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娀 Academy of Management Journal

2008, Vol. 51, No. 2, 221–240.

ORGANIZATIONAL CHANGE AND MANAGERIAL


SENSEMAKING: WORKING THROUGH PARADOX
LOTTE S. LÜSCHER
Clavis Consultancy

MARIANNE W. LEWIS
University of Cincinnati

As change becomes a constant in organizational life, middle managers charged with


interpreting, communicating, and implementing change often struggle for meaning. To
explore change and managerial sensemaking, we conducted action research at the
Danish Lego Company. Although largely absent from mainstream journals, action
research offers exceptional access to and support of organizational sensemaking.
Through collaborative intervention and reflection, we sought to help managers make
sense of issues surfaced by a major restructuring. Results transform paradox from a
label to a lens, contributing a process for working through paradox and explicating
three organizational change aspects—paradoxes of performing, belonging, and
organizing.

Organizational change is essential for short-term cate their understandings, particularly in the midst
competitiveness and long-term survival, but it of organizational change, in a way that provides
poses daunting managerial challenges. Advanced their subordinates with a workable certainty. Such
technologies, global markets, and mobile capital “sensegiving” seeks to influence subordinates’ in-
intensify pressures to constantly cut costs while terpretations (Maitlis, 2005). Yet change may foster
enhancing flexibility (Leana & Barry, 2000). Ac- intense cognitive disorder for middle managers
cording to Kanter, Stein, and Jick (1992), managing (McKinley & Scherer, 2000). Such conditions spur
change has become the ultimate managerial respon- confusion, anxiety, and stress that impede, or even
sibility as firms continuously engage in some form paralyze, decision making. Indeed, Huy (2002)
of change—from shifting organizational bound- blamed unsuccessful change projects on managers’
aries, to altering firm structure, to revising deci- inability to cope with shifting organizational ex-
sion-making processes. Yet major change projects pectations—shifts that dramatically alter their cog-
rarely claim “substantial success” (Taylor-Bianco & nitive and behavioral interactions with the world
Schemerhorn, 2006). around them. Balogun and Johnson further ex-
Although executives design such projects, mid- plained that middle managers “have the challenge
dle managers serve as critical change agents. Mid- of grasping a change they did not design and nego-
dle managers operationalize change initiatives, tiating the details with others equally removed
thereby aligning their units to executive mandates from the strategic decision making” (2004: 543).
(Balogun & Johnson, 2004). Huy (2002) described Unfortunately, studies of managerial sensemak-
“middles” as the lynchpins of organizational change, ing and change are rare (Maitlis, 2005). In particu-
acting as intermediaries between top management lar, research offers scant insight into “how middle
and the front line. His study depicts middle man- managers interpret change, and how their sche-
agers’ need to implement change while managing mata, or interpretive frameworks, develop and
subordinates’ emotions, for change can spur debil- change” (Balogun & Johnson, 2004: 523). Our study
itating anxiety and defensiveness. Labianca, Gray, is an attempt to fill this gap. We conducted “action
and Brass (2000) also stressed managers’ roles as research” at the Danish Lego Company, studying
models. They found that employees watch their production managers in the midst of an extensive
supervisors intently, skeptical of management’s restructuring. Broadly defined, action research in-
commitment to change. volves “researchers working with members of an
In such contexts, “sensemaking” becomes excep- organization over a matter which is of genuine con-
tionally vital and difficult for middle managers. cern to them and in which there is an intent by the
According to Weick (1995), sensemaking denotes organizational members to take action based on the
efforts to interpret and create an order for occur- intervention” (Eden & Huxham, 1996: 527).
rences. Managers, however, must also communi- The structure of this article follows the flow of
221
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222 Academy of Management Journal April

our research. We begin by reviewing literature that abling dramatic changes in understanding and
provided our theoretical base. The Methods section action.
then presents the premises of action research and Managers play a key role in facilitating subordi-
its design for this study. Next, we detail the find- nates’ reframing, but they often struggle to make
ings, examining how paradox became integral to sense of change themselves (Bartunek, 1984; Isa-
our process and focus. In conclusion, we discuss bella, 1990). A growing literature examines strate-
how this study moves the notion of paradox from a gic sensemaking and change (e.g., Smircich & Mor-
label to a lens for middle managers seeking to make gan, 1982). According to Gioia and Chittipeddi
sense of organizational change. Results offer meth- (1991), top managers seek to comprehend external
odological and theoretical contributions, for our dynamics and then initiate responsive organization-
work illustrates the unique potential of action re- al change. McKinley and Scherer (2000) explained
search. Through collaborative intervention and re- that resulting initiatives help executives explicate
flection, we researchers and the studied managers their new understandings, providing a sense of or-
developed a process of working through paradox. der. In contrast, middle managers, those charged
Applying that process, we identified managerial with implementing such changes, often experience
challenges surfaced by organizational change, intense confusion, perceiving executive initiatives
elaborating paradoxes of performing, belonging, as replete with multiple and unclear mandates.
and organizing and identifying respective coping Striving to fulfill “boundary-spanning” and
strategies. sensegiving responsibilities, middle managers face
further sensemaking challenges. During change
efforts, managers link executives to employees
LITERATURE REVIEW
(Kanter et al., 1992). Yet Balogun and Johnson
Organizational change poses a particularly criti- (2004) found that as firms become more geograph-
cal and difficult setting for sensemaking. As Weick ically dispersed and leaner, middle managers’ sense-
(1995) explained, sensemaking is an effort to create making is inhibited. Through restructuring, top
orderly and coherent understandings that enable managers have less contact with lower levels, rely-
change. Yet dynamic contexts intensify experi- ing on middle managers to span boundaries. Simul-
ences of complexity, ambiguity, and equivocality. taneously, managers have fewer interactions with
Complexity rises as work demands shift, multiply, executives, limiting opportunities to seek clarifica-
and potentially conflict (Hatch & Ehrlich, 1993). tion. So while employees look to their managers to
Ambiguity renders new demands uncertain and give sense to change mandates, managers them-
frequently misunderstood (Warglien & Masuch, selves struggle for understanding (Gioia & Chitti-
1996), and equivocality fosters confusion as de- peddi, 1991). Too often, a result is anxiety that
mands become open to varied, even contradictory, debilitates decision making and implementation.
interpretations (Putnam, 1986). As a result, actors Despite the importance of managerial sensemak-
often struggle with changing roles, processes, and ing during organizational change, related studies
relationships. Without clear understandings, anxi- are rare, in part because of research challenges.
ety may paralyze decision making and action Such investigations require exceptionally intimate,
(Davis, Maranville, & Obloj, 1997; Smircich & Mor- real-time, and longitudinal research access for at
gan, 1982). least two reasons. First, frames fluctuate as manag-
Organizational change spurs reframing, as actors ers struggle for meaning through social interactions
seek to make sense of disparities between their and experimentation (Maitlis, 2005). Therefore, ex-
expectations and new experiences (Balogun & amining their sensemaking requires a highly inter-
Johnson, 2004). According to Bartunek (1984), active method (Balogun & Johnson, 2004). Second,
frames provide a structure of assumptions, rules, managers may be unwilling or unable to articulate
and boundaries that guide sensemaking and over their understandings. Argyris (1993) explained that
time become embedded and taken-for-granted. in changing times, managers often grapple with
Shocks and surprises signal that existing frames conflicting emotions tied to “undiscussable” facets
may no longer apply. Reframing, therefore, enables of organizational life. He called for more collabora-
actors to alter meanings attributed to changing sit- tive methods, stressing the potential for action re-
uations (Watzalawick, Weakland, & Fisch, 1974). search to support sensemaking and enable induc-
Argyris’s (1993) distinction between “single-loop” tion. Indeed, leveraging psychodynamic traditions,
and “double-loop learning” offers illustration. Sin- action researchers (e.g., Vince & Broussine, 1996;
gle-loop signifies incremental variations within an Westenholz, 1993) have demonstrated how inter-
existing frame, and double-loop denotes reframing, vention may help actors surface more subconscious
substantially altering an actor’s view and thus en- anxieties, cope with defenses, and alter their cog-
2008 Lüscher and Lewis 223

nitive frames. Building from these models, we now teams in a flexible, lean organization. He felt that
describe our methods, explaining our choice of re- the managers needed help making sense of the
search setting, the philosophical underpinnings of changing demands to enable implementation and
action research, and the specifics of our collabora- achieve productivity and quality improvements.
tive approach. For this reason, the director was enthusiastic about
our research. Although he sought additional, long-
term benefits, our contract with Lego was not to
METHODS
study effects on performance. Rather, we agreed
The Lego Company that examining and supporting managers’ sense-
making would be our focus.
This study was set at the Lego Company. Re-
nowned for its building bricks—acclaimed as the
toy of the 20th century—the firm launched exten- Action Research
sive change efforts in 1998, sparked by rising com-
In action research, one “seeks to bring together
petition and a stagnating market. CEO Kjeld Kirk
action and reflection, theory and practice, in par-
Kristiansen hired an aggressive executive, Poul
ticipation with others, in the pursuit of practical
Plougmann, to lead a comprehensive restructuring.
solutions to issues of pressing concern to people”
These changes altered the very nature of middle
(Reason & Bradbury, 2001: 1). This method rests on
management at Lego. As Floyd and Wooldridge
a distinctive philosophy. Instead of viewing rele-
(1992) explained, middle managers link strategic
vance and rigor as a dilemma, both are positioned
decision making and daily operations but face
as primary and interwoven criteria for quality re-
growing challenges as their authority levels change.
search (Eden & Huxham, 1996). In this context,
Indeed, Lego executives sought to implement self-
relevance denotes results that are useful to a
managed teams at every level and to integrate mid-
study’s subjects and valued by social science. Roots
dle- and lower-level managers. As a result, the re-
of this method lie in Dewey’s How We Think (1933)
maining managers experienced intense pressure to
and his call for research searching for practical
make sense of, and act according to, the organiza-
solutions to practical problems. Likewise, Lewin
tional changes.
(1946) recommended that subjects and researchers
Our study focuses on production managers in the
be jointly responsible for developing and evaluat-
manufacturing division in Billund, Denmark, for
ing theory to ensure that the results of inquiry (1)
three reasons. First, this division was a microcosm
reflect the knowledge created through the partici-
of wider changes at Lego. At the start of our study,
pative process and (2) help improve the social
the division had just been reduced from four layers
situation of the subjects. Researcher and subject
of management to three levels of teams: executive,
engagement are critical to ensuring relevance.
management, and production. The number of man-
According to Argyris (1993), its participatory na-
agers had been cut from 72 to 45 and distinctions
ture makes action research ideal for exploring la-
between middle and line managers eliminated, as
tent dynamics of organization life. In contrast, more
every manager was now a member of a management
detached approaches miss discrepancies between
team and the manager of his (managers were all
“espoused theories” and “theories-in-use,” as re-
men) own production teams. Instead of being in
searchers may only have access to what actors can,
charge of a production line, for example, a manager
will, and/or are allowed to express.
was now responsible for two or three self-managing
Rather than posing a trade-off, rigor comple-
teams. Second, the first author had conducted pre-
ments relevance. Susman and Evered (1978) ex-
vious training with this division, providing a solid
plained that action research demands rigor, like
basis of trust and access. Third, the division direc-
positivist science, but applies a different meaning.
tor, the executive focused on the operations of the
Because the action researcher is an active part of
Billund manufacturing division,1 shared our inter-
the studied system, researchers and subjects must
ests in sensemaking and change. In his view, the
rigorously account for their perspectives. Instilling
managers seemed paralyzed, stuck between their
rigor requires an iterative process of data collection
previous understandings of managing in a hierar-
and analysis and systematic triangulation of multi-
chical structure and the new approach to managing
ple perspectives. In their review, Eden and Hux-
ham (1996) described action research as a continu-
1
Hereafter, we refer to this division as “the organiza- ous cycle of developing and elaborating theory
tion” and refer to the production managers as “the man- from practice. Although intervention is an effort to
agers.” See Lüscher (2002), for further details of this surface deeper issues and possible solutions, inter-
research design. spersed periods of reflection enable participants to
224 Academy of Management Journal April

analyze intervention results and the research pro- tion lay groundwork that may help a social system
cess itself. Triangulation validates and enables this develop the capacity for self-study and ongoing
cycle. As in more traditional methods, triangu- change (Reason, 1993).
lating multiple investigators, theories, and data Researcher roles. Although researcher engage-
sources aids pattern identification. Yet action re- ment pervades action research, researcher roles run
search also draws in varied perspectives to spur the gamut in terms of centrality and control. Ac-
rethinking of engrained frames and routines (Eden cording to Chisholm and Elden (1993), more con-
& Huxham, 1996). In sum, through iterative cycles ventional roles, such as those employed in OD ef-
and triangulation, findings are the result of joint forts, position the researcher as expert, assuming
action and negotiated reality, triangulated using primary oversight of the research design, data col-
multiple viewpoints, and validated by participants’ lection, analysis, and induction as he or she con-
determination of these viewpoints’ value in practice. sults organizational participants. In contrast, col-
Although action research shares the overarching laborative approaches involve sharing research
criteria of relevance and rigor, specific approaches responsibilities while leveraging the different knowl-
vary widely. As Miles and Huberman (1994) noted edge of researchers and subjects. Our goals—to enable
about qualitative research in general, action re- and examine managers’ sensemaking—demanded
search crosses paradigmatic boundaries. Specific that we facilitate collaborative inquiry and instill
uses range from organizational development (OD) methodological rigor. Through collaboration, we
and experimental efforts to more phenomenologi- sought to “unpack” the managers’ changing frames.
cal and critical approaches (Huxham & Vangen, Building trust with and among the managers, we
2000). Reason (1993) explained that early action hoped to bypass their defense mechanisms and ac-
research, such as that promoted by the Tavistock cess normally undiscussable realms of daily life
tradition (cf. Trist & Bamforth, 1951), was embed- (Argyris, 1993). In this mode, as Gustavsen (2001:
ded within the functionalist, problem-driven para- 25) explained, data collection and analysis become
digm. Yet increasingly, action research, including tightly interwoven. Data are cocreated and ana-
our own, applies more social constructivist empha- lyzed as the research context fosters “moments of
ses on sensemaking and interpretation. To distin- dialogue.” While we contributed understandings
guish among alternative approaches, Chisholm and of social systems, theory, and methodology, the
Elden (1993) called for action researchers to specify managers offered insights into their organization,
their research purpose, researcher roles, and re- perceptions, and behaviors.
search design flexibility. We now address these In such collaborative approaches, a complemen-
elements, describing possible variations and spec- tary researcher role entails instilling methodologi-
ifying our approach to action research. cal rigor (Eden & Huxham, 1996). This role involves
Research purpose. A purpose of action research three components broadly described here, then de-
is to “produce practical knowledge that is useful to tailed in the “research process” subsection. First, to
people in the everyday conduct of their lives” (Rea- enable effective collaboration, researchers identify
son & Bradbury, 2001: 2). Yet desired forms of possible patterns and emerging categories to ex-
practical knowledge differ across approaches. As plore with the subjects. In our study, systematically
Chisholm and Elden (1993) noted, traditional ac- reviewing intervention session notes, interview
tion research was an effort to enhance performance codings, and existing literature enabled this effort.
and generate theory. Today, action research pur- Second, the researchers leverage outsider perspec-
poses tend to be instrumental (e.g., improving or- tives to critique the research process. For us, col-
ganizational systems), theoretical (e.g., contribut- league researchers, internal consultants, and re-
ing to social science), and emancipatory (e.g., search assistants served in this capacity. Third,
empowering the oppressed). In our case, we sought researchers encourage subjects’ ongoing experi-
to help the Lego managers create sense out of their mentation and reflection to assess the validity and
cognitive disorder. Like their director, we viewed value of findings. Our periodic interventions en-
the managers’ understandings of changing de- abled managers to articulate and question their un-
mands as the base for future action and perfor- derstandings, then apply their thinking in subse-
mance. Yet we also sought to expand the theory quent practice, returning to gauge the effects during
of managerial sensemaking and organizational later intervention sessions.
change. In our social constructivist mode, we Research design flexibility. Action research var-
wished to use action research to contribute process ies in the degree to which the research process is
and product as research and sensemaking became predetermined. Some designs rely on systematized
interwoven. The research process can be as valued intervention to guide researchers as they engage
as its end results because intervention and reflec- with organizational participants. For instance, OD
2008 Lüscher and Lewis 225

efforts often apply a documented implementation Groundwork. This phase started in May 1999.
process, but experimental studies vary intervention Only months earlier, Lego had publicly announced
treatments to test a priori hypotheses. Social con- its major restructuring. Now the Billund manufac-
structivist approaches, in comparison, collabora- turing division had become the first to implement
tively explore open-ended questions. Chisholm the new team structure. Staffing cuts had been
and Elden (1993) stressed that action research made, new reporting lines drawn, and confusion
should be most open when the specific issues of and anxiety were rampant. To build a solid re-
study must be identified as part of the process. search base within this setting, we sought to de-
Such was the case at Lego. We sought to first sur- velop our initial understandings of the changing
face, and then help managers cope with, their sense- context and to create a working contract that would
making challenges. Therefore, our research design clarify the mutual expectations of the managers and
was highly flexible. We began by asking, How the researchers. In this phase, data collection in-
might middle managers make sense of complexity, volved semistructured interviews and archival data.
equivocality, and ambiguity intensified by organi- Interviews focused on managers’ perceptions of
zational change? To address this question and en- the restructuring, primary areas of concern, and
sure design flexibility, we used a collaborative and desired outcomes of the study. We began with a
iterative process. Work of McKernan (1996) propos- management team that became our focus group,
ing cycles of plan development, implementation, interviewing its eight managers and their executive
and evaluation served as a guide. Our study started director. To consider different views, we also inter-
when we and the managers identified broad con- viewed three of the managers’ subordinates and the
cerns of mutual interest and then formulated a plan human resources (HR) director. Interviews were
for intervention. Implementation involved con- tape-recorded and coded with Qualitative Media
ducting “sparring” intervention sessions during Analyzer (a program from CVS Information System
which participants dug into their initial concerns at Aarhus University in Denmark). Archival mate-
to examine more specific issues. Evaluation de- rial offered secondary data. Specifically, we gath-
noted reflection sessions wherein participants would ered public information on Lego via news publica-
assess their sparring sessions and subsequent ac- tions, articles, and books and reviewed three
tions. The process cycled as evaluation offered reports given to employees on Lego’s new manage-
feedback with which researchers and managers ment philosophy.
could revise the focal issues and intervention plan. As we analyzed this foundational data, early
As a result, the action research itself became a effects of the restructuring became evident. For in-
process of collaborative sensemaking. stance, the interview data were replete with expres-
sions of frustration and pleas for clarity. Most no-
ticeable were frequent uses of such terms as
“tensions,” “tug-of-war,” “contradiction,” and
Research Process
“conflict.” In an interview in May 1999, one man-
Broadly speaking, our research entailed corre- ager explained, “We used to know what it takes to
sponding phases of groundwork, intervention, and be a manager here. The remaining managers know
theory building, each involving rigorous triangula- how to achieve success, but only in the old organ-
tion of varied data sources and perspectives. Eden ization. Now we are told that our practices are no
and Huxham (1996) stressed the benefits of trian- longer valid. What do they want then?” Sharing
gulation, as approaching research from different these repeated concerns with the focus group,
angles enables more reliable, valid, and creative we planned the goals of this study and the nature
results (Jick, 1979). Data that tap multiple view- of researcher-manager interactions. Together, we
points are vital to sensemaking studies in particu- agreed that this action research should help man-
lar, as researchers are challenged by participants’ agers find ways to make sense of and act upon
and their own “engrained frames” (Bartunek, changing demands. We also defined two forms of
1984). To detail each phase, we now describe its research interactions. We agreed that sparring ses-
timing and related organizational change events, its sions would serve as intervention opportunities for
goals and key data sources, and emerging insights any production team or individual manager to meet
into managerial sensemaking. Although presented with the first author and explore specific issues of
as sequential, the phases were iterative and cycli- concern. The managers chose the label “sparring”
cal. For instance, our starting groundwork evolved to signal their desire for the researcher to pose
throughout the research process, just as theory supportive but challenging questions that might
building was central to our final phase but began at help us collaboratively explore and possibly re-
the onset. solve their issues. Review sessions, in contrast, de-
226 Academy of Management Journal April

noted settings in which the researcher could feed “As a manager . . . you are supposed to have all the
back issues and emerging understandings to the answers, be the best technician and be very sure of
focus group, seeking members’ input to enhance yourself. But how can we be people oriented, but
future sparring and fuel collaborative induction. also production oriented?” (logbook, August 1999).
Interventions. Although the three research The second theme dealt with relationships, as man-
phases overlapped considerably, the intervention agers questioned how to interact as leaders of pro-
phase dominated from fall 1999 through summer duction teams and members of a management team.
2000. For the managers, this marked an intense A manager offered this example: “If we [the man-
period of adjusting to the new structure. Thus, our agement team] don’t communicate or trust each
sparring sessions provided them a timely setting in other, how can we expect more of our production
which to express their concerns and seek alterna- teams?” (logbook, August 1999). The last theme
tive meanings. Managers could leave sparring ses- revolved around the organization, indicating con-
sions to apply their new understanding in practice, fusion over structural and procedural changes. A
then return to a subsequent session to further ex- quotation from a manager illustrates: “I know we
plore its (in)effectiveness. Indeed, the goals of this are part of the changes. But are we supposed to
phase were twofold. We sought to help managers continue making changes or should we just try to
make sense of challenging issues and to continu- create something more stable?” (logbook, February
ously assess and enhance the value of sparring in 2000).
enabling their sensemaking. Early in the intervention phase, we also began to
During this period, the first author conducted 92 systematize interactions during sparring sessions,
individual and 26 team sparring sessions, averag- seeking a toolbox of questions that might help man-
ing 90 minutes each. All 45 managers—the mem- agers examine their issues more deeply. We pro-
bership of three management teams— engaged in posed, and the focus group approved, the use of
some degree of sparring over this time period. Use Tomm’s (1987) interventive questioning. Designed
of a logbook, of a dictaphone, and of external ob- to help tease out sources of cognitive disorder
servers aided collection of intervention data. We through collaborative action research, his four
did not record the sessions directly to avoid inhib- types of questions seemed an excellent fit. Linear
iting open discussion. Rather, the first researcher and circular questions help surface existing under-
took notes using the following structure for her standings of an issue. Linear questions ask partici-
logbook: opening concern, central issue(s) dis- pants to describe their view of a situation—what is
cussed, researcher’s questions and impressions, the issue, how did it arise, what are possible causal
concluding session summary. Immediately follow- explanations. Circular questions seek to widen
ing every session, she documented the experience the focus from descriptions and reasons toward
more fully using a dictaphone. External observers broader connections in behavioral and communi-
served to aid triangulation. A Lego HR facilitator, cative patterns. Asking participants to examine an
with whom the managers were already quite com- issue from others’ viewpoints elaborates its com-
fortable, observed most group sessions, contribut- plexity. In contrast, reflexive and strategic ques-
ing her notes on more specific manager and re- tions aid exploration of alternative understandings
searcher comments and discussing her views of the and responses to the issue. Reflexive questions en-
session with the first researcher at its conclusion. courage participants to consider deeper implica-
For the last two months, once managers expressed tions. These questions help participants reflect
feeling at ease with the sparring process, two grad- upon potential effects of their perceptions and ac-
uate research assistants also observed each session tions and to consider new options. Lastly, strategic
to track their flow and document all comments. questions are the most confrontational and direc-
During the intervention phase, the first author tive. Posing more varied alternatives, a researcher
and the focus group held four review sessions to pushes participants to experiment with different
evaluate emerging patterns of managerial issues framings and related responses. These interventive
and of sensemaking. Examining accumulated inter- questions are illustrated in the Findings section.
vention data from the logbook and from the dicta- Theory building. In the final phase, we sought to
phone and observers’ notes, the first researcher formulate, evaluate, and revise our understandings
would present the issues raised by managers. within coherent concepts and theory. Although
Working collaboratively, she and the focus group sparring sessions continued through fall 2001, in
categorized the issues within three themes. The retrospect, the theory-building phase began in ear-
first involved managers’ roles, encompassing ques- nest in October 2000, when a review session
tions about what effective management meant in sparked more intensive and focused induction.
the new structure. For instance, a manager stated, Self-managed teams had been in place for over a
2008 Lüscher and Lewis 227

year, and we had collected extensive data identify- and the managers’ challenges as paradoxes of or-
ing both primary concerns of managers and emerg- ganizational change. We now detail these findings.
ing patterns of sensemaking within sparring ses-
sions. The first author had become sensitized to
FINDINGS
frequent indicators of contradictions and tensions
and had turned to the psychological and organiza- During our action research, sparring sessions
tional literatures on paradox for insight. In that provided a bounded context for sensemaking—an
October review session, while analyzing the accu- opportunity to collaboratively surface and alter
mulated list of sparring session issues, she shared managers’ understandings of change. Sparring fa-
with the focus group theoretical understandings of cilitated double-loop learning by helping manag-
paradox, noting possible examples within the list. ers’ question their existing frames and explore al-
The notion seemed to resonate immediately with ternatives (Argyris, 1993; Bateson, 1972). Indeed,
the managers. The energy in the room rose and shared with the focus group, Watzlawick and col-
became palpable as they elaborated, identifying leagues’ (1974) underlying premise became our
numerous instances of paradoxical managerial mantra for sparring: The problem is not the prob-
demands. lem; the problem is the way you think about
Review sessions and outsider perspectives were the problem.
vital to the theory-building phase, which continued
until the final report was submitted in spring 2002. Sparring: A Collaborative Process of
At review sessions, the first researcher fed back Working through Paradox
issues, patterns, and meanings she had identified
by scrutinizing the intervention data (from the We now describe the collaborative process that
sparring logbook, interview transcripts, and observ- became our means of working through paradox,
helping the managers make sense of tenuous de-
ers’ notes). As the first author and focus group
mands to reduce anxiety, escape paralysis, and en-
concentrated increasingly on paradoxes, we intro-
able action. Figure 1 depicts sparring as the inter-
duced other viewpoints. In addition to examining
play of sensemaking (on the right) and interventive
paradox literature, the first author sought a re-
questioning (on the left). When we presented an
searcher in that area—the second author—to cri-
early version of this figure at a review session, the
tique identified patterns, pose alternative explana-
focus group quickly recognized it as an illustration
tions, and help craft more integrative models.
of sparring sessions. The managers generally ex-
During this phase, the HR facilitator observed all
pressed satisfaction with the process, sharing their
review sessions to assess whether the researcher experiences to elaborate the different stages. To
and managers were remaining open and critical. now detail each stage, we leverage feedback from
Another consultant, hired to provide unrelated the focus group and an integrating example from an
training at Lego, facilitated a review aimed at elab- extended sparring session. In later subsections, we
orating central themes. That session was video- add examples to demonstrate process variations
taped and the consultant’s feedback shared with spurred by different paradoxes of organizational
the participants. Lastly, we conducted semistruc- change.
tured interviews with top executives Kjeld Kirk Mess. Sparring began as the participating man-
Kristiansen and Poul Ploughman, seeking their ager posed an issue of personal concern. In Figure
views on how the restructuring was affecting mid- 1, a cloud depicts this starting point. Building from
dle managers. Ackoff (1978), we use “mess” to denote an intricate,
Paradox became central to our collaborative the- fluid, and fuzzy issue. As Weick (1995) posited,
ory building as understandings that had emerged actors initiate sensemaking by broadly bracketing a
during the intervention phase gained added mean- mess, defining what is and is not of interest,
ing. Managerial themes, initially focused on roles, thereby setting boundaries for exploration. In this
relationships, and the organization, became con- vein, sparring sessions typically would build from
ceptualized as paradoxes of performing, belonging, a messy issue, such as “How do we start working as
and organizing, respectively. Likewise, the sparring a management team?” “How can I motivate people
sessions had evolved into a patterned process in my self-managed team?” “What do the execu-
deemed instrumental in helping managers wrestle tives expect from us now?” (examples from log-
with these paradoxes. In sum, by using paradox as books). Such examples illustrate the managers’ de-
a lens (Cameron & Quinn, 1988; Lewis, 2000; Poole sires for simple answers to intricate questions. Yet
& Van de Ven, 1989), we came to view sparring by stating the issue, the managers created a foun-
sessions as a process of working through paradox dation for our collaborative sensemaking.
228 Academy of Management Journal April

FIGURE 1
Sparring: A Collaborative Process of Working through Paradox

Problem. From this base, interwoven interven- For instance, in an individual sparring session, a
tive questioning and sensemaking helped managers manager sought to examine a delegation issue (this
define a more specific problem. According to Ack- session, which occurred in April 2000, serves as
off (1978), formulating a problem bounds a mess to our integrating example). He began by depicting the
enable reflection. In the sparring sessions, linear mess: “I’m not sure how to effectively delegate
questioning spurred this transition. Encouraging now. For example, my department has a very pres-
managers to thoroughly explain the issue helped tigious product development project. I did appoint
surface their current logic. Such sparring supports a project leader, but I worry that he isn’t selecting
the dominant mind-set by seeking a rational, prob- the best people for his team.” Linear questions
lem-solution approach (Ford & Backoff, 1988). As pushed the manager to define a more precise prob-
Smith (1988) explained, problems differ from lem by explaining his view. Questions (as recorded
messes by signifying a call to action. A clearly in the logbook) included: “Why is this issue impor-
stated problem places an issue on an agenda for tant to you?”; “What factors do you think affect the
solution finding, fueling hope for resolution. In- issue?”; and “What are your concerns?”
deed, focus group managers noted that they found Sparring helped managers explicate their current
linear questions comforting initially, as they vented frames. In the integrating example, the manager
their frustrations and requested assistance. summarized his problem: “How can I ensure that
2008 Lüscher and Lewis 229

my delegate makes good decisions?” (logbook). The Paradox. Oscillating between the horns of a di-
initial comfort of an explicit problem, however, lemma motivated a paradoxical lens. As previous
was often gradually replaced by a realization that studies have suggested (e.g., Lewis, 2000; Westen-
the issue could not be packaged into a problem- holz, 1993), paradoxical thinking is spurred by rec-
solution approach. As White (1997) noted, problem ognizing a dilemma in which no choice can resolve
formulation relies on “thin conclusions” that ig- the tension because opposing solutions are needed
nore surrounding intricacies. Linear questioning and interwoven. With the focus group, we identi-
helped managers recognize when their current fied reflexive questions as useful in encouraging
understandings oversimplified an issue. Hearing managers to critique and alter their existing frames.
themselves articulate their fundamental assump- According to Tomm (1987), reflexive questioning
tions about a problem, as well as its persistence and allows one to examine deeper implications. Al-
associated frustrations, made them aware that they though linear and circular questions help partici-
were missing key elements, ignoring other perspec- pants articulate current understandings of an issue,
tives and connections. Awareness that formal, reflexive questions delve into the effects of those
problem-solving logic was insufficient motivated beliefs and related actions. Such questions pushed
deeper exploration. managers to examine the consequences of their un-
Dilemma. In the next stage of sensemaking, we derstandings. In our continuing example, such
investigated why managers felt incapable of solving questions included: “How does your current ap-
problems, often identifying more complicated, un- proach to delegation affect your role as manager?”
derlying dilemmas. As Smith and Berg (1987) ex- “You say that you are also accountable for your
plained, a dilemma creates a sense of paralysis, or team’s production, what does that imply?” “You
“stuckness,” because it implies that a choice must seem to define your responsibilities for both dele-
be made between polarities each having high costs gation and production as contradictory, but where
as well as valued benefits. Circular questioning does this understanding leave you— how do you
(Tomm, 1987) accentuated the intricacy of issues respond?”
by helping managers explore other perspectives According to Argyris (1993), reflexive questions
(e.g., those of subordinates and executives). may spur double-loop learning, as participants not
Continuing with the previous example (from the only question their current understandings, but
logbook on an April 2000 sparring session) the first also their very way of thinking. When a choice
researcher asked such circular questions as, “How between polarities appeared untenable, the manag-
do you think your subordinates view your efforts to ers became wary of the either/or mind-set that had
delegate? How might they feel when you make characterized their sensemaking to that point. In
decisions for them?” and “How do you think your the integrating case, the manager was encouraged
director expects you to delegate? What other expec- to think differently once he stated his predicament:
tations does he have of you as a team manager?” In “I’m stuck. I am ultimately responsible for my
response, the manager detailed related tensions. project leader’s decisions, but I am supposed to let
When he took the viewpoint of subordinates, he him, as well as everyone else, have more control
stressed the value of delegation for fostering moti- over their performance. So how can I also be
vation and trust, while noting continuing need for responsible?”
managerial oversight. When instead he took the The seeming absurdity and rising frustration of
viewpoint of the company’s executives, expecta- such an unsolvable conflict sparked a search for
tions that the new structure be more participative both/and options. Moving to a higher level of ab-
were preeminent, as well as persistent demands to straction, managers would seek a link between the
increase efficiency. contradictory elements. Further sparring encour-
Awareness of a dilemma proved a valuable sen- aged such creativity. In our example, reflexive
semaking stage. A dilemma contains the potential questions included: “So if you were to describe the
for resolution (i.e., an either/or choice) but requires project in five months, when everything is working
grappling with multiple solutions, each posing well, what would be the results?” “What made
benefits and limitations (Poole & Van de Ven, them possible?” As the manager envisioned an al-
1989). Exposing opposing sides of an issue intensi- ternative reality, he came to articulate the issue as
fied managers’ sense of paralysis. By unpacking paradoxical: “I think I let my delegate manage the
one polarity (e.g., stress delegation to empower project, but ask him to explain to me often what
subordinates), we were confronted with another was happening, and to be willing to change quickly
(e.g., provide oversight to ensure efficiency), and if needed. You see, I have to let go and retain
vice versa. control.”
230 Academy of Management Journal April

Workable certainty. During sparring sessions, These included group paradoxes of membership,
different forms of interventive questioning helped belonging, and boundaries (Smith & Berg, 1987)
shift our thinking. As we moved from a mess to a and paradoxes of learning, belonging, and organi-
problem to a dilemma to a paradox, each stage en- zation (Lewis, 2000).
couraged deeper exploration toward a more “work- As sparring sessions continued through fall 2001,
able certainty.” Following Weick (1995), workable we continued to painstakingly reexamine each
certainty signifies that people can never fully grasp managerial issue, exploring its fit and misfit within
intricate situations. Rather, they are always in the established paradox categories. Table 1 summa-
process of sensemaking. rizes our results. Together, we came to view man-
Strategic questioning challenges simplistic solu- agers’ issues as subsumed within paradoxes of per-
tions, motivating managers to continuously exper- forming, belonging, and organizing. In sum, we
iment with alternative framings and approaches. adapted two existing category labels (see Lewis,
Returning to our example, questions included: “Is 2000; Smith & Berg, 1987) and constructed a third
what you are saying realistic? You want to leave to categorize the tensions identified at Lego. We
your delegate in control, but you also don’t want to now leverage our sparring experiences and existing
let go of control?” “If you request constant updates, literature to unpack these paradoxes and related
will your delegate truly be in control?” Such spar- variations in our sensemaking process.
ring seemed to help managers recognize the persis- Paradoxes of performing. As the managers’
tence of tensions and act accordingly. In this case, roles “morphed,” blurred, and multiplied, para-
the manager developed a plan to discuss his con- doxes of performing arose from conflicting mana-
cerns with the project leader, explaining that he gerial demands. According to Warglien and Ma-
wanted to trust him and delegate, but was con- such (1996), organizational change may foster
cerned given such a high-stakes project. As the competing views of managerial success; does it
manager noted, “He [the project leader] will under- imply productivity or creativity, efficiency or qual-
stand, I think. Maybe . . . I may even ask him what ity, control or empowerment? At Lego, managers
he suggests we do.” sought to make sense of their new roles as managers
In the integrating example, as well as in other of self-managed teams. Table 1 summarizes how we
sparring sessions, closure did not signify a solution worked through performing paradoxes during spar-
or endpoint, but a more manageable mess from ring sessions. The managers formulated such initial
which managers might work. Indeed, paradoxical problems as, “How can I be in charge and let others
understandings denoted a core change in their make the decisions?” (logbook from sparring ses-
framing. We now elaborate this process by examin- sion, May 2000) and “How can we focus on build-
ing variations among different paradoxes of organ- ing our teams, when there is such intense pressure
izational change. to increase production?” (HR consultant notes from
sparring session, October 2000). As the quote below
reflects, the restructuring had disrupted managers’
Paradoxes of Organizational Change
self-conceptions:
Applying paradox as a lens enabled new insights
into managerial challenges. Early in the interven- As a manager you are used to being the guy who can
handle it on his own. You are supposed to have all
tion phase, review sessions helped identify three
the answers, be the best technician and be very sure
themes that cut across issues: changes to managers’
of yourself. . . . Now we should be people-oriented
roles, relationships, and organization. As sparring but also production-oriented; and we are supposed
sessions accumulated, however, paradox became to reveal our own uncertainty and still be in charge.
central to our theory-building phase. In an ex- (transcript of interview, May 1999)
tended review session (the October session de-
scribed previously under “Theory Building”) the Mixed messages (Argyris, 1993; Putnam, 1986)
managers and first author elaborated on the initial from superiors to their subordinates seemed to per-
themes. Within each theme, we reviewed the ex- petuate paradoxes of performing. For instance, a
panded and more detailed list of managerial issues manager who tells his employees that he trusts
raised in sparring sessions from spring 1999 to fall them but constantly monitors their behavior sends
2000. We became focused on the pervasiveness of signals of both trust and distrust. As other research-
tensions, triangulated over different managers and ers have noted, a manager may or may not be aware
issues. Agreeing that our original themes did not of her or his mixed messages, but subordinates are
capture the intricacy of these tensions, we turned to challenged to respond to both signals (e.g., Labi-
prior work on paradox. The first author presented anca et al., 2000). If subordinates choose to accept
the focus group with existing paradox categories. the contradiction, the unclear communication may
2008 Lüscher and Lewis 231

TABLE 1
Examples of Working through Paradox

Problem: Formulating the Mess Dilemma: Either/Or Thinking Paradox: Discovering the Link Toward a More Workable Certainty

Paradoxes of performing
How do I avoid spending time Should we address the Build the team AND increase Take time to deal with conflicts to
on team conflict to keep my conflict, OR should we get productivity. create more efficient teams over
team focused on their work? to work? the long run.

How can I delegate, when I Should I direct my Lead the way AND recede into Share my knowledge with
know the best way to solve employees, OR should I let the background. employees to help them learn to
the problem? them gain the experience? solve problems themselves.

If teams become self-managing, Should I manage, OR should Top-down AND bottom-up Create optimal conditions for teams
what is my role? I let my employees management. so they may become self-
manage? managing.

Paradoxes of belonging
How do we come to trust each Should I express myself and Individual expression AND Share my issues to enable
other in the team? risk being wrong, OR group formation. comparisons, allowing the team
remain silent and risk not to form around our individual
belonging? expressions.

How can I involve team Should I talk, OR should I Engage AND disengage Model effective communication and
members at meetings when wait for them to take the acceptance.
they don’t say anything? initiative?

How do I build a strong team Should I set standard goals Create unity AND emphasize Treat members differently to build a
with such different members? for the team, OR should I diversity. homogeneous team.
stress member differences?

Paradoxes of organizing
How can I implement teams Should I implement teams Change AND stability. Work to implement flexible,
when the firm is in such now, OR should I wait supportive teams capable of
turbulence? until changes stabilize? functioning in turbulence.

How can I establish self- Should I force team building, People act on what they find Foster motivation for the new teams
managed teams when my OR should I respect my meaningful AND meaning is through the ongoing process of
employees are not motivated? employees’ wishes? created through action. team building.

How can I follow executive Should I implement teams Explicit executive mandates Do what I believe is best for my
mandates, when I have been exactly as told, OR should for teams AND executive teams, informing executives and
told to make my own I decide how best to call to manage own teams. working with them to ensure that
decisions? organize my employees? my teams support firm objectives.

be confirmed and thereby established as part of the by saying, “We need to talk about the conflict that
ongoing relationship. is growing in our team, and preventing you from
As sparring sessions accumulated, we became working effectively. So I need you to speak up in an
aware of a “trickle-down” pattern of mixed mes- honest, orderly and civilized manner” (logbook,
sages. The managers often described executives as November 2000). At one level the manager had
giving such messages. Yet the managers in turn sent called for an open discussion, but he also had con-
similar mixed messages to their own employees. strained the expression allowed. He did not under-
For example, executives called for managers to stand why his team reacted with silence, so we
build effective teams while ensuring productivity. explored the question, “What if your subordinates’
One manager, in response, felt that he must address honest expressions are not orderly and civilized?”
conflict within one of his teams, but he was con- Working through paradoxes of performing, most
cerned that such a discussion would become emo- often the first researcher and managers used split-
tional, time consuming, and inefficient. Struggling ting to separate tensions temporally (e.g., first fo-
with this conflict, the manager gave mixed mes- cusing on “a,” then on “b”) or spatially (e.g., half of
sages to that team. During a sparring session, he team focuses on “a,” the other half on “b”) and
explained how he began a production team meeting enable a more workable certainty. By examining
232 Academy of Management Journal April

new data and perspectives, we sought to generate team, they noted similarities within their own
a meaning that could accommodate contradic- production teams, supporting Smith and Berg’s
tions. As previous studies have suggested (e.g., premise that “group life is inherently paradoxical”
Lewis, 2000; Poole & Van de Ven, 1989), splitting (1987: 15). Lewis (2000) depicted belonging para-
helps managers view conflicting demands as doxes as tensions between self and other, noting
complementary. that groups become cohesive by valuing the indi-
Continuing the previous example, this manager viduality of their members.
felt stuck, facing the dilemma: Should we address Although mixed messages appeared to under-
the conflict (build the team) or should we get to lie paradoxes of performing, “recursive cycles”
work (increase productivity)? Viewing good mana- seemed to be the dominant communication pattern
gerial performance as now requiring both, he in the belonging paradoxes. According to Putnam
sought a link between the demands. Reframing re- (1986), recursive cycles denote a double bind in
quired moving from an either/or decision toward a which actors feel stuck in an emotional cycle of
both/and perspective. As Poole and Van de Ven social interactions. For instance, each time actors
(1989) proposed, splitting the tension aided such move toward a group, they fear losing their indi-
reframing. Using temporal separation, the manager viduality. Yet as actors reveal themselves, they risk
applied means-end logic to reframe the issue: Ad- being rejected by the group. One side of the dy-
dressing conflicts now may enable the team to namic fuels the opposite, fostering emotional paral-
eventually focus on its tasks. Using his new frame, ysis. As illustration, during individual interviews
the manager opened his next team meeting by stat- in April and May 1999, every single member of the
ing, “We need to talk about this conflict. Let’s hear focus group expressed the hope that the manage-
what you are experiencing so we can work through ment team would become a valuable setting for
it. Unless we talk about what is bothering you, we discussing managerial challenges. Yet these same
won’t be able to reach a point where we can have a managers all noted difficulty trusting the team
civilized and orderly working relation. So how do enough to start sharing their concerns. Further-
you experience the problem? (sparring session log- more, the managers avoided discussing their hesi-
book, November 2000). tancy with each other for fear it would signal dis-
Paradoxes of belonging. Working through para- trust, potentially harming team relationships.
doxes of belonging helped managers cope with Confrontation helped the managers break out of
changing relationships. Related sparring sessions recursive cycles to work through belonging para-
focused on the anxiety stemming from teams— how doxes. This finding elaborates those of previous
managers might relate to the management team and studies. For instance, Smith and Berg (1987)
to their own production teams. For example, ten- claimed that when tensions swirl around relation-
sions surfaced at the first sparring session with the ships, emotions (e.g., hope, fear) spur defensive-
management team that became our focus group. ness and the need for confrontation. Following
This session was marked by awkward periods of Vince and Broussine (1996), we noted two possibly
silence, with the most interactive conversations oc- interwoven approaches to confrontation: “collec-
curring during a coffee break. Indeed, this insight- tive reflection” and “modeling.” Collective reflec-
ful comment was made during the break: tion is an attempt to address one’s own defenses.
Such confrontation may occur most effectively
I don’t know what we are doing in teams if nobody away from the emotion-laden context and with an
ever wants to say what they are really thinking. . . .
outsider, someone who is not caught up in the
Nobody dares ask for help, including myself. . . .
emotions but is capable of empathizing with in-
Are people scared or what? We don’t know what
will be accepted, and I guess we want to know that volved actors. Individual sparring sessions enabled
first. And if nobody talks, we’ll never know, will this approach, as managers shared their concerns
we? Ha, ha. (HR facilitator notes, August 1999) with the first researcher. The second approach oc-
curred within a group. Yet rather than overtly dis-
Table 1 offers examples of belonging paradoxes cussing concerns about that group with the group,
addressed in sparring sessions. Sparring began as confrontation in this setting entailed modeling.
problems were formulated: How could managers Taking the risk of revealing themselves, actors
begin working as a team when they did not trust the model their hopes for group interactions (Vince &
team? How could managers come to trust each Broussine, 1996). For example, in a group sparring
other if not by sharing common experiences? How session, a manager finally spoke up, saying: “In my
could they become part of the team, while preserv- department I am struggling with issues of. . . . I’m
ing their independence? As managers became sure that I am not the only one having these prob-
aware of such challenges within the management lems” (logbook, October 1999).
2008 Lüscher and Lewis 233

Managers also seemed more comfortable con- follow the expanding set of executive mandates
fronting belonging paradoxes when they focused regarding teams when one mandate was for manag-
on tensions in their production teams, rather than ers to manage their own teams. As one manager
in the management team. This focus diverted atten- stated:
tion from the managers themselves toward their
subordinates’ defenses. For instance, in a group It is interesting what is happening in the organiza-
sparring session, a manager questioned how to in- tion right now. I just think that managers have a
hard time making sense of this. Nobody can work
volve his employees in team meetings when they
efficiently when there is so much turbulence. We
remained quiet (logbook, January 2000). He noted seem to be waiting for the organizational changes to
that he usually responded by doing all of the talk- stop so we can get to work. . . . But we are also
ing, reconstructing past, hierarchical dynamics as supposed to be implementing the changes (logbook,
meetings became manager lectures rather than team group sparring session, September 2000).
discussions. Through collective reflection, manag-
ers examined the tension between subordinates’ We came to view “systemic contradictions,” or
desires to be involved and fears of being vulnera- communication patterns entrenched deep within
ble. During sparring, we formulated a paradox of organizational processes, practices, and structures
managers’ needing to engage to disengage. The (Putnam, 1986), as underlying paradoxes of orga-
manager who initiated this discussion summa- nizing. For instance, as changes began, executives
rized: “I think I may need to just show them by stressed how they valued managers who take ini-
revealing myself, and see if someone follows.” If he tiative, are creative, and demonstrate diverse capa-
modeled the desired behavior— engaging in team bilities. Yet, as one manager explained (logbook,
interactions— others might confront their conflict- sparring session, October 2000), rewarded manag-
ing emotions and experiment with ways to partic- ers tended to have a very uniform profile. In his
ipate. By then gradually disengaging, the manager concluding interview, the CEO confirmed this con-
could allow the team to take the initiative. tradiction, stating: “I tell my managers that I do not
Paradoxes of organizing. Studies suggest that want them to question firm goals and strategies all
the very process of organizing spurs paradox (e.g., the time. They have to be able to convey common
Smith & Berg, 1987; Weick, 1995). Lewis (2000) aims and stick to the plan.” Yet later, he said: “The
described paradoxes of organizing, especially prev- managers around me all know that they are obli-
alent in periods of changes, as stemming from con- gated to question routine practice and engage in
flicts between old and new. Likewise, Putnam dialogues to improve praxis all the time. They must
(1986) described the clash between changing organ- be willing to take personal risks and constantly
izational objectives as paradoxical: organizations reflect on whether practice could be improved”
tend to solve problems fostered by the constraints (transcript, August 2001). Such statements reflect
of one objective by introducing a new objective. Yet ingrained, but conflicting, norms, as successful
the new organizational objective may be just as managers were described as both compliant and
constraining, albeit in new ways, thereby com- independent.
pounding issues. Similarly, the existing culture Paradoxes related to the change process, and
and structure reflect and inhibit behaviors aimed at thus to the ongoing process of organizing, ap-
their change (Poole & Van de Ven, 1989). peared to become paralyzing when middle man-
Compared to paradoxes of performing and be- agers blamed executives for the tensions. During
longing, paradoxes of organizing operate at a more review sessions, we speculated that top manage-
macro level. At Lego, triangulation over managerial ment may attempt to deny paradoxical features
sparring sessions, external observations, and varied of changes, sending clear, one-dimensional
focal issues helped accentuate these differences. As messages in hopes of helping lower managers
possible patterns were examined with the focus comprehend complicated issues. The result,
group, organizing paradoxes became identified by however, is a vicious cycle. Middle managers
managers’ articulating tensions embedded within eventually note conflicts among accumulating
the changing system, rather than tensions within mandates and feel a sense of stuckness. Striving to
their own roles (performing paradoxes) or among maintain stability and create change, executives
their relationships and teams (belonging para- accentuate systemic contradictions.
doxes). Exemplified in Table 1, organizing para- Working through organizing paradoxes seemed
doxes included managers’ examining such prob- to require acceptance via both/and approaches to
lems as how to implement teams when the very paradox (Lewis, 2000). In common use, acceptance
purpose of teams was still emerging within the may imply submission, surrender, or avoidance.
organization. Likewise, they asked how they could Yet, in the context of paradox, acceptance denotes
234 Academy of Management Journal April

a new understanding of inconsistencies, conflict, DISCUSSION


and ambiguity as natural working conditions
Paradox became central to the process and focus
(Poole & Van de Ven, 1989). Such awareness was
of our study of organizational change and manage-
empowering, reducing tendencies to blame execu-
rial sensemaking. In hindsight, this is not surpris-
tives and shifting responsibility to the managers to
ing. “When environments are complex and chang-
find means of living with tensions. For example, at
ing, conditions are ripe for the experience of
a management group sparring session (logbook,
contradiction, incongruity, and incoherence and
September 2000), the managers decided to explore
the recognition of paradox and ambiguity within
the questions, What expectations do we have of
organizations” (Hatch & Ehrlich, 1993: 505–506).
our director? and How do we expect to be man-
According to Lewis, change surfaces “contradictory
aged? Sharing their hopes for their team and its
yet interrelated elements— elements that seem log-
management, they raised the dilemma of needing
ical in isolation but absurd and irrational when
the director to make a common agenda for team
appearing simultaneously” (2000: 760). In turn,
meetings, but also wanting him to address their
such awareness spurs sensemaking, as actors seek a
different needs. Ensuing debate revolved around
more orderly understanding. This was the case at
how the director could know what would be per-
Lego. Middle managers felt paralyzed, struggling to
ceived as “common” and how he could deter-
comprehend the restructuring and its impact on
mine what each manager needed. Eventually the
their roles, relationships, and organization.
team noted that the two poles were linked: high-
In line with what others have proposed (e.g.,
performing, unified teams simultaneously meet
Cameron & Quinn, 1988; Poole & Van de Ven,
diverse, individual needs. Once both polarities of
1989), we found that shifting the notion of paradox
the paradox were accepted, the managers agreed
from a label to a lens aids sensemaking. Paradox
that they should provide their director with more
may then serve as a means for managers and re-
information prior to team meetings, helping him
searchers to consider other perspectives, alter their
set an agenda that worked for both the team and
assumptions, and explore issues in fundamentally
its members.
different ways (DeCock & Rickards, 1996). As
At the final review session with the focus group
Wendt explained, “The wisdom extracted from or-
in September 2001, according to both the logbook
ganizational paradoxes can change how we think
and the HR facilitator notes, one manager noted
more than what we think” (1998: 361). Indeed,
a distinction of organizing paradoxes. He com-
comprehending paradox helped the Lego managers
mented that sparring had helped them work
move beyond a search for simple, logical solutions
through many of their role and relationship chal-
to intricate, messy issues. Through intervention
lenges but also said that it seemed that managers
and reflection, we constructed more meaningful
were becoming more, rather than less, frustrated
and actionable understandings. We now discuss
with the changing organization. Other members
these contributions, as well as the limitations and
agreed, noting that executive mandates were still
implications of the study.
ambiguous. The conversation evolved into a
lengthy debate over whether the ambiguity was a
consequence of poor communications, or part of
the change process itself. In time, the group came to Contributions
describe executives’ messages as necessarily re-
flecting broader organizational tensions. As Poole In line with Reason (1993), our action research
and Van de Ven (1989) proposed, acceptance resulted in both process and discrete products.
proved vital in this case, enabling a degree of com- Contributing a process of working through paradox,
fort with contradictions ingrained in the organizing our collaborative approach extends theories of
process. Such recognition helped tap the positive sensemaking and change (e.g., Bartunek, 1983; Isa-
potential for tensions to trigger both/and ap- bella, 1990; Labianca et al., 2000; Maitlis, 2005).
proaches and ongoing adjustment. Yet acceptance “Working through” does not imply eliminating or
also seemed precarious. Despite consensus that or- resolving paradox, but constructing a more work-
ganizing paradoxes were inherent in change, a few able certainty that enables change. Through our
managers still harbored desires for resolution. action research, sparring developed into a form of
Their parting comments exposed lingering hope “paradoxical inquiry,” a term coined to highlight
that executives would eventually make mandates the concept’s similarities and differences with dia-
simple, clear, and unequivocal. lectical inquiry (cf. Schweiger, Sandberg, & Rech-
2008 Lüscher and Lewis 235

ner, 1989).2 Like dialectical inquiry, sparring offers adoxical, changing roles. Similarly, Balogun and
a systematic means of enhancing collaborative in- Johnson (2004) stressed the importance of middle
teractions. Yet their goals and approaches differ. managers’ interactions to reframing. They ex-
The aim of dialectical inquiry is to improve deci- plained that as firms move toward more decentral-
sion quality by purposefully infusing tensions into ized structures, the actions, language, and shared
group dynamics, then seeking resolution by syn- experiences of peers have a direct effect on mana-
thesizing divergent alternatives. In contrast, par- gerial sensemaking (2004: 524). Our study builds
adoxical inquiry moves sensemaking toward an from these insights by recognizing the potential for
understanding that accommodates, rather than action research to facilitate collaboration. Sparring
eliminates, persistent tensions. Illustrated in Figure sessions provided a space for managers to explore
1, paradoxical inquiry leverages interventive ques- their tensions and critique their current frames.
tioning to help managers transition through sense- In practice, paradoxical inquiry may serve as a
making stages. Participants gradually surfaced, systematic means of helping managers cope with
tested, and expanded simplistic, either/or frames ubiquitous paradox. Organizational change places
to think more paradoxically. A facilitator and col- a premium on such sensemaking support. As Mc-
laboration seemed key ingredients in sparring Kinley and Scherer (2000) explained, the cognitive
sessions. disorder created by change can debilitate, frustrate,
An external facilitator may be vital to paradoxi- and even paralyze middle managers. Developing
cal inquiry. An ideal facilitator supports the sense- and repeatedly applying this process at Lego, the
making process from a viewpoint unencumbered production managers experienced how working
by daily managerial responsibilities. In our case, through paradox could help them enact a more
the first author played this part, guiding sparring workable certainty—a negotiated understanding,
sessions by utilizing varied forms of questioning to sometimes even more complex than the former un-
enable transitions between phases. Argyris (1993) derstanding, but eventually more meaningful and
also stressed the facilitator role. By provoking dis- actionable.
cussions that disrupt ingrained modes of thinking, The second area of contribution involves our dis-
a facilitator may help actors break out of single- crete research products. The substantive categories
loop learning into double-loop reframing, particu- resulting from our work exemplify how a paradox
larly during major organizational change. Westen- lens helped shed new light on managerial chal-
holz (1993), for example, used action research lenges of organizational change. We came to view
interventions to fuel debates that helped expose the managers’ issues in terms of three paradoxes,
conflicting demands and encourage a paradox per- each with a prominent communication pattern and
spective. In their study of TQM adoption, De Cock coping strategy. By illustrating and elaborating par-
and Rickards (1996) identified paradoxical themes adoxes of organizing (Lewis, 2000) and belonging
through interviews and then presented those (Lewis, 2000; Smith, & Berg, 1987) and by introduc-
themes to managers in group feedback sessions. ing paradoxes of performing, our research demon-
Like Westenholz’s work and our study, their study strates the importance of managers’ understanding
showed that paradox energized reflection, offering varied forms of paradox. Stepping back to examine
a “counterweight to the unreflective discourse sur- these products, we propose that more intricate
rounding the management of change” (1996: 248). links exist among the paradoxes. Figure 2 illus-
Yet unlike these studies, our action research also trates the proposed relationships. Such links fur-
produced a specific process that became a valued ther strain sensemaking, as seemingly distinct, al-
tool for helping the managers work through para- beit difficult, issues are further complicated by
doxes of organizational change. their interplay.
The significance of collaboration in paradoxical This action research extends understandings of
inquiry extends research that depicts managerial interconnections among paradoxes. In her work on
frames as shifting through social interaction (e.g., communicative patterns of paradox, Putnam (1986)
Isabella, 1990; Maitlis, 2005). For example, Hatch posited a linear, upward flow from mixed messages
and Ehrlich (1993) examined how a management sent at the individual level toward systemic contra-
team juxtaposed contradictory and equivocal mes- dictions entrenched within a firm. In essence, ten-
sages in meetings. Using irony and humor helped sions bubble up. Mixed messages often become
managers work together to make sense of their par- stable patterns, fostering recursive cycles within
groups as they become undiscussable and emotion-
laden elements of daily life (Argyris, 1993). Even-
2
Special thanks to the reviewer who suggested this tually such communicative patterns become inde-
language and comparison. pendent of actors, embedded within the system
236 Academy of Management Journal April

FIGURE 2
Managerial Challenges of Organizational Change Viewed through a Paradox Lens

itself. As illustrated in Figure 2 with the arrows Splitting exposes alternative perspectives that may
pointing in both directions, our study suggests aid confrontation, while acceptance reduces defen-
more reciprocal interplay among paradoxes. Living siveness to facilitate splitting, and social confron-
with systemic contradictions, actors may come to tation may fuel exploration of undiscussable is-
send mixed messages or fuel recursive cycles. For sues and foster more collaborative and productive
instance, the organizing paradox of needing both sensemaking.
stability and change is reflected in conflicting man- Lüscher, Lewis, and Ingram (2006) complements
dates for managers to increase productivity and these findings, focusing on the social construction
build their teams. In this case, performing para- of paradoxes. That work examines the communica-
doxes may mirror systemic contradictions as man- tive patterns identified by the action research
agers communicate mixed messages of needing to reported here and related paradox studies. As
resolve team conflicts but also use team time effi- they noted, “Identifying links between paradoxes
ciently. Likewise, systemic contradictions may and communication suggests discursive processes
spur recursive cycles. For example, conflicting or- through which actors seek to make sense of change,
ganizational demands for top-down and bottom-up but that often foster anxiety and paralysis”
management may challenge managers to engage (Lüscher et al., 2006: 492).
and disengage in their teams’ efforts.
Interwoven communication patterns, in turn, im-
Limitations
ply the potential for coping strategies to reinforce
each other. Paradoxes of performing, for example, The limitations of this work stem from the nature
are related to actors’ self-understanding. Splitting of action research as well as from our particular
may enable reframing by reducing cognitive con- approach. By scrutinizing the boundary conditions
flict between seemingly competing roles, expecta- of this study, we now address limits to its impact
tions, and demands. Likewise, emotional tensions and generalizability.
that pervade paradoxes of belonging may benefit The impact of this research on the managers and
from more social confrontation through collective on the Lego Company was limited by its design.
reflection and modeling. In turn, viewing paradox Our goals were solely supporting managerial sense-
as a natural feature of intricate and dynamic sys- making and building related theory. As the approv-
tems suggests that paradoxes of organizing benefit ing executive understood, we did not seek to
from acceptance. Yet ongoing paradox management enhance performance or implement change man-
may require all of the above, as coping with one dates. Rather, helping middle managers construct a
paradox may enable coping with related paradoxes. more workable certainty was seen as a necessary
2008 Lüscher and Lewis 237

foundation for future efforts. When we arrived, the implementation and ongoing performance. Re-
managers felt nearly paralyzed by complexity, am- search supports this claim broadly (e.g., Davis et
biguity, and equivocality. Upon our leaving, they al., 1997; Weick, 1995). Balogun and Johnson found
expressed new comfort in their paradoxical de- that middle managers create change, determining
mands. Yet the lasting value of these results is its outcomes “through their social processes of in-
unknown. teraction and the meanings they develop as a re-
Whether a paradox lens and paradoxical inquiry sult” (2004: 546). Similarly, Labianca and col-
can or should be retained is a provocative question. leagues (2000) identified a strong link between
Calls to institutionalize paradoxical thinking have managers’ sensemaking and their commitment— or
been heard since Peters and Waterman (1982) and resistance—to change. Yet specific behavioral and
issued by OD texts (e.g., Bolman & Deal, 1991; organizational effects of paradoxical inquiry re-
Collins & Porras, 2002). Indeed, at the end of our main in question. During this action research, the
study, the focus group managers stated that they managers reported back on the benefits of their
looked forward to integrating “self-managed spar- altered frames. For example, reframing the per-
ring sessions” into their routines, hoping to work forming paradox of needing to build his team and
through paradox on an ongoing basis. Yet as West- focus on productivity, a manager found that setting
enholz (1993) argued, paradox frames are precari- aside time to deal with team conflicts enabled
ous. Actors are tempted continuously into old sche- members to be more efficient in their work. Yet
mata as tensions persist. Paradoxical inquiry may whether such responses to paradoxes continued
be more effective when it is used periodically—to and how they affected larger structural changes is
reexamine taken-for-granted frames or in times of unknown. For example, if productivity pressures
change—and when it is led by an external facilita- intensified, would the manager reduce “team-
tor. That said, some managers may be particularly building time” in favor of keeping his subordinates
capable of internalizing a paradox lens. Previous on the production line? Such questions call for
research suggests that managers should develop more longitudinal and targeted research.
paradoxical capabilities (e.g., Cameron & Quinn, Questions of generalizability also arise, as action
1988; Lewis, 2000), but might some personalities be research is necessarily situated. Our research ap-
more amenable than others? For instance, Leana proach, setting, and findings are necessarily inter-
and Barry (2000) proposed that tolerance for ambi- woven. Indeed, we fully assume that the types of
guity and openness to experience might help man- paradoxes and effectiveness of paradoxical inquiry
agers to better cope with tensions sparked by will vary over settings and studies, but we hope
change. that our research can serve as a guide. Two factors,
Furthermore, not all issues are paradoxical and, in particular, may influence the worth of this guide:
therefore, appropriate for paradoxical inquiry. For idiosyncrasies of Lego and our focus on middle
instance, a technical problem, no matter how managers.
messy, may demand a solution, and some dilem- First, Lego provided an excellent but possibly
mas require an either/or trade-off, despite each op- exceptional setting for studying change and mana-
tion having its downsides. In such cases, more tra- gerial sensemaking. Like countless other corpora-
ditional logical problem solving may be the fitting tions, Lego faced disruptive environmental shifts,
and efficient approach (Ackoff, 1978). In contrast, responding with dramatic restructuring. Further-
paradox denotes tensions that are tightly interwo- more, the paradoxical tensions identified by the
ven and persistent. Paradoxical inquiry may fit in- production managers mirror those found in other
stances of managers feeling stuck (Smith & Berg, studies (e.g., Ford & Backoff, 1988; Lewis, 2000;
1987), in that that are unable to reach a solution or Smith & Berg, 1987; Warglien & Masuch, 1996). Yet
make a trade-off because divergent approaches trig- the interest of Lego’s executives in sensemaking
ger the need for their opposite. In these cases, fa- may not be common in corporations. In particular,
cilitated collaborative sparring may help managers the director who approved our study stressed his
break out of well-worn sensemaking paths to ex- desire to support managerial sensemaking, rather
plore an issue in a new light. We encourage fu- than to speed change implementation or perfor-
ture research to further delineate uses for para- mance improvements. Regardless, we look to future
doxical inquiry and characteristics conducive to research to apply paradoxical inquiry, enabling
a paradox lens. comparisons among varied organizational settings.
The long-term impact of this action research is A second generalizability issue revolves around
also unclear. This study was enabled by the re- our focus on middle managers. This action research
searchers’ and Lego executives’ belief that manage- offers insights into the sensemaking of this vital,
rial sensemaking is a critical foundation for change and often overlooked, group of change agents. Yet
238 Academy of Management Journal April

executives remain critical. We encourage investiga- izational actors want to learn how to do something
tions of whether a paradox lens and paradoxical differently. They want researchers to tell them
inquiry might support more strategic sensemaking. what to do. In contrast, applying paradoxical in-
Such studies may elaborate existing understand- quiry, the researcher serves to encourage explora-
ings of the value and challenges of paradoxical tion of new modes of thinking, alternative perspec-
leadership, building from the early works of Cam- tives, and varied means of framing reality that may
eron and Quinn (1988). Similarly, organizations facilitate action.
may be more effective when managers at different Indeed, this action research became a collabora-
levels levels share similar paradoxical understand- tive process of sensemaking. Together with the
ings. Handy suggested that discrepancies between managers, we worked through paradoxes of per-
top and middle management views can challenge forming, belonging, and organizing. Our experience
both sides: “Living with paradox is like riding a confirms Eisenhardt’s (2000) claim that by explor-
seesaw. If you know how the process works, and if ing paradox, managers and researchers open oppor-
the person at the other end also knows, then the tunities for understandings more in tune with the
ride can be exhilarating. If, however, your opposite inconsistencies, contradictions, and absurdities of
number does not understand, or willfully upsets their dynamic setting. Applying a paradox lens dis-
the pattern, you can receive a very uncomfortable rupts existing frames—frames that contained per-
and unexpected shock” (1994: 48). ceptions within current belief systems. As change
intensifies complexity, ambiguity, and equivocal-
ity, and tensions become increasingly pervasive in
Implications
daily life, the ability to comprehend paradox is
We hope that this work provides an exemplar for emerging as a critical managerial, as well as re-
the study of organizational paradoxes and the prac- search, skill (Handy, 1994). Yet just as labeling
tice of action research. Yet our collaborative ap- paradox may do little to support managerial sense-
proach offers both opportunities and challenges for making, the same is likely true for researchers
researchers. On the one hand, our methods enabled (Lewis, 2000; Wendt, 1998). Poole and Van de Ven
remarkable access to the sensemaking process. (1989) encouraged researchers to actively use a par-
Sensemaking is a social activity, originating in the adox lens to help break out of oversimplified, often
relations between organizational actors and extend- polarized concepts and models and fuel more cre-
ing to the unique relationship between researcher ative theory building. Yet exploring paradox is par-
and researched. Sparring sessions enabled us to adoxical. We certainly experienced this at Lego as
help managers surface and question their existing our growing comfort with a paradox lens both chal-
frames. Review sessions complemented these ef- lenged and energized our thinking.
forts, expanding sparring insights by engaging a In conclusion, we call attention to the double
team of managers in reflective data analysis and meaning of “working through paradox.”3 A para-
induction. dox lens enabled sensemaking, and paradoxical in-
Collaborative action research, however, stands in quiry guided our collaborative journey. Yet this
stark contrast to methods that pose researchers as journey did not end with resolution. Our action
objective and neutral, or that treat researcher influ- research helped reduce managers’ anxieties about
ence as a bias or unintended effect. Indeed, our stuckness and paralysis. The paradoxes did not,
approach requires a degree of flexibility and in- however, disappear. Rather, we became increas-
volvement foreign—and potentially anxiety-pro- ingly convinced that our findings were a modest
voking—to many trained researchers. The research beginning, as awareness of paradoxes and their in-
process is rendered more visible and reliable, how- teractions with sensemaking and change compli-
ever, through a disciplined account of managers’ cated our very understandings of managing. For
and researchers’ roles in constructing shared un- employing a paradox perspective in the tradition-
derstandings. Researchers must remain highly crit- ally problem-solving cultures of organizations and
ical of their own perceptions. In this case of sense- academia takes courage. Although an individual
making and paradox, we became acutely aware of manager or researcher may recognize paradox and
temptations to revert to a linear, problem-solving try to work through it, others’ perceptions may
mode. As frustrations rise, both managers and re- vary. For instance, the manager who approaches
searchers may push for clean, concise answers. The intricate matters paradoxically may be perceived as
temptation is often great (who doesn’t hold an
opinion about “what ought to be done here”?). As
interventionists, action researchers are judged on 3
We appreciate the reviewer comment that noted this
their ability to help enact change. Likewise, organ- double meaning.
2008 Lüscher and Lewis 239

inconsistent and unclear by subordinates. Yet if Eisenhardt, K. M. 2000. Paradox, spirals, ambivalence:
that manager continues approaching tensions from The new language of change and pluralism. Acad-
an either/or stance, he or she may be unable to emy of Management Review, 25: 703–705.
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offers a panacea. There is no way out! Rather, a with strategic type: A research note. Strategic Man-
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