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BRE Paper On DEF Ip11-01
BRE Paper On DEF Ip11-01
Keith Quillin
BRE Centre for Concrete Construction
The mineral ettringite is commonly formed at Ettringite can also form as a result of the interaction
early ages in Portland cement concretes that between the cement paste and sulfate ions from the
have been cured under ambient conditions. environment in a process known as sulfate attack.
Guidance on the design of concretes for exposure to
Ettringite formed under these conditions is not
external sulfates is given in BRE Digest 363.
damaging to the concrete. However, there are
circumstances where ettringite formation can DEF-induced damage is not a common
lead to expansion and cracking of the concrete. phenomenon in in-situ concrete. There have
Where the concrete has been subject to been relatively few confirmed instances in the
elevated temperatures during curing, either as UK, and these have been linked to high peak
a result of externally applied heating to temperatures and high alkali levels in the
accelerate strength development or in large cement. However, it can take up to 20 years for
concrete pours where significant heat cracking to become apparent.
generated as a result of cement hydration This IP is mainly concerned with DEF in in-
cannot readily be dissipated, ettringite situ concrete. It draws on available research
formation may be ‘delayed’. Its gradual findings and practical experience to identify
formation in the cooled, set concrete can lead circumstances under which DEF may be a
to expansion and cracking in a process known problem and provides guidance on the
as delayed ettringite formation (DEF). avoidance of DEF-related problems.
Figure 1
Backscattered electron image and X-ray map
(showing enhanced sulfur concentrations
following lines of cracking around aggregate
particles) for RHPC concrete cured at 100°C for
10 hours followed by five years in water at 20°C
4
● The average ambient temperature. The formation of UK incidences of DEF in large concrete pours
ettringite after heat cure is temperature-dependent Hobbs [13] gives details of isolated UK cases of expansion
and is accelerated by an increase in temperature [7]. and cracking in in-situ concretes owing to DEF; 23 cases,
However, there is no data to quantify the temperature including abutments, wing walls, bridge beams and
dependence. foundations have been identified. They are of large
section (at least 600 mm) and were made using a high
Box 3 Cement compositional factors cement content (~500kg/m3). Hobbs has estimated that
The susceptibility to DEF-induced expansion has been linked to a the peak temperature in these concretes was between
number of cement compositional factors. However, these are by no 85°C and 95°C. Equivalent Na2O levels were at least
means clear cut and are based on broad correlations between the 0.9%. They were cast during the summer months and
extent of expansion after heat treatment under laboratory conditions
were subject to moist or wet exposure. The cracked
at 90°C – 100°C. The following points summarise the cement
sections were often placed on concrete pours cast 24
compositional factors affecting the risk of damage due to DEF and
are mainly from papers by Taylor [10], Lawrence [8] and Kelham [11].
hours earlier. In some cases it had previously been
● A significant sulfate content is required and there is a broad concluded that ASR was the cause of cracking, with DEF
correlation between expansion and the sulfate level. Expansion is being diagnosed only on re-examination.
particularly marked at sulfate levels of about 4% although it has been In general, cracking occurs when the periphery band
suggested [7] that cements with sulfate levels in excess of 2.5% SO3 width around more than about 70% of the coarse
may be susceptible. There may also be a pessimum SO3 (at about 4%) aggregate particles is greater than 15 µm [14]. DEF-
above which the expansion falls with increasing SO3. induced expansions in excess of about 0.3% are required
● Alkalis play a major role. They may act through weakening the
to produce visible cracking [14].
bond between the cement paste and a siliceous aggregate, or by
affecting the chemistry of ettringite formation or both. A threshold
level for Na2Oeq of about 0.83% has been proposed [10] although Pre-testing and diagnosis
other work [7] has suggested that there is no minimum level of
equivalent Na2O required for expansion. Increasing the alkali level also Pre-testing to determine the potential for DEF
increases the pessimum sulfate level. The Duggan test, in which the expansion of a concrete is
● There is some correlation between the degree of expansion and the measured after a thermal cycling, has been proposed as
MgO level of the cement where the peak temperature has exceeded an accelerated test for concrete durability [15]. This test
90°C. MgO (periclase) hydration may lead to some initial expansion involves several thermal-drying and re-wetting cycles
which could act as an initiator for subsequent expansion due to DEF. followed by expansion measurements. DEF has been
The threshold value for MgO has been reported to be as low as 1%.
identified as the major cause of expansion in the test [15].
● For cements that differ only in fineness, expansion increases with
the specific surface area (SSA) of the cement.
However, the test has been criticised on the grounds that
● The degree of expansion depends on the levels of C3A and C3S. the conditions involved are too severe and that it
Since C3A is the main source of alumina in Portland cements, it is to indicates that concretes that have not demonstrated any
be expected that the formation of ettringite, and any subsequent expansion over long periods in service have the potential
expansion, will depend on its availability (sulfate resisting cements do to be highly expansive. Further validation is therefore,
not appear to be susceptible to DEF). C3S is thought to influence the required to establish the viability of this technique in
stability of ettringite at high temperatures although the mechanism for determining the risk of DEF-induced expansion.
this is unclear.
It may be possible [16] to determine the potential for
The following expression has been suggested [11] as a means of
expansion from microanalysis of the C-S-H gel. If certain
estimating DEF-induced expansion as a function of cement
composition following curing at 90°C for 12 hours:
threshold levels for SO42- and aluminate ion
Exp(90°C) = 0.00474 SSA + 0.0768 MgO + 0.217 C3A + 0.0942 incorporation into the C-S-H gel are exceeded, it is likely
C3S + 1.267 Na2Oeq – 0.737 ABS[SO3 that the potential for expansion will be high. This
– 3.7-1.02 Na2Oeq] – 10.1 method, which was developed using mortars rather than
where ABS is the absolute value of the term in square brackets. concrete, uses the average Al/Ca and S/Ca ratios of the
C-S-H gel one day after heat curing to identify samples in
Note: Na2Oeq = Na2O + 62/94 x K2O which expansion will occur. The results are plotted on a
Most studies on the effects of alkalis on DEF-induced expansion
graph of S/Ca against Al/Ca – see Figure 2. Mortars
have been carried out on small-scale specimens stored in water
giving points above the dotted line (in the shaded area)
and some loss of ions from the pore solution could have
occurred. The apparent threshold values observed under these
were generally found to be expansive. Those in the
conditions may therefore be too high when applied to unshaded area generally showed no expansion.
circumstances in which leaching is not likely to be significant. This method may provide a means of predicting the
However, it has been suggested [12] that DEF may be triggered dimensional stability of concretes. However, further
by a reduction of the alkali hydroxide concentration in the pore validation is required before it can be confidently
solution of the concrete. In small-scale water-stored laboratory recommended as a diagnostic tool.
specimens, this could occur as a result of leaching. But, as The susceptibility of concretes to DEF could also be
significant leaching is unlikely in mass concrete, ASR may
assessed by measuring expansions of laboratory
reduce the alkali hydroxide concentration and trigger DEF. The
specimens after controlled heat treatment and storage
equivalent alkali threshold level given in this IP is consistent with
limited data from field concretes.The role of alkali hydroxides in
under water. However, the time to the onset of the
DEF needs further investigation. expansion in these conditions may exceed a year.
5
Identification of DEF in deteriorated concrete Secondary factors which affect the rate or ultimate
DEF-induced damage can occur slowly in comparison extent of expansion
with other degradation processes – see Box 4. The rate of A number of factors appear to affect the rate of DEF-
damage depends, amongst other factors, on the availability induced expansion and which may, under some
of water. Concrete in which expansion through DEF has circumstances, initiate expansion. (These factors may
occurred often contains uniform bands which often influence the rate of DEF – and consequently the risk of
contain ettringite around the aggregate particles damage within a given timescale).
(although the generality of this observation has been ● The nature of the aggregate. There is evidence to
questioned). These ettringite bands increase in width suggest that, for given conditions, concretes made
with the size of the aggregate particle. Cracking may be using alkali-reactive aggregate may expand more
very limited where DEF has occurred and surface rapidly than equivalent concretes made using non-
concrete may still appear to be strong [8]. alkali-reactive aggregates and cement pastes [18]. This
It has been suggested that cases of DEF have been may be due to the occurrence of initial expansion
wrongly attributed to the alkali-silica reaction [17]. through alkali silica reaction.
However, the pattern of internal cracking induced by ● Other processes leading to cracking, such as freeze-
ASR is very different from that induced by DEF. thaw cycles may accelerate DEF-induced expansion.
● An increase in ambient temperature on exposure can
accelerate the rate of ettringite formation and may
Box 4 Time to first cracking consequently increase the rate of expansion and
The time before visible cracking occurs depends on a number of cracking [7].
factors associated with the type of cement, concrete mix design, ● Specific surface area of cement (this may also affect the
curing conditions, design detailing and level of workmanship and
ultimate degree of expansion and possibly whether
exposure environment. However, Hobbs has given the following ages
expansion occurs at all).
before cracking first appears for different deterioration processes
based on site investigations: ● w/c ratio.
Delayed ettringite formation: 2 – 20 years (8 – 20 years in the UK) ● The relative humidity of the concrete, and the
for field concretes. Expansion and frequency and duration of periods of wetness. Water is
cracking can occur within months required for DEF to occur.
under laboratory conditions. ● Carbonation (this will affect only the outer layers of a
Plastic cracking: A few hours mass pour).
Thermal contraction cracks: 1 day – 3 weeks ● The use of air entrainment may reduce expansion.
Drying shrinkage cracks: < 1 year
Freeze-thaw: 1 year or 10 – 20 years
Cracking due to
moisture-sensitive aggregate: <1 year
Cracking due to steel corrosion: 8 years or more
Alkali-silica reaction: 1 – 6 years
6
Controlling DEF-induced damage Increasing risk of DEF
Temperatures of above about 85°C may be sufficient to
No risk of DEF cause DEF-induced damage in concretes made using a
There should be no risk of DEF-induced damage if one or wide range of cements. The risk of expansion occurring
more of the following applies: will increase:
● The concrete is not exposed to external water or ● As the peak temperature increases above 85°C.
moisture at any stage. ● As the time increases for which the temperature
● The peak temperature in the concrete is below 60°C. exceeds 85°C .
● The SO3 content of the cement is less than 2.5% ● As the specific surface area of the cement increases
Rationale (particularly above 350 m2/kg).
● Water is an essential ingredient of ettringite formation so expansion Where the temperature exceeds 85°C, the risk of
will not occur without the concrete being intermittently or expansion will increase with SO3, MgO and Na2Oeq
continuously wet. levels in the cement (as well as other parameters) and
● No expansions have been observed after exposure to temperatures there will be a high risk of expansion where one or more
of below 60°C but expansion can be induced by heat cycling [19] of the following thresholds are exceeded (see Box 5).
● No expansions are observed where the cement SO3 < 2.5% [7]. ● SO3 > 3.6%
● MgO>1.6%
Very low risk of DEF ● Na2Oeq>0.85%
There will be a very low risk of DEF-induced expansion
where the temperature of the concrete remains below The risk of expansion can be assessed using the empirical
70°C irrespective of the cement composition. relationship derived by Kelham [11] and given in Box 3.
Rationale Rationale
● 70°C is the generally quoted lower temperature required for DEF to ● Lawrence [8] concluded that 16 hours heat curing at 85°C led to
occur. No expansions have been observed at 70°C or below based similar long term expansions as 3 hours at 100°C.
on available laboratory data and field studies in the UK. Expansions ● A significant number of mortars show expansion after 16 hours heat
resulting from temperatures below this are unlikely to occur cure at 85°C.
(although the risk may increase if cement fineness and the levels of ● Expansion can be induced in most concretes if exposed to 100°C
SO3, Na2Oeq and MgO are exceptionally high). for up to 16 hours.
● Cement compositional risk factors are summarised in the separate
Low risk of DEF box below.
There will be a low risk of DEF-induced damage where ● Other factors such as aggregate type and specific surface area also
the peak temperature remains below 80°C and where need to be considered. Kelham’s data [11] suggests that expansion
Na2Oeq in the cement is less than 0.85%. increases significantly as the SSA is increased above 350 m2/kg.
Initial research results suggest that the use of low alkali
SRPC, pfa at addition levels of above 20% or ggbs at
addition levels above 40% will prevent DEF-induced
expansion in concretes subjected to peak temperatures of Box 5 Cement compositional thresholds
up to 100°C. However, further work is required to In general terms the expansion (and risk of expansion) increases with
confirm that expansion is prevented and not merely SO3, MgO and Na2Oeq. Taylor [10] has suggested the following
thresholds:
delayed and the use of these materials has consequently
been categorised as providing a low risk of expansion.
SO3 = 3.6%
MgO = 1.6% (Thaulow suggests 1%)
Rationale
Na2Oeq = 0.83% (a value of 0.85% has been used in the main text).
● Studies with UK cements have not, in general, shown expansion
after heat treatment below 85°C. However, there is some evidence These thresholds were based on Lawrence’s data after heat cure at
of concrete expansion after heat treatment at 75°C [13]. 100°C.
● Heinz et al [20] observed limited expansion after heat treatment at Above these thresholds virtually all the cements studied produced
75°C. The time to the onset of expansion increased as the damaging expansion.
Below them a substantial proportion did not produce expansion.
temperature was reduced from 100°C to 75°C.
The likelihood of expansion increases with the number of thresholds
● Kelham [11] found that the addition of extra alkali led to expansion at
exceeded (after heat curing at 100°C):
80°C where expansion did not otherwise occur. The Na2Oeq level for ● if no thresholds are exceeded there is a 10% risk of expansion
the onset of expansion was comparable with the threshold level (based on limited data);
discussed below. ● if one threshold is exceeded there is a 90% risk of expansion;
● Expansions have not been observed in any concretes with pfa or ● if two or all are exceeded there is a 100% risk of expansion.
ggbs at the stated levels irrespective of the curing conditions [11][21].
BRE studies have shown expansions with 20% ggbs [21]. Other compositional factors are also important. For example the C3A
● Expansions have not been observed with low alkali SRPC. content shows a positive correlation with expansion.
7
Avoid DEF by limiting and controlling temperature
CIRIA Report 91 [4] provides information to predict the Temperatures can be measured in the hardening
temperature rise in concrete pours for different cement structure using thermosensors placed at points where
types, section thicknesses, formwork types and placing extreme temperatures are expected. However, Hobbs [14]
conditions. Means of controlling the temperature of has suggested the limits shown in Table 1 for the cement
concrete in large pours are also given. The temperature content of in-situ PC concretes based on field
rise in large concrete pours can be limited by: performance
● controlling the cement content; Current guidance on temperature limits during
● using additions such as pfa and ggbs; concrete curing is summarised in Box 6. If these limits are
● reducing the pour thickness; followed there is only a very low risk of damage from
● reducing the fresh concrete temperature; DEF.
● using cooling pipes within the element.
References
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[2] Bamforth, P. Mass Concrete. Concrete Society Digest No. 2, 1984.
[3] Bamforth, PB and Price, WF. Concreting deep lifts and large volume pours. CIRIA Report 135, 1995.
[4] Harrison, TA. Early-age thermal crack control in concrete. CIRIA Report No. 91, 1992.
[5] Pedersen, ES, Spange, H, Pedersen, EJ, Jensen, HE, Andersen, ME, Jensen, PF and Knudsen, JG.
HETEK – Control of early age cracking in concrete – Guidelines. The Danish Road Directorate Report No. 120, 1997.
[6] Odler, I. Hydration, setting and hardening of Portland cement. In Lea’s Chemistry of Cement 4th Edition,
Ed: Hewlett, PC. Arnold, London, 1998.
[7] Thaulow, N, Johansen, V and Jakobsen, UH. What causes delayed ettringite formation?
Ramboll Bulletin No. 60, 1996.
[8] Lawrence, CD. Physiochemical and Mechanical properties of Portland Cements.
In Lea’s Chemistry of Cement and Concrete, 4th Edition, Ed: Hewlett, PC. Arnold, London, 1998.
[9] Diamond, S. Delayed ettringite formation – processes and problems.
Cement and Concrete Composites, 18, 205, 1996.
[10] Taylor, HFW. Delayed ettringite formation. Proc. Engineering Foundation conference
Advances in Cement and Concrete, 1994.
[11] Kelham, S. The effect of cement composition and fineness on expansion associated with delayed ettringite
formation. Cement and Concrete Composites, 18, 171, 1996.
[12] Diamond, S. The relevance of laboratory studies on delayed attringite formation to DEF in field concretes.
Cem. Conc. Res.30, 1987 (2000).
[13] Hobbs, DW. Expansion and cracking in concrete associated with delayed ettringite formation.
In Ettringite – The sometimes host of destruction, Ed: Erlin, B. ACI Report SP-177, 1999.
[14] Hobbs, D. Personal communication.
[15] Grabowski, E, Czarnecki, B, Gillott, J, Duggan, C and Scott, J. Rapid test of concrete due to internal
sulfate attack. ACI Materials Journal, 1992, 469.
[16] Lewis, MC, Scrivener, KL and Kelham, S. Heat curing and delayed ettringite formation.
Proc. Mats. Res. Soc. Vol. 370, 67, 1995.
[17] Hobbs, DW. World-wide durability problems with concrete and trends in prevention. Proc. Concrete Society of
Southern Africa, Concrete meets the challenge, Sun City, Sept 1994, ISBN 0-9583831-1-3-8.
[18] Taylor, HFW. Cement chemistry. 2nd Edition, Thomas Telford, 1997.
[19] Stark, J and Seyfarth, K. Ettringite formation in hardened concrete and subsequent destruction.
In Ettringite – The sometimes host of destruction, Ed: Erlin, B. ACI Report SP-177, 1999.
[20] Heinz, D, Kalde, M, Ludwig, U and Ruediger, I. Present state of investigation on damaging late ettringite
formation (DLEF) in mortars and concretes. In Ettringite – The sometimes host of destruction, Ed: Erlin, B. ACI
Report SP-177, 1999.
[21] BRE unpublished experiments.
[22] German Committee for Reinforced Concrete. Recommendation on the heat treatment of concrete.
Deutscher Ausschuss fur Stahlbeton, DIN Deutsches Institut fur Normung e.b., Bundesalle 216/218, D-1000 Berlin.
15 Sept 1989.
Acknowledgement
The work described was funded by the Construction Directorate of
the Department of the Environment, Transport and the Regions.
The author also thanks industry experts and BRE colleagues for
their valued contributions.