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The defence dilemma in Britain
TIMOTHY EDMUNDS*
The UK faces a pressing defence dilemma. In October 2006 General Sir Richard
Dannatt, then Chief of the General Staff, cautioned that the Army had come
close to crisis as a result of overcommitment and underresourcing, going so far
as to express fears that it might be 'broken' by the experience of Iraq. I Since that
time defence policy in Britain has struggled to adapt to the challenges he identi-
fied. Operational pressures remain as high as ever, with much of the slack released
by the withdrawal from Iraq in April 2009 being taken up by the increasing
tempo of operations in Afghanistan. Bringing both intense combat operations
and continued concerns about overstretch and equipment, 2009 was the bloodiest
year of action for British forces since the Falklands War.2 Resourcing remains a
perennial challenge. A report for the National Audit Office in December 2009
warned that the defence procurement programme was Consistently unaffordable',
with a potential £36 billion gap between extant commitments and the resources
available to fulfil them over the next ten years.3 That same month the government
announced a swingeing programme of cuts in what it identified as 'low-priority'
areas of the core defence budget - including fast jets, civilian staffai the Ministry
of Defence, and Royal Air Force bases - in order to fund equipment and helicop-
ters needed for operations in Afghanistan.4
These circumstances represent a defining moment for British defence. It is
increasingly clear that the declaratory goals of defence policy, the demands made
by operational commitments and the financial and organizational capacities to
meet these in practice no longer match up, while defence policy-makers themselves
have struggled to formulate an adequate or unified response to these pressures.5
* The author would like to thank Malcolm Chalmers, Andrew Dormán, Anthony King and an anonymous
reviewer for their comments on earlier drafts of this article. The views expressed remain the author's own.
1 'Sir Richard Dannatt: a very honest general', Daily Mail, 12 Oct. 2006.
2 'Bloodiest year since Falklands War', Independent, 4 Nov. 2009; 'Overstretch pushes British troops to the brink',
Daily Telegraph, 10 Jan. 2009.
3 National Audit Office, The Major Projects Report 200g (Norwich : The Stationery Office, 15 Dec. 2009), pp. 4-22.
4 'MoD makes cuts to plug budget hole', Financial Times, 15 Dec. 2009.
5 Institute for Public Policy Research, Shared responsibilities: a National Security Strategy for the United Kingdom
(London: IPPR, June 2009), pp. 6, 46-4; Paul Cornish and Andrew Dormán, 'Blair's wars and Brown's budg-
ets: from Strategic Defence Review to strategic decay in less than a decade', International Affairs 85: 2, March
2009, pp. 247-61 ; Timothy Edmunds and Anthony Forster, Out of step: the case for change in the UK armed forces
(London: Demos, 2007).
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Timothy Edmunds
This article examines how and why this situation has come about. While
recognizing that existing calls for higher levels of defence spending, reform of
the Ministry of Defence,7 efficiency gains, or a renewal of the so-called military
covenant between the armed forces and society9 may address discrete elements
of the defence dilemma in Britain, it argues that current problems derive from
a series of deeper tensions in the system of British defence more widely defined.
These have been exposed and exacerbated by operations in Iraq and Afghanistan
and take place across three levels of the policy process.
The first of these is a transnationalization of British strategic practice, in ways
that both shape and constrain the national defence policy process. The second
concerns the institutional politics of defence itself, including the role of the armed
forces as a whole, the identities of the individual services within this whole, and
path dependency in defence planning. These institutional factors encourage
different interpretations of interest and priority in the wider strategic context,
a tendency which has obfuscated policy responses to current problems and made
it more difficult to link current and future military capabilities to political goals.
Finally, the status of 'defence' in the wider polity is itself changing, in ways that
decrease its political purchase both in Whitehall and among the electorate as a
whole. These factors introduce powerful political and institutional veto points
into the defence policy process, making significant deviation from established
policy difficult to achieve.
The UK faces a strategic environment radically changed from that of the Cold
War period. In contrast to the clear and present military threat posed by the Soviet
Union and its allies, today's security environment is characterized by uncer-
tainty and complexity. A diverse range of challenges confront British defence
and security policy-makers, including instability and insecurity caused by civil
conflict, international terrorism, criminal networks and environmental degrada-
tion; the proliferation of weapons of mass destruction; so-called 'rogue states';
and the potential - if currently latent - threat of a more conventional military
challenge from another state.10 Many of these potential threats are transnational
in nature; they transcend national borders and make new demands on defence and
security institutions in western states as a consequence.
Debates about the future of UK defence in this new environment take place
within an emergent ideational orthodoxy about how 'modern' armed forces
6 Andrew Lambert, John Maxworthy, Bob Stewart and Allen Sykes, 'Overcoming the defence crisis', UK
National Defence Association Report, Sept. 2008, p. 20.
7 Cornish and Dormán, 'Blair's wars'.
8 Paul Cornish and Andrew Dormán, 'National defence in the age of austerity', International Affairs 85: 4, July
2009, pp. 733-53-
9 Anthony Forster, 'Breaking the covenant: governance of the British army in the twenty-first century', Inter-
national Affairs 82: 6, Nov. 2006, pp. 1043-57.
10 The National Security Strategy of the United Kingdom: security in an interdependent world (London: TSO, March
2008), pp. 10-24.
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The defence dilemma in Britain
should best be employed and structured to meet these challenges. The military's
role is no longer seen as primarily to defend states or alliances from traditional
military threats to their territory; instead, it is proactively to manage and curtail
security challenges at source.11 Such a role is expeditionary in conception and
often operationally complex in execution, broadening the range of tasks that
military personnel can be expected to fulfil from outright combat operations to
policing and peacekeeping missions in conflict and post-conflict societies.12 In
order to be able to perform this role effectively, it is argued, armed forces need
to transform themselves to become more flexible, more readily déployable and
more highly skilled. At the same time, new military technologies - in areas such
as communications networking - allow them to project power and create desired
effects in ways that are considerably more effective and efficient than any at the
disposal of their larger predecessors.13
Britain is both a leading proponent of and participant in this agenda of military
transformation, as successive defence policy documentation and public statements
make clear. For example, the 1998 Strategic Defence Review (SDR) set out a future
for the British armed forces that was proactive and expeditionary in nature, and
subsequent documents have either echoed or developed these themes in various
ways. The 'New Chapter' to the SDR, published in the wake of the 9/11 attacks
in the United States, emphasized new technological developments, including
the armed forces' 'Network Centric Capability' and capacity for precision in the
control and application of force.14 It was also explicitly expeditionary in nature,
the foreword to the document noting that 'it is much better to engage our enemies
in their own backyard than ours, at a time and place of our choosing, not theirs
... we need the kind of rapidly déployable intervention forces which were the key
feature of the SDR'.15 This was followed by paired defence white papers in 2003
and 2004. These placed an even greater emphasis on the expeditionary role of the
armed forces, outlining the need for 'modern and effective armed forces equipped
and supported for rapid and sustainable deployment on expeditionary operations',
and detailing the force structure changes necessary to achieve these goals.1
These themes have been consolidated through European and transatlantic
political relationships, security institutions and professional military networks,
including both NATO and the EU.17 Such relationships both facilitate and
reflect a range of transnational influences on the practice of defence in the UK
11 Timothy Edmunds, 'What are armed forces for? The changing nature of military roles in Europe', International
Affairs 82: 6, Nov. 2006, pp. 1061-5.
Edmunds and Forster, Out of step, pp. 27-9.
13 Eliot A. Cohen, 'Change and transformation in military affairs', Journal of Strategic Studies 27: 3, Sept. 2004, pp.
395-407-
14 The Strategic Defence Review: a new chapter (London: TSO, 2002), pp. 14-17.
15 The Strategic Defence Review: a new chapter, p. 5.
16 Delivering security in a changing world: defence white paper (London : TSO, 2003), p. 2 ; Delivering security in a changing
world: future capabilities (London: TSO, 2004), pp. 2-5.
17 NATO, The Alliance's strategic concept, April 1999, paras 48-52, http://www.nato. int/cps/en/natolive/ofTicial_
texts-27433.htm, accessed 14 Jan. 2010; A secure Europe in a better world: European security strategy (Brussels: Euro-
pean Commission, 12 Dec. 2003), pp. 7, 11- 12, http ://www.consilium. europa. eu/eudocs/cmsUpload/78367.
pdf, accessed 14 Jan. 2010.
379
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Timothy Edmunds
and elsewhere that go beyond the ideational. The first of these is political. The
strategic vision outlined above links the security of one state to those around it
and in so doing engenders transnational responsibilities for action.1 In this vision,
individual states have neither the military power nor the political legitimacy to
pursue such military interventions independently. Instead, they must cooperate
with others, committing themselves to missions which are often long term in
nature and only indirectly linked to national defence as traditionally conceived.
Such justifications have underpinned all multinational military deployments by
western states in the post-Cold War era and are currently visible in NATO's
International Security Assistance Force (ISAF) mission to Afghanistan. So, for
example, in 2008, the then NATO Secretary General Jaap de Hoop Scheffer
exhorted member states to contribute more robustly to ISAF on the grounds that
'what is at stake in Afghanistan is our very own security here and in Europe as
much as in Afghanistan itself ... In an age where external and internal security are
more and more interwoven, Afghanistan is a mission of necessity rather than one
of choice.'19 British ministers have been equally forthright in linking the conflict
in Afghanistan directly to the security of European states and calling for greater
troop contributions on this basis. In January 2009, for example, the then defence
minister John Hutton characterized NATO's Afghan mission as Tundamental to
national security', going on to assert that 'freeloading on the back of US military
security is not an option if we wish to be equal partners in this transatlantic
alliance. Anyone who wants to benefit from collective security must be prepared
to share the ultimate price.'20
A second and related transnational pressure concerns interoperability:
that is, the capacity of allied armed forces to work together militarily. This is
most pronounced in NATO, whose most militarily and politically significant
member - the United States - is also the world leader in military transformation.
Indeed, many of the intellectual, technological and doctrinal roots for the military
transformation agenda are derived specifically from the US experience.21 As James
Sperling notes, this position allows the US to 'define the terms of the capabilities
debate' to a very large degree.22 Without interoperable military capabilities, many
of which are expensive to acquire, the armed forces of member states will struggle
to operate alongside those of their American ally. This pressure is felt acutely in
the UK, where the military relationship with the US is particularly highly valued.
All defence policy documentation since the SDR has emphasized this point: the
2003 defence white paper identified the maintenance of the transatlantic relation-
ship as 'fundamental' to UK defence and security policy and called for armed
forces that are 'interoperable with US command and control structures, match
James Sperling, 'Capabilities traps and gaps: symptom or cause of a troubled transatlantic relationship?',
Contemporary Security Policy 25: 3, Dec. 2004, p. 452.
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The defence dilemma in Britain
the US operational tempo and provide those capabilities that deliver the greatest
impact when operating alongside the US'.23 As Colin Gray has observed, such
commitments constrain UK freedom of action at the highest level of security
policy, and introduce a series of external expectations, considerations and obliga-
tions into the national defence planning process.24
Finally, the practice of multinational military operations themselves has
become more transnational in nature. This is particularly apparent with regard
to the mission in Afghanistan, where the level of integration between different
NATO forces is unprecedented in its closeness. National contingents have been
deployed as part of explicitly multinational formations such as the Kabul Multina-
tional Brigade, made up of Canadian, French and German troops, or the German-
Dutch Corps which took over ISAF HQ between February and August 2003. The
Helmand Task Force - commanded by the British - has incorporated components
from both Denmark and Estonia. This is not to imply that national differences
within NATO have evaporated, or indeed that the individual national components
in these transnational entities have always worked together smoothly. In fact, the
opposite has often been the case, with different armed forces sometimes operating
on the basis of quite different rules of engagement or political constraints, leading
to significant tensions between different national contingents.25 Nevertheless, as
Anthony King has observed, 'Units as small as battalions operate together under
an integrated command structure so that battalions from one state are increasingly
commanded by a senior officer of a different nationality. The European armed
forces are increasingly interdependent and inter-operable at a level that would
have been inconceivable before the 1990s.'2
Such transnational operations have exercised an increasingly pressing influence
on national defence policy. Not only do the contingent demands of the opera-
tions themselves impinge on the procurement, spending and reform priorities of
the defence policy process; the transnationalization of practice they incorporate
and engender feeds back into, and in so doing reinforces, existing transnational
pressures of political obligation and organizational interoperability in security
policy more widely.
Taken together, these ideational, political, organizational and operational devel-
opments represent a significant transnationalization of British strategic practice.
This does not mean that national sovereignty in defence has disappeared. Indeed,
the armed forces remain in many respects a quintessentially national institution.
However, the transnational influences discussed above penetrate Britain's defence
establishment deeply. In so doing, they structure and constrain the freedom of
action available to these elites in formulating defence policy itself. In one sense,
of course, this is unproblematic. If the nature of the contemporary security
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Timothy Edmunds
The British defence policy process takes place in a complex institutional space
comprising a number of different actors, identities and interests. These include
the elected government of the day, the Ministry of Defence (MoD) and the
armed forces themselves - incorporating the Royal Navy, the Army, the Royal
Air Force and various groups and interests within them - as well as more indirect
influences such as other government departments, parliament, defence industry
producers and the media. Such complexity means the translation of declaratory
policy into organizational and operational practice is not always easy or straight-
forward. Different actors may have different interests or priorities in the policy
process, with the specific institutional context within which they operate influ-
encing their goals and objectives and delineating relationships of power between
them.2 In this way the institutional environment can shape future decisions by
encouraging particular ways of seeing the world; by privileging certain interests
in the decision-making process; or by developing interests within existing policies
that are costly to remove.29 In the UK case, the practice of expeditionary opera-
tions and military transformation engenders at least three points of institutional
tension. These concern, first, the appropriate role of the armed forces; second,
the resources required to equip and sustain them in it ; and third, the influence of
wider political and economic interests in the defence policy process itself.
UK defence policy documentation is unambiguous in its acceptance of a role
for military interventionism in British foreign and security policy. However, the
character of this interventionism and its consequent implications for military
organization are less clear. In particular, there is a substantive division between
those interpretations of the armed forces role that emphasize warmaking and
those that emphasize rebuilding states in crisis. Broadly, this division can be
characterized as one between 'power projection' and 'stabilization' interpreta-
tions of military transformation. The two approaches are connected in a number
of important ways, not least in that the latter often follows on from the former,
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The defence dilemma in Britain
as was the case in Iraq after 2003. Even so, each makes particular demands on
the structure and organization of armed forces and - significantly - each has a
different resonance among the institutional actors of British defence.
The original US vision of military transformation focused on technological
innovations that could enhance the flexibility and lethality of military forces in
a traditional warfighting capacity. It was thus concerned with force projection
across the full spectrum of military operations, with the focus on conven-
tional, generally state-based, military opponents.30 This focus on high-intensity
expeditionary warfighting is visible in official UK interpretations of the armed
forces' role. The 2003 defence white paper, for example, states that 'our forces
need to be prepared to conduct the full range of operations', harnessing 'new
technologies to enhance military capability' in order to be prepared for 'rapid
and sustainable deployment on expeditionary operations, usually as part of a
coalition'.31 This approach is supported by the related 2004 document, which
outlines a force structure built around an equipment programme at or close to
the cutting edge of military technology, including new aircraft carriers, the
Joint Combat Aircraft (JCA), Type-45 destroyers and Astute attack submarines
for the Navy, Eurofighter Typhoon and the JCA for the RAF, and the Future
Rapid Effect System (FRES) of armoured vehicles for the Army.32 The 2008
National Security Strategy document re-emphasizes this position, calling for
'strong conventional forces', 'a broad range of capabilities' for the armed forces
and a 'high-technology approach' to defence procurement.33 This reflects the
power projection interpretation of the military transformation in practice: high-
technology forces capable of projecting military force overseas, fully interoper-
able with the US and prepared to engage with similarly equipped conventional
military opponents.
Yet such a vision for the UK's armed forces is not without problems. Perhaps
most seriously, it does not wholly reflect the practice of transnational expedi-
tionary operations since the publication of the SDR in 1998. The majority of these
have involved peacekeeping, post-conflict reconstruction or counterinsurgency
roles for the armed forces, albeit often in very difficult or hostile environments.
Sometimes labelled as 'new' or 'hybrid' wars, such conflicts have tended to be
internal to states, enduring in nature and characterized by operational complexity
in terms of the range of military tasks that intervening armed forces may be called
on to perform.34 This has certainly been the case in the post-invasion stages of
the occupation of Iraq and with the NATO mission in Afghanistan. Such stabi-
lization missions can make quite distinct demands on intervening armed forces
30 See e.g. Steven Metz and James Kievit, Strategy and the revolution in military affairs: from theory to policy (Carlisle,
PA: US Army War College, 1995).
31 Delivering security in a changing world: defence white paper, p. 2.
3 Delivering security in a changing world: future capabilities, pp. 5-10.
33 National Security Strategy, p. 45. The NSS was updated in 2009: The National Security Strategy of the United King-
dom: update 200c, security for the next generation (Norwich: TSO, June 2009).
34 Rupert Smith, The utility offeree: the art of war in the modern world (London : Penguin, 2006), pp. 267-305 ; Charles
C. Krulak, 'The strategic corporal: leadership in the Three Block War', Marines Magazine, Jan. 2009, www.
au.mil.au/awc/awcgate/usmc/strategic_corporal.htm, accessed 14 Jan. 2010.
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Timothy Edmunds
35 Development, Concepts and Doctrine Centre, Security and stabilisation: the military contribution, Joint Doctrine
Publication 3-40 (Shrivenham : DCDC, November 2009).
3 Command, control, communications, computers, intelligence, surveillance and reconnaissance.
37 Lamont Kirkland, 'Future challenges for land forces: a personal view', British Army Review, no. 142, Summer
2007, pp. 10-13.
3 Richard Dannatt, 'The military as a force for good: a contradiction in terms?', speech to the pressure group
Progress, London, 17 July 2008.
39 DCDC, Security and stabilisation; DCDC, The future land operational concept 2008 (Shrivenham: DCDC, Oct.
2008).
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The defence dilemma in Britain
core national interests.40 The identity of the RAF incorporates similar traditions,
from its role in the Battle of Britain in 1940 to its air defence mission during the
Cold War. These emphasize its own institutional independence and preference for
a continuing commitment to high-end capabilities such as fast jets.
These identities have made both of these services, if not suspicious of the stabi-
lization role, then at least more acutely sensitive to the dangers of committing
to it at the expense of other capabilities. Their fear is that doing so risks intro-
ducing fragility into the force structure as a whole, with specialized armed forces
unable to adapt to or incorporate unforeseen missions and demands. This is not
the case to quite the same extent with the power projection approach, which self-
consciously incorporates the capacity to respond to threats across the full spectrum
of warfare. Thus, for example, in 2009 Admiral Sir Jonathon Band, then First Sea
Lord, argued : 'The importance of the sea to the UK will never change and our
freedom to use the seas will remain vital in protecting our national interests. Only
a balanced maritime force, which contains both the "big stick" of the carrier to
deter conflict and escorts to support it, can protect that freedom.'41
The RAF in turn has been at pains to point out the importance of maintaining
its multi-role capabilities across the full spectrum of operations, able to contribute
to stabilization-type operations but also flexible enough to respond to new (and
unforeseen) demands. As Air Chief Marshal Lord Craig, a former chief of the
Defence Staff, noted in response to the government's decision of December 2009
to divert funding from some fast jet capabilities to operations in Afghanistan, 'Air
superiority is the sine qua non of all other operations . . . Does the Government
think we're never again going to come up against an enemy with air power? That
doesn't seem sensible.'42
For its part, the Army is not unaware of the dangers of apparent role special-
ization. However, as the service that has felt most acutely the pressures caused
by involvement in Iraq and Afghanistan, its priorities have been focused more
squarely on the immediate demands of operations. As Colonel John Wilson
noted in an editorial in British Army Review, 'if - as a nation - we choose not to
[resource both current operations and high-intensity warfare capacities] then [we
must] resource what is happening now and gamble, if that is what it is, on future
threats. The failure to do otherwise is not just to jeopardise the physical safety of
our fighting troops, but to undermine their morale.'43
John Gearson has rightly argued that it is simplistic to view these differences
merely in terms of inter-service rivalries. There are divisions within the services
themselves on these issues, and also alternative - and potentially pressing - visions
for the future role and structure of the Navy and RAF. In the Navy's case these
include a potential requirement for a larger fleet of relatively small ships in order
to combat emergent challenges such as piracy around the Horn of Africa and
40 Hew Strachan, 'The civil-military "gap" in Britain", Journal of Strategic Studies 26: 2, June 2003, pp. 44-5.
41 'The Navy strikes back', Daily Telegraph, 18 June 2009.
42 'Raid on MoD cash to pay for conflict in Afghanistan', Daily Telegraph, 16 Dec. 2009.
43 John Wilson, 'Editorial', British Army Review, no. 142, Summer 2007, p. 3.
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Timothy Edmunds
elsewhere.44 Even so, the current institutional context for British defence policy-
making means that translating such alternative visions into defence planning
reality is difficult. Indeed, Wilson's comments are indicative of the more concrete
bureaucratic and organizational issues at stake in the current debate. Competi-
tion over resources, the long-term nature of the procurement process and estab-
lished political, economic and institutional interests build a significant degree of
path dependency into British defence planning. This makes it difficult to achieve
sharp changes of direction without significant organizational consequences and
to a great degree ties the individual services into the vision outlined for them in
current defence policy.
Perhaps the most difficult challenge underpinning these tensions concerns how
to resource the armed forces in their current roles. A characteristic of the military
transformation agenda, particularly if it emphasizes the power projection compo-
nent, is that it is financially expensive to implement. This is certainly the case for
the UK, where some 36 per cent of the defence budget is devoted to equipment
programmes, including maintenance.45 The largest of these represent the cutting
edge of military technology and are extremely costly. Thus for example, the
Eurofighter Typhoon programme will lead to the purchase of 160 aircraft for the
RAF, at a unit production cost (UPC) of ^69.3 million. This compares to a UPC
of ^39.4 million at 2005 prices for its predecessor, the Tornado F3. Similarly, the
UPC for the Navy's six new Type-45 destroyers is likely to be around £650 million,
compared to £250 million for the current (albeit much smaller) Type-42.46 The
new Astute-class submarine is similarly expensive in comparison with its prede-
cessor (with respective UPCs of around £800 million and £459 million); and a
number of other major new programmes loom in the near future, including the
Trident replacement, the Navy's two new aircraft carriers and the JCA.
In the past, UK defence spending has proved able to absorb unit cost increases
of this order. In part, this is because the increased capability of the units concerned
has meant that fewer of each new generation than of its predecessor have been
required, making like for like cost comparisons problematic, while savings have
also been made through economies among so-called legacy capabilities'.47 It is also
because until 2003 the armed forces themselves had not been more than routinely
active, or at least had been active only in relatively concentrated operational
bursts, such as the 2000 intervention in Sierra Leone. In contrast, the combined
strains of continuous operations in Iraq since 2003 and Afghanistan since 2006
particularly have exposed defence spending to strains that are increasingly difficult
to bear. Operational costs have spiralled, rising from -£3 billion in 2007 to ^4.5
billion in 2009.4 The MoD itself admitted in 2008 that the armed forces 'have
44 John Gearson, 'The UK defence challenge', World Defence Systems, no. i, 2009, p. 85.
45 David Kirkpatrick, Is defence inflation really as high as claimed? , RUSI Defence Systems, Oct. 2008, p. 60.
4 All figures taken from Malcolm Chalmers, 'The myth of defence inflation?', RUSI Defence Systems, June 2009,
pp. 12-16.
47 I.e. those capabilities seen to be less relevant to the post-Cold War era such as main battle tanks; Chalmers,
'The myth', pp. 14-15; Malcolm Chalmers, 'Preparing for the lean years', Future Defence Review Working
Paper 1 (London : Royal United Services Institute, July 2009), pp. 5-6.
48 'UK military costs in Afghanistan and Iraq soar to .£4.5 billion', Guardian, 12 Feb. 2009.
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The defence dilemma in Britain
been operating at or above the level of concurrent operations to which they are
resourced and structured to deliver for seven of the last eight years and for every
year since 2002'.49 Partly as a consequence of these pressures, the government
spent ¿4.2 billion from the Treasury Reserve on so-called Urgent Operational
Requirements (UORs) - that is, procurement arising directly out of operational
needs rather than the normal planning process - for the year to March 2009. 5°
In practice, UORs have had some success in meeting equipment shortfalls on
operations.51 However, the scale of UOR spending in recent years points to a
long-term and persistent demand for new capabilities that cannot be funded by
such ad hoc measures indefinitely. At a minimum, such funding does not cover the
additional costs of sustaining and maintaining new equipment once purchased. It is
increasingly clear, too, that the financial and organizational demands of sustained
operations have placed other areas of the defence portfolio under considerable
strain. Training in particular has suffered, with '42% of force elements report [ing]
serious weaknesses against their peacetime readiness levels' in 2007 and the RAF
'struggling to train for general warfare due to operational commitments'.52 The
MoD has also been forced to trade capabilities to stay within budget. The future
Lynx helicopter programme has been cut from 80 to 62 units, while significant
delays have been announced to the new carrier programme, FRES, and the
Military Afloat Reach and Sustainability fleet auxiliary programme.53 The govern-
ment's defence spending cuts of December 2009 have gone even further, closing or
scaling down RAF bases, cutting thousands of civilian and military support jobs,
reducing the number of Harrier and Tornado squadrons, and retiring two of the
Navy's surface vessels.54
In this environment, with a potential £36 billion cost overrun in defence
spending over the next ten years and with public spending as a whole facing an
unprecedented squeeze owing to the repercussions of the banking crisis and the
economic recession, competition over extant procurement projects has become
intense.55 Given the operational demands that fall on land forces, and the fact
that only 10 per cent of all planned spending on defence equipment between 2003
and 2018 has been earmarked for the Army, it is not entirely surprising that the
Army itself has argued that resources should follow commitments, even to the
point of cutting major programmes for the other services.56 The problem for UK
defence as a whole is that any such decision would represent the abandonment
of more than simply military capability in potentia. The ambition and expense of
49 House of Commons Defence Committee, Recruiting and retaining armed forces personnel (London: TSO, 30 July
2008), p. 22.
5 National Audit Office, Support to high intensity operations (London: TSO, 14 May 2009), p. 9.
51 National Audit Office, Support to high intensity operations, p. 6.
52 House of Commons Defence Committee, Recruiting and retaining, pp. 23, 40.
53 House of Commons Public Accounts Committee, Ministry of Defence: Major Projects Report 2008 (London : TSO,
15 May 2009), p. 7.
54 'Navy and RAF pay the price to fund Afghan war', Independent, 16 Dec. 2009.
" National Audit Office, Major Projects Report 200c, p. 4.
3 General Dannatt, for example, caused controversy in 2009 by labelling the new carriers Cold War relics .
See 'Ministers accused of "sea blindness" by Britain's most senior Royal Navy figure', Daily Telegraph, 12 June
2009; also Gearson, 'The UK defence challenge', p. 84.
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Timothy Edmunds
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The defence dilemma in Britain
The point here is not primarily the extent to which these claims are legitimate
or not. Indeed, debates over the necessity, nature and sustainability of the British
defence industrial base (DIB) have been well rehearsed over many years. 3 However,
the wider political and economic context provides a series of further constraints
on the freedom of action of policy-makers and reinforces the institutional path
dependency already present in the defence policy process. In short, deviation from
established defence planning in order to adapt the process of military transforma-
tion to the demands of operations in practice has serious institutional, political and
economic consequences, even if such changes may be in the apparent interest of
the armed forces or defence policy more widely defined.
Such institutional inertia in the policy environment, even in the face of norma-
tive or political imperatives for change, is a well-recognized phenomenon. Major
change is, of course, possible under such conditions. However, it is likely to require
a combination of circumstances sufficient to change the rules of the existing game
and generate a so-called 'critical juncture' in the policy process.64 The influential
2009 report by the Institute for Public Policy Research (IPPR) on the future of the
UK National Security Strategy is clear in its view that just such a critical juncture
has been reached. Citing the changing global security environment, operational
pressures on the armed forces and economic constraints at home, it argues that
current policy has reached crisis point and that a major change in practice is
required if the UK is to meet the challenges of the twenty-first century.65
How far is this really the case for defence, though? Certainly, the sense of crisis
in the armed forces has been growing for some years, with the strain of matching
the demands of enduring operations with the various institutional priorities of
transformation in the British defence sector proving increasingly difficult to
bear. Even so, the government's response to these pressures has generally been
incremental rather than transformative in nature. Certainly, declaratory defence
policy has remained remarkably consistent, exhibiting few of the characteristics
one might expect of a critical policy juncture.66 The reasons for this conservatism
are multiple and closely linked to the normative and institutional factors already
discussed. However, inertia on defence matters cannot be properly understood
without additional reference to the wider political and social environment in
which defence policy-making takes place. Within this environment the status of
'defence' has changed in ways that have made transformative policy change more
difficult and politically costly to achieve.
63 See e.g. MoD, Defence Industrial Strategy, pp. 15-56; Robert Dover, 'Changing the game? The prospects for
asymmetric acquisition', World Defense Systems, no. 1, 2009, pp. 180-3.
4 John Ikenberry, 'Conclusion: an institutional approach to American foreign economic policy , in John Iken-
berry, David Lake and Michael Mastanduno, eds, The state and American foreign policy (Ithaca, NY: Cornell
University Press, 1988), pp. 223-5, 233-5. $ee also Hall, 'Policy paradigms'.
65 IPPR, Shared responsibilities, p. 5.
On this point see esp. Cornish and Dormán, 'Blair's wars'; see also, Adaptabiliity and partnership: issues for the
Strategic Defence Review (London: TSO, 2010).
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Timothy Edmunds
67 Joint Doctrine and Concepts Centre, 'The comprehensive approach', Joint Discussion Note 4/05 (Shriven-
ham: Joint Services Command and Staff College, Jan. 2006).
National Security Strategy, pp. 25-57.
^ Mark Duffield, Global governance and the new wars: the merging of development and security (London : Zed, 2001), pp.
1-17.
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The defence dilemma in Britain
has sometimes translated into disagreement and friction over the agreed end-state
of the mission concerned and the best way to go about achieving it.70 At the
policy level, these differences have led to disputes over where efforts should be
concentrated and how resources should best be spent.71 The danger for the defence
portfolio is that its institutional priorities, crises and strains become lost within or
sacrificed to the wider policy environment of which it is now a part.72 The issue
is not so much that military matters have disappeared from the policy process or
even necessarily declined in significance, at least on their own relatively narrow
terms, as that they are now part of a wider and more diverse policy nexus, in
which the role and influence of the defence sector specifically is both more diffuse
and less authoritative than might have been the case in the past. Indeed, it is indica-
tive in this regard that the IPPR report of 2009, despite spending some time on
the severity of the challenges faced by the defence sector, is explicit in calling
'not for a Strategic Defence Review but for a Strategic Review of Security in the
widest sense'.73
The status of defence in society more widely is also changing. The armed forces
themselves remain popular among the British public - indeed, they are perhaps
more positively regarded at present than they have been at any other time since
the Second World War.74 However, the expeditionary nature of contemporary
conflict and professional military organization is such that for most people in the
UK the experience of war and the military is something that takes place indirectly
through the media. Justifications for military action are likewise generally indirect
and often transnational or long term in nature. At the same time, threat percep-
tions within the UK itself remain at a historically low point, at least in traditional
military terms, while large parts of the electorate continue to prioritize quite
traditional national defence roles for the armed forces.75 These tendencies have
been reinforced by public scepticism over the wars in Iraq and, increasingly, in
Afghanistan.76
Against this background there has been little public appetite for a transforma-
tive change in defence policy in response to current strains - short, perhaps, of
operational withdrawal or relatively minor incremental improvements, such as
better equipment for the soldiers on the ground. Such disengagement is reflected
in the political discourse, with none of the major parties offering a narrative on
defence that differs substantially from extant policy until late in 2009 at least,77
70 Brigadier (rtd) Ed Butler, formerly Cdr 16 Air Assault Brigade, evidence to the House of Commons Defence
Committee, on the Comprehensive Approach, HC523-Ì, 9 June 2009.
71 Ann Fitzgerald, 'Developing a comprehensive approach to national security', Chatham House transcript, 21
Feb. 2007, p. 7, www.chathamhouse.org.uk/files/8268_2i0207fitzgerald.pdf, accessed 14 Jan. 2010.
72 James G. March and Johan P. Olsen, Rediscovering institutions: the organizational basis of politics (New York: Free
Press, 1989), p. 58.
73 IPPR, Shared responsibilities, p. 10.
/4 Britain s armed forces: losing their way? , The Economist, 29 Jan. 2009.
75 See e.g. Ipsos MORI, Ministry of Defence and armed forces reputation and defence research, Spring 2008, www. mod.
uk/NR/rdonlyres/F788EFDA-E5C7-4936-B235-5oF74FOACC7/o/pos_maro8-pdf, accessed 14 Jan. 2010.
76 'Voters turn against war in Afghanistan', Independent, 28 July 2009.
77 Even this was speculative and caused much controversy. See 'Row over Tory plans to axe £30 bn defence
projects', The Times, 16 Sept. 2009; Adaptability and partnership.
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Timothy Edmunds
and then defence secretary John Hutton feeling it necessary in January that year
to call for much greater public understanding of why British troops are fighting in
Afghanistan - this eight years after UK forces were first deployed there.78
This popular disconnection from the narrative and practice of British defence
manifests itself in more concrete ways as well. For example, while popular support
for the armed forces may remain high, until recently this has not translated into
a widespread willingness for people either to enlist in them personally or to
encourage young people in one's care to do so.79 The financial crisis of 2008-09
has undoubtedly brought about something of a change in this attitude, with Army
recruitment rising by 14 per cent in the six months to 31 March 2009. ° Even so, all
three services remain short of their personnel targets, particularly in key areas such
as the infantry and artillery, or in high-demand, so-called 'pinch point' trades such
as ammunition technicians in the army or aircraft controllers in the RAF.81 The
challenge here is that not all of these trades - particularly those requiring experi-
ence - are easy to fill in the short or even medium term. Hence past problems of
recruitment and retention in key areas engender long-term structural challenges
for the future, no matter how buoyant the current national recruitment environ-
ment may be. Similarly, many of the most important recruitment challenges faced
by the armed forces reflect long-term social trends - such as an ageing population
and changing social expectations - rather than the immediate pressures of opera-
tions or fluctuations in the economic climate. 2 As a consequence, major personnel
change in the armed forces - a significant increase in the size of the Army as called
for by the IPPR in 2009, for example,83 or a major surge in the number of soldiers
committed to Afghanistan - may be difficult to achieve in practice, even if the
political appetite and economic resources for such changes were in place.
In any case, there is little sign that any such spending bonanza is on the horizon.
In part this reflects the severity of the financial crisis, with most observers predicting
that the defence budget will face further cuts in coming years. However, it is also a
consequence of the ambiguity with which defence is currently viewed among the
British public. Opinion poll data since 2006 have consistently shown that while a
large proportion of respondents (46 per cent in 2008) might be willing to spend
more on defence, a significantly higher proportion (58 per cent) do not want to
spend less on other public services - such as health and education - in order to do
so, nor indeed do they want to pay more in tax (53 per cent).84 Such figures imply
that while the armed forces themselves may be held in high esteem, 'defence'
more broadly conceived remains quite low in the hierarchy of public concern,
suggesting that a really significant increase in defence spending would be diffi-
cult for the public to stomach, with all the political disincentives for action that
conclusion entails.
392
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The defence dilemma in Britain
The status of defence in the UK has thus changed from a concentrated portfolio
focused on the prospect of a war for national survival, to a more diffused set of
expeditionary tasks premised on the management and containment of security
challenges at source. Such a role carries a quite different resonance among
politicians and the general public from that generated by the immediate threat
of the Cold War. This exacerbates the defence dilemma in Britain, introducing
new bureaucratic and societal veto points into the policy process. These lessen the
institutional influence and significance of the defence sector in the wider policy
process and raise the political costs of transformative policy responses.
393
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Timothy Edmunds
394
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