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BELL, Joana - Reason Giving
BELL, Joana - Reason Giving
THE
MODERN LAW REVIEW
Volume 82 November 2019 No. 6
This article has two main aims. Its first aim is to improve understanding of
what legal challenges to administrative reason-giving have ‘looked like’ in
recent years. To that end, the first part of the article offers an analysis of 119
reasons challenges heard across the five-year period between 2014 and 2018.
Three important themes characterise this sample. Firstly, while administrative
law scholarship has tended to focus on a handful of classic cases in which
decision-makers had outright refused to offer reasons for their decisions, such
cases were rare across the sample; the vast bulk of challenges concerned the
adequacy of what had been offered rather than an allegation of a failure to give
reasons per se. Secondly and relatedly, there were a series of factors in play in the
case law which helped to ensure that administrative decision-makers had usually
offered at least an outline of their reasoning processes. These factors include
the prevalence of specific statutory duties of reason-giving and the increased
role that statements of generalised policy are coming to play in administration.
Thirdly, while scholarship has tended to regard common law fairness as the main
∗
Lecturer and Fellow in Law, St John’s College and Affiliated Lecturer, Cambridge Law Faculty. My
sincere thanks to Prof Liz Fisher, Alistair Mills and Prof Alison Young, as well as to the anonymous
reviewers, for extremely helpful comments on earlier drafts. Any errors or omissions are my own.
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Reason-Giving in Administrative Law
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As explained in the introduction, this article has two main aims. Its first is to
improve understanding of what challenges to administrative reason-giving have
10 Dover DC v Campaign to Protect Rural England (Kent) [2017] UKSC 79, [2018] 1 WLR 108 at
[51] (Dover DC).
11 See, especially, Craig, n 1 above; Elliott, n 1 above.
12 See, especially, Fordham, n 1 above and R (Hasan) v Secretary of State for Trade and Industry [2008]
EWCA Civ 1312, Official Transcript at [19].
13 For useful discussion see B. Harris, ‘The Continuing Struggle with the Nuanced Obligation on
Judges to Provide Reasons for their Decisions’ (2016) 132 LQR 216.
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‘looked like’ in recent years. To that end, this part offers an analysis of 119
challenges heard by the courts across the five-year period from 2014 to 2018.
The article will shortly draw out from that sample three important themes.
Before turning to these themes, however, a brief overview of the case sample
analysed should be offered.
The 119 cases considered here were selected by use of a key-word search
focused on ‘reasons.’14 The search originally yielded 631 results across the time
period. These results were narrowed down in two ways. Firstly, because the
focus is on English and Welsh administrative law, any cases decided by courts
or tribunals other than the English and Welsh Administrative Court, the Court
of Appeal (Civil Division) or the UK Supreme Court were discarded.15 This
resulted in dispensing with many cases which were, for instance, decided in
European Courts or by English and Welsh courts dealing with criminal, family
or employment matters. Secondly, the analysis focused only on cases in which
one of the legal grounds was framed as a challenge to an alleged failure to give
any, or legally adequate, reasons. Some of the cases did not meet this criterion
and were therefore discarded.
It cannot be claimed that every challenge to administrative reason-giving
heard across 2014–2018 has been incorporated. The hope, however, is that
a significant enough sample of case law has been considered to offer helpful
insights into the kinds of legal challenge with which the courts have been
dealing in recent years. Relatedly, the decision to focus on a five-year period
was taken in order to strike a balance between ensuring that the case law sample
considered was manageable within the context of a single article and at the same
time sufficiently substantial to be capable of generating meaningful insight.
The case law which formed the sample concerned many different branches of
administration including airport security,16 criminal17 and other investigation,18
deportation19 and immigration detention,20 discipline and fitness to prac-
tice,21 housing,22 human trafficking protection,23 licencing,24 mental health
14 The search was done through Westlaw and was last completed on 28 March 2019.
15 Note, one UKSC case concerned a challenge originating in the Scottish courts: Healthcare at
Home Ltd v Common Services Agency [2014] UKSC 49, [2014] 4 All ER 210 (Healthcare at Home).
16 See, for example, Karia v Secretary of State for the Home Department [2018] EWCA Civ 1673
(Karia 2018).
17 See, for example, R (Wyatt) v Thames Valley Police [2018] EWHC 2489 (Admin).
18 See, for example, R (Tower Hamlets LBC) v SSCLG [2014] EWHC 4363 (Admin) (Tower
Hamlets).
19 See, for instance, R (H) v Secretary of State for the Home Department [2015] EWHC 377 (Admin).
20 See, for instance, R (Muasa) v Secretary of State for the Home Department [2017] 7 WLUK 691
(Muasa); R (Shoaib) v Secretary of State for the Home Department [2018] EWHC 590 (Admin).
21 See, for instance, Mills v General Dental Council [2014] EWHC 89 (Admin); R (Gopalakrishnan)
v General Medical Council [2016] EWHC 1247 (Admin).
22 See, for instance, Farah v Hillingdon LBC [2014] EWCA Civ 359, [2014] HLR 24; R (Halvai)
v Hammersmith and Fulham LBC [2017] EWHC 802 (Admin); Alibkhiet v Brent LBC [2018]
EWCA Civ 2742.
23 See, for instance, R (M) v Secretary of State for the Home Department [2015] EWHC 2467 (Admin);
AB v Secretary of State for the Home Department [2015] EWHC 1490 (Admin) (AB).
24 See, for instance, Reigate and Banstead DC v Pawlowski [2017] EWHC 1764 (Admin) (Pawlowski).
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25 See, for instance, R (South Staffordshire and Shropshire Healthcare NHS Foundation Trust) v St
George’s Hospital Managers [2016] EWHC 1196 (Admin).
26 See, for instance, R (Aviva) Ltd v Financial Ombudsman Service [2017] EWHC 353 (Admin).
27 See, for instance, R (Harris) v Secretary of State for Justice [2014] EWHC 3752 (Admin).
28 See, for instance, Begum v Secretary of State for the Home Department [2014] EWHC 2969 (Admin).
29 See, for instance, R (Moore) v Chief Constable of Merseyside [2015] EWHC 1430 (Admin) (Moore).
30 See, for instance, Healthcare at Home Ltd (n 15).
31 See, for instance, R (Help Refugees) v Secretary of State for the Home Department [2018] EWCA
2098.
32 See, for instance, Trail Riders Fellowship v Hampshire CC [2018] EWHC 3390 (Admin).
33 See, for instance, R (LB) v Independent Appeal Panel of Newport CC [2017] EWHC 2216 (Admin).
34 See, for instance, Glencore Energy UK Ltd v Revenue and Customs Commissioners [2017] EWHC
1476 (Admin) (Glencore).
35 See, for instance, Gainford Care Homes Ltd v Tipple [2016] EWCA Civ 382.
36 See, for instance, R (Hassan) v Coventry University [2016] EWHC 654 (Admin).
37 See, for instance, R (Cotham School) v Bristol CC [2018] EWHC 1022 (Admin).
38 See, for instance, R (Newcastle United FC) v Revenue and Customs Commissioners [2017] EWHC
2402 (Admin) (Newcastle United FC).
39 The second most prevalent subject matter (15 cases) was fitness of practice and discipline.
40 In addition to many such cases cited throughout the article, see further, Daventry DC v Secretary
of State for Communities and Local Government [2016] EWHC 1555 (Admin); Keith Langmead v
Secretary of State for Communities and Local Government [2017] EWHC 788 (Admin), [2017] JEPL
1032; R (Mars Jones) v Secretary of State for Business, Energy and Industrial Strategy [2017] EWHC
1111 (Admin); South Oxfordshire DC v Secretary of State for Communities and Local Government
[2017] EWHC 3554 (Admin).
41 See, for instance, R (Historic Buildings and Monuments Commission) v Milton Keynes Council [2018]
EWHC 2007 (Admin).
42 See, for instance, Wind Prospect Developments Limited v Secretary of State for Communities and Local
Government [2014] EWHC 4041 (Admin).
43 R (FCC Environment UK Ltd) v Secretary of State for Energy and Climate Change [2014] EWHC
947 (Admin) (FCC Environment); R (FCC Environment UK Ltd) v Secretary of State for Energy
and Climate Change [2015] EWCA Civ 55; Horada v Secretary of State for Communities and Local
Government [2016] EWCA Civ 169, [2016] PTSR 1271 (Horada); Mapeley Beta Acquisition Co
Ltd v Secretary of State for Communities and Local Government [2016] EWHC 2997 (Admin).
44 Abbotkerswell Parish Council v Teignbridge DC [2014] EWHC 4166 (Admin); R (Stonegate Homes
Ltd) v Horsham DC [2016] EWHC 2512 (Admin) (Stonegate Homes); R (Bewley Homes Plc) v
Waverley BC [2017] EWHC 1776 (Admin) (Bewley); R (Legard) v Royal Borough of Kensington
and Chelsea [2018] EWHC 32 (Admin) (Legard).
45 See, especially, Department for Communities and Local Government, ‘National Planning Policy
Framework’ (March 2012) (NPPF). See further G. Weeks and L. Pearson, ‘Planning and Soft
Law’ (2018) 24 Australian Journal of Administrative Law 252; A. Mills, Interpreting the NPPF (Bath:
Bath Publishing, 2018).
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Having introduced the case law analysed, three important themes can now
be drawn out from it. In introducing the first, it is helpful to begin with a
preliminary point. The commentary on reason-giving in administrative law,
including especially the portion of the literature which advocates for a general
duty,51 has tended to focus on a particular category of cases: those in which
an administrative decision-maker has wholesale refused to offer reasons for a
decision.52 A body of well-known case law, decided in the 1990s and earlier, and
which commonly forms the starting-point for thinking about reason-giving, is
characterised by a refusal to offer reasons in this way. In the most well-known
reasons challenge53 – Doody54 – for instance, the Home Secretary had taken
46 Local planning authorities remain under a statutory duty to give reasons for decisions to refuse
planning permission. The latest iteration of this duty can be found in Town and Country Planning
(Development Management Procedure) (England) Order 2015 (SI 2015/595), art 35(1). This
duty was initially introduced by Town and Country Planning (General Development Procedure)
Order 1995 (SI 1995/419), art 22.
47 Originally introduced by Town and Country Planning (General Development Procedure)
(England) (Amendment) Order 2003 (SI 2003/2047), art 5.
48 Town and Country Planning (Development Management Procedure) (England) (Amendment)
Order 2013 (SI 2013/1238), a 7.
49 See especially Oakley n 9 above; Dover DC n 10 above. See further R (Milton Estates Co) v Ryedale
DC [2015] EWHC 1948 (Admin) (Milton Estates Co); R (Housiaux) v Staffordshire Moorlands DC
[2017] EWHC 2157 (Admin) (Housiaux); R (Tate) v Northumberland CC [2017] EWHC 664
(Admin) (Tate); Steer v Shepway [2018] EWHC 238 (Admin) (Steer); R (Tate) v Northumberland
CC [2018] EWCA Civ 1519.
50 Note that in two instances the court neglected to offer a final opinion, preferring to decide the
case on other grounds: R (Potter) v Amber Valley BC [2014] EWHC 888 (Admin) (Potter); AB n
23 above.
51 See, especially, JUSTICE-All Souls Committee, n 1 above, discussed below.
52 See, especially, cases cited ibid, ch 3; R v City of London Corporation, ex parte Matson [1997] 1
WLR 765 (CA); R v Ministry of Defence, ex parte Murray [1998] COD 134 (DC).
53 See, for instance, M. Elliott and R. Thomas, Public Law (Oxford: OUP, 3rd ed, 2016) 482-483.
54 Doody n 9 above.
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55 A power exercised under Criminal Justice Act 1991, s 35. Note a declaration of incompatibility
was issued under the Human Rights Act 1998, s 4 in relation to this power in R (Anderson) v
Secretary of State for the Home Department [2002] UKHL 46, [2003] 1 AC 837.
56 R v Civil Appeal Board, ex parte Cunningham [1992] ICR 817 (CA) (Cunningham).
57 ibid, 831.
58 Note that even some of these cases cannot be straightforwardly characterised as cases in which
there was an outright refusal to give reasons. In R (Derrin Brothers Properties Ltd) v HM Revenue and
Customs [2014] EWHC 1152 (Admin) (Derrin Brothers), for instance, the tax authorities disclosed
their reasons for undertaking an investigation to the company directly under investigation, but
(lawfully) refused to disclose them to the applicants who were not themselves being investigated
but were thought to be in possession of relevant documentation.
59 Karia v UK Border Agency [2014] EWHC 4674 (Admin) (Karia 2014); Karia 2018, n 16 above.
60 See also Nuttall v National Crime Agency [2016] EWHC 1911 (Admin); Derrin Brothers n 58
above.
61 Karia 2014, n 59 above; Karia 2018, n 16 above.
62 A power conferred by Customs and Excise Management Act 1979, s 78.
63 Finance (No 2) Act 1992, s 4.
64 R (Newey) v South Hams DC [2018] EWHC 1872 (Admin).
65 Openness of Local Government Bodies Regulations 2014 (SI 2014/2095), reg 7.
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66 See for instance R (Oluyemi) v Nursing and Midwifery Council [2015] EWHC 487 (Admin); West
Berkshire v Secretary of State for Communities and Local Government [2016] EWHC 267 (Admin);
Ogunlola v Nursing and Midwifery Council [2016] EWHC 2919 (Admin) (Ogunlola); Pawlowski
n 24 above; Housiaux n 49 above; City of York v Secretary of State for Communities and Local
Government [2014] EWHC 231 (Admin); Tower Hamlets n 18 above; R (Kestrel Hydro) v Secretary
of State for Communities and Local Government [2015] EWHC 1654 (Admin); Thilakawardhana v
Office of the Independent Adjudicator [2015] EWHC 3295 (Admin); R (Swan Quay) v Swale BC
[2017] EWHC 420 (Admin); Bewley n 44 above; Steer n 49 above; R (Rogers) v Wycombe DC
[2017] EWHC 3317.
67 Save Britain’s Heritage 2018, n 7 above; R (Save Britain’s Heritage) v Secretary of State for Communities
and Local Government [2017] EWHC 3059 (Save Britain’s Heritage 2017).
68 Note that this is not to suggest that there is a clear distinction between challenging the detail
and the format of decisions. Consider for instance Legard n 44 above and Davies v Bar Standards
Board [2015] EWHC 2927 (Admin).
69 FCC Environment n 43 above.
70 See Planning Act 2008, especially ss 114 and 122.
71 For further examples see Moore n 29 above; R (Midcounties Cooperative Ltd) v Forest of Dean
DC [2017] EWHC 2056 (Admin) (Midcounties Cooperative Ltd); Speers v Secretary of State for
Communities and Local Government [2014] EWHC 411 (Admin); Newcastle United FC n 38 above.
72 See for instance Potter n 50 above; R (Jedwell) v Denbighshire CC [2016] EWHC 458 (Admin);
Glencore n 34 above.
73 See for instance Derrin Brothers n 58 above.
74 See for instance the very unusual cases of Muasa n 20 above; JG (Jamaica) v Secretary of State for
the Home Department [2015] EWCA Civ 410.
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The first theme gives rise to an important question: why have challenges to
outright refusals to give reasons come before the courts so rarely in recent
years? The case law suggests that there are at least three factors in play.
Firstly, a striking feature of the sample was that in most of the cases analysed
- 64 (53.8 per cent) of 119 to be precise – the administrative decision-maker
being challenged was under a specific statutory duty to compile and disclose a
specific statement of reasons for its decision. This observation connects to a
broader point. Andrew Le Sueur75 noted twenty years ago that while a great
deal of ink has been spilt lamenting the absence in English law of a general duty
to give reasons and urging the endorsement of one,76 scholars have sometimes
forgotten to pay attention to the continuing accumulation of specific statutory
duties of reason-giving. The reality, Le Sueur urged, is that participants in the
passage of legislation take an active interest in providing for issues of reason-
giving with the result that statutory duties to produce statements of reasons for
decisions are far more common than is sometimes imagined.
Le Sueur’s point continues to be of relevance and can be illustrated through
a brief discussion of a few examples. Consider, first, planning administration.
Although, as recently emphasised by the Supreme Court, planning legislation
exists as something of a patchwork,77 there are many provisions within it
which create obligations to compile statements of reasons for decisions. The
Secretary of State, for instance, in hearing appeals of local decisions, is duty-
bound to ‘notify his decision . . . and his reasons in writing’ to any persons
who participated in the inquiry.78 Local planning authorities must state ‘clearly
and precisely their full reasons’79 when refusing planning permission. When
a decision-making power is delegated to an officer, that officer is under an
obligation to produce a written record of the decision ‘along with reasons for
the decision.’80 There are also a number of statutory provisions dealing with
particular kinds of planning development which create similar duties.81 The
reality then is that most planning administrators are bound by a statutory duty
to compile statements of reasons for their decisions by one legislative provision
or another. By way of a second example, consider also professional discipline.
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82 See for instance General Medical Council (Fitness to Practise) Rules Order of Council 2004,
Schedule 1, rule 24(2)(f). See further General Medical Council v Lamming [2017] EWHC (Admin).
83 Education Act 2002, s 141B.
84 Teachers’ Disciplinary (England) Regulations 2012 (SI 2012/560), reg 8(4). See further R
(Kingston) v Secretary of State for Education [2017] EWHC 421 (Admin).
85 Police (Conduct) Regulations 2008 (SI 2008/2864), reg 18. See further Moore n 29 above.
86 Town and Country Planning (Development Management Procedure) (England) (Amendment)
Order 2013 (SI 2013/1238), art 7.
87 Town and Country Planning (General Development Procedure) (England) (Amendment) Order
2003 (SI 2003/2047), art 5.
88 For instance, in Dover DC n 10 above. the planning officer had produced a 135-page report
with appendices.
89 Local Government Act 1972, s 100(C) and Sch 12, para 41.
90 Indeed, Lord Carnwath suggested at Dover DC n 10 above at [29] that this was the major reason
for the removal in 2013 of the duty to compile a separate statement of reasons for granting
planning permission.
91 See for instance R (Hawksworth Securities Plc) v Peterborough CC [2016] EWHC 1870 (Admin).
For a pre-2003 case see further R v Aylesbury Vale DC ex parte Chaplin (1998) 76 P & CR 207.
92 Language used for instance in M. Aronson, ‘Private Bodies, Public Power and Soft Law in the
High Court’ (2007) Federal LR 1; G. Weeks, Soft Law and Public Authorities (Oxford: Hart,
2016).
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play a hugely pervasive and important role in administration93 with the result
that a great deal more generalised information is available about how decisions
within administration are made. In assessing the adequacy of reasons, the courts
treat published policy as supplying part of the reasons for a decision. In Save
Britain’s Heritage, for example, both the Administrative Court and Court of
Appeal94 regarded a written Ministerial Statement as giving a clear indication
of how a request for a planning application to be ‘called-in’95 would be dealt
with. In light of this published policy, the court concluded, it would be suf-
ficient in most cases for the Secretary of State in her decision letter to offer
a brief indication of how that policy had been applied rather than a detailed
statement of reasons. Similarly in Nzolameso v City of Westminster the Supreme
Court suggested that the publication of a generalised policy will sometimes
be the most effective way of offering reasons for an individualised decision.96
This is especially so in contexts, such as housing administration, where the
decision-maker is responsible for distributing scarce resources and will rely on
a generalised schema in doing so.
Theme 3: The limited role played by common law fairness in legal reasoning
The two themes discussed so far concerned what was offered by decision-
makers by way of reasons for their decisions. The third, by contrast, concerns
the manner in which the courts assessed the lawfulness of what had been
offered.
It is useful to begin with a preliminary point: there has been a pervasive
tendency across legal scholarship to regard common law ‘fairness’97 as the main
legal standard on which courts draw in reasons challenges. The usual story
which is told about the development of the law on reasons, that is, is one of the
courts gradually expanding the notion of common law fairness to encompass
a greater set of circumstances in which reasons will be required.98 Contrary to
this tendency, however, a striking feature of the case law in the sample analysed
was that the role played by common law fairness in legal reasoning was fairly
limited.
93 For broad discussion, see, K. Culp Davis, Discretionary Justice: A Preliminary Inquiry (Chicago, Ill:
University of Illinois Press, 1971); D. Galligan, ‘The Nature and Function of Policies Within
Discretionary Power’ [1976] PL 332; R. Baldwin and J. Houghton, ‘Circular Arguments: The
Status and Legitimacy of Administrative Rules’ [1986] PL 239; Y. Dotan, ‘Why Administrators
Should Be Bound By Their Policies’ (1997) 17 OJLS 23; A. McHarg, ‘Administrative Discretion,
Administrative Rule-Making and Judicial Review’ (2017) 70 CLP 267.
94 Save Britain’s Heritage 2017, n 67 above; Save Britain’s Heritage 2018, n 7 above.
95 Town and Country Planning Act 1990, s 77.
96 Nzolameso v City of Westminster [2015] UKSC 22, [2015] PTSR 549 at [39].
97 Focusing especially in a cluster of well-known case law including Doody n 9 above; Cunningham
n 56 above; Dental Surgery n 9 above.
98 See for example discussion in W. Wade and C. Forsyth, Administrative Law (Oxford: OUP, 11th
ed, 2014) 440-448; P. Craig, Administrative Law (London: Sweet & Maxwell, 8th ed, 2016)
ch 12.
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Three more particular points are worth making. Firstly, there was a small
subset of challenges in which fairness played a meaningful role99 in deter-
mining the lawfulness of a decision-maker’s approach to reason-giving. These
challenges tended to concern decisions, such as determinations of parole100 and
mental health detention,101 where the applicant’s liberty was at stake. The role
played by fairness here was that of lending weight to a challenge to the level
of detail in which reasons were expressed. In R (Khan) v Parole Board,102 for
example, the court regarded common law fairness as bolstering the applicant’s
argument that the Parole Board’s statement of reasons was inadequate because it
failed to engage specifically with a series of positive arguments Khan had made
in favour of his own release. Fairness, the court reasoned, requires that the
more significant the ‘differential between the minimum tariff served and the
length of time spent in prison’103 the more ‘anxiously’104 the Board’s reasons
should scrutinise the arguments in play.
Secondly however, common law fairness was not the only common law value
on which the courts drew. Two other values – consistency and open justice –
were explicitly drawn on in legal reasoning and are therefore especially worthy
of consideration.
The common law value of consistency very broadly requires that adminis-
trative decision-makers treat cases which bear similarity in the same way unless
they can point to a relevant point of differentiation.105 In a number of cases
across the sample106 applicants relied on consistency to argue that where a
decision-maker departs from a conclusion reached in a factually similar past
case it is legally obligated in its reasons to make clear what it sees as being the
relevant point of differentiation. In Midcounties Co-operative,107 for instance, the
court held that the local planning authority’s reasons were unlawful because
they failed to explain why planning permission for a supermarket had been
granted when it had rejected a substantially similar application in the past.108
99 Note that the notion of fairness was sometimes drawn on by counsel in other contexts but did
not, in the view of the court, add much weight to the argument. See for example Tower Hamlets
n 18 above.
100 See for example R (Khan) v Parole Board [2015] EWHC 2528 (Admin) (Khan), See for example
R (Lee-Hirons) v Secretary of State for Justice [2016] UKSC 46, [2017] AC 52.
101 Senior Courts Act 1981, s 31.
102 Khan n 100 above.
103 ibid at [16].
104 ibid.
105 Note that all references to consistency must now be read in light of R (Gallaher) v Competition and
Markets Authority [2018] UKSC 25, [2018] 2 WLR 1583 in which the Supreme Court clarified
that while inconsistent conduct may be an indication of unreasonableness, consistency cannot
be pleaded as a separate ground of review. For critical comment see M. Elliott, ‘A “Principle” of
Consistency? The Doctrinal Configuration of the Law of Judicial Review’ (2018) 77 CLJ 444.
106 For further examples see Milton Estates Company n 49 above; King’s Lynn and West Norfolk BC
v Secretary of State for Communities and Local Government [2015] EWHC 2464 (Admin); Tate n
49 above; Moulton Parish Council v Secretary of State for Communities and Local Government [2017]
EWHC 1047 (Admin) (Moulton Parish Council).
107 Midcounties Cooperative n 71 above.
108 Most of the cases in which consistency was drawn on in argumentation were planning cases.
Indeed, consistency has sometimes been characterised as an aspect of planning, as opposed to
generalist administrative, law (see for example Pertemps Investments Ltd v SSCLG [2015] EWHC
2308 (Admin) at [61]). The Court of Appeal in R (Thompson) v Oxford CC [2014] EWCA
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Another common law value which played an important role in legal reason-
ing across the case sample was ‘open justice.’ The main case here was Dover
DC in which the Supreme Court held that the local planning authority had
failed to offer legally adequate reasons when granting planning permission for a
development within an Area of Outstanding Natural Beauty (AONB).109 One
legal consideration110 on which the Supreme Court drew was open justice. The
common law ‘principle of open justice or transparency,’111 Lord Carnwath ex-
plained, ‘extends as much to statutory inquiries and procedures as it does to
courts . . . [and] in the application of the principle to planning decisions, [there
was] no reason to distinguish between a Ministerial inquiry and a less formal
but equally public decision-making process of a local planning authority.’112
The Supreme Court’s invocation of open justice in this way gives rise to a
series of important questions.113 When Dover DC is read alongside the other
major case on open justice in recent years, Kennedy v Information Commis-
sioner,114 what seems to emerge is that the common law principle of open
justice will demand a higher standard of transparency where a decision is being
taken about a subject-matter in which the public as a collectivity has an especially
important interest. If this is right, however, difficult questions arise about pre-
cisely how the courts ought to go about identifying such interests. Should the
courts confine themselves to protecting public interests which are designated as
being especially important either by parliament in legislation or by government
in policy statements? Or is there room for the courts to conclude that the public
has an especially important interest in some matter even if this is not reflected
in the legislative and policy framework? Such questions fall beyond the scope
of this article. They are, however, in need of further scholarly attention and
remain significantly underexplored in the literature to date.115
Thirdly and finally, while common law values played an important role in
legal reasoning in a subset of cases, in the majority of cases analysed the courts
made no explicit reference to common law values.116 In most cases, rather,
the main determiner of the adequacy of reasons was the specific legislative and
policy framework at the background of the case.
Administrative frameworks are often constituted by at least three different
layers of provision: a primary Act of Parliament, secondary legislation usu-
ally in the form of Regulations and supplementing policy and/or guidance.
The legal force of the first two layers of provision – Acts and Regulations –
Civ 394, [2014] 1 WLR 1811 however rejected this characterisation, holding consistency to be
relevant in the licencing context.
109 Dover DC n 10 above.
110 For discussion of the other legal dimensions to his Lordship’s decision see J. Bell, ‘Dover DC v
CPRE Kent: Legal Complexity and Reason-Giving in Planning Law’ (2018) 23 JR 25.
111 Dover DC n 10 above at [55].
112 ibid.
113 For discussion see J. Bell, ‘Reflections on Open Justice and the Status of the General Common
Law Duty to Give Reasons’ (2018) 77 CLJ 240.
114 Kennedy v Information Commissioner [2014] UKSC 20, [2015] AC 455 (Kennedy).
115 See further discussion in J. Bell, ‘Kent and Oakley: A Re-Examination of the Common Law
Duty to Give Reasons for Grants of Planning Permission and Beyond’ (2017) 22 JR 105.
116 This is not to suggest that there is always a clear divide between adjudication based on legislation
and that based on common law.
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117 Subject, of course, to the possibility that the Regulations themselves might be challenged on
the basis that they are ultra vires the empowering Act. See for instance R (Reilly) v Secretary of
State for Work and Pensions [2013] UKSC 68, [2014] AC 453.
118 Stonegate Homes n 44 above.
119 Localism Act 2011, ss 116-121 and Schedules 9-12.
120 Town and Country Planning Act 1990, Sch 4B, para 8.
121 See for example Criminal Justice Act 2003, s 239(6).
122 R v Islington LBC ex parte Rixon [1997] ELR 66 (QB).
123 R (Lumba) v Secretary of State for the Home Department [2011] UKSC 12, [2012] 1 AC 245 at [26]
(Lumba); Mandalia v Secrteary of State for the Home Department [2015] UKSC 59, [2015] 1 WLR
4546.
124 For further examples see Manuel Nunez Martinez v General Dental Council [2015] EWHC 1223
(Admin); R (M) v Secretary of State for the Home Department [2015] EWHC 2467 (Admin); Horada
n 43 above; Professional Standards Authority for Health and Social Care v Health and Care Professions
Council [2016] EWHC 2210 (Admin); Ogunlola n 66 above; Moulton Parish Council n 106 above.
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consideration had been given to the two separate tests for release and for
transfer to open conditions which had been laid down in Ministry of Justice
guidance.125 Similarly in Legard the applicant challenged the adequacy of the
decision-maker’s reasons on the basis that they disclosed a misunderstanding of
central government guidance relating to the designation of areas as local green
spaces.126 The Administrative Court rejected the challenge, concluding that the
administrative decision-maker’s reasons demonstrated that it had understood
the questions which the guidance required it to attend to and given careful
consideration to each in turn.
To summarise, the main aim of this part of the article has been to obtain a
clearer idea of what litigation on administrative reason-giving has ‘looked like’
in recent years. To that end it has offered an analysis of 119 cases heard between
2014 and 2018 and drawn out three important themes. Firstly, challenges to
wholesale refusals to offer reasons for decisions occurred very rarely across
the sample. In most cases the decision-maker had offered some explanation
of its reasoning process and what the applicant sought to argue was that the
reasons were not adequate. Secondly, there were a number of factors in play
which help to explain why reasons were usually offered in some form. These
factors include the prevalence of specific statutory duties of reason-giving, the
existence of legislative obligations to make publicly available documentation
of other kinds and the increased role played in public administration by ‘soft
law.’ Thirdly, common law fairness played a relatively limited role in legal
reasoning. Other common law values, including especially consistency and
open justice, played at least an equally important role. Ultimately, furthermore,
the particular statutory and policy framework in the background of the case
was main determiner of the lawfulness of reasons.
At this point the article can loop back to an important question: why have
the courts declined to embrace the general common law duty to give reasons?
As explained in the introduction, this remains an underexplored and unsolved
puzzle. On the one hand there have been many calls in the literature for the
courts to embrace a general duty. On the other, the courts continually refuse to
heed these calls.127 We are therefore left to wonder why judges, who must be
assumed to understand the value of offering reasons for decisions better than
most, are not convinced by the need for reform.
The analysis in the first part of the article can shed useful light on this puzzle.
A better understanding of the kinds of reasons challenge with which the courts
have been dealing in recent years calls attention to a series of considerations
125 R (Hutt) v Parole Board [2018] EWHC 141 (Admin) at [10] (Hutt).
126 Legard n 44 above at [77].
127 See especially Dover DC n 10 above at [51].
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which can help to explain why courts do not regard the case for reform as
compelling. This part draws out four in particular.
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133 See for example Openness of Local Government Bodies Regulations 2014 (SI 2014/2095),
reg 7.
134 Hutt n 125 above.
135 Lumba n 123 above.
136 Dover DC n 10 above.
137 Bell, n 111 above.
138 Directive 2011/92/EU of the European Parliament and of the Council of 13 December 2011
on the assessment of the effects of certain public and private projects on the environment.
139 NPPF n 45 above at [15]-[16].
140 Dover DC n 10 above, especially [55]. See further Kennedy n 114 above.
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Difficulties of formulation
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this is not to deny that there may be considerations weightier than mere expe-
diency that tell against a duty to provide detailed reasons, standard public policy
considerations – such as national security, international relations, and so on . . . but
the preference should always be to require the provision of as much by way of reasons
as is consistent with due regard for the policy interests that would be compromised
by more extensive disclosure.145
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Doubts about the ‘hortatory’ need for a general common law duty
So far the discussion has focused on the value of a general duty of reason-giving
from a judicial perspective. Supplying techniques by which courts can identify
solutions to concrete legal questions is, however, not the only use or value of
doctrine. As scholars including Carol Harlow and Richard Rawlings,152 and
more recently Dean Knight, have emphasised, administrative law doctrine can
also perform an important ‘hortatory function’ in ‘articulating and elaborating
the principles of good administration.’153 Administrative law doctrine can also
be useful and important, in other words, by sending messages regarding the
importance of some practice or value to institutions of public administration.
It is possible to envisage an argument in favour of introducing a general
common law duty to give reasons which focused on the hortatory value such a
duty would have. Although a general duty, the argument would go, may have
limited utility as a judicial-adjudicative tool for the reasons discussed in the
first and second sections above, it would send a clear message to administrative
decision-makers that reason-giving is a deeply important and valuable practice.
This, in turn, would help to foster a ‘culture of justification.’154 At first sight
this appears to be an appealing argument. Two complications however ought
to be discussed.
Firstly, the analysis in the first part gives rise to the question of whether there
is a pressing need for the courts to send a message to public administration about
the importance of reason-giving. There may, in particular, be good reason to
believe that a message of this kind has been permeating public administration
for some decades. It was emphasised above, for instance, that at least since the
1990s155 parliament in enacting primary legislation and ministers in creating
151 For related discussion see Durayappah v Fernando [1967] 2 AC 337 (PC), 352-353.
152 C. Harlow and R. Rawlings, Law and Administration (Cambridge: CUP, 3rd ed, 2009) 669.
153 D. Knight, Vigilance and Restraint (Cambridge: CUP, 2018) 31.
154 See, especially, D. Dyzenhaus, M. Hunt and M. Taggart, ‘The Principle of Legality in Ad-
ministrative Law: Internationalisation as Constitutionalisation’ (2001) 1 OUCLJ 5; D. Mullan,
‘Because I said so! Is that ever good enough? – Findings and Reasons in Canadian Administrative
Law’ in D. Dyzenhaus, M. Hunt and G. Huscroft (eds), A Simple Common Lawyer: Essays in
Honour of Michael Taggart (Oxford: Hart. 2009).
155 Le Sueur, n 75 above.
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administrative law may be said to be the body of general principles which govern the
exercise of powers and duties by public authorities . . . what has to be isolated is
the law about the manner in which public authorities must exercise their functions,
distinguishing function from structure and looking always for general principles.170
167 See, especially, S. De Smith, Judicial Review of Administrative Action (London: Stevens & Sons,
1959); W. Wade, Administrative Law (Oxford: OUP, 1961). For discussion of these textbooks,
see further, D. Galligan, ‘Judicial Review and the Textbook Writers’ (1982) 2 OJLS 257.
168 See, further, Knight n 153 above and C. Harlow and R. Rawlings, ‘Administrative Law in
Context: Restoring a Lost Connection’ [2014] PL 28. Note that this mode of conceptualising
administrative law was not reflected in earlier textbooks such as F.J. Port, Administrative Law
(London: Longmans, 1929) and J. Griffith and H. Street, Principles of Administrative Law (London:
Pitman & Sons, 1952).
169 See, for instance, Craig n 98 above, ch 1.
170 Wade and Forsyth, n 98 above, 5 (emphasis added).
171 Re HK (An Infant) [1967] 2 QB 617 (CA).
172 In a piece of oft-cited dicta in Lloyd v McMahon [1987] AC 625 (HL), 704 Lord Bridge famously
opined that ‘so-called rules of natural justice are not engraved on tablets of stone.’
173 See discussion in J. Bell, ‘Rethinking the Story of Cart v Upper Tribunal and Its Implications for
Administrative Law’ (2019) 39 OJLS 74.
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174 See for instance M. Elliott and J. Varuhas, Administrative Law (Oxford: OUP, 5th ed, 2017) ch 2.
175 See, for instance, Craig, n 98 above, ch 12.
176 R (L) v West London Mental Health NHS Trust [2014] EWCA Civ 47, 1 WLR 3103.
177 ibid at [69].
178 ibid at [72].
179 R (Cart) v Upper Tribunal [2011] UKSC 28, [2012] 1 AC 663.
180 R (Jones) v First-tier Tribunal [2013] UKSC 19, [2013] 2 AC 48.
181 See discussion in S. Smith, Contract Theory (Oxford: OUP, 2004).
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182 Or, to borrow a phrase from Christopher Forsyth, as being organised around a single ‘organising
principle’, see C. Forsyth, ‘Blasphemy Against Basics: Doctrine, Conceptual Reasoning and
Certain Decisions of the Supreme Court’ in Bell, Elliott, Varuhas and Murray, n 2 above, 155.
183 See further, Lord Carnwath, ‘From Judicial Outrage to Sliding Scales- Where Next for Wednes-
bury?’ ALBA Lecture, 12 November 2013.
184 West London NHS Trust n 176 above at [69].
185 For useful discussion see P. Craig, ‘Perspectives on Process: Common Law, Statutory and Political’
[2010] PL 275.
186 Dover DC n 10 above at [51].
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how one imagines administrative law and there are indications that judges are
not as firmly wedded to the ‘generalist’ understanding as many academics.
CONCLUSION
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