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Alcoholism and Psychiatry Research 2015;51:89-106


Received September 30, 2015, accepted after revision December 10, 2015

Karl T. Jaspers and Viktor E. Frankl:


Compared Thoughts of Two Psychiatrist
Josip Bošnjaković
Catholic University of Croatia, Zagreb, Croatia

Abstract – In reflecting on existence Jaspers and Frankl, each in their own way think, explain, and analyze
the concept of existence. While Jaspers says that existence can be explained in particular in limit situations
and existential communication, Frankl says that the existence can be interpreted during the life giving on the
importance of what is existentially. Based on the read scriptures we are concluding that Jaspers influenced
Frankl’s thought. In their minds we find similar ideas, which the authors named in a different way, someti-
mes with slight differences, but the differences are obvious as when it comes to understanding and finding
meaning, etc. Both speak of spiritual dimension, difficult and limit situations of life, existence, of responsibi-
lities, psychotherapy, meaning of life, etc. Jaspers and Frankl were botch psychiatrists, and it can be shown
that they base their won ideas on a long practice, although they have different approaches. Jaspers in his
approach emphasizes existential dimension, while Frankl explicitly emphasizes the importance of spiritu-
al dimension in human life. The correspondence between these two authors are also points on reciprocal
understanding their views and ideas. While Frankl acts and thinks in view of practical application, Jaspers is
interested primarily in philosophical consistency of his conception.
Keywords: clarification of existence, existential analysis, meaning, logotherapy, psychotherapy, spirit

Copyright © 2015 KBCSM, Zagreb


e-mail: alcoholism.kbcsm@gmail.com • www.http//hrcak.srce.hr/acoholism

Introduction bring them together. Primarily in the case


The topic addressed in this article presents of the writings by Frankl there are diverse
both psychological and philosophical con- similarities with the concepts comprised in
cepts. Both Karl Theodor Jaspers and Viktor the thoughts presented by Jaspers, which ac-
Emil Frankl have in fact left a legacy of deep counts for the idea behind our research.
thought which can currently also be valid in Karl. T. Jaspers (1883-1969), was initially
many respects and some scientific work [1-3] a psychiatrist and subsequently a philosophy
have already compared specific topics which professor in Heidelberg and in Basel, in his
work he claims that man is capable of ma-
king decisions about himself. Man is a po-
stulate, but he is able to shape his own life,
Correspondence to: Josip Bošnjaković
Catholic University of Croatia since, facing the extreme situations with his
Ilica 242, 10000 Zagreb eyes wide open, he passes continuously from
jobosnjakovic@gmail.com
a possible existence to a real existence. A man
90

is in fact much more than he can know about In order to be able to compare Jaspers’
himself. thought and Frankl’s thought, we primar-
Viktor E. Frankl (1905-1997), a logothe- ily focused on the readings of original texts
rapist and an existential analyst, the founder by the two authors and we also considered
of the third school of psychotherapy in Vi- the secondary sources, especially the book by
enna, writes on his having found the meaning Anette Suzanne Fintz entitled Die Kunst der
of life in helping the others to find the mea- Beratung, Jaspers’s Philosophie in Sinn-oreintierter
ning of their life. Through his inexhaustible Beratung. In some cases the common points
work he is trying to find the way to help man and the divergences between Jaspers and
who, yearning for the meaning and pushed by Frankl are evident, yet in others a major ef-
the will to find a meaning, is looking for an fort is required to reveal and compare them.
answer to fundamental questions in his life
to be able to dedicate it to somtehing or so- Acquaintance Between Viktor E. Frankl
meone. and Karl T. Jaspers
We commence by saying that due to the In addition to the letters by Frankl and
fact that Jaspers and Frankl were mutually Jaspers, the fact that Frankl and his wife visit-
aware of each other’s opinions, Frankl had ed Jaspers in Basel in spring of 1961 has also
been influenced by Jaspers. He confirmed it been confirmed. Hence, Frankl reminded in a
personally in his first letter to Jaspers. More- paragraph „When I paid him a visit in Basel, Karl
over, he had been influenced also by other Jaspers stated: “Mr Frankl, I know all your books,
philosophers with whom he shares several yet the one on concentration camps (and he showed
aspects of his thoughts (most of them being it to me in his library) is one of the few great books
existentialists). of mankind“[4]. Consequently, Jaspers was ac-
We will especially consider the follow- quainted with the books by Frankl which in
ing: explanation of existence and existential turn were influenced by Japers’ thought, as
analysis, the perception of meaning accord- had been stated by Frankl in his letter.
ing to Jaspers and Frankl, the spiritual aspect The events that occurred in the life of
and the spirit, the limit situations and the both Jaspers and Frankl had a huge impact
tragic triad, the concept of psychotherapy. on their thoughts. Both had worked in psy-
Towards the end of this article, before pre- chiatric clinics from their youth, where they
senting the correspondence between Frankl faced the reality which reached the depths
and Jaspers, we will attempt to highlight, in a of human experience – pain, guilt, death,
systematic way, both the common points and etc. Both strived to explain and elaborate on this
the divergences present in the thought of the reality through concepts of the current exis-
two authors. Through presentation of their tential philosophy. Furthermore, Frankl, be-
correspondence, we will also present a com- ing Jewish, was taken to concentration camps
ment on a letter by Frankl and on a letter by together with his wife and it is then that he
Jaspers, in order to provide a more compre- experienced what is homo patiens more than
hensive insight into their content, against the ever before. On the other hand, Jaspers was
backdrop of all the topics addressed in this married to a Jewish woman and, being an as-
article. sociate at Heidelberg University, after having
witnessed the suspension of his Jewish col-

Alcoholism and Psychiatry Research 2015;51:89-106 Bošnjaković


91

leagues who were forbidden to teach at uni- anthropological grounds, he personally did
versity, moved to Basel in 1937, only to return not undertake the task to provide man with
to Germany in 1945. It would also be inter- a philosophical orientation, as he opted for
esting to further elaborate on the concept a spiritual treatment based on scientific find-
of collective guilt in this two men who, af- ings and the thought of the contemporary
ter having suffered during the Second World existential philosophy. What he really cares
War, explicitly wrote on collective guilt. Nev- about is the welfare of man.
ertheless, in this article we will not address
this issue. Clarification of Existence (Jaspers) and
It is certain that both Jaspers and Frankl Existential Analysis (Frankl)
have left a huge legacy to human thought and If one is aiming to follow the thought
have exerted an immense influence on sci- of Pareyson [7] and other authorities in the
entists who have been acquainted with their world of existential philosophy, one can state
thinking. We have focused only on several as- that the Danish philosopher Kierkegaard at
pects of their thought and have attempted to the conceptual level had a significant influ-
elaborate on the fundamental points. ence on existential philosophy of Jaspers. Jas-
pers is interested in the issue of the essence
Legacy of Philosophical Thought in Frankl’s of man and is aware of the fact that it is not
Writing
possible to provide an explicit answer to this
Which philosophical thought had the question. In his General Psychopathology he de-
greatest impact on Frankl cannot explicitly be clared that „a fundamental concept which could lead
deduced from his writing. Nevertheless, phi- us to understand an individual is not known, nor is
losophers such as Max Scheler, Martin Hei- there a theory which would entirely objectify their real-
degger, Karl Jaspers and Martin Buber, as well ity“[8]. For this reason Jaspers writes that it is
as the Swiss psychiatrist Ludwig Binswanger possible to provide only one clarification of
and the French philosopher Gabriel Marcel existence. Man is a possible existence which
had the greatest influence on Frankl [5]. We manifests itself by acting in the world. The
can also state with certainty that existential- clarification of existence is provided through
ists Martin Heidegger and Karl Jaspers are a thought which clarifies existence and be-
the philosophers whose existentialist con- comes increasingly closer to its true self in
cepts definitely do permeate Frankl’s books. extreme situations and in existential commu-
Frankl himself wrote: „Those who are truly nication.
great, those who inspire me, even though they were Concerning the concept of existence which
entitled to criticise me, were forgiving, were able to is found in Frankl’s thought, we can state that
see beyond the inadequacy of my efforts and discern he took this concept from Heidegger, albeit
positive aspects behind them. That was the case not not in the Heideggerian sense (the category
only with Martin Heidegger, but also with Ludwig of human „being there“, the fear, the cure, the
Binswanger, Karl Jaspers and Gabriel Marcel“ [6]. planning, the thrownness). Frankl uses this
Irrespective of the fact that Frankl founded term as an adverb, writing not what existence
and had been striving to establish logothera- is, but what is existential, i.e. identifying its
py and existential analysis on ontological and fundamental features and defining existential
analysis. Striving to define what existential is,

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Frankl stated that the spiritual, the freedom integral action: man discovers the meaning
and responsibility are fundamental features through decisions and actions [11]. Conse-
of human existence. The spiritual aspect of quently, according to Jaspers, the meaning
man, the freedom and the responsibility help cannot be a thing outside man.
man to explain his existence throughout dur-
ing his lifetime. The term existential analysis Divergent Concepts of Meaning in the Thought
is aiming to define the manner in which man of Jaspers and Frankl
reacting to the tasks allocated to him by life Upon reading of books by Frankl, one of-
itself is able to live this very life in a mean- ten encounters the assertion that man is living
ingful manner. It does not undertake the task and needs a meaning to his life. The meaning
to make substantial changes in a person’s life, needs to be found by man himself and it is
but it is striving to help man to live his life presented to him as already existent and pres-
responsibly „to take it in his own hands“ during ent. On the other hand, in Jaspers’ writing,
his everyday life. The anthropological con- man is fulfilled and finds a meaning by liv-
cept of Frankl’s thought is characterized by ing and clarifying his existence. Man, decid-
the „will to find the meaning“ of man. ing and acting, finds a meaning. This is the
A common point between Jaspers and point which distinguishes Jaspers and Frankl
Frankl is primarily in the persuasion that ex- [1]. According to Frankl every situation has a
istence cannot be defined. Jaspers claims that meaning, irrespective of its recognition, yet it
existence can only be clarified [9], while Frankl is definitely found in a beyond-sense or mean-
stated that existence can be explained [10] ing beyond the meaning. Through a spiritual
throughout lifetime. According to both of dimension, man is capable of providing an
them, man is always more than what he is ac- answer to this meaning. The meaning can be
tually going through in his life. Moreover, the found, nor constructed, stated Frankl.
difference between clarification of existence Both Frankl and Jaspers are convinced
and existential analysis has to be pointed out, that the issue of meaning is not an issue to
since the former is a clarification of exis- which you can provide scientific answers, fol-
tence, while the latter is the „clarification of the lowing the logic or based on experiments.
meaning“[1]. While Frankl is interested in pro- Existential questions cannot be considered
viding an answer to the question on for what from a scientific point of view. The reason
and for whom (Wozu) man lives, Jaspers is inter- helps man to orientate himself in the world
ested in the question through what and how and also to grasp the situation. According
(Wodurch) man lives [1]. Nevertheless, both of to Jaspers, finding a meaning in a situation
them believe the way towards the existence is a kind of clarification of existence and it
of man, achievement of existence and a pos- is not possible to interpret it from an impar-
sibility to find the meaning is through deci- tial point of view. Man who grasps the ex-
sive action (Entschlossenheit). Man is not a pas- istence perceives life as a duty for which he
sive being, but an active one. For Jaspers the is personally responsible. The perception of
meaning of life is primarily through decisive meaning as something of value is in general
action. He does not believe the meaning of permanent, Jaspers believes it is an image of
life is in one thing or in one purpose which the world (Gehause) [12]. This image of the world
needs to be accomplished, but it is rather in could only prevent man from realisation of

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a real existence during the limit situations. detachment) [13] and self-transcendence, two
Jaspers does not deny existence of transcen- fundamental features of logotherapy.
dence of which, according to Frankl, there is Aiming to explain the Jaspersian concept
a beyond-sense, a meaning beyond meaning, of the spirit, we will commence from his divi-
yet he does not believe in the idea that tran- sion of reality which is quadruple. He stated
scendence could be defined though scientific that matter, life, soul and spirit are heteroge-
concepts. neous forms of objectivity of reality [14]. By
The reality becomes meaningful from their nature (matter, life, soul and spirit) are
the decisions reached by man. “Being decisive” not objects, but they are rather worlds within
implies dedication to a selected meaning, the world, each of them achieving an internal
which is not evidenced by chance, but rather coherence. The tendency aiming to eliminate
through a choice made during the present life. the rifts (between them), as well as to consi-
Hence, meaning is connected with the issue der one of these realities as authentic, com-
of decision, rather than with the answers to pared with which the others are irreal or not-
questions posed by life. According to Jaspers, hing else but its product and combination, is
man is a being who decides and it is through foundered by reality itself. Matter is still-life
decisions he makes that he finds the meaning which can be comprehended quantitatively.
in everyday situations of his life. Life is a totality which transforms continuo-
usly, is born and subsequently dies. Soul, as
Spiritual Dimension (Frankl) and the Spirit an experience gone through by „being“ is the
(Jaspers) inner being or conscience. Spirit is thought
According to Frankl, it is primarily through and the self-conscious objective project (by
spiritual dimension that man is capable of itself spirit comprises only of ideas, its rea-
being open towards the world and towards lity is objectivated in communication which
others and hence transcend the psychophysi- is expressed through language, actions and
cal determinism; it is something specifically facts). Among them the spirit is the supreme
human. Striving to define the spiritual di- capacity of man who assumes matter, life and
mension, Frankl elaborates on the concepts souls as anteceding.
connected with the spirit of Heidegger (Ei- “The spirit is being there and movement in time
gentlichkeit des Menschen; ontisch-ontologisch), of and in spatial individuals, it is a star for itself, and
Scheler (Prinzip des Geistes) and of Plessner hence, even if real, is free and historical” [14]. To
(exzentrische Positionalität des Menschen). The close within itself is contrary to its very na-
spiritual dimension is the dimension with ture; the spirit has the type of freedom which
which man is always oriented towards some- is achieved through self-conscience in the
thing. Consequently, the spiritual dimension knowledge and in participation in ideas and
is something personal and dynamic. Through it is a premise and a condition required for
it man is always different from non-human existential freedom. In its “being” it depends
beings who do not have the capacity to ex- of another “being”, in its peculiarity it remains
ploit all the possibilities in their lives. In ad- original [14]. The spirit, as we have already
dition to the stated capacity, man also has the noted, is a premise and condition required
capacity of self-detachment (humour and he- for existential freedom. In other words, man
roism are referred to human capacity of self- remains free primarily through spirit; the pos-

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sible existence is achieved through the spirit. To which, accomplished in the reality of every instant, is
go towards the other, to open up are inherent not acquainted with calm” [14].
features of the spirit, which does not want Considering Jaspersian tripartition of the
to be closed within itself. Both Jaspers and spirit, we can draw a parallel with Frankl’s
Frankl see in the spiritual dimension of man thought on the spiritual dimension. Also for
the capacity to remain free irrespective of in- Jaspers, as well as for Frankl, man with spiri-
fluences; both are convinced that thanks to it tual dimension can find a value (Frankl) or
an ill man has the possibility to distance him- satisfaction (Jaspers) in what he has done in
self from his very self and assume a stance his life (past – infinitude), in what he is do-
towards his illness; according to them, the ing in the present (values of production and
spirit can never fall ill. experience) or in being oriented towards the
The peculiarity of Jaspersian concept is projected future based on a specific meaning
that the spirit is always “moving” and only in (Frankl) or in a finalized action or aspirations
this way it can be visible and comprehensi- to power (Jaspers). The specific feature of
ble. The possible existence (man as being there) is the spirit is the fact that it is not linked either
achieved by actions in the world and the spirit with time or with place.
is realized in this manner, as well. If the spirit Moreover, according to Jaspers, the par-
represents the supreme capacity of man, the ticipation in ideas of the spirit (Ideen des Geistes)
supreme task of the spirit is to move towards and the communication with existence in its
the limit situations (death, pain, guilt, the singularity (Existenz als Einzelner) are the two
struggle) with eyes wide open. steps which are fundamental in the research
In Frankl’s thought the spiritual dimen- of the sciences of the spirit [14]. The second
sion can be realized specifically when man step (the first step would be to represent ad-
assumes attitude values living the tragic triad, equately the ideas in their own objectivity. We
or when man is either experiencing guilt, or will focus solely on the second step, since this
pain or approaching death. is of particular relevance for our article), sig-
On the other hand, Jaspers speaks of sat- nificant for the science of the spirit („Sciences
isfaction and dissatisfaction of spirit starting of the spirit are the historical movement of the spirit,
from his reality, explaining the possibility of which is never concluded, in the historical conscience
a tripartition of the spirit (Dreigliederung des of oneself“) [14] which consists in the listening,
Geistes) providing that the spirit finds its own in the world governed by ideas, the existence
fulfilment in “the future which remains always the in its singularity is the let oneself be capti-
future (indefinite), the present (fulfillment) or in an vated by the word. It is always a specific duty,
implemented process (infinitude). On the road to- never universal: its implementation is one of
wards the indefinite, the spirit prevails in a single sci- the most fascinating things.
entific research over binding structure, hence in the Currently man, while striving to compre-
finalized action and in aspiration to power. It reaches hend, is not in the least focused on listening.
its fulfilment in a possible aesthetic conclusion, in the “Hence, it occurs that the language of the person
creation and in enjoyment of works of art, in beau- speaking is immediately translated into categories of
tiful moments and in each fullness of the present. It someone who listens and this is misinterpreted, being
reaches infinitude in the completed process as a way entrusted to contexts which originally did not belong
to it or which were not the idea behind it. Resorting to

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the history of philosophy implies to commence listening would not be destroyed or does not choose
to the language and be searching for the poverty which to wait for the misfortune to disappear only
allows the word spoken by another person to reach its to subsequently start living again, as if noth-
destination without the previously described misinter- ing had happened, is able to live their free-
pretations, which would make the dialogue obvious dom the real sense of the word [15]. Con-
and the monologue of the listener with oneself domi- cerning this issue, Jaspers wrote also that one
nant” [14]. Consequently, the preparedness to cannot expect much from the man who is not
listen to another person requires intellectual willing to surrender to pain. The pain is sup-
poverty which facilitates the comprehension posed to be a plea for people to live their lives
of another person with empathy, avoiding responsibly.
the mistake of imposing them our perspec- Frankl wrote: “Homo patiens ranks before
tives which may solely impoverish a genuine homo sapiens. Another imperative is contrasted with
deep communication. Being able to listen to sapere aude and that is: patti aude, have the yearn-
another person in its uniqueness, as we have ing to suffer! This courage, the courage to suffer: it
previously seen, is, according to Jaspers, one all depends upon it. Pain needs to be accepted, say-
of the most fascinating things [14]. ing yes to the destiny, take a stance towards it. This
In fact, the essence of the science of the is the only way to approach and reach the truth, not
spirit in its deepest sense, which during the through escape” [16]. This test reveals the fact
genuine scientific research, puts at stake the that Frankl is very close to Jaspers’ thinking
entire personality, lies primarily in the will for whom the possible existence becomes
which pushes the existence to communicate the real existence providing one accepts to
with the existences nearby. The science of face limit situations. Frankl uses the expres-
the spirit opens up the space to the existence sion courage to suffer, while Jaspers speaks of
which is present in its unrecognizability, dur- the need to face difficult situations such as
ing the vastest extension of its research and death, pain, guilt, struggle, etc. with one’s eyes
tension towards the greatest possible pleni- open. The existence is awakened by death, Jas-
tude [14]. It is never possible to comprehend pers would say.
the existence in its uniqueness. The oth- It is obvious that Jaspers and Frankl are
er “being there” remains an unconditional very close when reflecting on limit situations
openness. It is not possible to objectify an- or on the tragic triad. In order to better un-
other, to observe them as an object. Frankl derstand the common points and the points
shares this opinion. of divergence between these authors we will
become more deeply immersed into the mat-
Limit Situations (Grenzsituationen) – the Tragic ter.
Triad (Tragisches Trias)
Both Frankl and Jaspers see limit situa-
In his writings, concerning history, Jaspers tions (hereinafter the concept of limit situ-
stated that pain is present since the rebirth of ations always implies also the tragic triad by
man. Only the man who has the courage not Frankl) as challenges which face man with
to avoid the misfortune and in that moment the need to develop his existential resources.
discover who he really is, has the ability to Both confirm also that these situations are
find the enthusiasm for changes in his own an integral part of fundamental structure of
life. Someone who is not introverted, who humanity. Nevertheless, Frankl, as opposed

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to Jaspers, does not distinguish between the pers linked with subjective delusions. Death
awareness of limit situations and their expe- is not abolished by existence (the existence
rience. Frankl is primarily oriented towards does not find its scope in death, it is only its
therapeutic practice. Both distinguish the fact expression that ends [14]); courage is fun-
that death and pain are the situations happen- damental to approach death, yet courage is
ing to man without his “contribution”; how- not free from anguish. For existential analysis
ever, guilt occurs following a “contribution” death is an incentive to live one’s life respon-
provided by man, although it always remains sibly. Moreover, Jaspers, stated that human
an integral part of human existence which existence is clarified (Existenzerhellung) upon
cannot be avoided [1,14,17]. encounter with death “with eyes open” and in
There is no sense to pain itself and, this one could find a meaning. The fear of
should anyone think there is, they would be death is the fear of nothingness (Angst vor dem
a masochist. No pain can provide man with Nichts). This fear underlies all the other fears
meaning, but the attitude towards it (Frankl) and belongs to “being there”. According to Jas-
can give a meaning to pain. The fact that pers, the objective is not in overcoming this
suffering is a part of human existence and fear while encountering limit situations, but
solely by accepting limit situations does pos- in living a life being fully conscious of death
sible existence become real existence [17] has for [1] and of this fear itself.
Jaspers a meaning and he himself defined it The difference between Frankl and Jas-
in this manner. Nevertheless, for Jaspers, it is pers concerning the idea of limit situations
only the “penultimate sense” of human suffer- and tragic triad consists of, on the one hand
ing. The ultimate meaning of suffering can- in a different use of terminology, while on
not be found or comprehended, and neither the other hand, in the radicalism of compre-
can the concept of transcendence, which al- hension of the ultimate meaning of the limit
ways remains non-objectifiable [1]. On the situations. What Frankl refers to as “tragic op-
other hand, Frankl affirms that the ultimate timism” [16], Jaspers considers as one of the
meaning of suffering and human pain can be many delusions which forbid man to expe-
found beyond-sense. rience limit situations in their full harshness.
There are two fundamental points which Frankl accepts the impossibility to escape
differentiate death from pain. Firstly, the fact the limit situations, yet he immediately puts
that death cannot be experienced it can only himself in place of the man who is suffer-
be suffered [14]; secondly, death always as- ing and asking for help. Jaspers rebukes man
sumes an identical form [1]. Both pain and who wants to provide simple answers to the
death, according to Jaspers and Frankl, do not limit situations and is looking for an imme-
have any meaning by themselves. The finite- diate solution. Instead, he sees the strength
ness of human existence remains for both and the ability of man in addressing the chal-
authors the plea for a life full of responsibil- lenge he is presented with while encountering
ity, for a life full of personal decisions made death and also in the decision to find affir-
by the very same man who designs his own mation in his own existence (death is not the
life. The fear of death persists, according to end of existence, it is only its demonstration
Jaspers, throughout the entire life. Possible that comes to a close [14]). It is only through
conceptions of life after death are for Jas- facing and acceptance that the realization of

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possible existence will occur within real existence A man who has his own values of attitude
[14]. Hence, there is the fundamental differ- actualizes them as a free living and respon-
ence between existentialist views by Frankl, sible human being, albeit carrying a meaning
who is always oriented towards general use in towards which he is oriented to. At this point
therapeutic practice and the Jaspersian con- there is a passage from method to philosoph-
ception of clarification of existence (Existen- ical and methodological reflection of logo-
zerhellung), which is actualized in the thought therapy [1]. A man who at the existential level
which is striving to explain individual exis- opts yet again for actualisation of values puts
tence [1]. to use in a certain sense the clarification of ex-
istence which corresponds solely in a certain
Psychotherapy – Differences between Jaspers sense to the clarification of existence since,
and Frankl according to Jaspers, the clarification of ex-
In order to comprehend the concept of istence is not within the authority of psycho-
logotherapy and existential analysis, it is of therapy. The only possibility to explain the
fundamental importance to consider the spir- existence would be solely through existential
itual dimension of man, according to Frankl. communication which does not apply any
A man, comprising of soul, body and spirit method (Jaspers). Frankl is more oriented to-
can be considered at a psychophysical level wards practice, in other words how to apply
according to the rules applying at this level. existential-anthropological thought in every-
However, the spiritual dimension, or the no- day life. On the other hand, Jaspers remains a
etic dimension (noetische Dimension), which is a philosopher who avoids any attempts to de-
real part of man, cannot be analyzed in the fine human existence which for him always
same way as the psychophysical dimension. remains possible existence, which cannot be
Through noetic dimension man is capable of objectified. Carrying out the clarification of
“distancing himself from himself ”, even in cases existence through existential communication
of psychophysical illness and he is capable of is, according to Frankl, an “artistic extreme”
actualizing values of attitudes towards illness. [19] which rarely occurs in practice. Never-
In that sense he is not responsible for his ill- theless, Frankl was aiming to combine philo-
ness, but he is responsible for the attitude that sophical knowledge and therapeutic practice
he adopted towards it. What Frankl consid- [20].
ers as noetic dimension (noetische Dimension), The objective of Frankl’s anthropology is
Jaspers in his work Allgemeine Psychopathologie to establish psychotherapy, oriented towards
(General psychopathology), on which Frankl used a meaning, on theoretical concepts. In fact,
to study as a student, refers to it as versteh- logotherapy and existential analysis of Frankl
bare Persönlichkeit (conscience of personality) [18]. are justified by both philosophical and psy-
Hence, according to Jaspers, during an ill- chotherapeutic eclecticism. Frankl wrote:
ness the verstehbare Persönlichkeit remains intact “On the other hand, a way of acting in the area of
even when it cannot express itself. Neverthe- psychotherapy which is not eclectic would be inconceiv-
less, at this level it is possible to interfere, that able. Psychotherapy can in a certain sense be com-
is the physician is able to reveal to the patient pared with an equation with two variables ψ=x+y.
that it is possible to have an attitude towards In every psychotherapy two incalculable variable mo-
their illness (Stellungsnahme des Kranken) [18]. ments need to be considered, they are subtracted from

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any calculus: patient individuality and the personal- makes this criticism based on the thoughts by
ity of the therapist” [21]. This quotation shows Karl T. Jaspers [2]. These concepts are sub-
the striving of Frankl to avoid the attempt to sequently elaborated upon by Frankl in his
“objectify” the person. Due to the fact that book entitled Homo patiens [16].
psychotherapy is based on personal encoun- As one can see, by analyzing comprehen-
ter [22], those who meet are not two objects, sively the texts written by Jaspers and Frankl,
two monads, but they are human beings, one one can see the similarities between their di-
of whom is confronting the other with “lo- verse concepts and aiming to better clarify
gos”, that is with the meaning of existence the common points and the divergences in
[17]. the thought of Frankl and Jaspers, we have
If one wants to help a man, one needs a attempted hereinafter to present them in a
methodological approach. The clarification systematic manner (striving to explain the
of existence without any concepts would not common points and the divergences in the
be comprehensible for people (Frankl). Ac- thought of V.E. Frankl and K.T. Jaspers
cording to Frankl and Jaspers, psychotherapy we primarily refer to our readings of origi-
counselling should be guided by the request: nal texts by Jaspers [14,25], and by Frankl
help the man, considered as a living being [10,17,21,26], as well as by the text by A.
prone to self-reflection, to take the respon- Fintz as we have noticed that the author has
sibility and live the freedom towards himself, a comprehensive understanding of the con-
towards the others and towards the world. cepts presented by both Jaspers and Frankl
Concerning this aspect one can say that both [1].
Jaspers and Frankl take care of man during
his everyday life. Common Points in the Thought by Jaspers
and Frankl
Common Points and Divergences in the
Thought of Jaspers and Frankl Defining the existential features of man
(responsibility, freedom and spirituality of
In his book Die geistige Situation der Zeit [23] man) Frankl expresses ideas which are very
stated that man is not only what is stated in close to the concepts stated by Jaspers. There
sociology, psychology and anthropology. He are differences only in the way of explaining
is neither only what has been defined by sci- the spiritual dimension or the spirit of man.
ence. Nevertheless, man is always more than Nevertheless, the difference is not decisive
is known about him. Man is about becoming; and since Frankl considers the spiritual di-
he is not pure “being there” remaining where mension as the principal existential character
he is, but he is a possibility in the freedom in of man.
which he can still make decisions about him- Providing a definition of existential fea-
self through his actions [23]. Frankl shares tures (freedom, responsibility and spirituality
these thoughts in his book Ärztliche Seelsorge of man), Frankl approaches the concept of
[24] where he criticises sociologism and psy- possible existence by Jaspers.
chologism, stating that, in addition to these
The achievement of man as uncondi-
thoughts which are in favour of determinism
tioned in his deepest being is fundamental
of man, there is also freedom of man. Frankl

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99

both for Jaspers and Frankl who believe that Jaspers, on the other hand, does not restrict
the spiritual in man cannot succumb to ill- himself to these three aspects of reality. He
ness. explicitly adds to them also the struggle, yet
The concept of tragic triad corresponds to he implicitly refers also to other difficult situ-
a passage in a Jaspersian text where the con- ations.
cept of the limit situations is explained. The term of existential analysis (Existen-
The clarification of existence and exis- zerhellung) does not imply the analysis of
tential analysis are two very similar concepts. existence. Perhaps Frankl is making a juxta-
Nevertheless, Jaspers remains faithful to pos- position or is distancing himself from psy-
sible existence in his clarification of exis- choanalysis (Psychoanalyse – Freud) and from
tence. anthropological analysis (Dasinsanalyse –
To see life as something that is looking for Binswanger). While the term clarification of ex-
an answer by man, is asking for the involve- istence (Existenzerhellung) by Jaspers is self-ex-
ment of man in self-construction through planatory.
decisions. Existential features by Frankl are opposed
Love is the key of existence. Frankl and to the idea by Jaspers to connect existence
Jaspers consider love as a phenomenon with fixed concepts.
which cannot be discussed and the founda- Methodological explanation of clarifica-
tion of life. Love is the power and the organ tion of existence is refused by Jaspers. More-
which helps to see possibilities to accomplish over, Frankl is striving to develop an anthro-
both in man and in his situations. pological approach oriented towards helping
man.
Divergences in the Thought of Jaspers and
Frankl Correspondence Between Frankl and Jaspers

Jaspers and Frankl do not have the same As far as is known, Frankl wrote two let-
concept of meaning. An objective meaning, ters to Jaspers and Jaspers wrote one letter
according to Jaspers, cannot be understood to Frankl (1953-1961) (the text of the letters
nor found. Meaning can be found through can be found in Fintz [1]; Fintz wrote to have
decisive action (Entschlossenheit) where man is received the copies of the letters due to the
considered as a self-constructive identity (we kindness of Matthias Bormuth [27]. Since
would not to exclude the affirmation by Jas- these letters are the only material which testi-
pers that man is also a precondition) [14]. fies the acquaintance between the two per-
Striving to clarify the essential features, sonalities who have left a significant imprint,
Frankl diverges from Jaspersian thought, ac- both during their lives and afterwards, on the
cording to which he avoids any attempt to society in which they lived and we believe it
define human existence. Possible existence is important to present them in our work. We
always remains an aperture which cannot be would like to take a systematic look at the let-
objectified. ters to make several functional comments to
The tragic triad (death, pain and guilt) is our analysis.
for Frankl an essential feature of homo patiens.

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Viktor E. Frankl to Karl Jaspers Karl Jaspers to Viktor E. Frankl


General Medical Society for Psychotherapy, Vi- Dear Sir!
enna IX, Mariannegasse 10 (Polyclinic) I would like to thank you on your friendly let-
Vienna, 5th February 1953 ter from 5th February. I am honored by the decision
Dear Professor, reached by you and your Society to nominate me as
I have the honor and the joy to inform you, since I honorary member. In this moment I can clearly re-
have been assigned this task on behalf of the Execu- member a decision made several decades ago by profes-
tive Board of our Society, that the Ordinary Share- sor Stransky [(Erwin Stransky: Psychiatrist and
holders’ Meeting during the session held on 3rd Febru- neurologist from Vienna (1877-1962)], co-
ary 1953 per acclamationem accepted the proposal founder of Austrian society for the hygiene
put forward by our President to appoint you as our of the psyche (1920). In both cases I am delighted
honorary member. at the interest in my work in Vienna.
It is not difficult to find the explicit motif to this You reminded me of repeated invitations. As a
decision of ours: we are all fully aware of the recogni- matter of fact I have to confirm that due to a sub-
tion of the extraordinary significance of your scien- stantial workload I have read only a tiny fragment
tific activity for the establishment of psychopathology, of your writings and consequently I am not able to
as well as of the significant role of your voice which provide a significant opinion on this issue. Neverthe-
stands courageous, firm and critical against general- less, once in Heidelberg I read, with great involvement
izations in psychology and the transcending of the and attention, your paper on personal experiences in
boundaries by a specific school of psychotherapy. a concentration camp (Jaspers refers to the book
Irrespective of the fact that during the last several “Ein Psycholog erlebt das Konzentration-
years I have allowed myself to send you several times slager“). Now as an honorary member – and natu-
one by one of my books and articles, I believe you do rally I will gladly accept it – I am in a condition
not remember it; consequently, and running the risk which does not pose any difficulties for me. And in
of supposing that you are well aware of my work, fact, and it is comprehensible that the acceptance of
but you do not appreciate it – I dare to hereby assure the honorary membership does not imply a radical
you that my simple opus is substantially indebted to adhesion to your stances in psychotherapy. You have
your work and I have always strived to inform you of recognized the fact that I am not an adversary of psy-
my indebtedness to you, as well as to point out my ac- chotherapy. A large number of psychoanalysts have
knowledgement of your work. I am hinting this only reproached me on this issue, as a result of not having
because I would like to confess that I have deliberately taken the effort to read in my work on psychopa-
ventured to include my personal gratitude to you in thology a long chapter addressing the topic of clinical
this formal document of our Executive Board. practice. I can express my utter satisfaction at such
At this point I would only like to ask you, dear huge significance attributed to it. In fact, I believe that
Professor, to inform us whether you accept the ap- the issue of psychotherapy simultaneously represents
pointment of honorary member proposed by us. a problem which appears almost unsolvable. In my
Yours faithfully opinion, what is currently missing is the clarity on the
President fact that a psychotherapist is involuntarily placed on
Viktor Frankl the position of a spiritual director, a parish priest or
Docent even a prophet and currently assumes functions which
Head of Polyclinic for Neurology can never be absolved solely through psychological no-

Alcoholism and Psychiatry Research 2015;51:89-106 Bošnjaković


101

tions. Reading your work, I found opinions similar The Letter by V.E. Frankl to K.T. Jaspers
to mine a vast number of times. If I – with all the (We refer only to the first letter by Frankl to
reserves of a kind – could express myself clearly, I Jaspers, since it is considered of particular
interest for our article)
would say that it appears to me it can be compared
with analysis that has been neglected in an extraor- What Frankl wrote in his first letter to
dinarily correct manner and, upon a more accurate Jaspers can be summarized in the following
analysis, it appears that you have a deep insight into points: he offered an invitation to Jaspers to
psychotherapy and are well-aware of its appeal. To become an honorary member of General Med-
express myself in other words: the extraordinary at- ical Society for Psychotherapy of Vienna (Allgeme-
titude that philosophical vision requires in similar ine Ȧrztliche Gessellschaft fűr Psychotherapie Wien);
circumstances, or a Socratic attitude, appears to me he thought highly of Jaspers’ contribution to
to be implausible. Please consider my remarks only science in the area of psychopathology with
as a possibility. I may be mistaken. Nevertheless, in his work entitled General Psychopathology (Allge-
this moment, following your request, I believe I should meine Psychopathologie – 1913); account of Jas-
express my opinion. Hence, meanwhile, I express my persian criticism of psychoanalysis; gratitude
sincerest wishes that you will manage to find a path of Frankl towards Jaspers since he had been
in psychotherapy which, within certain limits, proceeds inspired by several of his thoughts; Frankl
with honest and healthy effectiveness against the back- asks Jaspers if he remembers his books that
drop of the times in juxtaposition with the tendency he had sent him.
of psychotherapy as a surrogate, which I actually be-
lieve to be a disastrous procedure besides many others. The Letter by K.T. Jaspers to V.E. Frankl
Best wishes and kind regards (13th February 1953)
Karl Jaspers Jaspers immediately replied to the letter
by Frankl and accepted the appointment of
Viktor E. Frankl to Karl Jaspers honorary member of General Medical Society
Head of Polyclinic of Neurology for Psychotherapy of Vienna (Allgemeine Ȧrztliche
Vienna, 4th March 1961 Gessellschaft fűr Psychotherapie Wien). Neverthe-
less, Jaspers stated that his acceptance of
Dear Professor,
this invitation did not imply the general ac-
Once again, also on behalf of my wife, I would
ceptance and sharing of the stances of the
like to express my most sincere gratitude to you and
Society. Furthermore, Jaspers pointed out that
your wife for the friendly welcome I received irrespec-
he had read the book A Psychologist Experiences
tive of the spontaneity of our visit. I would primar-
the Concentration Camps (Ein Psycholog erlebt das
ily like to thank you on the gift of conversation we
Konzentrationslager) and had found it to be of
enjoyed in – although improvised and above all neces-
great interest. Concerning other books by
sarily fragmented.
Frankl, Jaspers wrote that, not having read
Pointing out yet again my personal appreciation them yet, he is not entitled to provide a val-
of your work and sending kind regards to your wife, id opinion (on the other hand in 1961, when
I am cordially devoted to you Frankl visited Jaspers, Jaspers told him he was
V. Frankl acquainted with all his books. On the other
hand, concerning the issue of logotherapy,
Jaspers showed his satisfaction upon seeing

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that Frankl understood that he was not op- Frankl pointed out the importance of
posed to psychotherapy as he was believed to philosophy and anthropology within psycho-
be and had been labeled so by many psycho- therapy. The comparison between Jaspers
analysts among which primarily Alexander and Frankl has highlighted the similarities
Mitscherlich [2]. Nevertheless, the issue of between the anthropological Jaspersian con-
psychotherapy is for Jaspers almost an unsur- ception and the conception by Frankl. Nev-
mountable obstacle since, according to him, ertheless, as has been previously noted, there
the psychotherapist assumes a role previously is a certain tension between the two authors
assumed by priests, vicars and even prophets. which is grasped primarily in the intentional-
Jaspers expressed his confusion by the con- ity of their concepts: while Frankl acts and
cept of psychotherapy by Frankl. According thinks in view of practical application, Jas-
to him, at times it appeared to him that Frankl pers is interested primarily in philosophical
was on the right path, yet subsequently it ap- consistency of his conception [1].
peared to him that he had been influenced by
“modern magic” of psychotherapy. The philo- Life an Unconditional Openness
sophical approach (characteristic for Jaspers), (unbedingte Offenheit)
in this sense (psychotherapy) requires, ac- Both Jaspers and Frankl use a presuppo-
cording to Jaspers, a certain aloofness, as well sition that man is a free living being. In this
as concerning the Socratic approach. It is ex- sense man decides on his own life. Man is “a
actly that which to him appears to be absent being who decides each time on what he is, a being who
from Frankl’s writings (in those he had read). always decides” [10]. To decide on one’s own
Jaspers wrote that perhaps he may be wrong, life, irrespective of the fact that there are en-
yet upon Frankl’s request, he expressed his vironmental, psychical and physical condi-
opinion. In the end of the letter he expressed tions, is something which is typical primar-
his wishes that Frankl may find in psycho- ily of man. He is the only living being who
therapy the appropriate way to show his ap- can decide and freely choose for whom or for
propriate and healthy effectiveness before what to live. Being free, man is able to tran-
the current trend in psychotherapy (Jaspers scend himself. We are aware that Jaspers and
was referring to psychoanalysis) which had Frankl were not the only ones affirming this
been taking a surrogate position in society. viewpoint. A vast array of psychologists and
Jaspers distinguished Frankl’s personal- psychotherapists expressed the same attitude,
ity from his work and his contribution to the only perhaps using different wording. We
area of psychotherapy. While he greatly ap- would like to quote F. Perls who stated: “A
preciated the way of life adopted by Frankl man transcends himself only through his very nature
(primarily his behavior in concentration and not through ambition or artificial targets” [28].
camps), he does not share his ideas on psy- Man, through his own decisions and the
chotherapy, as we have seen from Jaspers’ let- regularity of little actions, not only acquires
ter. The attempt to help man to clarify his dexterity and skillfulness, but can transform
own existence could fail upon application of his entire personality. Everyday activities are
fixed methods. Jaspers does not accept the all important, since, deliberately or not, they
closed Weltanschauung. have a formative effect [14]. Nevertheless,
not everyone lives their own freedom. Ac-

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cording to Jaspers and Frankl there are two closed into schemes and objects. Life of man
ways with which man can negate his own lib- can only be clarified (Jaspers) or explained
erty: the first consists in not living in an active (Frankl).
way his own liberty letting himself go and be- According to Jaspers, man, a possible ex-
ing governed by life; the second possibility to istence, can never reach the end of its realiza-
negate one’s own liberty consists in suicide tion since there is always yet another possibil-
[1]. On the other hand, by living his life ac- ity to actualize, a task to accomplish, a choice
tively, man is capable of living it as uncondi- to make and hence transcend his current “be-
tional openness. ing there” and acting in this manner man im-
Man is a responsible living being. He can plements the process of self-formation [30].
decide on his own life, albeit not in an abso-
lute sense. Primarily by facing the limit situ- Conclusion
ations, or the tragic triad, man can wake up In this work we have analyzed the com-
again (Jaspers) and continue living his life mon points and the divergences between Jas-
in a more responsible manner and in depth. pers and Frankl and we believe it is appropri-
Frankl, in addition to this, added that man, ate to reassert that the prominent common
searching to provide answers to the meaning point consists in affirming that human exis-
presented to him by life itself, is also respon- tence can only be clarified (Jaspers), or ex-
sible towards this meaning. Quoting the atti- plained (Frankl), living it freely and respon-
tude expressed by Jaspers, he pointed out that sibly. The point of divergence, we believe it
the meaning to which man is responding is needs to be highlighted in this work, con-
always linked with a specific person and with cerns the meaning attributed to “meaning”
a life situation he is actually going through. by both authors. According to Jaspers, as op-
The originality of logotherapy consists posed to Frankl, it is not possible to find a
in the affirmation that spiritual dimension meaning outside oneself, that is, there is no
of man is a real part of a human person and beyond sense which could help man in living
hence man with this dimension is ontologi- with calmness; moreover, the limit situations
cally open towards something or someone. need to be faced with eyes open, without self-
The identical dimension helps man to tran- illusions of a beyond sense, but deciding and
scend himself and guides him towards self- acting for one’s own life and hence creating a
distancing. It cannot succumb to illness. Also meaning by ourselves.
Jaspers in his General psychopathology (Allgemeine On the other hand, Frankl, with his state-
Psychopatologie) wrote that fundamental fea- ment that man must not ask anything from
tures of man comprise of freedom, reflec- life, but he needs to provide solutions to tasks
tion and the spirit [18] and that the spirit can- allocated to him by life, has caused a Coperni-
not be affected by illness [18], or an ill man can revolution in the concept of life itself. Jas-
can assume an attitude before illness. Hence, pers has always showed his suspicions con-
irrespective of the stroke of the cruel fortune cerning the possibility of establishment of a
[29], man in a spiritual dimension, remains psychotherapy which could remain faithful to
free to carry out values of attitude with which man as possible existence, since it cannot be
he could give meaning to his life, live it with objectified or schematized. However, Frankl,
unconditional openness which cannot be en-

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aware of uniqueness of every man, irrespec- one which is hard to define, especially in Eu-
tive of the fact that he is not striving to clas- rope, where we often talk about society of risk,
sify people and remains primarily at the level liquid society, period of sad passions, society of in-
of practice, is, in a certain way, forced to es- stant gratification, society in decline, society of sub-
tablish a methodology of psychotherapeutic jectivism and radical individualism, we can with
approach and hence find a way which would certainty state that primarily such man has
provide assistance to a man yearning to find the need to live the existential encounter with
a meaning. another man (existential communication) and
Several further aspects to be scrutinized especially find a meaning to live for.
during research and of interest for another
subsequent research are: revaluation of spiri- Acknowledgements
tual dimension, or of the spirit as a possible None
answer to postmodern nihilism; the transcen-
dental dimension in the thought of Jaspers
and Frankl; existential communication and Conflict of interest
psychotherapeutic approach. None declared
Finally, against the backdrop of contem-
porary world, during a complex period and

References 8. Vergara FC. – Ibba P. – Tacconni M. Unicità e


1. Fintz AS. Die Kunst der Beratung. Jaspers’ Phi- complessità dell’essere umano. Proposta di un mo-
losophie in Sinn-orientierter Beratung, Bielefeld: dello integrato di psicoterapia, Assisi: Citadella,
Edition Sirius, 2006. 1999.
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berten Welt – Karl Jaspers als Kritiker des frühen chen: Piper, 1957.
Viktor E. Frankl. Batthyany D. – Zsok O. eds. Vik- 10. Frankl VE. Logoterapia e analisi esistenziale, Fiz-
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acija, Zagreb, 2005. rapia e umanismo, Roma: Città Nuova, 1990.
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te Existenzphilosophie?, in: Batthyany D. – Zsok deus, 1947.
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biografici, Fizzotti E. eds. Torino: SEI, 1997. zotti E. eds. Milano: Gribaudi, 2001.
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19. Frankl VE. Alla ricerca di un significato della vita, 25. Jaspers KT. Autobiografia filosofica, Napoli: Mo-
Milano: Mursia, 2005. rano, 1969.
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Karl T. Jaspers i Viktor E. Frankl: Usporedna mišljenja dvojice psihijatara


Sažetak – Promišljajući o egzistenciji Jaspers i Frankl svaki na svoj način iznose i objašnjavaju, analiziraju po-
jam egzistencije. Dok Jaspers govori da egzistencija može biti pojašnjena napose u graničnim situacijama i
egzistencijalnoj komunikaciji, Frankl ističe kako se egzistencija može tumačiti tijekom života dajući pri tome
važnost što je egzistencijalno. Na temelju pročitanih spisa zaključujemo kako je Jaspers utjecao na Frank-
lovo promišljanje. U njihovim mislima pronalazimo slične ideje, koje su autori na drugačiji način imenovali,
ponekada s malim razlikama, iako su razlike očite kao kada je to u pitanju shvaćanje i pronalaženje smisla, itd. I
Obojica govore o duhovnoj dimenziji, teškim i graničnim životnim situacijama, egzistenciji, odgovornosti, psi-
hoterapiji, smislu, itd. I Jaspers i Frankl su bili psihijatri te se može primijetiti kako vlastite ideje utemeljuju u
dugogodišnjoj praksi, iako imaju različite pristupe. Jaspers u svom pristupu naglašava egzistencijalnu dimen-
ziju, dok Frankl izričito naglašava važnost duhovne dimenzije u čovjekovom životu. Korespondencija između
ovih dvaju autora nam također ukazuje o recipročnom poznavanju njihovih stavova i ideja. Dok Frankl djeluje
i promišlja u vidu praktične primjene, Jaspers je pak prije svega usmjeren k filozofskoj dosljednosti njegovih
stavova i pojmova.
Ključne riječi: egzistencija, egzistencijalna analiza, smisao, logoterapija, psihoterapija, duhovnost

Jaspers and Frankl Thoughts Alcoholism and Psychiatry Research 2015;51:89-106

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