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ORIGINAL ARTICLE

The Potential Effect of Botulinum Toxin Type A on Human


Dermal Fibroblasts: An In Vitro Study
SANG-HA OH, MD,*§ YOUNG LEE, MD,†§ YOUNG-JOON SEO, MD,† JEUNG-HOON LEE, MD,† JUNG D.
YANG, MD,‡ HO Y. CHUNG, MD,‡ AND BYUNG C. CHO, MD‡

BACKGROUND The use of botulinum toxin type A (BoNT) continues to expand. Some physicians have noted
a face-lifting effect after intradermal injection of BoNT, although the effects are controversial.
OBJECTIVE To investigate the in vitro effects of BoNT on human dermal fibroblasts.
METHODS The proliferation and toxic effects of BoNT on human dermal fibroblasts were measured. To
understand the mechanism of BoNT on collagen production of fibroblasts, procollagen type I carboxy-
terminal peptide (PIP) was measured using enzyme-linked immunosorbent assay, and collagen production
was monitored using Western blotting. To examine the effect of BoNT on collagen degradation, we evaluated
matrix metalloproteinase (MMP) production using gelatin zymography.
RESULTS BoNT did not stimulate the proliferation of or show toxic effects on human dermal fibroblasts.
Levels of PIP increased significantly in fibroblasts grown in the presence of BoNT, and BoNT upregulated the
expression of type I collagen and decreased the production of some MMPs in fibroblasts that prevent collagen
degradation.
CONCLUSIONS This study shows interesting effects of BoNT on collagen production and degradation of
human dermal fibroblasts in vitro. This research provides the experimental background for using intradermal
BoNT injection for remodeling of dermal tissues in aged skin.
The authors have indicated no significant interest with commercial supporters.

I n the early 1980s, botulinum toxin type A


(BoNT) was first introduced for medical
indications such as strabismus and blepharo-
Currently, many off-label cosmetic applications of
BoNT are under evaluation. Some physicians have
observed a face-lifting effect due to increased
spasm.1,2 BoNT induces chemodenervation through collagen synthesis after intradermal injection of
its action on presynaptic neurons, preventing the BoNT to the mid and lower face,6,7 but the effect of
release of acetylcholine and leading to functional intradermal injection of BoNT is still controversial.
denervation of striated muscle for 2–6 months after No experimental trials have been conducted to
injection. This results in muscle fiber atrophy and support this observation, and the mechanism of
subsequent clinical flaccid paralysis.3 Consequently, BoNT action intradermally has yet to be determined.
its cosmetic use in treating wrinkles induced by For these reasons, it was hypothesized that intra-
muscle hyperactivity is widespread.4,5 dermal injection with BoNT would stimulate

*
Department of Plastic and Reconstructive Surgery, Graduate School of Medicine, Chungnam National University,
Daejeon; †Department of Dermatology, Graduate School of Medicine, Chungnam National University, Daejeon;

Department of Plastic and Reconstructive Surgery, Graduate School of Medicine, Kyungpook National University,
Daegu, South Korea
§
These authors contributed equally to this study.

© 2012 by the American Society for Dermatologic Surgery, Inc.  Published by Wiley Periodicals, Inc. 
ISSN: 1076-0512  Dermatol Surg 2012;1–6  DOI: 10.1111/j.1524-4725.2012.02504.x

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EFFECTS OF BOTULINUM TOXIN ON FIBROBLASTS

remodeling of the extracellular matrix (ECM), a overnight in the absence of BoNT or with 1, 2.5, or
process that requires activation of dermal fibroblasts 5 U of BoNT. Cultures were replenished with fresh
and is essential for the rejuvenation of aged skin. medium containing 1 lCi of [3H]thymidine
The present study attempted to evaluate the (Amersham, Little Chalfont, Buckinghamshire, UK).
effectiveness of intradermal injection of BoNT. Radioactivity in cell lysates was measured using liquid
scintillation. Measurements were repeated five times.

Material and Methods


Procollagen Type I Carboxy-terminal Peptide
Cell Culture Assay

Normal human skin samples were obtained from Because procollagens are synthesized as precursor
circumcisions in accordance with the ethical com- molecules of collagens, we measured the free
mittee approval process of Chungnam National carboxy-terminal peptide of procollagen type 1 (PIP)
University Hospital. Specimens were sterilized in to quantify the amount of collagen molecules that
70% ethanol, minced, and incubated in Dulbecco’s fibroblasts treated with BoNT synthesize. Cells were
modified Eagle medium (DMEM) supplemented serum-starved for 1 day and then further cultured in
with 10% fetal bovine serum and antibiotics. serum-free DMEM with 0, 1, or 2.5 U of BoNT for
Dermal fibroblasts normally grew from the explants 2 days. The level of PIP in the conditioned medium
after 5–7 days. Cells were starved of serum for was quantified using an ELISA kit (Takara Bio Inc.,
2 days and then treated with BoNT (Botox, Shiga, Japan) using the manufacturer’s recom-
Allergan, Irvine, CA). mended protocol.

3-(4,5-Dimethylthiazol-2-yl)-2,5- Western Blot Analysis


Diphenyltetrazolium Bromide Assay
The collagen production of fibroblasts after they
A 3-(4,5-dimethylthiazol-2-yl)-2,5-diphenyltetrazo- were treated with BoNT was analyzed using
lium bromide (MTT) assay was performed to test Western blot analysis. Human dermal fibroblasts
the cytotoxicity of BoNT to human dermal were incubated with 0, 1, 2.5, or 5 U of BoNT for
fibroblasts. Human dermal fibroblasts were treated 2 days, and the expression levels of collagen, type I,
with 0, 1, 2.5, or 5 U of BoNT for 6 hours. After alpha 1 (COL1A1) and COL1A2 protein were
being washed twice with phosphate buffered saline, quantified using Western blot analysis. Total protein
cells received fresh medium. MTT solution was then was measured using a Bradford protein assay kit
added to each well 4 hours before harvesting. The (Bio-Rad Laboratories, Hercules, CA). Blots were
medium was removed at the indicated time points, visualized using enhanced chemiluminescence
and the resulting formazan crystals were solubilized (iNtRON Biotechnology, Gyeonggi-do, Korea) and
in dimethyl sulfoxide. The optical density was quantified using an image analyzer (i-solution TM;
determined at 540 nm using an enzyme-linked iMTechnology, Daejeon, Korea).
immunosorbent assay (ELISA) reader. Measure-
ments were repeated five times. Gelatin Zymography (Collagen Degradation
Assay)
[3H]-thymidine Incorporation Assay
Gelatin zymography was used to detect matrix
3
[ H]-thymidine incorporation assay was performed metalloproteinase (MMP)-2 and MMP-9 and gela-
to investigate whether BoNT has the ability to tinase secretion from human dermal fibroblasts after
stimulate the proliferation of human dermal BoNT treatment. Human dermal fibroblasts were
fibroblasts. Human dermal fibroblasts were cultured treated with 1, 2.5, or 5 U of BoNT and incubated

2 DERMATOLOGIC SURGERY
OH ET AL

for 2 days. Medium from incubated dermal dose, although these differences were not significant
fibroblasts was loaded on sodium dodecyl sulfate (p > .05), which suggests that there is no notable
polyacrylamide gels. After electrophoresis, gels were cytotoxicity on human dermal fibroblasts of BoNT
stained using Coomassie brilliant blue. (Figure 1A).

Statistical Analysis Fibroblast Proliferation After BoNT Treatment

Statistical analysis was performed using SPSS ver- We performed [3H]-thymidine incorporation assay
sion 12.0 for Windows (SPSS, Inc., Chicago, IL). T- to determine whether BoNT promotes the prolifer-
tests and parametric analysis of variance (ANOVA) ation of human dermal fibroblasts. As shown in
with Scheffe post hoc test for multiple comparisons Figure 1B, the rate of proliferation was somewhat
were used for comparison between groups, with higher in fibroblasts treated using 1 or 2.5 U of
p < .05 being regarded as significant. Data are BoNT and slightly lower in cells treated using 5 U of
presented as mean values ± standard deviations. BoNT, but none of these results were significant
(p > .05), indicating that BoNT does not promote
the proliferation of human dermal fibroblasts
Results
(Figure 1B).
Cytotoxicity on Fibroblast After BoNT
Treatment Collagen Production of Fibroblasts After BoNT
Treatment
We performed an MTT assay to evaluate the
cytotoxicity of BoNT on human dermal fibroblasts. PIP production, which indirectly reflects overall
The human dermal fibroblasts of the BoNT-treated collagen I levels, was examined to investigate
groups had slightly greater viability than control whether BoNT regulates collagen production in
fibroblasts that was inversely correlated with BoNT cultured human dermal fibroblasts in vitro. PIP was

Figure 1. (A) 3-(4,5-dimethylthiazol-2-yl)-2,5-diphenyltetrazolium bromide assay of human dermal fibroblasts cultured for
1 day in the absence of botulinum toxin type A (BoNT) or with 1, 2.5, or 5 U of BoNT. Control fibroblasts appeared to
proliferate slightly less than those treated with BoNT; this effect was not significant (p > .05). Significant differences between
BoNT doses were not seen either. (B) [3H]thymidine uptake assay. Cells treated with BoNT (1 U or 2.5 U) appeared to have
proliferated slightly more, and those treated with 5 U BoNT appeared to have proliferated slightly less than controls, but
these differences were not significant (p > .05). Measurements were repeated five times.

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EFFECTS OF BOTULINUM TOXIN ON FIBROBLASTS

Figure 2. The level of procollagen type I carboxy-terminal peptide (PIP) in conditioned medium was quantified using an
enzyme-linked immunosorbent assay kit. PIP was high in medium from cells treated with botulinum toxin type A after
36 hours (*p < .05 vs control). Measurements were repeated five times.

gradually elevated after 12 hours and rose gradually Discussion


over 48 hours in cells cultured in BoNT. PIP
Since the Food and Drug Administration (FDA)
production increased in a time- and BoNT dose–
granted approval for the use of BoNT in treatment
dependent manner (Figure 3). We also investigate
of glabellar rhytides in 2002,5 it has been used in a
the effect of BoNT on the expression of type I
variety of medical and nonsurgical treatments.3–7 It
collagen protein using Western analysis. Type I
appears that novel uses are being developed almost
collagen is the most abundant collagen component
every day, although at this point, most of them
of dermis and is assembled with pro-alpha collagen
remain “off label.” Eventually, the FDA may
chains encoded by COL1A1, which is the major
approve many of these new procedures, and the
component of type I collagen, and COL1A2.
potential for other new applications of BoNT
appears to be endless.5
According to Western blotting, expression of
COL1A1 was significantly greater in the BoNT-
Some physicians have noted a face-lifting effect
treated groups than in controls, and this effect was
after intradermal injection of BoNT to the mid and
dose-dependent (Figure 3A). Greater expression of
lower face. It has been claimed that greater colla-
COL1A2 was seen with exposure to 5 U of BoNT,
gen synthesis, lower sebum production, and
but cells treated with 1 or 2.5 U of BoNT showed
smaller facial pore size cause the effect.8,9 As
slightly less expression than in the control group
Kurzen and Schallreuter reported, the acetylcho-
(Figure 3B).
line receptor is not only present on neurons, but
can also be found on the surface of melanocytes,
MMP Production of Fibroblasts After BoNT
keratinocytes, and other dermal tissues. 10 One
Treatment
may reasonably suspect that an effect might be
We also examined the effects of BoNT on MMP-2 produced on adjacent tissue components after
and MMP-9 protein expression in cultured human BoNT injection, but what makes this argument
dermal fibroblasts. All BoNT-treated human dermal even more interesting is that percutaneous needle
fibroblasts showed less expression of pro-MMP-9 pricks themselves have been reported to create
and active-MMP-9 proteins in a dose-dependent multiple microbruises in the dermis and to initiate
manner than controls. Unlike MMP-9, MMP-2 a complex cascade of growth factors that eventu-
protein levels were not significantly different ally results in collagen production. Thus, intra-
between groups (Figure 4). dermal BoNT injection might not have any benefit

4 DERMATOLOGIC SURGERY
OH ET AL

(A)

(B)

Figure 3. (A) Collagen, type I, alpha 1 (COL1A1) protein expression was quantified using Western blotting after 48 hours
of incubation with the indicated doses of botulinum toxin type A. COL1A1 expression was significantly higher in the
experimental groups than in the control group in a dose-dependent manner. (B) COL1A2 protein expression was
quantified using Western blotting. Although COL1A2 expression after treatment with 1 or 2.5 U of BoNT appeared to be
somewhat less than in controls, it increased with increasing doses of BoNT. Measurements were repeated three times.

main element of human skin. Collagen is responsible


for maintaining the structural integrity of the skin by
joining cells together and to the extracellular matrix
(ECM). Fibroblasts secrete the precursors of
collagen: protocollagen types I and III. Aging brings
about a decrease in the number of skin fibroblasts, so
fibroblast proliferation might have antiaging effects.
Aging also brings a decrease in the number of skin
fibroblasts and, concomitantly, an increase in
MMPs, which catalyze the degradation of collagen.
Figure 4. Matrix metalloproteinase (MMP) activity in
MMPs are one family of structurally related
cultured human dermal fibroblasts. Samples underwnet enzymes that have the collective ability to degrade
gelatin zymography. The expression of pro-MMP-9 and nearly all ECM components. In particular, the
active-MMP-9 proteins decreased in botulinum toxin type A
–treated cells. MMP-2 protein level was not significantly gelatinases (MMP-2 and -9) are important effectors
altered. Measurements were repeated five times; a repre- of ECM remodeling.13
sentative gel is shown here.

for facial rejuvenation, the purported benefits of We focused on the effect of BoNT on human
skin rejuvenation being due to the collagenesis dermal fibroblasts, because the fibroblasts are the
caused by the needle pricks. 11,12 Therefore, studies main cellular component in dermis that secrete
of BoNT effects on collagenesis of human dermal collagen and MMPs. Before investigating the
fibroblasts in vitro that exclude the effects of ability of BoNT stimulating the production of
needles must be designed. collagen synthesis by human dermal fibroblasts,
we examined the cytotoxicity of BoNT on human
Elastin, fibronectin, and collagen are the basic dermal fibroblasts. BoNT did not show any
elements of the fibrous component of the dermis, cytotoxicity or stimulate fibroblast proliferation
and collagen is the most abundant of these and is the more than in controls.

2012 5
EFFECTS OF BOTULINUM TOXIN ON FIBROBLASTS

PIP production, which reflects overall collagen 2. Scott AB, Kennedy RA, Stubbs HA. Botulinum A toxin injection
as a treatment for blepharospasm. Arch Ophthalmol
levels, was greater in BoNT-treated human dermal 1985;103:347–50.
fibroblasts. Consistent with PIP results, the pro- 3. Fagien S. Botox for the treatment of dynamic and hyperkinetic
alpha collagen chains alpha 1 (COL1A1), the major facial lines and furrows: adjunctive use in facial aesthetic surgery.
Plast Reconstr Surg 1999;103:701–3.
component of type I collagen, and alpha 2
(COL1A2) protein levels were also higher after 4. Carruthers A, Carruthers J. Clinical indications and injection
technique for the cosmetic use of botulinum A exotoxin.
BoNT treatment, suggesting that BoNT promotes Dermatol Surg 1998;24:1189–94.
fibroblast activity, such as collagen production, 5. Rohrich RJ, Janis JE, Fagien S, Stuzin JM. Botulinum toxin:
without increasing fibroblast proliferation and expanding role in medicine. Plast Reconstr Surg 2003;112:1S–3S.
cytotoxicity on fibroblasts. 6. Alvarez CM, Tredwell SJ, Keenan SP, Beauchamp RD, et al.
Treatment of idiopathic clubfoot utilizing botulinum A toxin: a
new method and its short-term outcomes. J Pediatr Orthop
Our study using a collagen degradation assay 2005;25:229–35.
(gelatin zymography) showed that BoNT decreased 7. Seyler TM, Smith BP, Marker DR, Ma J, et al. Botulinum
the expression of pro-MMP-9 and active-MMP-9 neurotoxin as a therapeutic modality in orthopaedic surgery:
more than twenty years of experience. J Bone Joint Surg Am
proteins in human dermal fibroblasts. MMP-2 pro- 2008;90(Suppl 4):133–45.
tein levels were not significantly changed, which 8. Chang SP, Tsai HH, Chen WY, Lee WR, et al. The wrinkles
indicates that BoNT decreases collagen degradation. soothing effect on the middle and lower face by intradermal
injection of botulinum toxin type A. Int J Dermatol 2008;47:1287
–94.
In summary, we investigated the effects of BoNT on
9. Shah AR. Use of intradermal botulinum toxin to reduce sebum
collagen synthesis and MMPs production in human production and facial pore size. J Drugs Dermatol 2008;7:847–50.
dermal fibroblasts in vitro, which are essential for 10. Kurzen H, Schallreuter KU. Novel aspects in cutaneous biology of
the aging of skin. BoNT did not stimulate prolifer- acetylcholine synthesis and acetylcholine receptors. Exp Dermatol
2004;13(Suppl 4):27–30.
ation of fibroblasts but increased PIP and stimulated
the expression of type I collagen in human dermal 11. Fernandes D, Signorini M. Combating photoaging with
percutaneous collagen induction. Clin Dermatol 2008;26:192–9.
fibroblasts. BoNT also decreased production of
12. Kapoor R, Shome D, Jain V, et al. Facial rejuvenation after
some forms of MMP, suggesting that BoNT has the intradermal botulinum toxin: is it really the botulinum toxin or is
potential to promote remodeling of aged and photo- it the pricks? Dermatol Surg 2010;36(Suppl 4):2098–105.

aged skin and to be used as a method of facial 13. Wysocki AB, Staiano-Coico L, Grinnell F. Wound fluid from
chronic leg ulcers contains elevated levels of metalloproteinases
rejuvenation. Considering that there have been only MMP-2 and MMP-9. J Invest Dermatol 1993;101:64–8.
limited studies on clinical efficacy, further research
and clinical studies are required to investigate the
mechanisms of BoNT in dermal remodelling. Address correspondence and reprint requests to:
Sang-Ha Oh, MD, Chungnam National University
Hospital, 640 Daesa-dong, Jung-gu, Daejeon 301–721,
Acknowledgments This study was supported by South Korea, or e-mail: djplastic@cnu.ac.kr
Grant from the Korea Healthcare Technology R&D
Project, Ministry of Health and Welfare, Republic of
Korea.

References
1. Scott AB. Botulinum toxin injection into extraocular muscles as
an alternative to strabismus surgery. Ophthalmology
1980;87:1044–9.

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