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Social Sciences & Humanities: Shari, Z. and Soebarto, V
Social Sciences & Humanities: Shari, Z. and Soebarto, V
ABSTRACT
This paper presents a study aimed at developing a building performance assessment
framework relevant to emerging/developing countries that allows evaluations on whether,
and to what extent, sustainability is addressed in office building developments. Instead of
simply adopting an existing building performance assessment framework, a framework
developed through original work involving various relevant stakeholders in Malaysian
building industry is presented. The process adopted a mixed-methods approach, particularly
using exploratory sequential design i.e. a qualitative followed by a quantitative phase. The
goal of the qualitative phase was to discover essential performance criteria through 1)
literature review; 2) in-depth interviews; and 3) focus groups discussion. The performance
criteria identified from the qualitative phase were brought into the quantitative phase via
a questionnaire survey for the purpose of assigning their weighting levels. The tentative
assessment framework was then presented to local experts for validation, and finally
the Validated Comprehensive Malaysian Office Assessment (MyOBSA) framework is
proposed. The framework covers all aspects of sustainability, thus allowing sustainability to
be assessed in all phases of building developments, from pre-design to operational stages.
This study demonstrates that any emerging/developing country shall be able to develop
its own building sustainability assessment framework by taking into account relevant
priorities of that country.
E-mail addresses:
zalinashari@upm.edu.my (Shari, Z.),
veronica.soebarto@adelaide.edu.au (Soebarto, V.)
* Corresponding author
1450 Pertanika J. Soc. Sci. & Hum. 25 (3): 1449 - 1472 (2017)
MyOBSA Framework for Malaysia
a point scoring system. Points are achieved has become familiar with environmental
when established criteria and the level of issues, relevant industry players are ready
compliance are fulfilled. for a more sophisticated inclusion of
While one might wish to question sustainability principles within the system.
the need to develop another building The alternative MyOBSA framework
assessment framework, this paper argues developed in this study is differentiated
that this need is not unusual. Countries such in such a way that it offers a qualitatively
as Hong Kong, North America and Australia different scope.
have two or more BPASs coexisting within This study is significant as it contributes
the same market. Inevitably, debates have to the development of a new model or
emerged either favouring the coexistence of approach appropriate for emerging/
systems or vice versa. On the positive side, developing countries. Emerging/developing
Cole (2006, p.367-8) agreed on three points: countries will ultimately have an appropriate
1) multiple systems in practice in the same basis relevant to their countries to create
country can act as a driver for innovation; 2) sustainable construction industries,
a single system is difficult, if not impossible, alongside efforts in developed countries to
to address many conflicting goals and cater achieve global changes necessary for the
different stakeholder interest; and 3) a future.
single system stagnates intellectual debate The aim of this paper is to describe the
and creates a condition of market ‘lock-in’, MyOBSA framework that was developed
particularly when the present system focuses based on the specific requirements identified
on green issues rather than addressing in Shari and Soebarto (2015). It can be
broader considerations of sustainability; regarded as the final research outcome of the
thereby constraining those who wish to first author’s previous research activities in
extend the scope. the area (see Shari, 2011). In particular the
On the contrary, multiple systems might paper seeks to highlight the rationale behind
also confuse the market by sending mixed different choices made during each stage
messages, requiring design professionals to of the framework development process.
be familiar with multiple assessment systems Once the developed MyOBSA framework
(Cole, 2006). This however can be avoided is described, the paper then concludes by
if an alternative system is introduced timely setting out a few recommendations for
i.e. when the green building market has improvement and future research.
matured, primarily because by this time,
green building community have started to METHODS
become more cohesive and their differences Since sustainability and the framework
of opinions began to become apparent (Cole, are context specific, this study adopted
2006). As such, this study hypothesised a mixed-methods approach, particularly
that as the building industry in Malaysia using the exploratory sequential design
Pertanika J. Soc. Sci. & Hum. 25 (3): 1449 - 1472 (2017) 1451
Shari, Z. and Soebarto, V.
1452 Pertanika J. Soc. Sci. & Hum. 25 (3): 1449 - 1472 (2017)
MyOBSA Framework for Malaysia
Phase 1 SD & SC
RQ1: What are the key concepts of, and the current
(Qualitative) international consensus position on, SD that are useful in
To identify the most essential assessment understanding how the building industry can move towards SD?
criteria
To formulate the requirements for developing RQ2: What are the key differences between the priorities of
the assessment framework developed and developing countries in responding to SD?
RESEARCH PHASES AND RESULTS for the research. The synthesis of overall
findings is reported in Shari and Soebarto
Phase 1: Results from the Qualitative
(2015). There were 102 assessment criteria
Phase
identified at this stage and these were
During the first stage, literature was presented in a form of Tentative MyOBSA
reviewed to build a theoretical foundation
Pertanika J. Soc. Sci. & Hum. 25 (3): 1449 - 1472 (2017) 1453
Shari, Z. and Soebarto, V.
1454 Pertanika J. Soc. Sci. & Hum. 25 (3): 1449 - 1472 (2017)
MyOBSA Framework for Malaysia
confirmed, four refined and the remaining 33 efficiency and liquid waste, and (6) social
were not cited by the interviewees. However, and economic issues. Each group consisted
the interviewees suggested 13 new criteria individuals with similar expertise but from
which were then added, resulting in a total of different professions.
115 criteria (i.e. 65+4+33+13). The findings Each focus group was asked to seek
at this stage formed the basis of fine-tuning through consensus the essential criteria to
the tentative framework. be included in the MyOBSA framework by
Subsequently, the framework was retaining, adding, omitting or modifying
further refined through focus groups criteria identified in the framework
discussion. Focus groups are small groups of developed. Whatever decision was made,
people, who possess certain characteristics, participants were reminded to consider the
and who meet to provide data of a qualitative following questions: 1) Should the criteria
nature in a focused discussion (Krueger & be included? Or is it relevant enough? 2)
Casey, 2015). Focus groups can be used to Should the text be modified?; 3) What might
inform the development of questionnaires be the best indicator of performance?; and
and interviews or later in a sequential mixed 4) Can the data for assessment be obtained
methods research study to help researchers at reasonable cost and effort? The groups
better understand and interpret information were also asked to propose the minimum
and findings resulting from the earlier use performance benchmarks or targets for the
of other data collection methods (Tashakkori criteria derived above which are considered
and Teddlie, 2010). important and relevant to the local context.
Thirty-eight people participated in the Out of 115 criteria brought into the focus
focus group, consisting of 15 government groups discussion (based on refinements
officials/policy makers/regulators, nine made to the tentative framework), 106
academicians, seven design consultants, criteria were agreed upon, while seven
three contractors, two property developers, refined and two omitted. The results also
one project manager and one building discovered an additional seven new criteria,
materials supplier. They were experts in giving a total of 120 (i.e. 107+6+7) deemed
fields related to the built environment and appropriate to be brought into the next phase
knowledgeable in sustainable development of development.
in general and/or sustainable building in
particular. Six focus groups were used, Phase 2: Results from the Quantitative
mainly based on six sustainability areas Phase
identified in the research which are (1)
The goal of the quantitative phase was
site planning and management (2) energy
to determine the relative importance (or
efficiency and system management, (3)
weightings) of the criteria, identified in the
indoor and outdoor environmental quality,
qualitative phase of the study. As Creswell
(4) materials and solid wastes, (5) water
and Plano Clark (2011) noted, exploratory
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Shari, Z. and Soebarto, V.
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MyOBSA Framework for Malaysia
a 4-point Likert scale, the mid-point is then where w is the weighting given to each issue,
2.5. In other words, the criteria that should sub-issue or criterion by the respondent,
be included in the MyOBSA framework ranging from 1 to 4 in which “1” is ‘not
must have a minimum mean of 2.5 or above, important’ and “4” is ‘very important’; A =
after taking into account their respective SD: the highest weighting, in this study A = 4;
N the total number of samples; and RII the
Mean – SD ≥ 2.5 (rounded to 1 decimal relative important index 0 ≤ RII ≤ 1. Put
point) [1] differently, RII is calculated by dividing
the mean of the weightings assigned by
Subsequently, the eligible criteria as well the respondents with the highest weighting
as all Issues and Sub-issues are assigned i.e. 4.
with their weighting value which is the However, since minimum means (mean
relative importance index (RII) constructed minus the SD) were used as the basis of
reflecting their level of importance using ranking the issues and sub-issues, as well
the formula (Kumaraswamy & Chan, 1998; as selecting the most important criteria, in
Muhwezi, et al., 2014; Somiah, et al., 2015; addition to determining the RII of each
Tam, et al., 2002; Tam, et al., 2007): issue, sub-issue and criteria. By using mean
values, the resulted RII values were then
RII = ∑ w [2] transformed into three important levels:
AN high (H) (0.8 ≤ RII ≤ 1), medium (M) (0.5
Table 2
Descriptive statistics of the importance of criteria under the AIR Sub-Issue (Nall = 203) – Example of how
the criteria for “Emissions to Air” were selected
Pertanika J. Soc. Sci. & Hum. 25 (3): 1449 - 1472 (2017) 1457
Shari, Z. and Soebarto, V.
≤ RII ≤ 0.8), and low (L) (0 ≤ RII ≤ 0.5) criteria to be included or omitted in the
(Tam, et al., 2007). Since minimum means framework are presented in Table 2, 3 and
were used instead, the three important 4, representing one of the sub-issues under
levels adopted are: high (H) (0.7 ≤ RII ≤ 1), ‘Environmental’, ‘Social’ and ‘Economic’
medium (M) (0.5 ≤ RII ≤ 0.7), and low (L) issues respectively.
(0 ≤ RII ≤ 0.5). Examples of deciding which
Table 3
Descriptive statistics of the importance of criteria under the LOC Sub-Issue (Nall = 203) – Example of how
the criteria for “Local People and Employment” were selected
Table 4
Descriptive statistics of the importance of criteria under the TBL Sub-Issue (Nall = 203) – Example of how
the criteria for “Triple Bottom Line Accounting” were selected
1458 Pertanika J. Soc. Sci. & Hum. 25 (3): 1449 - 1472 (2017)
MyOBSA Framework for Malaysia
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Shari, Z. and Soebarto, V.
Table 5
Proposed weightings for sustainability Issues of the MyOBSA Framework
Mean
Sustainability Code Interview Questionnaire Average Proposed Important
Issues (Phase 1)a (Phase 2)b Mean Weightingsc Leveld
Social S 3.7 3.5 3.6 34.3% H
Environmental EN 3.6 3.6 3.6 34.3% H
Economic EC 3.5 3.1 3.3 31.4% M
Total 10.5 100%
Note.
a
Nall = 30
b
Nall = 203
ab
1 = Not important; 2 = Moderately important; 3 = Important; 4 = Very important
c
Proposed weighting value for each Issue is calculated as the average mean value of that Issue divided by
the total average mean values of all Issues multiplied by 100. For example, the proposed weighting value
for “Social” Issue was calculated as (3.6/10.5) x 100 = 34.3%
d
The important level of each Issue is brought here from the Stage-3 MyOBSA framework. H = high and
M = medium
issue with high important level is assigned local performance benchmarks would
with 3 points, medium with 2 points, and improve the robustness of the framework,
low with 1 point. Results are shown in if adopted in reality.
Table 6. It is important to highlight that the
Validated Comprehensive MyOBSA
Phase 4: Results from the Case Study Framework consists of four smaller
frameworks that were formulated to
Finally, the Validated Comprehensive
be applicable for a specific phase of
MyOBSA Framework was applied on an
assessment: 1) MyOBSA for the Pre-Design
environmentally-certified local case study
Phase; 2) MyOBSA for the Design Phase;
building project (Shari & Soebarto, 2012b);
3) MyOBSA for the Construction and
hence, forming the basis to further refine
Commissioning Phase; and 4) MyOBSA
the criteria, benchmarks and weightings
for the Operation Phase. For the purposes
empirically. The purpose of this application
of demonstrating the proposed framework
is to demonstrate the framework’s
, this study focused only on the MyOBSA
appropriateness to the local context, given
Framework for the Design Phase, which
the potential risk of lack of input data or
contains the majority of the criteria in
difficulties in obtaining them to complete the
the Validated Comprehensive MyOBSA
assessment. This is due to the fact that poor
Framework. The framework was applied
data acquisition can erode the rigour of the
by doing an assessment of the project
benchmarking process (Hyde, et al., 2007).
using archival data available at the end
Therefore, it was anticipated that the whole
of the design stage, including tender/
processes involved in proposing appropriate
1460 Pertanika J. Soc. Sci. & Hum. 25 (3): 1449 - 1472 (2017)
MyOBSA Framework for Malaysia
Table 6
Proposed weightings for sustainability Sub-Issues of the MyOBSA Framework
contract documents, and reports related any difficulties in obtaining input data to
to the building design. Inputs from four complete the assessment were identified.
key project stakeholders were sought and For fassessing the qualitative criteria
such as management, process, and
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MyOBSA Framework for Malaysia
Table 7
Validated comprehensive MyOBSA framework (without performance benchmarks) – Applicable criteria by
phase of assessment and their spatial scale
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Shari, Z. and Soebarto, V.
Table 7 (continue)
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MyOBSA Framework for Malaysia
Table 7 (continue)
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Shari, Z. and Soebarto, V.
Table 7 (continue)
1466 Pertanika J. Soc. Sci. & Hum. 25 (3): 1449 - 1472 (2017)
MyOBSA Framework for Malaysia
provide minimum allowable parking spaces, percentage in the Singapore’s Green Mark
and use black water treatment systems) (4%), China’s Three Star System (8%), and
or the unavailability of relevant data to Malaysia’s GBI (11%) and comparable with
complete the assessment (i.e. embodied other BPASs reviewed in Shari and Soebarto
energy of building components/materials). (2015).
The second aspect of the framework
that reflects the local context is the proposed Requirement 4: Addressing all Building
weightings. Based on the research findings, Lifecycles and Incorporating Both
all the 3 sustainability issues (‘Environment’, Potential and Actual Performance
‘Social’ and ‘Economic’) were given almost Assessments
equal weightings, meaning that in the study,
Although the application of the framework
the stakeholders value each of these issues
as shown in this paper only focuses on
as important as the others. This result
the design stage, in principle the issues
is in tandem with the local conditions
are relevant to all phases of a life cycle of
argued in Shari and Soebarto (2015): the
a building, including pre-design, design,
necessary balance between the socio-
construction and commissioning, and
economic and ecological systems to avoid
operation phases. This in turn informs the
further environmental damage has not yet
anticipated stakeholders for each of them.
been reached in the country.
Appropriate benchmarks are also
available for each criterion to suit its
Requirement 3: Linking Across Varying applicable phase(s) of assessment. For
Spatial Scales instance, for pre-design phase assessment,
The spatial scale at which a criterion is evidence is required to show that the
assessed defines the spatial boundary required performance is included in the
separating outcomes that will and will not client’s project brief. Whilst, for design
be considered. For example, an assessment phase, evidence is required to show that the
criterion may have an impact at a building, design conforms to or exceed the criterion’s
site, on the community or even region benchmarks. For operation phase assessment
and world as a whole. Out of 86 criteria however, evidence is required to show that
within the MyOBSA framework, 16% the building has actually performed as was
assess aspects at the scale broader than the intended.
site level i.e. global and community levels, This way, the framework assesses
70% assess aspects at site and building both potential performance (i.e. design-
levels, and the remaining 14% are related to based criteria such as potential energy
administrative and communication/process. consumption) and actual performance
It is worth noting that the percentage of (performance-based criteria such as actual
16% criteria at the community/regional and energy consumption and post occupancy
global levels is significantly higher than the evaluation). As highlighted by Hyde et
Pertanika J. Soc. Sci. & Hum. 25 (3): 1449 - 1472 (2017) 1467
Shari, Z. and Soebarto, V.
al. (2007, p.558), “it is important that out of three federal territories (i.e. Kuala
benchmarking becomes more strategic, Lumpur and Putrajaya) and one out of
that is, based on a number of sources of thirteen states (i.e. Selangor) in Malaysia.
information drawn from both design and Despite the fact that Malaysia has no
operation conditions” and “the method of different climatic zones, certain parts of
validating performance is a crucial indicator the country are drier or wetter than others
of rigour, since it establishes the credibility depending on the months of the year. Other
of the standard” (Hyde, et al., 2007, p.554). variations include nature, socio-economic
background and priorities, and technical
Requirement 5: To Involve achievements. Therefore, the weightings
Participation of Local Building developed in this survey are possibly
Stakeholders applicable to states or cities that are similar
to the investigated ones. Otherwise, further
As evidenced in the methodology,
research needs to be conducted to generate
stakeholders’ participation through
appropriate weightings for other states or
communication, dialogue, commitment and
cities. Further, the results of the weighting
cooperation was taken into consideration
exercise are inevitably subjective and are
in all phases of the study to ensure the
time-dependent; hence, will require regular
MyOBSA framework is accepted by the
updating.
market and supported by industry.
Thirdly, the research is confined to office
building projects. However, the findings
Notes About the Study from this study can be considered as a guide
Although the research has generally to assess and develop sustainable building
achieved the specific objective stated criteria for other building typologies in the
in the introduction, it nevertheless had Malaysian context.
its limitations. Firstly, the size of the Fourthly, this paper only shows the
sample was limited to 203; hence, it is applicability of the criteria relevant to
acknowledged that the final selected criteria the design phase of assessment. This
or indicators might be different if the sample means, performance benchmarks defined
size was different or larger covering larger for criteria relevant to other phases of
demographic areas. Further, the sample size assessment may require adjustments due
obtained for the qualitative study is only to data unavailability or difficulties in
adequate to enable internal generalization obtaining them to complete the assessment.
i.e. 30; hence, findings may not be employed Finally, it is considered a building
to make inferences on other construction industry’s prerogative to determine the
industry stakeholders not included in the different levels of “rating” to be awarded
study. and the minimum score that should be
Secondly, the survey is confined to two achieved for each rating level of MyOBSA;
1468 Pertanika J. Soc. Sci. & Hum. 25 (3): 1449 - 1472 (2017)
MyOBSA Framework for Malaysia
hence, assigning different levels of “rating” consider different levels of information and
is beyond the scope of this study. It is also to structure all relevant issues in an ordered
worth pointing out that these aspects are not manner, helping decision makers handle the
standardized among existing BPASs. For multiplicity of the issues embodied in the
instance, Green Mark sets as high as 90 out concept of sustainability.
of 100 for its “Platinum” rating; whereas It is anticipated that in the future, the
Malaysia GBI and UK BREEAM settle performance standards of office buildings
on slightly lower minimum score of 86 for in Malaysia would rise (more buildings
“Platinum” and 85 for “Outstanding” ratings become ‘greener’ or the baseline improves);
respectively. Interestingly, other BPASs therefore, over time, regulations would
that agree on even lower minimum scores be updated, sustainable technologies,
than aforementioned are LEED-US (80 for local capabilities and understanding of
“Platinum” rating) and Australia Green Star issues would evolve, and sustainable
(75 for “6-Stars” rating). building performance may be improved. In
fact, it should be noted that the proposed
CONCLUSION AND benchmarks in this study are by no means
RECOMENDATIONS definitive or conclusive. If this framework
This paper has presented the development were to be adopted, it is recommended for
of appropriate assessment framework that the performance benchmarks defined in
enables sustainability to be addressed and the MyOBSA framework to be gradually
incorporated in office building development revisited or updated over time. As many
in emerging/developing countries such as of the benchmarks are context dependent,
Malaysia. . The MyOBSA framework was they should also be adjusted if adopted
presented, discussed, refined, and finally in different areas or regions. Adjustments
verified and tested in the research using should also be made to weightings and
a real-life case study office building. The scoring in response to changing priorities.
multiple stages involved in deriving the Nevertheless, the weightings developed in
final MyOBSA framework in general, or this study can provide valuable references
the appropriate performance criteria and and be useful at least in two ways: 1) as a
benchmarks in particular, have improved reference when applying weighting system
the robustness of the MyOBSA framework. in any BPAS in Malaysia; and 2) as a
The key point is that the framework and guide for the Malaysia specific sustainable
key performance criteria identified in this building researchers and practices to focus
study will improve the understanding of on the more important issues.
practitioners by promoting comparisons, Assessment criteria included in the
discussions, and learning. Also, the Validated Comprehensive MyOBSA
developed framework is found to be able to Framework must be extended as and when
Pertanika J. Soc. Sci. & Hum. 25 (3): 1449 - 1472 (2017) 1469
Shari, Z. and Soebarto, V.
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