SHRI GURU GOBIND SINGHJI INSTITUTE OF ENGG & TECHNOLOGY

DEPARTMENT OF PRODUCTION ENGINEERING

SUBJECT:MECHANICAL WORKING OF METALS EXPERIMENT NO: 3

AIM: STUDY OF FORGING EQUIPMENT

AIM: Study of forging equipment.
OBJECTIVES:
Forging is the metalworking processes, in which the material is deformed to the various required shape and
size. The various parts produced by this processes varies from automotive applications to the various structural
parts in different structures like bridges, etc. After completing the experiment, the students will be able to:
1. Classify and understand different Forging Equipment’s.

THEORY:
1) FORGING EQUIPMENTS:
a) FORGING:
Forging is the Oldest of the metal forming operations. It is a Deformation process in which work is
compressed between two dies. The basic metals industries use forging to establish basic shape of large parts that
are subsequently machined to final geometry and size.Forging is a manufacturing process involving the shaping
of metal using localized compressive forces. Forging is often classified according to the temperature at which it is
performed: "cold", "warm", or "hot" forging. Forged parts can range in weight from less than a kilogram to 580
metric tons. Forged parts usually require further processing to achieve a finished part.Most forging operations are
carried out hot, although certain metals may be cold-forged.
Forging can produce a piece that is stronger than an equivalent cast or machined part. As the metal is
shaped during the forging process, its internal grain deforms to follow the general shape of the part. As a result,
the grain is continuous throughout the part, giving rise to a piece with improved strength characteristics. Other
advantages include less noise, heat and vibration. It also produces a distinctly different flow pattern.The different
Products of forging are engine crankshafts, connecting rods, gears, aircraft structural components, jet engine
turbine parts, etc. Depending upon the application of the forging operation and the required temperature of the
operation, the forging can be grouped into two categories:
i) Hot Forging.
ii) Cold Forging.
 i) HOT FORGING:
The hot-forging is the operation of forging product or components above the recrystallization
temperature for that product. The hot forging results in a reduction in strength and increase in ductility of work
metal, due to refining of the grains of the material. The main reason behind the use of hot-forging is the
capability for substantial plastic deformation of the metal is far more than as possible with cold working. The
other reasons that favours the application of hot-forging are:
 Strength coefficient is substantially less than at room temperature.
 Strain hardening exponent is zero (theoretically).
 Ductility is significantly increased.
The various advantages of hot forging are as follows:
1. Lower forces and power requirement than cold working.
2. More intricate work geometries are possible to process.
3. Need for annealing may be reduced or eliminated.
In spite of the various advantages, there are also some disadvantages associated with the hot forging,
as follows:
1. Lower dimensional accuracy.
2. Higher total energy required (due to the thermal energy to heat the workpiece).
3. Work surface oxidation (scale), resulting in a poorer surface finish.
4. Shorter tool life.

ii) COLD FORGING:

The cold-forging is the operation of forging product or components at the room temperature or above
the room temperature, but far below than the recrystallization temperature of the product. The cold forging
results in an increase in strength and reduction in ductility of work metal.The various advantages of cold forging
are as follows:
1. Higher dimensional accuracy
2. Lower total energy required.
3. There is no work surface oxidation or scale, resulting in high surface finish
4. There is a longer tool life.
The various disadvantages of cold forging are as follows:
1. It requires larger forces and power than hot forging.
2. The cold forging cannot be used for complex and intricate shape work parts.
3. There is a need of annealing or any other stress relieving process after cold-forging, in order to
relieve stresses in the component, which are induced due to cold-forging.
 b) TYPES OF FORGING:
i) OPEN-DIE FORGING:
Open-die forging is carried out between flat dies or dies of very simple shape. The process is used for
mostly large objects or when the number of parts produced is small. Open-die forging is often used to preform the
work piece for closed-die forging.Open die forging involves the shaping of heated metal parts between a top die
attached to a ram and a bottom die attached to a hammer anvil or press bed. Metal parts are worked above their
recrystallization temperatures-ranging from 1900°F to 2400°F for steel-and gradually shaped into the desired
configuration through the skill-full hammering or pressing of the work piece.
Although the open die forging process is often associated with larger, simpler-shaped parts such as bars,
blanks, rings, hollows or spindles, in fact it can be considered the ultimate option in "custom-designed" metal
components. High-strength, long-life parts optimized in terms of both mechanical properties and structural
integrity are today produced in sizes that range from a few pounds to hundreds of tons in weight. In addition,
advanced forge shops now offer shapes that were never before thought capable of being produced by the open die
forging process.

FIG.1. OPEN-DIE FORGING

ii) CLOSED DIE FORGING:
The work piece is deformed between two die halves which carry the impressions of the desired final
shape. The work piece is deformed under high pressure in a closed cavity. The process provide precision forging
with close dimensional tolerance.
Impression or closed die forging confines the metal in dies, open die forging is distinguished by the fact
that the metal is never completely confined or restrained in the dies. Most open die forgings are produced on flat
dies. However, round swaging dies, V-dies, mandrels, pins and loose tools are also used depending on the
desired part configuration and its size.Closed die forging is expensive than open-die forging.
 FIG.2. CLOSED DIE FORGING
iii) IMPRESSION-DIE FORGING:
In impression-die forging, the work piece acquires the shape of the die-cavities or impression, while
being forged between two shaped dies. Also, there are some materials that flows outwards and forms a flash. The
flash plays significant role in the flow of material in impression-die forging. The thin flash cools rapidly and
because of its frictional resistance, it subjects the material in the die cavity to high pressures, thereby
encouraging the filling of the die cavity. The blank to be forged is prepared by different means, such as, Cutting
or cropping from an extruded or drawn bar stock, Powder metallurgy. Casting, Preform blank in a prior forging
operation.

FIG.3. IMPRESSION-DIE FORGING

As shown in the figure, the blank is placed on the lower die and the upper die begins to descend, the
blank’s shape gradually changes, followed by the creation of the flash between the die cavities.One variation of
impression-die forging is called flashless forging, or true closed-die forging. In this type of forging, the die
cavities are completely closed, which keeps the workpiece from forming flash. The majoradvantage to this
process is that less metal is lost to flash. Flash can account for 20 to 45% of the startingmaterial. The
disadvantages of this process include additional cost due to a more complex die design and theneed for better
lubrication and workpiece placement.
 iv) UPSET FORGING:
Forging of the ring and rod types with all kinds of heads and shoulders, such as bolts, nuts, washers,
collars, pinion gear blanks, etc. can be conveniently produced by the upset forging. The upset forging increases
the diameter of the work piece by compressing its length. Based on number of pieces produced, this is the most
widely used forging process. A example of parts produced by using the upset forging process are engine valves,
couplings, bolts, screws, and other fasteners.

.
FIG.4. UPSET FORGING
Upset forging is usually done in special high-speed machines, i.e. crank presses, but upsetting can also
be done in a vertical crank press or a hydraulic press. The machines are usually set up to work in horizontal
plane, to facilitate quick exchange of work pieces from one station to the next. The standard upsetting machine
employs split dies that contain multiple cavities. The dies open enough to allow the work piece to move from
one cavity to the next, the dies then close and the heading tool or ram, then moves longitudinally against the bar,
upsetting it into the cavity. If all of the cavities are utilized on every cycle, then a finished part will be produced
with every cycle, which makes this process advantageous for mass production.
The various rules that must be followed when designing parts to be upset forged are as follows:
1. The length of unsupported metal that can be upset in one blow without injurious buckling should
belimited to three times the diameter of the bar.
2. Lengths of stock greater than three times the diameter may be upset successfully, provided that
thediameter of the upset is not more than 1.5 times the diameter of the stock.
3. In an upset requiring stock length greater than three times the diameter of the stock, and where
thediameter of the cavity is not more than 1.5 times the diameter of the stock, the length of
unsupportedmetal beyond the face of the die must not exceed the diameter of the bar.
 v) PRESS FORGING:
Press forging works by slowly applying a continuous pressure or force, which differs from the near-
instantaneous impact of drop-hammer forging. The amount of time the dies are in contact with theworkpiece is
measured in seconds (as compared to the milliseconds of drop-hammer forges). The press forging operation
can be done either cold or hot.The main advantage of press forging, as compared to drop-hammer forging, is
its ability to deform the completeworkpiece. Drop-hammer forging usually only deforms the surfaces of the
workpiece in contact with thehammer and anvil; the interior of the workpiece will stay relatively undeformed.
Another advantage to theprocess includes the knowledge of the new part's strain rate. We specifically know
what kind of strain can beput on the part, because the compression rate of the press forging operation is
controlled.

FIG.5. PRESS FORGING

There are a few disadvantages to this process, most stemming from the workpiece being in contact with
the dies for such an extended period of time. The operation is a time-consuming process due to the amount and
length ofsteps. The workpiece will cool faster because the dies are in contact with workpiece; the dies
facilitatedrastically more heat transfer than the surrounding atmosphere. As the workpiece cools it becomes
stronger andless ductile, which may induce cracking if deformation continues. Therefore heated dies are
usually used toreduce heat loss, promote surface flow, and enable the production of finer details and closer
tolerances. Thework piece may also need to be reheated.
When done in high productivity, press forging is more economical than hammer forging. The operation
alsocreates closer tolerances. In hammer forging a lot of the work is absorbed by the machinery, when in press-
forging, the greater percentage of work is used in the work piece. Another advantage is that the operation can
beused to create any size part because there is no limit to the size of the press forging machine. By the
 constraint ofoxidation to the outer layers of the part, reduced levels of micro-cracking occur in the finished
part.Press forging can be used to perform all types of forging, including open-die and impression-die
forging.Impression-die press forging usually requires less draft than drop forging and has better dimensional
accuracy. Also, press forgings can often be done in one closing of the dies, allowing for easy automation.

c) FORGING EQUIPMENTS:
The most common type of forging equipment is the hammer and anvil. The choice of forging equipment
depends on a number of factors, including part size and complexity, material, and the quality of the parts to be
produced. Hammers are often preferred for small to medium batches because of quicker tool.
This forging equipment can be divided into two basic types:
i. WORK-RESTRICTED MACHINES:
In work-restricted machines the amount of deformation that can be achieved during each stroke or blow
of the machine is limited by the energy or maximum force available. If the energy or force capacity is less than is
required to deform the part, then more than one stroke or blow is needed. Machines that fall into this category are
hammers, friction screw presses, and hydraulic presses.
1. HAMMERS:
Hammers are the most common types of machine used. They are often preferred for small to
medium batches because of quicker tool setups and lower overheads. They are also used for elongated and
branch-type forgings because die areas can be provided for the larger number of preform dies required for such
shapes. The various types of hammers used are as follows:
a. GRAVITY DROP HAMMERS:
Gravity drop hammers are the oldest type of forging equipment available. The principle of
operation is that the moving die block is raised by a lifting mechanism and then released, so that it falls onto the
fixed die attached to the anvil. The amount of deformation that can be carried out is determined by the potential
energy of the moving die block at its maximum height. This potential energy is converted into kinetic energy as
the die block falls and is then dissipated in deformation of the work piece. Various lifting mechanisms are used,
including frictional means with boards, band brakes or belts, or a lifting cylinder employing steam, compressed
air, or hydraulic fluid, as shown in figure These machines are available in a range of blow energies from 0.6kN-
m (60kg-m) to 400 kN-m (40,000 kg-m).
 FIG.4. DIFFERENT TYPES OF DROP HAMMERS

b. DOUBLE ACTING OR POWER HAMMERS:

These machines are similar to gravity hammers in that a lifting cylinder raises the moving tup,
but power is also applied to the downward-moving tup to increase the energy capacity. Energy ratings for similar
tup weights are considerably more than for gravity hammers, and the die closing speeds are higher also. Power
comes from double-acting steam, compressed air, or hydraulic cylinders. Double-acting hammers are
manufactured in a range of energy ratings from 3 kN-m (300 kg-m) to 825 kN-m (82,500 kg-m).

c. VERTICAL COUNTERBLOW HAMMERS:

In these machines two tups with nearly equal masses are driven by double-acting cylinders
toward each other and impact in the center of the machine. More energy is dissipated in the work piece than in
the foundations and subsoil compared to single-acting hammers. Very high energy capacities are available in the
largest machines, with ranges from 30 kN-m (3 0,000 kg-m) to 2000 kN-m (200,000 kg-m).

d. HORIZONTAL COUNTERBLOW HAMMERS:

These machines are also called impacters and two rams are actuated by double acting cylinders.
Heated stock is positioned vertically between the dies by an automatic transfer mechanism. Energy ranges from
4 kN-m (400 kg-m) to 54 kN-m (5400 kg-m) are typical.
 FIG.5. COUNTERBLOW HAMMERS

2. SCREW PRESSES:
In screw presses, the upper ram and die are connected to a large vertical screw that can be rotated
by a flywheel, so that the ram can move up and down relative to the fixed die in the bed of the machine. The ram
has a limited amount of energy for each stroke, thus multiple blows are usually employed similar to hammers.
Screw presses are available in ratings from 0.63 MN to 63 MN (63-6300 tons).

FIG.6. SCREW PRESS

 3. HYDRAULIC PRESSES:
Hydraulic presses are available in a wide range of sizes up to the largest at 50,000 tons or more
capacity. The moving die is attached to a ram actuated by a large hydraulic cylinder (Fig. 14.18d). Various
strokes, forces, and closing speeds can be obtained on hydraulic presses. In some cases hydraulic presses are
fitted with auxiliary horizontally moving rams, and these enable side depressions to be forged into some parts,
although this is not done to a great extent.

FIG.7. HYDRAULIC PRESS

ii. STROKE RESTRICTED MACHINES:
In stroke-restricted machines the amount of deformation that can be done is fixed by the stroke of the
machine. If sufficient force or energy to carry out the operation is not available, then the machine will stall and a
larger machine should be used. Mechanical presses fall into this category, as a crank or eccentric determines the
amount of ram movement.
1. MECHANICAL PRESSES:
Mechanical presses belong to a class of machine tools that encompass a wide range of
different machine types. Primarily, the mechanical press transforms the rotational force of a motor into a
translational force vector that performs the pressing action. Therefore, the energy in a mechanical press comes
from the motor. These types of presses are generally faster than hydraulic or screw presses, (actually the screw
press may also be classified as a mechanical press). Unlike some presses, in a mechanical press, the application
of force varies in both speed and magnitude throughout the distance of the stroke. When performing a
manufacturing operation using a mechanical press, the correct range of the stroke is essential.
In mechanical presses, a crank, knuckle joint, scotch yoke, or moving-wedge mechanism is
used to apply a vertical squeezing motion between the upper moving die and a lower fixed die, as shown in fig.
 FIG.8. CRANK PRESS FIG.9. KNUCKLE JOINT PRESS

FIG.10. ECCENTRIC PRESS FIG.11. RACK & PINION PRESS

vi) FORGING DEFECTS:
The different types of defects, occurring in the forging operations are as follows:
 Incomplete die filling.
 Die misalignment.
 Forging laps.
 Incomplete forging penetration- should forge on the press.
 Microstructural differences resulting in pronounced property variation.
 Hot shortness, due to high sulphurconcentration in steel and nickel.
 Pitted surface, due to oxide scales occurringat high temperature stickon the dies.
 Buckling, in upsetting forging, due tohigh compressive stress.
 Surface cracking, due to temperaturedifferential between surface and center, or excessive working
of the surfaceat too low temperature.
 Micro cracking, due to residual stress.
 CONCLUSION:
In this way, we have studied the different Forging equipment’s.

REVIEW QUESTIONS:
1. What is forging?
2. What are the different products produced by forging? Enlist.
3. What is the significance of hammer in forging?
4. What are the different types of Hammers?
5. What are the different Mechanical Press?