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Environmental Pollution 247 (2019) 989e998

Contents lists available at ScienceDirect

Environmental Pollution
journal homepage: www.elsevier.com/locate/envpol

The impacts of urbanization on fine particulate matter (PM2.5)


concentrations: Empirical evidence from 135 countries worldwide*
Qiang Wang a, b, Mei-Po Kwan c, d, Kan Zhou e, Jie Fan e, *, Yafei Wang e, Dongsheng Zhan f
a
State Key Laboratory for Subtropical Mountain Ecology of the Ministry of Science and Technology and Fujian Province, Fujian Normal University, Fuzhou,
350007, PR China
b
School of Geographical Sciences, Fujian Normal University, Fuzhou, 350007, PR China
c
Department of Geography and Geographic Information Science, University of Illinois at Urbana-Champaign, Urbana, IL, 61801, USA
d
Department of Human Geography and Spatial Planning, Utrecht University, 3584, CB, Utrecht, the Netherlands
e
Institute of Geographic Sciences and Natural Resources Research, Key Laboratory of Regional Sustainable Development Modeling, Chinese Academy of
Sciences, Beijing, 100191, PR China
f
College of Economics and Management, Zhejiang University of Technology, Hangzhou, 310023, PR China

a r t i c l e i n f o a b s t r a c t

Article history: Few attempts have been made to systematically investigate the impacts of urbanization on PM2.5 con-
Received 5 September 2018 centrations in countries at different stages of economic development. In this study, a broad concept of
Received in revised form urbanization that considers the transformations in the urban economy and the transport sector induced
26 December 2018
by urbanization is proposed to investigate the influence of urbanization on national PM2.5 concentrations
Accepted 20 January 2019
for underdeveloped, developing and developed countries during 1998e2014. The results indicate that
Available online 29 January 2019
urbanization has a significant relationship with PM2.5 concentrations, but the magnitude of its influence
varies among groups of countries with different development levels. First, the positive response of PM2.5
Keywords:
Urbanization
concentrations to increased urbanization and transport-related emissions in underdeveloped countries
PM2.5 concentrations are noticeably stronger than that in developing and developed countries. Second, for developing coun-
Panel data tries, urbanization, transport-related emissions and industrialization all have a significant positive effect
Manufacturing industry on national PM2.5 concentrations increase, although their impacts are unexpectedly smaller than those in
Transport sector the other groups of countries. Finally, increasing urbanization and the decrease in CO2 emissions from
manufacturing industry appear to reduce national average PM2.5 concentrations in developed countries,
while the decrease in transport-related CO2 emission is likely to cause the rise in national average PM2.5
concentrations.
© 2019 Elsevier Ltd. All rights reserved.

1. Introduction it is well acknowledged that there is a close link between exposure


to fine particles (PM) and health risk from heart and lung disease,
Air pollution poses an increasing threat to environmental se- such as asthma, heart attack, bronchitis and other respiratory
curity and public health (Lelieveld et al., 2015; Shen et al., 2017; Ji problems (Pope et al., 2002; Villalobos-Pietrini et al., 2007; Brook
and Zhao, 2015; Evans et al., 1984; Kolokotsa and Santamouris, et al., 2010; Pope and Dockery, 2006). Moreover, owing to its
2015; WHO, 2018; Huang et al., 2014; Wang et al., 2014; Hyslop, small size and light weight, fine particulate matter with an aero-
2009). It reportedly causes about 7.3 million premature deaths dynamic diameter of less than 2.5 mm (PM2.5) tends to stay longer in
each year and ranks first among many environmental concerns in the air than the larger particles and can bypass the nose and throat
terms of human health (Shen et al., 2017; WHO, 2018). Particularly, and penetrate deep into the lungs and even the circulatory system
(Cole, 2007; Liu and Diamond, 2005; Bai et al., 2014).
Among various sources attributable to fine particles emissions,
urbanization has been reported as a significant contributor (Zhang
*
This paper has been recommended for acceptance by Dr. Kimberly Hageman. and Cao, 2015; Li et al., 2016; Chan and Yao, 2008; Han et al., 2014,
* Corresponding author. Key Laboratory of Regional Sustainable Development
Modeling, Chinese Academy of Sciences, NO.11 Datun Road, Chaoyang District,
2015, 2016; Wang et al., 2017; Gurjar et al., 2016; Yang et al., 2018).
Beijing, 100101, China.. As the home to more than half of the world's population, urban
E-mail address: fanj@igsnrr.ac.cn (J. Fan). areas account for about 80% of the world's gross domestic product

https://doi.org/10.1016/j.envpol.2019.01.086
0269-7491/© 2019 Elsevier Ltd. All rights reserved.
990 Q. Wang et al. / Environmental Pollution 247 (2019) 989e998

as well as over 70% of global energy use and energy-related emis- to understanding the impacts of urbanization-induced population
sions (Grubler et al., 2012). Thus policy-oriented research on the migration on PM2.5 concentrations in developing countries such as
sustainability of urbanization should be conducted urgently China and India (Gurjar et al., 2016; Seto et al., 2014, 2017; Wang
(Antrop, 2000). For example, the impacts of urbanization-induced et al., 2018; Guan et al., 2014; Meng et al., 2015; Xu and Lin,
population migration on ambient PM2.5 concentrations in China 2018; Gummeneni et al., 2011; Hao and Liu, 2016; Lu et al., 2017;
was studied by Shen et al. (2017), and the results suggest that the Yang et al., 2017). However, few studies have examined the
net effect of migration was a reduction in PM2.5 exposure, primarily different impacts of urbanization on regional PM2.5 concentrations
because of switching to cleaner fuel types in residential and from a multi-national perspective and considered the differences in
transportation sectors. In contrast, opposite findings were put for- its impacts among countries at different urbanization stages and
ward by some other studies. For instance, Li et al. (2016) found that developmental levels. To fill this knowledge gap, this study aims at
urbanization increased PM2.5 concentrations at the prefecture (an investigating the relationship between urbanization and PM2.5
administrative unit in China that is smaller than a province but concentrations from a multi-national perspective. Its potential
larger than a county) level during 1999e2011, even in the long contribution to the literature includes two aspects. First, to the
term. Han et al. (2014, 2015) quantitatively examined the spatial extent that data is available, the study extends the coverage of
patterns of PM2.5 concentrations in Chinese cities and suggested previous studies to 135 countries for the first time. These countries
that urbanization had a considerable impact on the increase of are classified into three groups according to their socio-economic
PM2.5 concentrations. Wang et al. (2017) found a positive correla- development levels. Second, a new framework is proposed from
tion between PM2.5 concentrations and the size of urban areas, three dimensions: population migration, economic transformation,
urban population, the share of secondary industry and population and transport motorization in the broader process of urbanization.
density. In addition, some studies extended the research scope
from the national level to the global scale, and discussed variations 2. Framework of study
in the relationship between urbanization and PM2.5 emissions. For
instance, Han et al. (2016) found that PM2.5 concentrations in large To lay a foundation for analyzing the relationships between
cities in North America, Europe, and Latin America showed little urbanization and PM2.5 concentrations, this section discusses the
fluctuation or only slightly increase, but in Africa and India, PM2.5 concept of urbanization and provides a conceptual framework for
concentrations in cities with a population larger than five million the study. In general, the term “urbanization” refers to the physical
showed a “U” type trend as urban population increases. Apart from growth of urban areas as a result of population migration from rural
the aforementioned conclusions, Gurjar et al. (2016) and Yang et al. areas to cities or industrial areas (Chace and Walsh, 2006), which
(2018) found that the association between urbanization and PM2.5 has a profound impact on human life and the geographic distri-
concentrations varied in different megacities and countries. bution of economic activities (Shen et al., 2017; Timmermans et al.,
The inconsistency in research findings discussed above can be 2017; Wang, 2014; Wang et al., 2016a,b). In addition, urbanization
partly attributed to the uneven levels of social-economic develop- not only increases the population living and working in urban areas
ment around the world. In this regard, the S-curve theory of ur- but also contributes to increasing travel distance (Hankey and
banization proposed by Northam (1975) may provide a theoretical Marshall, 2010), mobility and automobile use (Rodrigue et al.,
basis for comprehensively understanding the association between 2017; APERC, 2007; Poumanyvong et al., 2012). Because of these
PM2.5 concentrations and urbanization in different regions at changes, the ways in which human activities adapt to urbanization
different developmental stages. According to the theory, as the may directly affect the environment and air quality. As described in
share of urban population in the total population increases, ur- previous studies, motorized traffic intensity significantly influ-
banization can be divided into three distinct stages: the initial stage enced particulate matter concentrations in urban areas (Monn
(the share of urban population  30%), the acceleration stage et al., 1997; Briggs et al., 2000; Weber and Weber, 2008; Merbitz
(30% < the share of urban population < 70%), and the terminal stage et al., 2012; Krecl et al., 2014; Wang et al., 2015; Targino et al.,
(the share of urban population  70%). Moreover, the scale and 2016), and industrialization inevitably led to increased PM2.5
speed of population migration, urban area expansion, industrial emissions in developing countries (Li et al., 2016; Krecl et al., 2014;
structure, and residential patterns vary significantly at different Briggs et al., 2000). Overall, these observations on the urbanization-
urbanization stages (Antrop, 2000; Chen et al., 2014; Pannell, environment nexus provide us a motivation to conduct a globe-
2002), which are closely associated with energy use and air wide study.
pollution emissions. For instance, at the initial stage, most of the This study therefore proposes a new framework that focuses on
population in a region tend to be distributed evenly and are largely three dimensions including population migration, economic
employed in agriculture and fishing. During this stage, both the transformation, and motorized transport in the broader process of
economy and urbanization develop slowly, and problems with air urbanization, as shown in Fig. 1. In other words, along with ur-
pollution mainly arise from solid biomass combustion; but there banization, increasing use of motorized travel modes (e.g., private
might be little concern about the harmful air pollution emissions. vehicles) and the rapid development of manufacturing industry
However, when a region enters the acceleration stage of urbani- may lead to increasing PM2.5 concentrations.
zation, the importance of manufacturing and mining increases, and This study includes three key steps. The first step is to classify
the pace of rural-urban migration also increases rapidly, leading to countries into several groups according to a specific criterion or
more fossil fuel use and air pollution emissions (Furtado et al., some criteria, such as urbanization stage and socio-economic
2000; Ehrhardt Martinez et al., 2002). While at the terminal development level. Generally, the degree of urbanization is repre-
stage, a growing concern for environmental degradation, advances sented by the percentage of urban population in the total popula-
in pollutant abatement and renewable energy technologies, and tion. However, some developing countries in the Middle East and
strict governmental regulations will lead to a significant decrease in Latin America have a similar urbanization degree but different
pollutant emissions (Mol and Spaargaren, 2000; Poumanyvong and socio-economic development levels when compared to the devel-
Kaneko, 2010). In brief, these theoretical and empirical propositions oped countries in Europe and North America. For example, in these
suggest that urbanization should have varying environmental im- developing countries, the share of the urban population among the
pacts across different urban and developmental stages. total population has reached over 70%, but there is no accompa-
On the whole, prior studies have made important contributions nying industrial structural transformation and economic growth as
Q. Wang et al. / Environmental Pollution 247 (2019) 989e998 991

Fig. 1. Illustration of the changes in urbanization on the average of PM2.5 concentrations in a region. Average of PM2.5 concentrations in a country is a competition between higher
emissions in urban areas and lower background concentrations in rural and wild areas. The general results of this competition induced by urbanization includes two scenarios: an
increase or decrease in regional PM2.5 concentrations.

observed in the European and North American contexts. From this which are widely acknowledge to affect PM2.5 emissions.
perspective, classifying countries in terms of their socio-economic
development levels seems more suitable for this study. Therefore,
3. Data and methodology
based on information obtained from the Department of Economic
and Social Affairs of the United Nations (UN-DESA, 2018a), the 135
3.1. Methods
countries selected for this study are divided into three categories:
26 underdeveloped countries, 75 developing countries, and 34
There is an extensive literature on the rationales behind the
developed countries. Underdeveloped countries are characterized
spatiotemporal changes in PM2.5 concentrations from different re-
by low-income, relatively low share of urban population, and
spects. Since the main purpose of this study is to investigate the
confronting severe structural impediments to sustainable devel-
effect of urbanization on PM2.5 concentrations at the global scale,
opment. These countries are defined as the “least developed
the selection of indicators particularly focused on the environ-
countries” by the Department of Economic and Social Affairs of the
mental impacts of population migration, as well as economic
United Nations Secretariat. Developing countries refer to those that
transformation and increase in motorized transportation that are
are in transition from the traditional resource-based and high
induced by urbanization. Thus, a panel data model was formulated
energy-consuming industries to an era dominated by service and
as follows:
technology industries. These countries include countries classified
as “economies in transition” and “developing economies excluding
C_PM2.5it ¼ aþb1Urbit þb2E_MS itþb3E_TS itþεit (1)
the least developed countries” by the Department of Economic and
Social Affairs of the United Nations Secretariat. Developed countries
Where C_PM2.5 denotes annual PM2.5 concentrations in a country;
refer to those countries with a developed economy, a high share of
Urb represents the share of the urban population; E_MS and E_TS
urban population and advanced technological infrastructure. These
refers to CO2 emissions from manufacturing industry and transport
countries are defined as “developed economies” by the Department
sector respectively; i¼1, …,N represents each country in the panel,
of Economic and Social Affairs of the United Nations.
t¼1, …,T refers to the time period; a is a constant; b1, b2, and b3 are
After classifying the 135 selected countries, the association be-
the parameters to be estimated, while εit is error terms.
tween urbanization and PM2.5 concentrations is investigated with
To examine whether a statistically significant relationship exists
respect to the three groups of countries at different developmental
between PM2.5 concentrations and urbanization, we perform a
stages. Significant differences in the impacts of urbanization on
testing procedure consisting of a series of tests as follows. First, two
PM2.5 concentrations between different groups are expected.
types of panel unit root tests, Levin, Lin, and Chu (LLC) (Levin et al.,
Finally, to further illustrate the underlying causes of variations
2002), and Im, Pesaran and Shin (IPS) (Im et al., 2003), are
in PM2.5 concentrations associated with urbanization for different
employed to identify the stationarity of the time series. Then, if all
groups of countries, this study takes the share of urban population
variables, including C_PM2.5, Urb, E_MS, and E_TS, are stationary
among the total population, CO2 emissions from manufacturing
based on the same order difference, the long-term cointegration
industry and the transport sector as indicators to examine the
between the variables is examined using the Pedroni cointegration
different influences of urban population growth, economic trans-
test method suggested by Pedroni (2004). Moreover, if four vari-
formation, and transport motorization on PM2.5 concentrations. It is
ables (including C_PM2.5, Urb, E_MS, and E_TS) are cointegrated,
worth noting that choosing sectoral CO2 emissions as indicators is
the Fully Modified Ordinary Least Squares (FMOLS) regression
based on the consideration of structural transformation of the na-
method (Pedroni, 2000) is utilized to estimate the relationships
tional economy and energy supply mix induced by urbanization,
between these factors and PM2.5 concentrations. Finally, the
992 Q. Wang et al. / Environmental Pollution 247 (2019) 989e998

Granger causality test (Canning and Pedroni, 2008) is conducted to intended to aid in large-scale studies and has been used in many
explore the causal links between the variables. More detailed in- studies at the national or regional scale (Luo et al., 2017; Ma et al.,
formation about these tests is provided in the Supporting Infor- 2016; Pinault et al., 2016). In addition, van Donkelaar et al. (2016)
mation document. suggested that although the PM2.5 concentrations estimates from
this dataset linearly fit well for a dataset collected from monitoring
stations (coefficient of determination R2 ¼ 0.81), estimates in parts
3.2. Data sources
of Asia, Africa and Latin America were associated with higher un-
certainty because of both sparse ground-based monitoring and
A panel dataset of 135 countries from different parts of the
challenging conditions for retrieval and simulation.
world for the period 1998e2014 is used in this study. The data on
In addition, data on national urbanization level and CO2 emis-
PM2.5 concentrations was collected from the Atmospheric
sions from manufacturing industry and the transport sector are
Composition Analysis Group at Dalhousie University (2018) esti-
derived from the World Development Indicators published by the
mated by combining Aerosol Optical Depth (AOD) with the GEOS-
World Bank (2018). The global distribution of urbanization level
Chem chemical transport model and subsequently calibrated by
and PM2.5 concentrations in 1998 and 2014 are shown in Fig. 2,
using geographically weighted regression based on monitoring
which indicate that European, North- and South American, and
data of PM2.5 (van Donkelaar et al., 2015, 2016; Boys et al., 2014; Lu
Oceanian countries generally had lower PM2.5 concentrations and
et al., 2017). This ground-level dataset provides global PM2.5 con-
higher urbanization level. By contrast, as shown in Fig. 3, fast-
centrations from 1998 to 2016 with a geographical range of from
urbanizing countries, where the share of the urban population
54.995 S to 69.995 N and from 179.995 W to 179.995 E, and en-
increased by more than the global average a rise of eight percent
tails multiple spatial resolutions. In this study, we utilize a subset of
during 1998e2014, were mainly located in Africa and Asia (Ji and
the global PM2.5 concentrations data at a 0.1  0.1 resolution and
Zhao, 2015; UN-DESA, 2018b). Meanwhile, as shown in Fig. 4, the
geographically weighted regression adjustment, which is primarily

Fig. 2. Global distribution and evolvement of urbanization and PM2.5 concentrations,1998e2014.


Q. Wang et al. / Environmental Pollution 247 (2019) 989e998 993

Fig. 3. Global distribution of urbanization's change between 1998 and 2014 (DUrb ¼ Urb2014-Urb1998).

regional trends in PM2.5 concentrations were divided. During of significant statistics in Table S2 in the Supporting Information
1998e2014, PM2.5 concentrations in European and North American document, eight of the eleven statistics are significant at the 1% and
countries continued to fall, but they increased significantly in many 5% level for each group, thereby rejecting the null hypothesis of no
developing countries, especially in some Middle Eastern and Asian cointegration and indicating that the three variables, the share of
countries. urban population (Urb), CO2 emissions from manufacturing in-
dustry (E_MS), have a cointegrating relationship with PM2.5 con-
4. Results and discussion centrations (C_PM2.5).
Based on the tests for stationarity and cointegration of the
4.1. Empirical results variables, FMOLS regression is conducted and the results are pre-
sented in Table 1. As expected, the results suggest that urbanization
As shown in Table S1 in the Supporting Information document, has a significant relationship with PM2.5 concentrations but the
the panel unit root test results for different groupings of the 135 magnitude of its influence varies among different groups of coun-
countries d including the global panel, developed countries, tries. The response of PM2.5 concentrations to urbanization is about
developing countries, and underdeveloped countries d show four 0.198 in the underdeveloped countries group, noticeably higher
variables, including PM2.5 concentrations (C_PM2.5), and the share than the developed and developing countries groups. While in the
of urban population (Urb), CO2 emissions from manufacturing in- developed countries group, the regression coefficient indicates that
dustry (E_MS) and the transport sector (E_TS), become stationary at a 1% increase in the share of urban population in the total popu-
first difference, which suggests all variables for each grouping lation will decrease PM2.5 concentrations by 0.191%. Meanwhile,
contain a panel unit root. Therefore, on the basis of the stationarity there is a close association between CO2 emissions from
of all variables, a test for the cointegrating relationship between manufacturing industry and PM2.5 concentrations in both the
PM2.5 concentrations (C_PM2.5) and the share of urban population developed and developing countries groups. The results indicate
(Urb), CO2 emissions from manufacturing industry (E_MS) and the that, along with urbanization, a 1% rise in CO2 emissions from
transport sector (E_TS), can be carried out. In terms of the number manufacturing industry will increase PM2.5 concentrations by

Fig. 4. Global distribution of PM2.5 concentrations' change between 1998 and 2014 (DC_PM2.5 ¼ C_PM2.5 2014- C_PM2.5 1998; the classification of the difference of PM2.5 concen-
trations was based on the Jenks Natural Breaks algorithm (De Smith et al., 2009) on the platform of ArcMap 10.4).
994 Q. Wang et al. / Environmental Pollution 247 (2019) 989e998

Table 1 the results suggest that urbanization and manufacturing industry


Panel FMOLS test results with C_PM2.5 as dependent variable. development is mutually beneficial in the developing world, where
Statistics Coefficients R2 of regressions manufacturing industry development seemingly increases the de-
Urb E_MS E_TS
mand for motorized transportation. On the other hand, the demand
*** **
for motorized transportation seemingly does not affect urbaniza-
Global panel 0.119 0.017 0.030*** 0.957
tion, but the opposite is the case in developed countries. Different
Developed group 0.191*** 0.065*** 0.036*** 0.932
Developing group 0.152*** 0.018** 0.025*** 0.959 from the other groups, the increase in CO2 emissions from
Underdeveloped group 0.198*** 0.026 0.213*** 0.943 manufacturing industry does not show a significant impact on the
Note: * Indicates significance at the 10% level. ** Indicates significance at the 5% change in PM2.5 concentrations, while urbanization and the de-
level. *** Indicates significance at the 1% level. mand for motorized transportation likely play important roles in
the rise of PM2.5 concentrations. In addition, like the developing
countries group, urbanization appears to affect regional motorized
about 0.065% and 0.018% in the developed and the developing transportation and the associated CO2 emissions.
countries groups respectively. In addition, changes in CO2 emis-
sions from the transport sector appear to have a greater impact on
PM2.5 concentrations in the underdeveloped countries group than 5. Discussion
in the other groups, and the response of PM2.5 concentrations
reaches 0.213. In contrast, CO2 emissions from the transport sector Based on the results presented in the last section, the underlying
have a negative influence on PM2.5 concentrations in the developed mechanisms through which urbanization impacts upon national
countries group (the coefficient of E_TS is 0.036). PM2.5 concentrations are discussed as follows.
The panel Granger causality test results are summarized in Urbanization has a mitigating effect on PM2.5 concentrations in
Table S3 in the Supporting Information document and Fig. 5. The developed countries. As shown in Table 2, the average share of
results indicate clear differences in Granger causal links between urban population in the developed countries group increased from
the variables for the country groups. Specifically, for the developed 76.03% to 78.91% during 1998e2014 with a fitted slope of 0.174,
countries group, the results indicate that changes in urban popu- while PM2.5 concentrations decreased from 15.27 to 14.91 mg/m3
lation, CO2 emissions from manufacturing industry and the trans- with a fitted slope of 0.122. By contrast, the CO2 emissions from
port sector cause temporal variations in PM2.5 concentrations. manufacturing industry decreased from 37.69 to 31.63 mt (million
Additionally, urbanization influences CO2 emissions from tons) with a fitted slop of 0.525. This finding is consistent with
manufacturing industry and the transport sector; meanwhile, two earlier studies of Levinson (2007), Shapiro and Walker (2018),
motorized vehicle travel demand also influences urbanization. and several reports from the European Environment Agency (2018),
Similar to the developed countries group, in the developing coun- the Ministry of the Environment of Japan (2018), and Environment
tries group, urbanization, growing CO2 emissions from and Climate Change Canada (2017), which found that environ-
manufacturing industry and the transport sector seemingly lead to mental regulations and improved pollutant abatement technology
an increase in PM2.5 concentrations. However, the main difference have led to decreasing greenhouse gas emissions from industrial
between the two groups lies in the causal relationships between production. Additionally, urbanization in most developed countries
urbanization, manufacturing industry development, and the has generally taken the form of urban sprawl, which has given rise
growing demand for motorized transportation. On the one hand, to higher shares of urban population but lower urban population

Fig. 5. Causality between PM2.5 concentrations(C_PM2.5), urbanization (Urb), change in share of manufacturing industry(E_MS) and transport sector (E_TS) in total regional CO2
emissions.

Table 2
Annual averages of share of urban population in total population, PM2.5 concentrations, and CO2 emissions from manufacturing and transport sectors, and their variation trends
in the four groups.

Panels PM2.5(mg/m3) Urbanization (%) E_MS (million tonnes) E_TS (million tonnes)

1998 2014 Slope 1998 2014 Slope 1998 2014 Slope 1998 2014 Slope

Developed group 15.27 14.91 0.122 76.03 78.91 0.174 37.69 31.63 0.525 74.72 72.00 0.059
Developing group 19.91 21.57 0.164 56.23 61.72 0.333 33.31 73.36 3.141 21.24 45.35 1.569
Underdeveloped group 25.71 26.42 0.157 26.53 33.13 0.256 0.78 2.21 0.556 1.60 5.27 0.653
Global panel 19.20 20.09 0.102 58.58 63.38 0.291 30.37 50.58 1.556 35.66 50.40 0.885
Q. Wang et al. / Environmental Pollution 247 (2019) 989e998 995

density (Puga, 1996; Angel et al., 2005; Borrego et al., 2006). concentrations. The possible reason is that, along with rapid ur-
Consequently, most developed nations still have growing auto- banization and economic development, growing concerns about
mobile fleets (OICA, 2018), but transport-related CO2 emissions fuel economy and environmental regulations, increasing in-
decreased with a small slope of 0.059. This finding could be vestments in renewable energy, as well as technological advances
closely linked to the significant improvement in the fuel economy in energy-saving and pollution mitigation measures are likely to
of light-duty and hybrid vehicles in the developed world. According partly offset the adverse impacts induced by urbanization, indus-
to a study published by the Global Fuel Economy Initiative (GFEI) trialization, and motorized transportation (World Bank, 2018; GFEI
and the International Energy Agency (IEA), the average fuel econ- and IEA, 2017; UN Environment, 2016).
omy in developed countries, which is based on the metric of litres Compared with other groups, the annual average of PM2.5 con-
of gasoline equivalent per 100 km (Lge/100 km), had dropped from centrations in underdeveloped countries remained at a higher
8.8 to 7.3 Lge/100 km between 2005 and 2015, with an annual level, increasing from 25.71 to 26.42 mg/m3 with a slope of 0.157.
improvement rate of 1.8% (GFEI and IEA, 2017). However, our Meanwhile, urbanization increased rapidly from 26.53% to 33.13%
results show that CO2 emissions mitigation in transport sector between 1998 and 2014, with a slope of 0.256. CO2 emissions from
seemingly led to a slight increase rather than a decrease in PM2.5 manufacturing industry and the transport sector also increased, but
concentrations. This finding is closely associated with the diesel- are far less than that in the other two country groups. With regard
ization process that mainly took place in Europe (Cames and to their impacts on PM2.5 concentrations, it is clear that both ur-
Helmers, 2013; Krecl et al., 2017), which refers to the increasingly banization and transport-related CO2 emissions seemingly have
common use of diesel-powered vehicles as a way to meet fuel greater influences on the change in PM2.5 concentrations when
economy and CO2-reduction targets, since diesel-powered cars are compared to the developed and developing countries groups. One
believed to be (much) more fuel efficient when compared to of possible reasons could be the lack of appropriate government
gasoline-powered vehicles (Kahn Ribeiro et al., 2007). This tech- regulations on atmospheric pollution from a large number of urban
nology shift resulted in 45 million extra diesel-powered cars poor households that highly depend on solid biomass for living,
entering into Europe by 2011 as compared to the mid-1990s, and its including conscious policies, infrastructure construction and
market share increased from about 10% to 36.8% (ACEA, 2014). advanced technologies in place (Petkova et al., 2013; Schwela and
Despite about 20% less CO2 emissions per kilometer than gasoline- Haq, 2013; Kgabi, 2012; Thambiran and Diab, 2011). Particularly,
powered cars, diesel-powered cars emit much more black carbon with rapid population immigration to cities, unreliable public en-
that is the key component of fine particulate matter (NREL, 2004; ergy and transport systems lead to a high dependence on tradi-
US-EPA, 2008; Cames and Helmers, 2013). As a result, millions of tional fuels and private cars (Putti, 2011). But low purchasing
diesel passenger cars emitted up to 20 times more particulate power, lack of stringent emission controls, and poor fuel quality
matter when compared to gasoline-powered cars (Cames and have contributed to an influx of used diesel-powered cars that can
Helmers, 2013). generate ten times more particles than gasoline-powered vehicles
The rapid urbanization in developing countries over the past per kilometer driven (Rallis, 1988; Krupnick, 1991; Panyacosit,
decades seems to have seriously aggravated the increase in PM2.5 2000; Brunekreef, 2005; Naidja et al., 2017), as well as persis-
concentrations. As shown in Table 2, average PM2.5 concentrations tently high dependence on wood-based biomass (Im et al., 2003). In
in developing countries increased from 19.91 to 21.57 mg/m3 be- this regard, urbanization seemingly does not produce a significant
tween 1998 and 2014, with the biggest slope (0.164) among the four improvement in living conditions, but leads to large numbers of
country groupings. Meanwhile, the share of the urban population people living in congested and poorly serviced urban areas, which
increased from 56.23% to 61.72% with a slope of 0.333, also higher in turn exacerbates the problem of air pollution (Satterthwaite,
than those in the developed and underdeveloped countries groups. 2017a, 2017b; Nweke and Sanders, 2009; Doumbia et al., 2012).
In addition, with the expansion of globalization, manufacturing
industry has developed rapidly in developing countries over the 6. Conclusion
past three decades (Quigley, 2008). However, this boom was fueled
by accelerated demand for energy, and subsequently, average CO2 The primary objective of this study is to systematically investi-
emissions from manufacturing industry dramatically increased gate the effect of urbanization on PM2.5 concentrations in countries
from 33.31 to 73.36 mt with a great slope of 3.141. Meanwhile, with with different levels of socio-economic development during
intense economic activity and increasing household income, 1998e2014. After building the framework, the study utilizes panel
motorized transportation grew rapidly and released a large amount data regression methods to perform the analysis. The main findings
of air pollutants (OICA, 2018). Thus, as shown in Table 2, average show that urbanization has a significant relationship with PM2.5
CO2 emissions from the transport sector increased sharply from concentrations but the magnitude of its influence varies among
21.24 to 45.35 mt in developing countries. In this case, all of rapid different country groups. First, the response of PM2.5 concentra-
urbanization, thriving manufacturing industry and growing de- tions to urbanization is about 0.198 in the underdeveloped coun-
mand for motorized transportation played strikingly important tries group, noticeably higher than that in the developing (0.152)
roles in the growth of PM2.5 emissions. These findings are consis- and developed (0.191) countries groups, very likely due to the
tent with some existing literature about the socioeconomic drivers extensive use of wood-based biomass in urban households and the
of PM2.5 emissions change. For example, Guan et al. (2014) and Han increasing demand for older diesel-powered vehicles. For devel-
et al. (2014) suggested that economic growth and urbanization in oping countries, urbanization and CO2 emissions from
China are the main factors contributing to the increase in annual manufacturing industry and the transport sector have a significant
PM2.5 emissions. Kinney et al. (2011) pointed out that motor vehicle positive effect on the increase in PM2.5 concentrations. Unlike the
traffic is an important source of particulate pollution in Kenya, underdeveloped and developing countries groups, urbanization in
while little available evidence comes from a wider sample of the developed countries group has a negative impact on PM2.5
developing countries. In addition, although the average slopes of concentrations. This is likely associated with the tight environ-
the share of the urban population, CO2 emissions from mental regulations and improved pollution abatement technology
manufacturing industry and the transport sector in the developing in manufacturing industry. By contrast, although the common use
countries group are greater than those in the other two groups, all of diesel-powered vehicles decreased CO2 emissions from the
indicators surprisingly have smaller impacts on PM2.5 transport sector, it likely increased PM2.5 concentrations.
996 Q. Wang et al. / Environmental Pollution 247 (2019) 989e998

The insights gained from this study not only shed further light Acknowledgments
on the impacts of urbanization on PM2.5 concentrations but also
bring awareness of broader policies implications about the trade- The authors would like to thank the four anonymous reviewers
offs between a reduction in PM2.5 concentrations and urbaniza- for their valuable comments on the manuscript. This study is fun-
tion for countries at different developmental stages. On the one ded by the National Natural Science Foundation of China (Grant
hand, it is impossible to mitigate air pollution without considering Number: 41671126), and the Science and Technology Department
the role of urban sprawl in developed countries, which is generally of Fujian Province (Gran Numbers: 2016R10325 and 2018R0030).
characterized by low-density, monofunctional and usually car-
dependent communities. In this regard, policy makers and urban Appendix A. Supplementary data
planners in the developed world should emphasize the potential
for emission reduction in two elementary respects: density and Supplementary data to this article can be found online at
connectivity. In particular, policies to stop the expansion of urban https://doi.org/10.1016/j.envpol.2019.01.086.
area and thus enforce land-use efficiency should be widely enacted,
such as “urban growth boundaries” and “form-based codes” plan-
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