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Geoforum 111 (2020) 208–217

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Geoforum
journal homepage: www.elsevier.com/locate/geoforum

Analysing land conflicts in times of global crises T


1 ⁎,1
Kristina Dietz , Bettina Engels
Latin America Institute and Otto Suhr Institute for Political Science, Freie Universität Berlin, Berlin, Germany

A R T I C LE I N FO A B S T R A C T

Keywords: In this article, a framework is developed to empirically analyse conflicts over land in the context of global crises.
Land This framework aims to overcome the trap of a dichotomous and hierarchical construction of ‘local’ conflicts
Conflicts over land resulting from ‘global’ crises. Building on an action-oriented concept of conflict and a dialectical
Global crises understanding of structure–agency relations informed by historical materialism, an analytical framework is
Structure–agency
suggested comprising four dimensions: structures, institutions, agency, and the narratives and meaning making
Historical materialism
of actors.

1. Introduction With regard to conflicts over large-scale land appropriation, scho-


lars at the interface of political ecology, peasant studies and critical
In the last two decades, large-scale capital investment in land—- agrarian studies have more recently begun to emphasise the con-
often referred to as ‘land grabbing’ (Borras et al., 2012)—related to the tingency of political conflicts, and to point to a multitude of influencing
expansion of industrial, export-oriented agriculture and mining has and mitigating factors that contribute to conflicts over land and raw
provoked conflicts in most parts of the world (cf. Hall et al., 2015; materials (Baglioni and Gibbon, 2013; Edelman et al., 2013; Hall et al.,
Bebbington and Bury, 2013; Rodríguez-Labajos and Özkaynak, 2017). 2015).
In earlier studies—referring to political economy, ecological economics This article seeks to contribute to these debates on land conflicts in
and political ecology, to peasant studies and critical agrarian stu- the context of global crises. We address land conflicts2 that are con-
dies—these land-related conflicts were sometimes conceptualised as the nected to structural change and crises of capitalism, but which cannot
local consequences of global political-economic changes, manifested in be reduced to them. The focus is on conflicts related to the expansion of
the expansion of commodity frontiers (Moore, 2000; Zoomers, 2011; agro-industrial production and large-scale mining, which pre-
Martinez-Alier and Walter, 2016). But presenting conflicts over the dominantly hit rural areas and frequently lead to the expulsion and
expansion of palm oil and sugar cane plantations, or mining, as pri- dispossession of certain groups of rural land users. We therefore do not
marily the result of external crises or the specific features of the con- look at land acquisition and related conflicts in urban and peri-urban
temporary political economy of global capitalism risks losing sight of contexts (see e.g. Feola et al., 2019; Lombard and Rakodi, 2016; Steel
the diverse social, political, institutional and discursive factors that et al., 2017), nor do we deal with conflicts within and among com-
influence the emergence and processes of such conflicts (Bush and munities, e.g. related to inheritance (Kirst and Engels, 2015; Peters,
Martiniello, 2017: 200). Without a doubt, the processes of taking con- 2002; Whyte and Acio, 2017), land reform and the formalisation of land
trol over land and its use for agro-industrial purposes and the expansion tenure (Berry, 2018; Boone, 2013; Peters and Kambewa, 2007), or
of large-scale mining activities are connected to various crises of ca- farmer–herder conflicts (e.g. Benjaminsen et al., 2009; Brottem, 2016).
pitalism and to structural changes in the sectors of raw materials, Rather, we investigate how structural changes that are linked to global
agriculture and the environment (Akram-Lodhi, 2012; Calvário et al., crises become significant for conflict action, and how this linkage can
2017; Harvey, 2003). However, a variety of factors influence whether be theoretically conceived. We study the factors that influence the
land conflicts arise and become manifest, and not all influences are emergence and development of land conflicts and the means of conflict
necessarily connected to overarching crises processes. that actors make use of.


Corresponding author at: Otto Suhr Institute for Political Science, Freie Universität Berlin, Boltzmannstr. 1, 14195 Berlin, Germany.
E-mail addresses: kristina.dietz@fu-berlin.de (K. Dietz), bettina.engels@fu-berlin.de (B. Engels).
URLs: http://www.land-conflicts.net (K. Dietz), http://www.land-conflicts.net (B. Engels).
1
Address: Research Group “Global Change – Local Conflicts?” (GLOCON), Freie Universität Berlin, Botzmannstr. 1, 14195 Berlin, Germany.
2
‘Land’ does not only refer to agricultural areas, but includes land of various types, as well as all of the resources associated with the land, such as minerals, ores,
fossil fuels, water, forests, etc.

https://doi.org/10.1016/j.geoforum.2020.02.019
Received 18 April 2019; Received in revised form 13 December 2019; Accepted 18 February 2020
Available online 25 February 2020
0016-7185/ © 2020 Elsevier Ltd. All rights reserved.
K. Dietz and B. Engels Geoforum 111 (2020) 208–217

The aim of this article is to develop a theory-oriented framework for context of crises and related conflicts, is summarised. Subsequently, our
the analysis of conflicts over land that are related to large-scale in- analytical framework is developed and we discuss how it can facilitate
vestments. The framework builds on a dialectical understanding of empirical analysis. In the conclusion, the framework is synthesised,
structure–agency relations and an action-oriented concept of conflict. A presenting its analytical dimensions and sub-dimensions and the re-
dialectical perspective allows us to theoretically relate structural shifts search questions derived from it. We sum up what makes our frame-
due to global crises and social conflict action, without reducing one to work distinct from other approaches to the study of land conflicts, and
the other. discuss the ensuing implications for empirical analysis and theory
In order to enable a systematic understanding of the varieties of building.
manifestations of conflicts over land, the framework consists of four
analytical dimensions: structures, institutions, agency and narratives. 2. Global crises and conflicts over land
With this framework, we aim to avoid a dichotomous and hierarchical
understanding of ‘global’ crises that lead to ‘local’ conflicts. Since the early 2000s, there has been an observed increase in the
Social conflict emanates from a relationship between at least two price of raw materials and in investments in land and its associated
actors who perceive themselves as having contradicting interests, goals resources (metals, minerals, ore, carbon). Until now, the peaks of this
or needs (cf. Galtung, 1978; Lederach, 1995), which are themselves trend occurred in the years 2008–2009 and 2011–2012 (Akram-Lodhi,
embedded in contradictory social structures: social relations of capital 2012; Nolte et al., 2016; SNL Metals and Mining, 2015), though in-
and class, gender, caste, ethnicity, race and others. Sociological conflict vestments in land and resources have remained generally high (Reichl
theories understand conflict as inherent to any social system, since and Schatz, 2019). A large proportion of investment occurs in the
antagonistic interests exist in all societies (particularly due to the un- Global South. In addition to financial speculation, capital investment in
equal distribution of resources) (cf. Turner, 1975). But it is only when agricultural land primarily serves the expansion of industrial agri-
these antagonisms are perceived, interpreted and assessed by actors (for culture, export-orientated food production and so-called flex crops
example, as being unjust or as a threat to their existence) that they (Borras et al., 2016; Nolte et al., 2016). Investment in mining ex-
become significant and might lead to action, and thus to conflict be- ploration serves the development and production of new mineral de-
coming manifest. Our analytical interest is in social conflict action. We posits and their export to old and new centres of industrial production
are therefore not focused on social contradictions and antagonist in- (Europe, parts of Asia, North America).
terests as such; and other than classical sociological conflict theory Studies have analysed this increased interest in land and raw ma-
(ibid.; Coser, 1956), we are not so concerned with the systemic function terials in the context of multiple crises of capitalism in recent years.
of conflict. Hence, we focus on manifest conflicts in terms of social Drawing mainly on historical materialism (e.g. Harvey’s concept of
action that involves the interaction between at least two actors (e.g. ‘accumulation by dispossession’, Harvey, 2003; or Marx’s concept of
protest actors, state actors, companies). We particularly focus on col- ‘primitive accumulation’, Marx, 1976 [1867]), these studies show that
lective actors, due to the type of conflict that we consider in this article, increased land and mining investments are directly connected to the
namely conflicts over land in the context of land appropriation for agro- mutually interrelated processes of various global crises, such as the
industrial and extractivist purposes. These are, first and foremost, climate crisis, energy crisis, food (price) crisis, financial crisis, eco-
conflicts in which groups of people act for the purpose of common in- nomic crisis and debt crisis. Related to these crises, structural changes
terests and goals. This is not to say, however, that in the context of in the global agro-food system can be observed, for instance the ex-
global crises in general, and ‘land grabbing’ in particular, conflicts over pansion of export-oriented farms controlled by (non-agricultural) pri-
land between individuals do not occur. vate capital or equity funds. The same holds true for the raw materials
Building on an action-oriented concept of conflict and a dialectical sector, where in relation to crises—particularly in the energy, economic
understanding of structure–agency relations, we have developed an and debt sectors—and in correspondence with technological innova-
analytical framework that encompasses four dimensions: structures, tions, industrial mining and gas and oil extraction have expanded at
institutions, agency and narratives. We therefore draw on a range of great speed. Both processes take place mostly on the basis of the en-
academic literature, not only from peasant studies and critical agrarian closure of land previously operated by smallholders or petty commodity
studies, but also from political economy more widely, contentious producers (Akram-Lodhi and Kay, 2010b; Svampa, 2015). With the goal
politics and social movement studies, and deliberative policy analysis. of making land, labour and raw materials in the rural peripheries ac-
This article thus aims to relate several fields of scholarship to one an- cessible for profitable capital acquisition and control, these investments
other, which we think are relevant to the study of land conflicts pro- present a strategy for dealing with crises (Akram-Lodhi, 2012; Araghi
voked by agro-industrial production and large-scale mining. Although and Karides, 2012; Calvário et al., 2017; Hadjimichalis, 2014).
we restrict ourselves to a certain segment of scholarship on land con- At the same time, scholars emphasise that the opening up of new
flicts, we do take other segments into consideration. fields for national and international capital investment is not the result
Anthropological research, particularly referring to legal pluralism of the ‘invisible hand of the market’, but is in fact politically generated.
(Ubink, 2018; von Benda-Beckmann, 2002), has extensively in- The deciding factors that render land and mining investments profitable
vestigated historical and contemporary conflicts over land in a multi- are political and institutional reforms at different scales (regional, na-
plicity of contexts (e.g. Anying and Gausset, 2017; Eck, 2014; Unruh, tional, local), which aim to devalue, privatise and liberalise the land
2008). Scholars within this line of research point in particular to the and raw materials, as well as the state acquisition of resource rents
complexity and specificity of local figurations and to the changing (Bridge, 2004; Dietz and Engels, 2017; Le Billon and Sommerville,
norms, institutions and everyday dynamics in the context of global 2017; Li, 2017). It thus becomes clear that the search for new possi-
crises. Although this scholarship has placed less stress on the general bilities for capital investment, as well as the preference for cheap yet
social structures that underlie relations of land, labour, class, gender unsustainable solutions to the energy, climate and food (price) crises,
and caste, it provides highly relevant insights into how local social have—together with political reforms and technological in-
relations, norms and institutions are newly negotiated in times of global novations—contributed to capital being made accessible for agri-
crises.3 cultural land and raw materials which had previously been considered
This article is structured as follows. In the following section, the ‘unproductive’ or too difficult to explore for profitable exploitation.
recent literature on capital investment in land and mining, in the These analyses have contributed to an understanding of the recent
investment booms not as isolated processes, or as simple reactions to
market dynamics, but as interwoven in the multiple crises of capitalism,
3
We are grateful to one anonymous reviewer who made us aware of this. as well as the endeavours by state actors, (international) financial

209
K. Dietz and B. Engels Geoforum 111 (2020) 208–217

organisations and companies to deal with them. Furthermore, this lit- the second is the ‘axis of political conflict’ (ibid.: 470). The latter in-
erature from the social sciences, particularly from the fields of political cludes the actions of protestors in the context of class and identity
ecology, critical agrarian studies and critical development studies, fo- politics, disputes with state actors and companies, alliance building and
cuses on the social, economic, political, institutional and ecological transnational networks. However, a theoretical explanation of how
consequences of capital investment in land and mining. In many stu- both dimensions relate to one another is still missing. To fill this gap,
dies, these consequences are described as a restructuring of the coun- we suggest an analytical framework based on a dialectical under-
tryside. This includes changes in the distribution of ownership, control standing of structure–agency relations.
and access with regard to land and related resources (e.g. water), the
destruction of livelihoods, the (sometimes violent) displacement and 3. Structure and agency from a dialectical perspective
dispossession of previous land users, changes in working conditions and
labour relations, the transformation or perpetuation of unequal gender With the goal of analysing conflicts related to capital investment in
relations, ecological destruction and the transformation of landscapes, land and mining, we link the action-oriented concept of conflict to a
the restriction of cultural, social and political rights, and the emergence dialectical understanding of structure–agency relations informed by
of new institutional and spatial orders (cf. Hinojosa et al., 2015; Levien, historical materialism. A dialectical understanding of the relationship
2017; Pye, 2017; Rasmussen and Lund, 2018; Tsikata, 2016). Related to between structure and agency begins with Marx’s famous passage from
this, conflicts over land have become a major subject of analysis (cf. The Eighteenth Brumaire of Louis Bonaparte: ‘Men make their own
Bebbington et al., 2008; Hufe and Heuermann, 2017; Jenkins, 2015; history, but they do not make it as they please; they do not make it
Martinez-Alier et al., 2016; Conde, 2017). under circumstances chosen by themselves, but under circumstances
Whereas it is widely acknowledged that the recent land and mining directly encountered, given and transmitted from the past’ (Marx, 1978
investment boom has provoked conflicts in a variety of contexts, it re- [1852]: 9). Actors are not free in what they do and how they act, but are
mains an open question how this relationship is shaped. In some stu- subject to the constraining or enabling conditions set by structures; and
dies, the relationship between increasing capital investment and con- vice-versa, structures are not fixed, stable or self-reproducing in abso-
flict is conceived as causal. Even if it is not necessarily explicit, one line lute terms, but are transformed or (re)produced by social action
of argument goes as follows: the current crisis-prone development of (Moulaert et al., 2016). From a dialectical perspective, the relationship
capitalism and the accompanying spatial expansion of the capitalist between structure and agency is conceptualised as one of correlation.
appropriation of nature (the commodity frontier) will lead to the ex- Thereby both categories remain essentially different, i.e. ontologically
ploitation of land areas and raw materials for the purpose of capital distinct; they neither fall into each other, nor can the relationship be-
accumulation, crisis resolution and/or the acquisition of resource rents tween them be reduced to one or the other side. Structures therefore
by the state. This means that those who were previously using the land need to be examined in relation to action, and action examined in re-
will be driven out and robbed of their livelihoods. In opposition to this, lation to structure, since structures do not exist outside of spa-
local communities will organise themselves and put up resistance, and tial–temporal contexts and actions, and actors always act in specific
as a result, conflicts will arise (for a critique, see Borras and Franco, contexts that are influenced by structures and the interaction with other
2013). actors (Jessop, 2005, 2008).
An example of this way of reasoning can be found in Martinez-Alier For the current analysis, this implies first studying structures in
and Walter (2016: 68): ‘The expansion of the agricultural frontier has ‘relational’ terms; that is, in relation to the effects they unfold on dif-
led to the clearing of lands and forest, as well as the displacement of ferent actors and their actions, and how they may privilege some actors,
many indigenous and rural populations (…). This has resulted in var- strategies and actions over others (Jessop, 2005: 48). Whereas in Marx’s
ious conflicts over access to land’ (cf. Martinez-Alier et al., 2016: 731f; quote above it seems that structures operate primarily through setting
Conde and Walter, 2014: 71; Rodríguez-Labajos and Özkaynak, limits to individual and collective action, what is argued here is that we
2017:245). It remains to be specified, however, how capital invest- should think of structures as both constraining and enabling, and of
ments in land and resources become tangibly important for conflict agency as always linked to structures. There is no agency outside of
action in particular contexts, and how the effects of these investments structures. Structural elements can, for example, enable social action as
relate to other influencing factors such as institutional and legal (re) such, but at the same time constrain how social action takes place.
forms of land and resource regulation, political opportunities such as Thus, the same structural elements can operate for some actors as
elections or the overthrow of a ruler, the historic experiences of social structural constraints, while for others they might constitute an op-
struggle, the power resources of social actors, and the narratives used to portunity to act in their own interests, potentially leading to the
give meaning to the investments and their effects. transformation of existing structural conditions. It also implies that
As numerous studies have illustrated, protest against mining or the present structural constraints could, for some actors, turn into an op-
expansion of capital-intensive, export-orientated agro-food systems is portunity in the future, depending on the actors’ performance (e.g. the
influenced by a multitude of factors. These include the socially struc- application of different types of alliance strategies in order to shift the
tured power positions of subjects, differentiation of the actors involved relations of forces; Jessop, 2005, 2008).
according to class, gender, age, ethnic, racial and political affiliation, Second, a dialectical approach to structure–agency relations means
political-institutional contextual conditions, the role of the state, as well exploring how actors, in the course of their action, take into account the
as the dominant narratives that serve the legitimisation of a valorisation differential privileging, constraining or enabling effects of structures;
of land and raw materials (cf. Borras and Franco, 2013; Borras et al., that is, how in their action they reflect upon, perceive and interpret
2013). Furthermore, the forms and practices of the acquisition of land structural selectivities and changes, and recursively choose strategies
and raw materials and the associated processes of exclusion or inclusion and tactics oriented towards the environment/context within which
of the social groups concerned are significant for whether and how their actions are realised (ibid.).
conflict action occurs (Hall et al., 2015: 475; cf. McCarthy, 2010; Scott, This understanding of structure–agency relations corresponds to
1976). what in the study of contentious politics and social movements has been
Capital investment in land and mining does not always mean the labelled ‘political opportunity structures’. This approach emphasises
displacement or expulsion of the previous land users and it does not that collective action can only be understood in relation to the context
always lead to social mobilisation, resistance and conflict (Conde and in which protest actors develop and act, as actors do not choose their
Le Billon, 2017). Hall et al. (2015) argue that a better understanding of objectives and methods of protest in a social and political vacuum, but
land conflicts requires a two-dimensional analytical approach: the first are influenced by a range of contextual conditions (Kitschelt, 1986;
dimension comprises the overarching (agri-)structural transformations, Meyer, 2004; Tarrow, 1996; Tilly, 1978). This does not mean that

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K. Dietz and B. Engels Geoforum 111 (2020) 208–217

protest actors have no command over their agency, but that their social arrangements. Institutions involve generally unquestioned rou-
agency can best be understood as linked to their specific context. A tines and practices, formal and informal norms, political rules, laws,
central argument within this approach is that people engage in social regulations and sanctioning mechanisms (e.g. the legal protection of
mobilisation and political protest if patterns of favouring and hindering private property rights). Institutions constrain or enable social action;
factors shift. Tarrow (1998) emphasises that political opportunity and there is always variable scope for actors to engage in institutional
structures are created, disputed and shifted by actors; through collec- innovation, reinforcement and transformation. With the category of
tive action in contentious politics, actors create and change political agency, we refer to collective actors that through different forms of
opportunity structures and improve the conditions for potential future action (direct and confrontational or indirect and institutionally
protest (or in the worst case, for their opponents). mediated) steer or interfere with the course of land and mining in-
In addition, Colin Hay (2001) argues that the context within which vestment. Finally, narratives are a discursive strategy by which actors
people act is also mediated by discourses and narratives, both of which ascribe meaning to, challenge, legitimate, or enforce or reinforce ca-
are essential moments of action, as structural conditions or changes pitalist investment in mining and land. The following table synthesises
only have meaning for action to the extent that they are appropriated our analytical framework, including its dimensions and sub-dimensions,
by actors. Discourses and narratives are also important for structures and the research questions derived from it4:
and institutions (rules, norms, etc.), since the latter need to be con-
stantly reproduced and reconfirmed through images, ideas, arguments,
4.1. Structures
stories, statistics, etc., particularly in times of crisis and transformation
(ibid.). This means that actors can, through particular discursive stra-
In this first dimension, the focus is on how the increasing investment
tegies and tactics, influence structural constraints and opportunities.
in land and mining, which is typically accompanied by the expansion of
But this possibility varies with actors’ identities, values, interests,
agro-industry and large-scale mining, affects structures, i.e. the existing
knowledge and experiences, and according to the extent to which the
social relations in a specific location at a certain moment in time. For
narratives of specific actors resonate with the dominant discursive
this purpose, we refer in particular to the field of critical agrarian
paradigms of a given context, which in general privilege some dis-
studies (Akram-Lodhi and Kay, 2010a, 2010b; Edelman and Wolford,
cursive strategies, tactics and statements over others (ibid.). Hay con-
2017). Dealing with the relevance of the transformation of the coun-
cludes that ‘in the same way that a given context is strategically-se-
tryside in general and the agricultural sector in particular for the ex-
lective—selecting for, but never determining, certain strategies over
pansion of capitalism, critical agrarian studies proves fruitful for ana-
others—it is also discursively-selective—selecting for, but never de-
lysing the structural implications of increasing capital investment in
termining, the discourses through which it might be appropriated’
land and mining for rural social relations. Core categories developed in
(ibid.: 10).
critical agrarian studies are land, labour and class. More recently,
This is equally reflected in social movement studies by the concept
scholars have emphasised a variety of other categories that pervade
of framing. Framing refers to how actors in contentious politics present
social relations in the countryside in intersection with class, namely
a problem and derive certain causes, solutions and means of action from
gender, generation, kinship, ethnicity and indigeneity (Akram-Lodhi
it, which are then used for mobilisation (Snow and Benford, 1992;
et al., 2020). Structural changes are made visible through changes in
Benford and Snow, 2000). Frames provide an explanation for why
the distribution of property and the possession of land, and access to
mobilisation occurs in some cases but not in others, even when condi-
land among social classes, genders, ethnic groups, etc. They also be-
tions are similar (Snow and Benford, 1992: 143-144). Somewhat more
come visible through transformations in labour exploitation (i.e. how
recently, related to the ‘cultural turn’ in social movement studies,
labour in rural areas is distributed and organised, who has access to and
scholars have introduced the concept of narratives, claiming that it goes
benefits from which kind of labour, how the profits of labour are dis-
beyond that of framing and ‘illuminates core features of identity-
tributed and how they are used) (Bernstein, 2010).
building and meaning-making in social activism’ (Davis, 2002: 4; cf.
Depending on structural differences and identities, land means dif-
Polletta and Chen, 2017). It is argued that narratives construct a link
ferent things to different people. For farmers, it represents a means of
between structure and agency; namely between political opportunity
production and reproduction, a central source of livelihoods and a place
structures and how movement actors perceive them. De Moor and
to work; for indigenous people, in addition to the means for material
Wahlström (2019) use narrative analysis to demonstrate how the
reproduction, land often signifies a place of cultural identity; for capital
adaption of strategies by protest actors are embedded in the construc-
(investors) and large land holders, particularly in times of crisis, land is
tion of stories about the movement, past activities and future prospects.
not treated as a means of production but as a commodity, a site of
investment, control and speculated land rent; for state actors, land re-
4. Four dimensions for analysing conflicts over land from a
presents an object of taxation and political control; and so on (Li, 2014).
dialectical perspective
These different and contradicting meanings can lead to conflict. Con-
flicts arise when people lose access to land, when they are dispossessed
The framework that we propose for analysing conflicts over land is
from the land that guarantees their livelihood, when specific cultural
constituted, on the ontological level, of the combination of an action-
and social rights regarding access to and control over land are ignored,
oriented concept of conflict and a dialectical perspective on struc-
when people lose control over how the land they own is used, and when
ture–agency relations, building on theoretical work from historical
the degree of inequality regarding landed property increases (Borras
materialism, contentious politics and social movement studies.
and Franco, 2013; Hufe and Heuermann, 2017). Studies show that the
Furthermore, the framework comprises four analytical dimensions for
recent investment boom in land and mining has, in many places in the
scrutinising conflicts over land: structures, institutions, agency and
world, triggered a process leading to a greater concentration of land in
narratives. These four dimensions have been synthesised from a broad
the hands of a few landed and corporate elites (ibid.; Murmis and
range of conceptual and empirical studies on conflicts over land related
Murmis, 2012; Richani, 2012). However, capital investment in land and
to the expansion of agro-industrial production and mining.
land concentration are not always the same thing; the question is how
By structures we mean those structuring principles of society which
both processes shape each other (Edelman et al., 2013). Furthermore,
can hardly be transformed by individual or collective action in the short
land acquisition through capital investment does not always result in
or medium term (cf. Moulaert et al., 2016), such as structures of capital
and labour, of gendered property and labour relations, and of exclusive
property and access relations based on caste, ethnicity or race. From 4
We highly appreciate the suggestion made by one anonymous reviewer to
this we differentiate institutions, understood as relatively enduring include this table.

211
K. Dietz and B. Engels Geoforum 111 (2020) 208–217

Table 1
Analytical framework: Dimensions, sub-dimensions and research questions.
Dimensions and sub-dimensions Research questions

Structures How do investments in land and mining affect rural structures, i.e. social relations in a specific location at a certain moment in time?
Property, possession, access, control - How does the distribution of land change through investments in land?
- How do these changes affect the meanings that land has for different groups of people?
Labour - How do capital–labour relations change related to large-scale investments in land?
- How does the distribution of labour in society change due to investment in land?
Class, intersectional relations - How do structural changes impact on intersectional relations of gender, race, class, ethnicity and other social relations in rural settings?
- What does this mean for social organisation and the means of collective action?

Institutions How do institutions relate to large-scale investment in land?


- What political-institutional decisions precede increased investment in land?
- What institutions are created due to investment in land and related conflicts?
- What constraining and enabling effects do institutions unfold on different actors?
- How do social practices change in the context of increasing investment in land?

Agency How does agency in conflicts over land relate to social structures?
- How do collective actors emerge?
- What are the resources available for collective actors?
- How are structures and institutions reproduced or transformed through agency?
- What are the means of action that actors have at their disposal; and how can differences among them be explained?

Narratives What meanings do actors ascribe to increasing capital investments in land and mining?
- How do narratives reflect social structures?
- How do narratives contribute to the creation and legitimisation of institutions?
- How do actors use narratives to legitimise what they do?
- What role do narratives play in mobilisation for collective action?

the dispossession or loss of ownership of the former users and/or alongside economic structures, defined with reference to relations of
owners. According to Borras et al. (2012), large-scale capital invest- production, and reflected in the dispositions of, and options for, social
ment in land essentially results in the acquisition of control, i.e. the action. Class analysis focuses on how capital–labour relations are
power to control land and derive the benefits from this control. shaped, and which classes and class interests exist within societies
The question, therefore, is how does the distribution of land in terms (Wright, 2005). The question of whether particular rural social groups,
of ownership, property, access and control change through the re- e.g. the peasantry, constitute a class is therefore far from being of mere
valuation of land in the context of multiple global crises? How are these theoretical relevance, but provides the basis for investigating social
changes mediated by social categories such as class, gender and caste? action in conflict: being a ‘class-in-itself’ (an economic category) is a
And how do these changes affect the meanings that land has for dif- precondition for evolving into a ‘class-for-itself’, namely a politically
ferent people and groups and thus their actions? conscious group that under certain conditions (such as the existence of
Besides property, possession, access and control, labour is central to political leaders or organisations) will act collectively to enforce its
disputes over investment in large-scale farming and mining, and can interests (cf. Alavi, 1973: 29; Bernstein et al., 2018: 698). This being
itself become the subject of conflict (Larmer, 2017; Pye, 2015; said, the category of class enables the analysis of collective action in
Verbrugge, 2016). It is therefore important to understand labour be- relation to structures. However, class always intersects with other social
yond formal waged employment, which represents only one among categories, such as gender, ethnicity and race (Deere, 1995; Harcourt,
several variants of labour in capitalist societies. Indeed, labour is 2017; Razavi, 2009). This requires asking how structural changes not
characterised by heterogeneous capitalist and non-capitalist relations of only impact class relations, class formation and class struggle, but how
production and reproduction (O'Laughlin, 2002): co-existing worldwide these changes impact intersectional relations of gender, race, class,
are both formal and informal waged labour, forms of forced labour, ethnicity and other social relations of difference in rural settings. Fur-
temporary and partial labour migration, subsistence labour and market thermore, what does this mean for collective organisation (who orga-
production; and all forms are redefined in the course of modernisation, nises and how?), and for the means of collective action (what strategies
globalisation and commodification (Komlosy, 2016: 56-57). Peasant are being used, and by whom?).
farmers often also work as (seasonal) agricultural and livestock farmers,
as well as in the informal sector, retail, manual processing and mineral
extraction, either sequentially or concurrently (cf. Lahiri-Dutt, 2018; 4.2. Institutions
Pattenden, 2018). Furthermore, formal and informal labour relations/
markets are not only structured by class positions but also along lines of Empirical findings on the expansion of the agro- and extractive in-
gender, origin/nationality, caste and ethnicity (Lerche, 2010). dustries suggest that not all structural changes can be identified with
This structural heterogeneity does not simply vanish due to the the traditional instruments of the political economy. Jun Borras et al.
spatial expansion and qualitative deepening of capitalist relations of (2012) emphasise that capital investment does not necessarily have to
production; on the contrary, it changes with these processes. The be associated with a change in the possession and ownership of land per
questions to be asked therefore are: How do labour relations and the se, or with a direct expulsion and dispossession of the previous land
distribution of labour in society change through investments in land users. In fact, it is articulated through the acquisition of control over
and the transformation of land-related forms of production, for example land and a change in the forms of possession and ownership. The ca-
mechanisation processes in agriculture or the expansion of industrial tegory of institutions sheds light on how—in relation to increasing in-
mining and the displacement of artisanal mining sites? What sig- vestment in land and mining—new institutions to regulate the appro-
nificance do these changes have for various actors in possible conflicts priation of, access to, and control and use of land emerge, old ones are
over land? reinforced, and how these institutional orders selectively shape actors’
Class refers to large social groups into which societies are dis- capacities to make a difference within a given context of structural
tinguished; they are, at least in the original and narrow sense, formed change, or even to transform the institutional logics (cf. Peters 2009).
Structural change in rural areas results not only from economic

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requirements to overcome global crises, but from previous political rural labour, and the expansion of mining. This includes peasant
decisions that mainly articulate in institutional reforms (Akram-Lodhi farmers and ethnic organisations, urban youth and student organisa-
and Kay, 2010a: 187f; Watts, 2009). The state—namely state policy, tions, women’s organisations, trade unions, environmental and human
state agencies, political institutions at various levels of govern- rights associations, local government and local council members, as
ment—therefore plays a central role (Wolford et al., 2013). In the well as business owners and large-scale landowners. An example of the
course of the neoliberal reforms and structural adjustment programmes latter is the participation of large-scale landowners from agro-industry
of the late 1990s, new mining laws and institutional mining sector re- in anti-mining protests (Dietz, 2019a). Alliances in conflicts over land
forms were introduced and enforced in many countries in the Global thus can (but do not necessarily have to) be formed across social classes.
South, stimulating foreign direct investment in mining. Likewise, Various actors might join forces in alliances, which does not necessarily
agrarian and land policies and laws were reformed, with the aim of mean that they share common interests, perceive the structural changes
liberalising land markets, privatising land tenure and capitalising the in the same way, or have the same instruments of power at their dis-
agrarian sector. The constraining and enabling effects of these reforms posal. Actors may interpret structural changes in various ways: in terms
for social action vary among actors, mainly privileging private owners of unequal distribution, as a loss or non-recognition of their cultural
of capital over others (Dietz and Engels, 2017). For empirical research and social rights, as cutting into their rights as citizens and their poli-
into land conflicts, this means asking questions about the political-in- tical rights to democratic participation, as threatening the status quo of
stitutional decisions and administrative practices that precede the in- the existing distribution of power and economic livelihoods, or as a
creased investment in land and raw materials, and examining the chance to improve their own circumstances (Rasch, 2012).
constraining and enabling effects they unfold on different actors and With regard to mining conflicts, scholars particularly emphasise
conflict action in conflicts over land. that in the context of the expansion of large-scale mining in the past
Depending on the conflict under scrutiny, it may be necessary to years, both the subjects of conflict and the constellations of actors have
widen the scope and focus beyond sector-specific institutional reforms changed. Historically, mining conflicts were characterised by struggles
to encompass the political-institutional ensembles more generally, e.g. over labour and exploitation (e.g. Larmer, 2017; Rubbers, 2017). The
political liberalisation and democratisation, decentralisation, the in- actors involved were workers’ organisations, companies and state
troduction of specific social, cultural and political rights, security laws, agencies (national governments and authorities). In comparison, cur-
and the legal establishment of new modes of political representation rent conflicts are considered to be increasingly characterised by the
and participation. Regime change, too, may be momentous for in- destruction of livelihoods, by identity-related attributions and affilia-
stitutional settings. Empirical studies demonstrate that whereas in- tions, by the threat to rights, and the participation of diverse actors with
stitutional reforms may constrain protest movements and local state various interests (Bebbington et al., 2008: 901). However, under-
agents’ actions, previous reforms of the institutional ensemble of the standing conflicts over resource exploitation and distribution as a class
state (e.g. concerning representation, decentralisation, direct democ- struggle on the one hand, versus understanding conflicts due to re-
racy) can also open up new opportunities for conflict action (cf. Dietz, pression as the (postmodern) struggle for identity and livelihood on the
2019a). other, is misleading. The everyday life of the local communities in-
Apart from formal regulations, institutions also comprise practices volved in land conflicts is frequently characterised by the overlapping
and routines. Thus it is examined how these practices and routines of repression and exploitation, political exclusion, the lack of recogni-
change in the context of increasing investment and what this means for tion of cultural differences, and the collective resistance that may be
conflict action. Practices that are relevant with respect to the current required to challenge this (O'Laughlin, 2002: 513). In land conflicts,
investment boom are, for instance, leasing, temporary use agreements, issues of distribution and identity, exploitation and repression, are
concessions, as well as—in the context of agriculture—contract deeply intertwined.
farming. The practices of ‘dispossession through incorporation’ of From a dialectical perspective, how do structures and agency in
former land users create ‘winners and losers’; they often result in the conflicts over land interrelate? We identify three linkages. First, struc-
fragmentation of the affected population, and the formation of multiple tures are crucial to the emergence and establishment of collective ac-
contrasting interests and demands. Thus in order to examine such ef- tors. Economic structures—namely the relations of production, and
fects, these practices need to be examined relative to the actors’ subject hence class structures—indeed play an important role, but are by no
positions, their demands regarding resources (e.g. property or land), means the only ones. Other categories of social differentiation such as
and their interaction with other actors (e.g. companies and investors). ethnicity, indigeneity, gender and nationality are likewise pivotal, for
Understood as the materialisation of structural constraints and op- example regarding the construction of collective identity, the exertion
portunities, and as having emerged from previous actions, it is in- of power and dominance, the mobilisation of protest, and the for-
stitutions that mediate the relationship between structure and agency. mulation and assertion of claims.
Second, structures heavily influence the availability of resources to
4.3. Agency actors in conflicts over land. As has been demonstrated by scholars from
social movement studies, various types of economic, socio-organisa-
Whether conflict arises and the course it may take are influenced by tional, human, and cultural resources, which can be generated in var-
structural changes and institutions, and the meanings that social actors ious ways, are fundamental for organising and mobilising collective
assign to both. Not every perceived contradiction necessarily results action in response to conflicts (Jenkins, 1983; Edwards and McCarthy,
(directly) in action, and conflict action does not always occur if actors 2007). Bettina Engels’ (2017) analysis of the conflict over the Bissa
are aware of their interests in general (which does not necessarily have goldmine in Burkina Faso shows that village residents with few material
to be the case); for instance, actors may perceive their means to be resources to organise protests against the mine successfully relied on
inadequate, or not implementable, to achieve their goals, or that the other resources such as contacts, networks, support from lawyers and
political-contextual conditions are unfavourable for collective action. movement organisations, as well as language and legal skills, in order to
Local communities are not homogenous, just as the affected rural articulate their interests to the mining companies and government ac-
poor are not subjectless, and neither become passive victims of struc- tors.
tural changes that negatively impact their livelihoods. Rather, they Third, agency plays an important role in reproducing as well as
exert agency in land conflicts (cf. Hall et al., 2015; Borras and Franco, transforming structures and institutions. With regard to conflicts re-
2013). So too are the various rural and urban, governmental and non- lated to capital investment in land and mining, and protest against it,
governmental actors who may join hands in protest against the agro- we suggest differentiating between protests that fundamentally ques-
industry and large-scale mining, the transformation and exploitation of tion existing power and dominance relations on the one hand, and those

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in which actors protest in favour of improved integration and partici- true, legitimate, normal and equitable within social disputes; they are
pation on the other (O'Laughlin, 2002: 515). In land conflicts, both embedded in social power relationships and are thus context-depen-
forms of protest occur. Social actors mobilise to prevent capital in- dent. Narratives are shaped by cultural and institutional norms and
vestment, while others mobilise for improved participation, for ex- values, overarching systems of meaning and institutionalised thoughts
ample regarding compensation payments and access to employment. In (Polletta and Chen, 2017).
many conflicts, the demands to halt projects are implicitly—though in In conflicts over land, state actors, international organisations and
some cases explicitly—linked to demands for fundamental social and companies frequently portray capital investments in land and mining in
political change, for a change in the forms of the social appropriation of terms of (sustainable) development and technological progress, mod-
nature, as well as the processes of political decision making (Arsel et al., ernisation, poverty reduction, public welfare, the creation of jobs, and
2015; Avcı, 2017; Calvário et al., 2017; Dietz, 2019a). an increase in affluence and income (Buchanan, 2013; Bebbington and
With respect to the reproduction and transformation of institutions, Bury, 2013; Dietz, 2019b). Using alternative or new stories, protest
state actors are particularly noteworthy, as they play a core role in actors can challenge these narratives to generate public interest and
translating structural changes into institutional regulations. The price support, and to set up new alliances in order to shift relations of forces
boom for raw materials and foodstuffs, as well as the related increase in and change structural constraints. Whether they succeed in doing so
investment in land and mining, are not direct consequences of market depends on the persuasive capacity of the alternative narratives; on
change. Under the influence of the neoliberal structural adjustment how the counter-narratives resonate with the cultural and institutional
measures of the 1990s and the debt and austerity policies of the 2000s context in which they are told; and how successful they are in chal-
driven by the international financial institutions, national governments lenging the ideological commonsense that underpins the laws, policies
made new laws to encourage investment, including liberalising mea- and institutions (Polletta and Chen, 2017). In this regard, narratives
sures and privatisation, the introduction of land registers, changes in mediate the relationship between structure and agency.
tax laws, and the designation of special development zones for the Protest actors counter governments’ or corporations’ portrayals of
extractive and agricultural industries (Bridge, 2004; Calvário et al., investments in land and mining, often with narratives of identity, jus-
2017). State policy itself can also become a subject of conflict. This is tice and risk, and the right to democratic participation. In these nar-
the case when, as a consequence of new or reformulated laws, institu- ratives, protest actors frame their objections to an agro-industrial or
tional reforms or repressive government strategies, land users are dis- large-scale mining project in terms of the protection of an ecosystem or
placed and the customary use and/or territorial autonomy rights of sub- land-related resource (e.g. water), of bringing forth ‘environmental
national units (municipalities, provinces) or ethnic communities are justice’, and of securing livelihoods (Haalboom, 2011; Urkidi, 2010).
ignored, or the scale of the distribution of power in the government But using these narratives might not work in all contexts and at all
changes (Arellano-Yanguas, 2012; Boone, 2015; Lund and Rachman, scales in the same way. Haarstad and Fløysand (2007), studying op-
2016; Vélez-Torres, 2014). position and industry narratives in a conflict over mining in Peru, reveal
State actors act neither consistently nor coherently, but rather how pivotal it is for activists to rescale and contextualise narratives in
contradictorily and with differing interests. Whilst national govern- order to raise support and enable communication with potential allies
ments use political reforms to promote the exploitation of natural re- and networks. The authors emphasise how narratives are strategically
sources as a central strategy for national development, local govern- transformed and adapted to different scales in order to gain legitimacy
ments adopt mining moratoriums, initiate citizens’ referenda against from scale-specific hegemonic discourses; in the Peruvian case, this
mining, and demand their rights to municipal autonomy and co-de- involves identity at the national scale or human and democratic rights
termination in issues of communal development (Dietz, 2019a; Walter at the global scale.
and Urkidi, 2017).
5. Conclusion
4.4. Narratives
Many studies share our concerns over the inadequacy of under-
The fourth dimension examines what meanings actors ascribe to standing land conflicts merely as the local expression of a global poli-
increasing capital investments in land and mining, and how these tical economy, as well as our emphasis on the need to analytically
meanings relate to structural constraints or opportunities for action. connect structures, actors, institutions and narratives to reach a more
The concept of narratives was introduced to political studies particu- comprehensive understanding of how structural changes and action in
larly by scholars in deliberative policy analysis (cf. Hajer and conflicts over land are interrelated (Edelman and Borras, 2016; Borras
Wagenaar, 2003). It reveals the meanings through which actors make and Franco, 2013). We therefore suggest a framework for the empirical
sense of their experiences or the changes they face (Verloo, 2018). We analysis of conflicts over capital investment in land and mining, con-
define narratives as stories about past events, future prospects and the flicts which are connected to structural changes and crises. Ontologi-
actors themselves (Polletta and Chen, 2017; de Moor and Wahlström, cally, this framework builds on an actor-oriented concept of conflict
2019). Narratives differ from frames. Whereas frames are strategic and a dialectical understanding of structure–agency relations that refers
presentations of a problem, a cause or a solution by protest actors, with to historical materialism. It comprises, furthermore, four analytical
the aim of mobilising for collective action (Benford and Snow, 2000), dimensions for the study of land conflicts—structures, institutions,
the notion of narrative refers to meaning making and identity building agency and narratives—as identified in the literature.
in social activism. Narratives create a link between structural changes Referring to work mainly from critical agrarian studies, we have
and social action. Conflict action is embedded in the construction of argued that structural change becomes visible in three categories: land,
stories about what is happening, what has happened or what should labour relations and social relations (particularly class relations).
happen in the future. Narratives ‘allow actors to draw upon various Through the lens of these categories, not only can the effects of struc-
discursive categories to give meaning to specific physical or social tural change be recognised, but they can also be systematically linked to
phenomena’ (Hajer, 1995: 56). The key function of narratives is to agency (e.g. the formation of collective actors, mobilisation and claim
suggest unity in the otherwise complex, confusing and often contra- making), institutions (e.g. land and labour regimes), and narratives
dictory discursive portrayals of a social conflict. For their cognition, (e.g. on investment-driven ‘development’ and the meaning of labour,
people draw on narratives that make sense to them, i.e. with regard to and therefore on ‘effective’ land use).
their values, identities, cultural norms etc., rather than referring to With the four-dimensional framework, we aim to contribute to en-
‘comprehensive discursive systems’ (ibid.). As such, narratives impact hancing theoretically-informed and non-dichotomous empirical re-
heavily on what is thought and conceived and what is considered to be search on conflicts over land that are related to global crises. This does

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not mean that the dimensions and questions outlined in the framework Acknowledgments
(see Table 1) have not been asked before. We rather suggest linking
different sets of questions to one another in order to allow for a more This work was supported by the German Federal Ministry of
thorough understanding of how structural changes and social conflict Education and Research (Bundesministerium für Bildung und
action with respect to land are linked to each other. Self-evidently, not Forschung, BMBF) under its funding line “Global Change” [Grant
all dimensions and questions need to be equally relevant to the analysis Number FKZ 01LN1302A].
of any case, but rather depend on the epistemological interest, on the
research questions and on the empirical context of the case. References
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