Risk Factors For Frailty in The Older Adult

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Risk Factors for Frailty in the Older Adult

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GERIATRIC SYNDROMES

CME ARTICLE

Risk Factors for Frailty


in the Older Adult
Sara E. Espinoza, MD, and Linda P. Fried, MD, MPH

At the conclusion of this activity, participants should be able to:


1. Describe the conceptualization that frailty represents a geriatric syndrome
associated with increased risk for adverse health outcomes.
2. Identify the physical characteristics of frailty.
3. Identify possible risk factors associated with frailty.
Dr. Espinoza is Assistant Professor of
Medicine, Division of Geriatrics and 4. Discuss the current field of frailty research.
Gerontology, The Sam and Ann
Barshop Institute for Longevity and Ag-
ing Studies, The University of Texas INTRODUCTION
Health Sciences Center at San Antonio,
and Geriatric Research Education and Geriatricians and physicians caring for older adults recognize frailty in
Clinical Center, South Texas Veterans older patients. There is now increasing evidence that such frailty is a
Health Care System, San Antonio, TX.
geriatric syndrome characterized by a clinical presentation of a critical
Dr. Fried is Professor of Medicine, Epi-
demiology, Health Policy and Nursing, mass of identifiable components, thus syndromic, with progressive de-
Director of the Division of Geriatric
Medicine and Gerontology, Johns Hop- cline, increased vulnerability to stressors, and increased risk for adverse
kins University School of Medicine, and health outcomes. As the U.S. population of those over age 65 contin-
Director of the Center on Aging and
Health, Baltimore, MD. ues to grow, recognition of frail older adults is important so that tar-
ACCREDITATION geted intervention and prevention, medical care, and/or palliation, as
The Johns Hopkins University School of Medi- appropriate, can be implemented. This review focuses on specific fac-
cine is accredited by the Accreditation Council
for Continuing Medical Education to provide
continuing medical education for physicians. FULL DISCLOSURE POLICY AFFECTING CME ACTIVITIES
As a provider accredited by the Accreditation Council for Continuing Medical Education (AC-
The Johns Hopkins University School of Medicine CME), it is the policy of Johns Hopkins University School of Medicine to require the disclosure
of the existence of any significant financial interest or any other relationship a faculty member
takes responsibility for the content, quality, and
or provider has with the manufacturer(s) of any commercial product(s) discussed in an educa-
scientific integrity of this CME activity. tional presentation. The authors report no relevant financial relationships.
CREDIT DESIGNATION STATEMENT No faculty member has indicated that the presentation will include information on off-label
The Johns Hopkins University School of Medicine products.
designates this educational activity for a maximum
of 1 AMA PRA Category 1 Credit™. Physicians DISCLAIMER STATEMENT
should only claim credit commensurate with the The opinions and recommendations expressed by faculty and other experts whose input
extent of their participation in the activity. is included in this program are their own. This enduring material is produced for education-
al purposes only. Use of Johns Hopkins University School of Medicine name implies re-
view of educational format design and approach. Please review the complete prescribing
Release Date: July 1, 2007 information of specific drugs or combination of drugs, including indications, contraindica-
Expiration Date: September 30, 2007 tions, warnings and adverse effects before administering pharmacologic therapy to patients.
Estimated Time to Complete: 1 hour

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RISK FACTORS FOR FRAILTY

tors that may put older adults at risk for the devel- mobility2-5; some have also included cognitive or
opment of frailty, complementing a previous dis- psychological components, such as cognitive impair-
cussion of specific interventions for frailty.1 By un- ment and depression.6,7
derstanding and targeting key risk factors for Although frailty research is still in its infancy and
amelioration, it may be possible for clinicians to im- there is no one universally accepted gold-standard
prove the overall health of older patients. definition,8-11 one of the most validated models of
frailty is one that was operationalized in the Car-
FRAILTY DEFINITIONS diovascular Health Study (CHS).3 Building on a
Most definitions of frailty describe a syndrome of broad consensus that frailty is a “biologic syndrome
loss of muscle mass and strength, energy and exercise of decreased reserve and resistance to stressors, re-
tolerance, and decreased physiologic reserve with sulting from cumulative declines across multiple sys-
associated increased vulnerability to physiologic tems, causing vulnerability to adverse outcomes,”3
stressors, such as acute illness, hospitalization, or these investigators proposed a standardized, phe-
extreme heat or cold. Most of these definitions notypic, clinical presentation of frailty consistent
include measures of strength, low energy, low phys- with both geriatricians’4,12,13 and patients’ recog-
ical activity, inadequate nutrition and unintentional nition of markers. Fried et al3 characterized frailty
weight loss, slowed performance, and decreased as the presence of three of five central components:
unintentional weight
Disease loss, slow walking speed,
Environment
Medications Chronic
undernutrition Disease
self-reported exhaustion,
Medications
Aging-related
low energy expenditure,
changes
and weakness. They the-
Cycle of frailty orized that the compo-

Total energy expenditure


Sarcopenia
nents of this phenotype
were etiologically related

Insulin sensitivity

Resting Osteopenia
to each other in a “vi-

cious” cycle of dysregu-


Activity metabolic
rate

lated energetics that,


Walking
speed

Strength VO max

2
and power when at least three were
Disability Immobilization Impaired balance
present, identified frailty
(Figure 1) and could be
Dependency
Falls and
injuries self-perpetuating. 3,9,13
Those identified as frail
Figure 1. Cycle of frailty.3,9,13 by these criteria were
shown to be at increased
Fried LP, Walston J. Frailty and failure to thrive. In: Hazzard WR, Blass JP, Ettinger WH Jr, et al, eds. Prin- risk for falls, hospitaliza-
ciples of Geriatric Medicine and Gerontology. 5th edition. New York, NY: The McGraw-Hill Companies;
2003;1487-1502. Adapted with permission of The McGraw-Hill Companies. Copyright © 2003.
tion, worsening mobili-
ty and activities of daily

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RISK FACTORS FOR FRAILTY

living (ADLs) disability, and death.3,11,14 Further- in which no one of the five components carries more
more, these factors were additive in a dose-response weight than the others in terms of predicting these
fashion, such that those individuals with one or two adverse outcomes. It has been further cross-validat-
of these factors (considered intermediate frail) were ed in a study by Woods et al,14 which found that
at increased risk for the adverse health outcomes baseline frailty status was, again, strongly predic-
mentioned when compared with those without any tive of ADL disability, number of hospitalizations,
hip fracture, and death at 3 years in the Women’s
of these factors (non-frail), but were at less risk than
those with three or more (frail). Health Initiative (WHI) Observational Study.
This model has recently been cross-validated in It is important to note that individuals who are
a longitudinal cohort of older women, the Women’s classified as frail may certainly have disability, mul-
Health and Aging Studies (WHAS), in which this tiple comorbid illnesses, and advanced age, but
definition of frailty again strongly predicted ADLs frailty may be present in the absence of these.
and instrumental activities of daily living (IADLs) These factors may predispose one to the develop-
disability, permanent nursing home entry, and ment of frailty. This review shall examine several
death.11 This study also showed that this frailty potential risk factors of frailty. Beyond that, Fried
model is consistent with being a medical syndrome, et al3 have hypothesized that the clinical presen-
tation marks those at risk of adverse
outcomes because it results, itself,
Possible Risk Factors for Frailty
TA B L E

and Summary of Supporting References from dysregulation of multiple phys-


iologic systems, leading to character-
I. Physiologic
istic clinical manifestations as well as
A. Activated inflammation15
B. Immune system dysfunction16,17 attendant vulnerability.
C. Anemia18
D. Endocrine system alteration19 RISK FACTORS FOR FRAILTY
E. Underweight or overweight14,15,21
F. Age14 In order to identify risk factors for a
specific illness or syndrome (in the
II. Medical Illness/Comorbidity
A. Cardiovascular disease14,18,26 case of frailty), observational studies,
B. Diabetes14 especially prospective ones, provide
C. Stroke14 essential insight. Frailty research is an
D. Arthritis14
E. Chronic obstructive pulmonary disease14 emerging field, and much of what we
F. Cognitive impairment/cerebral changes6,26 know about potential risk factors for
this syndrome must be obtained from
III. Sociodemographic and Psychological
A. Female gender3,14,30 cross-sectional observational studies.
B. Low socioeconomic status21,26 In this article, we will review the
C. Race/ethnicity3,14,30
D. Depression3,14
findings from the study by Woods et
al14 described above, the largest and
IV. Disability most comprehensive study to date
A. Activity of daily living disability3,14
that has examined potential risk fac-

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RISK FACTORS FOR FRAILTY

tors for frailty in a prospective fashion, as well as sulting from activated inflammation, and are
from other cross-sectional studies on potential risk more likely to have endocrine system alterations,
factors for frailty. This review is organized into cate- including decreased levels of insulin-like growth fac-
gories of potential risk factors: physiologic, medical tor-I (IGF-I) and dehydroepiandrosterone sulfate
illness/comorbidity, sociodemographic and psycho- (DHEAS).19 A decrease in both of these hormones
logical, and disability (Table). is associated with decreased lean muscle mass, or
sarcopenia, which has been hypothesized to be a
Physiologic Factors central component of frailty.9,20
A number of physiologic alterations have been Although weight loss is one of the components
associated with frailty. Continuing research suggests of the frailty model proposed by Fried et al3 and
that frailty is a distinct physiologic entity with char- inadequate nutrition is commonly recognized
acteristic changes in physiology, including activat- clinically as a marker of frailty, subjects in the
ed inflammation, decreased immune function, CHS categorized as frail included both a subset
anemia, endocrine system alterations, and muscu- who were underweight and a subset with higher
loskeletal alterations. Walston et al15 studied sever- body mass index (BMI) consistent with obesi-
al markers of inflammation in the CHS in relation ty.15,21 This information suggests that decreased
to frail and non-frail status, and found that those lean body mass can predispose individuals to the
subjects classified as frail by the criteria described development of frailty even in the presence of
above had increased mean levels of C-reactive pro- obesity. In fact, sarcopenic obesity is a term that
tein, a reliable marker of inflammation, as well as has been used to describe this mismatch between
increased markers of coagulation, including factor lean muscle mass and fat and resulting metabol-
VIII and D-dimer. These findings suggest that frail ic derangement. Research in this area shows that
individuals are in a chronic state of upregulated in- it is a physiologic state with adverse consequences
flammation and are perhaps more prone to coagu- such as physical disability, including disability in
lation as a result. ADLs.22 Obesity itself is thought to contribute
Altered immune function is also associated with to altered glucose metabolism and insulin insen-
frailty16; this may potentially lead to activated in- sitivity, as well as activation of inflammation,23
flammation.17 Specifically, Leng et al17 found that which are physiologic alterations that have been
frail individuals, when compared with non-frail associated with the development of sarcopenia and
controls, have decreased ability to proliferate their the frailty syndrome.15 Consistent with these ob-
peripheral blood mononuclear cells (PBMCs) when servations, the WHI study found that both un-
stimulated with the endotoxin lipopolysaccharide, derweight and overweight women had increased
as would occur with some acute bacterial infections, risk for the development of frailty, suggesting a
and that the PBMCs of frail individuals have in- U-shaped relationship between BMI and frailty.14
creased production of interleukin-6, a marker of The aging process itself has been characterized
inflammation. by a decline in normally functioning physiologic
Other studies have found that frail individuals systems and loss of redundancy in normal feedback
are more likely to be anemic,18 potentially also re- mechanisms; it has been hypothesized that frailty

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results from reaching a threshold of decline result- ly interactions between specific systems that increase
ing from an aggregate severity of dysregulation in the risk of frailty, such as inflammation and en-
multiple systems.9,10 Aging itself could con- docrine dysregulation10 (Figure 21). This is congru-
tribute to this through many mechanisms, poten- ent with the hypothesis that frailty is a physiolog-
tially including such pathways as age-associated ac- ic syndrome of multisystem dysregulation and
cumulation of oxidative stress and associated decline, which leads to vulnerability to adverse
cellular damage due to the generation of oxygen- health outcomes and the clinically manifest syn-
derived free radicals over time.10 Perhaps in sup- drome itself.3,9,24 Although inadequate nutrition,
port of these age-related mechanisms, increased increasing age, and physiologic changes that occur
chronological age has been associated with frailty with age may lead to sarcopenia and resultant in-
cross-sectionally, even after adjustment for med- creased risk for frailty, there is evidence that this is
ical comorbidities.21 The WHI frailty study found modifiable. An innovative and landmark random-
that individuals age 70-79 years at the time of ized, controlled trial by Fiatarone et al25 showed that
screening were at increased risk for becoming frail strength training increased lower-extremity strength,
at 3-year follow-up when compared to those age gait velocity, and stair climbing power in frail old-
60-69 years14; similarly, the CHS evaluation in- er adult residents of a nursing facility. Furthermore,
dicated a stepwise increase in prevalence with in- their finding that individuals randomized to
creasing age over 90.3 These data may indicate that strength training also had improvements in mobil-
increased age is a risk factor for frailty. ity and spontaneous activity suggests that increased
The physiologic alterations that have been asso- muscle strength may break the cycle of frailty by
ciated with frailty are complex, and there are like- stimulating increased activity.

Figure 2. Physiology of frailty.


DHEAS = dehydroepiandrosterone sulfate; IGF-I = insulin-like growth factor-I; IL-6 = interleukin-6; CRP = C-reactive protein.
Espinoza S, Walston JD. Frailty in older adults: Insights and interventions. Cleve Clin J Med 2005;72(12):1105-1112. Adapted with
permission. Copyright © 2005. Cleveland Clinic Foundation. All rights reserved.

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Medical Illness/Comorbidity this has not been extensively studied. It is thought


Frailty has been associated with selected diseases that cognitive impairment could directly contribute
in cross-sectional studies, and cardiovascular disease, to the development of frailty as a result of decreased
in particular, has been shown to be related to frailty food intake,6 which could then lead to weight loss
cross-sectionally18,26 and longitudinally.14 The and sarcopenia, providing a means of entry into the
frailty phenotype has been associated with both clin- cycle of frailty.3 However, one study suggests, in-
ically diagnosed cardiovascular disease, with dias- ferentially, that CNS alterations present in frail in-
tolic blood pressure, and with selected noninvasive dividuals could result from cerebrovascular dis-
tests of cardiovascular function, such as carotid wall ease.26 Newman et al26 found that, when compared
thickness measured by ultrasound, infarct-like le- to non-frail persons, frail individuals had a higher
sions on brain magnetic resonance imaging (MRI), prevalence of infarct-like lesions and white matter
abnormal left ventricular wall motion measured by changes, as examined by cerebral MRI. It is plau-
echocardiography, and major electrocardiogram ab- sible that these changes are the result of cerebrovas-
normalities.26 cular disease secondary to upregulated inflamma-
In addition to its findings that a prior diagno- tion, either resulting from frailty or contributing
sis of cardiovascular disease was independently as- to frailty15; however, further studies are needed in
sociated with baseline as well as incident frailty at order to better characterize these relationships.
3 years, the WHI study found that prior diagno-
sis of stroke, diabetes, hypertension, arthritis, can- Sociodemographic and
cer, and chronic obstructive pulmonary disease were Psychological Factors
predictive of incident frailty.14 Thus, specific Female gender has been associated with frailty,
chronic diseases are risk factors for frailty. In fact, as women have been more likely than men to be
some conceptions of frailty posit that the accumu- characterized as frail in several studies.3,14,30 This
lation of medical illnesses and other deficits, such finding may be related to sarcopenia, with women
as geriatric syndromes, predispose to adverse having less muscle mass than age-matched men,
health outcomes with advancing age, and this pre- which may confer an intrinsic risk for the devel-
disposing vulnerability is frailty.27,28 This is a dif- opment of frailty.3
ferent formulation of frailty, which does not con- Lower socioeconomic status (SES), as measured
sider frailty as a syndrome with distinct clinical by low education and/or low annual income, has
presentation or etiologic factors. In contrast, a pri- been associated with frailty in several cross-section-
or survey of geriatricians led to the combined per- al studies.21,26 CHS studies found that higher ed-
spective that, while comorbidity may certainly pre- ucational status and higher income were associat-
dispose one to the development of frailty, it does ed with disease-free survival at 3-6 years31 and with
not appear to be synonymous with the distinct med- lower mortality.32 It is likely that high SES does not
ical syndrome of frailty.29 intrinsically confer less risk for frailty, but that this
Central nervous system (CNS) function and cog- relationship between SES and frailty is modified by
nitive impairment have been hypothesized to be ei- lifestyle factors that are likely to co-exist with low
ther components of frailty or risk factors,5,6,10 but SES. For example, it appears that low income and

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RISK FACTORS FOR FRAILTY

education are predictive of frailty at 3-year follow- whether frailty is theorized to be a distinct physi-
up, but this association is attenuated (although it ologically-based clinical syndrome or as the aggre-
persists) after adjustment for BMI, ethnicity, tobac- gation of comorbidities, it is not synonymous with
co use, alcohol use, self-reported health, and comor- disability, which is the difficulty or dependency in
bid conditions, suggesting that differences in tasks of daily life. Consistent with this, only 27%
health status and risk factors may explain at least of individuals in the CHS who were disabled in
part of the increased risk for frailty.14 This may al- ADL tasks were also characterized as frail.3 Rather,
so be operant in the case of race and ethnicity, as frailty is predictive of disability, as baseline frailty
several studies have shown a higher prevalence of was strongly associated with ADL disability at 3-
frailty in non-white individuals.3,14,26 year follow-up in the WHI study,14 in the CHS
While the contribution of psychologic factors has study,3 and in the WHAS study.11 Each of these
not been extensively studied in relation to frailty studies concluded that the frailty phenotype3 was
in older adults, psychological well-being has long able to identify a group of older adults who were
been associated with the idea of “successful aging,”33 at substantially increased risk for adverse health
and depressive symptoms have been shown to be events, death, and future ADL disability. These da-
associated with the syndrome in cross-sectional ta support the hypothesis that frailty may be a phys-
analyses.3 The WHI study found a strong prospec- iologic precursor to disability.3 It is also possible that
tive relationship between depressive symptoms disability itself, through secondary decreased phys-
and the onset of frailty, suggesting that depression ical activity, could itself lead to frailty.
may contribute to the etiology of frailty.14 The
hypothesis that depression or the presence of de- CONCLUSION
pressive symptoms leads to frailty is biologically Frailty is a syndrome of physiologic vulnerability
plausible, given that individuals with depression of- and progressive decline that is likely multifactori-
ten lose weight, become less active, and can there- al in etiology. The potential risk factors presented
fore lose muscle mass, strength, and exercise toler- in this review are meant to give an overview of the
ance, and may be more prone to acute illness. All state of frailty research and to aid clinicians in iden-
of these may, additionally, be related to an increase tifying frail patients so that appropriate interven-
in circulating inflammatory cytokines.34 tion and medical care can be identified. Potential
Self-reported health has also been associated with interventions span a large range, from exercise in-
frailty. The WHI study found that the likelihood tervention to specific geriatric assessment models
of being frail increased in a step-wise fashion as self- to end-of-life care for those with end-stage frailty,
reported general health went from very good, good, and have been discussed in further detail elsewhere.
to fair/poor.14 While some of the potential risk factors discussed
here, such as race and SES, may not be modifiable,
Disability it may be possible to modify some of the factors
The overlap of frailty with disability is similar associated with frailty, including strength and ex-
to its overlap with comorbidity.29 While it is clear ercise tolerance, as well as comorbid illness and dis-
that many individuals who are frail are also disabled, ability. In the future, new research will provide in-

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RISK FACTORS FOR FRAILTY

sight into the utility of pharmacologic approaches Study. J Am Geriatr Soc 2005;53(8):1321-1330.
15. Walston J, McBurnie MA, Newman A, et al; Cardiovascular
to addressing physiologic risk factors. Health Study. Frailty and activation of the inflammation and
coagulation systems with and without clinical comorbidities:
Results from the Cardiovascular Health Study. Arch Intern
The research reported in this article is supported by Med 2002;162(20):2333-2341.
16. Semba RD, Margolick JB, Leng S, et al. T cell subsets and
the National Institute on Aging T32AG000120. mortality in older community-dwelling women. Exp Gerontol
2005;40(1-2):81-87.
17. Leng SX, Yang H, Walston JD. Decreased cell proliferation
Dr. Fried is a Cosner Scholar. Support comes through and altered cytokine production in frail older adults. Aging
Clin Exp Res 2004;16(3):249-252.
the Johns Hopkins Center for Innovative Medicine. 18. Chaves PH, Semba RD, Leng SX, et al. Impact of anemia and
cardiovascular disease on frailty status of community-dwelling
older women: The Women's Health and Aging Studies I and
II. J Gerontol A Biol Sci Med Sci 2005;60(6):729-735.
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