Download as pdf or txt
Download as pdf or txt
You are on page 1of 48

6HUYLFH 5

:RUNVKRS0DQXDO
)$%,$  ©
7',(QJLQH0HFKDQLFDO&RPSRQHQWV
(GLWLRQ 
(QJLQHFRGH
$=/

6HUYLFH'HSDUWPHQW7HFKQLFDO,QIRUPDWLRQ 3ULQWHGLQ&]HFK5HSXEOLF
6
5 6HUYLFH

7KH:RUNVKRS0DQXDOLVLQWHQGHGRQO\IRUXVHZLWKLQWKH2UJDQLVDWLRQâNRGD 3ULQWHGLQ&]HFK5HSXEOLF
,WLVQRWSHUPLWWHGWRSDVVLWRQWRRWKHUSHUVRQV 6

‹â.2'$$872DV
)$%,$  © 7',(QJLQH0HFKDQLFDO&RPSRQHQWV

/LVWRI6XSSOHPHQWVWR:RUNVKRS0DQXDO
)$%,$  ©
7',(QJLQH0HFKDQLFDO&RPSRQHQWV
(GLWLRQ 

6XSSOH
(GLWLRQ 6XEMHFW $UWLFOH1XPEHU
PHQW
 %DVLF(GLWLRQ 6

(GLWLRQ /LVWRI6XSSOHPHQWV
6
)$%,$  © 7',(QJLQH0HFKDQLFDO&RPSRQHQWV

/LVWRI6XSSOHPHQWV (GLWLRQ
6
)$%,$  © 7',(QJLQH0HFKDQLFDO&RPSRQHQWV

7DEOHRI&RQWHQWV

 ± 7HFKQLFDO'DWD
7HFKQLFDO'DWD   SDJH 
 (QJLQHQXPEHU   SDJH 
 (QJLQHFKDUDFWHULVWLFV   SDJH 

 ± 5HPRYLQJDQG,QVWDOOLQJ(QJLQH
5HPRYLQJDQG,QVWDOOLQJ(QJLQH   SDJH 
 5HPRYLQJHQJLQH   SDJH 
 $WWDFKLQJHQJLQHWRDVVHPEO\VWDQG   SDJH 
 ,QVWDOOLQJWKHHQJLQH   SDJH 
 7LJKWHQLQJWRUTXHV   SDJH 
 6XSSOHPHQWDU\LQVWUXFWLRQVDQGDVVHPEO\ZRUNRQYHKLFOHVZLWKDLUFRQGLWLRQLQJV\VWHP  SDJH 

 ± &UDQNJHDU
'LVDVVHPEOLQJDQG$VVHPEOLQJ(QJLQH   SDJH 
 5HPRYLQJDQGLQVWDOOLQJULEEHG9EHOW   SDJH 
 5HPRYLQJDQGLQVWDOOLQJWLJKWHQLQJWKHWRRWKHGEHOW   SDJH 
 5HPRYLQJDQGLQVWDOOLQJVHDOLQJIODQJHDQGIO\ZKHHO   SDJH 
 5HPRYLQJDQGLQVWDOOLQJFUDQNVKDIW   SDJH 
 'LVDVVHPEOLQJDQGDVVHPEOLQJSLVWRQDQGFRQURG   SDJH 

 ± &\OLQGHU+HDG9DOYH*HDU
5HPRYLQJDQGLQVWDOOLQJF\OLQGHUKHDG   SDJH 
 5HPRYLQJDQGLQVWDOOLQJF\OLQGHUKHDG   SDJH 
 5HSDLULQJ9DOYH*HDU   SDJH 

 ± /XEULFDWLRQ
5HPRYLQJDQGLQVWDOOLQJSDUWVRIWKHOXEULFDWLRQV\VWHP   SDJH 
 5HPRYLQJDQGLQVWDOOLQJSDUWVRIWKHOXEULFDWLRQV\VWHP   SDJH 

 ± &RROLQJ
3DUWVRIWKH&RROLQJ6\VWHP   SDJH 
 3DUWVRIWKHFRROLQJV\VWHPILWWHGWRERG\   SDJH 
 5HPRYLQJDQGLQVWDOOLQJWHVWLQJFRRODQWWKHUPRVWDW   SDJH 
 5HPRYLQJDQGLQVWDOOLQJFRRODQWSXPS   SDJH 
 ,QVWDOOLQJFRRODQWSLSH   SDJH 
 &RQQHFWLRQGLDJUDPIRUFRRODQWKRVHV   SDJH 
 'UDLQLQJDQGILOOLQJXSFRRODQW   SDJH 
 5HPRYLQJDQGLQVWDOOLQJUDGLDWRU   SDJH 

 ± )XHO6XSSO\
5HPRYLQJDQGLQVWDOOLQJSDUWVRIWKHIXHOVXSSO\V\VWHP   SDJH 
 5HPRYLQJDQGLQVWDOOLQJWKHIXHOWDQNZLWKFRPSRQHQWSDUWVDQGIXHOILOWHU   SDJH 
 6DIHW\SUHFDXWLRQVZKHQZRUNLQJRQWKHIXHOVXSSO\V\VWHP   SDJH 
 5XOHVRIFOHDQOLQHVV   SDJH 
 5HPRYLQJDQGLQVWDOOLQJWKHIXHOGHOLYHU\XQLW   SDJH 
 5HPRYLQJDQGLQVWDOOLQJWKHIXHOJDXJHVHQGHU   SDJH 
 5HPRYLQJDQGLQVWDOOLQJWKHIXHOWDQN   SDJH 

(GLWLRQ 7DEOHRI&RQWHQWV ,
6
)$%,$  © 7',(QJLQH0HFKDQLFDO&RPSRQHQWV

 'LVFRQQHFWLQJWKHIXHOGHOLYHU\XQLWZLWKFUDVKVLJQDO   SDJH 


,QVSHFWLQJHOHFWURQLFSRZHUFRQWURO HOHFWURQLFWKURWWOH   SDJH 
 6XPPDU\RIFRPSRQHQWV   SDJH 
$FWLYDWHGFKDUFRDOILOWHUV\VWHP   SDJH 
 6XPPDU\RIFRPSRQHQWVRIDFWLYDWHGFKDUFRDOILOWHUV\VWHP   SDJH 

 ± ([KDXVW6\VWHP
5HPRYLQJDQGLQVWDOOLQJSDUWVRIWKHH[KDXVWV\VWHP   SDJH 
 ([KDXVWPDQLIROGZLWKSUHFDWDO\WLFFRQYHUWHUIURQWH[KDXVWSLSHZLWKFDWDO\VWDQG
FRPSRQHQWSDUWV   SDJH 
 6LOHQFHUZLWKKDQJHUV   SDJH 
 7HVWLQJWKHFDWDO\VW   SDJH 
6HFRQGDU\DLUV\VWHP   SDJH 
 )XQFWLRQRIVHFRQGDU\DLULQMHFWLRQV\VWHP   SDJH 
 $VVHPEO\RYHUYLHZRIVHFRQGDU\DLULQMHFWLRQV\VWHP   SDJH 
 5HPRYLQJDQGLQVWDOOLQJFRPELQDWLRQYDOYH   SDJH 

7DEOHRI&RQWHQWV (GLWLRQ
,, 6
)$%,$  © 7',(QJLQH0HFKDQLFDO&RPSRQHQWV 

 ± 7HFKQLFDO'DWD

 7HFKQLFDO'DWD

(QJLQHQXPEHU
7KHHQJLQHQXPEHU ÄHQJLQHFRGH³DQGÄVHULDOQXPEHU³ 
LVORFDWHGDWWKHIURQWDWWKHMRLQWVHSDUDWLQJHQJLQHJHDU
ER[
,QDGGLWLRQDVWLFNHUZLWKWKHÄHQJLQHLGHQWLILFDWLRQFKDU
DFWHUV³DQGÄVHULDOQXPEHU³LVDIIL[HGWRWKHWRRWKHGEHOW
JXDUG
7KHHQJLQHLGHQWLILFDWLRQFKDUDFWHUVDUHDOVRLQGLFDWHGRQ
WKHYHKLFOHGDWDVWLFNHU

S02-0338

(QJLQHFKDUDFWHULVWLFV

(QJLQHFRGHOHWWHUV $=/
0DQXIDFWXUHG ©
'LVSODFHPHQW O 
9DOYHVSHUF\OLQGHU 
3RZHURXWSXW N:DWUSP 
7RUTXH 1PDWUSP 
%RUH ºPP 
6WURNH PP 
&RPSUHVVLRQ 
)XHO521 PLQLPXP XQOHDGHGD
,JQLWLRQV\VWHPIXHOLQMHFWLRQ %RVFK0(
.QRFNFRQWURO \HV
6HOIGLDJQRVLV \HV
/DPEGDFRQWURO ODPEGDSUREHV
6HFRQGDU\DLULQMHFWLRQV\VWHP \HV
&DWDO\WLFFRQYHUWHU &DWDO\VWV
7XUERFKDUJLQJ QR
&RPSOLHVZLWK(8 HPLVVLRQOLPLWV
D
$WOHDVW521LQH[FHSWLRQDOFDVHVDOWKRXJKHQJLQHRXWSXWLVUHGXFHG

(GLWLRQ 7HFKQLFDO'DWD SDJH


6
 )$%,$  © 7',(QJLQH0HFKDQLFDO&RPSRQHQWV

7HFKQLFDO'DWD (GLWLRQ
SDJH 6
)$%,$  © 7',(QJLQH0HFKDQLFDO&RPSRQHQWV 

 ± 5HPRYLQJDQG,QVWDOOLQJ(QJLQH

 5HPRYLQJDQG,QVWDOOLQJ
(QJLQH
6SHFLDOWRROVWHVWDQGPHDVXULQJHTXLSPHQWDQG
DX[LOLDU\LWHPVUHTXLUHG
‰ /LIWLQJGHYLFHHJ03 
‰ 5HSDLUVWDQG03 
‰ (QJLQHPRXQW03 
‰ 6SDFHUVOHHYHV7
‰ :RUNVKRSFUDQHHJ9$*  $
‰ &DWFKSDQHJ9$* 
‰ 7RUTXHZUHQFK
‰ 3OLHUVIRUVSULQJVWUDSFOLSV
‰ *UHDVH*  
‰ &DEOHVWUDS
‰ :LUH

5HPRYLQJHQJLQH

1RWH
$OOFDEOHVWUDSVWKDWKDYHEHHQORRVHQHGRUFXWRSHQ
ZKHQWKHHQJLQHZDVUHPRYHGPXVWEHILWWHGDJDLQLQWKH
VDPHORFDWLRQZKHQWKHHQJLQHLVLQVWDOOHGDJDLQ

± )LUVWFKHFNZKHWKHUDUDGLRVHWZLWKDQWLWKHIWFRGLQJ
KDVEHHQILWWHG,IWKLVLVWKHFDVHREWDLQFRGLQJ
± 'LVFRQQHFWWKHHDUWKVWUDSIURPWKHEDWWHU\ZLWKWKHLJ
QLWLRQRII
± 'LVFRQQHFWSRVLWLYHFDEOHLQIXVHKROGHUDWEDWWHU\DU
URZ
± 5HPRYHFDEOHIURPEDWWHU\WRIXVHKROGHUDWEDWWHU\
DQGSODFHWRWKHVLGH
S10-0110
± 5HPRYHEDWWHU\WUD\DQGWDNHEDWWHU\RXWRIEDWWHU\
ER[
± 5HPRYHEDWWHU\ER[Ü (OHFWULFDO6\VWHP
5HS *U 
± 'LVFRQQHFWWKHSRVLWLYHZLUHIURPWKHEDWWHU\WRWKH
VWDUWHU LVUHPRYHGWRJHWKHUZLWKWKHHQJLQHJHDUER[
XQLW 
± 5HPRYHHQJLQHJXDUGDUURZV
± 5HPRYHDLUILOWHUZLWKFRQQHFWLRQVÜ (QJLQH
)XHO,QMHFWLRQ5HS *U 

S24-0485

(GLWLRQ 5HPRYLQJDQG,QVWDOOLQJ(QJLQH SDJH


6
 )$%,$  © 7',(QJLQH0HFKDQLFDO&RPSRQHQWV

± 'LVFRQQHFWWKHSOXJIURPWKHHQJLQHFRQWUROXQLWDU
URZ

1RWH
7KHDVVHPEO\LVUHPRYHGWRJHWKHUZLWKWKHFDEOHKDU
QHVV

± 6HSDUDWHSOXJFRQQHFWRUIURPZLULQJKDUQHVVLQOHIWRI
HQJLQHFRPSDUWPHQW
± 'HWDFKHQJLQHZLULQJKDUQHVVIURPUHWDLQLQJFOLSV
VHSDUDWHSOXJFRQQHFWLRQVDQGSODFHRQWKHHQJLQH
± ,QWKHULJKWRIWKHHQJLQHFRPSDUPHQWVHSDUDWHHOHF
WULFFDEOHIURPWKHVROHQRLGYDOYH1DQGODPEGD
SUREHXSVWUHDPRIFDWDO\WLFFRQYHUWHU* S10-0111
± 6HSDUDWHSOXJFRQQHFWLRQVDQGFDEOHVIURPDOWHUQDWRU
DOVR$&FRPSUHVVRULIILWWHG Ü (OHFWULFDO6\VWHP
5HS *U GHWDFKZLULQJKDUQHVVIURPUHWDLQLQJ
FODPSVDQGSODFHRQWRWKHERG\
± 2SHQFDSRIH[SDQVLRQUHVHUYRLUWRUHOHDVHSUHVVXUH
LQWKHFRROLQJV\VWHP
± 'UDLQFRRODQWÜ &KDS
± 3XOORIIFRRODQWKRVHDWWKHWRSDQGERWWRPRIWKHUDGL
DWRU

1RWH
:KHQGLVFRQQHFWLQJKRVHVWKHUHVLGXDOFRRODQWIORZVRXW
0DNHVXUHDFDWFKSDQLVSRVLWLRQHGXQGHUQHDWK

± 5HPRYHWKHVFUHZVDWWKHERWWRPRIWKHHQJLQHWULP
SDQHODQGWDNHRIIWULPSDQHO
± 'LVFRQQHFWSOXJFRQQHFWLRQRIWKHUHYHUVHJHDUVZLWFK
IURPWKHJHDUER[
± 'LVFRQQHFWWKHIROORZLQJSOXJFRQQHFWLRQV
‰ 3OXJFRQQHFWLRQRIWKHHOHFWULFZLULQJWRWKHUDGLDWRU
IDQV
‰ 3OXJFRQQHFWLRQRIWKHWKHUPRVZLWFK)
‰ 3OXJFRQQHFWLRQRIWKHHOHFWULFZLULQJWRWKHPDLQ
KHDGOLJKWVDQGIRJOLJKWV

± 8QEROWIURQWH[KDXVWSLSHIURPH[KDXVWPDQLIROG
Ü &KDS
± 5HPRYHSHQGXOXPVXSSRUWDUURZV
± 8QEROWULJKWDQGOHIWGULYHVKDIWVIURPJHDUER[DQGWLH
XSDWERG\Ü 5XQQLQJ*HDU5HS *U 
9HKLFOHVZLWKDLUFRQGLWLRQLQJ

1RWH
2EVHUYHVXSSOHPHQWDU\LQVWUXFWLRQVDQGDVVHPEO\ZRUN
Ü SDJH 

± 5HPRYLQJWKHWRRWKHGEHOWÜ &KDS
± 'LVFRQQHFWSOXJFRQQHFWLRQIURP$&FRPSUHVVRU
S10-0100

5HPRYLQJDQG,QVWDOOLQJ(QJLQH (GLWLRQ
SDJH 6
)$%,$  © 7',(QJLQH0HFKDQLFDO&RPSRQHQWV 
± 5HPRYH$&FRPSUHVVRUDQGDWWDFKWRORFNFDUULHU
KRVHVUHPDLQFRQQHFWHG

&DXWLRQ
'RQRWRSHQWKHUHIULJHUDQWFLUFXLWRIWKHDLUFRQGL
WLRQLQJV\VWHP7KHUHIRUHZKHQOD\LQJDVLGHWKH
ORFNFDUULHUSD\VSHFLDODWWHQWLRQWRWKHDLUFRQGL
WLRQLQJKRVHVWKDWPXVWQRWEHIROGHGRUH[SRVHG
WRVWUHVV

&RQWLQXHGIRUDOOYHKLFOHV

± 5HPRYLQJORFNFDUULHUÜ %RG\:RUN5HS *U DQG


OD\DVLGH
± 'LVFRQQHFWWKHVWDUWHUSOXJFRQQHFWLRQ
± 5HPRYHVKLIWFDEOHVRIVKLIWPHFKDQLVPIURPJHDUER[
DQGSODFHGRZQWRWKHVLGHÜ 0DQXDO*HDUER[7
5HS *U 
± 5HPRYHVODYHF\OLQGHUIURPJHDUER[DQGSODFHGRZQ
WRWKHVLGHÜ 0DQXDO*HDUER[75HS *U 
/LQHVUHPDLQFRQQHFWHG

1RWH
&OXWFKSHGDOPXVWQRWEHGHSUHVVHG
S10-0180
± 'LVFRQQHFWHDUWKVWUDSRIWKHJHDUER[
± 6ODFNHQVSULQJFROODUFODPSVDQGGHWDFKWKHIROORZLQJ
FRRODQWKRVHV
‰ +HDWLQJIHHGKRVHIURPKHDWH[FKDQJHUFRQQHFWLRQ
‰ +HDWLQJUHWXUQIORZKRVHIURPKHDWH[FKDQJHUFRQ
QHFWLRQ
‰ &RRODQWYHQWKRVHIRUKHDWH[FKDQJHUFRQQHFWLRQ
‰ +HDWLQJUHWXUQIORZKRVHIURPKHDWH[FKDQJHUFRQ
QHFWLRQ
‰ 9HQWKRVHIURPH[SDQVLRQUHVHUYRLU

1RWH
:KHQGLVFRQQHFWLQJKRVHVWKHUHVLGXDOFRRODQWIORZVRXW
0DNHVXUHDFDWFKSDQLVSRVLWLRQHGXQGHUQHDWK

± 'HWDFKIXHOIHHGIXHOUHWXUQIORZDQGIXHOYHQWOLQHV

&DXWLRQ
7KHIXHOIHHGOLQHLVSUHVVXUL]HG3ODFHFOHDQ
FOHDQLQJFORWKVDURXQGWKHFRQQHFWLRQSRLQWEH
IRUHGHWDFKLQJKRVHFRQQHFWLRQV5HGXFHSUHV
VXUHE\FDUHIXOO\UHPRYLQJWKHKRVH

± $OORZFRRODQWYHQWKRVHDQGIXHOYHQWKRVHWRKDQJ
IUHHO\DWWKHDVVHPEO\WRJHWKHUZLWKVROHQRLGYDOYH
1
± 'LVFRQQHFWWKHYDFXXPOLQHIURPWKHEUDNHVHUYRXQLW S10-0181

(GLWLRQ 5HPRYLQJDQG,QVWDOOLQJ(QJLQH SDJH


6
 )$%,$  © 7',(QJLQH0HFKDQLFDO&RPSRQHQWV

± $WWDFKOLIWLQJGHYLFH03 DVVKRZQLQWKHILJXUH
DQGUDLVHVOLJKWO\XVLQJWKHZRUNVKRSFUDQH
MP 9-201
‰ 2QWKHEHOWSXOOH\VLGH+ROHRIYHUWLFDOSHUIRUDWHG
EDULQSRVLWLRQ 1
‰ 2QWKHIO\ZKHHOVLGH+ROHRIYHUWLFDOSHUIRUDWHGEDU
23
LQSRVLWLRQ 4
5 6
7 8
&DXWLRQ
8VHVDIHW\SLQVRQWKHKRRNVDQGULJSLQVWRSUH
YHQWUHOHDVH

1RWH S10-0095
‰ +ROHRIVXSSRUWLQJEDUSRLQWVWRZDUGEHOWSXOOH\
‰ 7KHKROHVLQWKHYHUWLFDOSHUIRUDWHGEDUVDUHFRXQWHG
IURPWKHKRRN

± 5HOHDVHVFUHZVDUURZVIURPHQJLQHPRXQWLQJ$ A
DQGIURPWKHJHDUER[PRXQW%
± /RZHUHQJLQHJHDUER[XQLWDQGSXVKWRZDUGVWKH
IURQW

1RWH
7KHHQJLQHJHDUER[XQLWPXVWEHJXLGHGFDUHIXOO\VRDV
QRWWRGDPDJHWKHERG\

$WWDFKLQJHQJLQHWRDVVHPEO\VWDQG
VHHÜ :RUNVKRS0DQXDO2&7$9,$ON:(QJLQH
0HFKDQLFDO&RPSRQHQWV5HS *U 
B

,QVWDOOLQJWKHHQJLQH
,QVWDOODWLRQLVFDUULHGRXWLQWKHUHYHUVHRUGHUSD\DWWHQ
WLRQWRWKHIROORZLQJSRLQWV

± $VVHPEO\EUDFNHWÜ SDJH 
± 7LJKWHQLQJWRUTXHVÜ SDJH 
± (OHFWULFDOFRQQHFWLRQVDQGFDEOHVÜ &XUUHQW)ORZ'L S10-0109
DJUDPV(OHFWULFDO)DXOW)LQGLQJDQG)LWWLQJ/RFDWLRQV
± 5HSODFHDOOUHWDLQLQJFODPSVRIHOHFWULFFDEOHVZKLFK
KDYHEURNHQRIIZLWKQHZRQHV
± $OZD\VUHSODFHVHOIORFNLQJQXWV

1RWH
7KHGUDLQHGRIIFRRODQWPXVWRQO\EHUHXVHGLIWKHF\OLQ
GHUEORFNF\OLQGHUKHDGUDGLDWRURUKHDWH[FKDQJHUZHUH
QRWUHSODFHG

± $IWHUFRQQHFWLQJWKHEDWWHU\HQWHUWKHDQWLWKHIWFRGH
IRUWKHUDGLR
± &KHFNRLOOHYHOEHIRUHVWDUWLQJWKHHQJLQH

5HPRYLQJDQG,QVWDOOLQJ(QJLQH (GLWLRQ
SDJH 6
)$%,$  © 7',(QJLQH0HFKDQLFDO&RPSRQHQWV 
± $GDSWHQJLQHFRQWUROXQLWWRWKURWWOHYDOYHFRQWUROXQLW
Ü (QJLQH)XHO,QMHFWLRQ5HS *U 
± ,IWKHEDWWHU\HDUWKVWUDSLVGLVFRQQHFWHGDQGFRQQHFW
HGFDUU\RXWDGGLWLRQDORSHUDWLRQVÜ (OHFWULFDO6\V
WHP5HS *U 

7LJKWHQLQJWRUTXHV

&RPSRQHQW 7RUTXH
%ROWVQXWV 0 1P
0 1P
0 1P
0 1P
GHYLDWLRQV
2
(QJLQHPRXQWJHDUER[PRXQW Ü SDJH 
SHQGXOXPVXSSRUW 1
(QJLQHWRJHDUER[FRQQHFWLQJ Ü JHDUER[
VFUHZV 5HS *U 7
'ULYHVKDIWWRJHDUER[PRXQWLQJ Ü 5XQQLQJJHDU
IODQJH 5HS *U 

1
$VVHPEO\EUDFNHW 1
(QJLQHPRXQW

1P WXUQ UHSODFH S10-0124

1P WXUQ UHSODFH

*HDUER[PRXQW 2
1P WXUQ UHSODFH
1
1P  WXUQ UHSODFH
1

1 S10-0125

(GLWLRQ 5HPRYLQJDQG,QVWDOOLQJ(QJLQH SDJH


6
 )$%,$  © 7',(QJLQH0HFKDQLFDO&RPSRQHQWV

3HQGXOXPVXSSRUW

1RWH
6FUHZEROWVLQWRWKHVORWVRIWKHVXSSRUWVRDVSURGXFH
WKHPD[LPXPSHUPLVVLEOHFOHDUDQFHEHWZHHQJHDUER[
DQGVXEIUDPH

1P WXUQ UHSODFH

1P WXUQ UHSODFH

1
6XSSOHPHQWDU\LQVWUXFWLRQVDQGDVVHP
EO\ZRUNRQYHKLFOHVZLWKDLUFRQGLWLRQ
LQJV\VWHP 2
S10-0126

&DXWLRQ
'RQRWRSHQWKHFLUFXLWRIWKHDLUFRQGLWLRQLQJV\V
WHP

1RWH
,QRUGHUWRDYRLGGDPDJLHWRFRQGHQVHUOLQHVDQGDLUFRQ
GLWLRQLQJKRVHVLWLVLPSRUWDQWWRHQVXUHWKDWOLQHVDQG
KRVHVDUHQRWH[FHVVLYHO\VWUHWFKHGEHQWRUGHIOHFWHG
7RUHPRYHHQJLQHZLWKRXWRSHQLQJWKH$&V\VWHPFLUFXLW

± 5HOHDVHWKHUHWDLQLQJFOLSVRIWKH$&V\VWHPOLQH
± 5HPRYLQJWKHULEEHG9EHOWÜ &KDS
± 5HPRYH$&FRPSUHVVRUÜ $LU&RQGLWLRQLQJ
5HS *U 7KHKRVHVUHPDLQFRQQHFWHG
± $WWDFK$&FRPSUHVVRUWRORFNFDUULHUVRWKDWWKH
ZHLJKWRIWKHFRPSUHVVRULVQRWSXOOLQJRQWKHOLQHV
DQGKRVHVRIWKHDLUFRQGLWLRQLQJV\VWHP

5HPRYLQJDQG,QVWDOOLQJ(QJLQH (GLWLRQ
SDJH 6
)$%,$  © 7',(QJLQH0HFKDQLFDO&RPSRQHQWV 

 ± &UDQNJHDU

 'LVDVVHPEOLQJDQG$VVHPEOLQJ(QJLQH
  7RRWKHGEHOWJXDUGERWWRP
SDUW
q WDNHRIIULEEHG9EHOWIRUUH 7 8 9 10 11 12 13 14
PRYLQJ
  7RRWKHGEHOWJXDUGPLGGOH
SDUW
  1P
  (QJLQHVXSSRUWEUDFNHW
  1P 6
  7RRWKHGEHOWJXDUGWRSSDUW
  7RRWKHGEHOW
q EHIRUHUHPRYLQJPDUNUXQ 15
QLQJGLUHFWLRQ 16
q LQVSHFWIRUZHDU 5 19
Ü ,QVSHFWLRQDQG0DLQWH 17
QDQFH5HS *U  18
q GRQRWNLQN
q UHPRYLQJDQGLQVWDOOLQJ
Ü SDJH 
  1P 4
  :DVKHU
  1P 3 20
q FRXQWHUKROGZLWKOHYHU
7DQGFRXQWHUKROGHU 2
03 IRUVODFNHQLQJ 21
DQGWLJKWHQLQJ 1
  &DPVKDIWVSURFNHW
q ZLWKVHQVRUURWRUIRUFDP
VKDIWSRVLWLRQVHQVRU* 23 22
q IL[LQVWDOODWLRQV\VWHPE\
PHDQVRISDUDOOHONH\ S13-0296
Ü LWHP 
  7RRWKHGEHOWJXDUG
  1P
  :RRGUXIINH\
q FKHFNWLJKWQHVV
  &DPVKDIWSRVLWLRQVHQVRU*
q ZKHQEROWLQJRQHQVXUHEDVHSODWHLVFHQWHUHG
  1P
  7RRWKHGEHOWJXDUGUHDU
  1P
  7RRWKHGEHOWWHQVLRQLQJSXOOH\
q LQVSHFWVHPLDXWRPDWLFWHQVLRQLQJSXOOH\Ü SDJH 
  &RRODQWSXPS
q UHPRYLQJDQGLQVWDOOLQJÜ &KDS
  1P
  7RRWKHGEHOWJHDUFUDQNVKDIW
q WKHUHPXVWQRWEHDQ\RLOSUHVHQWRQFRQWDFWVXUIDFHEHWZHHQWRRWKHGEHOWVSURFNHWDQGFUDQNVKDIW
q FDQEHLQVWDOOHGRQO\LQRQHSRVLWLRQ

(GLWLRQ 'LVDVVHPEOLQJDQG$VVHPEOLQJ(QJLQH SDJH


6
 )$%,$  © 7',(QJLQH0HFKDQLFDO&RPSRQHQWV

  1PWRUTXHDIXUWKHUWXUQ 
q UHSODFH
q LQVWDOOLQRULJLQDOVWDWHGRQRWRLORUJUHDVH
q FRXQWHUKROGZLWKOHYHU7RUFRXQWHUKROGHU03 IRUVODFNHQLQJDQGWLJKWHQLQJ
q ZKHQEROWLQJRQFRXQWHUKROGHU03 SODFHZDVKHUVEHWZHHQWRRWKHGEHOWVSURFNHWDQGFRXQWHUKROG
HU

1
5HPRYLQJDQGLQVWDOOLQJULEEHG9EHOW
3
5RXWLQJRIWKHULEEHG9EHOW
)RUYHKLFOHVZLWKRXWDLUFRQGLWLRQLQJ
  $OWHUQDWRU
  &UDQNVKDIW
  7HQVLRQLQJSXOOH\

2
S02-0314

)RUYHKLFOHVZLWKDLUFRQGLWLRQLQJ
 $&FRPSUHVVRU 4
 &UDQNVKDIW
 7HQVLRQLQJSXOOH\
 $OWHUQDWRU 3
2

5HPRYLQJ
S02-0315
± 0DUNWKHURWDWLRQGLUHFWLRQRIWKHULEEHG9EHOW
± 6ZLYHOWHQVLRQLQJGHYLFHLQGLUHFWLRQRIDUURZLQRU
GHUWRVODFNHQULEEHG9EHOW

5HPRYLQJDQGLQVWDOOLQJWLJKWHQLQJWKH
WRRWKHGEHOW
VHHÜ :RUNVKRS0DQXDO2&7$9,$ON:(QJLQH
0HFKDQLFDO&RPSRQHQWV5HS *U 3D\DWWHQWLRQWR
GLIIHUHQWYHUVLRQRIDVVHPEO\PRXQWLQJÜ &KDS

,QVSHFWLQJVHPLDXWRPDWLFWHQVLRQLQJSXOOH\
VHHÜ :RUNVKRS0DQXDO2&7$9,$ON:(QJLQH
0HFKDQLFDO&RPSRQHQWV5HS *U 
A13-0083

'LVDVVHPEOLQJDQG$VVHPEOLQJ(QJLQH (GLWLRQ
SDJH 6
)$%,$  © 7',(QJLQH0HFKDQLFDO&RPSRQHQWV 
5HPRYLQJDQGLQVWDOOLQJVHDOLQJIODQJH
DQGIO\ZKHHO
VHHÜ :RUNVKRS0DQXDO2&7$9,$ON:(QJLQH
0HFKDQLFDO&RPSRQHQWV5HS *U 

5HPRYLQJDQGLQVWDOOLQJFUDQNVKDIW
VHHÜ :RUNVKRS0DQXDO2&7$9,$ON:(QJLQH
0HFKDQLFDO&RPSRQHQWV5HS *U 

'LVDVVHPEOLQJDQGDVVHPEOLQJSLVWRQ
DQGFRQURG
VHHÜ :RUNVKRS0DQXDO2&7$9,$ON:(QJLQH
0HFKDQLFDO&RPSRQHQWV5HS *U 

(GLWLRQ 'LVDVVHPEOLQJDQG$VVHPEOLQJ(QJLQH SDJH


6
 )$%,$  © 7',(QJLQH0HFKDQLFDO&RPSRQHQWV

'LVDVVHPEOLQJDQG$VVHPEOLQJ(QJLQH (GLWLRQ
SDJH 6
)$%,$  © 7',(QJLQH0HFKDQLFDO&RPSRQHQWV 

 ± &\OLQGHU+HDG9DOYH*HDU

 5HPRYLQJDQGLQVWDOOLQJ
F\OLQGHUKHDG

5HPRYLQJDQGLQVWDOOLQJF\OLQGHUKHDG
VHHÜ :RUNVKRS0DQXDO2&7$9,$ON:(QJLQH
0HFKDQLFDO&RPSRQHQWV5HS *U 

5HSDLULQJ9DOYH*HDU
VHHÜ :RUNVKRS0DQXDO2&7$9,$ON:(QJLQH
0HFKDQLFDO&RPSRQHQWV5HS *U 

(GLWLRQ 5HPRYLQJDQGLQVWDOOLQJF\OLQGHUKHDG SDJH


6
 )$%,$  © 7',(QJLQH0HFKDQLFDO&RPSRQHQWV

5HPRYLQJDQGLQVWDOOLQJF\OLQGHUKHDG (GLWLRQ
SDJH 6
)$%,$  © 7',(QJLQH0HFKDQLFDO&RPSRQHQWV 

 ± /XEULFDWLRQ

 5HPRYLQJDQGLQVWDOOLQJ
SDUWVRIWKHOXEULFDWLRQ
V\VWHP

5HPRYLQJDQGLQVWDOOLQJSDUWVRIWKHOX
EULFDWLRQV\VWHP
VHHÜ :RUNVKRS0DQXDO2&7$9,$ON:(QJLQH
0HFKDQLFDO&RPSRQHQWV5HS *U 

(GLWLRQ 5HPRYLQJDQGLQVWDOOLQJSDUWVRIWKHOXEULFDWLRQV\VWHP SDJH


6
 )$%,$  © 7',(QJLQH0HFKDQLFDO&RPSRQHQWV

5HPRYLQJDQGLQVWDOOLQJSDUWVRIWKHOXEULFDWLRQV\VWHP (GLWLRQ
SDJH 6
)$%,$  © 7',(QJLQH0HFKDQLFDO&RPSRQHQWV 

 ± &RROLQJ

 3DUWVRIWKH&RROLQJ6\V
WHP

1RWH
‰ :KHQWKHHQJLQHLVZDUPWKHFRROLQJV\VWHPLVXQGHU
SUHVVXUH%HIRUHUHSDLUVLIQHFHVVDU\UHGXFHSUHV
VXUHE\RSHQLQJWKHFDSRQWKHFRRODQWH[SDQVLRQUHV
HUYRLU
‰ 7KHKRVHFRQQHFWLRQVDUHVHFXUHGZLWKVSULQJW\SH
FOLSV,QWKHHYHQWRIUHSDLUVRQO\XVHVSULQJW\SHFOLSV
3HUIRUPWLJKWQHVVWHVWRIWKHFRROLQJV\VWHPZLWKFRROLQJ
V\VWHPWHVWHUHJ9$* DQGDGDSWHU
9$* 
3DUWVRIWKHFRROLQJV\VWHPILWWHGWRERG\Ü SDJH 
$VVHPEO\RYHUYLHZFRRODQWWKHUPRVWDWVHH
Ü :RUNVKRS0DQXDO2&7$9,$ON:(QJLQH0H
FKDQLFDO&RPSRQHQWV
&RQQHFWLRQGLDJUDPIRUFRRODQWKRVHVÜ SDJH 
'UDLQLQJDQGILOOLQJXSFRRODQWÜ SDJH 
&RRODQWPL[LQJUDWLRVÜ SDJH 

(GLWLRQ 3DUWVRIWKH&RROLQJ6\VWHP SDJH


6
 )$%,$  © 7',(QJLQH0HFKDQLFDO&RPSRQHQWV

3DUWVRIWKHFRROLQJV\VWHPILWWHGWRERG\
  5DGLDWRU
q UHPRYLQJDQGLQVWDOOLQJ 1 2 3
Ü SDJH 

1RWH
$IWHUUHSODFLQJILOOHQWLUHV\VWHP
ZLWKIUHVKFRRODQW
 2ULQJ
q UHSODFH 18
 7RSFRRODQWKRVH
4
q DWWDFKWRUDGLDWRUZLWKUHWDLQ
LQJFOLSV 5
q &RQQHFWLRQGLDJUDPIRUFRRO 6
DQWKRVHVÜ SDJH 
19
 $LUJXLGHVFRRS
 1P 18
 $X[LOLDU\IDQ 17
q RQO\IRUYHKLFOHVZLWKDLUFRQ 9
GLWLRQLQJ
 )DQULQJ 16
 &OLS 15
q FKHFNWLJKWQHVV
14
 &RQQHFWLQJSOXJ
9
  )DQIRUUDGLDWRU
13 5
  WRFRRODQWUHJXODWRUKRXVLQJ
5
q &RQQHFWLRQGLDJUDPIRUFRRO
DQWKRVHVÜ SDJH 
  ([SDQVLRQUHVHUYRLU
  &ORVLQJFRYHU
  %UDFNHW 12 11 10 9 7 8 S19-0073
q IRUIDQFRQQHFWRU
  %RWWRPFRRODQWKRVH
q DWWDFKWRUDGLDWRUZLWKUHWDLQLQJFOLSV
q &RQQHFWLRQGLDJUDPIRUFRRODQWKRVHVÜ SDJH 
  2ULQJ
q UHSODFH
  7KHUPRVZLWFK) 1P
q IRUHOHFWULFIDQ
q 6ZLWFKLQJWHPSHUDWXUHV
6WDJHRQ«&
6WDJHRQ«&
  %UDFNHW
q IRUUDGLDWRU
q FKHFNILWWLQJSRVLWLRQ
q SD\DWWHQWLRQWRGLIIHUHQWYHUVLRQV
  1P

3DUWVRIWKH&RROLQJ6\VWHP (GLWLRQ
SDJH 6
)$%,$  © 7',(QJLQH0HFKDQLFDO&RPSRQHQWV 
5HPRYLQJDQGLQVWDOOLQJWHVWLQJFRRODQW
WKHUPRVWDW
VHHÜ :RUNVKRS0DQXDO2&7$9,$ON:(QJLQH
0HFKDQLFDO&RPSRQHQWV5HS *U 

5HPRYLQJDQGLQVWDOOLQJFRRODQWSXPS
VHHÜ :RUNVKRS0DQXDO2&7$9,$ON:(QJLQH
0HFKDQLFDO&RPSRQHQWV5HS *U 

,QVWDOOLQJFRRODQWSLSH
VHHÜ :RUNVKRS0DQXDO2&7$9,$ON:(QJLQH
0HFKDQLFDO&RPSRQHQWV5HS *U 

&RQQHFWLRQGLDJUDPIRUFRRODQWKRVHV
  5DGLDWRU
q DIWHUUHSODFLQJILOOHQWLUHV\V 6 7 8 9 10
WHPZLWKIUHVKFRRODQW
  (QJLQHRLOFRROHU
q UHPRYLQJDQGLQVWDOOLQJ
Ü &KDS
  &RRODQWUHJXODWRU
q UHPRYHDQGLQVWDOOWHVW
Ü SDJH 
  &RRODQWSXPS
q UHPRYHDQGLQVWDOOWHVW
Ü SDJH 
  &\OLQGHUEORFN
  ([SDQVLRQUHVHUYRLU
5
  ,QWDNHPDQLIROG
  7KURWWOHYDOYHFRQWUROXQLW
  +HDWH[FKDQJHU
  &RQQHFWLRQILWWLQJ
  &RRODQWSLSH 4 11
3

2 10

1
S19-0104

(GLWLRQ 3DUWVRIWKH&RROLQJ6\VWHP SDJH


6
 )$%,$  © 7',(QJLQH0HFKDQLFDO&RPSRQHQWV

'UDLQLQJDQGILOOLQJXSFRRODQW
6SHFLDOWRROVWHVWDQGPHDVXULQJHTXLSPHQWDQG
DX[LOLDU\LWHPVUHTXLUHG
‰ &DWFKSDQHJ9$* 
‰ 3OLHUVIRUVSULQJVWUDSFOLSV
‰ $QWLIUHH]HWHVWHUFRRODQW

'UDLQLQJ
± 2SHQWKHFDSRIWKHFRRODQWH[SDQVLRQUHVHUYRLU
± 5HPRYHHQJLQHJXDUGDUURZV

&DXWLRQ
+RWVWHDPPD\HVFDSHZKHQWKHH[SDQVLRQUHVHU
YRLULVRSHQHG&RYHUWKHFDSZLWKDFORWKDQG S10-0114
RSHQFDUHIXOO\

± 5HOHDVHWKHGUDLQSOXJDUURZRQWKHUDGLDWRU

1RWH
2EVHUYHWKHGLVSRVDOLQVWUXFWLRQVIRUFRRODQW

)LOOLQJXS
&RRODQWTXDQWLW\DSSUR[O

1RWH
‰ 2QO\*FRQIRUPLQJWRÄ7/9:'³PD\EHXVHG
DVDFRRODQWDGGLWLYH'LVWLQJXLVKLQJIHDWXUHUHGFRO
RXU A10-0118
‰ 1HYHUPL[FRRODQWDGGLWLYH*ZLWKRWKHUFRRODQWDG
GLWLYHV
‰ ,IWKHOLTXLGLQWKHH[SDQVLRQUHVHUYRLULVEURZQ*
ZDVPL[HGZLWKDQRWKHUFRRODQW,IWKLVLVWKHFDVHWKH
FRRODQWPXVWEHUHSODFHG
‰ *DQGFRRODQWDGGLWLYHVFRQIRUPLQJWRÄ7/9:
'³SUHYHQWIURVWDQGFRUURVLRQGDPDJHWKHIRUPDWLRQ
RIOLPHZKLOHDOVRUDLVLQJWKHERLOLQJWHPSHUDWXUHRIWKH
FRRODQW)RUWKHVHUHDVRQVWKHFRROLQJV\VWHPPXVW
DOZD\VEHILOOHGDOO\HDUURXQGZLWKUDGLDWRUDQWLIUHH]H
DQGDQWLFRUURVLRQDJHQWRIIHULQJWKHVHSURSHUWLHV
‰ 7KHKLJKHUERLOLQJWHPSHUDWXUHRIWKHFRRODQWFRQWULE
XWHVWRWKHHQJLQH
VUHOLDELOLW\ZKHQWKHHQJLQHLV
VWUHVVHGHVSHFLDOO\LQFRXQWULHVZLWKDWURSLFDOFOLPDWH
‰ $QWLIUHH]HSURWHFWLRQPXVWEHJXDUDQWHHGWRDSSUR[
& LQFRXQWULHVZLWKDQDUFWLFFOLPDWHWRDSSUR[
& 
‰ 7KHFRRODQWFRQFHQWUDWLRQPXVWQRWEHUHGXFHGE\
DGGLQJZDWHUGXULQJWKHZDUPVHDVRQRULQFRXQWULHV
ZLWKDZDUPFOLPDWH7KHFRRODQWDGGLWLYHFRQFHQWUD
WLRQPXVWEHDWOHDVW

3DUWVRIWKH&RROLQJ6\VWHP (GLWLRQ
SDJH 6
)$%,$  © 7',(QJLQH0HFKDQLFDO&RPSRQHQWV 
‰ ,IDJUHDWHUDQWLIUHH]HSURWHFWLRQLVQHFHVVDU\IRUFOL
PDWLFUHDVRQVWKHFRQFHQWUDWLRQRI*PD\EHLQ
FUHDVHGEXWRQO\XSWR DQWLIUHH]HSURWHFWLRQ
GRZQWRDERXW& DVRWKHUZLVHWKHDQWLIUHH]HSUR
WHFWLRQZLOODJDLQEHUHGXFHGDQGDOVRWKHFRROLQJHIIL
FLHQF\ZLOOEHLPSDLUHG
‰ ,IWKHUDGLDWRUKHDWH[FKDQJHUF\OLQGHUKHDGRUF\OLQ
GHUKHDGVHDOZHUHUHSODFHGUHSODFHWKHFRRODQW
5HFRPPHQGHGPL[WXUHUDWLRV

$QWLIUHH]HSUR $QWLIUHH]HFRQ :DWHU


WHFWLRQGRZQWR FHQWUDWLRQD
&  
&  
D
7KHDQWLIUHH]HFRQFHQWUDWLRQPXVWQRWH[FHHGWKHDQWLIUHH]H

SURWHFWLRQDQGFRROLQJHIILFLHQF\DUHUHGXFHGDVWKHFRQFHQWUDWLRQ

LQFUHDVHV

$XWKRULVHGFRRODQW

&RRODQWDGGLWLYH 0DQXIDFWXUHU
*O\VDQWLQ* %$6)$*
;7 $/)2,/$*
&RRODQW(7; 7(;$&2
)52672;6)' +(1.(/+$(572/
*PE+

1RWH
7KHLQGLFDWHGFRRODQWDGGLWLYHVPD\EHLQWHUPL[HG

)LOOLQJXS
± &ORVHGUDLQSOXJRQUDGLDWRU
± ,QVWDOOWKHQRLVHLQVXODWLRQ
± 3RXULQFRRODQWXSWRÄPD[³PDUNLQJRQWKHH[SDQVLRQ
UHVHUYRLU
± &ORVHH[SDQVLRQUHVHUYRLU
± 6WDUWHQJLQHDQGUXQHQJLQHXQWLOIDQVWDUWV

&DXWLRQ
+RWVWHDPPD\HVFDSHZKHQWKHH[SDQVLRQUHVHU max
YRLULVRSHQHG&RYHUWKHFDSZLWKDFORWKDQG
RSHQFDUHIXOO\
min
± ,QVSHFWFRRODQWOHYHODQGWRSXSLIQHFHVVDU\:KHQ
WKHHQJLQHLVZDUPWKHFRRODQWOHYHOPXVWEHDWWKH V19-0579
ÄPD[³PDUNLQJZKHQWKHHQJLQHLVFRROHGGRZQEH
WZHHQÄPLQ³DQGÄPD[³PDUNLQJ

(GLWLRQ 3DUWVRIWKH&RROLQJ6\VWHP SDJH


6
 )$%,$  © 7',(QJLQH0HFKDQLFDO&RPSRQHQWV

5HPRYLQJDQGLQVWDOOLQJUDGLDWRU
6SHFLDOWRROVWHVWDQGPHDVXULQJHTXLSPHQWDQG
DX[LOLDU\LWHPVUHTXLUHG
‰ &DWFKSDQHJ9$* 
‰ 7RUTXHZUHQFK 1P
‰ 3OLHUVIRUVSULQJVWUDSFOLSV
‰ $QWLIUHH]HWHVWHU

5HPRYLQJ
± )LUVWFKHFNZKHWKHUDUDGLRVHWZLWKDQWLWKHIWFRGLQJ
KDVEHHQILWWHG,IWKLVLVWKHFDVHREWDLQFRGLQJ
± 'LVFRQQHFWHDUWKVWUDSRIWKHEDWWHU\
± 'UDLQLQJFRRODQWÜ SDJH 
± 'HWDFKFRRODQWKRVHVIURPUDGLDWRU
± 'LVFRQQHFWWKHFRQQHFWRUSOXJIURPWKHUDGLDWRUIDQ
± 'LVFRQQHFWSOXJFRQQHFWLRQRIWKHWKHUPRVZLWFK
)
9HKLFOHVZLWKDLUFRQGLWLRQLQJ

± 5HPRYLQJWKHULEEHG9EHOWÜ &KDS
± 'LVFRQQHFWWKH$&FRPSUHVVRUSOXJFRQQHFWLRQ
± 5HPRYH$&FRPSUHVVRUDQGWLHWRORFNFDUULHU7KH
KRVHVUHPDLQFRQQHFWHG
&RQWLQXHGIRUDOOYHKLFOHV

± 5HPRYHORFNFDUULHUDQGSODFHGRZQWRWKHVLGH
Ü %RG\)LWWLQJ:RUN5HS *U 
± 5HOHDVHWKHIL[LQJVFUHZVRIWKHUDGLDWRUDQGUHPRYH
WRJHWKHUZLWKDLUJXLGHVFRRSDQGIDQ
9HKLFOHVZLWKDLUFRQGLWLRQLQJ

± 5HPRYHKRVHUHWDLQLQJFODPSVRIWKHDLUFRQGLWLRQLQJ
IRUDLUJXLGHVFRRS
&RQWLQXHGIRUDOOYHKLFOHV

± 5HOHDVHWKHIL[LQJVFUHZVRIWKHUDGLDWRUDQGUHPRYH
WKHDLUJXLGHVFRRSZLWKIDQ
9HKLFOHVZLWKDLUFRQGLWLRQLQJ S10-0180

± 8QVFUHZWKHUDGLDWRUIURPWKHDLUFRQGLWLRQLQJFRQ
GHQVHUDQGUHPRYHFDUHIXOO\
± 2EVHUYHVXSSOHPHQWDU\LQVWUXFWLRQVDQGDVVHPEO\
ZRUNÜ SDJH 

,QVWDOOLQJ
&DUU\RXWWKHLQVWDOODWLRQLQWKHVDPHZD\LQUHYHUVHRU
GHU3D\DWWHQWLRQWRWKHIROORZLQJ

± )LOOLQJV\VWHPZLWKFRRODQWÜ SDJH 

3DUWVRIWKH&RROLQJ6\VWHP (GLWLRQ
SDJH 6
)$%,$  © 7',(QJLQH0HFKDQLFDO&RPSRQHQWV 
± ,IWKHEDWWHU\HDUWKVWUDSLVGLVFRQQHFWHGDQGFRQQHFW
HGFDUU\RXWDGGLWLRQDORSHUDWLRQVÜ (OHFWULFDO6\V
WHP5HS *U 

6XSSOHPHQWDU\LQVWUXFWLRQVDQGDVVHPEO\ZRUN
RQYHKLFOHVZLWKDLUFRQGLWLRQLQJV\VWHP
± 2EVHUYHWKHVXSSOHPHQWDU\LQVWUXFWLRQVDQGDVVHP
EO\ZRUNÜ &KDS

&DXWLRQ
'RQRWRSHQWKHFLUFXLWRIWKHDLUFRQGLWLRQLQJV\V
WHP

1RWH
7RDYRLGFDXVLQJGDPDJHWRWKHFRQGHQVHUDQGWRWKHUH
IULJHUDQWOLQHVDQGKRVHVPDNHVXUHWKHOLQHVDQGKRVHV
DUHQRWRYHUH[WHQGHGEXFNOHGRUEHQW

(GLWLRQ 3DUWVRIWKH&RROLQJ6\VWHP SDJH


6
 )$%,$  © 7',(QJLQH0HFKDQLFDO&RPSRQHQWV

3DUWVRIWKH&RROLQJ6\VWHP (GLWLRQ
SDJH 6
)$%,$  © 7',(QJLQH0HFKDQLFDO&RPSRQHQWV 

 ± )XHO6XSSO\

 5HPRYLQJDQGLQVWDOOLQJ
SDUWVRIWKHIXHOVXSSO\
V\VWHP

1RWH
‰ 7KHKRVHFRQQHFWLRQVDUHVHFXUHGZLWKTXLFNVWUDS
FODPSV
‰ )XHOKRVHVDWWKHHQJLQHPXVWRQO\EHVHFXUHGZLWK
VSULQJW\SHFOLSV7KHXVHRIFODPSW\SHRUVFUHZW\SH
FOLSVLVQRWDOORZHG
2EVHUYHVDIHW\PHDVXUHVÜ SDJH 
2EVHUYHUXOHVIRUFOHDQOLQHVVÜ SDJH 
5HPRYLQJDQGLQVWDOOLQJWKHIXHOWDQNZLWKFRPSRQHQW
SDUWVDQGIXHOILOWHUÜ SDJH 
6XPPDU\RIFRPSRQHQWVSDUWVRIWKHDFWLYDWHGFKDUFRDO
ILOWHUV\VWHPÜ &KDS

(GLWLRQ 5HPRYLQJDQGLQVWDOOLQJSDUWVRIWKHIXHOVXSSO\V\VWHP SDJH


6
 )$%,$  © 7',(QJLQH0HFKDQLFDO&RPSRQHQWV

5HPRYLQJDQGLQVWDOOLQJWKHIXHOWDQNZLWKFRPSRQHQWSDUWVDQGIXHOILOWHU
  )XHOWDQN
q UHPRYLQJDQGLQVWDOOLQJ 15 16
Ü SDJH  17
  1P 14 18
  7HQVLRQLQJVWUDS
  9HQWOLQH 13 19
q ZKLWH
q WRDFWLYDWHGFKDUFRDOILOWHUVR
OHQRLGYDOYH1LQHQJLQH 20
FRPSDUWPHQW
12
  )XHOUHWXUQIORZOLQH 21
q EOXH
11
q IURPIXHOSUHVVXUHUHJXODWRU 22
DWIXHOUDLO 10
  )XHOIHHGOLQH 9
q EODFN 23
q WRIXHOSUHVVXUHUHJXODWRUDW
8
IXHOUDLO
  )XHOILOWHU
7
q ILWWLQJORFDWLRQDUURZSRLQWV 2
LQGLUHFWLRQRIIORZ
  1P
q IRUFROODUFODPSIRUIXHOILOWHU 6 1
  )XHOJDXJHVHQGHU
q UHPRYLQJDQGLQVWDOOLQJ
Ü SDJH  2
  (OIXHOGHOLYHU\XQLW 5 4
q UHPRYLQJDQGLQVWDOOLQJ
Ü SDJH 
q FOHDQVWUDLQHULIGLUW\ 3 2
S20-0128
q )LWWLQJSRVLWLRQRIIODQJHRI
WKHHOIXHOGHOLYHU\XQLW
Ü )LJ LQSDJH 
  5HWXUQIORZOLQH
q EOXH
  )HHGOLQH
q EHWZHHQWKHHOIXHOGHOLYHU\XQLWDQGIXHOILOWHU
q EODFN
  *DVNHW
q PRLVWHQZLWKIXHOEHIRUHLQVWDOOLQJ
  8QLRQQXW1P
q XVHGHYLFH03 IRUUHPRYLQJDQGLQVWDOOLQJ
  9HQWYDOYH
q WRUHPRYHXQFOLSYDOYHDWVLGHDQGWDNHRXWRIILOOHUQHFN
q EHIRUHLQVWDOOLQJXQVFUHZFDSÜ LWHP 
q FKHFNÜ )LJ LQSDJH 
  &ORVLQJFRYHU
  1P
  )XHOWDQNOLGXQLW
q ZLWKUXEEHUERZO

5HPRYLQJDQGLQVWDOOLQJSDUWVRIWKHIXHOVXSSO\V\VWHP (GLWLRQ
SDJH 6
)$%,$  © 7',(QJLQH0HFKDQLFDO&RPSRQHQWV 
  *UDYLW\YDOYH
q WRUHPRYHXQFOLSYDOYHDWWRSDQGOLIWRXWRIILOOHUQHFN
q LQVSHFWYDOYHIRUEORFNDJH
‰ YDOYHYHUWLFDORSHQ
‰ YDOYHWLOWHG:FORVHG
  9HQWOLQH
q EHWZHHQDFWLYDWHGFKDUFRDOILOWHUÜ LWHP LQSDJH DQGYHQWOLQHÜ LWHP LQSDJH 
  $FWLYDWHGFKDUFRDOILOWHU
q 6XUYH\RIYHQWV\VWHPRIDFWLYDWHGFKDUFRDOILOWHUV\VWHPÜ &KDS
  1P
  9HQWOLQH
q FOLSSHGLQSODFHRQIXHOWDQN

)LJ  ,QVWDOODWLRQSRVLWLRQRIIODQJHRIIXHOGHOLY
HU\XQLW
0DUNLQJRQWKHIODQJHPXVWEHDOLJQHGZLWKPDUNLQJRQ
WKHIXHOWDQNDUURZV 2
%OXHUHWXUQIORZOLQHWRFRQQHFWLRQPDUNHG5
%ODFNIHHGOLQHWRFRQQHFWLRQPDUNHG9

V
1RWH
$IWHULQVWDOOLQJWKHIODQJHRIWKHIXHOGHOLYHU\XQLWFKHFN R

ZKHWKHUWKHIHHGUHWXUQIORZDQGYHQWOLQHVDUHVWLOO
FOLSSHGLQSODFHRQWKHIXHOWDQN 1
A20-0096

)LJ  ,QVSHFWLQJYHQWYDOYH
/HYHULQRIISRVLWLRQ9DOYHFORVHG
/HYHUSXVKHGLQGLUHFWLRQRIDUURZ9DOYHRSHQ

1RWH
8QVFUHZFDSRIIXHOWDQNEHIRUHLQVWDOOLQJWKHYHQWYDOYH

6DIHW\SUHFDXWLRQVZKHQZRUNLQJRQWKH
IXHOVXSSO\V\VWHP

&DXWLRQ
V20-1040
7KHIXHOIHHGOLQHLVSUHVVXUL]HG3ODFHDFOHDQ
FOHDQLQJFORWKDURXQGWKHFRQQHFWLRQSRLQWEHIRUH
GHWDFKLQJKRVHFRQQHFWLRQV5HGXFHSUHVVXUHE\
FDUHIXOO\UHOHDVLQJWKHFRQQHFWLRQSRLQW

:KHQUHPRYLQJDQGLQVWDOOLQJWKHIXHOJDXJHVHQGHURU
WKHIXHOSXPSIURPDIXHOWDQNZKLFKLVILOOHGRUSDUWLDOO\
ILOOHGSD\DWWHQWLRQWRWKHIROORZLQJSRLQWV
‰ 7KHH[WUDFWLRQKRVHRIDQH[KDXVWH[WUDFWLRQV\VWHP
ZKLFKLVVZLWFKHGRQPXVWEHSRVLWLRQHGFORVHWRWKH
DVVHPEO\RSHQLQJRIWKHIXHOWDQNLQRUGHUWRH[WUDFW
WKHUHOHDVHGIXHOJDVHVHYHQEHIRUHWKHZRUNLVFRP

(GLWLRQ 5HPRYLQJDQGLQVWDOOLQJSDUWVRIWKHIXHOVXSSO\V\VWHP SDJH


6
 )$%,$  © 7',(QJLQH0HFKDQLFDO&RPSRQHQWV

PHQFHG,IQRH[KDXVWH[WUDFWLRQV\VWHPLVDYDLODEOH
DUDGLDOIDQ PRWRUQRWLQDLUIORZRIIDQ ZLWKDGHOLYHU\
YROXPHRIPRUHWKDQPKPXVWEHXVHG
‰ $YRLGVNLQFRQWDFWZLWKIXHO:HDUIXHOUHVLVWDQW
JORYHV

5XOHVRIFOHDQOLQHVV
:KHQZRUNLQJRQWKHIXHOVXSSO\DQGLQMHFWLRQV\VWHPV
SD\FDUHIXODWWHQWLRQWRWKHIROORZLQJÄFOHDQOLQHVVUXOHV³
‰ 7KRURXJKO\FOHDQWKHFRQQHFWLRQSRLQWVDQGWKHLUVXU
URXQGLQJVEHIRUHUHOHDVLQJ
‰ 3ODFHUHPRYHGSDUWVRQDFOHDQVXUIDFHDQGFRYHU'R
QRWXVHIX]]\FORWKV
‰ &DUHIXOO\FRYHURUFORVHRSHQHGFRPSRQHQWVLIWKHUH
SDLULVQRWFRPSOHWHGLPPHGLDWHO\
‰ 2QO\LQVWDOOFOHDQSDUWV5HPRYHVSDUHSDUWVIURP
WKHLUZUDSSLQJLPPHGLDWHO\EHIRUHILWWLQJ'RQRWXVH
SDUWVWKDWKDYHEHHQVWRUHGZLWKRXWZUDSSLQJ HJLQ
WRROFDELQHWVHWF 
‰ :KHQWKHV\VWHPLVRSHQ'RQRWXVHFRPSUHVVHGDLU
'RQRWXVHWKHYHKLFOH

5HPRYLQJDQGLQVWDOOLQJWKHIXHOGHOLYHU\
XQLW
6SHFLDOWRROVWHVWDQGPHDVXULQJHTXLSPHQWDQG
DX[LOLDU\LWHPVUHTXLUHG
‰ 7RUTXHZUHQFK
‰ :UHQFKIRUXQLRQQXWHJ03  

5HPRYLQJ
± 2EVHUYHWKHVDIHW\LQVWUXFWLRQVEHIRUHVWDUWLQJILWWLQJ
ZRUNÜ SDJH 
± 2QPRGHOVILWWHGZLWKDFRGHGUDGLRVHWSD\DWWHQWLRQ
WRWKHFRGLQJGHWHUPLQHLIQHFHVVDU\
± 'LVFRQQHFWWKHHDUWKVWUDSIURPWKHEDWWHU\ZLWKWKHLJ
QLWLRQRII
± 5HPRYHWKHFRYHUXQGHUWKHUHDUVHDW
± 'LVFRQQHFWWKHSLQSOXJFRQQHFWLRQDVZHOODVWKH
IHHGDQGUHWXUQIORZOLQHIURPWKHIODQJHRIWKHIXHOGH MP 1-227
OLYHU\XQLW

&DXWLRQ
7KHIXHOIHHGOLQHLVSUHVVXUL]HG3ODFHDFOHDQ
FOHDQLQJFORWKDURXQGWKHFRQQHFWLRQSRLQWEHIRUH
GHWDFKLQJKRVHFRQQHFWLRQV5HGXFHSUHVVXUHE\
FDUHIXOO\UHOHDVLQJWKHFRQQHFWLRQSRLQW

± 8QVFUHZXQLRQQXWZLWKZUHQFK03 
± 3XOOWKHIXHOGHOLYHU\XQLWDQGWKHJDVNHWULQJRXWRIWKH
RSHQLQJRIWKHIXHOWDQN S20-0054

5HPRYLQJDQGLQVWDOOLQJSDUWVRIWKHIXHOVXSSO\V\VWHP (GLWLRQ
SDJH 6
)$%,$  © 7',(QJLQH0HFKDQLFDO&RPSRQHQWV 

1RWH
:KHQUHSODFLQJWKHIXHOGHOLYHU\XQLWGUDLQWKHROGIXHOGH
OLYHU\XQLWEHIRUHGLVSRVLQJRILW

,QVWDOOLQJ
± ,QVWDOODWLRQRIWKHIXHOGHOLYHU\XQLOWRFFXUVLQUHYHUVH
RUGHU
± ,IWKHEDWWHU\HDUWKVWUDSLVGLVFRQQHFWHGDQGFRQQHFW
HGFDUU\RXWDGGLWLRQDORSHUDWLRQVÜ (OHFWULFDO6\V
WHP5HS *U 

1RWH
‰ :KHQLQVHUWLQJWKHIXHOGHOLYHU\XQLWPDNHVXUHWKH
IXHOJDXJHVHQGHUXQLWLVQRWEHQW
‰ 0RLVWHQWKHJDVNHWULQJRIWKHIODQJHZLWKIXHOEHIRUH
ILWWLQJ
‰ 0DNHVXUHWKHIXHOKRVHVILWWLJKWO\
‰ 3D\DWWHQWLRQWRLQVWDOODWLRQSRVLWLRQRIIODQJHRIIXHO 2
GHOLYHU\XQLWÜ )LJ LQSDJH 
‰ $IWHULQVWDOOLQJFKHFNWKHIXHOGHOLYHU\XQLWWRHQVXUH
WKHIHHGUHWXUQIORZDQGYHQWOLQHVDUHFOLSSHGLQWR
SODFHDWWKHIXHOWDQN
V

5HPRYLQJDQGLQVWDOOLQJWKHIXHOJDXJH R

VHQGHU
1
5HPRYLQJ A20-0096

± 5HPRYLQJIXHOGHOLYHU\XQLWÜ SDJH 
± 8QODWFKDQGGLVFRQQHFWOLQHVDQG
± 5DLVHFDWFKHVDQGZLWKDVFUHZGULYHUDQGUH
PRYHWKHIXHOJDXJHVHQGHUIURPWKHERWWRPDUURZ
1 2

,QVWDOOLQJ
± ,QVHUWWKHIXHOJDXJHVHQGHULQWKHIXHOGHOLYHU\XQLW
JXLGHVDQGSUHVVXSZDUGVXQWLOWKH\ODWFKLQWRSRVL
WLRQ
7KHIXUWKHUDVVHPEO\LVFDUULHGRXWLQUHYHUVHRUGHUWR
GLVDVVHPEO\
3 4
5HPRYLQJDQGLQVWDOOLQJWKHIXHOWDQN A20-0103

6SHFLDOWRROVWHVWDQGPHDVXULQJHTXLSPHQWDQG
DX[LOLDU\LWHPVUHTXLUHG
‰ (QJLQHDQGJHDUER[MDFNHJ9$*  $
‰ 7RUTXHZUHQFK

5HPRYLQJ
± 2EVHUYHWKHVDIHW\LQVWUXFWLRQVEHIRUHVWDUWLQJILWWLQJ
ZRUNÜ SDJH 

(GLWLRQ 5HPRYLQJDQGLQVWDOOLQJSDUWVRIWKHIXHOVXSSO\V\VWHP SDJH


6
 )$%,$  © 7',(QJLQH0HFKDQLFDO&RPSRQHQWV

± 2QPRGHOVILWWHGZLWKDFRGHGUDGLRVHWSD\DWWHQWLRQ
WRWKHFRGLQJGHWHUPLQHLIQHFHVVDU\
± 'LVFRQQHFWWKHHDUWKVWUDSIURPWKHEDWWHU\ZLWKWKHLJ
QLWLRQRII
± 2SHQFDSDQGXQVFUHZIXHOWDQNOLG
± 5HPRYHWKHUHDUULJKWSODVWLFZKHHOKRXVHOLQHU
Ü %RG\:RUN5HS *U 
± 'UDLQIXHOWDQNDQGFOHDQDURXQGWKHIXHOILOOHUWXEH
± 5HPRYHILOOHUIODSXQLWZLWKUXEEHUERZOÜ %RG\)LWWLQJ
:RUN5HS *U 
± 5HPRYHWKHVFUHZVDWWDFKLQJWKHIXHOILOOHUQHFNDU
URZV
± 5HPRYHWKHIXHOGHOLYHU\XQLWJXDUGDQGGLVFRQQHFW
WKHSOXJFRQQHFWLRQIURPWKHIXHOGHOLYHU\XQLWIODQJH
± 5HPRYLQJDFWLYDWHGFKDUFRDOILOWHUÜ &KDS
± 5HPRYHWKHFRYHUVXQGHUWKHIXHOWDQN
± 5HOHDVHWKHHQGSDUWRIWKHH[KDXVWSLSHIURPWKH
KLQJHVDQGWLHXSWRERG\
± 5HPRYLQJUHDUD[OHÜ 5XQQLQJ*HDU5HS *U 

&DXWLRQ
5

7KHIXHOIHHGOLQHLVSUHVVXUL]HG3ODFHDFOHDQ
FOHDQLQJFORWKDURXQGWKHFRQQHFWLRQSRLQWEHIRUH
GHWDFKLQJKRVHFRQQHFWLRQV5HGXFHSUHVVXUHE\
FDUHIXOO\UHOHDVLQJWKHFRQQHFWLRQSRLQW

± 'HWDFKIHHGOLQHDWIXHOILOWHUE\SUHVVLQJRQEXWWRQRQ
WKHKRVHFRQQHFWLRQ
± 'HWDFKUHWXUQIORZOLQHÜ LWHP LQSDJH DQG
YHQWOLQHÜ LWHP LQSDJH DWIXHOWDQNE\
SUHVVLQJRQEXWWRQDQGRQWKHKRVHFRQQHF
WLRQV
± 8QVFUHZWHQVLRQLQJVWUDS3RVLWLRQWKHHQJLQHJHDU
ER[MDFN9$*  $ XQGHUWKHIXHOWDQNIRUVXS
SRUW
± 8QVFUHZWKHIL[LQJVFUHZVIURPWKHIXHOWDQN  
± /RZHUWKHIXHOWDQN

,QVWDOOLQJ
7KHLQVWDOODWLRQRFFXUVLQUHYHUVHRUGHUZKLOHSD\LQJDW
5
WHQWLRQWRWKHIROORZLQJ
‰ &KHFNYHQWDQGIXHOKRVHVIRUGDPDJH
‰ 0DNHVXUHWKHIXHOKRVHVILWWLJKWO\
‰ 6HFXUHIXHOKRVHVZLWKVSULQJFROODUFODPSV

1RWH
$IWHULQVWDOOLQJWKHIXHOGHOLYHU\XQLWFKHFNZKHWKHUWKH
IHHGUHWXUQIORZDQGYHQWOLQHVDUHFOLSSHGLQSODFHRQWKH
IXHOWDQN

5HPRYLQJDQGLQVWDOOLQJSDUWVRIWKHIXHOVXSSO\V\VWHP (GLWLRQ
SDJH 6
)$%,$  © 7',(QJLQH0HFKDQLFDO&RPSRQHQWV 
± ,IWKHEDWWHU\HDUWKVWUDSLVGLVFRQQHFWHGDQGFRQQHFW
HGFDUU\RXWDGGLWLRQDORSHUDWLRQVÜ (OHFWULFDO6\V
WHP5HS *U 

'LVFRQQHFWLQJWKHIXHOGHOLYHU\XQLWZLWK
FUDVKVLJQDO

2SHUDWLRQ
9HKLFOHVZLWKDLUEDJDUHHTXLSSHGZLWKFUDVKVLJQDOGLV
FRQQHFWLRQRIWKHIXHOGHOLYHU\XQLW,IZKLOHGULYLQJWKHDLU
EDJXQLWVDUHLJQLWHGWKHIXHOSXPSUHOD\RSHQVDQG
GLVFRQQHFWVWKHIXHOSXPS7KHSRVLWLRQIRULPSURYHGHQ
JLQHVWDUWLQJLVVLPXOWDQHRXVO\FRQWUROOHG:KHQWKHGRRU
LVRSHQHGWKHIXHOSXPSLVRSHUDWHGIRUDERXWVHFRQGV
VRWKDWSUHVVXUHLVEXLOWXSLQWKHIXHOV\VWHP
,IWKHFUDVKVLJQDOLVDFWLYDWHGIDXOWVDUHVWRUHGLQWKH
IDXOWPHPRU\)RUWKLVUHDVRQWKHIDXOWPHPRULHVRIWKH
FRQWUROXQLWVPXVWEHLQWHUURJDWHGZLWKIXQFWLRQÄ$XWR
PDWLFWHVWVHTXHQFH³Ü (QJLQH)XHO,QMHFWLRQ
6\VWHP5HS *U DQGDQ\IDXOWVUHFWLILHG

(GLWLRQ 5HPRYLQJDQGLQVWDOOLQJSDUWVRIWKHIXHOVXSSO\V\VWHP SDJH


6
 )$%,$  © 7',(QJLQH0HFKDQLFDO&RPSRQHQWV

5HPRYLQJDQGLQVWDOOLQJSDUWVRIWKHIXHOVXSSO\V\VWHP (GLWLRQ
SDJH 6
)$%,$  © 7',(QJLQH0HFKDQLFDO&RPSRQHQWV 

 ,QVSHFWLQJHOHFWURQLFSRZHUFRQWURO HOHFWURQLFWKURWWOH


6XPPDU\RIFRPSRQHQWV
  %UDFNHW
q UHPRYLQJDQGLQVWDOOLQJ
1 2
Ü 5XQQLQJ*HDU
5HS *U 
  &RQQHFWLQJSOXJ
q EODFNSLQ
  $FFHOHUDWRUSHGDOSRVLWLRQ
VHQGHU *DQG* 3
q WHVWÜ (QJLQH)XHO
,QMHFWLRQ6\VWHP
5HS *U 
q WRUHPRYHWDNHRIIGDVKSDQ 4
HODQGSHGDODVVHPEO\FRYHU
  1P

N20-0331

(GLWLRQ ,QVSHFWLQJHOHFWURQLFSRZHUFRQWURO HOHFWURQLFWKURWWOH SDJH


6
 )$%,$  © 7',(QJLQH0HFKDQLFDO&RPSRQHQWV

,QVSHFWLQJHOHFWURQLFSRZHUFRQWURO HOHFWURQLFWKURWWOH (GLWLRQ


SDJH 6
)$%,$  © 7',(QJLQH0HFKDQLFDO&RPSRQHQWV 

 $FWLYDWHGFKDUFRDOILOWHU
V\VWHP

6XPPDU\RIFRPSRQHQWVRIDFWLYDWHG
FKDUFRDOILOWHUV\VWHP

1RWH
7KHKRVHFRQQHFWLRQVDUHVHFXUHGZLWKVSULQJVWUDS
FODPSVRUTXLFNVWUDSFODPSV
2EVHUYHWKHVDIHW\SUHFDXWLRQVÜ &KDS
2EVHUYHWKHUXOHVIRUFOHDQOLQHVVÜ &KDS

  9HQWOLQH
q WRVROHQRLGYDOYH1IRU
DFWLYDWHGFKDUFRDOILOWHU LQ 1
ULJKWRIHQJLQHFRPSDUWPHQW
  1P
  7RWKURWWOHYDOYHFRQWUROXQLW
  6ROHQRLGYDOYH1
7
q LQULJKWRIHQJLQHFRPSDUW
PHQW
q YDOYHLVDFWXDWHG SXOVHG E\
HQJLQHFRQWUROXQLW
q WHVWÜ (QJLQH)XHO
,QMHFWLRQ6\VWHP
5HS *U 
  &RQQHFWLQJSOXJ 6
q EODFNSLQ
q RIYDOYH1
  $FWLYDWHGFKDUFRDOILOWHU
q )LWWLQJORFDWLRQLQUHDUULJKW
ZKHHOKRXVH 2
q DWWDFKHGWRERG\
q ILOOHGE\YDOYH1DQGE\
JUDYLW\YDOYH
q UHPRYLQJ
± 5HPRYHUHDUULJKWZKHHO
± 5HPRYHZKHHOKRXVHSODVWLF
OLQHUÜ %RG\)LWWLQJ:RUN 3
5HS *U  5
± 'LVFRQQHFWOLQHVDQG
± 5HPRYHVFUHZ 4
S20-0129
± 3XVKILOWHUGRZQ
q ,QVWDOOLQJ
± 7KHLQVWDOODWLRQRFFXUVLQUHYHUVHRUGHU
  9HQWOLQH
q IURPJUDYLW\YDOYHWRIXHOWDQN

(GLWLRQ $FWLYDWHGFKDUFRDOILOWHUV\VWHP SDJH


6
 )$%,$  © 7',(QJLQH0HFKDQLFDO&RPSRQHQWV

$FWLYDWHGFKDUFRDOILOWHUV\VWHP (GLWLRQ
SDJH 6
)$%,$  © 7',(QJLQH0HFKDQLFDO&RPSRQHQWV 

 ± ([KDXVW6\VWHP

 5HPRYLQJDQGLQVWDOOLQJ
SDUWVRIWKHH[KDXVWV\V
WHP

([KDXVWPDQLIROGZLWKSUHFDWDO\WLFFRQ
YHUWHUIURQWH[KDXVWSLSHZLWKFDWDO\VW
DQGFRPSRQHQWSDUWV

1RWH
‰ :KHQSHUIRUPLQJLQVWDOODWLRQZRUNRQWKHH[KDXVWV\V
WHPPDNHVXUHWKHH[KDXVWV\VWHPLVQRWPRXQWHG
ZLWKSUHWHQVLRQDQGKDVDGHTXDWHFOHDUDQFHIRUPWKH
ERG\,IQHFHVVDU\VODFNHQGRXEOHFODPSDQGFROODU
FODPSDQGDOLJQVLOHQFHUDQGH[KDXVWSLSHVRWKDWDG
HTXDWHFOHDUDQFHEHWZHHQWKHVHFRPSRQHQWVDQGWKH
ERG\DQGWKHZHLJKWRIWKHH[KDXVWV\VWHPLVHYHQO\
GLVWULEXWHGRYHUWKHKDQJHUV
‰ $OZD\VUHSODFHVHOIORFNLQJQXWV

  &RQQHFWLQJSOXJ
q SLQEODFN
q IRUODPEGDSUREHDQGODPE 1
GDSUREHKHDWHUXSVWUHDPRI 2
FDWDO\WLFFRQYHUWHU 18
  1P 3
  1P
q FRDWZLWKKRWEROWSDVWH
17 4
*   $
16 4
  1P
  &RQQHFWLQJWXEH 5
  1P
q UHSODFH 6
q FRDWZLWKKRWEROWSDVWH 15
*   $
  %ROWHGFRQQHFWLRQ 1P
7
q UHSODFH
  *DVNHW
8
q UHSODFH 9 10 11
  6SULQJORRS
q UHSODFHLIGDPDJHG
  /DPEGDSUREHDIWHUFDWDO\VW
*1P
q FRDWRQO\WKUHDGZLWKKRWEROW
12
SDVWH*   $ KRW 14
EROWSDVWHPXVWQRWJHWLQWR
WKHVORWRIWKHSUREHERG\
q WHVWÜ (QJLQH)XHO 9 13
,QMHFWLRQ6\VWHP
5HS *U 
q XVHODPEGDSUREHZUHQFKIRU S26-0114
UHPRYLQJDQGLQVWDOOLQJ

(GLWLRQ 5HPRYLQJDQGLQVWDOOLQJSDUWVRIWKHH[KDXVWV\VWHP SDJH


6
 )$%,$  © 7',(QJLQH0HFKDQLFDO&RPSRQHQWV

  &RQQHFWLQJSOXJ
q SLQ
q IRUODPEGDSUREHDQGODPEGDSUREHKHDWHUGRZQVWUHDPRIFDWDO\WLFFRQYHUWHU
  7RIURQWVLOHQFHU
q FKHFNILWWLQJSRVLWLRQÜ )LJ LQSDJH 
  )URQWH[KDXVWSLSHZLWKFDWDO\WLFFRQYHUWHU
q ,QVSHFWLQJFDWDO\VWÜ SDJH 
  1P
q UHSODFH
q FRDWZLWKKRWEROWSDVWH*   $
  ([KDXVWPDQLIROGZLWKLQWHJUDWHGFDWDO\WLFFRQYHUWHU
q UHSODFH
  *DVNHW
q UHSODFH
  +HDWVKLHOG
  /DPEGDSUREHEHIRUHFDWDO\VW*1P
q FRDWRQO\WKUHDGZLWKKRWEROWSDVWH*   $ KRWEROWSDVWHPXVWQRWJHWLQWRWKHVORWRIWKHSUREHERG\
q WHVWÜ (QJLQH)XHO,QMHFWLRQ6\VWHP5HS *U 
q XVHODPEGDSUREHZUHQFKIRUUHPRYLQJDQGLQVWDOOLQJ

6LOHQFHUZLWKKDQJHUV
  1P
  +DQJHU
q FKHFNILWWLQJSRVLWLRQ
  )URQWVLOHQFHU
q LQWKHHYHQWRIUHSDLUVLQVWDOO
WKHIURQWDQGUHDUVLOHQFHU
VHSDUDWHO\ 1 2 1 2 4
q WKHIURQWDQGUHDUVLOHQFHU
DUHLQVWDOOHGDVVWDQGDUGDVD
VLQJOHSDUW
  5HDUVLOHQFHU
q LQWKHHYHQWRIUHSDLUVLQVWDOO
WKHIURQWDQGUHDUVLOHQFHU
VHSDUDWHO\
q WKHIURQWDQGUHDUVLOHQFHU
DUHLQVWDOOHGDVVWDQGDUGDVD
VLQJOHSDUW
q DOLJQWKHUHDUVLOHQFHUIUHHRI
VWUHVV 1 2
  6HSDUDWLRQSRLQW
q IRUUHSDLUV
q PDUNHGE\WKUHHUHFHVVHV
DURXQGFLUFXPIHUHQFHRIH[
KDXVWSLSHÜ )LJ LQ
SDJH 
3 5

S26-0082

5HPRYLQJDQGLQVWDOOLQJSDUWVRIWKHH[KDXVWV\VWHP (GLWLRQ
SDJH 6
)$%,$  © 7',(QJLQH0HFKDQLFDO&RPSRQHQWV 

)LJ  ,QVWDOODWLRQSRVLWLRQRIGRXEOHFODPS

± )LWRQGRXEOHFODPSVSDFHGDERXWPPIURPWKH
PDUNLQJDUURZ

A S

1 2
A26-0129

)LJ  6HSDUDWLRQSRLQWDWH[KDXVWSLSH

± 6HSDUDWHH[KDXVWSLSHDWWKHVHSDUDWLRQSRLQWDUURZ
DWULJKWDQJOHVZLWKDERG\VDZHJ9$*  4
± :KHQLQVWDOOLQJILWUHSDLUGRXEOHFODPSEHWZHHQ
DUURZVDQG7LJKWHQLQJWRUTXH1P

7HVWLQJWKHFDWDO\VW
6SHFLDOWRROVWHVWDQGPHDVXULQJHTXLSPHQWDQG 1 2
DX[LOLDU\LWHPVUHTXLUHG 3
‰ 9HKLFOHV\VWHPWHVWHU9$*  
‰ /LQH9$*  $ % RGHU &
A26-0130

7HVWFRQGLWLRQV
” )XVH1RDUURZPXVWEH2.
” 7KHH[KDXVWV\VWHPPXVWEHWLJKWEHWZHHQWKHFDWD 11 17 23 31

O\VWDQGWKHF\OLQGHUKHDG
1 6 12 18 24 32
2 7 13 19 25 33

” &RRODQWWHPSHUDWXUHPLQLPXP& 3
4
8
9
14
15
20
21
26
27
34
35

” $OOHOHFWULFDOFRPSRQHQWVHJOLJKWVDQGUHDUZLQGRZ
5 10 16 22 28 36
29 37
KHDWHUPXVWEHVZLWFKHGRII
39 49 59
30 38
40 50 60

” ,IWKHYHKLFOHLVHTXLSSHGZLWKDLUFRQGLWLRQLQJWKHV\V 41 51 61

WHPPXVWEHVZLWFKHGRII 42 52 62
43 53 63
44 54 64

1RWH 45 55 65
46 56 66

7KLVGLDJQRVLVVKRXOGEHVXFFHVVIXOO\FDUULHGRXWRQO\LI 47 57 67

WKHGLDJQRVLVRIWKHODPEGDSUREHDJHLQJKDVEHHQFDU 48 58 68
S26-0079
ULHGRXWILUVWRIDOOÜ (QJLQH)XHO,QMHFWLRQ6\V
WHP5HS *U 

7HVWVHTXHQFH
± &RQQHFWYHKLFOHV\VWHPWHVWHU9$* 6WDUWHQ
JLQHDQGVHOHFWDGGUHVVZRUGÄ(QJLQHHOHFWURQLFV³
Ü (QJLQH)XHO,QMHFWLRQ6\VWHP5HS *U 
± 6HOHFWIXQFWLRQÄ%DVLF6HWWLQJ³DQGWKHQGLVSOD\
JURXS

(GLWLRQ 5HPRYLQJDQGLQVWDOOLQJSDUWVRIWKHH[KDXVWV\VWHP SDJH


6
 )$%,$  © 7',(QJLQH0HFKDQLFDO&RPSRQHQWV

± 'HSUHVVEUDNHSHGDODQGDFFHOHUDWRUVLPXOWDQHRXVO\
± (QJLQHVSHHGLVLQFUHDVHGDQGWKHUHDGRXWLQGLVSOD\
ILHOGVZLWFKHVIURPÄ7HVWRII³WRÄ7HVWUXQV³
6\VWHPLQEDVLFVHWWLQJŽ
&DWDO\WLFFRQYHUWHUWHPSHUDWXUHLQGLVSOD\ILHOGPXVWEH USP&7HVW2))
DWOHDVW&

± &RQWLQXHUXQQLQJHQJLQHXQWLOÄ&DW5RN³LVUHDGRXW
LQGLVSOD\ILHOG

1RWH
7KLVPD\WDNHDIHZPLQXWHV
,IÄ&DW5QRN³DSSHDUVLQGLVSOD\ILHOG

± ,QWHUURJDWHIDXOWPHPRU\Ü (QJLQH)XHO,Q
MHFWLRQ6\VWHP5HS *U 
± 5HDGRXWUHDGLQHVVFRGHÜ (QJLQH)XHO,Q
MHFWLRQ6\VWHP5HS *U 
± ,IWKHIDXOWPHPRU\KDVEHHQHUDVHGRULIWKHFRQWLQX
RXVYROWDJHVXSSO\RIWKHHQJLQHFRQWUROXQLWZDVLQWHU
UXSWHGWKHUHDGLQHVVFRGHPXVWEHUHJHQHUDWHG
Ü (QJLQH)XHO,QMHFWLRQ6\VWHP5HS *U 

,IWKHH[KDXVWHPLVVLRQWHVWIDLOVRULIWKHFDWDO\VWLVGDP
DJHG

± 5HSODFHFDWDO\VW
,IWKHVSHFLILFDWLRQÄ&DW5RN³LVDFKLHYHG

± 6HOHFWIXQFWLRQÄ(QGRXWSXW³DQGVZLWFKLJQLWLRQRII

5HPRYLQJDQGLQVWDOOLQJSDUWVRIWKHH[KDXVWV\VWHP (GLWLRQ
SDJH 6
)$%,$  © 7',(QJLQH0HFKDQLFDO&RPSRQHQWV 

 6HFRQGDU\DLUV\VWHP
)XQFWLRQRIVHFRQGDU\DLULQMHFWLRQV\V
WHP
7KHVHFRQGDU\DLULQMHFWLRQV\VWHPLQMHFWVDLUGRZQ
VWUHDPRIWKHH[KDXVWYDOYHVIRUXSWRVHFRQGVDIWHU
DFROGVWDUW FRRODQWWHPSHUDWXUH& 7KLVHQULFK
HVWKHH[KDXVWJDVZLWKR[\JHQLQLWLDWHVDSRVWFRPEXV
WLRQDQGWKXVVKRUWHQVWKHKHDWLQJXSSKDVHRIWKH
FDWDO\WLFFRQYHUWHU7KHV\VWHPLVDFWXDWHGE\WKHHQJLQH
FRQWUROXQLW-WKURXJKWKHVHFRQGDU\DLUSXPSUHOD\
-
$IWHUHDFKVXEVHTXHQWHQJLQHVWDUW XSWRDFRRODQWWHP
SHUDWXUHRIPD[& WKHVHFRQGDU\DLULQMHFWLRQV\V
WHPLVVZLWFKHGRQLQWKHLGOHVSHHGUDQJHIRU
VHFRQGV
7KHVHFRQGDU\DLULQMHFWLRQV\VWHPLVWHVWHGE\VHOIGLDJ
QRVLV

$VVHPEO\RYHUYLHZRIVHFRQGDU\DLULQMHFWLRQV\VWHP
  &RPELQDWLRQYDOYH
q UHPRYLQJDQGLQVWDOOLQJ 1
Ü SDJH 
  6HFRQGDU\DLUSXPSUHOD\
- 14
2
q LQHOHFWULFDOFHQWUHLQOHIWRI
GULYHUIRRWZHOO
  Ä2³ULQJ
q UHSODFHLIGDPDJHG
15
  3UHVVXUHKRVH
17 3
q FKHFNWLJKWQHVV 14
  $LULQWDNHKRVH
q IRUVHFRQGDU\DLUSXPS 13
  7RDLUILOWHU
16 4
  6HFRQGDU\DLUSXPSPRWRU
  1P
9
5
  1P
  %UDFNHW 12
q IRUVHFRQGDU\DLUSXPSPR
WRU
6
8
q DWWDFKHGWRLQWDNHPDQLIROG
  &RQQHFWLQJSOXJ
8 3
q SLQ
  %RWWRPSDUWRILQWDNHPDQL
IROG 11
  7RFRQQHFWLRQDWH[KDXVW 7
PDQLIROG 10 9
  1P
  &RQQHFWLQJWXEH
  ,QWDNHPDQLIROGVXSSRUW S26-0115
q ZLWKPRXQWIRUFRPELQDWLRQ
YDOYH

(GLWLRQ 6HFRQGDU\DLUV\VWHP SDJH


6
 )$%,$  © 7',(QJLQH0HFKDQLFDO&RPSRQHQWV

  *DVNHW
q UHSODFH

5HPRYLQJDQGLQVWDOOLQJFRPELQDWLRQ
YDOYH
VHHÜ :RUNVKRS0DQXDO2&7$9,$ON:(QJLQH
0HFKDQLFDO&RPSRQHQWV5HS *U 

6HFRQGDU\DLUV\VWHP (GLWLRQ
SDJH 6

You might also like