INTRA-DAY TRADE TO TOTAL FUND HOLDINGS (NOT INDIVIDUAL BASKET)

ARK offers fully transparent Exchange Traded Funds ("ETFs") and provides investors with trade information for all actively managed ETF
comprehensive lists of a day's trades for the ARK ETFs and exclude initial/secondary public offering transactions and ETF Creation/Rede
notifications are for informational purposes only. ARK offers fully transparent ETFs and provides trade information for all actively mana
any security. Trade notification files are not provided until full trade execution at the end of a trading day. ARK may not trade every day
trades are not comprehensive lists of a day's trades for the ARK ETFs and exclude initial/secondary public offering transactions and ETF
trades settle on a T+2 basis. These files represent an UNOFFICIAL, UNRECONCILED account, as all official accounting and custody proces
ETFs. Updated ARK ETF end of day holdings are available on ark-funds.com/investor-resources. The contents of this email and any corre
does not constitute, either explicitly or implicitly, any provision of services or products by ARK and investors are encouraged to consult
suitable for their investment needs. All statements made regarding companies or securities are strictly beliefs and points of view held b
or hold any security. Historical results are not indications of future results. Certain of the statements contained in this content may be s
and assumptions and involve known and unknown risks and uncertainties that could cause actual results, performance or events to diff
also involve risks and uncertainties described from time to time in ARK's filings with the U.S. Securities and Exchange Commission. ARK
information was obtained from sources that ARK believes to be reliable; however, ARK does not guarantee the accuracy or completene
do not necessarily) have financial interests in securities or issuers that are discussed. Investors should carefully consider the investmen
information are contained in the ARK ETFs' prospectuses, which may be obtained by visiting ark-funds.com. The prospectus should be r
investment in an ARK ETF. There can be no assurance that the ARK ETFs will achieve their investment objectives. The ARK ETFs' portfoli
ETFs can be found in the ARK ETFs' prospectuses. Additional risks of investing in ARK ETFs include market, management, concentration
ETFs are bought and sold at market price (not NAV) and are not individually redeemed from the ETF. ETF shares may only be redeemed
guarantee that an active trading market for ETF shares will develop or be maintained, or that their listing will continue or remain uncha
frequent trading may incur brokerage costs that detract significantly from investment returns. The information herein is general in natu
professional, an attorney or tax professional regarding the investor’s specific situation. ARK Investment Management LLC is the investm

FUND Date Direction Ticker CUSIP

ARKF 2021-03-12 Buy KSPILI 48581R205
ARKG 2021-03-12 Buy IONS 462222100
ARKG 2021-03-12 Sell PSTI 72940R300
ARKK 2021-03-12 Buy TER 880770102
ARKK 2021-03-12 Buy TDOC 87918A105
ARKK 2021-03-12 Buy BLI 084310101
ARKQ 2021-03-12 Buy DDD 88554D205
ARKQ 2021-03-12 Buy AONE G7000X105
ARKQ 2021-03-12 Buy ESLT M3760D101
ARKQ 2021-03-12 Sell TSM 874039100
ARKQ 2021-03-12 Sell DE 244199105
ARKQ 2021-03-12 Sell CAT 149123101
ARKQ 2021-03-12 Sell KMTUY 500458401
ARKW 2021-03-12 Sell NTDOY 654445303
OT INDIVIDUAL BASKET)
des investors with trade information for all actively managed ETFs. This file only reflects portfolio adjustments made by the ARK investment team. F
al/secondary public offering transactions and ETF Creation/Redemption Unit activity. Complete holding files are posted daily on ark-funds.com. *D
sparent ETFs and provides trade information for all actively managed ETFs. ARK's statements are not an endorsement of any company or a recomme
xecution at the end of a trading day. ARK may not trade every day. The time stamp of the email is the time of file upload and not necessarily the exac
nd exclude initial/secondary public offering transactions and ETF Creation/Redemption Unit activity. Additional files may be posted at a later time. M
ECONCILED account, as all official accounting and custody processes for the ARK ETFs are performed by BNY Mellon resulting in a daily Net Asset Val
com/investor-resources. The contents of this email and any corresponding attachment/s are for informational purposes only and is subject to chang
ices or products by ARK and investors are encouraged to consult counsel and/or other investment professionals as to whether a particular investme
mpanies or securities are strictly beliefs and points of view held by ARK and are not endorsements by ARK of any company or security or recommend
ults. Certain of the statements contained in this content may be statements of future expectations and other forward-looking statements that are ba
ties that could cause actual results, performance or events to differ materially from those expressed or implied in such statements. The matters disc
's filings with the U.S. Securities and Exchange Commission. ARK assumes no obligation to update any forward-looking information contained in this
e; however, ARK does not guarantee the accuracy or completeness of any information obtained from any third party. ARK and its clients as well as it
are discussed. Investors should carefully consider the investment objectives and risks as well as charges and expenses of an ARK ETF before investin
e obtained by visiting ark-funds.com. The prospectus should be read carefully before investing. An investment in an ARK ETF is subject to risks and y
s will achieve their investment objectives. The ARK ETFs' portfolios are more volatile than broad market averages. Detailed information regarding th
vesting in ARK ETFs include market, management, concentration and non-diversification risks, as well as fluctuations in market value and net asset v
ually redeemed from the ETF. ETF shares may only be redeemed directly with the ETF at NAV by Authorized Participants, in very large creation units
be maintained, or that their listing will continue or remain unchanged. Buying or selling ETF shares on an exchange may require the payment of brok
om investment returns. The information herein is general in nature and should not be considered financial, legal or tax advice. An investor should co
pecific situation. ARK Investment Management LLC is the investment adviser to the ARK ETFs. Foreside Fund Services, LLC, distributor.

Name Shares % of ETF

KASPI.KZ JSC 9199 0.0158
IONIS PHARMACEUTICALS INC 79806 0.0432
PLURISTEM THERAPEUTICS INC 22034 0.0012
TERADYNE INC 139619 0.064
TELADOC HEALTH INC 162624 0.1281
BERKELEY LIGHTS INC 50512 0.0112
3D SYSTEMS CORP 243893 0.213
ONE 1223 0.0004
ELBIT SYSTEMS LTD 17055 0.069
TAIWAN SEMICONDUCTOR MANUFACTURIN5700 0.0198
DEERE & CO 3800 0.0409
CATERPILLAR INC 20705 0.1345
KOMATSU LTD 12300 0.0114
NINTENDO CO LTD 97801 0.0908
 only reflects portfolio adjustments made by the ARK investment team. Files of trades are not
it activity. Complete holding files are posted daily on ark-funds.com. *DISCLOSURES: Trade
ARK's statements are not an endorsement of any company or a recommendation to buy, sell or hold
stamp of the email is the time of file upload and not necessarily the exact time of the trades. Files of
Redemption Unit activity. Additional files may be posted at a later time. Most ARK ETF portfolio
ARK ETFs are performed by BNY Mellon resulting in a daily Net Asset Value ("NAV") for the ARK
attachment/s are for informational purposes only and is subject to change without notice. This email
nd/or other investment professionals as to whether a particular investment management service is
are not endorsements by ARK of any company or security or recommendations by ARK to buy, sell
of future expectations and other forward-looking statements that are based on ARK's current views
lly from those expressed or implied in such statements. The matters discussed via this content may
o obligation to update any forward-looking information contained in this content. Certain
nformation obtained from any third party. ARK and its clients as well as its related persons may (but
s and risks as well as charges and expenses of an ARK ETF before investing. This and other
lly before investing. An investment in an ARK ETF is subject to risks and you can lose money on your
e volatile than broad market averages. Detailed information regarding the specific risks of the ARK
versification risks, as well as fluctuations in market value and net asset value ("NAV"). Shares of
th the ETF at NAV by Authorized Participants, in very large creation units. There can be no
ng or selling ETF shares on an exchange may require the payment of brokerage commissions and
ould not be considered financial, legal or tax advice. An investor should consult a financial
r to the ARK ETFs. Foreside Fund Services, LLC, distributor.