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Molecular Psychiatry (2008) 13, 334–347

& 2008 Nature Publishing Group All rights reserved 1359-4184/08 $30.00
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ORIGINAL ARTICLE

Interaction between a functional MAOA locus and


childhood sexual abuse predicts alcoholism and
antisocial personality disorder in adult women
F Ducci1, M-A Enoch1, C Hodgkinson1, K Xu1, M Catena2, RW Robin3 and D Goldman1
1
Laboratory of Neurogenetics, National Institute on Alcohol Abuse and Alcoholism, NIH, Bethesda, MD, USA; 2Department of
Psychiatry, University of Pisa, Pisa, Italy and 3Center for the Prevention and Resolution of Violence, Tucson, AZ, USA

Women who have experienced childhood sexual abuse (CSA) have an increased risk of
alcoholism and antisocial personality disorder (ASPD). Among male subjects, a functional
polymorphism (MAOA-LPR, monoamine oxidase A linked polymorphic region) in the promoter
region of the monoamine oxidase A gene (MAOA) appears to moderate the effect of childhood
maltreatment on antisocial behavior. Our aim was to test whether MAOA-LPR influences the
impact of CSA on alcoholism and ASPD in a sample of 291 women, 50% of whom have
experienced CSA; we also tested whether haplotypes covering the region where both MAOA
and monoamine oxidase B (MAOB) genes are located predict risk of alcoholism and ASPD
better than the MAOA-LPR locus alone. Participants included 168 alcoholics (39 with ASPD
(antisocial alcoholics) and 123 controls (no alcoholics, no ASPD). Antisocial behavior was also
modeled as a continuous trait: ASPD symptoms count. The MAOA-LPR low activity allele was
associated with alcoholism (P = 0.005), particularly antisocial alcoholism (P = 0.00009), only
among sexually abused subjects. Sexually abused women who were homozygous for the low
activity allele had higher rates of alcoholism and ASPD, and more ASPD symptoms, than
abused women homozygous for the high activity allele. Heterozygous women displayed an
intermediate risk pattern. In contrast, there was no relationship between alcoholism/antisocial
behavior and MAOA-LPR genotype among non-abused women. The MAOA-LPR low activity
allele was found on three different haplotypes. The most abundant MAOA haplotype
containing the MAOA-LPR low activity allele was found in excess among alcoholics
(P = 0.008) and antisocial alcoholics (P = 0.001). Finally, a MAOB haplotype, which we termed
haplotype C, was significantly associated with alcoholism (P = 0.006), and to a lesser extent
with antisocial alcoholism (P = 0.03). In conclusions, MAOA seems to moderate the impact of
childhood trauma on adult psychopathology in female subjects in the same way as previously
shown among male subjects. The MAOA-LPR low activity allele appears to confer increased
vulnerability to the adverse psychosocial consequences of CSA. Haplotype-based analysis of
the MAOA gene appeared to strengthen the association, as compared to the MAOA-LPR locus
alone. A MAOB haplotype was associated with alcoholism independently from ASPD.
Molecular Psychiatry (2008) 13, 334–347; doi:10.1038/sj.mp.4002034; published online 26 June 2007
Keywords: alcoholism; antisocial personality disorder; MAOA; MAOA-LPR, MAOB; childhood
sexual abuse; gene by environment interaction

Introduction pression,7–9 suicidal behavior;4,8,10,11 post-traumatic


stress disorder4,12,13 and eating disorders.6
Thirteen percent of American women report child- The impact of CSA on adult mental health is only
hood sexual abuse (CSA),1 and CSA is a critical one of the complex set of intercorrelated social,
environmental exposure for a variety of psychiatric economic and familial disadvantages and as such the
diseases. Women exposed to CSA have an increased presence of CSA is an indicator of a wider and larger
risk for different psychopathologies in adulthood dysfunction within families.1,5 In addition, within
including addictions to alcohol and other drugs;2–6 particular socio-cultural contexts, such as occurs in
antisocial personality disorder (ASPD);4,5 major de- certain American Indian tribes, rates of violence and
cumulative trauma are very high, potentially amplify-
Correspondence: Dr F Ducci, Laboratory of Neurogenetics, ing within-family effects and contributing to the high
NIAAA, NIH, 5625 Fishers Lane, Room 3S32, MSC 9412, vulnerability to psychiatric disorders found overall in
Rockville, MD 20852, USA.
E-mail: duccif@mail.nih.gov
these communities.14 In the American Indian tribe that
Received 31 January 2007; revised 19 April 2007; accepted 7 May is the object of the present study, lifetime prevalences
2007; published online 26 June 2007 of alcohol dependence (AD) and ASPD among women
MAOA and childhood sexual abuse
F Ducci et al

335
are very high, 0.50 and 0.13, respectively.15 By adolescent female subjects, the high activity genotype
comparison, prevalences of AD and ASPD among rather than the low activity genotype was associated
US epidemiological samples of woman were 0.08 and with increased risk of criminal behavior in the
0.02, respectively.16 presence of psychosocial risk.26 Finally, Huang et
In this relatively isolated American Indian commu- al.19 failed to find any significant interactive effect
nity,4 approximately half of women were exposed to between MAOA-LPR and maltreatment in a sample of
sexual abuse during childhood/early adolescence and 377 female subjects.
CSA was found to predict both the development of The main purpose of the present study was to
alcoholism (odds ratio (OR): 2.1) and ASPD (OR: 2.9).4 evaluate whether MAOA-LPR predicts alcoholism
In other words, despite the high prevalences of and ASPD contingent on early ( < 16 years) exposure
Alcoholism and ASPD and community-pervasive risk to sexual abuse in a high-risk community sample of
exposures, CSA still emerged as a major risk factor. 291 adult American Indian women. A secondary aim
However, while CSA has profound enduring effects was to test whether haplotypes covering the region of
into adulthood, not all abused children develop MAOA and the nearby monoamine oxidase B (MAOB)
psychosocial problems later in life. Interindividual genes predict alcoholism and ASPD better than the
differences in stress resiliency are likely to be MAOA-LPR locus alone. In this regard, it is important
partially moderated by genetic differences, a phenom- to stress that the MAOA-LPR is located within a
enon known as gene by environment interaction. relatively large region of high linkage disequilibrium
Recent findings17–21 indicate that the monoamine (LD);28,29 therefore, other functional polymorphisms
oxidase A gene (MAOA) might be among those genes might contribute to its effects on transcription. A
that moderate individual response to stress. recent study exploring 12 single-nucleotide poly-
MAOA is an X-linked gene22 encoding the mito- morphisms (SNPs) in addition to the MAOA-LPR
chondrial enzyme MAOA (EC 1.4.3.4) that metabo- suggests that this locus might not account for all the
lizes monoamines including noradrenaline (NE), variation in MAOA transcription due to genetic
dopamine (DA) and serotonin (5-HT). MAOA knock- factors and that other functional loci might exist.28
out mice have higher levels of DA, 5-HT and NE, Such functional loci might be located at the MAOA
and manifest increased aggressive behavior.23 In the gene as well as MAOB. For this reason, we genotyped
humans, a common MAOA polymorphism influences nine additional SNPs encompassing the region of the
MAOA transcription.24 This locus, termed MAOA- two MAO genes and performed haplotype-based
linked polymorphic region (MAOA-LPR), is a Variable analyses.
Number Tandem Repeat (VNTR) located approxi-
mately 1.2 kb upstream to the MAOA start codon
Methods
and within the gene’s transcriptional control re-
gion.24,25 Alleles at this VNTR have different number This protocol was approved by the Tribal Council of
of copies of a 30-bp repeated sequence with the three this Southwest Tribe, and by the Institutional Review
and four repeats alleles being, by far, the most Board of the National Institute on Alcohol Abuse and
common. Alleles with four repeats are transcribed Alcoholism, National Institutes of Health. All subjects
more efficiently than alleles with three copies of the provided informed consent before entering the study
repeat and therefore are associated with higher and received $40 as compensation for their time. To
MAOA activity.24 In a relatively recent study,17 it maximize confidentiality, the name and exact loca-
has been shown that the effect of adversity on tion of the tribe are not listed.
vulnerability to antisocial behavior is contingent on
MAOA-LPR genotype. In a longitudinal sample of Participants
male subjects, Caspi et al.17 have found that mal- Two hundred and ninety-one women (mean age7s.d.:
treated boys with the low activity genotype were more 37.80714.58) were recruited from a Southwest
likely to develop antisocial problems later in life than American Indian tribe. In addition, 210 male subjects
boys with the high activity genotype. There was also a that were recruited were not investigated in the
main effect of maltreatment on risk for antisocial present report because of the low number of them
behavior, whereas a main effect of MAOA-LPR who were without alcoholism or ASPD (N = 22) and
genotype was not detected. These results were later because of their lower level of exposure to CSA
replicated.18 Overall, these findings indicate that (N = 21) as compared to women. Recruitment was
MAOA-LPR contributes to interindividual differences blind to the clinical histories of subjects and their
in stress resiliency. However, it still remains unclear relatives. This intensively studied sample has been
whether the MAOA-LPR by environment interactive characterized as representative of the source popula-
effect on antisocial behavior described for male tion in a variety of respects including socioeconomic
subjects is applicable to female subjects. The few status, and degree of relatedness. An epidemiologic
studies conducted on women have reported incon- study using the CAGE30 has shown that the high
sistent results.19,26,27 In a sample of 196 Caucasian prevalence of alcoholism in this data set is reflective
women, the low activity allele was associated with of the population.31 Elder tribal members who were
adolescent but not adult antisocial behavior only considered matriarchs or patriarchs and who posses-
among maltreated subjects.27 In a sample of 119 sed a good knowledge of family structures provided

Molecular Psychiatry
MAOA and childhood sexual abuse
F Ducci et al

336
information on large multigenerational genealogies. treatment at health service facilities. Therefore,
Participants were older than 21 years and eligible for information on CSA was largely dependent upon
tribal enrollment, having at least one-quarter tribal recall of past events and only clearly recalled infor-
heritage.4 mation was collected.
CSA was defined as direct physical sexual contact
Psychiatric assessment with a perpetrator at least 5 years older than the
Psychiatric diagnoses were made according to Diag- victim, and in victim’s experiencing such contact
nostic and Statistical Manual of Mental Disorders before the age of 16 years. Peer experiences and
(DSM)-III-R criteria using the Schedule for Affective sexual abuse not involving direct physical contact
Disorders and Schizophrenia-Lifetime version were excluded. As noted, questions about CSA were
(SADS-L) by following operationally defined criteria asked during SADS-L psychiatric interview sessions.
and using the instructions of Spitzer et al.32,33 ASPD Subjects had completed approximately 2 h of inter-
was diagnosed according to DSM-III-R. Validity of viewing before being asked the following seven
standard criteria for psychiatric diagnosis can be questions:
problematic within special cultural groups. There-
fore, provisions were taken to limit diagnostic errors (1) Were you ever sexually abused or molested as a
due to culture-specific phenomena. SADS-L inter- child before the age of 16 years?
views were administered to all subjects by a psycho- If answered yes to question 1, the subject was then
logist with extensive experience in tribal customs and asked the following questions:
culture (RWR). As the high rate of unemployment in (2) Who first sexually abused or molested you?
this population might lead to an overestimation of the (3) At what age did this (first abuse or molestation)
prevalence of ASPD, participants were questioned in begin?
detail about the specific circumstances that may have (4) How often did it (the abuse or molestation) occur?
contributed to their unemployment status. In addi- (5) What did this person do to sexually abuse or
tion, the SADS-L criterion, ‘does not maintain close molest you? Describe what she/he did.
social ties’, was added to the DSM-III-R criteria to (6) Were you sexually abused or molested by an
compensate for the absence of some ASPD items on additional individual?
the SADS-L. Diagnoses were made from these data by If answered yes to question 6, the subject was asked
two blind raters: a clinical social worker and a clinical questions 2–6 again.
psychologist. The rates of agreement between the two The semistructured nature of the interview per-
raters were acceptable; the kappa coefficient for mitted opportunities for further disclosure of events
alcohol abuse diagnosis was 0.72, for AD 0.96 and by subjects including frequency, duration and out-
for ASPD 0.97. Diagnostic differences between the come of reported abuse. There is evidence that by
two raters were resolved in a consensus conference using this format, accurate recall and reporting of
that included a senior psychiatrist experienced in childhood experiences is enhanced.34 Standard mea-
diagnosis in American Indian people. ASPD symp- sures of child sexual abuse were not used primarily
toms count was based on SADS-L items. because they assume a nuclear family structure,
Among the 291 female participants, 168 had a inapplicable to this Indian community and to permit
lifetime diagnosis of an alcohol use disorder (AUD) descriptions of events and experiences, which may
and 86% of these had AD. Thirty-nine participants vary from existing models.35
had both ASPD and AUD. All subjects with ASPD In the current sample, 51% of interviewed women
were affected by AUD. Controls (N = 123) were non- (N = 95/187) admitted CSA in childhood, as pre-
ASPD and non-alcoholic. Among male participants, viously reported.15 For comparison, prevalence of
89% were affected by AUD (187/210) and 39% by CSA in men was 16% (21/126).
ASPD (82/210). Only 22 male participants were non-
ASPD and non-alcoholic. Genotyping
To increase our power to detect a gene effect on We genotyped the MAOA-LPR locus and nine addi-
antisocial behavior, the latter variable was also tional SNPs spanning the 230 kb region where both
modeled as a continuous trait: ASPD symptoms the MAOA and MAOB genes are located. These two
count. The mean7s.d. ASPD symptom count for this genes are separated by approximately 20 kb and are
sample of women was 4.1874.14. For comparison, disposed tail-to-tail. Locations of polymorphisms
among male participants, the mean7s.d. ASPD within the two genes are shown in Figure 1.
symptom count was 7.6975.04.
MAOA-LPR
Assessment of CSA The MAOA gene promoter VNTR polymorphism was
Exposure to sexual abuse during childhood was amplified from 25 ng genomic DNA using these
retrospectively assessed in a subset of 187 women primer sequences: forward 50 -CCC AGG CTG CTC
and 126 men. The data for CSA were mainly collected CAG AAA CAT G-30 and reverse 50 -GTT CGG GAC
during the psychiatric interview sessions and to CTG GGC AGT TGT G-30 . Because of the high GC
lesser extent were based on medical records, which content in the VNTR region, amplification was
were available in cases where the victim had received performed using Invitrogen’s PlatinumTaq and PCRX

Molecular Psychiatry
MAOA and childhood sexual abuse
F Ducci et al

337

Figure 1 Distribution of 10 genotyped polymorphisms spanning 236 kb of the MAOA/MAOB represented. Exons are
represented in black; the 30 untranslated mRNA regions are in gray.

Enhancer System kits, according to the manufac- mainly driven by antisocial alcoholics, the same
turer’s protocol (Invitrogen, Carlsbad, CA, USA), with analyses were repeated comparing antisocial alco-
5 mM of each primer and 25 mM deoxynucleoside holics (AUD þ ASPD) to controls. Mean ASPD symp-
triphosphates in a total reaction volume of 15 ml. toms count was compared across genotypes using
Amplifications were performed on a Perkin Elmer analysis of variance (ANOVA).
9700 thermocycler (Applied Biosystems, Foster City, To test for gene  environment interaction, both
CA, USA) with one cycle at 961C for 10 min followed allele- and genotype-based analyses were repeated
by 30 cycles of 941C for 15 s, 601C for 15 s, 721C for separately within the sexually abused and non-
30 s and a final 3 min extension at 721C. The forward sexually abused groups. More formal genes by
primer was labeled with the fluorescent dye 6-FAM, environment analyses were conducted using linear
and amplicons were visualized on an ABI 3100 regression when the dependent variable was a
capillary sequencer. Allele sizes (allele 3, 263 bp; continuous trait (ASPD symptoms count) and logistic
allele 3.5, 278 bp; allele 4, 293 bp; allele 5, 323 bp) regression when the dependent variable was catego-
were determined using Genotyper 2.5 (Applied rical (AUD; AUD þ ASPD). In both the logistic and
Biosystems). linear regressions, parameters entered in the model
as independent variables were: MAOA, CSA and
SNP genotyping MAOA  CSA. Of note, the linear regression was
Nine SNPs were genotyped using the Illumina Golden- performed at the genotype level, whereas the logistic
Gate assay. In this method, DNA samples (250 ng at regression was performed at the allelic level due to
100 ng/ml) are bound to paramagnetic particles and the power issue. In fact, allele-based analyses, which
then assay oligonucleotides are added. Three oligos are possible only for categorical traits, have the
are designed for each SNP including two oligos advantage of being based on the number of chromo-
specific to each allele at the SNP site (allele-specific somes, which is twice the number of individuals and
oligos, ASO) and a third oligo (locus-specific oligo, have a reduced degree of freedom (1 rather than 2) as
LSO) that hybridizes several bases downstream from compared to genotype-based analyses. On the other
the SNP site. All three oligonucleotides contain a hand, certain genotypic effects can be missed, and
region of genomic complementarity and universal interpretation of a positive result is more limited.
PCR primer sites. The LSO also contains a unique Hardy Weinberg Equilibrium (HWE) for each locus
address sequence that targets a particular bead type. and LD between each pair of markers were computed
During the hybridization step, the oligonucleotides using Haploview v3.32.36 Diplotypes were assigned
hybridize to the genomic DNA bound to paramagnetic to each individual using PHASE 2.02.37 Haplotypes
particles. After several wash steps, extension of the were compared between cases and controls using the
appropriate ASO and ligation of the extended product w2 test or the Fisher’s exact test when indicated.
to the LSO joins information about the genotype Although most of participants included in the
present at the SNP site to the address sequence at the present study belonged to two large multigenerational
LSO. These joined products are then amplified pedigrees, the degree of relatedness between any
via PCR. For more detail description of the Golden- two individuals in this sample is overall low. The
Gate assay, see http://www.illumina.com/products/ probability that a chromosome region from any pair of
prod_snp.ilmn. individuals is shared identical by descent (that is the
kinship coefficient) was calculated for all possible
Statistical analyses pairs (related and unrelated) using LOKI v2.4.7
Genotype/allele frequencies of each marker were (http://loki.homeunix.net/). The mean kinship coeffi-
compared between alcoholics and controls (non- cient7s.e. for all pairs of female subjects included in
AUD, non-ASPD) using the w2 test. To test whether this study was only 0.004570.0001, which is close to
the associations between genotype and AUD were the average kinship of the source population and is

Molecular Psychiatry
MAOA and childhood sexual abuse
F Ducci et al

338
less than the second cousin level. Therefore, analyses Of note, for MAOA markers, differences in genotype/
assuming independence of individuals were under- allele frequencies between controls and antisocial
taken and the sample was analyzed using a case/ alcoholics were stronger than those found comparing
control approach. controls with all alcoholics, indicating that signals of
All statistical analyses were conducted using JMP association with alcoholism were mainly driven by
software v5.1 (SAS Institute, Cary, NC, USA). Criter- antisocial alcoholics. On the other hand, genotype/
ion for statistical significance was set at 0.05. allele frequencies for SNPs located within MAOB
gene were similar between all alcoholics and anti-
social alcoholics, indicating that association between
Results
MAOB markers and alcoholism were independent
Minor allele frequency, position (according to the from ASPD diagnosis.
NCBI Human Genome Build no. 35.1) and HWE of
each marker are reported in Table 1. At the MAOA- Effect of the interaction between MAOA-LPR and CSA
LPR locus, similarly to what is observed in Caucasian on AUD and antisocial behavior
populations, the three repeats (freq: 0.38) and the four As shown in Table 4 and Figure 2, sexually abused
repeats (freq: 0.62) alleles were, by far, the most women who were homozygous for the low activity
common. The five and 3.5 repeats alleles were found MAOA-LPR allele were more likely to have alcohol-
only in two and one subject, respectively. Since the ism, particularly antisocial alcoholism, compared
functional effect of these rare alleles is controver- with women who were homozygous for the high
sial,23,24 these individuals were excluded. Genotypes activity allele. Heterozygous women displayed an
at all markers were in HWE equilibrium (Table 1). intermediate risk pattern compared to homozygotes,
consistent with a codominant effect of the MAOA
Main effects of MAOA and MAOB markers alleles. In contrast, there was no predictive value of
Genotype and allele frequencies at each marker were the MAOA-LPR genotype for antisocial alcoholism in
compared between controls and alcoholics. To eval- the women who had not been sexually abused.
uate whether significant differences between controls Allelic-based analyses (Table 4) were also consistent
and alcoholics were mainly driven by antisocial with an interaction effect between MAOA-LPR and
alcoholics, genotype/allele frequencies were also CSA. Among sexually abused women, the low
compared between controls and alcoholics with activity allele was more common in alcoholics than
comorbid ASPD (Tables 2 and 3). Several markers in controls (d.f. = 1; w2 = 7.87; P = 0.005) with differ-
across both MAOA (Table 2) and MAOB (Table 3) ences being driven by alcoholics who also had ASPD
genes showed association with alcoholism. (d.f. = 1, w2 = 15.42, P = 0.00009). In contrast, no differ-
The three repeat allele of the MAOA-LPR was ences in allele frequencies were found between cases
significantly more common among antisocial alco- and controls among non-sexually abused women. In
holics than in controls (d.f. = 1, w2 = 5.2, P = 0.02). Only line with these findings, logistic regression showed
a trend toward significance was found when all that the interaction effect between CSA and MAOA-
alcoholics (antisocial plus non-antisocial alcoholics) LPR was significant in predicting antisocial alcohol-
were compared with controls (d.f. = 1, w2 = 3.02, ism (logistic regression, MAOA-LPR  CSA: d.f. = 1;
P = 0.08). w2 = 7.17; P = 0.007) but not alcoholism in general
Other markers within both genes displayed sig- (logistic regression, MAOA-LPR  CSA, d.f. = 1;
nificant differences between cases and controls both w2 = 2.77; P = 0.09).
at the genotypic and allelic levels (Tables 2 and 3). Similar results emerged when antisocial behavior
was modeled as a continuous trait (ASPD symptoms
Table 1 MAF, position and HWE for ten MAOA/MAOB count) (Figure 3). Linear regression showed a
markers main effect of sexual abuse on antisocial behavior
(b7s.e.: 2.3170.38; P = 1e-8), whereas a main effect of
# Markers Position HWE P-value MAF MAOA-LPR genotype was not found (MAOA-LPR
(3/3 vs 4/4): b7s.e.: 0.8470.67; P = 0.22; MAOA-LPR
1 MAOA-LPR 43249686 0.1914 0.384 (3/4 vs 4/4): b7s.e.: 0.1170.46; P = 0.46). The
2 rs1465108 43294463 0.3155 0.338 interaction effect between MAOA-LPR and CSA
3 rs909525 43309456 0.1551 0.349 was significant (CSA  MAOA-LPR (3/3): b7s.e.:
4 rs979605 43357617 0.5955 0.312 2.570.68; P = 0.0003; CSA  MAOA-LPR (3/4):
5 rs2239448 43358933 1 0.355 b7s.e.: 1.0870.45; P = 0.02). The whole regression
6 rs1799836 43384253 1 0.201 model explained 22% of the ASPD symptom count
7 rs10521432 43389994 0.5225 0.096
variance. As shown in Figure 3, within the group of
8 rs12394221 43426203 1 0.077
9 rs5905512 43482648 0.3722 0.283 sexually abused women, the mean ASPD symptoms
10 rs9887047 43486377 1 0.082 count was the highest among women who were
homozygous for the low activity allele, intermediate
Abbreviations: HWE, Hardy Weinberg Equilibrium; MAF, among heterozygous and the lowest among homo-
minor allele frequency; MAOA, monoamine oxidase A gene; zygous for the high activity allele (ANOVA: d.f. = 2;
MAOB, monoamine oxidase B gene. F = 8.0; P = 0.0006). In contrast, MAOA-LPR genotypes

Molecular Psychiatry
Table 2 Allelic and genotypic associations of MAOA polymorphisms in 291 American Indian women: controls (C) are compared to all alcoholics (AUD) and to antisocial
alcoholics (ASPD þ AUD)

MAOA G C AUDa ASPD þ AUD d.f. w2b P-valueb d.f. w2c P-valuec A C AUD ASPD þ AUD d.f. w2b P-valueb d.f. w2c P-valuec
(N = 123) (N = 168) (N = 39) (N = 246) (N = 336) (N = 78)

MAOA-LPR 3/3 0.10 (13) 0.14 (23) 0.23 (9)


3/4 0.47 (56) 0.55 (92) 0.51 (20) 2 3.95 0.13 2 5.50 0.06 3 0.34 0.41 0.49 1 3.02 0.08 1 5.2 0.02
4/4 0.43 (51) 0.31 (52) 0.26 (10)
rs1465108 TT 0.06 (8) 0.12 (20) 0.23 (9)
TC 0.41 (51) 0.53 (88) 0.50 (19) 2 8.72 0.01 2 11.74 0.003 T 0.27 0.38 0.47 1 7.90 0.005 1 10.65 0.001
CC 0.52 (64) 0.35 (59) 0.28 (11)
rs909525 AA 0.51 (61) 0.32 (54) 0.23 (9)
AG 0.43 (51) 0.56 (91) 0.56 (21) 2 10.02 0.007 2 13.40 0.001 A 0.72 0.6 0.5 1 8.51 0.003 1 12.92 0.0003

F Ducci et al
MAOA and childhood sexual abuse
GG 0.07 (8) 0.12 (20) 0.23 (9)
rs979605 AA 0.05 (6) 0.12 (20) 0.21 (8)
AG 0.41 (50) 0.47 (79) 0.49 (19) 2 7.83 0.02 2 12.24 0.002 A 0.25 0.36 0.49 1 7.26 0.007 1 10.42 0.001
GG 0.54 (67) 0.41 (68) 0.31 (12)
rs2239448 AA 0.09 (11) 0.16 (26) 0.23 (9)
AG 0.44 (54) 0.48 (78) 0.49 (19) 2 4.15 0.13 2 7.44 0.02 A 0.31 0.39 0.47 1 4.01 0.05 1 6.94 0.008
GG 0.47 (58) 0.38 (63) 0.28 (11)

Abbreviations: A, allele; ASPD, antisocial personality disorder; AUD, alcohol use disorder; d.f., degree of freedom; G, genotype; MAOA, monoamine oxidase A gene.
Significant P-values are in bold.
a
AUD includes alcoholics with and without ASPD.
b
All alcoholics compared to controls.
c
Antisocial alcoholics compared to controls.
Molecular Psychiatry

339
Molecular Psychiatry

340
Table 3 Allelic and genotypic association of MAOB polymorphisms in 291 American Indian women: controls (C) are compared to both all alcoholics (AUD) and to
antisocial alcoholics (ASPD þ AUD)

MAOA and childhood sexual abuse


MAOB G C AUDa ASPD þ AUD d.f. w2b P-valueb d.f. w2c P-valuec A C AUD ASPD þ AUD d.f. w2b P-valueb d.f. w2c P-valuec
(N = 123) (N = 168) (N = 39) (N = 246) (N = 336) (N = 78)

rs1799836 TT 0.60 (74) 0.68 (112) 0.67 (26)


TC 0.32 (40) 0.32 (53) 0.31 (12) 2 5.76 0.06 2 1.53 0.46 T 0.76 0.82 0.82 1 3.20 0.07 1 1.09 0.29
CC 0.07 (9) 0.02 (3) 0.03 (1)

F Ducci et al
rs10521432 TT 0.00 (0) 0.02 (4) 0.03 (1)
TC 0.11 (14) 0.21 (34) 0.21 (8) 2 9.11 0.01 2 4.98 0.08 T 0.06 0.13 0.13 1 8.13 0.006 1 3.92 0.04
CC 0.89 (109) 0.77 (129) 0.76 (30)
rs12394221 AA 0.92 (113) 0.80 (134) 0.82 (32)
AG 0.08 (10) 0.19 (31) 0.15 (6) 2 9.41 0.01 2 4.60 0.10 A 0.96 0.89 0.89 1 8.74 0.004 1 4.32 0.04
GG 0.00 (0) 0.01 (2) 0.02 (1)
rs5905512 TT 0.52 (64) 0.53 (88) 0.49 (19)
TC 0.38 (47) 0.38 (64) 0.46 (18) 2 0.05 0.97 2 1.26 0.53 T 0.71 0.72 0.72 1 0.04 0.84 1 0.01 0.91
CC 0.10 (12) 0.09 (15) 0.05 (2)
rs9887047 TT 0.90 (111) 0.80 (133) 0.79 (31)
TC 0.10 (12) 0.20 (32) 0.18 (7) 2 7.49 0.02 2 4.78 0.09 T 0.95 0.89 0.88 1 6.49 0.01 1 4.33 0.03
CC 0.00 (0) 0.01 (2) 0.03 (1)

Abbreviations: A, allele; ASPD, antisocial personality disorder; AUD, alcohol use disorder; d.f., degree of freedom; G, genotype; MAOB, monoamine oxidase B gene.
Significant P-values are in bold.
a
AUD includes alcoholics with and without ASPD.
b
All alcoholics were compared to controls.
c
Antisocial alcoholics were compared to controls.
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Table 4 Interaction between MAOA-LPR and childhood sexual abuse: genotype and allele frequencies are compared between
cases and controls separately within the groups exposed and non-exposed to sexual abuse during childhood/early adolescence

Sexual abuse G C AUDa ASPD þ AUD d.f. w2b P-value d.f. w2c P-value
(N = 95)

3/3 0.04 (1) 0.18 (12) 0.37 (9) 2 8.72 0.02 2 13.51 0.001
3/4 0.37 (10) 0.53 (36) 0.45 (11)
4/4 0.59 (16) 0.29 (20) 0.17 (4)

A C AUD ASPD þ AUD d.f. w2b P-value d.f. w2c P-value

3 0.22 (12) 0.44 (60) 0.60 (29) 1 7.87 0.005 1 15.42 0.00009
4 0.78 (42) 0.56 (76) 0.40 (19)

No sexual abuse G C AUD ASPD þ AUD d.f. w2b P-value d.f. w2c P-value
(N = 92)

3/3 0.09 (4) 0.04 (2) 0.00 (0) 2 3.97 0.13 2 NA NA


3/4 0.38 (16) 0.58 (29) 0.50 (5)
4/4 0.52 (22) 0.38 (19) 0.50 (5)

A C AUD ASPD þ AUD d.f. w2b P-value d.f. w2c P-value

3 0.29 (24) 0.33 (33) 0.25 (5) 1 0.42 0.51 1 0.10 0.75
4 0.71 (60) 0.67 (67) 0.75 (15)

Abbreviations: A, allele; C, controls; ASPD þ AUD, antisocial alcoholics; AUD, alcohol use disorder; d.f., degree of freedom;
G, genotype; NA, non-applicable.
Significant P-values are in bold.
a
AUD includes alcoholics with and without ASPD.
b
All alcoholics were compared to controls.
c
Antisocial alcoholics were compared to controls.

were not associated with antisocial behavior among except for SNP rs1799836, which showed very low LD
non-sexually abused participants (ANOVA: d.f. = 2; with almost all other markers. However, some degree
F = 2.07; P = 0.14). Results were not driven by few of LD was also detected between MAOA and MAOB
outliers as shown in the Supplementary material in markers. Frequencies of haplotypes encompassing
Figure 5. each gene are shown in Figure 4b. To easily identify
MAOL-LPR has been previously reported to in- parts shared by different haplotypes, alternative
crease risk of exposure to maltreatment,19 a pheno- alleles at each locus are colored in red or black.
menon known as gene by environment correlation.17 Within MAOA gene, we found five different haplo-
Gene by environment correlation could lead to a false types (labeled A–E) with frequencies higher than
significant gene by environment interactions. There- 0.01. These haplotypes accounted for 99% of all
fore, we compared allele frequencies at the MAO-LPR haplotype diversity in the region. Two haplotypes
between participants exposed and not exposed to (A and B) were by far the most common and dis-
sexual abuse but we did not find a significant played a yin–yang configuration. The low activity
difference (allele based analyses: d.f. = 1; w2 = 2.14, allele at the MAOA-LPR locus was found on three
P = 0.14; genotype based analyses: d.f. = 2, w2 = 3.28; different haplotype backgrounds. For MAOB, we
P = 0.19) indicating that what we observed is mainly a found three haplotypes with frequencies higher than
‘true’ MAOA-LPR by CSA interactive effect. Never- 0.05 that accounted for 98% of all the haplotype
theless, the direction of the trend is in the same diversity. Since frequencies of rare haplotypes
direction as Huang et al., and could tend to amplify computed with Phase are imprecise, carriers of rare
the effect of MAOA-LPR on antisocial alcoholism. haplotypes (freq < 1%) were excluded from the follow-
ing analyses.
Haplotype-based analyses
The haplotype-block structure of the region contain- MAOA. Within the MAOA gene, haplotype
ing MAOA and MAOB genes is shown in Figures 4a frequencies differed significantly between all
and b. D0 values tended to be greater within each gene; alcoholics and controls (d.f. = 4; w2 = 11.82; P = 0.02) as
therefore, we divided the region into two blocks of well as between antisocial alcoholics and controls
reduced recombination: one including all five MAOA (d.f. = 4, w2 = 14.37, P = 0.006) (Table 5). Post hoc
markers and one block including all MAOB markers analyses comparing each haplotype with all other

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Figure 2 Fractions of participants with alcoholism plus antisocial personality disorder (AUD þ ASPD), alcoholism without
ASPD (AUD no ASPD) and controls (C) are presented for each MAOA-LPR genotype category separately within sexually
molested (N = 95) and non-sexually molested participants (N = 92). 3/3 = homozygous for the low activity allele; 3/4 =
heterozygous; 4/4 = homozygous for the high activity allele.

Figure 3 ASPD symptoms count is compared across the three MAOA-LPR genotypes separately within sexually molested
(N = 95) and non-sexually molested participants (N = 92). 3/3 = homozygous for the low activity allele; 3/4 = heterozygous;
4/4 = homozygous for the high activity allele; b = regression coefficient; CSA = childhood sexual abuse. *** = P < 0.001.

haplotypes combined revealed that significance was B. This haplotype was significantly more common in
mainly driven by the most common MAOAL-PR low alcoholics (d.f. = 1, w2 = 7.05; P = 0.008) compared to
activity allele-containing haplotype, namely haplotype controls. As previously seen for the MAOA-LPR,

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Figure 4 MAOA and MAOB haplotype-block structure (3A) and frequencies of haplotypes within MAOA and MAOB genes
(3B). Hap = haplotype. In (a) numbers indicate pairwise D 0 values, when the number is not indicated D 0 is equal to 1. In (b),
alternative alleles at each locus are depicted in red or black to facilitate comparison between haplotypes.

Table 5 Frequencies of MAOA and MAOB haplotypes are compared between cases and controls

Haplotype C AUDa ASPD þ AUD d.f. w2b P-value w2c P-value d.f. w2b,* P-value w2c,* P-value

MAOA
A 4CAGG 0.61 (149) 0.54 (174) 0.48 (32) 1 2.17 0.14 4.91 0.03 11.82 0.02 14.37 0.006
B 3TGAA 0.25 (62) 0.36 (114) 0.48 (32) 1 7.05 0.008 10.41 0.001
C 3CAGG 0.07 (16) 0.03 (10) 0.01 (1) 1 3.59 0.06 2.75 0.13# 4
D 4CAGA 0.06 (14) 0.03 (11) 0.03 (2) 1 1.67 0.19 1.03 0.53#
E 3TGGG 0.02 (5) 0.03 (11) 0.04 (3) 1 1.03 0.31 0.99 0.38#

MAOB
A CATT 0.73 (173) 0.74 (236) 0.75 (54) 1 0.009 0.92 0.03 0.85 9.49 0.007 5.66 0.06
B CACT 0.22 (51) 0.15 (49) 0.14 (10) 1 3.77 0.05 2.15 0.14 2
C TGCC 0.04 (10) 0.10 (33) 0.11 (8) 1 7.41 0.006 4.65 0.03

Abbreviations: ASPD þ AUD, antisocial alcoholics; AUD, alcohol use disorder; C, controls; d.f., degree of freedom; MAOA,
monoamine oxidase A gene; MAOB, monoamine oxidase B gene; N, number of chromosomes.
Significant P-values are in bold. Carriers of haplotypes with frequencies < 1% are excluded.
a
AUD includes alcoholics with and without ASPD.
b
All alcoholics were compared to controls.
c
Antisocial alcoholics were compared to controls.
*Global P-value.
#
P-value reported were computed using the Fisher’s exact test.

differences in haplotype frequencies were driven by was a significant difference in haplotype B between
antisocial alcoholics (d.f. = 1, w2 = 10.41, 0.001). cases and controls only within women who were
Since MAOA haplotype B displayed a main effect exposed to CSA, and but not among non-abused
on alcoholism, which was stronger than that observed women.
for the MAOA-LPR locus alone (Table 2), we
performed interaction analysis between this haplo- MAOB. Within the MAOB gene, haplotype
type and CSA. frequencies were significantly different between
MAOA haplotype B and CSA significantly inter- alcoholics and controls (AUD d.f. = 2; w2 = 9.49;
acted with sexual abuse (logistic regression: depen- P = 0.007) but only a trend was found when
dent variable = AUD: haplotype B  CSA: d.f. = 1; antisocial alcoholics were compared to controls
w2 = 4.47; P = 0.03; dependent variable = ASPD þ AUD: (d.f. = 2; w2 = 5.66; P = 0.06) (Table 5). Differences
d.f. = 1; w2 = 4.04; P = 0.04). Similarly to what we were mainly driven by haplotype C, which was
observed with the MAOA-LPR alone (Table 6), there more common among alcoholics than controls

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Table 6 Interaction between MAOA haplotype B (3TGAA) and childhood sexual abuse: haplotype frequencies are compared
between cases and controls separately within groups of participants exposed and non-exposed to sexual abuse during childhood
and early adolescence

MAOA haplotype B No haplotype B d.f. w2a P-value d.f. w2b P-value

Sex abused C 0.17 (9) 0.83 (45) 10.57 0.002 16.12 0.00001
AUDc 0.41 (52) 0.59 (76) 1 1
AUD þ ASPD 0.54 (25) 0.46 (21)
No sex abused C 0.19 (17) 0.81 (73) 0.05 0.87 0.05 0.82
AUDc 0.20 (19) 0.80 (75) 1 1
AUD þ ASPD 0.19 (3) 0.79 (11)

Abbreviations: ASPD þ AUD, antisocial alcoholics; AUD, alcohol use disorder; C, controls; d.f. = degree of freedom; MAOA,
monoamine oxidase A gene.
Significant P-values are in bold. Carriers of haplotypes with frequencies < 1% are excluded.
a
All alcoholics were compared to controls.
b
Antisocial alcoholics were compared to controls.
c
AUD includes alcoholics with and without ASPD.

(AUD: d.f. = 1, w2 = 7.41; P = 0.006). In contrast to what more symptoms of antisocial behavior, as compared
was observed for MAOA, the frequency of MAOB with women who were homozygous for the high
haplotype C was almost the same in all alcoholics and activity allele. Heterozygous women displayed an
in antisocial alcoholics. intermediate risk pattern. In contrast, there was no
The interaction analysis between MAOB haplotype relationship between alcoholism/antisocial behavior
C and CSA did not reveal significant G  E (logistic and MAOA-LPR genotype in women who had not
regression, dependent variable = AUD: haplotype been sexually abused. This result is consistent with
C  CSA: d.f. = 1; w2 = 2.11; P = 0.14; dependent the gene by environment interaction model and might
variable = AUD þ ASPD: haplotype C  CSA: d.f. = 1; indicate that carriers of the low activity allele who
w2 = 0.30; P = 0.58). have been exposed to sexual abuse are at higher risk
of developing alcoholism with antisocial features,
Discussion whereas individual with the high activity genotype
are protected from developing antisocial behavior
It is well known that women exposed to CSA have an after exposure to CSA.
increased risk of developing a broad range of psycho- The effects of CSA on adult antisocial personality
pathologies, including ones that are sometimes re- disturbances were very strong (Figure 3). Early life
garded as ‘atypical’ for this sex, such as ASPD. traumatic events occurring during a period of neuronal
However, not all women exposed to CSA develop plasticity have been shown in both humans and
adverse psychosocial consequences. Interindividual animal models to determine long-lasting neuroendo-
variation in stress resiliency is at least partially crine changes that induce hypersensitivity of the
mediated by genetic factors and recent findings have hypothalamic–pituitary–adrenal (HPA) axis to new
indicated that a functional locus within the MAOA stressors.38–40 In humans, CSA appears to cause
gene (MAOA-LPR) moderates responses to childhood persistent hyperreactivity of both the HPA axis and
maltreatment.17–20 However, no previous study has autonomic system.38 Furthermore, adverse experiences
focused specifically on CSA and only a few studies so early in life cause structural changes in the brain.40
far have explored the interaction between MAOA and Rats exposed to maternal deprivation have long-lasting
child victimization in female cohorts.19,26,27 suppression of adult neurogenesis in the hippocam-
The main purpose of the present study was to test pus, a brain region that is involved in the processing of
whether MAOA-LPR interacts with exposure to sexual emotional experience.40 The effect of MAOA on the
abuse in a community sample of American Indian hippocampus may underlie the interaction between
women with an extremely high rates of CSA.4 CSA in MAOA and childhood trauma. Carriers of the low
this community should be seen as an index of a more activity variant of MAOA-LPR display hyperactivation
complex matrix of adverse conditions from which the of the hippocampus and amygdala during the retrieval
abused women suffered and as part of broader of negatively valenced emotional material.41 Therefore,
familial and social dysfunction.4 Consistent with the heightened sensitivity to adverse experiences of
previous findings derived from male samples,17–20 carriers of the low activity MAOA genotype might be
our results support the involvement of MAOA gene in due to their impaired ability to extinct adverse
moderating individual sensitivity to childhood trau- memories and conditioned fears.
ma. Sexually abused women who were homozygous The functional effects of MAOA-LPR are more
for the low activity MAOA-LPR allele had higher rates difficult to predict in female subjects than in male
of alcoholism, particularly antisocial alcoholism, and subjects. As this gene is located on the X chromo-

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345
some, male subjects are hemizygotes, whereas female our sample size is small. This result at the haplotype
subjects have two copies of the gene. Further, among level would need to be replicated in a larger sample,
female subjects, one copy of each gene located on or a second functional locus identified, before a clear
the X chromosome is usually inactivated through a conclusion is drawn.
mechanism, which can be either random or selective. Haplotype-based analysis revealed an association
To date, studies exploring the inactivation status of between MAOB and alcoholism. A MAOB haplotype
MAOA gene on the X chromosome have reported (termed haplotype C) was found in excess among
conflicting findings.42,43 Our results showed that alcoholics as compared to controls. In contrast to
heterozygous individuals displayed a risk, which what we observed for MAOA, frequency of this MAOB
was intermediate between the homozygote, echoing haplotype was almost the same in all alcoholics and
the neuroimaging findings of Meyer-Lindenberg antisocial alcoholics, indicating that the association
et al.41 Meyer-Lindenberg et al. found that the seen between MAOB and alcoholism in this popula-
genotype conferring low MAOA activity predicted tion is independent from the ASPD diagnosis. MAOB
amygdala hypereactivity during emotional arousal in is located in the same chromosome region as the
both male subjects and female subjects. Similarly to MAOA gene (Xp11.23–Xp11.4) and the two genes are
our finding, the functional response of heterozygous separated by only 20 kb. These two genes have a high
women carrying both high- and low-expressing allele degree of sequence identity and most certainly have
was intermediate between homozygous female sub- a common ancestry.45 As does the MAOA enzyme,
jects.41 This finding is consistent with a codominant MAOB also degrades monoamines, but with a
effect of the alleles not only on neurobiology but on different substrate preference: MAOB has higher
complex behavior and might be seen as supportive of affinity for DA,46,47 phenylethylamine48,49 and benzy-
a recent study showing that MAOA is among those lamine,50 whereas MAOA displays higher affinity for
genes that escape X inactivation.43 Alternatively, in NA and 5-HT. Further, both enzymes are expressed in
brain, the clonality of MAOA allele inactivation is the central nervous system (CNS) but with different
such that mosaicism of allele expression of the distributions: MAOB is preferentially expressed on
heterozygotes is relatively fine-grained and the neu- serotonergic51 and histaminergic52 neurons, while
robehavioral phenotypes of heterozygotes are there- MAOA is mainly expressed in noradrenergic neu-
fore intermediate. rons.51,53 Both genes are expressed in glia.52 Since
MAOA-LPR is located in a relatively large region of MAOB is a regulator of monoamine tone and is
reduced recombination. Therefore, other functional expressed in the brain, it is a logical candidate for
loci might partially or totally account for MAOA-LPR susceptibility to neuropsychiatric diseases. Never-
functional effect. In line with this idea, two recent theless, the role of MAOB in vulnerability to psychia-
studies evaluating mRNA expression of MAOA in tric disorders has been less investigated as compared
human brain28,44 and MAOA activity44 suggest that not to MAOA. In contrast, there is an extensive literature
all the variance in MAOA activity/transcription due relating low MAOB enzyme activity in platelets to
to genetic factors is explained by MAOA-LPR and behavior, including alcoholism, recurrent criminality
other functional loci may play a role. For this reason, and antisocial violent behavior.54,55 However, platelet
we genotyped nine additional SNPs encompassing MAOB enzyme activity is also perturbed by environ-
the region where both MAOA and MAOB genes are mental factors, including smoking, limiting the inter-
located. Within this 200 kb region, we identify two pretability of those studies. Positive associations
blocks of high LD, which approximately correspond between MAOB polymorphisms have been reported
to the two MAO genes, although some degree of LD with mood disorders56 and platelet MAO activity.57
was also found between MAOA and MAOB markers. To our knowledge, this is the first study reporting an
Consistent with previous studies, haplotype diversity association between genetic variation at MAOB and
within both regions was low on an overall basis.29 alcoholism.
In the MAOA gene, the low activity MAOA-LPR Interestingly, MAOA but not MAOB displayed a
allele was found in three different haplotypes one of significant interaction with CSA. This result might be
which (haplotype B) was, by far, the most common. due to the differences in the level of expression of
This haplotype displayed a stronger main effect on MAOA and MAOB in the brain during different ages.
alcoholism and ASPD than MAOA-LPR alone. In In fetal brain, MAOA activity appears earlier than
contrast, other haplotypes containing the low activity MAOB and reaches a peak in the newborn period.
allele did not show any significant associations with MAOB activity progressively increases with age and
either alcoholism or ASPD. As previously seen for peaks in late adulthood.58 The MAOA/MAOB activity
MAOA-LPR, the effect of haplotype B on alcoholism ratio is higher in fetal (2.43) and neonatal brain (2.39)
and ASPD was seen only among sexually abused and decreases in adulthood (0.61).59 Therefore,
subjects. Further, other polymorphisms within MAOA might be more important than MAOB in
MAOA displayed a main effect on alcoholism, which moderating the effect of traumatic events that occurs
was more significant than that of the MAOA-LPR. during the developmental period.
This finding might indicate that additional functional This study has strengths as well as important
loci within MAOA indeed exist. However, this result limitations. Strengths include the use of a female
should be interpreted cautiously keeping in mind that sample, which is particularly suitable to explore the

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346
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This research was supported by the Intramural 19 Huang YY, Cate SP, Battistuzzi C, Oquendo MA, Brent D, Mann JJ.
Research Program of the National Institute on Alcohol An association between a functional polymorphism in the mono-
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