PATROLL Winning Submission

U.S. Patent No. 8,869,249

Claim 1 of the patent-at-issue, U.S. Patent No. 8,869,249 (“PeopleChart”), which was
filed on Apr. 23, 2012 and claims a Jan. 18, 2002 priority date, is directed to a method
comprising: receiving a first user authentication information for a first authentication method and
receiving a second user authentication information for a second authentication method. The
second authentication method is different from the first authentication method. After
authenticating the first user authentication information and the second user authentication
information, a subset of data stored on a back-end storage device is transferred by a computing
device to a front-end storage device, the front-end storage device being directly connected to a
user device for the user via a network and the back-end storage device not being directly
connected to the network. The authenticated user device access is allowed to the subset of data
on the front-end storage device for a period of time specified to the front-end storage device by
the computing device, wherein after the period of time expires, the subset of data is removed
from the front-end storage device.

U.S. Patent No. 7,587,368 (“RPX”), which was filed Jul. 5, 2001 and claims a Jul. 6,
2000 priority date, is directed to a method of maintaining electronic medical records comprising
receiving a medical transaction record encrypted with an encryption key, wherein the record
relates to a patient association of the file. The method also comprises accessing the encrypted
medical transaction record according to a patient association and encrypting the encrypted
accessed medical transaction record with an encryption key associated with an intended recipient
of the medical record.

U.S. Patent No. 6,098,056 (“Activision”; cited by RPX), which was filed on Nov. 24,
1997 without any claim to an earlier priority date, relates to a system and method for restricting
access to and preventing unauthorized use of an owner's digital content stored in an information
network and available to clients under authorized conditions. The network includes at least one
server coupled to a storage device for storing the limited access digital content encrypted using a
random-generated key. The client's workstation is coupled to the server for acquiring the limited
access digital content under the authorized condition. A trusted information handler is validated
by the server after the handler provides a data signature and type of signing algorithm to
transaction data descriptive of the purchase agreement between the client and the owner.

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 U.S. Patent No. 5,960,085 (“Southwest”), which was filed on Apr. 14, 1997 without any
claim to an earlier priority date, relates to a system comprising a personal identification badge to
collect data and to provide access to a computer terminal. The personal identification badge
includes components for transmitting identification information and exchanging other digital
information with a computer terminal and other compatible devices. The personal identification
badge establishes a wireless communication link with a computer terminal to allow a user to
logon to the terminal. When a user leaves the computer terminal, the communication link is
terminated, causing the computer terminal to lock the keyboard, blank the monitor, and/or logoff
the user if the communication link is not restored within a sufficient time period. Adapted for use
within a hospital, the system provides further means for establishing an affiliation between a

personal identification badge and a patient, for collecting digital information from electronic
devices that record or gather data regarding the status of a patient, for digitizing and recording
dictation spoken into the personal identification badge, and for modifying the digital information
so collected to conform to standards, such as those of a Java applet or the hypertext markup
language, for interactive display on a universal display browser.

A sample claim chart encompassing the core concepts of claim 1 in PeopleChart is

compared to RPX in combination with Activision and Southwest is provided below.

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US8869249 (“PeopleChart”)
1.pre. A method comprising:
1.a. receiving, for a user, first user
authentication information for a
first authentication method;
1.b. receiving, for the user, second
user authentication information for
a second authentication method,
1.c. the second authentication
method being different from the
first authentication method;
US7587368 (“RPX”)
US6098056 (“Activision”)
US5960085 (“Southwest”)
US7587368 (“RPX”)
“For purposes of FIG. 3, the information content is
considered user-private data. The access process begins 100
by the user accessing the trustee system. The user must be
authenticated 101.” RPX at col. 75:52-55.
Biometric authentication schemes, for example
fingerprint, voice, iris, retina, hand, face, or other
personal characteristics, may be used to identify a user.
These either do not require a password or access code, or are
used in conjunction with such passwords or codes, and
may provide substantial system security. Id. at col. 5:66-67
through col. 6:1-4.
“U.S. Pat. No. 5,949,882 (Angelo, Sep. 7, 1999), expressly
incorporated herein by reference, relates to a method and
apparatus for allowing access to secured computer
resources by utilizing a password and an external
encryption algorithm. A method for permitting access to
secured computer resources based upon a two-piece user
verification process is provided. In one embodiment, the
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 user verification process is carried out during a secure power-
up procedure. At some point during the secure power-up
procedure, the computer user is required to provide an
external token or smart card that is coupled to the
computer through specialized hardware. The token or smart
card is used to store an encryption algorithm furnished with
an encryption key that is unique or of limited production. The
computer user is then required to enter a plain text user
password.” Id. at col. 33:1-15.

“U.S. Pat. No. 6,035,406 (Moussa, et al., Mar. 7, 2000),

expressly incorporated herein by reference, relates to a
plurality-factor security system. The method and system
provide for simultaneously authenticating a user using two
or more factors, such as both a password and a physical
token or both a password and biometric information.” Id.
at col. 41:63-67 through col. 42:1.

1.d. upon authenticating the first US7587368 (“RPX”)

user authentication information and “An information aggregation and synthesis system and
the second user authentication process, which provides aggregation and packaging of
information, structured or unstructured information from disparate sources
such as those available on a network such as the Internet. A
moving, by a computing device, a user operates a network compatible/addressable interface
subset of data stored on a back- device. The network interface device communicates with
end storage device to a front-end local datastores or network accessible datastores via an
storage device, addressing scheme such as Uniform Resource Locator

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addresses (URLs) utilized by the Internet. Data passing
between the network interface device and the datastores is
accessed, polled, and retrieved through an intermediary
gateway system.” RPX at col. 11:64-67 through col. 12:1-8.

“U.S. Pat. No. 6,038,563 (Bapat, et al., Mar. 14, 2000),

expressly incorporated herein by reference, relates to a
system and method for restricting database access to
managed object information using a permissions table that
specifies access rights corresponding to user access rights
to the managed objects. An access control database has
access control objects that collectively store information that
specifies access rights by users to specified sets of the
managed objects. The specified access rights include access
rights to obtain management information from the network.
An access control server provides users access to the
managed objects in accordance with the access rights
specified by the access control database.” Id. at col. 16:28-
40.

“Thus, the trustee may act as a barrier, intermediary, or

proxy between the user (customer or consumer) and the
content owner.” Id. at col. 56:51-53.

“As represented in FIG. 2, the trustee is organized as a

virtual trustee 60, holding digital information 63 in trust
for the grantor 61. The trustee is responsible for
authenticating recipient 62, as well as applying access
rules 65, which may be role based, context based, and/or
specifically defined by the patient, virtual trustee or custodian
institution.” Id. at col. 75:46-51.

“While it is preferred that the medical records be maintained

in trust by the trustee, in some instances, the custodian will
maintain the records and mediate requests for access. The

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 present system, in that case, serves as a front end for
interfacing with the custodian's private network, as well as
performing the authentication and optionally rule-based
access implementation.” col. 65:27-33.

“116. The database system according to claim 78, further

comprising: a set of associated selective rights, corresponding
to a record, held as at least a portion of a corpus of a trust, for
restricting at least one of access, use, storage and
transmission of a respective set of defined content
information, organized as a legal entity under the laws of a
jurisdiction; and a trustee acting under the trust laws of the
jurisdiction, receiving the associated rights and implementing
a virtual trust in accordance therewith, wherein the trustee
communicates through an electronic communications
system to selectively convey permission to at least one of
access, use, store and transmit the respective set of defined
content information in accordance with the respective
access rules.” Id., claim 116.

1.e. the front-end storage device US7587368 (“RPX”)

being directly connected to a user The access process begins 100 by the user accessing the
device for the user via a network and trustee system. The user must be authenticated 101.” RPX at
col. 75:53-55.
*Underlined text corresponds to added text in
the final amendments during patent
“A user of the trustee system typically seeks medical
prosecution of the patent application that records belonging to a patient, although certain other uses
issued into PeopleChart. of the system are permitted, in accordance with strictly
enforced access, audit and accounting rules. The user, an
intended recipient, access the system through a
workstation, connected to the Internet 1 through internal
network 11 and firewall 10.” Id. at col. 75:27-32.

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1.f. the back-end storage device not
being directly connected to the
network; and
1.g. allowing the user device access
to the subset of data on the front-
end storage device for a period of
time specified to the front-end
storage device by the computing
device,
*Underlined text corresponds to added text in
the final amendments during patent
prosecution of the patent application that
issued into PeopleChart.
US7587368 (“RPX”)
“The present invention provides a database 6 storing
records, which may be encrypted or unencrypted. For
example, the records may be patient records, encrypted with
a cryptographic key associated with the respective patient.”
RPX at col. 74:64-67.
The custodian host 22 retrieves the patient medical record
from the database, encrypts it, and transmits it through the
internal network 24 to web server 21, through firewall 20,
to the Internet. Id. at col. 75:3-6.
U.S. Pat. No. 5,944,823 (Jade, et al., Aug. 31, 1999),
expressly incorporated herein by reference, relates to a
system and method for providing outside access to
computer resources through a firewall. A firewall isolates
computer and network resources inside the firewall from
networks, computers and computer applications outside the
firewall. Typically, the inside resources could be privately
owned databases and local area networks (LAN's), and
outside objects could include individuals and computer
applications operating through public communication
networks such as the Internet.” Id. at col. 37:36-45.
US7587368 (“RPX”)
“Once a password is verified, the user is authenticated for
the duration of the session, or possibly with a maximum
timeout limit, such as 15 minutes, whichever is shorter.”
RPX at col. 79:19-22.
The trustee is responsible for authenticating recipient 62,
as well as applying access rules 65, which may be role
based, context based, and/or specifically defined by the
patient, virtual trustee or custodian institution.” Id. at col.
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75:48-51.

“An information aggregation and synthesis system and

process, which provides aggregation and packaging of
structured or unstructured information from disparate sources
such as those available on a network such as the Internet. A
user operates a network compatible/addressable interface
device. The network interface device communicates with
local datastores or network accessible datastores via an
addressing scheme such as Uniform Resource Locator
addresses (URLs) utilized by the Internet. Data passing
between the network interface device and the datastores
is accessed, polled, and retrieved through an intermediary
gateway system.” RPX at col. 11:64-67 through col. 12:1-8.

“116. The database system according to claim 78, further

comprising:
a set of associated selective rights, corresponding to a record,
held as at least a portion of a corpus of a trust, for restricting
at least one of access, use, storage and transmission of a
respective set of defined content information, organized as a
legal entity under the laws of a jurisdiction; and
a trustee acting under the trust laws of the jurisdiction,
receiving the associated rights and implementing a virtual
trust in accordance therewith,
wherein the trustee communicates through an electronic
communications system to selectively convey permission
to at least one of access, use, store and transmit the
respective set of defined content information in accordance
with the respective access rules.” Id., claim 116.

“78. A database system, comprising a plurality of digital

records, each digital record having an associated set of
access rules, stored in a computer memory associated with
a server system;

an interface computer in communication with a remote

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computer, receiving a request for access from the remote
computer to access a digital record stored in the computer
memory;

an automated processor. associated with the server

system,
validating the received request to access the digital record
by applying a respective set of access rules for the digital
record stored in the computer memory;

retrieving a public key having an associated private key, and

associating a logging wrapper having a respective session key
with the digital record, after validating the received request,
wherein the session key is distinct from the public key and
the private key;

encrypting and sending the requested digital record which

has been validated, using the public key and the session key
to encrypt the digital record, through the interface
computer;

receiving, through the interface computer, a logging event

from the remote computer based on an operation of the
wrapper and at least the session key; and recording the
logging event in an access log.” Id., claim 78.

“An information aggregation and synthesis system and

process, which provides aggregation and packaging of
structured or unstructured information from disparate sources
such as those available on a network such as the Internet. A
user operates a network compatible/addressable interface
device. The network interface device communicates with
local datastores or network accessible datastores via an
addressing scheme such as Uniform Resource Locator
addresses (URLs) utilized by the Internet. Data passing

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1.h. wherein after the period of time
expires, the subset of data is
removed from the front-end storage
device.
between the network interface device and the datastores is
accessed, polled, and retrieved through an intermediary
gateway system.” RPX at col. 11:64-67 through col. 12:1-8.
US6098056 (“Activision”)
“Owners of digital content stored and available to the public
in an information system would like to ensure that payment
has been received in some form and use restrictions observed
prior to granting access rights to use the contents. Such
access rights can be limited to a particular user for a
limited period of time. Information handlers which enforce
an owner's content restrictions, for example, restricting
the user's right to save content to a storage device are
presently available to owners.” Activision at col. 1:15-23.
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US5960085 (“Southwest”)
“If the security badge 10, however, does not transmit a
correct recommitment response signal during the second
period of time, the system user 68 is automatically logged
off the computer network 194. When the user is logged off
the computer system, a software program may also be used
to remove any temporary files that have been stored on
disk or in RAM memory, e.g. the cache file used by the
network browser program.” Southwest at col. 14:26-33.
“After the completion of the data transfer, if warranted, by
the security badge 10 to the computer terminal 60, the
computer terminal 60 will continue to periodically poll
the security badge 10 with recommitment signals. These
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recommitment signals may be specifically addressed to
the system user 68's security badge 10 and may incorporate
a different random number with each polling.” Id. at col.
13:47-53.

“If the security badge 10, however, does not transmit a

correct recommitment response signal during the second
period of time, the system user 68 is automatically logged
off the computer network 194. When the user is logged off
the computer system, a software program may also be
used to remove any temporary files that have been stored
on disk or in RAM memory, e.g. the cache file used by the
network browser program.” Id. at col. 14:26-33.

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