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Nurse Manager Perspective of Staff Participation in Unit Level Shared Governance
Nurse Manager Perspective of Staff Participation in Unit Level Shared Governance
DOI: 10.1111/jonm.12500
ORIGINAL ARTICLE
Sheila Cox Sullivan PhD, RN, Director of Research and Analytics, Associate Adjunct
Professor1 | Mitzi R. Norris PhD, Executive Director for Academic Effectiveness2 |
Lana M. Brown PhD, RN, NEA-BC, Associate Nurse Executive/Research3 | Karen J. Scott
MSN, RN, Deputy Associate Director/Patient Care Services/Nurse Executive3
1
VA Central Office-VACO, Washington, DC,
USA Aim: To examine the nurse manager perspective surrounding implementation of unit
2
University of Mississippi Medical Center, level shared governance in one Veterans Health Administration facility.
Jackson, MS, USA Background: Nursing shared governance is a formal model allowing nursing staff
3
Central Arkansas Veterans Healthcare
decision-
making input into clinical practice, quality improvement, evidence-
based
System, Little Rock, AR, USA
practice and staff professional development. Unit level shared governance is a man-
Correspondence
agement process where decision authority is delegated to nursing staff at the unit
Sheila Cox Sullivan, 810 Vermont Avenue
N.W., Washington, DC, USA. level.
Email: Sheila.sullivan2@va.gov
Methods: Convenience sampling was used to recruit ten nurse managers who partici-
Funding information pated in face-to-face semi-structured interviews. Data were analysed using content
This research was funded in part by a Faculty
Scholarship Exchange Award funded by the analysis and constant comparison techniques. Demographic data were described using
University of Mississippi Medical Center. descriptive statistics.
Results: The participants included seven female and three male nurse managers with
seven Caucasian and three African American. Participant quotes were clustered to
identify sub-themes that were then grouped into four global themes to describe unit
level shared governance. The global themes were: (1) motivation, (2) demotivation,
(3) recommendations for success, and (4) outcomes.
Conclusion: These research findings resonate with previous studies that shared gov-
ernance may be associated with increased nurse empowerment, self-management,
engagement, and satisfaction.
Implications for Nursing Management: These findings reflect the need for nurse man-
agers to promote and recognize staff participation in unit level shared governance.
KEYWORDS
nurse leadership, nurse manager, shared governance
(Porter-O’Grady & Finnigan, 1985). Nursing leadership’s responses to added activities, such as direct patient-
centred care (Martin et al.,
changes in health care delivery included evaluating nursing care and 2007). The success of the TCAB project prompted the American
restructuring nursing delivery systems to reduce costs; improve patient Organisation of Nurse Executives to develop a dissemination study to
and employee satisfaction; and improve patient outcomes (Anthony, facilitate the implementation of TCAB principals in health care facilities
2004; Bogue, Joseph, & Sieloff, 2009; Laschinger, Finegan, Shamian, & (Needleman et al., 2016). This paradigm-shifting activity encouraged
Wilk, 2001; Ott & Ross, 2014; dos Santos et al., 2013). Healthy work nursing leadership to implement ULSG throughout the medical centre.
environments for nurses, quality patient care and job satisfaction are Implementation of unit level shared governance at this VHA facility
closely linked, a fact which prompted health care administrators and empowered direct-care nurses to perceive their engagement as genu-
nurse leaders to develop strategies to promote healthy work environ- inely directing nursing practice. Empowering individual nurses to make
ments (American Nurses Association, 2016). One of the eight char- seemingly minute decisions, such as where to install hand foam dispens-
acteristics of a healthy work environment is nurses exercising control ers, can dramatically influence work efficiency and staff satisfaction.
over their practice, often referred to as shared governance (Kramer
& Schmalenberg, 2003). Shared governance has evolved over time
and is now defined as a decision-making model designed to provide 2 | BACKGROUND
nurses at all levels in an organisation with professional autonomy and
involvement in decision-making processes, while inciting leadership The historical nurse manager role dates back more than 150 years to
awareness and respect for the expertise of staff at the point of care the era of Florence Nightingale who recommended females as the
(McDowell et al., 2010). lead for nursing service (Wildman & Hewison, 2009). While the nurse
Broadly, the phrase “shared governance” refers to activities at the manager role has advanced to encompass all genders, nurse managers
organisation or departmental level in which staff nurses are empow- or frontline supervisors are known for authoritatively directing nurs-
ered to participate in a meaningful way, thus improving patient out- ing staff to achieve unit and organisational goals (Freed & Dawson,
comes as well as nurse autonomy; decision-making, satisfaction; and 2006). The nurse manager role includes unit level decision making
recruitment and retention (Barden, Griffin, Donahue, & Fitzpatrick, authority; therefore, implementing ULSG potentially results in a nurse
2011; Hauck, Griffin, & Fitzpatrick, 2011; Hess, 2011). Further, shared manager perceived loss of power.
governance is a tenet of Magnet® designation as described by the Numerous articles discuss facility-specific activities surrounding
American Nurses Credentialing Center (American Nurses Credentialing the implementation of ULSG, but the evaluation of these activities
Center, 2016). It is a structure that promotes nursing control of nurs- focuses primarily on the perception of staff nurses (Brandt et al., 2012;
ing practice through knowledge, partnership and accountability Knutson, 2012; McDowell et al., 2010; O’May & Buchan, 1999; Ott &
(Kramer et al., 2010). O’May and Buchan (1999) analysed more than Ross, 2014; Scherb, Specht, Loes, & Reed, 2011). Additional articles
500 articles to determine the meaning of shared governance at the discuss barriers associated with ULSG success, including role confu-
organisational as well as the unit level. This literature analysis revealed sion between staff nurses and nurse managers, inadequate leadership
that an overarching aim of shared governance is to empower nurses to support, insufficient recognition of achievement and staff attitudes
support the nurse–patient relationship. (Hess, 2011; Scherb et al., 2011). Hess (2011) cautions a steep learn-
Many facilities have taken shared governance an additional step by ing curve for all involved when implementing ULSG, but suggests the
placing the locus of control at the unit level. The purpose of unit level benefits are worth the effort. Brandt et al. (2012) highlighted actions
shared governance (ULSG) is to reallocate the control of decisions taken by nurse executives to promote the success of ULSG implemen-
affecting practice at the unit level from the nurse manager (NM) to tation. However, another possible explanation for variance in ULSG
the direct care nursing staff (Knutson, 2012). Processes and outcome implementation success is the perceptions of the nurse manager.
measures of this power shift are well documented in the nursing liter- The literature supports nurse managers promoting positive rela-
ature and include increased staff nurse commitment, improved work tionships and building trust with frontline nursing staff, but there is
environment, improved outcomes for patients and organisations, an limited literature focusing on nurse manager guidelines related to
increase in nurses’ perceptions of empowerment, and enhanced pro- implementing and adapting to ULSG (Freed & Dawson, 2006). The
fessional and organisational development (Brandt, Edwards, Sullivan, literature notes leading practices to promote the control of nursing
& Zehler, 2012; McDowell et al., 2010; O’May & Buchan, 1999; Ott & practice but provided little evidence or discussion as to how to give
Ross, 2014). Unit level shared governance may establish its own sys- nurse managers the tools to implement these practices (Kramer et al.,
tem and varied models may be used within one health care system 2010; Wilson, Speroni, Jones, & Daniel, 2014). There is also a signifi-
(O’May & Buchan, 1999). cant disconnect between management and staff perceptions of shared
A Veterans Health Administration (VHA) facility participated in governance activities. Scherb et al. (2011) found that staff nurses
the Transforming Care at the Bedside (TCAB) Dissemination Initiative. desired involvement in staffing decisions foremost, with liaison activ-
The original study, Transforming Care at the Bedside, conducted by ities second and professional practice third. However, nurse manager
the Robert Wood Johnson Foundation and the Institute of Healthcare and staff nurse perceptions of actual involvement were significantly
Improvement, empowered direct care nurses to create change that different for ULSG (p = .039) and quality of staff support (p = .014)
improved patient care and increased nursing time involved in value (Scherb et al., 2011).
COX SULLIVAN et al. |
3
1. Tell us how you implemented until level shared governance (ULSG) on your unit.
a. Role at implementation
b. Length of involvement
c. Process
4. What are some specific examples of where ULSG was used on your unit?
5. What are some characteristics of nurses on your unit who DID embrace ULSG?
6. What are some characteristics of nurses on your unit who DID NOT embrace ULSG?
8. What suggestions would you make to other nursing units who are considering
F I G U R E 1 Interview Guide for Nurse
Managers implementing ULSG?
In summary, a review of literature did not yield empirical data managers who did not opt out between 10 to 15 days after the email
revealing what attitudes or practices of nurse managers contribute to to discuss the study and to make an appointment. Actual informed
successful implementation of ULSG activities or guidance on how to consent did not occur until the participant arrived for the scheduled
facilitate the development of characteristics for success among nurse interview.
managers. Thus, the purpose of this qualitative pilot study was to Eleven nurse managers responded to the request for interviews,
examine the nurse manager perspective surrounding implementation a 37% response rate. Participants had to be a nurse manager at this
of unit level shared governance in one VHA facility. facility and to have participated in the ULSG structure. Ten nurse
managers came to the scheduled interview appointments for a 33%
response rate after one nurse manager was ill and was not at work
3 | METHODS at the designated time for her interview. Demographic data collected
from the participants included race, education level and years of nurse
After receiving Institutional Review Board (IRB) approval, conveni- manager experience. The nurse managers participated in 50-min face-
ence sampling was used to recruit nurse managers for this pilot to-face interviews using a semi-structured guide to elicit the attitudes
study. Thirty nurse managers at this VHA facility who had partici- and management strategies employed by the nurse manager on units
pated in unit level shared governance were invited to participate in implementing ULSG (see Figure 1). The team conducted interviews in
the qualitative interviews. For the purposes of this study, our team a private room within the facility, with two of the three investigators
defined nurse manager as a nurse responsible for supervising a present for each interview. The investigators planned to audio-record
group consisting primarily of staff nurses, not necessarily limited to the interviews and proactively verified that the audio-recorder was
a geographical area. The teams these managers oversaw varied from functional with new batteries. At the time of the interviews the audio-
all registered nurse (RN) staff to a mix of RNs, Licensed Practical recorder malfunctioned, and the investigators were unable to audio-
Nurses (LPNs) and Unlicensed Assistive Personnel (UAP). Each nurse record participant responses. Interviews were not rescheduled due to
manager received a letter stating that they would be contacted by the interviews being pre-scheduled and to respect the nurse managers
the research team via telephone to discuss study participation. The scheduled time away from the unit and one of the investigators trav-
letter included the IRB-approved informed consent document (ICD) elled from out of state to participate. Two investigators were present
to allow participants to review the ICD prior to the telephone con- at each interview, and written notes were taken with the aim to take a
versation. The letter also contained instructions to allow the nurse full written version of each interview. The two investigators reviewed
manager to opt out by notifying the principal investigator by email the written transcripts immediately after each interview to compare
or phone. The principal investigator began calling eligible nurse for accuracy.
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4 COX SULLIVAN et al.
The interviewers began with a brief introduction including the managers having a baccalaureate degree. The investigators clustered
purpose of the study. The first question asked of participants was, participant quotes to identify sub-themes subsequently grouped into
“Tell me the story of how you implemented ULSG on your unit.” Probe four global themes to describe ULSG. The global themes were: (1)
questions were used to gain additional knowledge on implementation motivation, (2) demotivation, (3) recommendations for success, and
of ULSG. Member checking, a way to validate the investigator under- (4) outcomes. The sub-themes for both global themes motivation and
standing or to clarify participant comments, occurred at the end of demotivation included internal and external contributing factors that
each interview (Robert Wood Johnson Foundation, 2008). motivated or demotivated nursing staff to participate in ULSG. The
Demographic data were analysed using descriptive statistics. theme recommendations for success included the sub-themes com-
Interview data were analysed using content analysis and constant prising nursing leadership and nursing staff. Project successes and
comparison techniques. Content analysis, a systematic method of serendipitous outcomes were sub-themes used to address the global
coding and analysing qualitative data, was used to explore clear and theme outcomes.
hidden meanings within the text (Bernard & Ryan, 2010). A code book
with precise definitions for each code was developed and continually
4.1 | Motivation
re-
evaluated for coding accuracy. Two experienced research-
ers reviewed the codes and definitions to enhance dependability. Motivation is defined as reasons for nursing staff to participate in unit
Constant comparison is the method of breaking down interview data level shared governance. This included internal and external contrib-
into smaller data and comparing these data between interviews to uting factors that motivated nursing staff to participate in the ULSG
compare and contrast codes and themes and group content into sub- structure and project development.
themes and global themes (Dye, Shatz, Rosenberg, & Coleman, 2000).
Participants’ direct quotes were used to describe ULSG (see Figure 2).
4.1.1 | Internal contributing factors
Internal contributing factors, circumstances originating from within
4 | RESULTS the staff nurse, included internal recognition and self-reward. Staff
nurses became energized through creating processes to improve
The participants included seven female and three male nurse manag- quality or streamline the required effort to accomplish their work. The
ers, seven of whom were Caucasian and three were African American. nurse managers relayed the following comments from nursing staff
Management experience ranged from 1 year to greater than 20 years regarding ULSG participation: “Activities were rewarding in them-
with five nurse managers being master’s prepared and five nurse selves’ and ‘Motivation came from encountering change.” The nursing
COX SULLIVAN et al. |
5
staff were self-motivated to create positive changes for veterans and were not initially successful”. Many managers explained that at the
staff. One nurse manager stated, “I saw increased staff satisfaction beginning of the ULSG projects not all projects would have the
by helping others.” Age and experience may also predict the involve- expected or desired outcomes. One nurse manager stated “Unit Level
ment of nurses in this governance structure. The nurse managers Shared Governance is a process. It is an opportunity to try but not
stated that younger, less experienced nursing staff were more likely everything will work.”
than nurses near retirement to be active ULSG participants. The nurse
manager comments regarding nursing staff who participated in ULSG
4.2.2 | External contributing factors
included “Those who participated demonstrated leadership qualities”;
“They were the young, charismatic risk-takers”; and “It was the newer The nurse managers identified several external factors from outside of
staff who were the dinosaur slayers.” the nursing staff that induced staff demotivation. These factors were
the amount of required paperwork, limited time and negative leader-
ship behaviours. Nursing staff perceived the amount of organisational
4.1.2 | External contributing factors
paperwork required for ULSG projects to be lengthy and cumber-
External contributing factors, circumstances outside of the nurs- some. Comments made by nurse managers included: “Paperwork took
ing staffs’ control that led to USLG participation included positive the fun out of the initiatives” and “Required monthly reports made it
leadership behaviours; promotion; recognition and rewards; and a duty, not a privilege.”
positive peer pressure. Areas with supportive nurse leaders were Patient care is and should be the primary focus of nursing staff.
more likely to participate in the ULSG structure. One nurse man- Nursing staff often felt providing excellent patient care did not leave
ager commented: “You have to promote your staff. I can’t say that enough time to focus on ULSG projects. Some of the staff com-
enough. That’s the whole thing.” The nurse managers felt nursing plaints regarding limited time included: “Meetings were spur of the
staff were most likely to engage in ULSG projects if the nurse man- moment and not always planned” and “It pulled nurses away from
ager supported the project and removed roadblocks as needed to direct patient care.” One nurse manager described ULSG as “It was
enhance project success. These supportive nurse managers rou- kind of like pulling teeth. Everyone was for it, but no one wanted to
tinely praised the ULSG team members. One supportive nurse spend the time.”
manager stated, “Give the staff credit for everything. Every, every, The final demotivator identified was nurse manager negative
every, everything.” leadership behaviours including discipline for lack of participation,
Potential promotions within the organisational clinical ladder favouritism for active participation, and staff not being recognized for
motivated nursing staff to participate in the structure. Nursing staff ULSG project implementation success. There were nursing staff that
were recognized and rewarded for their collaborative efforts in described ULSG to a nurse manager as, “Just another fad.” A nurse
ULSG projects, including verbal recognition by leadership along with manager commented, “If the nurse manager doesn’t believe in it, it
announcements at nurse manager monthly meetings. Quarterly rec- won’t happen.” Some nurse managers mandated ULSG topics instead
ognition ceremonies allowed upper leadership to present certificates of the allowing the nursing staff to initiate ideas leading to staff nurse
and recognize staff. Rewards included compensatory time off, a “Big resistance.
Blue Ribbon” award that moved between areas, and poster/podium
presentations developed from projects. One nurse manager gave out a
4.3 | Recommendations for success
“good egg” award. Each manager recognized this type of positive peer
pressure as a factor in motivation. This peer pressure was described Recommendations for success were defined as suggestions from
as leading to “increased camaraderie” and “positive feelings of team- the nurse managers on the best course of action to implement ULSG
work.” When ULSG worked well, participants described it as “increas- and to encourage nursing staff participation. Nursing staff participa-
ing trust in each other and management.” tion in ULSG begins with thorough education and understanding of
the ULSG structure. According to one nurse manager, “there should
be education on Unit Level Shared Governance in orientation with
4.2 | Demotivation
follow-up in monthly staff meetings.” They stated that ULSG has
Demotivation is defined as reasons nursing staff choose not to partici- to be nursing staff driven not leadership driven, empowering staff
pate in ULSG. It included circumstances that mitigated nursing staff to choose the ULSG projects. This process was described as the
participation in ULSG. Nurse managers explained internal and external ideas “need to bubble up from the bottom.” One nurse manager
contributing factors that resulted in staff demotivation. explained, “Everyone is important, and we should listen to every-
one’s voice.”
Nurse leaders should observe from a distance, staying out of the
4.2.1 | Internal contributing factors
way to increase staff autonomy and ensure recognition/rewards for
Internally, staff became discouraged when ULSG projects did not project success. Nurse managers need to understand their nursing
accomplish the desired results. Several nurse managers said to start staff to know what will rewards, recognition and frameworks will work
small with one stating “The staff sometimes felt like failures if they best.
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6 COX SULLIVAN et al.
Santos et al., 2013). This study correlates with the findings of Ott and
7 | SIGNIFICANCE OF THE STUDY
Ross (2014) who studied the lived experience of initiating shared gov-
ernance at a facility level. They described the transition as a journey
Understanding the characteristics of nurse managers who are able to
that led to increased patient satisfaction, empowerment of nursing
implement unit level shared governance effectively may allow nurse
staff and increased self-management by staff. Our study differed from
managers within other health care facilities to use these recommen-
that of Ott and Ross (2014) in two critical ways: (1) this study focused
dations for ULSG implementation: (1) provide education on ULSG
on initiation of shared governance at the unit level rather than facil-
structure and processes, (2) allow nurse leaders to emerge from ULSG
ity wide, and (2) this study concentrated on strategies managers can
participants, (3) allow nursing staff to propose and develop change, (4)
employ at that level to enhance success and empowerment for the
nurse managers to serve as a mentor or in a support role, and (5) rec-
staff. A recent survey by Wilson et al. (2014) demonstrated consist-
ognize and reward nursing staff. Understanding what characteristics
ency with our findings that: (1) leadership support is essential and (2)
contribute to ULSG success may allow organisations to develop nurse
prioritizing patient coverage to release nurses to participate without
manager competencies and interventions to guide and grow nurse
increasing the workload on peers and compromising patient care is
managers in this area.
vital.
What this study adds to the literature is pragmatic strategies from
nurse managers who successfully implemented unit level shared gov-
ernance models as part of a facility cultural change (see Figure 3). The
8 | IMPLICATIONS FOR
study also supports the findings of recent studies that discuss moti-
NURSING MANAGEMENT
vational factors for and against engagement in shared governance
The nurse managers supported staff participation in ULSG within a
activities.
VHA facility may lead to empowerment of nursing staff to develop
meaningful improvements in their work. According to nurse manag-
ers, nursing staff must be allowed to make decisions and to develop
6 | STUDY LIMITATIONS
projects for improving veteran care. Nurse managers should serve
as facilitators assisting nursing staff as needed or removing project
Several study limitations need to be noted. This was a small pilot study
implementation barriers, but nurse managers should not lead ULSG in
including a sample size of ten nurse manager participants recruited
an authoritative manner. More research is needed on the successful
from one southern VHA health care facility. Other VHA facilities or
implementation of ULSG structures.
organisations outside the VHA system may have different results.
The second study limitation is that the interviews were not audio-
recorded due to an equipment malfunction. Audio-recording would
AC KNOW L ED G EM ENTS
have allowed the investigators to maintain eye contact, concentrate
and respond better to the participants, allowed for verbatim transcrip- This material is the result of work supported with resources and the
tion of the interviews and reduced the potential for researcher bias. use of facilities at the Central Arkansas Veterans Healthcare System.
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8 COX SULLIVAN et al.