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Party Politics: Comparative Perspective Determinants of Candidate Selection: The Degree of Centralization in
Party Politics: Comparative Perspective Determinants of Candidate Selection: The Degree of Centralization in
Party Politics: Comparative Perspective Determinants of Candidate Selection: The Degree of Centralization in
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PA RT Y P O L I T I C S V O L 1 0 . N o . 1 pp. 25–47
DETERMINANTS OF CANDIDATE
SELECTION
The Degree of Centralization in Comparative
Perspective
Krister Lundell
ABSTRACT
Introduction
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The Dataset
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Considering the four elements discussed by Rahat and Hazan, party selec-
torates and decentralization are directly concerned with the distribution of
power within the party, and may in this respect be regarded as more import-
ant than the other two elements. The candidacy dimension is mainly
relevant to those applying for candidacy rather than the selecting body. The
distinction between voting systems and appointment systems, notwith-
standing, bears some relevance to the distribution of power, since appoint-
ment probably implies a higher level of party control over candidate
selection than voting. However, I believe that party selectorates and
appointment/voting systems to a great extent overlap – a voting system is
most likely more inclusive than an appointment system.
The dimensions of centralization versus decentralization and inclusive-
ness versus exclusiveness also to some extent overlap. A more centralized
process often implies more exclusive candidate selection. However, this is
not always the case. For instance, a system in which 1000 party members
select the candidates nationally is, of course, more centralized than a system
in which each candidate is selected by one local leader. At the same time,
the former is probably more inclusive than the latter. On the other hand, a
system in which a few national leaders select candidates on the basis of
proposals from party members is, in my opinion, not particularly inclusive,
because the decision is made by a few. In this sense, I regard these two
dimensions as somewhat overlapping.
A bird’s-eye view of the literature on candidate selection indicates that
these are the most frequently discussed and, consequently, most important
dimensions of candidate selection (e.g. Bille, 2001; Epstein, 1980; Gallagher
and Marsh, 1988; Gallagher et al., 1992; Hopkin, 2001; Katz, 2001;
Pennings and Hazan, 2001; Ranney, 1981). In this study, I prefer decen-
tralization to party selectorates, because I regard the first mentioned as a
more straightforward tool for classifying candidate selection methods.
Moreover, I focus exclusively on the territorial dimension of decentraliza-
tion. Inclusion of the functional dimension, which is concerned with
ensuring representation for groups such as trade unions, women and
minorities, would render the classification of selection methods more
complex.
The primary selecting agency may often be difficult to locate, because
several organs are often involved in the selection process. The final selec-
tion may be the result of interaction between several party agencies. By
using an index of the degree of centralization, this task does not, however,
constitute an insurmountable problem. The classification of candidate selec-
tion methods presented below is based mainly on Bille’s categorization
(2001: 365–7). He measures the level of final decision regarding candidate
selection in 57 Western European parties around 1960 and 71 parties
around 1990. His analysis refers to the stipulations in the formal rules for
candidate selection described in Katz and Mair (1992). He is actually
concerned with democratization rather than decentralization, but his
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Ideology
First, I distinguish between right, centre and left parties, according to
following categories: far right, conservative, Christian-democratic, centre/
liberal/agrarian, green, social-democratic, socialist and communist parties.
One may assume that extreme parties are more ‘authoritarian’ and there-
fore apply more centralized selection methods than other parties.
Party Size
Vote share in the preceding parliamentary elections determines the size of a
party. I consider vote share a better measure of size than seat share, because
the former reflects the relative party size according to the opinion of the
electorate. Small parties may apply more decentralized selection methods
than large parties, because the appeal of a small party is so limited that it
has to rely on the drawing power of local notables. Consequently, local and
district organs are probably best placed to select candidates. The complex-
ity of large party organizations might have a centralizing effect on candi-
date selection.
Party Age
The age of a party is measured at the time of elections following the candi-
date selection observed. For each party, I try to determine the birth of the
party organization. A renovation of the ‘old’ party organization or a change
of party name is not considered a birth of a new party. Secessionist parties
from larger party organizations, on the other hand, are regarded as new
parties, because the party of origin is still in existence. Concerning the
association between age and centralization, contrary assumptions can be
found. Younger parties might respect internal democracy to a greater extent
than older ones, and might thus apply more decentralized selection
methods. However, one can also expect old parties to be more ready to open
up to member participation, on the one hand, and decentralization, on the
other, as they have a more solid support base, and might therefore be less
afraid of losing control of the party organization.
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1
N = ——
∑si2
where si refers to the seat proportion of the ith party.
Political parties may be in need of different strategies in different party
systems. Stiff competition for the power positions among the parties may
have a decentralizing effect on candidate selection, because every single
‘surplus’ vote is needed. A party system with only a few parties and fairly
stable positions might, on the other hand, mean that there is little need for
the national party organization to worry too much about the district and
local branches in selecting candidates. The effective number of parties is
calculated on the basis of the results of the preceding elections.
District Magnitude
The electoral system is often held to exert great influence on many features
of a country’s politics – candidate selection is one of them. In this respect,
the common distinction between majoritarian, proportional and inter-
mediate forms of electoral systems is not necessarily the crucial point, but
rather the number of candidates running for election and the number of
representatives in a constituency. Besides, most countries in the dataset
apply proportional electoral systems. We may assume that candidate selec-
tion is decentralized in electoral systems with small constituencies because
of the local knowledge of potential winners needed. According to the same
logic, the central party organization can be expected to have a greater influ-
ence on the selection process in large multi-member constituencies – partly
due to the coordination needed in compiling party lists, partly because
voters are not expected to have as good a personal knowledge of the candi-
dates as in small constituencies. I use the same index of district magnitude
as Lijphart (1994), i.e. the average district magnitude calculated by dividing
the total number of seats in the legislature by the number of districts.
Preferential Voting
Concerning the ballot structure, the crucial point is whether the voters can
choose between several candidates of the same party or not, i.e. preferen-
tial or non-preferential voting. There are, however, different kinds of pref-
erential voting, and I apply an ordinal scale with three categories: (1)
non-preferential voting, (2) preferential voting without rank-ordering and
cumulation, and (3) preferential voting with rank-ordering or cumulation.
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Territorial Organization
Several authors have argued that general party decentralization, and conse-
quently decentralized candidate selection, is quite strongly related to decen-
tralization of power within the polities where the parties operate. In federal
systems, the national party organization often plays an insignificant role in
the selection process, compared to parties in unitary systems. In this study,
the territorial organization variable is trichotomized on an ordinal scale: (1)
federal states, (2) unitary states with decentralized features, and (3) unitary
states.
Area
The importance of physical size in explaining political phenomena is well
known (e.g. Anckar, 1998; Dahl and Tufte, 1973; Lijphart, 1977: 68). Both
area and population are indicators of size. A high degree of multicollinear-
ity between them implies that only one of them should be chosen. As for
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Region
Since 16 of 21 countries in the dataset are European countries, and the other
5 belong to 4 different continents, I deal primarily with Europe. Three
European regions are distinguished: Nordic countries (Denmark, Iceland
and Sweden), Central Europe (Austria, Belgium, France, Ireland, Luxem-
bourg, The Netherlands, Switzerland and the United Kingdom), and
Southern Europe (Cyprus, Greece, Italy, Malta and Spain). The second
category is, nevertheless, miscellaneous in terms of tradition, diffusion and
political culture. In Vesteuropeisk politikk (1998), Heidar and Berntzen
regard the United Kingdom and Ireland as a distinct region, brought
together by the Westminster model. The Westminster category can here be
enlarged with Australia, Canada and New Zealand, not on grounds of
regional affiliation but of political culture and imitation, which are the main
reasons for classifying countries on the basis of regional division. I there-
fore analyse two slightly different models of regional division.
Empirical Findings
Bivariate Patterns
We are now ready to proceed with the empirical analysis of the associations
between the independent and the dependent variables. In Table 2, parties
are classified according to ideology. No substantial differences exist between
right, centre and left parties. A detailed classification, on the other hand,
indicates that parties at both extremes of the ideological scale apply central-
ized selection methods. The differences between other ideologies are small,
however, and the model is not statistically significant.
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Far-right 4.00 1
Conservative 2.88 17 1.22
Christian-democratic 2.70 10 0.48
Centre (liberal, agrarian) 2.59 17 1.18
Green 2.50 6 0.84
Social-democratic 2.86 21 1.11
Socialist 3.33 9 1.00
Communist 4.20 5 0.84
Eta2 0.142
Sign. 0.090
Sources: Heidar and Berntzen (1998); Political Resources on the Net [http://www.
politicalresources.net/].
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Table 3. Associations between party size, party age, party system (effective number of parties), district magnitude, preferential voting,
territorial organization, area and the degree of centralization
Party Party Party District Preferential Territorial
size age system magnitude voting (a) organization (a) Area
Degree of centralization 0.214* –0.147 –0.192 0.057 0.063 0.022 –0.121
Party size 0.357** –0.310** 0.006 –0.162 –0.104 0.128
Party age 0.083 –0.221* 0.061 0.082 0.231*
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Multivariate Patterns
The correlation analyses suggested that only party size and region (Nordic
parties and Southern European parties) affect the dependent variable. No
other significant interactions between determinants and the degree of central-
ization of candidate selection methods were found. These three variables are
consequently included in the regression. The results are given in Table 5.
The model indicates that the importance of party size is considerably
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Table 5. Party size, two regions and the degree of centralization. Multiple
regression analysis
Independent variables Degree of centralization
Party size 0.138 (1.475)
Nordic countries –0.290** (–3.047)
Southern Europe 0.278** (2.945)
Adjusted R2 0.211
Sign. 0.000
Note: Standardized beta-coefficients. T-values in parentheses. ** Significant at the 0.01 level.
smaller than that of the Nordic and Southern European regions in explain-
ing different candidate selection methods. If we exclude party size, the
explained variance decreases by only 1 percent, from 21.1 to 20.1, and the
F-value increases from 9.28 to 12.67. The importance of party size is, on
the other hand, strengthened when several variables are included in the
regression analysis, but the general picture is not altered. Accordingly,
region is the most important determinant of the degree of centralization of
candidate selection. However, in statistical analysis, region is marred by a
serious problem. I return to this matter in the discussion below.
Conclusions
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to democracy in Portugal, Spain and Greece did not occur until the 1970s.7
Compared to Scandinavia, politics in Southern Europe is characterized by
strong and charismatic leadership, centralization and authority.
These characteristics may explain the differences between candidate selec-
tion methods in Nordic parties, on the one hand, and Southern European
parties, on the other. The influence of religion on political culture might also
be of some importance in this respect. The Catholic Church, which is
predominant in Southern Europe (with the exception of Greece), is said to
be more dogmatic, hierarchical and powerful than Protestantism.
Perhaps the foremost reason for studying region is to bring closely located
countries with common political traditions and political culture together.
However, classification on the basis of region also implies the inclusion of
other elements that these countries have in common. The problem in
studying region as a separate variable is, accordingly, that it consists of
several values that together explain more than variables representing
separate characteristics. Hence, the importance of region must not be over-
emphasized at the expense of other determinants.
In the following, I briefly discuss some of the other independent variables.
Concerning party ideology, far-left and far-right parties apply, as expected,
centralized selection methods, but the model is not significant. The
categories at both extremes of the ideological scale consist of only a few
parties; a more even distribution of parties might have reinforced the
importance of ideology. There are several dimensions of party type as well.
One could consider a distinction between ‘catch-all’ parties (see Kirch-
heimer, 1966), ‘horizontal’ parties (Seiler, 1986), ‘programmatic’ parties
(Wolinetz, 1991), ‘modern cadre’ parties (Koole, 1994), ‘cartel’ parties
(Katz, 2001), and so on. However, such a classification would require neat
descriptions of how they differ from each other and to what extent they
overlap.
Party size appears to be a variable of some significance for the degree of
centralization of selection methods. In general, large parties apply more
centralized methods than small parties. One reason for the decentralized
pattern among small parties might, as already mentioned, be that because
of their smaller popularity, they have to rely on the drawing power of well-
known aspirants at the local level, which, in turn, calls for local knowledge.
Moreover, small party organizations are often characterized by open and
flexible political processes, which offer better opportunities for partici-
pation. Large organizations, on the other hand, are often marked by
complexity, hierarchy and bureaucracy, which is associated with a higher
degree of centralization.
Perhaps the most frequently mentioned determinant of candidate selec-
tion is the electoral system. The statistical analysis suggests, however, that
the electoral system in terms of district magnitude does not affect the degree
of centralization. Nor does preferential voting have a decentralizing effect
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Appendix continued
Country Party Election year Index
Israel Meretz 1999 5
Likud 1999 5
Labour 1999 1
Italy DC 1987 3
PCI 1987 3
PSI 1987 4
MSI 1987 4
PR 1987 4
DP 1987 4
PSDI 1987 4
PRI 1987 3
PLI 1987 3
Japan LDP 1993 3
SDPJ 1986 3
DSP 1986 3
Komei-to 1986 5
JCP 1986 5
Luxembourg DP* 1999 3
CSV* 1999 3
Malta MLP* 1998 4
Netherlands CDA 1989 3
PvdA 1989 3
VVD 1989 4
D66 1989 1
GL 1994 2
New Zealand NP, nom. tier* 1999 2
NP, list tier* 1999 4
NZLP, nom. tier* 1999 4
NZLP, list tier* 1999 4
ACT, nom. tier* 1999 1
ACT, list tier* 1999 4
NZFP, nom. tier* 1999 3
NZFP, list tier* 1999 4
Alliance 1993 2
Spain PSOE* 2000 4
CDC* 2000 4
Sweden Vp* 1998 2
S* 1998 2
C* 1998 2
M* 1998 2
FpL 1988 2
MP 1988 2
KD 1988 2
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Appendix continued
Country Party Election year Index
Switzerland CVP* 1999 2
SPS* 1999 4
GPS* 1999 2
EVP* 1999 2
United Kingdom Conservative Party 1987 3
Labour Party 1987 3
Liberal Party 1987 3
SDP 1987 3
Note: *Analysis of candidate selection methods is based on party statutes and/or correspon-
dence with party officials. The abbreviations are similar to those in Political Resources on
the Net [http://www.politicalresources.net/], Katz and Mair (1992) and/or Gallagher and
Marsh (1988).
Sources: Bille (2001); Gallagher and Marsh (1988); Gallagher et al. (1992); Katz and Mair
(1992); Norris (1996); Norris (1997); Rahat and Hazan (2001).
Notes
I thank David M. Farrell and two anonymous referees for their helpful comments
on an earlier draft of this article. They are not responsible for any faults that remain.
1 A practical reason for limiting the dataset to the developed world is the relative
inaccessibility of data on candidate selection in other parts of the world. Among
Third World countries, my correspondence with party officials resulted in data on
candidate selection in PRI, PAN and PRD from Mexico, DP from Ecuador, NE
from Uruguay, RN from Chile, PL and PCC from Colombia, ANC from South
Africa, NNP from Grenada and PNM from Trinidad and Tobago.
2 Nowadays, Italy and Japan also use mixed systems, but data on candidate
selection in these countries belong to the period prior to the electoral reforms.
3 Bille does not, however, mix the elements of decentralization and inclusiveness,
since all parties that apply membership ballots are also found in one of the
categories (1–5) that determine the level of decentralization.
4 In none of my units of analysis is the selection process completely controlled by
regional party organs.
5 The negative relationship (–0.283) between area and the effective number of
parties suggests that this dataset is, as far as these variables are concerned, not
representative of the entire democratic world. Anckar (1998: 292) has proved that
the larger the size of a country, the higher the number of parties. Some possible
effects of the party system and/or area on candidate selection methods may thus
be blurred by these conditions.
6 Candidate selection in Norway and Finland, which are not included in the study,
is also decentralized.
7 According to Gallagher et al. (1992: 131), the national executive is the most
important selecting body in Portuguese parties, which are not included in the
study.
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