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Neuropsychology of Cortical Versus Subcortical Dementia Syndromes
Neuropsychology of Cortical Versus Subcortical Dementia Syndromes
ABSTRACT
Neuropsychological studies have shown that there are several prominent differ-
ences in the patterns of cognitive deficits that occur in neurodegenerative disorders that
have their primary etiology in either cortical or subcortical brain dysfunction. Quantitative
1
Department of Neurosciences, University of California, San Diego; San Diego, 9500 Gilman Drive, La Jolla, CA 92093-0948.
2
Department of Psychiatry, University of California, San Diego, and Dementia; Guest Editor, Jody Corey-Bloom, M.D., Ph.D.
Psychology Service, San Diego Veterans Affairs Medical Center, La Semin Neurol 2007;27:7–21. Copyright # 2007 by Thieme
Jolla, California. Medical Publishers, Inc., 333 Seventh Avenue, New York, NY
Address for correspondence and reprint requests: David P. Salmon, 10001, USA. Tel: +1(212) 584-4662.
Ph.D., Department of Neurosciences (0948), University of California, DOI 10.1055/s-2006-956751. ISSN 0271-8235.
7
8 SEMINARS IN NEUROLOGY/VOLUME 27, NUMBER 1 2007
knowledge (i.e., aphasia), abstract reasoning, ‘‘execu- The present review will focus, for the most part,
tive’’ functions, attention, and constructional and vi- upon studies that have directly compared patients with
suospatial abilities.3 AD to those with HD or PD. Direct comparisons using
HD and PD are neurodegenerative diseases that the same test measures with both groups ensures that any
produce a ‘‘subcortical’’ dementia syndrome through observed differences are due to the nature of the under-
their effects on basal ganglia and brain stem structures. lying pathology rather than to differences in study
HD is an inherited, autosomal-dominant disease that procedures. Most of the studies reviewed also attempt
results in the development of movement disorder (e.g., to match the patient groups for other factors that could
chorea, dysarthria, gait disturbance, oculomotor dys- potentially influence test performance, such as amount of
function), behavior and personality changes (e.g., de- education and overall level or stage of global dementia.
pression, irritability, and anxiety), and dementia due to This latter factor can be difficult to judge because of
progressive deterioration of the neostriatum (caudate inherent differences in the cognitive dysfunction asso-
nucleus and putamen).4–6 PD is characterized by a loss ciated with different disorders but can be estimated with
of pigmented cells in the substantia nigra pars compacta brief mental status examinations, global dementia stag-
(resulting in a major depletion of dopamine) and the ing systems, or characteristics such as estimated duration
presence of Lewy bodies (abnormal intracytoplasmic of illness. Another factor that must be considered when
eosinophilic neuronal inclusion bodies) in the substantia comparing cognitive performance across disorders is the
nigra, locus ceruleus, dorsal motor nucleus of the vagus, difference in the usual age of onset for each disease. AD
upon temporal and/or spatial contextual cues for their HD and AD patients could be distinguished by two
retrieval. Examples of episodic memory include the major differences in their performances. First, patients
ability to recall our activities from the previous day and with AD were just as impaired on the recognition trial as
the ability to remember a list of words presented 10 they were on the immediate and delayed free recall trials,
minutes earlier. A severe deficit in episodic memory (i.e., whereas patients with HD were less impaired on the
anterograde amnesia) is characteristic of the cortical recognition trial than on the various free recall trials. The
dementia syndrome of AD and has been attributed to significant improvement shown by the HD patients
ineffective consolidation (i.e., storage) of new informa- when memory was tested with a recognition procedure
tion.17 Patients with the subcortical dementia syndrome has been observed in several additional studies18,19 (but
of HD, in contrast, exhibit mild to moderate memory see Brandt et al22) and suggests that when the need for
impairment that appears to result from a general deficit effortful, strategic retrieval is reduced, the memory
in the ability to initiate and carry out the systematic impairment exhibited by these patients is greatly atte-
retrieval of successfully stored information.18–20 This nuated (Fig. 1).
distinction in the episodic memory deficits associated The second major difference observed by Delis and
with the two disorders was illustrated in a study by Delis colleagues was that patients with AD exhibited signifi-
and colleagues21 that directly compared the perform- cantly faster forgetting of information over the 20-minute
ances of patients with AD and patients with HD on a delay interval than did the patients with HD (also see
rigorous test of verbal learning and memory, the Cal- Butters et al23 and Troster et al24). Although patients
Figure 1 The mean age-corrected z-scores achieved by patients with Alzheimer’s disease (AD) and Huntington’s disease (HD) on the
20-minute delayed recall and delayed recognition (i.e., discriminability) measures from the California Verbal Learning Test. The pattern of
performance for AD (recognition recall) suggests an encoding/storage deficit, whereas the pattern for HD (recognition > recall)
suggests a retrieval deficit. (Adapted from Delis et al,21 with permission from the American Psychological Association.)
10 SEMINARS IN NEUROLOGY/VOLUME 27, NUMBER 1 2007
over a delay, difficulty initiating systematic retrieval dementia,39,40 but dissociable patterns of impairment are
strategies) but that the two patient groups differed in associated with cortical and subcortical dementia syn-
the salience of this pattern. In general, patients with HD dromes.39,41–47 On the one hand, mildly demented pa-
had a more severe free recall deficit and showed a greater tients with AD often exhibit a severe and temporally
improvement on recognition testing compared with free graded retrograde amnesia with memories from the dis-
recall than patients with PD. Zizak and colleagues26 tant past better retained than memories from the more
recently extended these findings in a study that classified recent past.39,44,46,48 The temporal gradient is similar to
the CVLT performances of patients with HD or PD as the pattern of loss exhibited by patients with circum-
demonstrating or not demonstrating a retrieval deficit scribed amnesia and has been attributed to the interrup-
profile (i.e., significantly higher standardized scores on tion of a long-term consolidation process that is critically
CVLT recognition indices compared with free recall dependent upon the hippocampal-diencephalic memory
indices). The results showed that a clear retrieval deficit system. The interpretation of the temporal gradient of
profile was more prevalent in patients with HD than retrograde amnesia in patients with AD is somewhat
those with PD but only occurred in 44% of the HD clouded by the insidious nature of the anterograde mem-
patients. In addition, the profile tended to occur in those ory deficit associated with the disease. It may be the case
patients who had at least a mild to moderate level of that information from the most recent decade (or deca-
global dementia. Several studies have shown that the des) just prior to the diagnosis of AD was not learned as
memory performance of patients with PD can be quite well as more remote information because of a ‘‘preclinical’’
learn, remember, and retrieve a specific bit of informa- HD on a word-stem completion priming test previously
tion, there are some forms of memory that can occur used by Graf and colleagues.52 In this task, subjects were
implicitly without conscious awareness.50 This implicit shown 10 words (e.g., motel, abstain) one at a time and
memory is demonstrated through facilitation of per- were asked to rate how much they liked each word on a
formance due simply to prior exposure to the stimuli 5-point scale. Following these presentation trials, the
or procedures of a given task. For example, an individ- subjects were shown 20 three-letter word stems (e.g.,
ual’s ability to detect a stimulus (or to identify it in a mot, abs) and were asked to complete each stem with the
degraded form) might be enhanced upon its second first word that came to mind. Ten of the stems could be
presentation (i.e., priming), or they may show a gradual completed using study words, and the other 10 stems
improvement in the performance of some motor or were used to assess baseline guessing rates (i.e., complet-
cognitive act with practice (i.e., motor or cognitive skill ing stems with target words that were not previously
learning). There is considerable evidence that implicit presented). Despite pronounced explicit memory defi-
memory is generally preserved in patients with circum- cits, patients with HD and patients with circumscribed
scribed amnesia, indicating that it is not dependent upon amnesia (i.e., alcoholic Korsakoff’s syndrome) displayed
the hippocampal-diencephalic memory system that is significant priming by completing a greater proportion
damaged in these disorders.31 The neurological basis of of stems with previously presented words than with
implicit memory remains largely unknown; however, nonpresented words. Furthermore, the magnitude of
studies suggest that some forms of implicit memory are their priming was the same as that of normal control
dependent upon the frontal-subcortical circuits that are subjects. Patients with AD exhibited impaired priming
damaged in patients with HD and PD although others on this task, with little tendency to complete the word
may be dependent upon the activation of neocortical stems with the previously presented words.
association areas damaged in AD. Dissociations in the This word-stem completion priming deficit in
performance of patients with cortical or subcortical AD has been replicated in several subsequent stud-
dementia syndromes on various types of implicit priming ies,53–60 and the disparate pattern of impaired priming
and motor and cognitive skill learning tasks have been in patients with AD and preserved priming in patients
noted, as described below, and may shed some light on with HD has been generalized to several other priming
the neural bases of these forms of memory. paradigms, including semantic paired-associate pri-
ming53 and priming to enhance the identification of
PRIMING fragmented pictures.61 Word-stem completion priming
Several studies have shown that implicit priming is has also been shown to be normal in nondemented
differentially affected in cortical and subcortical demen- patients with PD54,57 but impaired in PD patients who
tia syndromes. Shimamura and colleagues51 directly are demented.54 From a neurobiological perspective,
compared the performances of patients with AD and these studies indicate that priming is not dependent
12 SEMINARS IN NEUROLOGY/VOLUME 27, NUMBER 1 2007
upon the hippocampal-diencephalic structures damaged light bias trials and lighter following the heavy bias trials.
in patients with circumscribed amnesia or the frontal- In another study,71 patients with HD, but not those with
subcortical circuits that are damaged in HD and early AD, were impaired on a perceptual adaptation task that
PD. Rather, this aspect of implicit memory may be required them to learn to point to a target while wearing
mediated by the neocortical association cortex that is distorting prisms that shifted the perceived location of
damaged in AD (and that may be compromised by objects 20 degrees to the right or left. Patients with HD
cortical Lewy bodies in PD) or from a deficiency in appeared unable to learn new central motor programs
the level of steady-state cortical activation that could through visual feedback on the accuracy of intended
arise from damage to the ascending noradrenergic pro- movements. In a series of studies, patients with HD72,73
jection system (i.e., the locus coeruleus)62 that may be or PD74,75 were impaired in implicitly learning a repeat-
damaged in AD and PD (see Salmon and Heindel63). ing 10-item sequence of responses in a serial reaction
time task that required them to respond as quickly as
MOTOR AND COGNITIVE SKILL LEARNING possible to the illumination of one of four lights, each
The ability to learn and retain a motor or cognitive skill located immediately above a corresponding response
with repeated practice is another form of implicit memory key.76 Patients with AD or circumscribed amnesia ex-
that is differentially affected in cortical and subcortical hibited a normal rate of learning the response sequence
syndromes. This was initially illustrated in a study that (as evidenced by a gradual decline in response latency),
directly compared the gradual development of the pursuit despite an inability to explicitly recall the sequence76–78
The studies by Knowlton and colleagues84,85 were on the Attention/Concentration Index and scored sig-
among the first to implicate subcortical structures (par- nificantly worse than equally demented patients with
ticularly the striatum) in implicit category learning. Sub- AD. This was true in both early and more advanced
sequent studies have attempted to determine if there are stages of the diseases.
distinct types of category learning that might be differ- Specific aspects of attentional processing are dif-
entially mediated by the striatum. One such distinction ferentially affected in cortical and subcortical dementia
has been made between rule-based category learning syndromes. Lange and colleagues100 and Lawrence and
(e.g., learning that a line stimulus is in one category if associates101 showed that patients with AD and mildly
it is long and another category if it is short) and demented patients with HD were able to effectively shift
information-integration category learning (e.g., learning attention between stimulus dimensions in a visual dis-
that a line stimulus is in a particular category based upon crimination task in which first one stimulus dimension
integrated information from two or more stimulus com- (e.g., color) and then another (e.g., shape) was reinforced
ponents like length and orientation). In a series of studies, as correct. Moderately to severely demented patients
patients with HD were shown to be impaired in both with HD, in contrast, were impaired in maintaining
rule-based and information-integration category learn- the proper response set and persisted in returning to a
ing,87 although nondemented patients with PD were previously correct response strategy when attention
impaired only in information-integration category learn- should have shifted. A deficit in shifting or allocating
ing.88 Because of concern that the particular stimulus attention has been observed in other studies of patients
‘‘executive’’ functions involved in planning and problem studies have been replicated several times and confirmed
solving. These include deficits in goal-directed behav- in several meta-analytic studies.130,131 The pattern of
ior, the ability to generate multiple response alterna- performance of PD patients across types of fluency tasks
tives, the capacity to resist distraction and maintain is less clear, although a meta-analytic study suggests that
response set, and the cognitive flexibility to evaluate these patients have slightly greater deficit on category
and modify behavior (reviewed in various stud- than letter fluency tasks.132
ies6,117,118). Deficits in these abilities are apparent on The results of these studies support the notion
a variety of tests that require executive functioning such that qualitatively different processes underlie the verbal
as the Wisconsin Card Sorting Test,119–122 the Stroop fluency deficits of AD and HD patients. The fact that
Test,119,122,123 the Tower of London test,100 the Gam- patients with AD are more impaired on the fluency task
bling Decision Making task,124 and tests of verbal that places greater demands on the integrity of semantic
concept formation.103 These deficits are not unique to memory suggests that they have a loss of semantic
subcortical dementia, however, as extensive executive knowledge or a breakdown in the organization of
dysfunction is also characteristic of the cortical demen- semantic memory, rather than a general inability to
tia syndrome of AD (for review, see Perry and retrieve or access semantic knowledge. A loss of knowl-
Hodges125). It may be the case that specific aspects of edge of the attributes, exemplars, and organization that
executive dysfunction are more common in one syn- define a particular semantic category is thought to reduce
drome than another, but there are few studies that have the ability of patients with AD to efficiently generate
The tendency of patients with AD to make semantically about the specific components of visuospatial process-
based errors is consistent with a disruption of the ing that might be differentially affected in the two
structure and organization of semantic knowledge that disorders.
may arise from damage to cortical association areas in the In one of the few studies to directly compare
temporal, parietal, and frontal lobes. patients with AD and patients with HD on visuospatial
Chan and colleagues directly compared the tasks, Brouwers and colleagues143 found that patients
structure and organization of semantic knowledge in with AD, but not those with HD, were impaired on tests
cortical and subcortical dementia syndromes using of visuoconstructional ability that required extrapersonal
cluster analysis and multidimensional scaling techni- orientation (e.g., copying a complex figure), whereas
ques to statistically model a spatial representation of the patients with HD, but not those with AD, were im-
degree of association between concepts in semantic paired on visuospatial task that required personal ori-
memory (for reviews, see Chan et al140 and Salmon entation (e.g., the Money Road Map Test). Thus, the
and Chan141). The degree of association between the distinct pattern of deficits produced by the two groups
various exemplars in the category ‘‘animals’’ was esti- was interpreted as a dissociation between personal and
mated from their proximate position when generated in extrapersonal spatial orientation abilities in cortical and
a verbal fluency task or from the frequency with which subcortical dementia syndromes.
they were paired in a triadic comparison task. The This interpretation of the visuospatial deficits
modeling showed that the network of semantic associ- exhibited by patients with AD and patients with HD
HD were as effective as normal control subjects in tended to make graphic, visuospatial, and planning
integrating motion and color or motion and luminance errors in both the command and copy conditions,
information to enhance their ability to detect the direc- whereas patients with AD tended to make conceptual
tion of motion above baseline levels of performance (i.e., errors (e.g., misrepresenting the clock by drawing a face
when color or luminance did not segment coherently without numbers or with an incorrect use of numbers;
moving dots). Patients with AD effectively used lumi- misrepresenting the time by failing to include the hands;
nance information to enhance their motion detection, but incorrectly using the hands; or writing the time in the
they were impaired in their ability to use color informa- clock face) in the command condition but not in the copy
tion in the same way (Fig. 3). This deficit was interpreted condition. These disparate patterns of deficits are
as an impaired ability to bind motion and color informa- thought to reflect distinct processing deficits in the
tion that is processed in distinct cortical visual systems cortical and subcortical dementia syndromes. The defi-
(the dorsal visual processing stream for motion informa- cits exhibited by patients with HD appear to be a
tion, the ventral visual processing stream for color in- manifestation of the planning and motor deficits that
formation) because the cortical pathology in AD leads to accompany disruption of frontal-subcortical circuits,
the loss of effective interaction between distinct neo- whereas those of patients with AD seem to reflect a
cortical areas.153 The ability to integrate motion and deficit in accessing knowledge of the attributes, features,
luminance information was not affected in the same and meaning of a clock.
way, presumably because both types of information are
Foundation, San Diego. The authors have no conflicts to 19. Butters N, Wolfe J, Granholm E, Martone M. An assessment
disclose. of verbal recall, recognition and fluency abilities in patients
with Huntington’s disease. Cortex 1986;22:11–32
20. Moss MB, Albert MS, Butters N, Payne M. Differential
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