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The Capability Approach in Media Policy
The Capability Approach in Media Policy
The Capability Approach in Media Policy
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to Journal of Information Policy
Michael Litschka
ABSTRACT
In this article, the implications and application possibilities of the capability
approach by Amartya Sen for normative discussions about media policy are
explored. It gives an overview of some important streams of heterodox political-
economic approaches in economics and their role in a “mediatized” world and
centers on two concepts of major interest for media policies: the p
otential media
capabilities can have for media users in a mediatized economy, and the important
role of publicity and mass media when questions of justice are concerned. For
both issues, the capability approach offers interesting insights from a political-
economic perspective.
Keywords: capability approach, political economy, media policy, mediatization,
justice, mass media
1. The section “The Political Economy of Media within a Mediatized Economy” depicts some
of the denotations of this term.
its subpart media economics would have to deal with, and certainly this
can only be done by including insights from other disciplines like ethics,
sociology, economics, and the like. There are three points to be made in
this wide context so that the aims of this article can be circumscribed
more exactly:
• The many economic, political, and ethical questions that come with a
“mediatized” economy ask for normative considerations—a task where
streams of normative and political-economic theories (diverse as they
may be) have their strengths.
• Amartya Sen’s capability approach2 is one well-received economic
(and ethical) theory grounded in social choice and political economy
especially apt to analyze the earlier mentioned themes in a media
economic context.
• A direct application of this approach would be to develop the concept of
media capabilities as enhancement of media competencies and similar
media pedagogic ideas. Questions of justice and the role of publicity in
justice discourses can also be enlightened by a political-economic appli-
cation of the capability approach within media.
The article proceeds as follows: The section “The Political Economy of
Media within a Mediatized Economy” describes normative implications
of a mediatized economy and differentiates between different approaches
of political economy. Normativity is seen as inherent feature in many
media economic approaches, be they classical or political economic in
their approach. “Sen’s Capability Approach as Social Choice Argument”
outlines the capability approach developed by Amartya Sen, shows how
it is footed in social choice thinking and what can be learned from it in
normative media and communication science. “Media Capabilities as
Media Policy Concept” explores one direct application of the capability
approach in media policy, namely the concept of media capabilities,
which has a bearing on individual media reception as well as on media
competencies of persons. “Justice and Publicity in Media: a Capability
Interpretation” builds on this concept by abstracting again to the social
(macro-) level of the economy and dealing with justice in a social choice
framework. It is shown how the concept of “publicity” connects with
justice and gives meaning to some media political debates on the role
media use (or audience) theories argues that media audiences do not just
receive information passively but are actively trying in making sense of this
information taking into account their personal and social environment.
One example of these theories is the uses and gratifications approach,13
focusing on the idea that people choose media according to the satisfaction
of preferences they achieve or the utility a person derives from consuming
them.
Mediatization and medialization approaches have the advantage
(compared to theories of active media use) of depicting the social and
cultural changes brought about by the existence of more media, new
media, and adaptation of media use to media logic. In addition, the focus
on the institutionalized mesolevel of media organizations (and enterprises)
is important for the further development of media capabilities (see section
“Media Capabilities as Media Policy Concept”). This new point of view
within media use enriches the focus on the individual, which active media
use approaches possess as inherent feature.
In our context, another important point here is the rising power of
mediatized enterprises, which of course poses some ethical questions.
For example, one could ask about new forms of responsibility companies
should take over (as the corporate social responsibility [CSR] debate sug-
gests) or what the ultimate aim of a company should be (where shareholder
and stakeholder approaches seem to clash14). Interesting as that discourse
may be, I rather want to discuss some implications for media economics
as a normative discipline, paving the way for the social choice and justice
arguments to be made later.
Sen starts his theorizing with a question that already puzzled Adam
Smith44 as one of the central problems in economics: does the pursuit
of one’s own interests contribute to social welfare or does it destroy the
43. Miller.
44. Smith, Wealth of Nations.
45. It is important to see here that it is not the unrealistic assumptions of neoclassical
economics that bother Sen, but the lack of information neoclassical models provide.
46. Sen, “Rational Fools,” 92f.
47. One of the best known being Arrow’s impossibility theorem (see Maskin and Sen).
48. Katz, Blumler, and Gurevitch, 21.
Sen exemplifies the basis of these problems with two concepts represent-
ing the motives and decisions of persons and their connection with eco-
nomic utility: Sympathy (the care for other persons’ utility influences the
own welfare) and commitment (one cares for other persons’ welfare w ithout
being worse off if one doesn’t). “While sympathy relates similar things to
each other—namely, welfares of different persons—commitment relates
choice to anticipated levels of welfare.”52 So it is not necessarily a mistaken
anticipation of foreseen consequences that a person chooses an alternative
that does not maximize his or her own utility. Seen like that only sympathy
can be modeled into a rational choice structure, but not commitment (as
contra preferential action). A simple example is given by Sen53: Two boys
find two apples of different sizes. Boy A tells boy B to choose. B chooses
the bigger apple and A takes this to be unfair. After B asks why this is so
and which apple A would have chosen, A claims he would have taken the
smaller apple. Of course B says that everything is fine, as this is the exact
outcome! The problem is that A would have lost less by B’s choice if his
(A’s) hypothetical choice of the smaller apple had been one of sympathy
and not commitment. The outcome of such a bargain, even if fulfilling the
“revealed” preferences, is not satisfying for the participants if the process
toward this outcome hurts some basic concepts of fairness (in this case:
commitment). We have to ask ourselves how moral considerations can enter
one preference ordering, if basically there are many preference orderings,
some of them not built up considering personal welfare maximization.
There are two problems with these elements according to Sen55: The
so-called “well-being” aspect of a person, that is, the personal utility she
or he gains from an action is overemphasized, while the “agency” aspect
of this same person, that is, his or her ability to build goals and values
without drawing utility from that, is not included. Secondly, utility as
basis for well-being is interpreted as “state of happiness,” or “satisfaction of
wants,” which abstracts from the social situation an individual finds itself
in. A beggar would be satisfied with less incremental growth of happiness
than a rich person, without it being possible to give the same little weight
to a corresponding loss of well-being. There simply are social contingencies
that distort implications of “utility,” and all this seems to be a very poor
informational basis of a normative theory like utilitarianism.56
Utilitarianism has had a long tradition in Anglo-American media
economics and philosophy. The stress on individual freedoms, the
principle of “one voice-one vote,” the “highest happiness possible,” the
consequentialist view of actions and rules, and the maximization of
individual p references are principles often found in English and American
media systems, media codices or media textbooks.57 This basically logical
structure of utilitarian thought has its limits in today’s media landscape, as
Christians58 shows with some examples. The consequences of blogging, for
example, are not assessable in an empirically sound way. Also, motivations
of people to act ethically are not to be calculated in a one-dimensional goal
structure (or, as Sen would say, preference ordering). Distributional equity,
freedom from violence, the keeping of a promise, and so on, are important
motivational factors not easily mapped in utilitarian models. Obligations
of individuals, the embedding of individuals in a responsive media society
(see the discussion of mediatization earlier), and mass media as social insti-
tutions not to be changed by isolated individual decisions are all factors
only deontological (and discursive) theories can deal with. Christians59 also
doubts the concept of impartiality and objectivity in journalism as part of
utilitarian thinking in media and communication science60: “Objectivity
as a one-dimensional framework of rational and moral validation accounts
for some of the goods we seek in community, such as minimal harm,
but those issues outside the objectivity calculus are excluded from the
decision making process. The way power and ideology influence social
and political institutions, including the press, is largely ignored.”
The capability approach claims to overcome such shortcomings61 by
giving more consideration to the value of freedoms and the ability to
convert freedoms into outcomes (“capability”). Freedom is not only a goal
to be reached (which it may be in utilitarian teleological theories), but also
a deontological category with value in itself. It gives us alternatives from
which we can choose, and even if we do not make use of these possibilities,
we are better off having them. This is another instance where the “process”
of getting anywhere is valuable itself, not only the outcome of actions.
Freedom therefore has two components62:
• Chances: Freedom helps us to reach those goals that we choose.
• Procedure: Freedom gives us disposal of possibilities to choose, no
matter what kind of choice we actually make.
As Sen63 puts it: “If this rights-based‚ ‘procedural’ view is accepted, then
the traditional assessment of the merits and demerits of the market, in
terms of the goodness of outcomes, would be quite misplaced. The moral
necessity of having markets would follow from the status of rights and not
from the efficiency or optimality of market outcomes.” The first approxi-
mation to capabilities therefore is to see them as freedom to choose from
various alternatives. These possibilities will always be underestimated in a
system where individual utilities are calculated,64 and the more unequal
the distribution of incomes and possibilities, the less useful a utilitarian
analysis of economic situations. Our ability to convert resources into goals
(“functionings,” as Sen calls them65) is determined by age, gender, genetic
dispositions, and handicaps, among others; the probability that an equal
distribution of basic goods66 will lead to equal chances for individuals to
convert them into functionings is low. Freedom is connected with goals
and means, and neither equality of goals, nor of means will guarantee
equal freedoms.67 As Sen says: “This procedure can be improved upon by
taking note not only of the ownership of primary goods and resources,
but also of interpersonal differences in converting them into the capability
to live well . . . This approach focuses on the substantive freedoms that
people have, rather than only on the particular outcomes with which they
come up.”68
Some Examples
Let’s take as example a very poor person and compare him to a rich
person; both have the same amount of a specific bundle of goods and
follow the same goals when using these goods. In the capability approach,
this amounts to wanting to reach the same “functionings.” These can range
from basic nutritional or housing needs to more complex combinations of
wants like participating in political processes as democratically orientated
citizens. The freedoms and chances to really reach these goals can differ a
lot between these two persons, even though they possess the same bundle
of goods. In mathematical language, this means that the factual combina-
tion of functionings of a person represents the actual achievements of this
person, whereas the quantity of alternative combinations of functionings,
among which people have the freedom choose, represent capabilities.69
This possibility to choose has also intrinsic value: one can starve while
fasting or one can starve because one is forced to. In the first case you have
a choice, in the second case you don’t.
In his empirical research, Sen70 shows that the consideration of
possibilities to choose in economic policy might have direct positive
consequences for the standard of living in a country, independent of
traditional welfare factors like the gross domestic product (GDP). An
open educational policy for instance that improves the “capability” to
reach specific functionings in professional life, may also result in higher
life expectancy rates or participation rates in democratic processes, even
though GDP may be lower in this specific country. But social questions
like that do not depend only on welfare measures like GDP, but also on
some important social institutions that enlarge freedoms and capabilities
to reach a healthy and long life (as wanted functioning), among them
health insurance, school education, and similar social measures.
The enlargement of freedoms within the capability approach is therefore
not only the most important means, but also the aim of economic and
social policy, because it comprises three effects71:
• A direct effect on well-being and freedom.
• An indirect effect on social change.
• An indirect effect on economic growth.
has its own merits and that Rawlsian justice may very well lead to compar-
ative judgments. Also, she claims that Sen’s critique on Rawls’ theory being
restricted to the domestic (national) realm is misguided because there may
be normative and empirical reasons for a theory of justice to be limited
in that way. Lastly, Sen’s claim that the developed principles of justice are
unrevisable once they are agreed upon, may be wrong considering the fact
that Rawls devised his “reflective equilibrium” partly as dynamic process:
“When trying to reach reflective equilibrium, we have to go back and
forth between general principles and considered judgements in search for
overall balance. Within this process, we are constantly faced precisely with
those decisions about what to revise, and why, which Sen sees as never
arising within a ‘transcendental’ approach to justice.”75
While it would be far beyond the scope of this article to explore these
problems in more detail, it is important to recognize this critique on Sen for
it may be that he criticizes Rawlsian justice on the ground of mis- (or over-)
interpreting it. Considering these difficulties, we can now try to apply the
approach to media policy. I believe that the criticisms, important as they
may be for theoretical debates about the scope of theories of justice, do not
limit the possibilities of so-called “media capabilities” in the media world.
76. An empirical survey of some of these concepts (e.g., commitment, reciprocity, and
fairness) can be found in Litschka et al.
78. Buckingham.
79. Jenkins.
80. Mulgan, 207.
81. Pritchard, 2.
82. Painter-Morland.
Comparative Justice
88. Hayek.
89. Kersting.
90. Rawls, Gerechtigkeit als Fairness.
91. See Gauthier.
92. See Singer.
93. Rawls, Gerechtigkeit als Fairness.
94. See Karmasin and Litschka, 62–69.
95. Apel.
Summary
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