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On Ethnography: Storytelling or Science?

Author(s): Robert Aunger


Source: Current Anthropology, Vol. 36, No. 1, Special Issue: Ethnographic Authority and
Cultural Explanation (Feb., 1995), pp. 97-130
Published by: The University of Chicago Press on behalf of Wenner-Gren Foundation for
Anthropological Research
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CURRENT ANTHROPOLOGY Volume36, NumberI, FebruaryI995
? I995 byThe Wenner-Gren
FoundationforAnthropological
Research.All rightsreserved
OOII-3204/95/360i-0005$2.50

Historyis the studyof,the explanationof,thepar-


ticular as it reallyhappened in the past. Social sci-
On Ethnography ence is the statementof the universalset ofrules by
which human/social behavioris explained.
This is the famous distinctionbetweenidio-
graphicand nomotheticmodes of analysis, which
or Science?'
Storytelling are consideredto be antithetical.... Thoughunder-
taken separately,differently and fordissimilar(even
opposing)purposes,it would be fruitful forthe
by RobertAunger world of scholarshipto combine the two modes.
IMMANUEL WALLERSTEIN,
"World-SystemsAnalysis"

Thereare two basic analyticalapproachesin social research.The


first,usingformalmethods(e.g.,standardstatisticalanalysis),ag- A crisis of confidencehas recentlyarisen in ethnogra-
gregatesoverthe attributes ofindividualcases to determine the phy.As newergenerationsofanthropologists have revis-
influenceofabstracteffects on events.This approach,whichre- ited sites studied earlier by other ethnographers,dis-
sultsin correlations betweenvariables,is unableto provideade-
quate causal explanationsforwhathappensin particularcases. agreements about the interpretationof particular
The interpretive approach,in contrast,
or narrative aggregates cultureshave begun to occur. Previously,the authority
overeventsto tracethe causal development ofa singlecase. This of an ethnographicreportwas assumed to be, and effec-
typeofanalysiscannotbe made reflexive (i.e.,cannotaccountex- tivelywas, inviolate because of the lack of alternative
plicitlyfortheintersubjective natureofdata collectionproce- viewpoints on a particular cultural group. However,
duresin humanstudies).Thus each method,byitself,is problem-
atic.Therehave been a numberofattemptsto combinethetwo Freeman's(I983) widelypublicized attack on the valid-
approachesin a singletheoretical framework. However,because ityofMead's (i928) interpretation ofSamoan adolescent
theconstituent approachesare fundamentally different
in their sexuality vividly broughtto attentionthe possibility
ontologicaland epistemological stances,theproposedreconcilia- that differentanthropologistscould come to opposite
tionsremainforced.This paperoutlinesa strategy thatsequen-
tiallyutilizesbothapproaches, preserving theirindependent and conclusions about the same society.
complementary virtues,whileproviding formallinksthatallow This recognitionhas led ethnographersto examine
theresultsofone approachto informuse oftheotherdirectly. theirmethodsmoreclosely,subjecting"anthropological
It is hopedthatpracticeofthistwo-stepmethodwill dissipate thoughtitselfto ethnographicdescriptionand ethnolog-
some oftherecentdoubtsaboutthevalue ofethnographic field- ical understanding"(Scholte I974:437). In particular,a
work.
school critical of traditional ethnographyhas begun
looking at ethnographiesas texts to determinehow
ROBERT AUNGER iS NationalInstitute ofMentalHealthPostdoc-
toralFellowin Cultureand MentalHealthin the Committeeon these documentscreatean "objective" representation of
HumanDevelopment,University ofChicago(5730 S. Woodlawn otherlifewaysin the minds ofreaders(forexamples,see
Ave.,Chicago,Ill. 60637, U.S.A.).Bornin I955, he was educated Fabian I983,ManganaroI990, Marcus and FischerI986,
at theUniversityofSouthFlorida(B.A.,I976), theUniversity of Sanjek I990, van Maanen I988). I will call these critics
SouthernCalifornia(Master'sin UrbanPlanning,i982), and the
UniversityofCaliforniaat Los Angeles(Ph.D., i992). He has "textualists"because most of them draw theirinspira-
beena lecturerin theUniversity ofChicagoDepartmentofPsy- tion fromthe hermeneutictraditionoftextualcriticism
chology.His researchinterestsare culturalevolution,social orga- in the humanities.The generalupshot of the textualist
nizationin preagriculturalsocieties,theanthropology ofreligion, critique has been increased attention to the way in
culturalpsychology, and ethnographic and analyticalmethods. which the ethnographer'sfieldexperienceis translated
Amonghis publicationsare "The NutritionalConsequencesof
RejectingFood in theIturiForestofZaire" (HumanEcology2o: into an ethnographicreportand a new degreeof aware-
263-9i), "Sources of Variation in EthnographicInterviewData: ness about the way in which ethnographiesare con-
FoodAvoidancesin theIturiForest,Zaire" (Ethnology 33:65-99), structed.The textualistshave arguedthatclassic ethno-
"AreFoodAvoidancesMaladaptivein theIturiForestofZaire?" graphies incorporate linguistic devices that tend to
(JournalofAnthropological Research,in press),and,withRobert
and SexuallyTransmitted
C. Bailey,"Sexuality,Infertility, Dis- obscure the uncertain and personal nature of ethno-
ease amongFarmersand Foragersin CentralAfrica,"in Sexual graphicstatementsregarding particularfeaturesofsocial
Nature/SexualCulture,editedbyPaul R. Abramsonand Steven lifeor culturalbeliefin the groupunderstudy(e.g.,Clif-
D. Pinkerton (Chicago:University ofChicagoPress,in press). fordI983, Geertz I988). Because it is difficultto know
The presentpaperwas submittedin finalformi vi 94. whetherethnographicstatementsare based on anything
more than personal impressions,many ethnographies
i. I thankRobertBailey,Gillian Bentley,RobertBoyd,Malcoln are convincingonly to the degreethatthe ethnographer
Dow, andRichardShwederforcarefulreadingsofan earlierversioi has mastered rhetoric(as shown by the fact that the
ofthe manuscriptand AndrewAbbott,GillianBentley,Malcoln most respectedethnographers tend to be the best writ-
Dow, and AnneO'Neill forreadingthecurrentone. This researcl ers). The textualistsargue that once readersare aware
was supported fellowshipfromtheNationalIn
by a postdoctoral of the use of such linguisticdevices, ethnographicau-
stituteofMentalHealth,a NationalScienceFoundationDoctora
DissertationImprovement Grant,and grantsfromthe Universit, thoritycan no longerbe achievedby such methods(Bak-
ofCalifornia,theInstituteforHumaneStudies,and SigmaXi. ker i992:40):
97

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98 1 CURRENT ANTHROPOLOGY Volume 36, Number i, February1995

To summarizethe problemof anthropological of responses to the textualistcritique of "realist" eth-


knowledge[:]... socioculturalrealitypresentsitself nography,I arguethat a particulartwo-stepapproachis
to the anthropologistin fragmented bits and pieces. necessaryand sufficientto providea scientificexplana-
The outcome of fieldworkis verymuch dependent tion of processes affectingculturaldomains.
on the cooperationof the participants,on manyun-
controllablepracticalfactors,and on the personal
whose own sociocul-
qualities of the anthropologist, Reflexivity,Formal Methods,
turalframeworksubstantiallyscreensthe knowledge and Methodological Situationalism
thathe produces.This all implies that the knowl-
edge producedin the fieldis necessarilyincomplete, The textualist critique has substance; ethnographers
distorted,tentative,speculative,and thus essentially cannot simplyproceed as before.Any responseto this
contestable.When put down in writing,this knowl- critiquewhich purportsto resultin a scientificapproach
edge cannot be separatedfromthe way it is pre- to ethnographicdescriptionmust thereforemeet both
sentedin the text.In lightof the absence of "hard" the textualistchallenge and the requirementsof scien-
criteria,a lack of independentinformation, and a tificanalysis.
body of generallyaccepted anthropologicalknowl- First,we must acknowledgethebruntofthetextualist
edge,this raises the question of to what extentplau- critique:because ofthe interpersonalnatureofdata col-
sibilityequals rhetoricaland stylisticpersuasion. lection in human studies, ethnographicresearchmust
Many textualiststhereforeclaim that the classic in- be reflexive.This somewhatslipperytermrose to promi-
terpretation of ethnographicdescriptionsas "objective" nence in the wake of the Freeman/Meaddebate over
representations of otherways of lifemust be abandoned ethnographicpractice,when it was recognizedthat the
altogether(e.g.,Marcus I986). How, then,can new gen- reader'sabilityto interpretthe quality of ethnographic
erationsofethnographers reporton theirstudiesofother statementsmust be increasedby clues to the originand
cultures? natureof ethnographicstatementsprovidedin the eth-
At minimum,it is clear that ethnographerscan no nographicdocumentitself."Reflexiveknowledge,then,
longerobscurewhethera statementis a literal,unedited containsnot only messages, but also informationas to
transcription of an informant'sspeech,a "freeindirect" how it came into being, the process by which it was
translation(SperberI985) of what an informantsaid, or and Rubyi982:2).
obtained"(Meyerhoff
the ethnographer'sown opinion. The textualistcritics However, because my goal is to develop a scientific
have suggested that ethnographicmaterials should approachto ethnographicresearch,I use the termsome-
thereforebe presentedin the formin which theywere what differently fromthe textualists,who have tended
elicited.Forexample,Marcus and Fischer(i986) and Ro- to believe thatrecognitionof the variablequalityofpri-
saldo (I989) advocate an "experimentalethnography" marydata requiresan abandonmentof analysis in favor
that juxtaposes in the document autobiographicalre- ofthe "honest" (i.e., unmanipulated)presentationofba-
counting of fieldworkexperiences,multiple narrative sic materials. Reflexivityforthem consists in the pre-
voices,transcriptions ofhistoricaltexts,and so on. Since sentation of "raw" ethnographicmaterial, which in-
the constructionofthe documentreflectsthe inherently volves the reader more closely in the ethnographic
fragmentary nature of the object it is to represent,this experience.However, a readerlacking firsthandexperi-
pastiche of primarymaterialsshould jar the readerinto ence with the groupunderstudycannot supplythe eth-
an unconscious acknowledgmentof the variable condi- nographer'sinsight.Therefore,the ethnographer cannot
tions under which such materialshave been produced simply leave the reader to contributethe analysis but
(e.g.,Marcus I986:I68). The ethnographer, havingpub- has the obligationto interpretethnographicmaterials.3
lished all of this materialin relativelyundigestedform, As a consequence,I emphasizereflexivity as an aspect of
leaves readersto come to theirown conclusions,prefera-
bly througha sympatheticemotional responseinspired
by the experienceofreadingthe ethnography (e.g.,Tyler mineswhatconceptsarerelevantto thatdomain(MilesandHuber-
I986). In effect,the textualistscontendthat because of man I994:i6). In ethnography this requiresthatthe set of emic
the intrinsicallyinterpersonalnatureofall human stud- categories(includinglinguistically
unmarked ones)relevanttothat
ies, a scientificapproach to ethnographyis impossible domainbe elicited.Ethnoscientific methods(Wellerand Romney
i987) can be used forthispurpose.I am not concerned herewith
(Clifford and Marcus I986). Is this direconclusionreally theresearchdesignsteporwiththefinalstepin research, interpre-
necessary? tation,whichis necessarilyindividualized.
I argue that it is not. To bolsterthis argument,I de- 3. Textualistsoftenincludefirsthand narrativesas someportionof
velop in this paper a rigorousapproachto the analysis theirethnographic account,placedside by side withothertextual
ofprimaryethnographicdata.2Having examineda series material,in ordernot to privilegethe ethnographer'sviewpoint.I
argue,on thecontrary, thattheethnographer's interpretations
are
privilegedbecauseoffirsthand acquaintancewiththesubjectmat-
terofthereport.Ifa reflexive approachis used,readersarenever-
2. Wolcott(I994) arguesthattherearethreestagesin theresearch thelessable to determine independently on whatbasis interpreta-
process:description, Butthereis also tionsare made and henceto whatdegreetheywill concedethose
analysis,and interpretation.
a previousstep of researchdesign,duringwhich the researcher interpretations. As a result,theethnographer's pointofview does
definesa domainofresearch, a goalorresearchquestion,anddeter- notprecludeor preemptthoseofreaders.

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AUNGER Ethnography:Storytellingor Science? I 99

analysis ratherthan ofpresentationin the ethnographic cult forreadersto comparealternativeclaims about cul-
documents.4 tural facts,a problem made obvious by the Freeman/
In particular,I argue that analysis can be undertaken Mead debate (for overviews see Holmes I987, Caton
in ethnographyas long as analytic methods explicitly I990, Foersteland Gilliami992).
take into account the means by which the data were Data qualityis typicallymeasuredin termsofits reli-
collected.Thus, analysismust allow forthe factthatthe ability.I will adoptWhite's (I990: i o) definitionofreli-
data elicitationprocess itself,as well as circumstantial abilityhere: "Reliabilityconcernswhat is repeatablein
aspects of the data collection situation,can influence measurement,such as different measuresofan attribute,
what informantssay or do. The fact that social action or different repetitionsof the same measure of an attri-
is intersubjective requiresa considerationofmanyinter- bute. It is a genericconcept,referring to the accuracy
personalinfluencesas well as otheraspects ofthe situa- (equivalenceand stability)ofmeasurementwithina par-
tionat the time ofobservation.I therefore maintainthat ticularcontextofreplication,includingboththepopula-
it is necessaryto specifyfullythe contextof the data tion studied and those engaged in doing the study."
collectioneventin the analysisthroughmethodological From this perspective,reliabilityis a measure of how
situationalism (Knorr-CetinaI98I). This second crite- likely it is that similar conditionswill give rise to the
rion foran acceptable ethnographicapproach,a situa- same observation.White argues that this is a function
tionalist perspective,acknowledges that human social not just of the phenomenonbeing observedbut of the
behavioris contextualizedboth in time and space and effectobservationitself has on the nature of what is
withrespectto the simultaneousaction ofotherindivid- observed.This is similarto the textualistcriterionthat
uals. Methodological situationalism can be distin- ethnographic representationreflecttheinterpersonal na-
guished from methodological individualism, which tureof fieldwork.
holds that no phenomena emerge in the context of a Since most ethicalobservationsofpeople involvesub-
social interactionthat cannot be reducedto the charac- jects' being aware of probes for information,observa-
teristicsof the individualswho partookin thatinterac- tions on such subjects are likely to reflectthe factthat
tion (Rhoads I 99 I: I I 8). It is also distinctfrommethod- theythemselveshave at least partialcontroloverwhat
ological collectivism, which argues that referenceto is observed.The methodologicalproblemin the human
individualmental constructsor behaviorsis superfluous sciences thereforeconsists in isolatingthe effectof the
because humans are merelythe passive instrumentsof observerfromwhat is observedwithin the situational
social-structural
processes (Ritzer I992:79). Where contextdefinedabove. For this purpose,an "impartial"
methodologicalindividualism allows only for human intermediary is required.This is a functionthatformal
agencyand methodologicalcollectivismonly forsocial analyticalmethodsare designedto handle.A thirdcrite-
institutionaldetermination,methodologicalsituation- rionis therefore thatformalmethodsbe used to analyze
alism allows forboth. It "locates knowledgeneitherin data. Such methodsinclude any procedurewhich looks
someone's head, as solipsistsdo, nor in an externaland forpatternsin data and has an outcome not predeter-
observer-independent universe.. . as objectivistsor nat- mined by the investigator.Fulfillmentof these criteria
ural scientists. .. insiston, nor in text,as manyherme- almost always involves some formof reductionof the
neuticiansand discourseanalystsargue,but in an essen- originalcomplexityof the data. Mere managementof
tially circular social practice involving perceiving, data is thus not a formalmethod by this definition.A
thinking and acting (including languaging) beings" dominanttypeofformalmethodis quantitativeanalysis
(Krippendorff
I99I:II5-I6). using standardstatisticalmodels. However,this defini-
My requirementthat an approachbe scientificplaces tion would also include a varietyof exploratorydata
additionalconstraintson ethnographic practice.A scien- analysis and some data presentation methods (e.g.,
tificstudymust meet two methodologicalcriteria:the graphicdisplaysof spatiallyrepresenteddata). All such
researchermust use (and report)an explicitmethodfor methods are analytic in the etymologicalsense: cases
making inferencesfromprimarydata and a means of are brokeninto theirconstituentpartsbut onlyin order
assessingthe natureand quality of data priorto the in- to explain the ways in which theyfittogether;interpre-
ferencestep.5 Otherwise, inferencesare made froma tationis requiredto understandwhyonlycertainamong
flimsy foundation that may affect the conclusions the possible configurationsof parts are realized in the
reached.Unless such steps are takenin thepresentation world.
of ethnographicmaterials,it becomes extremelydiffi- Formalmethodsbased on an explicittreatmentofthe
situationin which data collection occurs can actually
take advantage of the intersubjectivenature of social
4. Anotheraspectofreflexivity-heightened consciousnessabout
personalexperience through self-reflection theeth-
priorto writing events.As longas the collectionprotocolfeaturesa vari-
nographic account-is notexcludedeitherbymyinterpretation or etyofrelationshipsbetweenobserversand subjects,sim-
bythatofthetextualists. ilar (i.e.,replicated)eventscan be compared.This allows
5. "Primary data"willbe takenas anyinformation directlyelicited the analyticalprocedureto distinguishthose aspects of
frominformants, whetherresponsesto questions(whichmayin- eventsdue to social interactionsthemselvesfromthose
cludereportsofbehaviorat othertimesandplaces)ordirectobser-
vationofinformants' behavior.I meanto excludefromthisdefini- due to backgroundconditions (i.e., nonsocial causes
tionanyfirst-orderinferencethatmightbe containedin fieldnotes, such as physical aspects of the world at the time and
as well as thenotionthatprimary data are themselves"text." the privatemotivationsof the participants).Since the

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IOO I CURRENT ANTHROPOLOGY Volume 36, Number I, February1995

way in which the elicitationprocess itselfbiases obser- aographies" (Wolf I992:I36). Their argumenthas pro-
vations is ascertained,the observedphenomenonis ef- zeeded on the implicit assumption that ethnographers
fectivelydivided into its observer-or situation-derived 3houldcontinue to rely on participantobservationand
and subject-basedaspects.6 the interviewingof key informants.As a result, the
Through the use of such methods, ethnographers 3earchforsolutionsto the problemof ethnographicrep-
(much less readers)need not infersignificantpatterns resentationhas been unnecessarilylimited. But if, for
and processes directlyfrom undigested data. Formal =xample,standardstatisticalmodels are to be used, sam-
methodscan assist in the interpretation of data through ple sizes sufficientto allow the statisticalisolation of
theirabilityto discriminatepatternsin complex data- the various factorsassumed to cause the phenomenon
sets. Such methods forceresearchersto deal with the :f interestmust be collected. Variabilityin each of the
output of a determinantprocedureand to bringabout Eactorsidentifiedby the particularspecificationof the
some conformity betweenwhat theprocedurestell them lata collection situation must also be introducedinto
and what theirexpectationssuggestedpriorto the analy- thedata collectionprotocolin orderto isolate the influ-
sis, althoughthe typesofpatternsto be soughtare deter- :nce ofthosefactors.In the case ofinterview-based data,
mined by the researcher,guided by theoreticalexpec- thismeans, forexample,the use of multipleinterview-
tations and the ethnographicinsight gained through -rs.Thus, the reflexiveanalyticalapproachcombines(i)
personalexperiencein the field. the introductionof variabilityinto each aspect of the
Thus, at minimumthreecriteriamust be met by any datacollectionprotocol,(2) multivariatestatisticalanal-
approach to ethnographicresearch that is consistent ysis (to isolate the many aspects of the data collection
with both textualistconcernsand scientificstandards: 3ituationthat can influenceobservations),and (3) the
analyticalmethods must be both reflexiveand formal, [ncorporation ofelicitationeffectsinto the analysis (i.e.,
and the frameworkforanalysis must be situationalist. reflexivity).
An example will make the qualities of the reflexive
analyticalapproach clearer. In a study of food-related
Science: The ReflexiveAnalyticalApproach beliefsamonghorticulturalists and foragerslivingin the
[turiForestof northeasternZaire (AungerI994a), inter-
What I call the "reflexiveanalytical" approach,because views were repeated on 65 informantsusing different
of its emphasis on reflexivityin an analyticalapproach :ombinationsofinterviewers, in all cases employingthe
to ethnographicdescription,is based on the concept of 3ame structuredinterviewformat.Some of the inter-
a "data collection situation." This concept providesa viewerswere members of the local population. Infor-
situationalistfocus forthe developmentof appropriate mnants were questionedwith respectto theirfoodavoid-
data collection methods and analysis. For example, in ances concerning I40 differentanimals. I used the
the case of interviewing,the data collection situation reflexiveanalytical approach to develop a multivariate
involvesa recognitionthat thereare two active partici- modelthatwas thenestimatedusinglogisticregression.
pants,the interviewerand the informant(each ofwhom rhis allowed me to partitionthe likelihood that an in-
has a number of relevant characteristics),nonrandom Eormantwould make differentresponses to the same
contextual factorssuch as emotional holdovers from luestion (whichhappenedin about 2o% of cases) to the
previoussocial encountersbetweenthe interviewerand Eollowingfactors: I4% to interviewereffects,I3% to
informant, and morerandomfactorssuch as theweather interactions betweeninformantand interviewercharac-
(BriggsI986, Mishler I986). Responses to questions can teristics,and 73% to aspects ofinformant cognitivevari-
thenbe modeledas theresultofa wide varietyoffactors, ition (53% to knowledge-basedcognitive variability,
rangingfrominformants'privatebeliefsto theirstrate- r9% to reasoningor ability-baseddifferences between
gic decisionmakingabout whetherto revealtheir"true" informants, and i % to memoryor recall effects).7 A par-
opinions,miscommunicatedmeanings,and more spuri- ticularlyintriguingresult was that, despite language
ous influencessuch as distractingeventsin the vicinity luency and a year of previous field experience,I per-
of the interview. Eormedless reliablythan the native interviewers,sug-
If ethnographicdata analysis is to rely on formal gestingthat culturalbackgroundis an importantdeter-
methods,then data collectionproceduresmust in most minantof the abilityto elicit replicableresponsesfrom
cases themselveschange to reflectthe requirementsof informants. I also foundthat the reliabilityof different
such methods.Unfortunately, duringthe recentbout of luestions was the single most importantdeterminant
self-examinationby ethnographers, little attentionhas Dfvariabilityin ethnographicinterviewresponses(36%,
been directedto data collection methods.The textual- :onsidered to reflectvariabilityin informantknowl-
ists' solutions involve "not . . . betterways of doing -dge).Finally,the overall significanceof the statistical
fieldwork,but different(better?)ways of writingeth- modelsindicated that a considerableproportionof the
variabilityobservedin responseswas not explained.by,
the model. This suggests that unspecifiedsituational
6. Somewillarguethatthisdivisionis an abstractone,thatevents-
in-the-worldcannot be disaggregated along such lines except
throughsuch artificialmeans as a statisticaltest. This is true
enough,but,as I will arguelater,it is a necessaryfirststepin the 7. Valuesquotedhereare averagedforthetwotypesofdifferences
processofisolatingthe causal processesofrealinterest. in Aunger(I994a).
in responsesdistinguished

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AUNGER Ethnography: or Science?I IO
Storytelling

factorswere also importantinfluenceson informantre much more "expensive" than traditionalethnographic


sponses. In fact,everysituational factorconsideredb' research. It is true that the approach includes some
the reflexiveanalytical approach was clearlyindicates novel elements(e.g.,use ofmultipleobservers)thatcan-
as being significantin this study.8 not be avoided. However,largersamples become neces-
Basingthe reflexiveanalyticalapproachon a data col saryonlyas the numberoffactorsto be analyzedsimul-
lection situationmakes it easily generalizableto a vari taneouslyincreases,and randomsamplingis necessary
etyofdata collectiontechniques.Forexample,responses only if the ethnographer wants to generalizeresultsto
to a writtenquestionnairecan be seen as formallyequiv a largerpopulation(represented by the sample) or to use
alent to a social interactionwith a "passive" inter methodswhich assume an underlyingdistribution(i.e.,
viewer, since the researchereffectivelyserves as ai parametricstatistical techniques such as generalized
"interviewer-once-removed" when devising the ques linearmodels).Ethnographers may simplywish to deter-
tionnaire.Further,little modificationof the approacl mine what can be said about the sample itself,in which
would be necessary to deal with ethological behavio. case nonparametricstatisticaltechniques(i.e., testsnot
observations
(TinbergenI 9 5 I, LorenzI 9 5O) ortimeallo based on restrictiveassumptions concerningvariable
cationstudies(GrossI984, JohnsonI975), since sucl distributions)can be used. These techniques make the
proceduresinvolve directobservationand hence socia reflexiveanalyticalapproachmore readilyapplicable to
interactionbetween the researcherand the subject al the kinds of data traditionallycollected by ethnogra-
the time of sampling.The only kind of data collectiot phers.
procedurenot readilyamenable to treatmentusing th( Further,the power and varietyof available nonpara-
reflexiveanalyticalapproachis ad hoc methodssuch a, metrictechniqueshave recentlyincreasedsignificantly
participantobservationwhich do not involvereplication with the developmentof computer-intensive random-
of at least some aspects of observations. izationprocedures(EdgingtonI987). These methodspro-
Data collectedusing a givenregimemust thenbe ana vide significancetestsfordata thatwere collectedwith-
lyzedin a fashionthatdiscriminatesbetweenthepurel, out referenceto particularsamplingmethods(although
methodologicalvariabilityin observationsand those as the resultingtest values are specificto the sample). Be-
pects that are representativeof the subject. This wil cause no referenceis made to specificgeneratingpro-
generallyrequireuse of statisticalmethodsfordata re cesses forthevariableofinterest,the distributionofval-
duction. Qualitative analytical methods which simpll ues must be foundempirically.Computersare generally
representdata-including taxonomictrees,sociograms used to permutedata values randomlyin orderto gener-
and otherdiagrammaticforms-cannot characterizeth( ate a new dataset of equal size. The relevanttest value
contextin which the data were collectedas a constrain, is calculated forthis new dataset. These steps are then
on the outcome ofthe analysis.While thereare rigorous repeateda sufficiently largenumberoftimes to produce
rules for producingsuch representations,neither th( an adequate sample of test values. Finally,the signifi-
identitiesof observersnor otheraspects of the data col cance ofthe testvariablecan be calculatedas thepropor-
lection situation can be made to appear as representa tion ofgeneratedvalues thatfallto one or the otherside
tional elements. of that measuredin the dataset actually observed.
As in the example mentionedabove,thereflexiveana Randomizationproceduresare a fundamentalaspect
lyticalapproachcan be formalizedusinggeneralizedlin. of combinatorialassignment methods, an integrative
ear models (see McCullagh and Nelder I989). These frameworkfornonparametricdata analysis that consti-
models extendwell-knownlinearregressiontechnique! tutes an alternativeto standardstatisticalanalysis (Hu-
and analysis of variance to logistic regressionand log- bert I987). The simplest formulationin this suite of
linear models, as well as multivariatedummy-variable techniques,the linearassignmentmodel,can be used to
regression(Del Pino I989). The reflexive analytical compare data vectors (i.e., stringsof data values). The
approachcan also be easily implementedusing hierar. classic vector comparisonproblem is determiningthe
chical linear models (Bryk and Raudenbush i992, correlationor covariationbetweenvariables(as in analy-
GoldsteinI987, Hox and KreftI994) and less familiai sis ofvarianceor the nonparametricKruskal-Wallistest)
data reductiontechniquesforcategoricalvariablessuch or betweensamples of the same variable(e.g.,the t test
as loglinear models and optimal scaling (see Agrest: or the Mann-Whitneytest). The linear assignment
I990, GifiI990, Wellerand RomneyI990). model thus coversmuch ofthe same groundas standard
In many cases, however,ethnographers have not col. nonparametrictests and generalizedlinear models.
lectedlargesamples (i.e., over ioo observations)ofrepre. The quadraticassignmentmodel is an excitingdevel-
sentative data that would be amenable to treatmeni opment because it provides significancetests for the
with standard multivariate statistical methods. This structuralsimilaritybetweendifferent two-dimensional
may suggestthat implementationof the reflexiveana. data matrices(fullysatisfactory parametricmethodsfor
lytical approach is restrictedin its applicabilityand comparing matrices have not been developed). This
method providesa measure of the degreeof similarity
between the association patternsseen in two or more
to treatthesefactorstogether
8. It is important in orderto deter-
minetheirrelativesignificance in a givencase. Formoresubstan- distance matrices. Quadratic assignmentcan thus be
tive analysesusingthe reflexiveanalyticalapproach,see Aunger seen as a generalizationof the chi-squaretest, which
(I994a, b; n.d.). looks fornonrandompatternswithina data matrix(i.e.,

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I021 CURRENT ANTHROPOLOGY Volume 36, Number i, February1995

an association between categories of two variables). ment of scientificapproachesto the descriptionof cul-
Methods forfindingsimilaritybetween the structural turalgroupscannotbe takenas a necessaryconsequence
patternsin higher-dimensioned matricesare also avail- ofthe demise of "objective" ethnography.
However,the
able. In general,these combinatorialassignmentmeth- widespreadflightofmany culturalanthropologists from
ods use the resamplingproceduresdescribedabove to formalmethods suggeststhat a more profoundbut un-
generatemultiple derived datasets on which the rele- statedcriticismofscientificapproachesexistswhichthe
vant statisticaltest is performed.This will produce an reflexiveanalyticalapproachmay not address.Are there
empirical distributionof test values fromwhich the othercharacteristicsof standardscientificpracticebe-
likelihoodof the observedvalue can be determined.
These computer-intensive approaches-made feasible
by recentincreases in affordablecomputerpower-are ingaccountoftheeffects oftheresearcher andtheresearchstrategy
on the findings thathave been produced."In theirview,theonly
both more general and more realistic formost ethno- difference betweenpostpositivism and its progenitor, positivism,
graphicdata than the generalizedlinear model because is its acknowledgment thatthereality"out there"cannotbe com-
they allow the rigorousanalysis of complex problems pletelyapprehended or understood, so thatthe researcher should
that would be difficultor inappropriateto treatunder becomesensitiveto observation effects.Marcus(I994:569) argues
standarddistributionalassumptions.Further,an impor- thatthis conceptionof reflexivity as observerbias is inadequate
because it is merelya confessionalist frameforstandardethno-
tant virtue of these "permutation"approachesis that, graphies;althoughexperiential, it is notproperly contextualized.
unlike nonlineartechniques such as clusteranalysis or Althoughreflexivity has been expressedhereas a formofbias,it
scaling,theyprovidea means to assess the likelihoodof is quite different fromthe reflexivity-as-personal-bias associated
observedoutcomes. withpostpositivism. That sortof bias is consciouslyrecognized
and reported by theresearcher as a kindofcaveatwithrespectto
Any such statistical modeling has several virtues resultsreachedpriorto or independently ofthereflexive act. The
when applied to ethnographicresearch.First,a natural reflexive analyticalmeasureofbias,in contrast, is foundbya for-
interpretation ofreliabilityis builtinto such procedures. mal modelingtechnique,not by introspection, and is fullyinte-
Reliabilitycan be measured as the likelihood that an gratedintotheanalysisratherthanremaining a subjectiveorexpe-
observationwill be repeated,which, in turn,is a func- rientialoverlayto the quasi-objectivetreatmentof data. The
reflexive analyticalapproachcan contextualize eventsin a variety
tion of the probabilitythat the observationwas correct ofways(depending on whatfactorsareidentified in themodel),so
the firsttime (i.e., not due to measurementerror).Since that the researchercan determinehow individualcases deviate
specifyingthe criteriaforrepeatabilityof the recorded fromexpectedoutcomesbecause of the influenceof each effect
event is what permitsassessment of the probabilityof impinging on the observedsituation.For example,the natureof
theinterpersonal "chemistry" whichlies at thefoundation ofin-
measurementerror,the estimationofan appropriatesta- tersubjectivity in thehumansciencescan be elucidated.
tisticalmodel,when reflexive,accomplishesthe goal of Marcus(I994:572) himselfprefers a reflexivitythatis "positional
determiningdata reliability.Second, throughthe use of and locational.""Locational"means thatthe ethnographer's ap-
reflexivestatisticalmodels, a formof validationof the proachis locatedwithrespectto alternative interpretations based
researchcan be achieved.Validationis a questionnot of on different sociopoliticalagendas. This contextualizationis
achieved"througha keen sensitivityto the complexoverlayof
measurementbut of appropriateness:does the variable related,butdifferent, accountsofalmostanyobjectofethnographic
in question measure what theorysuggestsis the factor interest"(MarcusI 994:5 7 I)-in particular, previousethnographic
of interest?By excludingconfoundingfactors,the con- accountsof a particularculturalgroupor the topic'sdisciplinary
text of assessment is constrained,and questions about history. In feminist research, positioningis associatedwithstand-
pointepistemologies (e.g.,HartsockI983, SmithI989). Although
the legitimacyof the variable measured are reduced. inpracticepositioning is oftenreducedto essentialistic confessions
Thus, specifyingthe experimentalconditionsforrepli- (e.g.,"I am a white,Jewish,middle-class, heterosexualfemale"),
cation can providethe basis forvalidation of measure- theideal is to describeindividuated personalexperiencewithina
ment as well. The investmentrequiredto complete a particular materialand social situation(oftenas partofor leading
reflexiveanalytical ethnographyis not trivial.The re- to a marxistsocial critique).Standpointfeministresearchis lo-
cated,but only"locally,"since it is impossibleto encompassthe
flexiveanalytical approach certainlyrequiresmore de- universeofcontext;all knowledgeis necessarilysituatedandpar-
tailed data than usual in traditionalethnographicprac- tial (Marcus I994:572). I would argue that the analytical reflexivity
tice, and fieldworkis reformulatedto some extent. advocatedhereprovidesthepositionaland locationalinformation
Nevertheless,the resultsof the empiricalstudyon food associatedwiththe qualitativeapproachesfavoredbymanyfemi-
nists,criticaltheorists,and advocatesofculturalstudies.
avoidances mentionedabove suggestthat the complete Further,Marcus(I994:572) arguesthatHaraway's(i988) intellec-
specificationofthe data collectionsituationis necessary tualprogram is particularly
boldandlaudablebecauseit aspiresto
to determinethe quality of primaryethnographicdata. more-than-local positioningbydefining "a space ofjuxtapositions
Because this approachis reflexive,it satisfiesthe ex- andunexpectedassociationsformedbya nomadic,embeddedana-
plicit demands of the textualistcritique of traditional lyticvision constantlymonitoring its locationand partialityof
perspectivein relationto others."This seemsan accurateifpoetic
ethnographicpractice and thereforerepresentsan ad- descriptionofthereflexive analyticalapproachas well: embedded,
vance over earlierpractice.9As a result,the abandon- analytic,located,partial.Not only does the reflexiveanalytical
approachcapturetheexperimentalist ethnographers' multivocality
through theuse ofmanyobserver-observed pairings,butthesedif-
9. Doubtsmayremainaboutwhetherreflexivity as treatedin this ferent"partialities"are themselvessituated:each voice is posi-
meantin theiruse ofthis tionedrelativeto the othersin an overallspace definedby a set
paperis whatthe textualistsoriginally
term. Denzin and Lincoln (I994:480), following Hammersley ofbiases.This providesthe reflexive analyticalapproachwithan
(i992), wouldprobablycharacterize notionhereas overarching
the reflexivity framesimilarto Haraway'sjuxtapositioning, although
becauseonly"internally
"postpositivist" in termsoftak- not dependenton theresearcher's
reflexive consciousorganizing abilities.

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AUNGER Ethnography:
Storytelling
or Science?I I03

which undercutits
sides lack of attentionto reflexivity vidualized historiesof transformation:theycan change
utility?Indeed thereare. qualitativelyby dying,gettingmarried,or givingbirth;
theycan also have interactionswith othersuch individ-
uals thathappenin time and space. None ofthisis possi-
Contra Science ble in analyses based on the generallinear model that
dominatesthe social sciences. However,manyformsof
In the late I98os, a numberofsociologists(AbbottI988, social theoryhave now come into conformity withprac-
Abell I987, Ragin i987) developed a profoundcritique tice: the issues considered importantby theoryhave
ofstandardstatisticalmodelingwhich identifiedserious come to be those which statisticalmethodsare capable
deficienciesunderlyingany approachbased on the use of addressing;those aspects of realitynot amenable to
ofabstractvariables.In particular,the use oftypicalsta- quantificationare now discountedby social theory(see
tistical procedures like the generalized linear model also Ragin I987:67; Sayer i984:i60).
leads to a viewpointwhich Abbott(i988) calls "general As a consequence,forthese sociologists,the ontology
linearreality,"characterizedby a numberoflargelyun- of general-linear-reality-basedscience is depauperate:
recognizedbut unrealistic assumptions (Abbott i992: thereare no identifiableindividualsactingin a material
433-34): world.An importantconsequence is that the notion of
causation derivedfromgenerallinearrealityis also im-
i. The social world is made up of fixedentities
poverished.Abell (i987:IO, citing Harre I970) argues
with varyingattributes(demographicassump-
that,in effect,variables are grantedontological status
tion).... as causal forceseven thoughtheymay be indices con-
2. What happens to one case [e.g.,individual]
structedfrom disembodied attributes.General-linear-
doesn't constrainwhat happens to others,tempo-
reality-stylemodels "attributecausality to the vari-
rallyor spatially(casewise independenceassump-
ables-hypostatized social characteristics-ratherthan
tion). to agents;variablesdo things,not social actors" (Abbott
3. Attributeshave one and only one causal mean-
I992:428). Thus generallinearrealityensuresthatmost
ing withina given study(univocal meaningassump-
models of social processes allow no interactionsbe-
tion). tween individuals: they are, in effect,asocial and ide-
4. Attributesdetermineeach otherprincipallyas alized.
independentscales ratherthan as constellationsof at-
Perhapsan even more importantproblemforgeneral
tributes... (main effectsassumption)....
linear realityis its inabilityto deal with multivalent
5. Things happen in discretebits [oftime] of uni-
meaningswithin a single analyticframework(assump-
formlengthand are not aggregatedinto overlapping
tion 3 fromAbbott's list quoted above). Ragin (i989:
"events" of varyinglength(continuityor uniform
374-75) arguesthat this violates a numberof aspects of
time-horizonassumption)....
social reality:(i) "causal conjunctures"(combinations
6. The orderin which attributeschange does not
ofcauses resultin qualitativelydifferent outcomes than
influencewhat changes occur; all cases followthe
the constituentcauses produce when acting alone), (2)
same "causal narrative"or model (nonnarrativeas-
"causal heterogeneity"("differentcauses combine in
sumption).
different and sometimes contradictory ways to produce
In essence,generallinearrealityassumes thatindivid- roughlysimilaroutcomes"), and (3)"outcome complex-
ual cases can be disaggregatedinto sets of attributes, ity" (outcomesthemselvescan be substantivelysimilar
each ofwhich can be treatedindependently. These attri- yet have differently related internalaspects that make
bute sets are placed in an abstract,artificialalignment them unique). In quantitativeresearch,concepts take
with one another,move in lockstep througha "space" the form of distinct variables ratherthan themes or
withouttime or distance,are subjectedto similarpro- motifs as in interpretiveethnography.Because each
cesses of alteration,and react to these processes in ex- variable is a unidimensional construct,relationships
actlythe same way. Since cases with particularcombi- betweenvariablescannotbe complex (e.g..,can be sum-
nations of attributesdo not exist in this conceptual marizedas simplecorrelations).Advocatesofqualitative
space, the units of analysis cannottransform into quali- approachesbelieve that in the process of transforming
tativelydifferent things duringthe analytical process, informantresponsesor behaviorinto variable codes for
norare anyunits added to or subtractedfromthe model. statisticalanalysis,somethingintangiblebut important
Outcomes cannotbe sequence-dependent, because there is lost: "context"and "meaning."This failingformsthe
are no temporalstepsin the analysis: a case's value after foundationofmanycritiquesofquantitativemethodsin
havingjumpedto the nextanalyticaltimeframeis com- general (Abbott I988:I76). Where the general-linear-
pletelydeterminedby its previousstate. realityapproachsees in the social world "causal forces
Abbott(i988:i8i) also arguesthatthe now long-term thatpush on otherforcesin a terrainremovedfromhu-
use ofstandardstatisticalmethodsin the social sciences man activity" (Abbott I992:432), any researchercon-
has led to changes in researchers'theoreticalviews. cerned with historyor narrativesees social processes
Many classical social theorieshold thatsocial processes as the resultof interactionsamong complexintentional
occur to persons with bundled, uniquely interrelated agentstakingplace in an environmentoftimeand space.
sets ofcharacteristics.These personsare subjectto indi- The inabilityof general-linear-reality-styleapproaches

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I04 CURRENT ANTHROPOLOGY Volume 36, Number i, February1995

to deal with the multiple possible contextsof a given individualeventhistories),and (3) develop a framework
situation is thus a crucial failingfor process-oriented withinwhich different structurescan be compared(i.e.,
researchers. determinethe generalityor breadthto which particular
This critique of standardquantitativesocial science structuresare applicable). Once the basic types of se-
taintsthe reflexiveanalyticalapproach,which is based quence structuresare identified,the causes linkingpairs
on standardstatisticalmodels. As a result,such an ap- of events in these structurescan be inferredfrominde-
proach cannot providea trulyexplanatory(i.e., causal) pendent informationsources. These comparative ap-
analysis of social phenomena. With our commitment proachesavoid the multivalent-meanings problemmen-
to formalmethods,where can we turn fromstandard tioned above eitherby allowing the object of analysis
quantitativetechniques?Have the textualistswon their itselfto be complex (e.g., the individual-qua-individual
argumentthat we must adopt a strictlyinterpretive ratherthanjust a characteristic)or by allowingtheunits
styleof researchin ethnography(even thoughreflexive of analysis to follow multiple causal pathways under
analysisaccomplishesthe importantgoal ofreflexivity)? specificcircumstances (Abbotti988:I76).
The answeris no. How are formal comparisons between event se-
quences achievedin practice?Severalkindsofapproach,
derivingfromdisciplinesrangingfromsociologyto arti-
StorytellingReborn:The Comparative ficial intelligence,might be distinguished.However,
Event-HistoryApproach this is not the place fora descriptionof the varietyof
techniquesbeingdevelopedbythe different comparative
EvenAbbott(i992), despitebeingtheauthorofthecri- schools. I will thereforedescribeonly the approachesof
tique of standardquantitativemodelingjust described, the two more prominentnarrativepositivists,since, as
advocates the use offormalmethods.WithAbell (i987: historicalsociologists,theirconcerns are most closely
4-5), he envisions "a qualitative methodologywhich relatedto those of ethnography."1
can comparein analyticrigorwiththegeneralizedlinear Abell's (i987) goal is to devise a formalismwhich can
modelusually associatedwiththevariable-centered [i.e., determinethe fundamentalstructureof different narra-
quantitative]methodology." tives. This requiresthat he firstclassifyall human ac-
A varietyof researcherscombine the studyof event tions into a small set; he bases his classificationon a
sequences with the use offormalmethods.Event-based simple theoryof rationalaction (e.g.,if agentA desires
methodsare typicallyinterestedin case histories,caus- goal G and believes that doingX will achieve G, thenA
ally relatedsequences of events.Abbott(i992) calls his will do X). Individual behaviors in social interactions
approach"narrativepositivism"(also exemplifiedbythe can then be classifiedas being intended,unintended,or
workofAbellI987 andHeise I986, i99i), butfollowing preventionsof actions by other individuals. He then
the suggestionofAbell (i987) I will call it "comparative seeks to classifyparticularnarrativesby reducingthem
event-history" because its objective is to compare sys- to a basic structure,representedas a directedgraphor
tematicallysequences of human social interactionsas causal network. This is accomplished by findingthe
constrainedby social structures(AbbottI992:428).10 minimum set of pathways that describes a particular
The basic strategyof the comparativeevent-history sequence of events. Abell argues that,once extraneous
approach is to (i) determinea typologyforevents, (2) links are eliminated,many example sequences can be
determinehow particularsequences of such events are
structured(i.e., finda grammarto describepatternsin
i i. Othercomparative event-historyapproachescan be foundon
variousfrontsin cognitivescience.Each of thesegroupstakes a
io. Important formal"qualitative"approachesto dataanalysisnot somewhatdifferent approachto analyzingevent sequences on
discussedhere(fora generalreview,see Miles andHubermanI994 computers.For example,as Abell (I987:35) notes,the actionse-
or Wernerand SchoepfleI987) includesemanticnetworks(e.g., quencesofnarrative positivismareconceptually similarto Schank
the "culturalmodels" of D'Andrade I990, Holland and Quinn and Abelson's(I977) notionof scripts,whichare descriptions of
I987, and Garroand Mattingly I994; the"activityrecord"ofWer- therecurrent structure in setsofrelatedeventsequences(e.g.,the
nerand SchoepfleI987; and ethnoscientific folktaxonomies[see everyday phenomenon ofordering Another
a meal in a restaurant).
Wellerand RomneyI990]); rule-basedmodels such as decision computer-based comparativeevent-history approachis interested
trees(e.g.,GladwinI989) and computer-based expertsystems(e.g., in simulatingsocial phenomena.This generalclass ofsimulation
Benfer,Brent,andFurbeeI993, ReadandBehrensI990; cf.Cicourel modelshas been variouslycalled "artificiallife" (LangtonI988),
I986); social networkanalysis(Wassermanand Faust I993, Ga- worlds"(Lane I993), "microanalytic
"artificial evolution"(Collins
laskiewicz and WassermanI993, and any issue of Social Net- and Jefferson i992), and "synthetic ethology"(MacLennani992),
works);and Ragin's(i987) verygeneral"qualitativecomparative butthename "simulatedexperimental history"betterclarifiesits
analysis" technique.I do not wish to slightthese approaches relationshipto the othercomparativeapproaches.Individualized
throughexclusion;each has its strengths and weaknesses.How- entitiesareletloose in a simulatedspatialenvironment to interact
ever,in generalthe methodologicalconclusionsreachedlaterin withone another,each pursuinga courseofbehaviordetermined
thispaperwithrespectto thecomparative event-historyapproach by a small set of simple interactionrules.In the courseof the
applyto theseotherones as well. In particular,nonefullysatisfies interactions,information maybe transmitted and coordinated be-
all threecriteriaI haveestablishedforgoodethnographic research: haviorsmayresult.A numberofdifferent populationhis-
artificial
reflexivity,formalmethods,and methodologicalsituationalism. tories(orsequencesofinteractions betweenagents)can be gener-
Given the constraintsof space, my purposehere is to describe ated from multiple simulation runs using different starting
two generalbut verydifferent approachesin social science,thus conditions.These historicalsequencescan thenbe analyzedfor
providing a senseoftherangeofformaltechniquesnow available. comparablefeaturesusinga varietyofformalmethods.

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AUNGER Ethnography:Storytellingor Science? 1 I05

collapsed into a common narrativeclass called "homo- tween the two variables A and B, but this interaction
morphic"because theyshare a basic structure.He then might indicate that both factorswere measuringthe
compares a wide varietyof such reduced narrativesto causal influenceof a third,unmeasuredfactoror that
generatethe set of possible narrativeclasses that can therewas some overlapin the responsibilityofA and B
lead to a particular kind of outcome. The result of forthe outcome. In contrast,if those two factorsap-
Abell's method is an explanationwhich takes the fol- peared in a particularcombinationin a specific case,
lowingform:"an individualwith socioeconomic stand- the comparativeevent-history approachwould conclude
ing A does X then Y then Z, which leads to his/her thatbothA and B werenecessary(i.e.,independent)con-
child's exhibitingsocioeconomic standing B." Other tributoryfactors.Thus, the comparativeevent-history
narrativestructures(i.e., involvingactions other than model, unlike the reflexiveanalyticalapproach,allows
the sequence X, Y, Z) might be necessary to account a very robust considerationof causation, as well as
forothercausal pathwaysleading to a person's having allowing for sequence-dependentoutcomes.'2 Further-
socioeconomic standingB. more,fewerrestrictiveassumptionsare placed on data
Abbott'sapproachis more empiricaland can best be analysis than would be involved in the use of general-
explained by detailingan example (fora more general ized linearmodels(BehrensI990:324). Mostimportant,
account,see AbbottI992:449-50). Abbottand Hrycak the comparativeevent-historyapproach is not subject
(i990) examined the professionallife historiesof Ger- to the above-mentionedcriticismsof generalizedlinear
man classical musicians duringthe Baroque and Classi- models such as the reflexiveanalytical approach. But
cal eras.Theirgoal was to discover,froma compendium how does this "new narrativism"avoid the epistemolog-
of informationabout many such musicians, whether ical problemsof the old ethnographicnarrativismout-
there were distinguishablecareer patterns.Events in lined by the textualist critics?Are these comparative
each individual's careerwere firstcoded as a sequence event-history methodsreflexive?
of stages characterizedby the type of job held and the For generalizedlinear models, reflexivityis achieved
numberof years spent in it (a classificationscheme de- byintroducingvariabilityinto all possible aspectsofthe
vised by the researchers).Optimal matchingtechniques situated subject-objectrelationshipand then isolating
borrowedfrommolecular biology (forDNA sequence the variation due to each aspect using a statistical
analysis) were then used to compare these sequences. model. However,the goal of comparativeevent-history
This involved calculating the distance between event methods is to inferclasses of equivalent causal struc-
sequences, taken as the numberof transmutations(i.e., tures.Regardlessof whetherthe constituenteventsand
insertions, deletions, and substitutions) required to states of a givenstructureare abstractedfromhistorical
bringone sequence into equivalence with another.The accounts,observeddirectlyin the field,or producedby
different kinds of transmutationwere assigned various a computer,they must be classifiedand coded foruse
costs reflectingresearchers'views about the nature of by a comparativemethod.'3Unfortunately, the classifi-
sequence resemblance.For the German musicians, the
degreeofdifference betweenjobs was based on measures I2. As Miles and Huberman (I994:238) note, a varietyof quantita-
of the social and geographicalmobilityrequiredto go tivestatisticaltechniqueshavebeendevelopedforcausal analysis
from one job to another. Given these costs of job equationmodels),but it is not
(e.g.,LISREL and otherstructural
changes,pairs of careersequences were comparedto de- clear "how you move froma list of 'associated'variablesto an
termineintersequencesimilarities.A dynamicprogram- integrated,causallycoherentpicture"usingsuch approaches.At
best theyprovidesome understanding of "local temporalreality,
mingalgorithmidentifiedthe smallestdistancebetween withall its complexities."
each pairingof sequences, given the relativesize of job I3. Jahoda(i980:i26) has criticized methodological situationalism
changes.Finally,the matrixof intersequencesimilarity a classification
as requiring a "the-
ofsituationswithoutproviding
values was analyzedusing clusteranalysisto determine oryof situations"thatwould assist in determiningthe relevant
"naturalkinds"intowhichsituationsmightfall.Indeed,thisis a
whether groups of careers resembled each other suf- majorproblemwiththe comparative approach:the
event-history
ficientlyto be considered a career type. Abbott and firststep of coding events is not formalized. Abbott (I992:449)
Hrycak(i990) thus distinguished2i different empirical assumes that categorization can be made on a purelyempirical
classes of musical careers.It remains to be determined basis,to reflectthe goals ofthe particularanalysis,whileAbell's
why certain career paths were observed while others (I987) systemis based on a generaltheoryof humanbehavior,
resultingin a fewquitegross,abstractcategories.
werenot and what caused individualsin certaincircum- Althougha more comprehensive solutionwould be desirable,
stancesto followa particularpath (tasksnot undertaken Jahoda'stheoryof situationsis probablyimpossible,because any
by the authorsof this illustrativestudy).For example, situationcan be discriminated alongpotentiallyinfinitedimen-
it mightbe that careers heavily dependenton church sions. For example,eventscan be consideredactionsby a single
actoror social interactionsbetweenactors-thatis, eventscan be
patronagebecame available onlyto musicianswho mar- simple or compound and highly contingent(Abbott I992:437-38).
riedrelativelyearlyin lifeand thus conveyedan appear- joint actionas independent
Abell (I987:56-57) characterizes ac-
ance of responsibility. tionsbyeach actor,buthow "social" is that?Anotherissue is the
The primaryadvantageof this kind of event-oriented leveloforganizationatwhicheventsaretobe represented:whether
in termsof individualsor of some sortof social group(Abbott
analysisovergeneralizedlinearmodels is thatthe causal I992:45i). Abbott (I992:445) and Abell (i987:2i-22) argue that
relationshipsbetween preconditionsand outcomes are althoughAbell requiresthatthe agent
bothlevels are legitimate,
more clearly delineated. For example, analysis using a ofactionbe capableofintent.
generalizedlinear model mightshow an interactionbe- Inaddition, is notyetincorporated
truesequence-dependence into

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IO6 CURRENT ANTHROPOLOGY Volume 36, Number I, February1995

cation of events cannot include explicit recognitionof preciatenothingmore than large numbersof cases but
elicitationeffects.For example, equivalent events can- become statisticallyinvalid as the complexityof causal
not be coded as "event X as observedby A" and "event relationshipsconsidered increases (Ragin i987:68). In
X as observedby B," because this would obscure their this sense, the reflexiveanalyticaland comparativeap-
similarityin otherrespectsand reduce ratherthan ex- proaches are complementary.It seems that they must
pand the scope forgeneralization.Further,such a coding be used together.But how can this combination be
would not necessarilyprovide any informationabout achieved?
how the event as observedby A was different fromthe
eventas observedby B-that is, what bias is introduced
by a particular observation method.'4 Reflexivityre- The Primacyof Ontology
quires that an observationbe analyticallydissected so
thatany methodologicalbiases are eliminated.To make The reflexiveanalytical and comparativeevent-history
an observationreflexiveis to contextualizeit, to make approachescan be seen as representatives of two funda-
it specific,whichis antitheticalto thegoal ofgeneraliza- mentallydifferent ways of conductingresearch,each of
tion. It is thus the need to formalizethe contrasting which has been historicallyimportantin the social sci-
of events and to generalizethe resultswhich precludes ences. Sperber(i985:7) calls these the scientificand in-
reflexivity duringthe comparisonofnetworkstructures. terpretiveapproaches, respectively.The goal of the
In conclusion, like the reflexiveanalyticalapproach, interpretiveapproach is to provide the readerwith an
the comparativeevent-historyapproach is not a suffi- intuitiveunderstandingof a particularculturein its to-
cient solution to the problem of representingethno- tality,while the goal of the scientificapproachis to ex-
graphicrealities.Each of these two generalapproaches plain-that is, to findthe generalprocessesoperatingin
has problemswhen used alone: the reflexiveapproach human society.'5 In order to organize the discussion
is not causal, and the comparativeapproachis not re- about how elementsfromthese two primaryparadigms
flexive.However,each has the quality which the other mightbe combined,table i lists theirdifferences.
lacks. Further,the most importantlimitation of one It is widely arguedthat theoryand methodsin social
methodis the primarystrengthofthe other.Because the studies not only have been historicallylinked but are
comparativecase-based techniques deal with conjunc- logicallyconnected(e.g.,BhaskarI979, Harreand Secord
tions of causal factors,they rapidlybecome unwieldy, I972, Layder I990, Outhwaite I987, Sayer i984). How-
since the numberofpossible factorialcombinationsex- ever,as is apparentfromrecentpracticeand the reflex-
plodes as the number of cases and/ortypes of factors ive analytical and comparative approaches just de-
consideredincreases. Variable-orientedapproaches ap- scribed, it is possible to develop approaches that
combine aspects traditionallyassociated with different
research paradigms. For example, current statistical
techniques make possible the testingof more "struc-
comparative event-history methods.Abbott(personalcommunica-
tion)complainsthateventswhichhave alreadyhappenedcannot
tural"models (i.e., ones with complexwebs ofinterrela-
havethesame ontologicalstatusas thosein theever-moving pres- tionshipsbetweenvariablesin multiple,simultaneously
ent. A similarconsiderationis that comparativeevent-history estimatedequations), thus combiningpositivisticana-
methodscan only attachfinitecosts to havingeventsoccurin lyticalmethodswith somethingcloser to the event ori-
differentorderswhenin factthereis no possibility ofsuchreorder- entationof the interpretivists. Further,the comparative
ings:thoseeventshavealreadyoccurred, andthepastis unchange-
able.Thereis no realcostfunction forthecomparison ofhistorical event-history approachcombines a scientificepistemo-
events;the analysisis hypothetical. logical stance with otherqualities of interpretivisteth-
Thereis also a basic problemof sequencecategorization: What nographywhile the reflexiveanalytical approach does
sets ofevents are isolable as a causal system (AbbottI992:437-40)? just the opposite.
All eventsin theworldareinterrelated. How cansomecausalflows
be separatedout? Wheredoes an identifiable narrative beginand What,then,are the constraintswithinwhich a reflex-
end?Analyzablenarratives are embeddedin narratives ofgreater ive but historical/causalapproach to social scientific
historicalsweep,whichhave eitheradditionalcausal streamsor practicemustbe designed? Sayer(i984:i8o) maintains
greatertemporaldepth.Such sequencesthusrequireassumptions that"the implicitconception[ofparadigmi's statistical
aboutindependenceortheabilityto treatunitsofanalysiswithout models] tends to assume the universalityof closed sys-
theneedoffurther Here,bothAbbott( 1992:449)
contextualization.
and Abell (i987:I9-20) take largely instrumentalist positions. tems [i.e., isolable causal networks that are not re-
Nevertheless, once a codingschemeforeventsis devised,at least strictedto the cases fromwhich theirrelationshipsare
optimalmatching techniquesarefairly robustto differencesin cod- estimated],a regularitytheoryofcausation [i.e.,the sim-
ingstylesbetweenindividuals(Forrest and AbbottI99O). ple notion that B regularlyfollowsA, hence A causes
I4. Abell is aware thatnarrative positivismhas methodological
problems(as well as the conceptualproblemsnotedin n. I3). He B], an atomisticontology(theoryof what exists) and an
admits(i987:56) thatnarratives are data-dependent constructs of
the analyst,thatit is oftennecessaryto piece togethereventse-
quences fromparticipantaccountswhen the relevantbehaviors i5. Sperber'sdistinctionis a starkone, contounding interpretive
werenot directlyobservedby the researcher(thetypicalcase in withhermeneutic, constructivist, culturalstud-
critical,feminist,
historicalsociology).His attitudeis thatthisis an inescapablebut ies, and otherpostmodemschools of social research.However,
notdebilitatingproblemforsocial science.In generalhe argues(p. aremadebya widevarietyofothertheorists
similarsimplifications
I04) thatthereare important social questionsto be addressedand forthe purposeof argument(e.g.,Blaikie I993, Braybrooke I987,
thatwe shouldnot be troubledbymethodological anxieties. SayerI984).

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AUNGER Ethnography:Storytellingor Science? I I07

TABLE I
Two ParadigmsforSocial Science Research

I 2
Aspect Scientistic/Positivistic Humanist/Interpretive

Logicalform deductive/"theory testing"(theory inductive/"theory building"(data


data) theory)
Epistemologicalstance "objective"(separation betweenobserver "subjective"(interpenetration ofpercep-
and observed) tionand interpretation)
Temporalframework static(i.e.,equilibriumassumed)/abstract processual/historical
Model ofcausality regularity ofcorrelation mechanismsgenerateoutcomes
Social ontology "atomistic"/realist "structural"/constructivist
Philosophicalanthropology mechanist/behaviorist teleological/intentionalist
Unitsofanalysis variables themes/motifs
Data collectionmethods survey,formalinterviews/questionnaires participant observation, interactive
inter-
viewing,introspection
Analyticmethods "quantitative"(i.e.,statisticaltests) "qualitative"(i.e.,narrational)
Population/scale large("macro"-scale) small("micro"-scale, "local")
Sampling representational (e.g.,random) noneor ad hoc
Qualityassessmentcriteria validity,replicability contextualequivalence,authenticity,
stimulusforsocial action
Researchgoals description/generalization/prediction/understanding (Verstehen)/socialcri-
causal explanation(Erklaren) tique/advocacy
Presentationstyle dispassionate/informational evocative/inspiring

SOURCES: Abbott(i988, i992), Guba and Lincoln(I994), Layder(i990, I993), Neuman(i99l), Sayer(i984).

equivalence of explanation and prediction."In effect, approaches to determinewhat aspects from different
onlycertainfeatures-analyticalmethodsand goals,on- paradigmscan be amalgamated. Table 2 indicates on
tology,and the notion of causation-are argued to be which side of the paradigmaticdivide each featureof
connected to a particulartheoreticalparadigm.Simi- the reflexiveanalytical and comparativeevent-history
larly,Abbott(I992:435) arguesthatpresumptions about approachesfalls. This table suggeststhat a researchap-
ontology,causality,time,and social constraintson indi- proach's underlyingepistemologicalstance,philosophi-
vidual action follow fromthe choice of a particularap- cal anthropology,data collection and analytical meth-
proachto research. ods, population or scale of analysis, sampling regime,
Ratherthanmerelycontributeanotheropinionto this researchgoals, and presentationstyle are "mobile" be-
debate,we can examine the reflexiveand comparative tweenparadigms.Thus aspects ofdifferent researchpar-

TABLE 2
Aspects of the ReflexiveAnalytical and ComparativeEvent-
HistoryApproaches

Aspect ReflexiveAnalytical ComparativeEvent-History

Logicalform I 2
Epistemologicalstance 2 I
Temporalframework I 2
Model ofcausality I 2
Social ontology I 2
Philosophicalanthropology 2 2
Unitsofanalysis I 2
Data collectionmethods i or 2 i or 2
Analyticmethods I i and 2
Population/scale i or 2 i or 2
Sampling i or 2 2
Qualityassessmentcriteria I 2
Researchgoals I I
Presentationstyle I I

NOTE: Numbersreferto paradigmslistedin table i.

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io8 CURRENT ANTHROPOLOGY Volume 36, Number i, February1995

adigms can be combined in a single approachin ways firmsthe narrativepositivistposition(see the quotation
not generallyacknowledgedby those debatingresearch fromAbbottabove) that the temporalframeworkof an
methods in social science. In particular,the textualist approachis a functionnot of analyticalmethod but of
critique of ethnographyimplicitlyassumed that if the ontology.There are, afterall, dynamic quantitativeas
objectivistepistemologywas discredited,so were the well as qualitativemethods.'6
methodologicallyindividualistontologyand quantita- But thereis also a rathersurprisingconclusion from
tive methods characteristicof the scientificparadigm. this analysis: commitmentto a particularontologydoes
However, the reflexiveanalytical approach indicates not require the use of specific analytical methods or
that this is not necessarilythe case. Concern with re- units of analysis,each of which can varyindependently
flexivitydoes not necessitate a turn to interpretive fromthe others(which contradictsSayer's expectation,
methodologies;rather,recognitionof the interpersonal quoted above). Thus, paradigm-2-style causal modeling
natureofhuman researchcan be combinedwithformal can be quantitative.Narrative positivistmethods,for
analyticalmethods. example,dependon codingand formalcomparisonsus-
However,many aspects of a researchparadigmare at ing specialized softwareand nonlinearstatisticaltech-
least correlatedwith the chosen ontology,which there- niques. The reversealso holds: paradigm-igoals (gener-
foremightbe called the "core feature"of an approach. alization/description) can be couched in narrativeterms
The featuresthat revolve around ontology(and which (e.g., the argumentthat resultsfoundin the contextof
mightthereforebe called the "satellite features"of an one society hold for another that has had a similar
approach) are its logical form,temporal framework, history).
model of causality,units of analysis,and qualityassess- Anothersurprisingfindingis that epistemologycan
ment criteria(a list similarto those suggestedby Sayer varyindependentlyofontology.When a paradigm-2con-
and Abbott, both quoted above). Thus, once an ap- structivistontologyis joined to a paradigm-2subjectiv-
proach's ontologyis established,a numberof its other ist epistemology,as has historicallybeen the case, the
aspects seem to follownaturally. resultis an approachthatdefinesmultiplerealities,each
For example, causality is connected to ontologybe- existingin the mind of a particularsocial agent. Simi-
cause the typesof relationshipsbetweenthingsdepend larly,a paradigm-iepistemology/ontology combination
on whatis allowed to exist.This connectionhas its basis producesa single-levelrealityindependentofbut know-
in human psychology:"One major point that emerges able throughan agent'sperception.However,the reflex-
from the psychological (particularlydevelopmental) ive analyticalapproachis an example of a realist(para-
studyof causal thinkingis thatintuitiveontologiesand digm-i) approach that is combined with a reflexive
intuitiveexpectationsofcausal powersare two facetsof (paradigm-2) ratherthana positivistepistemology.Thus,
the same distinction.. . . intuitive 'theories' include even thoughthereflexiveanalyticalapproachassertsthe
manyprecise expectationsabout what causal processes existenceofa realityindependentofobservation,it does
different objects can enterinto" (BoyerI994:i52). The not allege thatthisrealityis perfectly knowablethrough
presumptionof the generalized-linear-model or para- eithersense impressionsor theoreticalconstruction.
digm-iapproachis thatthe statisticalestimationofcor- The otherresultsfromtable 2: A researchprogram's
relationsfroma particularset ofdata is applicableto the assumptions about human intentionality(i.e., philo-
specifiedrelationshipsmore generally(Abell i987:9). sophical anthropology)also varies independentlyof on-
But, as Outhwaite (i 987:21) says, "even an inquisitive tology:perhapsthe most significantchangein the scien-
child will feel that there is somethingunsatisfactory tific paradigm representedby the reflexiveanalytical
about explaining'why' somethinghas happenedby say- approachis its emphasis on human agency.Finally,re-
ingthatit always does." Empiricalregularitiesor "prob- searchgoals and presentationstyleseem to be linkedto
abilistic relationshipsare not accepted as demonstra- analyticalmethodsratherthan ontology:the use offor-
tionsofcause" by devoteesofevent-oriented approaches mal methodstends not to be associated with (but does
(Ragin i987:5 I). Rather,"a trulyexplanatorycausal ex- not preclude)social activism and a rhetoricalpresenta-
planationwould want to . . . account forthese regulari- tion style.
ties by referenceto the real underlyingstructuresthat As representativesof the two primaryparadigmsfor
producethese manifestations"(Layderi990:67). ForAb- research,the reflexiveanalyticaland comparativeevent-
bott (I992:435), as a historical sociologist, causation historyapproachesare fundamentallydifferent in their
means neitherHumean correlation(i.e., the regularob- ontology(one is abstract,the othergroundedin events),
servableconjunctionsofevents)northe abstractgenera- epistemology(one is reflexive,the othernot),analytical
tive mechanisms of the generalized linear model but methods (generallinear realityversus sequence analy-
narrative "enchainment": the linking of outcomes sis), and units of analysis (variablesversus events).The
throughsequences ofhuman actions. Thus, foranypro- conclusionofthisanalysisis therefore that,ifthe choice
cessualistthereis a sense thatsome underlyingrelation- of ontologynecessitatesotherchoices such as temporal
ship between events-in-the-world must be identified framework(i.e., historicity)and notion of causality (as
whichan abstractentities-and-attributes approachbyits
verynaturecannot provide. i6. However,the "sequence-dependence" of quantitativetech-
Table 2 shows that the natureof what exists also de- niquessuchas time-seriesanalysisis limitedto stepwiseiterations
termineswhetheran analysis can be dynamic.This af- byits general-linear-reality ontology.

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AUNGER Ethnography: or Science?I IO9
Storytelling

arguedhere),then the reflexiveanalyticaland compara- necessaryto relateexplicitlythe resultsfromthe reflex-


tive event-history approaches cannot simplybe mixed ive analysis to those fromthe event-historyanalysis.
into a single overarchingformulationwith the virtues The problemis that the productsof the two steps take
of both and failingsof neither.Instead,if theyare to be different forms.From the firststep thereis typicallya
combined,there must be a sequence of use. But how set of statisticalresults at some abstractor aggregated
best to integratethese differentanalyticalsteps? level, fromthe second step a causal networkdiagramat
the event-historicallevel. How are we to bringabout a
comparativeevent-history analysis fullyinformedby a
Storytellingand Science priorreflexivestatisticalanalysis?Ideally,the compara-
tiveanalysisshould be based on data "cleaned" ofmeth-
Abell (i987:5) says that most combinationsof qualita- odological (particularlydata elicitation)biases.
tive and quantitativemethods"turnout to be ratherad Furtherdiscussion of the earlier example on food
hoc and unsatisfactory.... Qualitative studies need to avoidances in Zaire may help clarifyhow the reflexive
be placed withina technicalframework whichwill facil- and comparativeapproaches could be used togetherin
itatean effectivecombinationofthe two. Until thishap- ethnographicresearch.In Aunger(I994a), I used the re-
pens social scientistswill, it seems, inevitablypolarize flexiveanalyticalapproachto clean the data and to de-
intocamps each philosophicallyseekingto maintainthe terminerelationshipsbetween variables. At the same
exclusive legitimacyof its own views at the expense of time,a relatedanalysisusingthe reflexiveanalyticalap-
those of its opponents."Since the gulfbetweenthe two proachshowed that,ceterisparibus, better-schooled in-
paradigmsis profound,any bridgingframeworkmust be dividuals had greaterknowledgeof the food-avoidance
strongand high.However,accordingto Abell (I987:87- domain than unschooled individuals (Aunger I994b).
9i), general-linear-reality-style
methodscan be used to- The question thereforearises, is this knowledgediffer-
getherwith comparativeevent-history methods.He pre- ence due to cognitive changes broughtabout by the
sents the following scenario. First, a relationshipis trainingexperienceof goingto school, or does it repre-
foundbetween two variables (say A and B) using stan- sent the influenceof some difference in lifehistorycor-
dardstatisticalmethods(e.g.,generalizedlinearmodels). relatedwith havinggone to school?
This relationship,once uncovered,may be furthersub- To answerthisquestionwould requirea deeperunder-
stantiatedand elaboratedby introducing"intervening" standingof the psychologicaland social causes behind
variables which specifya causal model of the Durk- differences in knowledgeofculturallysanctionedbeliefs
heimian sort (i.e., one "social fact" in the formof an in Zairian society. Thus, case-based narrative tech-
aggregated variableis explainedin termsofother"social niques could be used in a second step to examine the
facts").This causal chain fromA and B is then seen as correlationbetweenschoolingand increasedknowledge.
"in need of explanation in terms of narrativeswhich Because considerablelife-historical information was col-
link the variables,showinghow human action/interac- lected on each individual in the initial fieldwork,the
tion establishesthe social facts" (Abell i987:88). Com- same datasetused in the reflexiveanalysiscould be used
parativeanalysis is then used to uncoverparticularse- to assess the typesoflifehistorythatresultin the leam-
quences of eventsthatlead fromA to B. Abell (i987:89) ing of particularclasses of avoidances.17 This analysis
notes that the relationshipbetween A and B may be (e.g.,usingAbbott'smethod)mightdemonstratethated-
overdetermined in the sense that many narrativepath- ucated individuals exhibit an increased knowledge of
ways lead fromA to B. The final step is thereforeto foodavoidances fromexposureto a widerrangeof such
determinethe generalizabilityof each narrative-that beliefs when they leave their natal villages to attend
is, to discoverwhethera particularsequence regularly school in more cosmopolitan areas. Further,in yet a
recursin manycases involvingdifferent individualsand thirdanalyticalstep, individualsmightbe classifiedby
varyingcircumstances. whetheror not they went to school away fromtheir
Unfortunately, Abell's suggestedsequence ofgeneral- natal villages.This difference could be includedin a re-
linear-reality-styleanalysis and comparative event- flexive-style statisticalmodel as an additionalvariable.
historymethodsis an insufficient solution to the prob- Anynew relationshipshintedat by this second reflexive
lem of linkingthe two basic kinds of approachin social analysis could then be examined by again turningto a
science. In particular,it does not resolve the epistemo- comparativeevent-history analysis,each step thus suc-
logical problems identifiedby recent critics of ethno- cessivelyprobingdeeperand deeperinto the causal uni-
graphicpractice.The problemlies in the requirementof verse in which people live.
a reflexiveanalysis. Without such a requirement,the Unfortunately,this hypothetical example suggests
comparativestep could proceed quite independentlyof thatthereis no clearway to achieve thegoal ofcomplete
the generalized-linear-model step,merelytakingits cue
about whereto look fromthe statisticalresultsas in the
imagined example above. (Abell would say that the I7. In general,researchers
shouldbe able to performbothreflexive
eventhistoryis the end resultof an investigation,with andcomparative event-historical
analysesbasedon a singledataset
becausebothapproachesmake the same ontologicalassumptions
the priorgeneralized-linear-model analysis servingonly aboutthe phenomenonunderstudy:theycategorizethe research
as a preliminary,heuristic step [see Abell i987:341.) questionin the same way and are therefore likelyto requirethe
However, with the reflexivityconstraint,it becomes same kindsofinformation.

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IIO I CURRENT ANTHROPOLOGY Volume 36, Number i, FebruaryI995

integrationof the reflexiveanalytical approach with tive nature of this rhetoricalgambit,have arguedthat
comparativeevent history.Events or event sequences ethnographers should createa conscious readingexperi-
can always be coded and treatedas values of a variable ence, interposingthe book-as-objectbetweenthe reader
in cases submittedto a general-linear-reality-style anal- and the realitybeing depicted.Throughan act of will
ysis. Thus, integrationin one direction,fromcompara- and imagination,the readeris supposed to constructan
tive event-history to reflexiveanalysis,is possible, but individualized experience of the ethnographicreality
the comparativeapproach cannot directlyincorporate from the imperfectbuilding blocks of written state-
informationabout the influenceson eventsfroma gen- ments.
eral-linear-realityanalysisintoits considerationofthose Problem2. Experimentalor interpretive ethnography
events because of its goal of generalizingabout types merelyplaces the burdenof analysis and interpretation
of events.Abbott(I992:45 i) has arguedthat one might squarelyon thereader'sshoulders.This is a burdenmost
conceive of events as complex combinations of vari- readersare ill-equippedto assume. In addition,the re-
ables, allowing a translationfromgenerallinear reality cent turnto a more self-conscious,experientialethnog-
to the historicalviewpoint.But this remainsa concep- raphydoes not solve the basic problemofincreasingthe
tual transformation, not an operationalone, especially credibilityof ethnographicreports.One reason is that
in light of Abbott's own descriptionof general-linear- the textualists' use of variable modes of presentation
reality-stylemodels' limited ability to deal with vari- and viewpointsdoes not necessarilyallow the readerto
ables as clusters. determinethe quality of each different kind of material
Thereare,however,two tasksthatpriorgenerallinear in the report.A Rashomon effectmay result fromthe
realitycan performfor the comparativeevent-history concatenationof narratives:as in the Kurosawa movie,
approach.First,it can isolate the relationshipsto be pur- a numberof viewpointson the same event may be re-
sued by comparativeanalysis (i.e., it can establishcorre- countedby different participants,but each voice in the
lations between variables that suggestcausal relation- ethnographywill be slanted in a way that may be un-
ships between events). Second, the methodological knowable to the readerdue to a lack of an overarching
influencesdiscovered by a general-linear-reality-stylecontextualization(see Cronk I993). Readers of experi-
analysis can be avoided or reduced in subsequent data mentalistethnographiesalso do not know whetherall
collection for a comparativeevent-historicalanalysis. the relevantinformationhas been presentedto them,
For example, if particularinterviewersare foundto be because the traditionalreliance on participantobserva-
particularlyunreliable,theycan be eliminatedfromthe tion means that the set of informationacquired during
nextroundofdata collection.However,theseare incom- fieldworkis necessarilyad libitum.In addition,thereis
plete solutions to a problem that must remain un- usuallyno explicitprocedurebywhich the ethnographer
solved-at least forthe present. selectstextualfragments (e.g.,fieldnotes,transcriptions,
or archivalmaterials)forpresentationin the report.
Solution 2. The reflexiveanalyticalapproach.In con-
Summaryand Conclusions trastto bothtraditionaland textualistethnography, this
approachresultsin a scientificreport.Based on formal
The argumentof this paper can be brieflyrestatedas data collection proceduresand statisticalanalysis, the
follows: reportincludes descriptionsof methodsand results,re-
Problem i. Traditionalethnographyis no longervia- flectionson these results,and other,more traditional
ble because it is not reflexive.Traditional "realistic" materials, if applicable. The reflexiveanalytical ap-
ethnographicpractice assumes that readingis like an proach does not draw attentionto the reportitself,as
encounterwithAlice's looking-glass:merelyby opening do the textualists,but also does not attemptto obscure
an ethnographyand passing one's eyes over the pages, the origin and nature of ethnographicstatements,as
one is transportedthroughthe book-as-mirror into the does traditionalethnography.This approach,based on
reality of life in another culture (what van Maanen an explicit considerationof the data collection process
[I988:741 calls the "doctrine of immaculate percep- as a situated human interaction,includes attentionto
tion"). There is no recognitionin the ethnographicme- data elicitationeffects,variationin informantbeliefsor
dium that the social and psychologicalrealityof some behavior,and the effectsof the contextof data collec-
far-off place and time is transformedinto the mental tion. Discussion of an empirical case study (Aunger
representations ofa readerthroughat least one interven- I994a) has shown thatthis approachcan effectively sep-
ing intelligence (the ethnographer's)and several in- arate purely methodological biases in interview re-
stances of physical mutation (e.g., into patternsof ink sponses fromanswersthatmore trulyreflectthe beliefs
on paper). In fact,traditionalethnographersmake use ofinformants in a typicalethnographicsituation.In this
of this magical elision in orderto achieve unwarranted fashion, the reflexiveanalytical approach establishes
credibility,to convince us that "had we been therewe data qualityand achieves a relativelyhigh degreeofva-
should have seen what they saw, felt what they felt, lidity.
concludedwhat theyconcluded" (Geertz i988: i6). Problem3. While the reflexiveanalyticalapproachis
Solution i. Experimentalor interpretive ethnography. sufficientto remedythe epistemologicalconcernsthat
Hermeneuticallyinspiredcritics,recognizingthe decep- arose in the context of the textualistcritique of tradi-

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AUNGER Ethnography: or Science?I III
Storytelling

tional ethnographicpractice, it does not representa tory.18 Axinn, Fricke,and Thornton (I 99 i) and others
complete approach to ethnographicresearch.Based on (e.g., Agar I980, Freidenberg,Mulvihill, and Caraballo
what Abbott (i988) calls general linear reality,which I993, Sieber I973) have advocated the simultaneous
attributesaction to variables moving throughan ab- combinationofapproachesfromthe two paradigms(e.g.,
stractspace ratherthan to intentionalagentsacting in long-termparticipant observation with survey-based
theworld,it is ontologicallyand causallyunrealisticand quantitativeresearch).Althoughthis offerssome bene-
impoverished. fits (e.g., the minimizationof measurementerrorsbe-
Solution 3. The comparativeevent-history approach. cause researcherswith ethnographicinsightcan design
Unlike reflexiveanalysis, this approach deals directly moreappropriatesurveyinstruments, increasedvalidity
with events in theirmultifariouscomplexity.A chain of those instrumentsdue to backgroundknowledgeand
of eventsis identifiedby the researcher,the component languageskills developed by the researchersover time,
eventsare categorized,the overallstructureofthenarra- and more meaningfulinterpretation of data due to eth-
tive sequence is identified(whichmay involve some re- nographicinsight),such protocolsremain loosely inte-
ductionof irrelevantcomplexity),and then different se- grated and thereforesomewhat ad hoc as an overall
quences are compared for structural similarities. methodology.Further,theyare not reflexive.
Althoughoriginallydesignedforthe analysis of histori- My proposalis similarto Abell's (i987) suggestionof
cal events,thisapproachcan also be used withrespectto standardstatisticalmodelingfollowed by comparative
informants'life-history narrativesor even hypothetical eventhistoryexceptforthe emphasison methodological
event-stagessuch as the course of an illness. All such situationalismand reflexivityin the firststep and the
narrativescan be comparedand analyzedforunderlying applicationof this combinationto the ethnographicsit-
causal linkages. This is different fromthe textualists' uation. The close integrationof the primaryapproaches
solution of simplyprovidingdifferent accounts without to social researchin a two-stepprocedureis made possi-
commentary:comparative event historyrepresentsa ble by two crucial features of the component ap-
formalmethodofcomparisonofaccounts.The presenta- proaches: (i) Both are foundedin methodologicalsitua-
tion styleof the ethnographicreportin this case is not tionalism,or the idea that "at the centerof our social
a rhetoricalnarrativebut a discussionofthe structureof ontologytheremust be ... the commonsensepictureof
causal mechanisms underlyingthe phenomenonbeing physicallydistinctpersons capable of independentac-
studied. tion" (Outhwaite I987:IO8). This is capturedin the no-
Problem4. Comparativeeventhistoryis not reflexive. tion ofthe data collectionsituationin reflexiveanalysis
This is partlybecause of its originin variousdisciplines principleofcompara-
and the events-as-units-of-analysis
which lack traditionsof concernfordata collection is- tive event history.(2) Both use formalmethods. This
sues (historicaldisciplines use secondarydata and so allows output fromone method directlyto informthe
have no controlover data quality; cognitivescience is other.The two modes of analysis retaintheirdifferent,
heavilyinvolvedwith computers,where thereis no in- essentialnaturesbut providemoremutual supportthan
tersubjectivity problem).But thereare also two reasons Axinn,Fricke,and Thornton's(I99I) simple mixing.
that comparativemethodscannot even be made reflex- This interdependenceof the steps in the two-stepap-
ive. First,comparativeevent-historyanalysis depends proachis not, strictlyspeaking,an example of "triangu-
on previouslywrittenaccounts of past events or, alter- lation" (so-called because it resembles the surveyor's
natively,on abstractevents that take place inside com- practiceof findingthe preciselocation of a point by ap-
puters.Such data are secondhandand cannot be modi- proachingit fromseveral different directions).In trian-
fied to incorporatereflexiveinformationbecause the gulation,resultsfromtwo analysesofthe same phenom-
factorsbiasing the originalrecordingprocess are typi- enon are compared side by side in orderto determine
cally unknown. Comparativetechniques can, however, the overallvalidityof the study.Unfortunately, the dif-
be used with respectto events directlyobservedduring ferencesbetween analytical methods make any such
theethnographicfieldseason, in which case thissecond- comparisonnecessarilyimperfect.Campbell and Fiske
hand-accountproblemcan be alleviated.The inevitable (i959) tried to get around this impasse by combining
problem,however,is thateven when eventsare directly multiple elicitation methods under a single analytical
observed,thereis no way to incorporatea markerof the umbrella,but the methods they developed exhibit sig-
relationshipbetweenthe observerand observedinto the nificantlimitations in application and interpretation
classificationofevents.To do so would obstructthe goal
of comparison,which is to find general classes of se-
quences of such events,because events would then be i8. Two caveatsare in order.First,ethnographic projectshave a
greatvarietyof goals. My proposalis restricted to ethnographic
linked to the identities of specific observers.The re- researchdevotedprimarily to theexplanation ofeth-
ordescription
quirementofformalcomparisonand the goal ofgeneral- nographic realities.Ethnographies designedto capturethe experi-
ization togetherpreclude the sensitive analysis of ob- entialnatureoffieldwork or lifein thecultureunderstudywould
server-objectrelationshipsnecessaryforreflexivity(as have to relyon alternative methodsand presentation styles.Sec-
ond,comparative event-history methodsare butone typeofcase-
definedhere). based formalprocedures,restricted to the analysisof eventse-
Solution4. A two-stepanalyticalprocedureconsisting quences; similartechniquesare availableforothertypesof data
of reflexiveanalysisfollowedby comparativeeventhis- (see n. iO).

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II21 CURRENT ANTHROPOLOGY Volume 36, Number i, FebruaryI995

(Kennyand Kashy i992). Thus, thereseem to be intrin- the two approaches have traditionallybeen viewed as
sic constraintson the degree of validity that can be antithetical
(NeumanI 99I:32I), theyhave herebeen
achieved by any single approachto empiricalresearch. closely integratedinto a single researchprocess. The
It thereforeappears unlikelythat a single methodwith two-stepapproach combines an interpretive feel (i.e., a
all the featuresdesired by researcherswill ever be de- subjective epistemological stance and a concern with
veloped. causal explanation)with scientificaspects (i.e., goals of
The two-stepmethodrecognizesboththe necessityof comparisonand generalization)in a reflexiveanalysis
multiplemethodsand the essential differences between throughthe use of formalmethods.Althoughthe vic-
themand therefore takes anotherapproachto validation tory has been hard-won, I argue that the two-step
than eithertriangulationor the strainedamalgamation method"saves" scientificethnography fromthe prema-
of disparatemethods into a single procedure.Instead, tureobituarycomposed forit by textualistcritics.
two different methodsare utilizedsequentially,withthe There are still those who object to any sortof scien-
output of one procedurebeing input to the otherin an tificapproachto the studyofpeople. For example,a po-
iterative cycle of mutual illumination. Thus, formal tentiallyfundamentalcriticismof scientificethnogra-
methodsare a prerequisiteto the highdegreeofintegra- phyis that settingup a specificdata collectionprotocol
tion achievedby the two-stepapproach.The onlycaveat introducesan artificialstructurewhich itselfinfluences
is thatcomparativeeventhistorydoes not directlymake informantbehaviorin a way thatnaturalisticparticipa-
use of reflexivelycleaned data; rather,the relationships tion in social activities by the ethnographerdoes not
it examines are those suggestedby the reflexiveanalyti- (e.g.,Hammersleyi990:9). It is truethat,if everyonein
cal results. At least at present,it is not clear how to a groupreactsin the same fashionto beinginterviewed,
improvethis less-than-perfect meldingof methods. then the analysis cannot determinewhat effectbeing
The primaryconclusion ofthis paperis thus thateth- interviewedhas on responsescomparedwith,forexam-
nographicresearchrequires the use of two fundamen- ple, "naturalistic" discourse with the same sample of
tallydistinctapproaches.Reflexivityrequiresthe disag- informants. However,the mere presenceof the ethnog-
gregationofsocial interactionsusinganalyticseparation rapherin a social situationalso has an unknowableef-
techniques,while causal explanationrequiresmultiva- fecton the behaviorof those around the ethnographer,
lent meaning (the abilityof the same event to lead in so traditionalparticipantobservationis just as subject
two differentdirections,dependingon exogenous cir- to the criticismof introducingsome bias into observed
cumstances). Only an approach that can compare the
various abstractaspects of situationscan deal with the
problemof reflexivity(as definedhere),but only an ap- the influenceof each variablebeingcalculatedindependently of
proach that keeps complex structuresintact can be the effectsof the variablesidentifiedin othercolumns.This is
causal/explanatory.The formerrequiresbut the latter generallypartof the effort to establishstatisticalcontrolforthe
is precludedby the use of standardstatisticalmodeling. causal complexityof events,used when experimental controlis
impossible,as it is in mostsocialscienceresearch(RaginI987:58-
For this reason,a researchapproachis eitherreflexive/ 59).
statisticalor causal/narrativebut not both. The title of Methodsthatfocusattentiondirectlyon the cases themselves
thispapertherefore perpetuatesa falsedichotomy:both (such as comparativeeventhistory),in contrast,can be seen as
storytelling and science are necessaryfora completeun- "row-oriented." For example,standardqualitativemethodsoften
directattentionto the explanationof the particularcombination
derstandingofethnographicrealities.This conclusionis ofaspectsofsinglecases,notas a possibleoutcomeofmoregeneral
in conformity with a numberofrecentcalls fora plural- processes(i.e.,interestis not strictly theoretical)(RaginI987:53).
istic approach to social science (e.g., Blaikie I993:2I5; Classical ethnography is such a method,althoughmoreformal
BraybrookeI987:IIO; Layder I993:I07-28; Outhwaite methodscan also be appliedto singlecases (e.g.,contentanalysis
I987:II6; Ritzer i992:648; Roth i987). orRagin's"qualitativecomparative analysis").Butthedatamatrix
used by comparativeevent-history methodsis different fromthe
The primarycontributionofthispaperis to have clari- standard datamatrixdescribedabove,in whichonlya singleobser-
fied why there are two fundamentallydistinct ap- vationis made on each case, so thateach columnrepresents an
proaches to ethnographicresearch.19Further,although aspectofan observation (i.e.,an abstractcharacteristic
orvariable).
In the comparativeevent-history approach,each columnof data
represents an observation ofthedifferent case histories,
an identi-
fiableeventthathas been coded to capturethose aspectsof its
i9. That the differences betweengeneralizedlinearmodels and naturerelevantto thestudyquestionat hand.Further, in thepro-
thecomparative event-historical approacharefundamental maybe cess of data analysis,these methodsviolatethe integrity of the
moreeasilyseen by examiningwhat can be called theiranalytic datamatrixin severalwaysnotseen in generalizedlinearmodels.
"orientation."Considerhow these approachesdeal with a data Byanalogyto thematrixofvalues in computermemory, the"ad-
matrix.In thecase ofgeneralizedlinearmodels,rowsofdataiden- dressability"ofparticular datapointsis lostbecausevaluescan be
tifyobservations or cases and columnsmeasurevariousaspectsof shuffledbetweencolumns(butnotbetweenrows).In addition,the
thesecases. Althoughthe goal of quantitativeresearchis almost numberofcolumnsmaydiffer betweenrows,so thatthedatama-
always(atleastimplicitly) to explaincases (e.g.,howmucha given trixis no longerrectangular. Each row or case is treatedquite
changein a particular variableaffects the outcomeofthecase),it independently, as in traditional qualitativemethods.
is stillfairtosaythat,analytically,standard multivariate statistical Thus,thereflexive analyticalapproachis column-oriented, using
methodsaggregate overcases.Theymighttherefore be called"col- thefirstkindofdata,whilethecomparative event-history approach
umn-oriented," despitetheirlack ofintrinsic interestin particular is row-oriented and basedon thesecondkindofdata.Thesediffer-
variables.Manyofthesetechniquesestimatestatistical parameters encesin analyticorientation and data typesmakeit verydifficult
by comparing relationships amongall cases simultaneously, with to combinethetwo approachesundera singleanalyticumbrella.

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AUNGER Ethnography:Storytellingor Science? I ]

behaviorsand responsesas any otherelicitationproce- and Esseveld I99I:I50). Nevertheless,most liberation-


dure (exceptcovertones). ists (e.g.,Fabian I99I:I95; Wolfi992:6) do not advocate
A complaint specifically against quantitative ap- thatWesternersstop conductingfieldwork.What is the
proachesis thatreplicationin human studiesis impossi- conscientiousethnographer to do?
ble: repeatingan observationwould requirecontrolover In fact,this dilemma cannot be minimized,because
events involvingpeople, which is neitherfeasible nor thepolitical-economiceffectssuggestedby thesecritical
ethical (HammersleyI990:57). However,this argument ethnographers do exist. The case studyusing the reflex-
reflectsa false conceptionof replication.The complete ive analyticalapproachdiscussed above (AungerI994a)
set of circumstancessurroundingany particularevent determinedthatinformants in Zaire bias theirresponses
can neverbe duplicated.Replicationis always a matter in a numberof specificways when the interrogator is a
of degree, regardless of the procedure involved (see powerfulinterloperinto theirsocial circles ratherthan
White I990, quoted above). Within the variable condi- a local individual.However,I would argue that merely
tionsofan ethnographicobservation,thereare elements by providingevidence of the political/epistemological
thatare commonwith otherobservationswhichprovide factorsintrinsicto the ethnographicsituation,the re-
sufficientmaterialforscientificinvestigation. flexiveanalyticalapproachrepresentsa partialsolution
The two-stepapproachalso does not dehumanizethe to the liberationistdilemma. Thus, to findout what ef-
subjects of ethnographicresearchas some criticsargue fect being an expatriaterepresentativeof a colonialist
"reductionistic"scientificmethodsdo (e.g.,Tyleri99i). power has on what informantssay or do in one's pres-
On the contrary, because of theirsituationalism,the re- ence, one can rigorouslycompareit with theirbehavior
flexiveand event-historical approachesview individuals with persons of their own culture in similar circum-
as strategizing agents.They do not gloss overdifferences stances.
in motivation,belief,behavior,or life experiencebut This does not represent a complete solution, of
admitthis variabilitydirectlyinto the analysis,thereby course, because it remains to do somethingabout the
grantinga considerabledegree of personhoodto those imbalance of power in ethnographicresearch.As a first
livingin othercultures.Since moral systemsare some- step,selectionofresearchquestionscan certainlybe tied
times judged by theirtoleranceof the deviant,I argue to issues decided by the native communityratherthan
thatthistreatmentofvariationin the two-stepapproach by Western intellectual fashion. Further,the results
is humane. fromAunger (I994a), suggestthat the best way to get
Finally,the recentround of self-reflection about eth- high-qualityethnographicdata is to turndata collection
nographic practice has had the virtue of increasing overto those who are enculturatedin the culturalgroup
awarenessnot only about the rhetoricalbut also about of interest.Of course,the researchwill probablynot be
theethicalnatureofethnographic research.A numberof done withoutthe directionand monies of the ethnogra-
criticalethnographers(e.g.,Fabian I983, I99i; Rosaldo pher-a point recognized by feministethnographers,
I989; Said I978, i989) are concernedwith the intrinsic who argue that since the researchercontrolsthe terms
differencesin power between ethnographersand their of interactionand the framingof the study,a powerdif-
subjects. Fabian (I99I:I93-94), for example, believes ferentialexists between ethnographerand informant
that "hangingthe walls fullwith reflexivemirrorsmay even if women are writingabout women. As a result,
brightenthe place, but offersno way out [ofthe ethnog- theyarguethatone must adoptin one's researcha politi-
rapher'sdilemma of being]... stuck in the dirtof poli- cal agenda explicitlydirectedat overcomingthe forces
tics or the mire of epistemologicalquandaries." Some of the oppression(Mascia-Lees, Sharp,and Cohen I993:
reactto thisproblemby arguingthatanthropology must 246). Perhapsan intimatecollaborationbetweenethnog-
become "emancipatory"or "participatory"byhumaniz- raphersand local individuals,fromresearchdesignand
ing the conditions of life in the cultural group being executionto the interpretation ofresults,would provide
studied (Burawoyet al. i992, Fals-Bordaand Rahman the best, if still imperfect,solution.20Even so, concern
I99I, Huizer I979, Scholte I974, Stull and Schensul with social power is absolutely necessaryfor a more
I987, Torbert I99I, van Willigen, Rylko-Bauer,and completeunderstanding ofthe situationaland historical
McElroy I989, White I99I, Wulffand Fiske i987). This contextof ethnographicfieldwork.However, the exis-
can involvereturningthe knowledgegained throughre- tence of power differentials even at the interpersonal
search to the communityfromwhich it was derived level does notprecludea scientificanalysisofsocial phe-
(ratherthan merelyenhancingthe Westernacademic's nomena; rather,it precludes exclusive reliance on re-
reputation)or, more radical, making research itself a searchers'personalsentimentsand observations,which
formofaction designedto betterconditionsin the com- must necessarilybe biased by theirpositions in social
munity.Argyris,Putnam,and Smith (I985) and Torbert
(i99i) emphasize the need forthe animator/researcher
to acquirethenecessaryself-reflexive, and 20. Variousformsof such collaborationhave been utilizedby a
interpersonal,
sociopoliticalskills beforeattemptingto lead othersinto varietyofethnographers (e.g.,Abu-LughodI992, BeharI993, Ber-
the developmentof novel social organizationalforms. nardandPedrazaI989, ChapmanI992, CrapanzanoI980, Davison
and Womenof MutiraI989, Dwyeri982). However,theworkof
However, "it is impossible to create a researchprocess eachparticipant/author in theethnographic report,althoughoften
that erases the contradictions(in power and conscious- contextualizedinside framingdevices,remainsfragmentary and
ness) betweenresearcherand researched"(Acker,Barry, thusis notvalidatedby an overarching analyticalframework.

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II4 CURRENT ANTHROPOLOGY Volume 36, Number i, FebruaryI995

I thereforeconclude thatscientificanalysisand evalu with an academic but not a natural history)can lead
ation is not a valueless, morallyodious, or impossible researchprogramsto become moribund:a science that
goal for ethnography.In fact, I maintain that formal does not "carve natureat its joints" will be moredebili-
methodsprovidea rigorousmeans of addressingmany tatedthan one that simplymakes relativelylargeobser-
of the issues consideredimportantby interpretivist an. vation errors.Powerfulexplanationsdeal with "natural
thropologists.In general, as noted by Behrens (i990 kinds,"entitiesthathave causal forcein the world.Un-
325-26), statisticianshave been extremelycreativeir fortunately, thereis no scientificmethodfordiscovering
theirdevelopmentofmethodsto deal withtypesofprob. what categoriesofthingsin theworldconstitutenatural
lems previouslytreatedin a purelyinterpretive manner kinds. Progressiveresearchprograms,it seems, can be
"Take forinstancethe impactofmultidimensionalscal. discernedonly by theirresults.
ing on the measurementand representation of complex In any case, the battle over epistemologyhas been
culturalconstructs.Who in the 40's or 50's mighthave won: it is now widelyagreedthatpositivism-or at least
thoughtit possible to derivea statisticalrepresentatior its objectivistepistemology-is dead (RosenbergI988,
of emotions or kin relations,concepts of illness, or a Bohman I99i, Outhwaite i987). However,debates
culture'sfoodclassification?... [New techniques]havc about ontologycontinueto rage.Forexample,an impor-
allowed us to quantifywhat were once thoughtof as tant currenttheoreticalcontroversyin sociologyis the
strictlyqualitativephenomena." The continuingdevel. so-called agency/structuredebate (see Archer I988;
opmentof formalanalyticalmethodssuggeststhat the Bourdieu I977, I984; Giddens I979, i984). This is the
approachoutlinedherecan serveas a generalframework latest incarnationof the ancient rivalrybetween parti-
forconductingreplicable ethnographicresearchon the sans of intentionalityand those who argue that human
fullrangeof traditionalanthropologicaltopics,fromso- action is significantly constrainedby social institutions.
cial interactionpatternsto marriagerules and religious Perhapsit is time forethnographers to followthe exam-
beliefs. ple of theirsociological cousins. We should turnour at-
Several importantimplications of the analysis herc tentionfromsolipsisticconcernswith textsto substan-
have not been previouslynoted.First,the textualistcon- tive questionsabout what variationin culturalpractices
cern with ethnographicrepresentationwas part of the can tell us about the human condition.
reason thattheircritiqueappearedto lead to an analyti-
cal impasse. The implicit goal of both traditionaland
textualistethnography, to depict cultures,requiresthat
a culturebe a self-consistent, integratedwhole capable Comments
ofbeingpresentedin some unidimensionalform.But as
Barth (I993:4) argues, "we must break loose fromoui
rootmetaphorofsocietyas a systemofarticulatedparts. ANDREW ABBOTT
The image is too simple,and it misleads," because soci- Departmentof Sociology,Universityof Chicago,
etyis not an organicbodywithdefiniteboundariesand a Chicago, 111.60637, U.S.A. I5 vIII 94
particularnature.Rather,it is the resultofmultifarious
agents' performanceof specificroles,each with unique After some years' service in the epistemological
competenciesand different strategies.From these con- trenches,I have begunto sense an uncannyresemblance
siderations,Barth(I993:4) concludes that "the image of between methodologicaldebates and the westernfront
processes serves us betterthan that of a structureor a ofI9I4-I7; soldiersgo overthetopintotheno-man's-
closed system." land between the two cultures while their generals
Further,the debatesregardingreflexivity in the social dream of the ultimate breakthrough.Now comes
sciences have overemphasized epistemological and Aungerand proposes,ifnot the Christmastruce,at the
purelymethodologicalconcerns.Assumptionsabout the least a joiningofforcesagainsta common enemy.What
nature of reality (ontology)made by researchershave is one to make of this?
been shown hereto have moresignificantconsequences Aungerurges us to combine his reflexiveanalytical
foran approach (a claim repeatedlymade by the "new approachand the approachhe kindlyattributesto Peter
structuralists"as well [e.g., Outhwaite I987, Layder Abell and me, that of comparativeevent analysis. By
I990, Giddens I99I, Bhaskar I9791).For example, de- doing this, he argues,we will achieve the best of both
spite an objectivistepistemology,microeconomicshas sides of an old dichotomy and will answer a now-
made considerableprogressin describingindividualde- common extremistcritique.Aungeruses the extremist
cisions regardingresource allocation, indicating that critique-the "writingcultures" traditionand the vari-
havingthe correctepistemologyis less importantin im- ous solipsistand "positional" positionsrelatedto it-as
plementinga theorythan having the rightontological a foil to stimulate reconciliation of event-basedand
categories.In particular,the choice ofontologyhas been variables-basedapproaches.
shown to determinean approach's notion of causality, Of the extremecritiqueI shall say little.By aimingto
units ofanalysis,logical form,temporalframework, and findthe rightway to talk about culturesit denies the
quality assessment criteria.Sperber(i985) and Boyer very premise fromwhich it starts. When the smoke
(I994) have emphasizedthatgrantingontologicalreality clears, this particulargroup of lying Cretans has the
to inappropriatelycharacterizedconcepts (i.e., those same interestsas I, or Aunger,or most othersocial sci-

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AUNGER Ethnography: or Science?I II5
Storytelling

entists:discoveringhow the social processunfoldsin all the validity of responses. Abell and I, however,think
its flagrantdiversity. thateven these elicitationstudiesproducefallaciousre-
The real question is whetherwe who analyze the so sults, because the analysis of variance presupposes
cial process with "formalist"methods ought now, ir thingsabout people and actions that aren't true: that
thispresentmoment,to followAunger'sprescriptionoi aspects of themare separable,thatthereare such things
rejoiningeventsand variables.I do not thinkwe should as "main effects,"and so on. Undertakinga general-
To be sure,eclecticismis always thebestpracticalstrat linear-reality-basedanalysis of response bias (as it is
egyat a given time.Broadresults,multimethodresults called in the trade)doesn't reallyrespondto the concep-
triangulatedresultsare always best fora givenempirical tual issue involved.
question.We'd ratherknow more than less, we'd rathei Yet this is preciselywhat Aungeradvocates.He deals
have two takes on a subjectthan one, and so on. But we withelicitationeffectsbyassumingthattheyare separa-
purchase eclecticism at a price. We pay firsta price ir ble consequencesofdifferent attributes:thatstatusdoes
methodologicalconsistency.Eclecticism becomes the so-and-so,that kinship does such-and-such,and so on.
last refugeof the intellectuallylazy: "Don't worry,an- That's what "statistical analysis with variables" as-
otherview ofthe problemwill pin thingsdown." By nol sumes. But Abell and I argue that one can't separate
discipliningourselvesto followone methodor approach kinshipand statusin thisway. Because individuals'vari-
to its logical conclusion we easily overlookmattersthai ous qualities are all bound up together,it makes more
proveto be fundamentalto it. NeitherPeterAbell norI sense to tryto groupdifferent typesofindividuals.Then
would have seen theprofoundproblemsin generallineai one can look forelicitationeffects(ifone chooses) with
realityif we hadn't at times been the exact opposite oJ respectto these types.
eclectics, closing our minds against the general-linear- Thus I agreethatstudyingsourcesofvariationin data
realityapproachin a quite bigotedfashion.Many people is crucial. But I don't think that "the classificationof
do verygood and veryinterestingsocial science within eventscannot include explicitrecognitionof elicitation
what we so stronglyrejected. effects."On the contrary,it would be quite interesting
Second,not onlymay our personalviews of a particu- to code data on one eventsequence as perceivedby doz-
lar problembe thus impoverishedbut new views in gen- ens of different actors and then to classifythe different
eral may become more difficultto develop. To turnthe renditionsof the sequence-right down to inclusion of
comparative-eventperspective into a broad approacb different action chains, different subevents,and so on.
equivalentto its predecessorswill requirea whole com- One could begin to characterizesocial groupsin terms
munityof like-mindedpeople. A communityof eclec- of the commonalitiesbetween theirdifferential percep-
ticswon't work.Lazersfeld,Duncan, and theotherswho tionsofwhat happenedat the Rashomon.There is noth-
developed contemporaryquantitative social science ing in the comparative-event approachthatforbidssuch
were, althoughnot a communityof bigots,certainlya an analysis, contraryto Aunger's implication. What
communityof enthusiasts.Had each given the othera mattersis ratherthat such an analysis of elicitationis
full,eclectic critique,theywould neverhave built even true to the project of thinkingof social life in terms
a small bodyofwork,much less the largeone thatthey ofactors,processes,and actions,which a general-linear-
did. They knew the foundational problems in their reality-basedstudyof elicitationeffectsis not.
work;Duncan's quixotic Notes on Social Measurement
(i984) makes that veryclear. But theysubmergedtheir
doubtsin the adventureof development. ARIE DE RUIJTER
My general complaint about eclecticism once ex- Departmentof CulturalAnthropology,Utrecht
pressed,I would like to speak to the issue of reflexivity, University,Utrecht,The Netherlands.8 VIII 94
which is afterall the heart of Aunger's critiqueof the
comparative-eventperspective.For Aunger,reflexivity Aunger's paper is very well-structured.Using a tried-
means dealing with "elicitation effects,"the conse- and-truerhetoricaldevice,Aungerformulatesquestions
quences of the data-gathering situationforour results. forus, points out dilemmas,proposesa series of poten-
This is an unusual definitionforreflexivity, but let it tial solutions,is not afraidof self-criticism.
As a result,
standforthe moment. his conclusion not only appears completelylogical but
First,Aunger's own reflexiveanalytical approach is reassuresus. He leads us by the hand fromthe opposi-
itselfreflexiveonlygivencertainassumptionsabout ob- tion between storytellingand science to the comple-
servers.Aungeremployedmultipleobserversof a single mentarityof storytellingand science. To put it briefly,
phenomenonand then predicteddifferent observations the article is certainlysuccessful on the storytelling
of thatphenomenonon the basis of antecedentcharac- level. If,however,one succeeds in resistingthe tempta-
teristicsof the observers.But he did this with an analy- tion of being taken by the hand, one is led to ask
sis of variance,which presupposespreciselythe general whetherAunger'sclaim thathis particulartwo-stepap-
linearmodel of realityagainstwhich Abell and I argue. proach is "necessary and sufficientto providea scien-
Aungerthus misses an essential part of our critiqueof tific explanation of processes affectingcultural do-
thatmodel. People in the surveybusinesshave been un- mains" is as convincingas it seems. In orderto answer
dertakinganalyses of elicitation effectsfordecades; in this question I will examine his firsttwo assumptions
marketresearch,money-often lots ofmoney-rides on more close1v.

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ii6 CURRENT ANTHROPOLOGY Volume 36, Number I, February1995

First of all, Aunger advocates reflexivitybecause of meaning which forms the basis of metaphoricallan-
the interpersonalnature of data collection in human guage use. (2) From the above it follows that data are
studies.He considersreflexivity to be an aspect ofanaly- constructsanchored in concepts. Since constructsare
sis ratherthanofrepresentation in theethnographic doc- tiedto particularplaces and periodsoftime,translatabil-
ument. This redefinitionof reflexivitydoes, however, ity,comparability, and commensurability are mattersof
take the stingout of the criticismof postmodernistsor interest.Kuhn (i962), amongstothers,has pointed out
(to put it even more generally)constructivistssuch as thatdifferent paradigmsmake us see thingsdifferently.
Latourand Woolgar(i986). It is exactlythe postmodern Researchworkersin different paradigmshave not only
textualistcritiquewhich calls forattentionto the pro- different conceptsbut also different perceptions.Even if
cess of transformation wherebythe ethnographer's field we accept thatresearchers,Aungerincluded,use differ-
experienceis translatedinto an ethnographicreport. ent methods forsettingup researchand evaluatingits
Reflectionson the natureand methodof composition results,the question remainsin what way and to what
of the representation, the role of rhetoricaldevices,the extent the combination of the two can be unambigu-
restrictionsimposedby conventionsand styles,the con- ously and consistentlyunderpinned,and surely this
structedcharacterofethnography's authenticityand au- question is both importantand relevant.Should not at-
thority,and the political and ideological context in tentionbe paid to the problem in judgingthat occurs
which the ethnographicprocesstakes place have caused when "data" and concepts are joined? Althoughjudg-
postmoderniststo argue that data do not exist priorto mentsare the productsof the universalhuman capacity
but take formduringan interpretivedialogue in which to judge, of a "natural rationality"(Barnes I976), con-
researchers,researched,and readersparticipate:"Scien- cretejudgmentsare decisionsbased on information. The
tificactivityis just one social arena where knowledge interestingelement in this is that judgmentsare not
is constructed"(Latourand Woolgar I986:31). formedaccordingto rules,but theyare also not arbitrary
Should one drawthe conclusionthattheethnographic (BrownI988: I 38-39; see also Sperberand Wilson i986).
documentis merelya construct?Since severaldialogues On the basis of the above considerations,I feel a
take place in different contexts,there are also several strongneed forclarificationof Aunger's recommenda-
constructsdiffering fromeach otherin, amongstother tions that the researcheruse and report(i) "an explicit
things,conceptualframework.The question remains- method formaking inferencesfromprimarydata" and
and I forone cannot answerit-whether the confronta- (2) "a means of assessing the natureand qualityof data
tion of constructsleads simplyto the refinementof de- priorto the inferencestep." As concernsi, what exactly
bate or to the developmentof a betterdescriptionor is meantbyprimarydata? First-levelconcepts,verbatim
approximationof reality.For the time being,I am satis- answers, first(hand)impressions, or something else?
fiedwith the thesis that reflexivity allows us more in- With regardto 2, I doubt the fruitfulness or validityof
sightinto the process throughwhich realityis encoun- the advocated differentiation into phases. Is not infer-
teredand construedbut does not in itselflead to a better ence inherentin perception?
productas far as the representationof realityis con-
cerned.On this point I disagreewith Aunger,since he
believes that representationis possible (for instance, MALCOLM M. DOW
"this approach can effectively separatepurelymethod- DepartmentofAnthropology, Northwestern
ological biases in interviewresponsesfromanswersthat University,Evanston,Ill. 60208, U.S.A. 26 IX 94
more trulyreflectbeliefsof informants").
Aunger'ssecond assumptionis thatit is necessaryto Aungercorrectlyidentifiesa mistaken(thoughoftenre-
specifythe contextof the data collection event in the peated) overgeneralizationin the recent spate of self-
analysis. This assumptionignoresthe issue of the im- critical literatureon ethnographicreportwriting:that
possibilityoffullyspecifyingthe contextofthedata col- because each ethnographic interview is essentially
lectionevent.I reasonfromthe followingtwo premises: unique in termsof the individuals involved,theirspe-
(I) Language use is always metaphorical(Hesse ig80). cific interactions,the physical and political contextof
Languageis, afterall, primarilyan orderingmechanism. theinterview,etc.,it is simplyimpossibleto drawscien-
Phenomenaand objects are joined togetheron the basis tific generalizations about human behaviors either
ofcertainconsiderations.Certainaspects ofan objector within or across cultures.To the contrary,Aungerar-
situation are thoughtof as characteristic,while other gues thatratherthan prematurelysurrendering the goal
aspectsare simultaneouslydeclaredinsignificant forthe of scientificgeneralizationin culturalanthropologywe
ordering.There is a whole networkofrelationsbetween should measure and include in the relevantmodel vari-
concepts,which means thata primitiveimplicittheory ables that code for relevant contextual features; his
exists. The imposingof an orderis in essence no more reflexiveanalyticalapproachrequiresthatsuch context-
thanthe selectionand groupingofobjectsand situations sensitive measures be part of the model. His data-
on the basis of observed differencesand similarities. analyticproceduresallow him to partitionvariationin
Which order one imposes depends on the perspective responsesacross distinct(unique, ifyou prefer)settings
that is used. This means that the transferof meaning to determine, using formal inference procedures,
fromone object to another is an essential element of whether any similarities can be established. That is,
ordering.However, it is the mechanism of transferringratherthan assertingthat no scientificgeneralizations

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AUNGER Ethnography:Storytellingor Science? I I]

can be producedfrommultitexturedethnographicdata tion of his reflexiveanalyticalapproachto new data on


Aungerproposesto assess whethergeneralizationsofin foodavoidances ofindividualsin the IturiForestreveals
terestto the ethnographer can be foundin thedata usinE that the likelihood of "response error"by informants
explicit,replicableinferentialmethods. to the same questions at two points in time could be
Aunger'sreflexiveanalytical approach is a new wa) attributedmostly to informantcognitivevariationand
ofaddressingthe crucial,thoughstill routinelyavoided almost none to memoryand recall effects.The minute
problemofaccuracyin ethnographicinterviewdata. As effectofmemoryand recallis especiallysurprising given
sessingthe degreeof errorin "key" informants'reports the extensive work in this area by D'Andrade and
on behaviors and beliefs should be central to cultural Shwederand others.The relativelylargeeffectsofinter-
anthropologicaldiscussion of appropriatedata-captur( viewer and interviewer-informant interaction clearly
methods. Traditional ethnographicfield practice still validateAunger'sclaim thatsuch effectsare measurable
commonly involves collecting reports from a small and nontrivialand should be includedas controlfactors
numberof "key" informantson behaviorsand beliefso: in "reflexive"ethnographicresearch.
interest.However, in studies carriedout in the earl) Aungergives a broad overviewof some of the more
I980S by Russ Bernardand his colleagues (see Bernard exciting developments in contemporary statistical
et al. i984) the qualityofthe data capturedbysuch tradi- methodology.Here I have two points of disagreement.
tionaland stillwidelyused ethnographicinterviewprac- First, his critique of general-linear-modelstatistical
tices has been called into question. On the basis oftheii methodologyrelies too heavily on Abbott'searlierone.
own seven field studies and afterreviewingscores ol In particular,the casewise-independenceassumptionis
other empirical studies in such areas as child care, no longer required in situations in which individuals
healthcare,communication,and social interaction,Ber- are in interactionand clearlyinfluenceone another.A
nardet al. (pp. 503-5, emphasis added) conclude that relativelynew class of networkautocorrelationmodels
specificallyincorporatessample-unitinterdependencies.
these studies lead to one overwhelmingconclusion:
Second, it is not the case that "sociograms and other
on average,about half of what informantsreportis
diagrammaticforms"of data representationcannot be
probablyincorrectin some way.... thereappearsto
made reflexive.Sociograms,in particular,are easily re-
be systematicdistortionin how informantsrecall
stated in matrixnotation,and recentlydeveloped qua-
just about everything.Furthermore, recall may be af-
draticassignmentregressionproceduresallow a depen-
fectedby the subject of the study,by whetherinfor-
dent matrixof interactionsto be regressedon a set of
mants are aided in theirrecall in some way during
independentinteractionmatrices.It is straightforward
the interview(e.g.,givingthem checklistsrather
to code "reflexive"-type matrices and include them as
thanopen-endedquestions),by whethertheykeep di-
regressors,much as dummy variables are commonly
aries,by conditionsof the interview,or by a variety
used in standardregressionmodels.
of culturalfactors.Therehas hardly been any re-
Overall, this is an impressivepiece of work. Aunger
search at all on any of these things.
is to be congratulatedforinsistingthatthe goal ofscien-
It is astonishingthat a decade later this is still the case tificgeneralizationbe made centralto the task of eth-
(notableexceptionsbeingFreemanet al. I987 and Rom- nographyand for introducingnew methods and data
ney et al. i986). Indeed, as Aungerpoints out, the cur- that demonstratehow such generalizationsmight be
rent bout of critical self-examinationby "textualists" achieved. If the Hegelian dialectic of thesis,antithesis,
has in factled to little change in ethnographicdata col- and synthesisreallyapplies to the currentanthropologi-
lection methods. The currentpreoccupationin ethno- cal discourseon "objectivity"and "scientificgeneraliza-
graphicwritingis with the presentationof various ac- tion," theremay be some gain in mutingthe "hard-soft"
counts and not at all with theiraccuracy.The obvious battle. At least some of the time, the discipline needs
conclusion here, that the great majorityof interview- individualswith diverse tastes attemptingto work to-
based ethnographicstudies are probablymethodologi- gethertowardsthe same end. Withoutmore work like
cally problematic,is of major significanceforthe disci- Aunger's the goal of sound generalizationsis unlikely
pline. to be attained.It may be that to bringthis about will
Aungerhas, I believe,made a majorcontributionwith requirea revolutionin the political economyof anthro-
a new proposal forassessing and includingfactorsthat pologydepartments.
maylead to informant unreliability.Essentially,his idea
is to include variables that code identifiablefactorsof
theinterviewsituation-physical and social context,in- GERARD DUVEEN
terviewer attributes, interviewer-respondent interac- Faculty of Social and Political Sciences, University
tion, and so on. Such contextualvariables permithim ofCambridge,Cambridge CB2 3RQ, U.K. I2 VIII 94
to partitionthe likelihood of discrepanciesin responses
on food taboos by his informantsat two time periods Aungerpresentswhat mightbe called a reportfroma
into percentagesdue to interviewereffects,informant- battlefield,or perhaps I should say a despatch froma
based effects,and interactions.To my knowledge,this combatant,since as authorhe is also participant,and it
is a new approach to assessing the magnitudeand the is as protagonistthat he is able to send out a signal of
sources of unreliabilityin ethnographicdata. Applica- "victory"even if it "has been hard-won."Ethnography,

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ii8 CURRENT ANTHROPOLOGY Volume 36, Number I, February1995

it seems, has been saved forscience througha judicious tion which is detached fromsociety,and it is this as-
combination of formal methods and interpretiveap- sumptionwhichI want to question.He writesas though
proaches.And yet I findmyselfunable to join the cele- the social sciences were capable of producingan objec-
bration,since what he claims as victoryseems to my tive account of social phenomena provided that they
eyes closer to what I would recogniseas defeat.Before used an appropriatemethodology.But whose account
explainingmy reactionin more detail I should perhaps would this be? Whose voice could articulateobjective
add that I come to his paper not as an anthropologist knowledgeof society?It seems to me, rather,that the
but as a social psychologist,that is, froma discipline historyof the social sciences is a historyof diversity
which has sufferedmore than most fromthe reification which shows little indication of convergence. The
of formalmethods.Indeed, like many social psycholo- mindsof enoughgood scholarsand researchershave en-
gists I have foundmyselfturningto the use of ethno- gagedthese problemsforus to have recognisedsuch ob-
graphicmethods in researchin orderto recovera per- jective knowledgeif it were accessible to us. In spite of
spective on the meaningfuland intentionalaspects of his disavowals, Aunger's position remains within the
human activitywhichformalmethodsofdata collection cycle of positivist thinking,to the extent that even
and analysis have obscured (e.g., Lloyd and Duveen wherehe appearsto take account ofcriticalperspectives
I992, Duveen and Lloyd I993). It may be thatfromthe these have in fact been assimilated within a positivist
perspectiveof social psychologythe battlefieldappears framework.
to be a differentone fromthe one which Aunger de- Perhapswe expectdifferent thingsfromethnography.
scribes,but the issues which divide us do not seem to I expectit to yieldan explorationofthe meaningswhich
me to be merelydisciplinaryquestions. social actorsengage,and the onlyway ofgraspingmean-
As he is aware, the strategyof incorporating quantifi- ings is by articulatingthem throughother meanings.
cation and statistical analysis into ethnographyis not This is what makes the social sciences an interpretive
one which would commend itself unequivocally endeavour,and because ofthisI also expectto finddiver-
throughoutthe communityof ethnographers. However, sity among scholars. Diversity in the social sciences
my concern is not with these techniques themselves, seems to me to be the corollaryof a constructivistepis-
which have theirplace withinan approachwhich Mos- temology,and it cannot be eradicatedsimply through
covici (i982) has describedas "methodologicalpolythe- the adoptionof formalmethods.
ism." Rather,my centralconcernis one of perspective
which I can best introduceby pointingto some signifi-
cant weaknesses in Aunger'sarguments. LINDA C. GARRO
Sometimesthe weaknesses are embeddedin the way Departmentof CommunityHealth Sciences,
he formulateshis points. For instance,he describeshis Universityof Manitoba, Winnipeg,MB, Canada
second criterionof ethnographicacceptibilityby saying R3E OW3. 8 VIII 94
"it is necessaryto specifyfullythe contextof the data
collectioneventin the analysis." Who amongstus could While Aunger's paper encompasses far more than the
claim the perspicacityto meet such a criterion?As re- reflexiveanalyticalapproach,my commentswill focus
searcherswe are ourselves social and historicalagents, on this topic. By urginganthropologiststo directmore
and one consequence is thatwe operatewithina context systematicattentionto the data collectionsituationand
which we can never "fullyspecify"! by clearlyexplaininga rationaleand means forfurther-
At othertimesit is therigidityofhis argumentwhich ing this objective,Aunger provides an explicit frame-
leads to a lack of what I mightcall interpretive flexibil- workforaddressingreflexivity (whetherone agreeswith
ity. He writes,for example, that his proposals would his definitionor not) and its implicationsforanthropo-
grant"a considerabledegreeof personhoodto those liv- logical practice.He contends that formalmethods can
ing in othercultures."But "personhood"is itselfa cul- contributeto reflexiveanalysisbyascertaining"the way
turallyembeddednotion,and the characteristicshe at- in which the elicitation process itself biases observa-
tributesto it are not objectivebut a reflectionofhis own tions" throughdividingthe observedphenomenoninto
culturalinsertion(and even withinthisculturalsystem, "observer-or situation-derivedand subject-based as-
can therebe degreesofpersonhood?).He makes this ar- pects."
gumentto suggestthat his proposalsoffera "humane" Aungerbrieflydiscusses an example illustratinghow
approachin its treatmentofinformants, but the human- this approachcan be operationalized.Using logisticre-
itywhich is offered has a distinctlyWesternflavour;not gression,the proportionalcontributionof factorsin his
everyculturewould construeindividualsas "strategiz- model to explained variabilitycan be determined.He
ing agents." finds,forinstance,that I4% of the probabilitythat an
If I have identifiedthese points fromhis text it is informantwould give different responses to the same
not to defendthe "textualist"school which he seeks to questionat different times is attributableto interviewer
challengebut ratherbecause theyseem to me symptom- effects.However,this and the otherpercentagesare dif-
atic ofan unacknowledgedassumptionwhichpermeates ficultto interpret,as theirrelevanceis best understood
his text and determineshis rhetoric.Aunger'sposition with referenceto the proportionof the total variability
appearsto me to reston the assumptionthatthe social explained by the model. This informationis not pro-
sciences can articulateknowledgeofsocietyfroma posi- vided by Aunger,who says only that "the overall sig-

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AUNGER Ethnography:
Storytelling
or Science? I I9

nificanceof the statisticalmodels indicatedthat a con- And althoughI workto distancemyselffrombiomedical


siderable proportion of the variability observed in practitioners,it is ethically importantfor all partici-
responseswas not explainedby the model." The smaller pants to be aware thatthe studyis university-based and
the amount of observed variabilityexplained by the to understandthe ways in which the findingswill be
model, the weaker the explanatorypower of the vari- disseminated.This context,which remainsconstantre-
ables in the model. Additionally,details such as the sig- gardlessofwho conductsthe interview,undoubtedlyin-
nificancelevels associated with the differenttypes of fluenceshow individualsrespond.But is this an effect
factorsand their constituentvariables would help re- which can be measured? Further,Aunger has defined
searchersto evaluate this approachand its implications and limited reflexivityto the data collection situation.
forethnographicinquiry.Further,while Aungerascribes Can concerns about reflexivitybe reduced to method-
the unexplained variabilityto unspecifiedsituational ological mattersand divorcedfromthe formulationof
factors,it is also plausible that,forexample,characteris- the researchproblemand the researchdesign?
tics of the informants,interviewers,or questions that
were not consideredin the model mighthave explana-
toryvalue if theywere included.In correlationalanaly- MARTYN HAMMERSLEY
ses, explanationis necessarilycouched in termsof the School of Education, Open University,Walton Hall,
specificvariables the investigatorchooses to examine Milton Keynes, U.K. 3 VIII 94
and operationalize.If variables are not included, their
contributioncannot be evaluated. Aunger begins fromthe premiss that until I983 "the
Overall,however,Aunger'sattemptto tease apartthe authorityof an ethnographicreportwas assumed to be,
many aspects of the data collection situation that can and effectively was, inviolate because of the lack of al-
influenceobservationsis laudable. It is to be hoped that ternativeviewpoints on a particularcultural group."
researcherswill follow his lead, forit is throughaddi- This is a considerableexaggeration,at best. To mention
tional empirical work that the advantages of such an just one example, Lewis's restudyof Tepoztlan raised
approach relative to its drawbacks can be assessed. It some of the same problemsas Freeman'sre-evaluation
may well provedifficultor infeasibleto implementthe of Mead's work and also led to debates about the objec-
specificrepeated-interview, design tivityand validity of ethnographicaccounts (see Pad-
multiple-interviewer
describedby Aungerin some settings.In addition,the dock Ig6I). I doubt that the ethnographer'sauthority
repetitionof a structuredinterviewwill likely test the has ever been taken as "inviolate." Nevertheless,it is
patience and willingnessof participants.Even so, many probablytrue that the questioningof ethnographicau-
systematicdata collection techniquescan be adaptedto thority,not least by ethnographersthemselves (Ham-
satisfythe criteriahe proposes. Althoughhe excludes mersleyI992), has neverbeen greaterthan it is today.
qualitative analytic methods that representdata (e.g., I agreewith Aungerthat what he calls the textualist
tree diagramsand multidimensionalscaling diagrams), critiquehas substanceand thattheresponseto it should
it would oftenbe possible to collect data in a manner not be to abandon a scientificapproach to ethnogra-
consistentwith the reflexiveanalyticalapproachand to phy-that a rigorousapproachto analysingethnographic
carryout such an analysis priorto the representational data is possible and desirable. However, what he pro-
procedure.One interestingapplicationwould be to add poses seems to me to be defectivein threerespects.
a reflexivedimension(as specifiedbyAunger)to a study First,I thinkhe fails to understandthe radicalnature
like Boster's (i985), in which individualswho gave the ofthe textualistcritique.He writesas ifhe believedthat
more culturallyconsistentanswers,that is, those who he had met the criticisms coming from this source,
agreed more with others,also tended to be the more when in facthe largelyignoresthe textualists'mostfun-
reliable in a test-retestsituation. The contributionof damental (if misconceived) arguments.Thus, some of
variabilityin the two data collection situations to an them claim that cognitiverepresentationis not possi-
understandingof variabilityin responsescould then be ble-that ethnography necessarilyinvolvespoliticalrep-
comparedwith the effectof participantcharacteristics, resentationand in practiceoftenpolitical repression.In
includingagreementwith sharedculturalknowledge.It order to meet this criticism,he needs to address the
should be noted that in domains characterizedby high issues of how cognitiverepresentationis possible, how
culturalagreementone would expect less variabilityin the idea ofethnographicscience can be defended,and in
a test-retestsituation,lesseningthe likelihood of other what senses it is and is not political. He scarcelybegins
significantmeasurable effects.Yet, what remains is to do this.
Aunger'schallenge that researchersaddressissues con- Second, and more important,Aungerunderestimates
cerningthe effectof the observeron what is observed the depthand characterof the differences betweenposi-
duringa data collection situation. tivistand interpretiveapproaches.I agreewith him that
The broaderquestionis whetherthisreflexiveanalyti- these are not simplytwo mutuallyexclusive categories
cal approach representsa necessary and sufficientre- but representa much more complex arrayof assump-
sponse to concerns about reflexivity.Reliabilityof re- tions,arguments,techniques,etc. To take Abell's com-
sponses across time cannot be the only guide. My own parativeevent-history as exemplifyinginterpretiveap-
researchoftenrevolves around illness, and I have used proaches is, however, seriously to misrepresentthe
bothstructuredand moreopen-endedinterviewformats. latterand therebyto avoid most of the issues that are

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I201 CURRENT ANTHROPOLOGY Volume 36, Number i, February1995

in dispute,such as whetherthe goal of ethnographyis phycan only take the formof a juxtapositionof "multi-
explanationor understanding, whetherit is nomothetic ple narrativevoices" which the readeris leftto analyse
or idiographic,etc. These tensions have been present must be challenged,as Aungerinsists.I also agree that
within anthropologyand sociology since the igth cen- the ethnographer's interpretations are privilegedas a re-
tury,and theyare not easily resolved. sult of firsthandexperiencewith the groupunderstudy
Finally, the model of rigorous ethnographywhich and thatthisdoes not preemptorprecludereaders'inter-
Aungerputs forwardis open to question. His concept pretationsas the textualistswould have us believe. The
of reflexivitycaptures only part of what that term is textualistclaim that (social) science is impossible be-
frequently used to denote.And the idea thatthevarious cause it is incompatiblewith the intrinsicallyinterper-
factorsinfluencingthe data collection process can be sonal nature of human studies is also mistaken,and I
measured and statisticaltechniques used to determine thinkthatAungergoes some way towardsrectifying this
theirrelativecontributionto theresultsshows an aston- view.
ishingoverconfidencein the capacityofquantitativere- However, Aunger seems to operate with a fairlyre-
search.Here Aungerignoresthe problemsthat qualita- strictedview of science even thoughhe does not con-
tiveresearchershave longraisedabout themeasurement cede the (scientific)explanatorygroundthatinterpretive
ofvariablesand the determinationoftheircausal contri- (storytelling) modes ofanalysishave arrogatedforthem-
bution.Indeed,some have questionedthe verypossibil- selves.Althoughhe does not sharetheirview ofscience,
ityofthe definitiveconceptson which such an approach he substitutesforit a different but still fairlynarrow
relies.As a result,theyhave set up verydifferentmodels definitionwhich centres on the importanceof formal
of ethnographicrigour,as exemplifiedby ethnoseman- methods of analysis. By so doing he fails to meet (and
tics and ethnomethodology, to mentionjust two exam- thus,answer)an importantpartofthe textualistcritique
ples. In order to establish the superiorityof Aunger's ofobjectivismand scientism,which insiststhatscience
own approach,some comparativeassessment of other does not and cannot take situated meanings into ac-
attemptsto make ethnographyrigorousis surelynec- count.The argumentis thatsocial studyis an inherently
essary. interpretive enterpriseand therefore precludestheuse of
As regardsAunger'sspecificproposals,I am not con- naturalisticscientificmethods.Thus, a textualistmight
vinced that what is required for rigouris an explicit replythat althoughAungerendeavoursto grapplewith
methodformakinginferences.Is not scientificinference some of theircritiqueof scientism(particularlythe ne-
necessarilysubstantiveand situational?If so, it cannot cessityforreflexivity), he has missed a crucial ontologi-
be controlledby method: a crucial elementofjudgment cal pointabout the natureofsocial realityand its refrac-
is involved.And explicitnessis a matterofdegree.What torinessto impersonalanalyticmodes.
is important,surely,is that the analysis be sufficiently This omission is reinforcedin his account of the "re-
explicit to deal with genuine doubt on the part of the flexiveanalytical approach," in which "reflexivity"is
ethnographerand/orthe audience forwhich he or she definedas an aspect of analysis ratherthan of data pre-
is writing.Aungerseems to assume some sortoffounda- sentation-which is what the textualistsmean by it, as
tionalistepistemologyhere. In these respects,thereare Aungerhimselfacknowledges.Leaving behind the tex-
problemswith the very basis on which he builds his tualists' definitionis crucial here, since it means that
proposalforscientificethnography. Aungercannot claim thathis attemptto satisfythe cri-
I believe thatethnographers should explorethe use of terionofreflexivity is successfulin theirterms.Missing
new techniques which mightenable them to improve thefactthatit is the interpretive momentofthepresen-
the rigourof their work and that this should include tationof raw data that is crucial to the textualistargu-
drawingon modes of thinkingand methods developed ment about reflexivity, Aunger cannot really claim to
by quantitativeresearchers.Aunger'sdiscussion of the be marryingstorytellingand science here. Rather,he is
reflexiveanalytical and comparativeevent-historyap- applyingscientifictechniques(via formalanalyticmeth-
proaches is thereforeof value. However, what he pro- ods) to certain kinds of ethnographicprojects which,
poses is not convincingas a scientificbasis formethod- moreover,have alreadybeen definedas beyondthe uni-
ological,philosophical,and politicalethnographic work: verse of discourse to which the textualistcritique ap-
it is questionablein its own termsand hardlybeginsto plies. This is apparentin n. I8, whereAungersays that
take account of the fundamentaldisagreementswhich his two-stepanalyticalprocedure(reflexiveanalysisfol-
currentlyplague anthropologyand the othersocial sci- lowed by comparative event history)applies only to
ences. "ethnographicresearchdevotedprimarilyto the expla-
nationor descriptionofethnographicrealities"and thus
explicitlyexcludes "ethnographiesdesignedto capture
DEREK LAYDER the experientialnatureoffieldworkor lifein the culture
Departmentof Sociology,Universityof Leicester, understudy."
LeicesterLEI 7RH, England. 30 vII 94 To some extent,then,Aunger'scounterto the textu-
alist argumentagainst the possibilityof a scientificap-
I agreewithAunger'sbasic objective,whichis to dispute proach to ethnographymisses its intendedtarget.Fur-
the idea thata scientificapproachto ethnography is im- thermore, I do not thinkthathe providesanythingother
possible.Those "textualists"who believe thatethnogra- than a nominal link between quantitativeand qualita-

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AUNGER Ethnography:Storytellingor Science? I1I2

tiveformsofanalysis,because his concludingcomments with a useful calling into question of ethnographicau-


stronglysuggest that formalanalytic methods are the thorityand theunreflexivepositivismpresumedto have
basis of"real" science and thatqualitativeanalysisitselfcharacterizedearlierethnographicstudies: "previously,
is somehowunscientificor pseudoscientific.Trulygrap- the authorityof an ethnographicreportwas assumed to
plingwith the textualistcritiquerequiresthat"science" be, and effectively was, inviolate because of the lack of
not be limited to studies reliant on "formal analytic alternativeviewpoints on a particularcultural group."
methods."It has to be shown thatqualitativestudiesin Such statementsare clearlyhyperbolic;disputes of in-
general (not only ethnography)are just as systematic, terpretation in anthropologyhave always been with us.
rigorous,and analytic as those based on quantitative Clifford'sand Freeman'sdepictionsof anthropological/
techniques. ethnographicauthorityor consensuswere rhetoricalde-
Thus, "science" mustbe not just a matteroftheappli- vices intendedto exaggeratethe noveltyof theirrespec-
cation of specificmethodsor techniquesof analysisbut tive views. Even when an ethnographer arguesan inter-
one of the explanatoryformand power of an account. pretationin assertivefashion,one should not inferthat
Further,a science ofthe social mustpresupposean onto- any absolute truthor authorityis claimed. More to the
logical subject matterthat is not limited simplyto the point,one should not assume that professionalreaders
interpretation of the meaningofhuman activitybut ex- have ever accepted any ethnographer's claims solely on
tends to the analysis of social structures,institutions,the basis of some imaginedscientific"authority."
and cultures.That is, it must attendto collectiveas well In otherwords,Aungershares with the textualistsa
as individual or interactionalpropertiesof social life tendencyto neglecttherole ofa scientificcommunity-
and, furthermore, should at some point attemptto un- thedomainofpublic discourseand controversy ofwhich
ravel their mutual influences. Finally, science is not CURRENT ANTHROPOLOGY constitutes such a laudable
simplyabout the use ofparticularmethodologicaltech- and concreteexample-in which claims to novelty,ex-
niques and formsof analysis but about the practicalap- planation,and discoveryare ultimatelyevaluated.Even
plicationof certainassumptionsabout the natureof the ifa studyfails(as all ultimatelydo) to satisfyproblemat-
topic under investigation.That is, science is intrinsi- ically conceived criteriaof absolute truthor reliability,
callyabout theoryand makingtheoreticalcommitments this does not in itself disqualifyit fromparticipating
(explicitor implicit,systematicor ad hoc) which influ- in a constructiveway in a wider scientificdiscourse.
ence researchdesign,the choice ofmethodologicaltech- Aunger'sargumentto the effectthatanticipatablebiases
niques and strategies,and the interpretation arisingfromthe natureof informants'vantagesor those
of results.
In summary,although Aunger's overall objectives are of ethnographersshould be taken into account in re-
sound, by ignoringpurelyqualitative analysis his spe- search design is always a good idea. So, too, is the call
cificproposalfora scientificethnography seems too nar- formakingmethodsofdata collectionexplicit.But these
rowlydefinedand prescriptive. values are all but universallyacknowledgedand under-
stood, even if not consistentlypracticed. Practically
speaking,an obsession with method and reflexivity in
P. STEVEN SANGREN research design is very likely,as the current scene dem-
DepartmentofAnthropology,Cornell University, onstrates,to deflectscholarlyattentionfromthe study
265 McGraw Hill, Ithaca, N.Y. 14853 U.S.A. of societies and cultures to studies of method and re-
(pss3@cornell.edu). 27 VII 94 flexivityin the abstract.
One suspects that Aungerwould disqualifyas unsci-
I agree wholeheartedlywith Aungerthat the values of entificthe contributionsofmanyifnot most classic eth-
science oughtnot be abandonedin ethnography (Sangren nographies(e.g.,Boas, Mead, Evans-Pritchard) based on
I988, i989). However,I disagreebothwithhim and with informationsupplied by "key" informants. By now the
the "textualists"he disputes about how science ought shortcomingsof many early ethnographiesare well
to be conceived.It is instructivethat,althoughAunger known, but it is the discipline of the framingpublic
and the textualistsdisagreeprofoundlyon the possibil- discourse on these studies that has improved (made
ity and desirabilityof writingscientificethnography, morescientific)our understandings of the Kwakiutl,Sa-
theyagree ratherremarkablyon what qualifiesas "sci- moans, and the Nuer, not the implementationin single
ence": to be scientific,ethnographicwritingought to case studiesofnarrowlyconceivedresearchmethodsde-
eschew "linguistic devices" and "rhetoric,"eliminate signedto eliminateor minimize bias and distortion.
intendedand unintendedbiases and effectsofpowerine- Aunger'spenchantforbifurcationsof categorieslike
qualities, and emulate the quantitativemethodsof sta- rhetoric and statistics, hermeneutics and science-
tisticallyorientedsociology.Both Aungerand his post- disavowals notwithstanding(it is not only the title of
modern or textualist opponents, by restrictingthe the paperthat"perpetuatesa false dichotomy"between
constructionof scientificauthority(bothrhetoricaland storytelling and science)-also alignswitha similarpen-
real) mainly within the boundariesdefinedby singular chant among those he disputes. I suggestthat Aunger
ethnographiesor researchprocedures,significantly mis- considerthe rhetoricaluses of statisticsand mathemat-
construethe relevantcontextsthatconstitutethe inter- ics. Numerical and mathematicaldevices are not, as he
subjectivesocial world of social science discourse. assumes, devoid of rhetoricalintent;theyare employed
For example, Aunger credits the textualist critique to persuade.And neitherare "linguisticdevices" incapa-

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I22 CURRENT ANTHROPOLOGY Volume 36, Number i, February1995

ble of "scientific"(or at least logical) precision.In this writing,on the one hand, and more coherentlyencom-
regard,Aunger's faith in the objectivityof statistical pass a pluralityof stylesofethnographicrepresentation,
methodsand theirabilityto incorporatea ratheroddly on the other, than can Aunger's laudable attemptto
conceived "reflexivity"into researchdesign is uncon- imaginea single utopian method.
vincing.I, too, believe thatstatisticaldata can be useful
in the constructionof ethnographicdescription.But as
GregoryBateson (I972) so usefullypointed out, statis- DOUGLAS WHITE
tics can "prove" quite "reliably" how such factorsas DepartmentofAnthropology,Universityof California,
"dormativeprinciples"in opium produce sleep! Statis- Irvine,Calif.92717, U.S.A. I IX 94
tics can be employed very productivelyin producing
compellingarguments,but so can argumentativenar- Aunger's analytic reflexivityseeks to combine source-
rative. of-biasconcernsand systematicinterrogation ofpatterns
Clearly,Aungeris favorablyimpressedby the poten- in socioculturalphenomena.It presentsa challengefor
tial ofmethodsdevelopedby statisticalsociologyto en- the continuingevolution of our discipline. While text
hance the scientificstatus of ethnography. Yet data col- critiquecontributesto understanding ofpossiblesources
lection by what amounts to opinion poll has its own of implicitbias in ethnographicsyntheses,understand-
shortcomings.Ethnographers are interestednot only in ing of the relativecontributionsof margin-of-error, dis-
what people say or believe (and any pollstercould tell tortion,and accurate renderingof phenomena requires
you that one cannot take respondents'answers at face systematiccomparisonof alternativeaccounts. Aunger
value; context,the specificnatureof the topic in ques- shows how one can move beyondthe conventionaladdi-
tion, and many other factorsmake interpretationof tive-statistical-influence (generallinear) approach,with
informants'answersproblematic)but also in why they its limitingassumptions,to createan internallycompar-
believe it and how the fact that they "believe" it (or ative science of culture-internal, that is, to the proce-
claim to do so) produces social effects.For example, duresofdata collectionand analysis.His greatestservice
studies of "ideology" under Aunger's researchregime to the discipline,however,is not to rest contentwith
would be diminishedto statisticalportraitsof people's the newermethodologiesforinternalcomparisons(ran-
"beliefs" and their correlations with other "vari- dom assignment and, I might add, discrete-structure
ables"-attempting to controlforvarious biases in data models) but to face the need forprocess descriptionof
collection. The misrecognizing,legitimatingsocial ef- event histories,which bringsactors and theircontexts
ficacyof ideologyas more commonlyconceived could (includingeventand materialflows)into analyticfocus.
not be statisticallystudied in any such straightforwardHis proposed synthesisof the more nomothetic,vari-
way. In short,manynecessaryelementsin good ethnog- able-drivenapproach with comparative event history
raphyare unframablein the termsenjoinedby Aunger's and analysis-"storytelling reborn"-is a good begin-
caveats. ning,and it can be enlargedand strengthened in various
In sum, one can agreewithmanyofAunger'smethod- ways.
ological suggestionsand even grantthat the terms of For one thing,it is possible to combine the newer
his "reflexiveanalytical" approachas partof a two-step methods of internal comparison (e.g., random assign-
researchstrategymightinspireuseful contributionsto mentand discrete-structure models forthe null hypoth-
ethnographicknowledge.However,his claim that "the esis and descriptive-nomotheticcomponents, respec-
approachoutlinedherecan serveas a generalframework tively) with comparative event history and analysis.
forconductingreplicable ethnographicresearchon the Furthermore, it is possible to include flagsforpoint of
full range of traditionalanthropologicaltopics" is at view or possible sources ofbias in the internalcompara-
once too restrictiveand too ambitious.Aunger'sagenda tive event analysis. This will permitdeterminationof
unnecessarilyrestrictsethnographicanalysesto a single whethera potential source of bias makes a systematic
protocol. However, most good ethnographyrequires a difference to the patternsor structuresobserved.(Non-
continual reframingof the premises of one's study as systematicbiases are, by definition,errorsthat do not
researchproceeds. It remains unclear how a mere se- accumulate in one directionor anotherover a series of
quencingofnarrativeand formalframeworks can coher- observations.They behave in a randomfashionto intro-
ently transcendthe epistemologicaldivide Aungerde- duce the marginof errorthatis always presentin obser-
fines by methodologicalmeans. Why not expand our vations but to varyingdegrees. Random biases cancel
horizons beyond individual studies to the imagined one anotherout in averagingover a series and do not
communityof social scientists?Let us aspire to some- detractfromthe validityofdescriptionas do systematic
thingakin to an implementationofcommunicativerea- ones.) There are many more ways to combine process
son (Habermas I982) as a collectiveprocess amongeth- descriptionwith systematicinternalcomparison(story-
nographers(and theirinformants) ratherthan imaginea tellingand science) than the one-two-steplinkagepro-
researchmethodcapable of containingthe powerofthis posed by Aunger.
intersubjectivenotion of science within a single re- Given the need for and possibility of hybrid ap-
search methodology.An understandingof "science" as proachesthat reconceptualizesome of our tools foran-
itselfan intersubjectiveprocess could more effectively thropologicalresearch,processdescriptionsare likelyto
defendthe scientificstatusofethnographic researchand increase in importance. Event-historyapproaches in-

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AUNGER or Science? I I23
Ethnography:Storytelling

volvingspecificsets ofactors,contexts,social and inter- fulresponseto thebasic problemofleavingtracksshow-


pretiverelations,etc., are intellectuallymore satisfying ing how you reachedyourinterpretivedestination.
than purelyvariable-drivenrepresentationsof the phe- In addition,reflexiveanalysis does not preclude the
nomena we study. They necessarilyinvolve us, along use of the textualists' reflexivity-as-introspection in
with those we work with, in developingthe phenome- otherstepsofresearch.Garroarguesthatit is important
nologyof human existence.Activitysystems,flow sys- to be reflexivein the steps which definethe research
tems,and relationalsystemsare cominginto wideruse problemand design priorto analysis as well as at the
forrepresentingevent histories.In consequence, flow otherend oftheresearchsequence,in theuse ofresearch
dynamics,discretestructures,and networkrepresenta- results. As I argued in footnotes,I acknowledge that
tionsare increasinglyused to model continuousand dis- such steps exist and that self-awarenessin such steps is
creteprocesses.These newerevent-flowrepresentations necessaryand laudable. Reflexivity in the analyticalstep
do need to be subjected,as Aungersuggests,to internal representsa new contributionto the researchprocess
comparativeanalysis (I would add: at all levels, not jusi which can be used in additionto self-reflection.
thatof descriptivevalidity).These new directionsin re- Sangrenand Hammersleydecrymyargumentthatthe
search may help to synthesize the more idiographic textualistcritique representsa new chapterin the ap-
event-historyand the more nomothetic statistical- preciation of ethnographies.They argue that ethno-
influenceapproaches. Some may seek to follow these graphicauthority(a concept developed by the textual-
directionsto develop more satisfactoryfoundationsfoi ists) has always in fact been subject to scepticism. I
the researchand interpretive problemsthatface anthro- thinkthis downplaysthe textualistcontributionto eth-
pology. nographicpractice; the notion of reflexivity has raised
theconsciousnessofethnographers aboutrepresentation
and the truthvalue ofethnographicdescriptions-issues
whichwere implicitpreviously-and, as a result,the de-
Reply greeof sophisticationamong practitionersand consum-
ers of ethnography has increased.I believe that the tex-
tualistsdeservecreditforthis advance.
ROBERT AUNGER The reflexiveanalytical approach. The reflexiveana-
Chicago, Ill. 60637, U.S.A. 26 IX 94 lyticalapproachhas also provedquite controversial.San-
gren argues that it is incapable of studyingemergent
As is suggestedby two respondents(Abbott,Duveen) phenomena-for example,topics centralto social stud-
who begintheircommentarieswith analogiesto martial ies such as ideology-because it relies on surveystatis-
combat, taking any stand on ethnographicmethods tics. Informantscan't reporttheirimplicitknowledgeor
these days is like landingin the middle of enemyterri- can mislead the ethnographerif confusedby false con-
tory:one is liable to sufferan onslaughtfromall sides. sciousness. But the imaginativeuse of individual-level
I neverthelessthank the commentatorsfor taking up data,coupled with ethnographicinsight,can indeedpro-
armsto engagein yetanotherroundofbattle.I will deal vide insight into social processes. For example, how
here with the apparentlymore "explosive" positions would an inverse correlationbetween the size of a
taken in the paper. bride's bound feet and her husband's wealth in igth-
"Reflexivity."My use of the notion of reflexivity centuryChinese society be properlyinterpretedexcept
provedan admirabletargetforcriticism.I eitherused a as a consequence of rich men's abilityto commandthe
peculiarinterpretation of the term(Abbott),was merely self-defacement of theirwives? A mother'sreportedde-
too limited in my definition(Garro,Hammersley),or gree of ambition forher daughtermightalso be found
"definedaway" the crux of the matteridentifiedby the to be associated with the smallness of that daughter's
textualists(de Ruijter,Layder).However,it seems to me feet,suggestingthat women were also socialized to be
that the relevant question is not whetherI have ad- the proximalagentsof theirown subjugationin this so-
dressedthe textualists'concernsbut whethertheirno- ciety. Such evidence is indirect,but so are assertions
tion solves thereflexivity problemmoreeffectivelythan based on what ethnographerscan themselves observe.
mine. The problemis to provide"informationas to how The ethnographer may intuitthatideologicalmanipula-
it [ethnographicinformation]came into being,the pro- tion ofbeliefshas occurredin an unfamiliarsociety,but
cess by which it was obtained" (to quote Meyerhoffand the use of social statistics can confirmthe ethnogra-
Ruby[i982:2] again).The textualists'gambitof using pher'simpression.I would arguethatissues such as ide-
representational cues in the textassumes thatthereadei ologyare less persuasivelystudiedin a strictlyinterpre-
has the experienceto make the relevantinferences.As tive fashion.
theyrecognize,introspectionis untrustworthy because De Ruijter,Duveen, and Garroarguethatno one can
of the situatedness and biases of the ethnographer;it fullyspecifya social situation.Indeed, as Garronotes,
is a feeble sort of reflexivity.The reflexiveanalytical thereare aspects of a situationwhich cannot be explic-
approachprovidesmore explicit informationabout the itlyincorporatedinto any model, howeverelaborate,as
originsand qualities of the data in the formof data col- is exemplifiedin my own empiricalwork (wheresome
lection protocolsand standardizedanalyticprocedures. variation remained unexplained by the statistical
Thus, I would argue,reflexiveanalysisis a morepower- model). I was obviouslymisleadingon this point: I did

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I24 CURRENT ANTHROPOLOGY Volume 36, Number i, February1995

not mean thateverypossible influenceshould be incor- not "forbidden,"I still maintain that it is contraryto
poratedinto the reflexiveanalyticalmodel,which is ob- thepurposesand virtuesofthe approach.Ifsuch an anal-
viouslyimpossible.However,the inabilityofthe reflex- ysis were to conclude thateventsat the Rashomonwere
ive analyticalprocedureto account forall influenceson observedmore similarlyby A and B than by A and C,
the phenomenonofinterestdoes not invalidateit, since we would not have come closerto understanding whyA
the alternativeis an inabilityto determinethe effectsof and B perceiveda particularevent sequence differently.
any factorson the situationexceptthroughdirectinfer- While the comparativeevent-historicalapproachis able
ence fromobservation.Instead,I meant "fully" to im- to sortobserversinto groupsby clusteringtheirdifferent
ply the inclusion in the analysis of variablesfromeach reportedsequences, it cannot assist the researcherin
ofthefourcategoriesoffactorsidentifiedbythemethod- identifyingwhat caused their commonalityof percep-
ological situationalistposition(i.e., some characteristics tion. A reflexiveanalysis might,however,suggestthat
ofthe context,the subject,the observer,and theirinter- this similaritywas associated with A and B's bothbeing
action).These categoriesare admittedlyintroducedonly males while C is a female. Of course sex per se is not
later in the paper. Missing "situational" factorsmight the cause ofthe observedgrouping-perhapswomen are
include observercharacteristicsor aspects ofothercate- relegatedby social structureto particularroles which
goriesbesides context,as Garroasserts. affecttheirperceptionand interpretation ofevents-but
A relatedpoint: Garro's complaintsabout the inter- treatingindividuals as if they were unbundled sets of
pretationof the reflexiveanalytical case studycited in characteristicscan providesignificantclues aboutwhere
the paperare all cogent,but the informationshe desires to look forultimate causes. As Abbott himselfrecog-
(e.g.,about the relativesignificanceofdifferent explana- nizes, doing so has enabled "many people [to] do very
toryvariables,the proportionof overall variabilityac- good and veryinterestingsocial science withinwhat we
counted for)is all presentedin the originalpublication so stronglyreject" (i.e., the general-linear-reality
meth-
(AungerI994a). Since the purposehere was illustration odology). Thus even though, ontologically speaking,
ratherthan demonstrationofthe particularsofthe case, such analysesproduce"fallaciousresults,"theyprovide
these figureswere not specified. powerfulheuristicsthat lead to a deeperunderstanding
The comparativeevent-history approach.The second oftheprocesseswhich generatedthe differences in what
step of the approachI advocated has been virtuallyig- was observed.
nored,exceptby Abbottand White.Certainly,compara- The integrationof idiographic and nomothetic ap-
tive eventhistoriansare few at the moment,and I hope proaches. I share White's enthusiasm about the pros-
that by advertisingtheir existence to anthropologists pectsforthe developmentofsocial science methodology
theirranks will increase. But Abbott makes a tactical which may lead to greaterinteractionbetween nomo-
argumentagainst a paper whose purposewas strategic. thetic and idiographicmethods than is allowed by the
He argues that novel approaches to researchmust be two-stepapproachI have outlinedhere.' I am less san-
championedby a vigorous and single-mindedcadre of guine than White appears to be, however, about the
Young Turks.This may be accuratefroma sociology-of- eventualsynthesisofthese two approachesinto a single
science point of view. However, it is irrelevantto my analysis which can deal with both observerbias and
more theoreticalpoint: what methods are requiredto event structuresimultaneously.His proposed solution
treat a research question? If several researchersare is randomized regressionof a structuralmodel (Dow
needed to implement the two-step approach because makes a similar argument).The social-networkand
each is likelyto be specialized in one or the othermajor discrete-structuremodels mentionedby White involve
approachto research,this is a faultnot of the approach matrixmanipulationtechniqueswhich look for"struc-
but of the researchersor their training.Abbott's own ture" or patternsin matrixvalues. Combinatorialas-
abilitiestestifyagainsthis claim about the impossibility signmentmethodscan be used to investigatethe struc-
of "eclecticism": onlysomeone with an expert'sknowl- ture of differentmatrices,one of which could include
edge of general-linear-reality approachescould be so in- the event sequence codings as elements while another
sightfulin criticizingthem.It must therefore be possible matrixrepresentedinformationabout the characteris-
fora single individual to imagine,if not execute, both tics ofindividualsresponsibleforthe observationsin the
kinds of research. Further,since Abbott and his col- event matrix.
leagues have alreadyuncoveredthe hidden difficulties The problemwith this approachfromAbbott'spoint
with the general-linear-reality approachby concentrat- of view is that the rows in the event matrix are not
ingtheirattentionon the developmentofan alternative, treatedas a unit. In the comparativeevent-history ap-
the constructivework has already been largelydone. proach events are compared only as elements of se-
Whatremainsis forpractitionersto applybothmethods quences; White's suggestedapproachwould insteadma-
to the same problems,cognizant of the limitationsof nipulate each value in the event matrixindependently
each. As Abbott allows, using multiple methods pro- wTAithknV1
yor%pn+e
to -rwr-AL ny onlnIv"%no WUhilM thio ; im py_

vides the best understandingof any given situation.


Abbottand White also assertthat it is appropriateto
i. As Dow notes,developments statisticalmethods
in traditional
performcomparativeevent-history analysison eventse- also lead to new techniqueswhichavoidone or moreofAbbott's
quences which describethe same eventsas perceivedby criticalpointsaboutgenerallinearreality.Nevertheless, mostof
different actors or observers.While such an analysis is Abbott'spointsare trueofmostexistinglinearmodels.

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AUNGER Ethnography:Storytellingor Science? I125

fectlylegitimatestatistically,such a single-stepcombi- methodshave oftenbeen linkedto theoryas a matterof


nationofobserversand eventsbecomes a purelygeneral- academic tradition.For example, Denzin and Lincoln
linear-reality-styleanalysis. I therefore agree with (I994: 2) definequalitativeresearchers as those who
Hammersley that nomothetic and idiographicmodels "study things in their natural settings,attemptingto
representtwo generalclasses of approachwhich are suf- make sense of,or interpret, phenomenain termsof the
ficientlydifferent to inhibittheirmeaningfulsynthesis. meaningspeople bringto them." But theyalso contend
They make different ontologicalassumptions,have dif- (p. 4) that "qualitative researchersstress the socially
ferentanalytical purposes, and are based on different constructednature of reality,the intimaterelationship
units of analysis.In essence, my argumentis thata sup- betweentheresearcherand what is studied,and thesitu-
posedly idiographic analysis may ignore Abbott's ational constraintsthat shape inquiry."I have argued,
qualms about generallinearrealityto such a degreethat however,that such theoreticalpositions are not neces-
the virtuesof a case-orientedapproachare lost. sarilyimplied by reliance on particularmethods.So in
I should note thatthereare examples in the literature factpurelyqualitativeapproachescan be consideredsci-
of approaches which might more closely approximate entific,as Layder and Hammersley assert, as long as
White's ideal. For example, Behrens(i990) developed a theyare as "systematic,rigorous,and analyticas those
procedure which combines random assignment with based on quantitative techniques" (Layder). Ham-
Ragin's (I987) algebraic comparisonmethod forcausal mersley suggests ethnomethodologyand ethnoseman-
analysis. Since this is also a two-stepapproach,it pre- tics as examples of such methods.Certainlya majorre-
servesthe essentialcharactersofthevariables-basedand search programof this school, conversation analysis
case-historical approaches. In particular, cases are (e.g., as practicedby Schegloffand his students),quali-
treatedas wholes. However, Behrens's proceduredoes fiesas a formalmethod.This techniqueis based on tran-
not compare event sequences. Instead, the most parsi- scribednaturalisticdialogues and uses standardizedas-
monious set of necessary and sufficientpreconditions sumptionsabout conversationstructureas well as the
leading to a particularethnographicoutcome is found substanceof what is said to determinehow individuals
using Ragin's methodand then the relativesignificance coordinate these social interactions (Levinson I983:
of these conditionsin producingthe outcome is deter- 294-332). Thus,conversation analysesaretoa consider-
mined using randomization.Althoughevents may os- able extent replicable, and traces of how the analysis
tensiblyserve as preconditions,the algebraiccompari- was conducted (as well as the "raw" transcriptions
son step still retainsa dependent/independent variable themselves)are oftenrepresentedin published reports
"feel," so that the preconditionsas opposed to outcome using this method.Thus I have nothingagainstqualita-
events are considered only as states, not as complex tive techniquesas long as theyare formal(see n. i I).
entities,and thereis no considerationof theirtemporal Althoughformal,conversationanalysisis designedto
(i.e., causal) order.Behrens's approach is thereforenot deal with the intentionalityof the participantsand to
truly event-basedor historical and as a consequence inferthe meaningattachedto speech acts-the very"as-
does not representas complete an integrationof idio- pects of human activitywhich formalmethodsof data
graphicand nomotheticapproachesas the two-steppro- collectionand analysishave obscured,"accordingto Du-
cedureI have outlined.Thus, while I agreewith White veen. Ethnomethodologistshave convincingly con-
thatthereare othermethodswhich can be made analyti- tendedthat meaning is constructedwithin local situa-
cally reflexiveor historical,none has quite the same set tionsthrough socialinteraction (HeritageI987:225-26).
of virtuesas the one I proposed. For this reason, I have emphasized that methodsmust
The nature of "science." The most importantcon- also be situationalist.Thus whetherhuman behavioris
tention,I believe, is that of Layder,Sangren,and Ham- couchedin intentionalorbehavioraltermsis less impor-
mersleythat my notion of science is positivisticand tantthan the kind of analyticalapproachused. Formal-
hence hopelesslyantiquated.Science, theyargue,is not ityof methodshas little do with the natureof what is
about methodologybut about theoreticalcommitments studiedbut everything to do withverificationand credi-
priorto researchdesign.While no researchcan be con- bility.
ducted without theoreticalunderpinnings(if only im- There is furtherevidence thatwhat distinguishessci-
plicit),I disagreewith Layderthatscientificresearchcan ence as a cultural practice is its reliance on methods.
be recognizedby its explanatoryformor power rather The evidence lies in how science producesknowledge.
than by its analytical methods. Science is primarily As the sociology of science has taughtus, conceptual
aboutfalsifiability and thereforeinvolvesa commitment changein science is a functionofsociologicalprocesses.
to publicly disclosed (i.e., replicable) methods. Layder The question is, what processes in which society?Is it
and others would argue that science is not restricted society-at-large, so that scientificknowledgeconsistent
to empirical,testable hypotheses.My response to this with the ideologies of powerfulsocial groupsis legiti-
contentionrequiressome development. mated,as is arguedby the "strongprogramme"in the
First,the nomenclatureof quantitativeand qualita- sociologyof knowledge(e.g., Bloor I976, Barnes I977)?
tive methods obscures the more importantquestion Or is the "scientificcommunity"to which Sangrenre-
whethermethods are formal.Nominally, what distin- ferslargelyself-policing, using its own criteriato estab-
guishes quantitative methods is whether counts (i.e., lish what scientificknowledgeis?
"quantities") are used in analysis. But as I have noted, This question can be answeredby examiningthe data

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i26 CURRENT ANTHROPOLOGY Volume 36, Number I, February1995

on scientificreputation,since who gets an audience de- and must continually be backed up by high-quality
termineswhich theoriesand resultsbecome widely ac- work.This analysis indicatesthat the criteriaprimarily
cepted. Reputation can be ascertained from citation used to establish reputationin science are professional
practices-which researchers seek support for their and internalto the scientificcommunityratherthan
work by linkingthemselvesto the authorityof others. based on power or standingin the largersociety.
Hull (i992) finds that only a small proportionof the More relevantto the presentdiscussion is that what
scientistsin any fieldpublishespapersregularly(admit- allows this communityto functionon these standards
tedly, some scientists work outside academia, where is formalmethods. Scientificreputationdependson le-
publicationis not expected).Of these papers,onlya few gitimatedresults,and results,to be legitimated,must
are evercited; a verysmall proportionofthepaperspub- standup to effortsat falsification.As Miles and Huber-
lished in any fieldis cited often.There is thus tremen- man(I 994: 2) note,the"deep,dark"problem withpurely
dous variationin this measure of scientificreputation, interpretiveresearchis that of credibility:"we do not
indicatingthat competitionforreputationis intense. really see how the researchergot from3,600 pages of
Since reputation is relative, individual scientists field notes to the final conclusions, as sprinkledwith
should seek to elevate theirown reputationsat the ex- vividillustrationsas theymay be." Interpretive research
pense ofothers.This can be best achievedby coalescing proceedsdirectlyfromfieldnotesto finalproducton the
into "numerous,relativelyisolated groupsof scientists basis of analyticalconstructsdevised by the researcher.
who hold significantly different
views fromeach other" Formal methods, in contrast,lead the reader through
(Hull I992:78), so that within groupsthereis coopera- the steps precedingthe presentationofresultsand their
tion (i.e., mutual citation,supportin the grantprocess) interpretation. Such ethnographicreportsare morecred-
while between groups there is competitionfor domi- ible because the interpretationhas been shown to result
nance in the discipline. Kuhnian paradigmshiftscan from a replicable protocol, not simply frompersonal
then be explained as the ascendancy of cliques which biases.3
have theoreticalviews different fromthose ofthe group Thus, falsificationremainsthe criterionwhich distin-
whichpreviouslyheld sway.Hull findsevidenceforthis guishes science as a culturalpracticeand resultsin the
"demic" organizationof scientistsin National Science unique ability of scientifictheories to exhibit greater
Foundation proposal reviews, where the conceptual power over time (as seen in the increasingability of
school to which one belongs highlydeterminesthe de- technologyto manipulatethe environment).In otherar-
greeto which one is positive about a proposal. eas ofscholarlyendeavor(e.g.,literarycriticism,histori-
At the same time, the theftof ideas and falsification cal and humanisticinterpretation), knowledgecan accu-
of results are severelypunished-much more so than mulate throughaccretion,but theoreticaldevelopment
in otherprofessions(e.g.,medicine,law, police)-while does not occur. So science is about replicationand test-
honestmistakesarerapidlyforgivenas longas the scien- ing, which requires formal,public methods. Certainly
tist acknowledges them. The most powerful can be whichmethodsare used is constantlyin fluxas support-
knocked down instantlyby proofof impropriety. How- ing technologies and social understandingsof those
ever,personalfailuresare irrelevantto statusin the sci- methods change. But for the reasons above, I do not
entificcommunity.Honesty is thereforethe most suc- thinkit unreasonableto emphasizemethodsratherthan
cessfulscientificattitude,and the scientificwork ethic interpretive style,as suggestedbyLayder,in distinguish-
should strikea balance betweenthe pursuitofgood the- ing science fromother types of knowledge-generating
oryand little deviationfromnormativepracticesto es- practices.
tablishresults:beinga good scientificcitizenmeans be- Of course, scientificreputationcan also depend on
ing moral and creative. Further,this scientificethos the developmentof novel, widely adopted theoretical
exists independentlyof national culture:in manydisci- concepts.Theories cannotthemselvesbe falsified(Laka-
plines,the race forknowledgeis now global,with com- tos I970), since theorytends to be underdetermined by
municationnetworksfacilitatedbyfaxesand e-mail.We data (hence the need to augmenttheorywith secondary
can inferfromthis evidence thatthe scientificcommu- restrictionsto develop testablepropositions).Therefore
nityhas a cultureof its own and can be properlyunder- multipletheoriesfora given domain ofphenomenacan
stood as a self-containedsocietyplayingby a unique set oftenpersist,although nonscientificcriteriamay lead
of rules. to preferencesamong them (e.g., elegance, parsimony,
Hull concludes from this investigation(which, be- consistencywith theoryin otherdomains-or advocacy
cause it relies on formalmethods,he calls the "science nf t1he thonrv by -nrPetioinh1Q individiual. as is Q11cYYpQtp.d

of science")2that reputationis constantlyunderattack

2. Hull reviewsall the availabledata on citationand reviewprac- politics,competition in the harshenvironment of scientific
pub-
tices in entirescientificcommunities, whereasthe sociology-of- lishingand reputationmakingensuresthatscientificknowledge
science literatureis almost totallyrestricted to individualcase is progressively adaptedto the social worldit helpsto shape.
studies-e.g.,LatourandWoolgar'sI986 classicstudyofa biologi- 3. Because it relies on such formalmethods,I argue,contrade
cal laboratory,citedby de Ruijteras evidenceofthe sociallycon- Ruijter,thatthetwo-stepapproach,like thepostmodemtextualist
structednature of science. However, as Hull (i992:80) notes, this critique,"calls for attentionto the process of transformation
latter evidence remains "impressionisticand programmatic." wherebythe ethnographer's fieldexperienceis translatedintoan
Whiletheworkofindividuallabs maylargelyreflect interpersonal ethnographic report."

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AUNGER Ethnography:Storytellingor Science? I I27

by the sociologists of science). As I have arguedhere, interpretivegoal of understandingindividual cases, it


ontologyis crucialin determining philosophicalorienta- does not use the means which Hammersleysuggestsis
tion and hence can also influencethe choice of theory. intrinsicto this goal: evocative understanding.Never-
Unfortunately, in most cases ontologicalbeliefsremain theless,each mode of presentationcan produce a valid
highlypersonal,leadingto the kindsof debateswe have typeofknowledge.But while I grantlegitimacyto those
seen recentlyin ethnography. who seek to conveya sense oflifein unfamiliarcultures
Thus, my response on this issue can be summarized by summoningup images and emotions in readers,I
as follows: (i) scientific(i.e., falsifiable)resultsare pro- doubt that the textualists returnthe compliment to
duced using formal, public methods; (2) qualitative those of us who argue on behalfof scientificethnogra-
methodscan be formal;(3) meaning is createdby indi- phy. My objective has been to reassertthat a type of
viduals in social situations,so methodsmust be situa- science recognizable by those in other disciplines re-
tionalist to contend with the aspects of interpretation mains a viable way of knowingin anthropology.
dependenton human intentionality;(4) scientificresults
can "speak to" many theories,hence interpretation is
an artdependingon personalconsiderationsratherthan
proofand remainsopen to dispute.
With respectto the largerphilosophical issues, I am
ReferencesCited
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sion thatI believe thereis an objectiveapproachto sci- SociologicalTheory6:I69-86.
ence (i.e., thatdata existpriorto perceptionorfactsprior . i992. Fromcauses to events:Notes on narrative positiv-
to language and conceptual categories). I thought that ism. Sociological Methods and Research 20:428-55.
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researchprogramwill be devoid of personal,culturally ingresemblancein sequencedata: An optimalmatchinganaly-
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96:I44-85.
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I28 1 CURRENT ANTHROPOLOGY Volume 36, Number I, February1995

BATESON, GREGORY. I972. Stepsto an ecologyofmind.New CRAPANZANO, VINCENT. I980. Tuhami:Portraitofa Moroc-
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