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Waste Heat Recovery System by Moien Muzaffar Bhat
Waste Heat Recovery System by Moien Muzaffar Bhat
Waste Heat Recovery System by Moien Muzaffar Bhat
Seminar Report
On
WASTE HEAT RECOVERY SYSTEMS IN HEAVY VEHICLES
In partial fulfillment of requirements for the degree of
Bachelors of Technology
In
Mechanical Engineering
SUBMITTED BY:
University Of Kashmir
Srinagar-190006
ACKNOWLEDGEMENT
i
INDEX PAGE
1. INTRODUCTION................................................................................................................................ 2
1.3 Purpose............................................................................................................................................. 4
2. IN-DEPTH ............................................................................................................................................ 7
ii
2.5.4 EGR Cooler ............................................................................................................................ 18
3. COMPONENTS AND MODELS ..................................................................................................... 20
3.1.1 Heat exchanger between the coolant system and the working fluid ....................................... 20
3.1.2 Heat exchanger between the exhaust system and the working fluid ....................................... 21
3.1.3 Steam chamber within the modified piston assembly ............................................................. 22
3.1.4 Condenser ............................................................................................................................... 22
3.1.5 Pump ....................................................................................................................................... 22
3.1.6 Evaporator ............................................................................................................................... 23
3.1.7 Turbine .................................................................................................................................... 23
3.1.8 Working medium .................................................................................................................... 23
3.2 Models ........................................................................................................................................... 23
4. WORKING ......................................................................................................................................... 26
RESULTS ............................................................................................................................................ 29
BIBLIOGRAPHY .................................................................................................................................. 33
iii
FIGURE INDEX
Figure 3: Heat energy in the exhaust gases that are lost to the environment [G]. ........................................ 9
Figure 5: Torque and speed during a drive between Paris and Lille [I]. ..................................................... 12
Figure 6: Typical Rankine process with component set-up for extraction of mechanical work [J]. ............ 13
Figure 8: Intake and exhaust system on a Scandia DC1310 engine [G]. .................................................... 19
Figure 14: Exhaust and EGR in parallel system schematic [L]. ................................................................. 24
Figure 15: Exhaust and EGR in series system schematic [L]. .................................................................... 25
iv
TABLE INDEX
v
ABSTRACT
In today’s fast growing and closely connected society, a reliable and energy efficient
transportation system is more than ever desirable. Nowadays the significant part of the
transportation sector’s energy demand is supplied by fossil fuels. Improving energy efficiency
in combustion engines will result in reduction of fuel consumption and CO2 emissions. A
modern internal combustion engine has an efficiency of 30-45 %, where the most energy loss
occurs as result of heat losses in the exhaust and cooling systems (upto 50% of engines fuel
energy is wasted as heat rejection). By recovering and converting the thermal energy of a
combustion engine to mechanical/electric power the efficiency of the combustion engine can be
increased. Performance of a truck engine has been investigated with the aim to increase its
efficiency by decreasing the heat losses with a Waste Heat Recovery (WHR) system. Exhaust
systems have been studied for their heat loss potentials. The major component of heat loss
comes from the exhaust gases. The temperature of the exhaust gases varies from 800C at low
load and up to 4800C under full load. Thanks to the high temperature and large mass flow that
the exhaust system provides, it is well suited as a heat source. The study shows that an
efficiency gain of approximately 2 % can be achieved with a WHR-system where EGR cooler
serves as a heat source and 2.5 % with the exhaust as heat source. The combination of both
systems can provide an efficiency gain between 4-5 %.
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1. INTRODUCTION
Currently legislation on carbon dioxide emissions is being set by more and more governments
across the World. As illustrated by Figure 1, Europe is a leader in this respect and has targeted
an average carbon dioxide emission by the fleet of each car manufacturer of 95 g of CO 2 per
km in 2020, whereas United States is aiming at a similar goal, but not before 2025. The
Chinese government is trying to reach by 2020 a limit of 120 g of carbon dioxide per kilometre
and Japan is looking for a goal in 2020 around 100 g of CO2 per kilometre, but globally, the
trend is, and will be, to restrict the carbon dioxide emissions.
Figure 1: CO2 emissions regulations of different goverments across the world [D].
In order to reach those future regulation targets, improvements in vehicle fuel consumption
have to be achieved. Several aspects could be enhanced, but one of the major losses in a
gasoline vehicle happens during the combustion process. In recent spark ignition engines, the
efficiency can be up to 35% and it is common knowledge that roughly one third of the energy
released by the combustion is wasted in the coolant fluid and one third in the exhaust gases.
Those percentages vary with the load engine as some authors [D, E] present it. Those two waste
heat sources can be exploited in order to increase the overall efficiency of the engine. The
energy released in the coolant is however not a very good candidate for waste heat recovery.
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This is mostly due to the fact that this energy is at a very low temperature. Thus it is very
difficult to harvest. On the contrary, exhaust gases show a very large potential for waste heat
recovery since they exit the engine at a very high temperature [F]. The exhaust line waste heat
energy can be recovered by different means. The use of heat engines describing thermodynamic
cycles such as Rankine engines is possible. A turbine similar to the one of car turbocharger can
also be used (turbo compounding) and coupled to an electric machine or to the transmission
line of the vehicle.
1.2 Background
A fundamental factor for the functioning of modern society is efficient transport. The transport
sector is individually the most important factor in meeting people's everyday needs. Without
transport, store shelves will be empty and people will not be able to get to work, which will
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lead to devastating consequences for society. Unfortunately, the high need for transport takes a
heavy toll on our finite natural resources as the transport sector is largely powered by fossil
fuels. When fossil fuels are burned, greenhouse gases are formed which have a negative effect
on the climate and the environment. One step in reducing fossil fuel consumption is to increase
the efficiency of internal combustion engines on trucks. A modern internal combustion engine
has an efficiency of 30-45% where the largest energy loss occurs as heat losses in exhaust
systems and cooling systems. By converting heat energy into useful work, the efficiency of an
internal combustion engine can be improved.
1.3 Purpose
The project aims to investigate whether the efficiency of a truck engine can be improved by
utilizing the energy lost in the form of heat loss with a so-called Waste Heat Recovery (WHR)
system. The WHR system is intended to be able to convert the heat losses into mechanical
work based on a Rankine process. The goal is to
Examine the potential of the system to increase the efficiency of the internal
combustion engine.
Find out how Waste Heat Recovery (WHR) could be applied to trucks.
1.4 Method
The production of electricity takes place largely in thermal power plants. The principle of a
thermal power plant is used where combustion in a heating boiler heats water to steam that
passes through a turbine which drives a generator. The thermal power plant's system principle
will be used, where a boiler that heats the water is replaced by the diesel engine's heat losses.
The Rankine cycle is assumed to work under ideal conditions and well-known thermodynamic
relationships can be applied. The power produced from the Rankine process is then allowed to
relieve the diesel engine in order to possibly increase the efficiency. Relevant information is
obtained through literature studies of previous work where reliable data from previous analyzes
will also be used in an evaluation simulation. The structure of a general model based on the
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Rankine process is created, which forms the basis for the evaluation simulation. To obtain an
indication of reliability, the model will be verified against results from previous studies and
simulations
1.5 Delimitations
In this work, only the diesel engine has been studied as this is most common in heavy vehicles.
However, the approach is similar for other engine types with certain modifications.
Thermodynamic relationships have been assumed to be ideal as the modeling otherwise falls
far too advanced and the time frame for a bachelor's thesis not sufficient. As a working
medium, only water has been studied as its thermodynamic properties are well known. The
various state changes in the medium that occur in the system are studied, where the state of the
working medium is given by IAPWS IF-97 Standard [1]. Simulation of the truck is performed
when normal operating conditions are considered to apply in terms of load and speed. The
condition when the truck is driven on the motorway at cruising speed is considered to be
stationary. Through previous studies, certain operating data for different distances have been
obtained where the utilization of the engine torque during the test distance has been stated as
time share [2]. Changes in the exhaust gas purification system such as falling exhaust gas
temperature and increased back pressure due to the WHR system have not been taken into
account. Exhaust data that were available at the time are measured in the exhaust system
before any SCR catalyst. The SCR catalyst requires a certain operating temperature to operate
and can be adversely affected by the WHR system. In this work, no consideration has been
given to any malfunction of the SRC catalyst. In more extensive simulation, this should be
taken into account. Losses that occur in the system in the form of thermal convection have not
been taken into account as this requires geometry and material parameters, which is only given
in a possible construction. The system is seen as fully isolated from the environment. The
transmission of the mechanical work to the engine takes place by mechanical interconnection
with the engine transmission. Losses that occur during the transfer of power from the WHR
system to the internal combustion engine are assumed to have a fixed efficiency of 96%, which
is common in gearboxes. The turbine and pump of the WHR system are assumed to work
ideally under isentropic conditions [3]. In order to obtain a fairer analysis, the various
components of the system are given an efficiency which, according to previous work, is
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common [2] [4] [5]. The efficiency of the turbine is considered ideal, which depends on the
operating parameters of the WHR system [3]. The chemical composition of the exhaust gases
depends on the operating condition of the internal combustion engine. This in turn affects the
specific heat capacity of the exhaust gases. In modeling, medium-specific heat capacity is used
for the exhaust gases of 1080J kg ° C at 1,180J kg ° C and for EGR, which is a good guide
value [6]. The available cooling power of the condenser is always considered to satisfy the
required cooling power regardless of ambient temperature, humidity, density, pressure and
possible wind speed. Heat sources in the truck that are not directly connected to the diesel
engine have been completely omitted, such as the retarder and the air conditioning condenser.
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2. IN-DEPTH
In this chapter, an in-depth study is given of the problem and the scope of truck transport.
Various thermodynamic processes involved are discussed and how these may interact together.
2.1.1 Consumption
A long-distance truck with a total weight of 40 tonnes consumes approximately 32-33 liters per
100 km; the corresponding figure for a total weight of 60 tonnes is 45-50 liters per 100 km.
With a remote truck, it is not uncommon for an annual mileage to reach 20,000 km. A reduced
fuel consumption of 2% in a long-distance truck with a total weight of 60 tonnes results in a
fuel gain of approximately 2000 liters per year, which corresponds to 5120 kg CO2 [10]. Small
percentage improvements in the efficiency of the truck engine thus result in large fuel and
environmental savings.
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The first phase is the inlet phase, which fills the cylinder with oxygen-rich air. The air is then
compressed during the compression phase which raises the temperature of the air. Fuel is
injected and self-ignites due to the high temperature in the cylinder. The fuel is burned during
the combustion phase, which raises the pressure in the cylinder. Work is then extracted by
volume expansion in the cylinder. Low-oxygen and emission-filled exhaust gases are flushed
out of the cylinder during the exhaust phase. During the discharge rate and the combustion rate,
the greatest heat loss occurs through heat transfer to cylinder walls and combustion gases.
Some of the energy can be utilized by letting the exhaust gas flow drive a turbo that increases
the degree of filling of the cylinder, which means that more fuel can be burned with increased
engine power as a result. However, the turbo utilizes a smaller part of the energy of the exhaust
gases. This work focuses mainly on how to utilize the heat energy in the exhaust gases that are
lost to the environment that is exhausted Qexhasut and illustrated in figure 3
Figure 3: Heat energy in the exhaust gases that are lost to the environment [G].
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By allowing the energy carried away by Qout to drive a Rankine cycle, some of the lost energy
could be converted into mechanical work. As previously described, the turbo converts some of
the heat energy into mechanical work. However, the work of the turbo only contributes to an
increased degree of filling of the cylinders, which in itself does not increase the overall
efficiency of the engine but only its volume power factor. Furthermore, the engine's various
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sources of loss must be studied in more detail to ensure that conditions such as temperatures
and energy flows match the requirements of the WHR system. A more detailed examination of
the diesel engine's various heat sources is performed later in Chapter 2.5 (Potential heat
sources).
( ) ( )
( )
Where, is a constant that describes the working gas molecular composition and depends on
the type of working gas (for air, =1.4), is the compression ratio of the cylinder and is the
volume ratio between the beginning and end of the combustion phase. In reality, the efficiency
is significantly lower as large losses occur in the form of heat exchange with the surroundings.
Actual efficiency of an internal combustion engine is defined according to [3]:
( )
Where, Wcf is the mechanical work of the engine crankshaft and fuel, Qce is the chemical
energy that is stored in the fuel and which is released during combustion. In diesel engines
used in today's trucks, an efficiency of around 46% is not uncommon [14]. The efficiency
varies with the prevailing load and speed of the diesel engine. High efficiency is obtained
when large torque is used. Under normal operating conditions, these torques are rarely used,
which means that the average efficiency during a normal driving cycle is significantly lower
than that specified for the diesel engine. The motor is oversized to handle larger loads, such as
reversing with a full load. In order to obtain a fair analysis of the potential of the WHR system,
the efficiency during a truck's normal driving cycle must instead be studied [2]. To ensure how
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torque and speed during a typical operating cycle behave, previous field studies have been
examined. Typical engine data such as torque and speed during a drive between Paris and Lille
are shown in Figure 5. The truck was driven at a constant speed of 90 km / h during the
measurement. The result of the measurement is given in Figure 4 as a time share, which
different torque was used while driving between Paris and Lille.
Figure 5: Torque and speed during a drive between Paris and Lille [I].
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Figure 6: Typical Rankine process with component set-up for extraction of mechanical work [J].
The Rankine cycle contains four different sub-processes [3] as described below, the numbering
of the processes is equivalent to the numbering in Figure 6.
Process 1-2: The pump raises the pressure of the working medium with a working pump W pump,
the medium which is in liquid phase then requires less work for pressure increase.
Process 2-3: Under constant pressure, the medium is heated in a boiler, the heat supplied is
denoted in Qin. The medium now changes from liquid to gaseous form (steam) and enthalpy h
increases.
Process 3-4: The hot gas expands and performs work turbine Wturbine. The temperature and
pressure of the steam fall and some condensation occurs. The expansion is seen isentropically.
Process 4-1: The wet steam from the turbine cools with the Qout and condenses under constant
pressure in the condenser. The liquid is then returned to the pump, whereby the process is
repeated.
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If the enthalpy change of the working medium is studied before and after the various processors,
calculation of added and removed heat as well as added and recovered mechanical work can be
performed. The equations (3-6) describe the different stages of the Rankine process under ideal
conditions. Added work which the pump performs on the medium can be described as [3]:
̇ ̇ ( ) ( )
̇ ̇ ( ) ( )
̇ ̇ ( ) ( )
̇ ̇ ( ) ( )
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( )
Where Tc is the absolute temperature in Kelvin at the cooling reservoir and Th is the absolute
temperature in Kelvin at the heat source. The Rankine process can be seen as ideal which is the
thermal efficiency of one turbine can be expressed as [3]:
( )
Where h1-4 is enthalpy before the media pump and before and after the turbine. During a real
Rankine cycle compression and expansion are by no means isentropic, the process is
irreversible and entropy increases constantly. Calculation of the efficiency for a real case is
done by analyzing the difference between added heat and recovered mechanical work
according to [3]:
̇ ̇
( )
̇
Where, Wturbine is the mechanical power which develops in the turbine or expander and
evaporator Q vaporizer is added heat output from the evaporator. The efficiency of the Rankine
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cycle is greatly affected by the turbine design and the amount of heat energy that the evaporator
can take advantage of from the hot ones the exhaust gases during steam formation of the
system's working medium.
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Four potential heat sources where mechanical work could be extracted using a WHR system are
investigated. These four heat sources are the engine cooling system, Intercooler, EGR and
exhaust system.
2.5.2 Intercooler
Intercooler only exists on supercharged diesel engines and today more or less all truck engines
are supercharged because with supercharging you increase the volume effect considerably. The
air compressed by the turbo is heated and its density decreases. In internal combustion engines,
a high density of the intake air is sought as a high density contributes to higher oxygen content
and more fuel can be burned, which increases the power of the engine. Like the cooling system,
the temperature of the intercooler is around 100 0C under heavy load and is suitable for WHR
systems where working medium with a low evaporation temperature is used. For the same
reason as for the cooling system, an organic working medium must be used to be able to use the
intercooler as a heat source. In this work, only water-based WHR systems are analyzed and
therefore the intercooler will also be excluded as a potential heat source.
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2.5.3 Exhaust
The exhaust gases that are not recalculated via the EGR valve are led out to the environment
via the exhaust system. The temperature of the exhaust gases varies from 80 0C at low load as
idle up to 480 0C under full load [5]. The mass flow of the exhaust gases varies between 22kg/s
and 265kg/s [5]. Thanks to the high temperature and large mass flow that the exhaust system
provides, it is well suited as a heat source for a water-based WHR system. Introducing a WHR
system in the exhaust system will lower the temperature of the exhaust gases as energy is
extracted, which can affect 265kg of exhaust gas cleaning systems such as SCR negatively.
SCR systems operate with an exhaust temperature from and as efficiently around 220 0C 400
0
C with an upper limit of 450 - 500 0C [18]. In order for this not to happen, the exhaust boiler
should be placed according to the SCR system where the exhaust temperature is lower in
comparison with what has been discussed earlier. The design of the exhaust boiler must not
create back pressure in the exhaust system as this reduces the efficiency of the diesel engine.
Exhaust-based WHR system is interesting but also has major challenges that need to be
overcome.
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When the engine is finally mounted in the chassis, only the condenser needs to be connected
and the working medium filled, which further reduces production costs.
In this work, water is used as a working medium for analysis of the WHR system. Water
requires a relatively high temperature heat source to be able to evaporate under high pressures.
The exhaust system and EGR cooler have been shown to maintain a sufficiently high
temperature to operate a water-based WHR system. During simulation, a more detailed
analysis will therefore be made of these sources. Using clean water as a working medium is
not really suitable for heavy vehicles that have to withstand extreme climatic conditions such as
severe cold. At ambient temperatures below zero degrees Celsius, water tends to freeze, which
can burst the components of the WHR system and cause a breakdown. Water not only causes
freezing damage to the system but also contributes to corrosion attacks that reduce the system's
reliability and service intervals. The working medium consisting of clean water is suitable
there only for basic tests of the WHR system under controlled conditions.
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3.1 Components
Following are the components of a Rankine based waste heat recovery system
3.1.1 Heat exchanger between the coolant system and the working fluid
This heat exchanger is used to extract the thermal energy from the coolant system and raise the
temperature of the working fluid. 100% propylene glycol replaces the commonly used ethylene
glycol/water mixture within the coolant system. This was chosen to achieve an increased
coolant temperature without the concern of boiling since the boiling point of propylene glycol;
(370℉) is higher than that of an ethylene glycol/water mixture (225℉) [A, B]. Also, the
working fluid had an increased temperature of 250℉ before entering the exhaust heat
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exchanger, which reduced the size, back pressure and cost of the heat exchanger. Figure 10
shows a schematic of the single pass coolant heat exchanger used in the simulation.
3.1.2 Heat exchanger between the exhaust system and the working fluid
This heat exchanger is used to vaporize and superheat the working fluid. For a gas-to-gas heat
exchange process, a compact heat exchanger is the optimum choice for the exhaust heat
exchanger [c]. A fin – tube type compact heat exchanger which is shown in Figure 11 (b) was
chosen as the exhaust heat exchanger.
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3.1.4 Condenser
The maximum power of the condenser depends on the available mounting space on the vehicle,
the temperature of the surroundings and the size of the air flow through the condenser. When
the maximum power of the condenser is not sufficient, steam pockets can occur at the pump,
which affects the system's function. The required power of the condenser is studied only,
where the available condenser power is always assumed to satisfy the required
3.1.5 Pump
The working medium is circulated by a pressure pump operating under isentropic conditions.
Furthermore, the pump is assumed to work with medium in the full liquid phase.
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3.1.6 Evaporator
The evaporator, also called an exhaust boiler, is mounted in connection with the exhaust system
and has the task of evaporating the working medium, in this case producing water vapor. The
heat energy taken from the engine's hot exhaust gases heats up the working medium which
starts to boil.
3.1.7 Turbine
The turbine converts the thermal energy of the evaporated working medium into mechanical
work. The volume expansion of the working medium through the turbine performs a work
which drives the turbine. The turbine can be allowed to drive a generator or directly transferred
to the engine transmission.
3.2 Models
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4. WORKING
The understanding of working of a waste heat recovery system is quite simple. The pump
increases the pressure of the working fluid isentropically and feeds it to the boiler. Then the
high temperature exhaust gases are directed towards the boiler. The heat is transferred from the
exhaust gases to the working fluid which then changes its phase from liquid to superheated
vapour which is then fed to the expansion device. During the expansion of the superheated
steam we get work output from the expansion device. After that the steam passes through the
condenser and then condenses to the liquid form and then the cycle continues.
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Table 1 and Table 2 were obtained from the data provided by the manufacturer
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RESULTS
Exhaust gas properties were determined from GT-POWER at 900 RPM and full load.
• Mass flow rate of the exhaust gas, exhaust gas = 7.597 𝑏/𝑠
The exit temperature of both the incoming working fluid and exhaust gas to and from the
exhaust heat exchanger was assumed to be 250 (℉ ). The heat exchanger was assumed to be 80%
efficient [C].
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The results obtained from the evaluation model show that an efficiency gain between 1.5% to 2%
is fully possible for an EGR-based WHR system. Furthermore, it is also apparent that an
exhaust gas-based WHR system can generate an efficiency gain on the internal combustion
engine of about 2.5%. The exhaust-based WHR system thus provides a better efficiency gain
than the EGR-based one. The highest efficiency gain is obtained when combining EGR and
exhaust-based WHR system. Large variations in temperatures and mass flows of the EGR
system and the exhaust system, respectively, place great demands on efficient regulation of the
WHR system's mass flow and system pressure. Building a combined WHR system where both
heat losses from the EGR and the exhaust system are used is a major challenge as an optimal
system pressure for the EGR-based WHR system is higher than the exhaust-based one. If the
same pressure were used for both systems, the efficiency of the EGR system would not be as
high as possible. One solution to this problem is to construct parallel systems, one for each
heat source, each of which relieves the internal combustion engine. However, such a solution
will cost twice as much as it requires double set of components. Another solution is to allow
the media to evaporate in two steps, a first where the exhaust system acts as a preheater and a
second where the EGR system with its higher exhaust temperature finally evaporates and
overheats the working medium, which creates high vapor quality and efficiency. The system is
allowed to use both heat sources under high system pressure, while fewer system components
contribute to a more cost-effective WHR system. A WHR system makes it possible to
streamline the efficiency of the internal combustion engine. Trucks equipped with WHR
systems will, however, have a higher purchase cost, which affects the end customer. Despite a
higher purchase price, the additional cost will ultimately be lower thanks to a reduced fuel cost.
Trucks have a long life cycle, which means that it will take time before the WHR system has
become standard in the transport sector. With a simple modeling based on the Rankine process
(which is the same principle as in power plants), it is concluded that the WHR system can be
applied to trucks where the heat source consists of EGR or exhaust system. Furthermore, the
calculations have shown that the Rankine-based WHR system has great potential to be able to
increase the efficiency of the internal combustion engine.
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