efforts toward rehabilitation. Id. at
*3. At the hearing, the court found that he was not incorrigible nor
irredeemable and that he had made substantive efforts toward
rehabilitation, obtaining his GED, studying to become a minister from a
seminary, and expressing remorse for his actions. Id. at *3-4. After
considering these facts and the victims’ family’s statements, the court
29
sentenced the defendant to two consecutive life sentences with eligibility
for parole in 50 years. Id. at *4. On appeal, the court in Kelliher held
that this minimum 50-year sentence violated both Article I, Section 27 of
the North Carolina constitution and the Eighth Amendment of the U.S.
Constitution. Id. at *4-5, 12, 19-22.
After reviewing the caselaw from sister states, the Kelliher court
noted that “a clear majority” of states have held that de facto LWOP
sentences violate the principles set forth in Miller. Id. at 12, n. 11, 12
(collecting cases). The court joined the majority of states and “decline[d]
to stand behind the simple formalism that a sufficiently lengthy term-of-
years sentence cannot be a sentence of LWOP because it does not bear
the name and terminates at a date certain.” Id. at *14. The court further
stated:
The straightforward applicability of Graham’s
reasoning to de facto LWOP sentences is clear
from the reasoning itself. Its observations about
juveniles’ immaturity, underdeveloped self-
control, and capacity for change are true
independent of any sentence. That those
characteristics undermined the punitive
justifications of LWOP is thus equally true of de
factor LWOP sentences.
11Many other states have invalidated lengthy juvenile sentences as de facto LWOP
sentences under the Eighth Amendment’s Cruel and Unusual Punishments Clause.
See State v. Davilla, 302 Or. App. 742, 748–49 (2020) (50 year sentence required
modification); People v. Buffer, 137 N.E.3d 763, 774 (Ill. 2019) (50 year sentence);
30
mandatory, 51-year sentence violates the Tennessee Constitution’s Cruel
and Unusual Punishments Clause.
Davis v. State, 415 P.3d 666, 676 (Wyo. 2018) (45 years before eligible for parole);
Carter v. State, 192 A.3d 695, 702 (Md. Ct. App. 2018), reconsideration denied (Oct.
4, 2018) (100 year sentence with eligibility for parole in 50 years); Carr v. Wallace,
527 S.W.3d 55, 60–62 (Mo. 2017) (50 years until eligible for parole); Bear Cloud v.
State, 334 P.3d 132 (Wyo. 2014) (45 years until eligible for parole); New Jersey v.
Zuber, 152 A.3d 197, 216 (N.J. 2017) (55 year sentence); California v. Ramirez, 2017
WL 5824286 (Cal. Ct. App. Nov. 29, 2017) (40 year sentence); California v. Fernandez,
2015 WL 1283486 (Cal. Ct. Ap. Mar. 18, 2015) (50 year sentence); Washington v.
Ronquillo, 361 P.3d 779, 789 (Wash. Ct. App. 2015) (51.3 year sentence); Adams v.
Florida, 188 So.3d 849 (Fla. 2012) (50 year sentence).
31
and Beccaria wrote that any punishment not derived from “‘necessity’ (or
‘absolute necessity,’ as Beccaria put it) is ‘tyrannical.’” Id. Our
contemporary constitutional concept of proportionality stems from
Beccaria, who theorized a “scale of crimes and a corresponding scale of
punishments.” Id. at 1055. Under this ethos, necessity equates to
proportionality. Id. at 999, 1055. Article I, Section 13’s unique prohibition
on treating prisoners with unnecessary rigor points to the idea that
punishment must be necessary and strictly proportional to the crime.
Article I, Section 32’s guarantee of “humane” treatment of prisoners
adds another layer of protection against overly severe punishment. The
term “humane” requires attention to the psychological and physical
effects of punishment. A “humane” perspective requires that youthful
offenders be given meaningful opportunity for rehabilitation well before
reaching the end of one’s life. To treat children humanely when meting
out punishments requires consideration of the myriad psychological and
neuroscientific studies that show children are different, especially
children growing up in difficult life circumstances. In this context,
humane treatment means youthful offenders should not be punished for
their actions in the same manner as adults.
Tennessee’s life-sentence statute constitutes “unnecessary rigor”
and “inhumane treatment” of juvenile offenders because it is both
mandatory—the trial court has no ability to take into account the factors
required under Miller in juvenile sentencing—and requires a sentence
that will keep the juvenile in prison past an incarcerated person’s life
expectancy.
32
The decision of the North Carolina Court of Appeals in Kelliher
further supports application of the Tennessee Constitution’s
Unnecessary Rigor and Humane Treatment Clauses. In Kelliher,
although the court noted that its analysis applied to both state and
federal constitutional guarantees, the court referred to North Carolina’s
specific constitutional guarantee that all of its citizens should “enjoy the
fruits of their own labor.” Kelliher, 2020 WL 5901213, at *19-22 (citing
N.C. Const. Art. I, § I). The court relied on this provision to hold that a
juvenile sentence of fifty-years would violate both North Carolina’s
constitution and also Graham and Miller’s requirement that there be
“hope for some years of life outside prison walls.” Id. (citing Montgomery,
136 S. Ct. at 737).
Just as the North Carolina Constitution provided additional
support for finding that a 50-year sentence was a de facto life sentence
constituting cruel and unusual punishment, the Tennessee
Constitution’s prohibitions against “unnecessary rigor” in the treatment
of prisoners and the requirement that prisoners be treated “humane[ly]”
adds additional support for the conclusion that a mandatory, 51-year life
sentence for juveniles violates the Tennessee Constitution. Tenn. Const.
Art I, §§ 13, 32, 16.
CONCLUSION
For the foregoing reasons, amici curiae Amos Brown, Charles Lowe-
Kelley, the Tennessee Association of Criminal Defense Lawyers, and the
National Association of Criminal Defense Lawyers urge the Court to
reverse the judgment of the Court of Criminal Appeals and hold that Mr.
33
Booker’s mandatory, 51-year sentence violates both the Eighth
Amendment to the U.S. Constitution and Article I (Sections 13, 16, and
32) of the Tennessee Constitution.
Respectfully submitted,
34
RITCHIE, DILLARD, DAVIES, &
JOHNSON, P.C.
606 W. Main Street, Suite 300
Knoxville, TN 37902
865-637-0661
johnson@rddjlaw.com
35
CERTIFICATE OF COMPLIANCE
In accordance with Tenn. Sup. Ct. R. 46, § 3.02, the total number of
words in this brief, exclusive of the Title/Cover page, Table of Contents,
Table of Authorities, and this Certificate of Compliance, is 5,808. This
word count is based on the word processing system used to prepare this
brief.
I certify that a true and exact copy of the foregoing was served electronically
this 30th day of November, 2020, on the following:
Zachary T. Hinkle
Deputy Attorney General
Criminal Appeals Division
Office of Tennessee Attorney General
PO Box 20207
Nashville, TN 37202
37
APPENDIX A
IN THE SUPREME COURT OF TENNESSEE
AT KNOXVILLE
STATE OF TENNESSEE, )
)
Appellee, ) Knox County Criminal 108568
)
v. ) C.C.A. No. E2018-01439-CCA-R3-CD
)
TYSHON BOOKER, ) S. Ct. No. E2018-01439-SC-R11-CD
)
Appellant. )
1
Counsel for Charles Lowe-Kelley and
Amos Brown
-and-
2
TABLE OF CONTENTS
Table of Authorities .................................................................................... 5
V. ARGUMENT ...................................................................................... 17
3
D. Many other jurisdictions hold that similarly lengthy mandatory
minimum sentences for juveniles violate the Eighth Amendment
under Miller and Montgomery. ............................................................. 30
4
TABLE OF AUTHORITIES
Cases Page(s)
Adams v. Florida,
188 So.3d 849 (Fla. St. App. 2012) ...................................................... 33
Brown v. Jordan,
563 S.W.3d 196 (Tenn. 2018) ............................................................... 21
California v. Fernandez,
2015 WL 1283486 (Cal. Ct. Ap. Mar. 18, 2015) .................................. 32
California v. Ramirez,
2017 WL 5824286 (Cal. Ct. App. Nov. 29, 2017) ................................ 32
Davis v. State,
415 P.3d 666 (Wyo. 2018) .................................................................... 32
Graham v. Florida,
560 U.S. 48 (2010) ........................................................................ passim
McKinley v. Butler,
809 F.3d 908, 914 (7th Cir. 2016) ........................................................ 30
Miller v. Alabama,
567 U.S. 460 (2012) ...................................................................... passim
Miller v. State,
584 S.W.2d 758 (Tenn. 1979), overruled by State v. Pruitt,
510 S.W. 3d 398 (Tenn. 2016) .............................................................. 37
Montgomery v. Louisiana,
136 S. Ct. 718 (2016) .................................................................... passim
Moore v. Biter,
725 F.3d 1184 (9th Cir. 2013) .............................................................. 30
People v. Buffer,
137 N.E.3d 763 (Ill. 2019) .............................................................. 25, 32
Roper v. Simmons,
543 U.S. 551 (2005) ...................................................................... passim
State v. Davilla,
462 P. 3d 748 (Or. Ct. App. 2020)........................................................ 32
State v. Ferguson,
2 S.W.3d 912 (Tenn. 1999) ................................................................... 37
State v. Henderson,
2018 WL 110972 (Tenn. Crim. App. Feb. 26, 2018) ........................... 16
State v. Moore,
76 N.E.3d 1127 (Ohio 2016) ................................................................. 26
6
State v. Null,
836 N.W.2d 41 (Iowa 2013)...................................................... 26, 30, 31
State v. Zuber,
152 A.3d 197 (N.J. 2017)...................................................................... 32
Washington v. Ronquillo,
361 P.3d 779 (Wash. Ct. App. 2015).................................................... 32
White v. Premo,
443 P.3d 597 (Or. 2019), cert. dismissed sub nom. Kelly v.
White, 140 S. Ct. 993 (2020) ................................................................ 33
7
Haw. Rev. Stat. § 706-656(1).............................................................. 35, 36
Rules
Constitutional Provisions
8
U.S. Const. amend. VIII. .................................................................. passim
Other Authorities
9
Amici Curiae the National Association of Criminal Defense
Attorneys (“NACDL”), the Tennessee Association of Criminal Defense
Attorneys (“TACDL”), Amos Brown, and Charles Lowe-Kelley submit
this brief in support of Appellant Tyshon Booker’s application for
permission to appeal under Tenn. R. App. P. 11.
I. STATEMENT OF THE ISSUE
Amici urge the Court to address the following issue:
Whether a minimum 51-year term of prison confinement
mandatorily imposed on a juvenile, without consideration of the
juvenile’s youth, immaturity, or other mitigating circumstances,
violates the Cruel and Unusual Punishments Clauses and other
provisions of the federal and state constitutions, in that it deprives
the juvenile of a “meaningful opportunity to obtain release based on
demonstrated maturity and rehabilitation.”
10
Amos Brown is serving a life sentence for felony murder for a crime
that occurred when he was 16 years old and will not be eligible for release
until he is at least 69 years old. He is challenging the constitutionality
of his 51-year mandatory minimum life sentence in a post-conviction
proceeding that is pending in McMinn County. Amos Brown v. State, No.
4-CR-64 (McMinn Cnty. Cir. Ct.). In support of his petition, Mr. Brown
filed the Declaration of Dr. Julie A. Gallagher, a forensic psychologist
who summarized the current scientific research (as of May 2018) on
adolescent psychology and brain development that the Supreme Court
has deemed relevant in addressing issues concerning juvenile sentencing
under the Eighth Amendment. Dr. Gallagher’s Declaration is attached
hereto as Appendix A. Mr. Brown also filed the Declaration of Dr.
Michael Freeman, an epidemiologist who reviewed demographic data
from the Tennessee Department of Correction to ascertain that
Tennessee inmates confined in the Tennessee prison system have an
1See False Hope: How Parole Systems Fail Youth Serving Extreme
Sentences, Appendix A at 160-61 (ACLU, Nov. 2016) (listing Tennessee’s
mandatory life sentence as the most extreme among the states).
12
Tennessee juveniles serving life sentences.2 A 51 year sentence is in fact
more extreme for teens than adults, because the average teenager
sentenced to life will spend more time and a greater percentage of his life
in prison before he dies. This violates the constitutional principle that
juveniles are less culpable and more amendable to rehabilitation, and
therefore should be treated less harshly than adult offenders.3
Amici acknowledge that the Tennessee Court of Criminal Appeals
has previously rejected this claim, and on prior occasions this Court has
denied permission to appeal on this issue. But, Amici respectfully
contend that the Court of Criminal Appeals has erroneously applied a
narrow, formulaic rule that misconstrues the holdings in Miller and
Montgomery. Finding that Miller and Montgomery only apply when the
sentence is expressed as “life without parole,” the Court of Criminal
Appeals has concluded that because Tennessee’s life sentence
theoretically allows for some remote chance of release after 51 years,
13
term-of-years sentence (as opposed to the life sentence at issue here)
operates as a de facto LWOP sentence, raising Miller constitutional
issues.4
The essential holding of Miller and Montgomery is that a
mandatory sentence violates the Constitution if it deprives a juvenile of
a “meaningful opportunity to obtain release based on demonstrated
maturity and rehabilitation.” The critical determination is: What
amounts to a “meaningful opportunity” in this context? The extremely
remote and highly unlikely possibility of a geriatric release after a half-
century of incarceration, if a person can survive that long in prison, is not
“meaningful.”
For at least four reasons, in order to secure settlement of questions
of public interest and of important questions of law, this issue is ripe for
review by this Court under Tenn. R. App. P. 11(a)(2) and (3).
First, this issue is of profound public interest because it concerns
14
Third, because Tennessee’s 51 year mandatory minimum sentence
for juveniles convicted of murder is among the most extreme in the
nation,5 this Court should reconsider Tennessee’s outlier position.
Courts across the country have held that excessively long mandatory
sentences deprive juveniles of a “meaningful opportunity.” This case
offers the Court the opportunity to consider whether Tennessee should
align itself with these other jurisdictions.
And fourth, even members of the Tennessee Court of Criminal
Appeals have recently expressed concern about the severity of a 51-year
mandatory minimum sentence for a juvenile, pointing out that, in reality,
such a sentence deprives a juvenile of a “meaningful opportunity.” As
Judge Thomas explained:
[A]lthough Tennessee's sentencing scheme allows for possible
release of a defendant convicted of first degree murder after
the service of fifty-one years, it is only in the rare instance, if
ever, that a juvenile so sentenced would be released back into
society. Even if the judge or jury decides that the features of
15
State v. Zachary Everett Davis, No M2016-01579-CCA-R3-CD (Tenn.
Crim. App. Dec. 11, 2017) (Thomas, J. and McMullen, J., concurring)
(quoting Floyd Lee Perry, Jr., v. State, No. W2013–00901–CCA–R3–PC,
2014 WL 1377579, at *4 (Tenn. Crim. App. Apr. 7, 2014), perm. app.
denied (Tenn. Sept. 18, 2014)) (emphasis added).6 See, also, Jacob Brown
v. State, No. W2015-00887-CCA-R3-PC, 2016 WL 1562981, at *7 (Tenn.
Crim. App. Apr. 15, 2016), perm. app. denied (Aug. 19, 2016), cert. denied,
137 S. Ct. 1331 (2017) (expressing “misgivings” about consecutive life
sentences for a juvenile).
Despite a pattern of doubt over whether a juvenile can ever have a
meaningful opportunity for release under Tennessee’s scheme, the Court
of Criminal Appeals has adhered to its narrow view. This Court should
now consider modern developments in brain science and adolescent
psychology confirming that children are less culpable and more amenable
to rehabilitation, as well as evolving community standards of
16
Tennessee’s mandatory sentencing scheme in Tennessee fails juveniles.
First, juveniles are less culpable than adults. Because of their young age,
juveniles have a developmentally limited ability to self-regulate and
resist outside peer influences. Second, for similar developmental
reasons, juveniles are more likely to rehabilitate than adults. The record
below includes expert testimony on the modern science of adolescent
psychology and brain development, mitigating circumstances concerning
Tyshon’s traumatic childhood, and reasons why Tyshon is amenable to
rehabilitation - the exact kinds of factors that the Supreme Court has
found relevant in considering the constitutionality of mandatory
sentencing for juveniles.
V. ARGUMENT
A. Juveniles are constitutionally different for sentencing purposes.
17
The Supreme Court first ruled in Roper v. Simmons, 543 U.S. 551
(2005), that the Eighth Amendment prohibits the death penalty for
juveniles, based on advancing scientific understanding of developmental
psychology and neuroscience. The Roper Court recognized three general
differences between juveniles and adults, relevant to criminal
sentencing.
First, “[a] lack of maturity and an underdeveloped sense of
responsibility are found in youth more often than in adults and are more
understandable among the young. These qualities often result in
impetuous and ill-considered actions and decisions. ... In recognition of
the comparative immaturity and irresponsibility of juveniles, almost
every State prohibits those under 18 years of age from voting, serving on
juries, or marrying without parental consent.” Id. at 569 (citations and
internal quotations omitted).
Second, “juveniles are more vulnerable or susceptible to negative
Id. at 477-78.
Finally, in Montgomery, the Supreme Court held that Miller had
announced a new “substantive rule” of constitutional law, meaning that
a conviction or sentence that violates the rule “is, by definition,
unlawful,” and that the rule must be retroactively applied in state
collateral proceedings. Montgomery v. Louisiana, 136 S. Ct. 718, 723
(2016), as revised (Jan. 27, 2016). In establishing this jurisprudence, the
Supreme Court explained that its decisions were based on common sense,
“what any parent knows,” but also on the science and social science
20
indicating that juveniles exhibit a “transient rashness, proclivity for risk,
and inability to assess consequences,” both of which lessen a child's
“moral culpability” and enhance the prospect that, as the years go by and
neurological development occurs, his/her “‘deficiencies will be reformed.’”
Miller, 567 U.S. at 472 (internal citations omitted). The science of
adolescent brain development and psychology continues to progress, as
was explained by the testimony of forensic psychologist Dr. Keith Cruise
in the instant case. Transcript of Evidence Vol. 38 at 19-45. See, also,
Declaration of forensic psychologist Dr. Gallagher, attached hereto as
Appendix A (noting that the amicus briefs filed in Miller by the American
Psychological Association and the American Medical Association “offer
good descriptions of the state of research as of that point in time.
Research in this area continues, and the most recent scientific findings
add further support to the Court’s holdings in Roper, Graham, Miller and
Montgomery.”).
7See False Hope: How Parole Systems Fail Youth Serving Extreme
Sentences, note 1, supra.
22
to show the potential for growth and rehabilitation with time and
maturity despite the severity of his youthful misconduct. Tennessee’s
first-degree murder sentencing scheme flies in the face of these
constitutional requirements, allowing for no consideration of youth at all.
23
The average life expectancy for a Tennessee resident at birth is 76
years,8 and the “healthy life expectancy at birth”9 is 65 years. But the
average juvenile who is serving a life sentence in Tennessee will not live
nearly that long. See Dr. Michael Freeman’s Declaration attached hereto
as Appendix B. Dr. Freeman, an epidemiologist, analyzed prison
demographic statistics furnished by TDOC and concluded that
individuals serving life sentences in Tennessee have a probable life
expectancy of 52 years old. An incarcerated juvenile is likely to have an
even shorter life because of the adverse effects of lengthy imprisonment
beginning at such a young age. The chance that a juvenile serving a life
sentence in Tennessee could survive 51 years of continuous incarceration
is less than 10%.
Dr. Freeman’s conclusions are consistent with published studies
and other authorities. For example, a study conducted by Campaign for
the Fair Sentencing of Youth found that Michigan juveniles with life
24
may be that a large number of incarcerated defendants come from
impoverished and traumatic backgrounds that diminish longevity––
circumstances that are common among juvenile defendants. But the
harsh conditions of prison life also contribute to this discrepancy. One
study of inmate life expectancy in New York, for example, found that a
“person suffers a 2 year decline of life expectancy for every year served in
prison.”11
Additionally, the United States Sentencing Commission has
defined a life sentence as 470 months (or just over 39 years).12 “This
figure [of 470 months] reflects the average life expectancy of federal
defendants at the time of sentencing as determined by the United States
Census Bureau.” United States v. Nelson, 491 F.3d 344, 349-50 (7th Cir.
2007). Courts too have acknowledged the reduced life expectancy of the
incarcerated. See, e.g., United States v. Taveras, 436 F. Supp.2d 493,
500 (E.D.N.Y. 2006) (acknowledging that life expectancy within federal
25
(noting that “the life expectancy of a minor sentenced to a lengthy prison
term is … diminished”); State v. Null, 836 N.W.2d 41, 71 (Iowa 2013)
(acknowledging that “long-term incarceration [may present] health and
safety risks that tend to decrease life expectancy as compared to the
general population”).
Indeed, after an intensive review of the available data, undersigned
counsel are not aware of any Tennessee prisoner who has survived 51
years of continuous incarceration. Given the average life expectancy of
Tennessee prisoners, a life sentence with a 51 year mandatory minimum
is the functional equivalent of life without parole, meaning that juveniles
sentenced to life in Tennessee are effectively and almost certainly
condemned to die in prison.
27
Fourth, spending one’s entire adult life subject to the
institutionalizing effects of the highly structured and authoritarian
prison environment makes it psychologically difficult to adjust to the
pressures and demands of living free in society, especially at such an old
age. See Craig Haney, The Psychological Impact of Incarceration:
Implications for Post-Prison Adjustment, available at
https://aspe.hhs.gov/basic-report/psychological-impact-incarceration-
implications-post-prison-adjustment (U.S. Dep’t of Health & Human
Servs., 2001). Professor Haney explains how inmates psychologically
adapt to the harsh conditions of prison life, in ways that enable them to
survive in prison but impair their capacity to adjust to the free world
upon release. It stands to reason that the adverse psychological impact
of incarceration is more pronounced (i) when the incarceration begins at
a young age, especially if it begins while the prisoner is a juvenile, and
(ii) when the incarceration is for a longer period of time. Id. at 5.
28
spending half a century in prison, he will be “lost” in a foreign, complex,
and stressful environment without a stable social network for support.
By withholding release eligibility until the twilight of a juvenile
offender’s life, requiring him to spend his entire adult life undergoing the
institutionalizing and stigmatizing effects of incarceration, a 51-year
mandatory minimum sentence “gives no chance for fulfillment outside
prison walls, no chance for reconciliation with society, no hope.” Graham,
560 U.S. at 79.
29
516 U.S. at 69-70 (citation and internal quotations omitted). In a word,
this kind of sentence “forswears altogether the rehabilitative ideal.”
Miller, 567 U.S. at 473 (citing Graham, 560 U.S. at 74).
30
sentencing scheme, he would not be eligible for parole until was sixty-
nine. Id. The court, in a thorough and well-reasoned discussion, applied
Graham and Miller to hold that this kind of punishment for a juvenile
offender violates the Eighth Amendment and the Iowa constitution. Id.
at 60-77.
The Null court based its decision in great part on the scientific
evidence discussed in Roper, reasoning that juveniles have not fully
developed cognitive structures for risk evaluation, self-management, and
impulse control. Id. at 55. The court noted that juveniles are also much
more prone to peer influence, and their development runs part and parcel
with experimentation with “risky, illegal, or dangerous activities.” Id.
And while the adolescent brain can tend toward criminal behavior, it is
also highly transformable. As the young person develops into an adult,
science confirms that the impulse control and risk assessment issues fade
away. See id. There are no strong penological justifications for lengthy
33
E. Evidencing our nation’s evolving standard of decency, a large
number of states have enacted new sentencing schemes in response
to Graham, Miller and Montgomery, leaving Tennessee as an outlier.
34
Stat. § 706-656(1) (all juvenile offenders entitled to life with the
possibility of parole on a date to be established through a rehabilitation
plan); Ky. Rev. Stat. Ann. § 640.040 (statute pre-dating Graham and
Miller provides that youthful offenders convicted of a capital crime are
eligible for parole after 25 years); La. Code Crim. Proc. Ann. Art 878.1
(generally, juveniles convicted of homicide eligible for parole after serving
25 years unless a special hearing is conducted determining that LWOP
is appropriate); Mass. Gen. Laws Ann. ch. 279, § 24 (juveniles convicted
of first-degree murder are eligible for parole in 20 or 30 years, as
determined by the court); Mich. Comp. Laws Ann. §§ 769.25 (juvenile
homicide offenders limited to a sentence of 25 to 40 years); Mo. Ann. Stat.
§ 558.047(1) (juvenile offenders sentenced to LWOP eligible for review of
sentence after 25 years); Neb. Rev. Stat. Ann. § 28-105.02 (juvenile
LWOP sentences become eligible for parole after 40 years); Nev. Rev.
Stat. Ann. § 213.12135) (juvenile offenders for a homicide of [only one
37
protect juveniles against mandatory minimum 51-year sentences. The
Tennessee Constitution’s special concern about excessive punishment is
further set forth in Art. I, § 13, which provides “[t]hat no person arrested
and confined in jail shall be treated with unnecessary rigor”; and in Art.
I, 32, which provides “[t]hat the erection of safe prisons, the inspection of
prisons, and the humane treatment of prisoners, shall be provided for.”
Given these additional provisions against excessive punishments, strong
grounds exist for independently applying the Tennessee Constitution to
protect against the kind of mandatory life sentence that was imposed on
Appellant Tyshon Booker.
VI. CONCLUSION
For the foregoing reasons, amici curiae Amos Brown, Charles Lowe-
Kelley, the Tennessee Association of Criminal Defense Lawyers, and the
National Association of Criminal Defense Lawyers urge the Court to
grant Tyshon’s application for permission to appeal.
s/ Sarah B. Miller
David R. Esquivel (#021459)
Jeff H. Gibson (#026321)
Sarah B. Miller (#033441)
Angela L. Bergman (#031981)
BASS, BERRY & SIMS PLC
150 Third Avenue South, Suite 2800
Nashville, TN 37201
Phone: 615-742-6200
Email: desquivel@bassberry.com
jgibson@bassberry.com
38
smiller@bassberry.com
abergman@bassberry.com
s/ Bradley A. MacLean
Bradley A. MacLean (#009562)
Law Office of Bradley A. MacLean
1702 Villa Place
Nashville, TN 37212
s/ Lucille A. Jewel
Lucille A. Jewel (#032666)
1505 W. Cumberland Avenue
Knoxville, TN 37996-1810
-and-
39
s/ Jonathan D. Cooper
Jonathan D. Cooper
President
Tennessee Association of Criminal
Defense Lawyers
530 Church Street, Suite 300
Nashville, TN 37219
(615) 329-1338
40
CERTIFICATE OF SERVICE
I certify that a true and exact copy of the foregoing motion was
served electronically or mailed via U.S. first class mail, postage prepaid,
this 9th day of June, 2020, to:
s/ Sarah B. Miller
41
A
APPENDIX