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Polynomial Interpolation of Modular Forms For Hecke Groups
Polynomial Interpolation of Modular Forms For Hecke Groups
Hecke groups
Barry Brent
4 March 2021
Abstract
For m “ 3, 4, ..., let λm “ 2 cos π{m, let Gpλm q be a Hecke group, and
let Jm pm “ 3, 4, ...) be a triangle function for Gpλm q such that, when
normalized appropriately, J3 becomes Klein’s j-invariant ř jpzq “ 1{e2πiz `
744 ` ... and Jm pzq has a Fourier expansion Jm pzq “ 8 n“´1 an pmqqm
n
with qm pzq “ exp 2πiz{λm . Raleigh [22] conjectures that, for each non-
negative integer n, there is a rational function Fn pxq with coefficients in Q
such that an pmq “ Fn pmq. We offer a similar conjecture on polynomials
interpolating the Fourier coefficients of normalizations of the Jm , and
extend it to normalizations of other modular forms on the Gpλm q. We
conjecture that Hecke group analogues of classical Eisenstein series are
interpolated by polynomials that detect primality or detect the integers
represented by the quadratic form x2 ` xy ` y 2 . We study the roots of
the polynomials conjecturally interpolating cusp forms and relate them to
Lehmer’s question, does the Ramanujan tau function ever vanish. When
the conjectured interpolating polynomials for Fourier coefficients q n of
some families of modular forms are factored into monic polynomials ˆ a
rational number rn , then the rn form sequences already in the literature,
all apparently expressible in terms of Dedekind’s eta function.
1 Introduction
Let us write H˚ for the extension of the upper half plane H by adjoining cusps
at the points on the real axis with rational abscissa and at i8, regarded as
a metric space with the Poincaré metric. Figures T made by three geodesics
of H˚ are called hyperbolic or circular-arc triangles. Schwarz [25], Lehner [17]
and others studied Schwarz triangle functions, which map hyperbolic triangles
T in the extended upper half z-plane onto the extended upper half w-plane.
Let Gpλm q be the Hecke group Gp2 cos π{mq. For certain T “ Tm , a triangle
function φλm : T Ñ H˚ extends to a map Jm : H˚ Ñ H˚ invariant under
modular transformations from Gpλm q. Suitably normalized, the Jm become
analogues jm of the normalized Klein’s modular invariant
1
where q “ qpzq “ expp2πizq and j3 pzq “ jpzq. With λm “ 2 cos π{m and
qm pzq “ expp2πiz{λm q, the original Jm have Fourier series Jm pzq “
n
ř
ně´1 an pmqqm pzq . Raleigh [22] conjectured that the an pmq are interpolated
by polynomials Pn pxq in Qrxs in the sense that an pmq “ m´2n´2 a´1 pmq´n Pn pmq.
Under a certain normalization, the Fourier coefficients of jm appear to interpo-
late polynomials in Qrxs (not rational functions as in Raleigh’s original conjec-
ture); the a´1 factors are not seen either.
The plan of the article is as follows. We sketch the theory of Schwartz triangles;
then, the construction of their triangle functions; from the triangle functions, the
modular functions for the Hecke groups; and, from them, entire modular forms
for these groups. To this point, the article is just a summary of background ma-
terial. By methods familiar from the classical case, we then construct modular
forms with rational Fourier expansions and describe experiments on them, espe-
cially on cusp forms, using code adapted from the results of several authors, in
particular, Hecke’s theory. We offer observations and conjectures, but no proofs.
2 A glossary
1. The digamma function ψpzq :“ Γ1 pzq{Γpzq.
2w1 w3 ´ 3w22
tw, zu “ (1)
2w12
for w “ wpzq.
4. The function
pαqn pβqν
cν “ cν pα, β, γq :“ , ν ě 0.
ν!pγqν
To facilitate comparison with Raleigh’s equation (91 ) [22], we remark that
2
In the terms of this article’s Theorem 1 below, Raleigh is treating the case
λ “ 0, for which (equation (6) below) γ “ 1 and the expression on the
right side of (2) becomes, as in Raleigh,
Γpα ` νqΓpβ ` νq
.
ΓpαqΓpβqpν!q2
Here, we are dealing with the same ambiguity present in the definition of
cν : this is a specialization to the case γ “ 1 of the eν for ν ě 1 given by
([8], p. 153, equation 387.5)
n´1
ÿˆ ˙
1 1 2
eν “ eν pα, β, γq :“ ` ´ .
p“0
α`p β`p γ`p
9. The set Q “ t2, 5, 6, 8, 10, 11, 14, 15, 17, 18, 20, 22, 23, ...u of positive inte-
gers not represented by the quadratic form x2 ` xy ` y 2 . (It is conjectured
by Benoit Cloitre [31] that Q is also the set of non-square natural numbers
with divisor sums divisible by three.)
3
10. The McKay-Thompson series of class 4A, namely, tap´1q, ap0q, ...u “
t1, 24, 276, 2048, ...u. It is the sequence of coefficients in the q-series of a
hauptmodul that is discussed in the Monstrous Moonshine literature, in
particular, here [19]. Via “Method II”, McKay relates the hauptmoduln
treated in this paper to Dedekind’s eta function. It appears to be 26 J8
(in the notation of [22].) We identified it with the an of our conjecture 1
after finding it in the On-line Encyclopedia of Integer Sequnces [32].
Hecke groups [14] are triangle groups M that act properly discontinuously on
H. This means that for compact K Ă H, the set tµ P M s.t.K X µpKq ‰ Hu is
finite. Recall that Gpλm q is the Hecke group generated by the maps τ ÞÑ ´1{τ
and τ ÞÑ τ ` λm . Apparently it was Hecke who, also in [14], established that
Gpλm q has the structure of a free product of cyclic groups C2 ˚ Cm , generalizing
the relation [26, 6] SLp2, Zq “ C2 ˚ C3 .
4
1. Let the half-plane =z ą 0 be mapped conformally onto an arbitrary circular-
arc triangle whose angles at its vertices A, B, and C are πλ, πµ, and πν,
and let the vertices A, B, C be the images of the points z “ 0, 1, 8, re-
spectively. Then the mapping function wpzq must be a solution of the
third-order differential equation
1 ´ λ2 1 ´ µ2 1 ´ λ2 ´ µ2 ` ν 2
tw, zu “ ` ` . (3)
2z 2 2p1 ´ z 2 q 2zp1 ´ zq
2. If w0 pzq is any solution of equation (3) that satisfies w01 pzq ‰ 0 at all
interior points of the half-plane, then the function
aw0 pzq ` b
wpzq “ pad ´ bc ‰ 0q
cw0 pzq ` d
is likewise a solution of equation 3.
3. Also, every solution of equation (3) that is regular and non-constant in the
half-plane =z ą 0 represents a mapping of this half-plane onto a circular-
arc triangle with angles πλ, πµ, and πν.
In Carathéodory’s lexicon ([7] p. 124), a regular function is one that is differ-
entiable on an open connected set. Carathéodory writes the left side of (3) as
1 3 22
“tw, zu “ w w w´3w
12 “ ...”, but this is not the case. We infer that tw, zu is
intended from the automorphy property of clause 2.
Let us write
1
α“ p1 ´ λ ´ µ ` νq, (4)
2
1
β “ p1 ´ λ ´ µ ´ νq, (5)
2
and
γ “ 1 ´ λ. (6)
The solutions w of (3) are inverse to triangle functions; they are quotients of
arbitrary solutions of
u2 ` ppzqu1 ` qpzqu “ 0 (7)
when ([8], p. 136, equation (376.4))
1´λ 1´µ
p“ ´
z 1´z
and
αβ
q“´ .
zp1 ´ zq
Equation (7) reduces ([8], p. 137, equations 376.5-7) to the hypergeometric
differential equation
5
As long as γ is not a non-positive integer, u “ F pα, β, γ; zq is a solution of (8);
it is the only solution regular at z “ 0, and it satisfies F pα, β, γ; 0q “ 1 (final
paragraph of [8], §377, p. 138.)
φ˚2
2πiτ {λm “ ´ p2ψp1q ´ ψp1 ´ αq ´ ψp1 ´ βqq ´ π secpπ{mq.
φ1
Let us write log Am “ ´2ψp1q ` ψp1 ´ αq ` ψp1 ´ βq ´ π secpπ{mq. Recalling the
definitions of φ1 and φ˚2 from our glossary items 6 and 8, we find (abbreviating
Jm pτ q as Jm ) that
F ˚ pα, β, 1; 1{Jm q
2πiτ {λm “ ´ log Jm ` ` log Am . (10)
F pα, β, 1; 1{Jm q
Equation (10) is equation (6) of [22], but Raleigh suppresses the subscripts. He
also writes exp 2πiτ {λm as xm , so that (in our earlier notation) xm “ qm pτ q.
6
[17] and [22], we inverted this power series to obtain one for the modular function
Jm . Let I be a formal operation taking a power series σpvq to its inverse; that
is, if u “ σpvq then v “ I pσqpuq. Let Ym pJq be a power series such that
F ˚ pα, β, 1; Jm q
Ym pJm q “ Jm exp “ Xm p1{Jm q
F pα, β, 1; Jm q
and hence
1 F ˚ pα, β, 1; 1{Jm q
Ym p1{Jm q “ expm “ Xm pJm q,
Jm F pα, β, 1; 1{Jm q
so that I pYm qpXm pJqq “ 1{Jm and, therefore, Jm “ 1{I pYm qpXm q.
6.1 m “ 3.
By keeping track of the weights, zeros and poles of the constituent factors in
the numerator and denominator of the fraction defining
1
Ja
fa,b,c “ ,
J pJ ´ 1qc
b
Schoeneberg [24] (Theorem 16, p.45) demonstrates that fa,b,c is an entire mod-
ular form of weight 2a for SLp2, Zq if a ě 2, 3c ď a, 3b ď 2a, b ` c ě a and
a, b, c are integers. (Schoeneberg speaks of “dimension ´2a.”) Thus he is able
to write down a weight 4 entire modular form E4˚ “ f2,1,1 for SLp2, Zq with a
zero of order 31 at ρ “ e2πi{3 and a weight 6 entire modular form E6˚ “ f3,2,1
for SLp2, Zq with a zero of order 12 at i. (Schoeneberg writes G˚4 , G˚6 .) It is well
known that the (vector space) dimension of the spaces of weight 4 and 6 entire
modular forms for SLp2, Zq is equal to one, so E4˚ and E6˚ may be identified
with the usual weight 4 and weight 6 Eisenstein series, up to a normalization.
Finally, Schoeneberg defines the weight 12 cusp form ∆˚ “ E4˚3 ´ E6˚2 with a
zero of order 1 at i8. It is a multiple of ∆.
6.2 m ě 3.
We quote statements from Berndt [3], which is an exposition of Hecke’s [13]
and other writings. We depart occasionally from Berndt’s choices of variable to
avoid clashes with our earlier notation.
7
Definition 1. ([3], Definition 2.2) We say that f belongs to the space M pλ, k, γq
if
1.
8
ÿ
f pτ q “ an e2πinτ {λ ,
n“0
After defining the notion of a fundamental region in the usual way and defining
as Gpλq the group of linear fractional transformations generated by τ ÞÑ ´1{τ
and τ ÞÑ τ ` λ, Berndt states
Theorem 2. ([3], Theorem 3.1) Let Bpλq “ tτ P H : x ă λ{2, |τ | ą 1u. Then if
λ ě 2 or if λ “ 2 cospπ{mq, where m ě 3 is an integer, Bpλq is a fundamental
region for Gpλq.
Definition 2. ([3], Definition 3.4) Let TA “ tλ : λ “ 2 cospπ{mq, m ě 3, m P
Zu.
Berndt states in his Theorem 5.4 that Gpλq is discrete if and only if λ belongs
to TA . This discreteness is the premise of the theory of automorphic functions
generally. He embeds within the proof of his Lemma 3.1 (which we omit), the
Definition 3. 1. Let τλ denote the intersection in H of the line x “ ´λ{2
and the unit circle |τ | “ 1. (Berndt also remarks on page 35 that τλ is the
lower left corner of Bpλq.)
8
5. The numbers nλ , ni , and n8 are the orders of the zeros of f at τλ , i and
i8, repectively. The order n8 is measured in terms of expp2πiτ {λq.
The multiplier γ is given by
Theorem 3. ([3], Corollary 5.2) Let f P M pλ, k, γq and let ni be the order of
the zero of f at τ “ i. Then
γ “ p´1qni .
The next two results tell us that the only nontrivial case in this theory is the
one that we are interested in.
Theorem 4. ([3], Lemma 5.1) If dim M pλ, k, γq ‰ 0,
ˆ ˙
1 nλ 1 1
Nf ` n 8 ` n i ` “ k ´θ .
2 m 2 2
4h
k“ ` 1 ´ γ,
m´2
where h ě 1 is an integer. Furthermore,
Z ^
h ` pγ ´ 1q{2
dim M pλ, k, γq “ 1 ` .
m
Berndt ([3], Remark 5.3) proves that the dimension formula above holds also
when h “ 0.
9
Theorem 7. ([3], Theorem 5.5) Let λ P TA . Then there exist functions fλ , fi ,
and f8 P M pλ, k, γq such that each has a simple zero at τλ , i, and i8, re-
spectively, and no other zeros. Here, γ is given by [this article’s Theorem 3],
and k is determined in each case from [Theorem 4 of this article]. Thus, fλ P
M pλ, 4{pm ´ 2q, 1q, fi P M pλ, 2m{pm ´ 2q, ´1q, and f8 P M pλ, 4m{pm ´ 2q, 1q.
Remark 1. ([3], pages 47-48) By the Riemann mapping theorem there exists
a function gpτ q that maps the simply connected region Bpλq one-to-one and
conformally onto H. If we require that gpτλ q “ 0, gpiq “ 1, and gpi8q “ 8,
then g is determined uniquely.
Now we can write down fλ , fi , and f8 explicitly. The next theorem is extracted
from the proof of Theorem 7. fλ and fi correspond to Eisenstein series and f8
to a cusp form. In our code, we take g to be a normalized form of Jm .
Theorem 8. ([3], page 50)
*1{pm´2q
g 1 pτ q2
"
fλ pτ q “ ,
gpτ qpgpτ q ´ 1q
*1{pm´2q
g 1 pτ qm
"
fi pτ q “ ,
gpτ qm´1 pgpτ q ´ 1q
and *1{pm´2q
g 1 pτ q2m
"
f8 pτ q “ 2m´2
.
gpτ q pgpτ q ´ 1qm
In our applications to Lehmer’s problem, we will be interested in the dimensions
of the weight 12 cusp spaces for λ “ λm “ 2 cos π{m.
Definition 5. ([3], Definition 5.2) If f P M pλ, k, γq and f pi8q “ 0, then we
call f a cusp form of weight k and multiplier γ with respect to Gpλq. We denote
by Cpλ, k, γq the vector space of all cusp forms of this kind.
Remark 2. ([3], equation (5.25))
Remark 3. In view of (i) Theorem 6, (ii) equation (12), (iii) Remark 2, and
(iv) the fact that γ “ ˘1, we see that dim Cpλm , 12, γq ą 1 when m is greater
than or equal to 12.
7 Normalizations
In this section we write down normalizations of the functions from Theorem 8
such that, at m “ 3, the normalizations reduce to corresponding functions in
the classical theory, namely (in Serre’s notation [26]), j, E2 , E3 , and ∆— Klein’s
invariant, the weight 4 and weight 6 Eisenstein series, and the normalized dis-
criminant ∆. Also, the coefficients of their Fourier expansions should be rational
10
numbers, but this we have verified only experimentally. For simplicity, we will
abuse our
ř notation and write f pqm q for functions f pzq with Fourier expansions
f pzq “ cn qm pzqn . Let us also write Wm pXm q for the series 1{I pYm qpXm q in
the last equation of section 5.
a´1 “ Am . (13)
This equation can be justified by reference to Raleigh, but that author does, it
seems, commit a sign error in his equation (10), which it is necessary to com-
pare to his equation (I) to conclude that our equation (13) is true. The same
comparison indicates the sign error, because in (I) the signs of π secpπ{mq and
2ψp1q disagree, whereas they agree in Raleigh’s equation (10).
Let *1{pm´2q
pτ qm
" 1
jm
K6,m pτ q :“ .
jm pτ qm´1 pjm pτ q ´ 26 m3 q
We set H6,m :“ K6,m where “ e´iπ{pm´2q or 1, depending on whether m is
odd or even, respectively.
11
for the cusp forms and interpolating polynomials) may differ in our SageMath
calculations from those we have found in Mathematica. (This should be simple
to check, but this has not been done at the time of the present draft.)
Corresponding to f8 , we set
*1{pm´2q
pτ q2m
" 1
‹ jm
∆ pτ q “ .
jm pτ q2m´2 pjm pτ q ´ 26 m3 qm
3 2 3
Finally, we set ∆:m “ H4,m ´ H6,m and ∆˛m “ H4,m {jm . Because J31 is a weight-
2 modular function ([24], p.44), and the weight-4 and weight-6 spaces and the
weight-12 cusp space are one-dimensional when m “ 3, the desired property
follows after checking the first few terms of the Fourier expansions at issue.
Let
8
ÿ
Jm pzq “ an pmqqm pzqn .
n“´1
and that, for n “ 0, 1, 2, 3, an pmq “ m´2n´2 a´1 pmq´n Pn pmq where Pn pxq is a
polynomial with rational coefficients and degree 2n ` 2, such that the coefficient
of xn is zero when n is odd. He conjectured that similar relations exist among
the an for all positive n.
12
Conjecture 1. Let the Fourier expansion of jm be
ÿ
n
jm “ 1{qm ` αn pmqqm .
ně0
1. For each integer n greater than ´2, there exists a polynomial An pxq P Qrxs
that satisfies the relation αn pmq “ An pmq for m “ 3, 4, ..., with A´1 pxq ”
1, A0 pxq “ 24px2 ` 4{3q “ a0 ¨ a0 (say) , and A1 pxq “ 276x2 px4 ´ 8x2 {69 ´
16{23q “ a1 ¨ a1 (say.).
2. (i) For n greater than one, An pxq “ an px ´ 2qpx ` 2qxn`1 an pxq where
the sequence tan u is the McKay-Thompson series of class 4A (item 10 in our
glossary), an pxq is a monic polynomial irreducible over Q, the degree of an is
2n, and the coefficient of xk is zero if and only if k is odd.
3. For n greater than one, let Galpan , Qq be the Galois group of an over the ra-
tionals. Then (i) the size of Galpan , Qq is 2n n! and (ii) if n is greater than two,
Gal pan , Qq is isomorphic to a permutation group on 2n elements te1 , ..., e2n u
with three generators: a transposition pej , ek q, a product pej , ej 1 qpek , ek1 q, and a
product of disjoint cycles C1 C2 , each of length n, such that C1 sends ej to ej 1
and C2 sends ek to ek1 .
Question 1. The index-n hyperoctahedral group has size 2n n! ([10], [20],and
[12].) It is natural to wonder whether or not Gal pan , Qq is isomorphic to this
group.
Conjecture 1 implies that for all integers m greater than or equal to three,
An pmq is nonzero, and therefore that
Conjecture 2. For each fixed n greater than or equal to ´1 and all integers m
greater than or equal to three, αn pmq is nonzero.
Conjecture 3. 1. If n ą 1, an pρq “ 0 and ρ ‰ ˘2, then
13
and so zeros were visible as points where four colors meet. The plots are in-
cluded in [5], in the documents “conjecture 3 no2.nb” and “conjecture 3 no3.nb”
(readable with Mathematica software.) Remark: it is already known that, for
all integers n ě ´1, αn p3q is positive. (See, for example, page 199 in [23].)
The interpretation of the set Q in our glossary and Cloitre’s conjecture about
it come from Sloane’s OEIS article [31]. Cloitre’s conjecture appears to be sup-
ported by the fact that divisor sums appear as Fourier coefficients of Eisenstein
series in several contexts, including, for Hecke groups, that of Chapter 4 in [18].
1. For each n there is a polynomial Bn pxq with rational coefficients such that
βn pmq “ Bn pmq for m “ 3, 4, ....
2. B0 pxq ” 1 identically.
7. If n is larger than two and n P Q, then Bn pxq “ px2 ´4qpx´6qxn ˆbn ˆbn pxq,
where bn pxq and bn are as above.
9. If p and q are prime numbers such that p is less than q, then lp divides
lq .
14
Thus, in the range of our observations (3 ď m ď 302, 0 ď n ď 100q, the only
integer value of m such that H4,m has any vanishing coefficients is six, and βn p6q
is zero just if n is in Q.
Conjecture 5. Let the Fourier expansion of H6,m be
8
ÿ
H6,m pzq “ γn pmqqm pzqn .
n“0
1. For each n there is a polynomial Cn pxq such that γn pmq “ Cn pmq for
m “ 3, 4, ....
2. C0 pxq ” 1 identically.
7. If p and q are prime numbers such that p is less than q, then lp divides
lq .
15
˚ : ˛
where τm “ τm , τm or τm respectively. Then there is a set of polynomials
‹ : ˛
Tn “ Tn , Tn , or Tn , respectively, with coefficients in Q such that τm pnq “ Tn pmq
for each m “ 3, 4, ....
2. T1‹ pxq ” 1 identically, and, if n is greater than one, then Tn‹ pxq “
t‹ n px ´ 2q2 xn´1 t‹n pxq, where t‹n pxq is a monic irreducible polynomial over Q of
degree 2n´4 and t‹ n is (in the notation of [9], Chapter 7, Theorem 7) the coeffi-
cient of q n in the Fourier expansion of ∆8 pzq [27]. Also ([28]), t‹ n “ p´1qn`1 ˆ
the sum of the cubes of the divisors d of n such that n{d is odd; this sum is the
coefficient of q n in the Fourier expansion of E8,4 , the unique normalized weight-
4 modular form for Γ0 p2q with simple zeros at i8 ([4], equation (2-3)) and the
number of representations of n ´ 1 as a sum of 8 triangular numbers ([21], the-
orem 5.) Finally, t‹ n is the coefficient of q n in the expansion of ηp2zq16 {ηpzq´8
where ηpzq is Dedekind’s function ([4], equation (2-16).)
(iv) If n is greater than 3, then Tn: pxq “ t: n px ´ 2q2 xn t‹n pxq, where t:n pxq is a
monic polynomial, irreducible over Q, of degree 2n´1 and t: n is (in the notation
of [9], Chapter 7, Section 2) the coefficient of q n for the theta series of the direct
sum of two copies of the D4 lattice in powers of q 2 [29]. It is also (proposition
7.5 of [19]) p´1qn ˆ the coefficient of q 2n in the Fourier expansion of tf8 , zu
where f8 pzq “ ηp4zq12 {pηp2zq4 ηp8zq8 . Here f8 is the normalized Hauptmodul
for the SLp2, Zq subgroup Γ0 p8q and the braces stand for the Schwarzian deriva-
tive (item 2 in our glossary.)
4. (i) T1˛ pxq, T2˛ pxq, and T3˛ pxq are irreducible polynomials over Q of degrees
3, 6, and 9, respectively.
(ii) If n is greater than 2, T1˛ pxq “ t˛ n px ´ 2qxn´1 t˛n pxq, where t˛n pxq is a monic
polynomial, irreducible over Q, of degree 2n ´ 3, and t˛ n can be written in terms
of Dedekind’s eta function in several ways. First,
8
ÿ ź ź
t˛ n q n “ p1 ´ q n q24 ¨ p1 ´ q n q´24 “ η 24 pzqη 24 p4zqη ´48 p2zq.
n“0 nodd n”2p4q
n`1
Also, t˛ n “ p´1q ˆ the coefficient of q n in pηp2zq{ηpzqq24 .
The product decomposition in clause 4(ii) above is a guess based on 43 terms
of the series using Euler’s method ([11]; also [1], Theorem 14.8.) It also appears
in [33]. The second decomposition appears in [30].
Conjecture 7. None of the Tn pxq takes an integer greater than two to zero;
consequently, none of the τm vanish for m “ 3, 4, ....
16
Obviously, one basis of conjecture 7 is conjecture 6, but it is also a consequence
of the following
Conjecture 8. For Tn “ Tn˛ pxq, Tn˛ pxq, or Tn˛ pxq, for each positive integer n,
and for each integer m greater than two, let the minimum distance from m of
any root of Tn be denoted as dpm, nq. For fixed n, dpm, nq is never zero. For
fixed m, dpm, nq decays exponentially as n increases. If m is greater than three,
then dpm, nq ą dp3, nq. (We note, however, that for T “ T ‹ and n “ 1, the
interpolating polynomial is identically equal to one and the corresponding root
set is therefore empty.)
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