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New High-Resolution Computed Tomography Data of The Taung Partial Cranium and Endocast and Their Bearing On Metopism and Hominin Brain Evolution
New High-Resolution Computed Tomography Data of The Taung Partial Cranium and Endocast and Their Bearing On Metopism and Hominin Brain Evolution
New High-Resolution Computed Tomography Data of The Taung Partial Cranium and Endocast and Their Bearing On Metopism and Hominin Brain Evolution
Edited* by C. Owen Lovejoy, Kent State University, Kent, OH, and approved July 16, 2014 (received for review February 17, 2014)
Falk and colleagues [Falk D, Zollikofer CP, Morimoto N, Ponce de Falk and colleagues (2) recently argued in support of such
León MS (2012) Proc Natl Acad Sci U S A 109(22):8467–8470] hy- relationships. They proposed that delayed fusion of the metopic
pothesized that selective pressures favored late persistence of suture coupled with delayed closure of the anterior fontanelle
a metopic suture and open anterior fontanelle early in hominin provided a selective advantage during hominin evolution. The
evolution, and they put an emphasis on the Taung Child (Austral- advantages, they reasoned, stemmed from mutually nonexclusive
opithecus africanus) as evidence for the antiquity of these adaptive evolutionary pressures resulting from an “obstetric dilemma,”
features. They suggested three mutually nonexclusive pressures: an high early postnatal brain growth rates, and reorganization in the
“obstetric dilemma,” high early postnatal brain growth rates, and frontal neocortex (2: 8469). Falk and colleagues placed substantial
neural reorganization in the frontal cortex. To test this hypothesis, emphasis on the Taung Child (Australopithecus africanus) in their
we obtained the first high-resolution computed tomography (CT) arguments, as of the 63 fossil hominin crania they examined for
data from the Taung hominin. These high-resolution image data a metopic suture (2, Table S3), Taung was the only australopith in
and an examination of the hominin fossil record do not support which they observed a partial or unfused metopic suture. Therefore,
the metopic and fontanelle features proposed by Falk and col- their argument that a persistent metopic suture and open anterior
leagues. Although a possible remnant of the metopic suture is ob- fontanelle constitute an adaptation that extends substantially
served in the nasion–glabella region of the Taung partial cranium backward in time within the hominin lineage (i.e., into pre-Homo
(but not along the frontal crest), this character state is incongruent lineages) rests entirely on the status of these features in the Taung
with the zipper model of metopic closure described by Falk and Child. Given that they play such a prominent role in these recent
colleagues. Nor do chimpanzee and bonobo endocast data support claims (2), we suggest it is prudent to critically reexamine the state
the assertion that delayed metopic closure in Taung is necessary of these features in the Taung Child. In doing so, we offer high-
because of widening (reorganization) of the prefrontal or frontal resolution computed tomography (CT) image data of the specimen.
cortex. These results call into question the adaptive value of delay- Prefrontal widening, although perhaps indicating a volume
ing metopic closure, and particularly its antiquity in hominin evolu- increase (assuming no proportional decreases in lobe/region
tion. Further data from hominoids and hominins are required to volumes elsewhere), is an insufficient indicator of cortical re-
support the proposed adaptive arguments, particularly an obstetric organization. Rather, documenting cortical (prefrontal/frontal)
dilemma placing constraints on neural and cranial development reorganization in brains of early hominin taxa requires the dem-
in Australopithecus. onstration of differences in endocast convolutional details that can
be traced to underlying cytoarchitectonic changes. Logically, it
prefrontal reorganization | cranial capacity | human evolution
Significance
which varies among different human populations (1). Its pres- The authors declare no conflict of interest.
ence in primates has no documented relationship to the size and *This Direct Submission article had a prearranged editor.
form of the underlying prefrontal cortex, nor to corresponding Freely available online through the PNAS open access option.
areas on endocasts. Specifically, known correlations between the 1
To whom correspondence should be addressed. Email: rlh2@columbia.edu.
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presence of metopism/open anterior fontanelle and prefrontal/ This article contains supporting information online at www.pnas.org/lookup/suppl/doi:10.
frontal lobe reorganization have not yet been demonstrated. 1073/pnas.1402905111/-/DCSupplemental.
Results
A metopic suture is visible neither on the external table of the
frontal bone (Fig. 1) nor on the rendering of the partial cranium,
with the possible exception of the region between nasion and
glabella (Fig. 2 A and B). A coronally oriented virtual section
passing approximately through the rostral-most region of the
cranium receiving the frontal poles of the endocast (Fig. 2C),
which are visualized as two asymmetric elliptical regions (darker
areas) surrounded by diploic bone (lighter areas), displays a thin
suture internally connecting the periosteal surface near nasion
with the endocranial surface near the left frontal pole. Note that
the frontal squama in this virtual section (Fig. 2C) is uninterrupted
ANTHROPOLOGY
by such a feature. This internal structure appears to be manifested
superior to nasion on the external table of the cranial rendering as
a remnant metopic suture (Fig. 2B). Additional internal evidence
Fig. 1. Superior view of the original Taung partial cranium and endocast. of a metopic suture (Fig. S1) in the frontal of the Taung partial
The frontal portion faces toward the bottom of the image. The bregmatic cranium is absent in a virtual section through glabella and through
region of the natural endocast is roughly 3 cm posterior to the broken edge virtual sections between glabella and the posterior break (Fig. 2 C
of the frontal bone in this image. Calcite deposits (black arrows) filling su-
and D).
tural voids during the fossilization process can be seen on the surface of the
natural endocast, most visibly along the right coronal suture. The left hemi-
Fig. 3A illustrates the location of representative coronally
sphere of the natural endocast is covered by remnants of the endocranial table oriented virtual sections through the Taung natural endocast.
to varying extents and thicknesses. It appears that remnant bone covers the The thin remnant of the endocranial table covering the left side
same type of calcite infill associated with the left coronal suture, whereas such of the frontal region can be differentiated from the underlying
infill is not as visible at the medial-most margin of the remnant bone anterior surface of the natural endocast in the high-resolution image data
to bregma (i.e., location of the purported metopic suture). (Fig. 3B). In each of the illustrated sections, the remnant layer
comes to an abrupt end near the midline (i.e., immediately left of
the leftmost of the white arrows). In other words, there is not a
must be remembered that internal prefrontal/frontal reorgani- separate superiorly projecting ridge of matrix at each terminus
zation (e.g., cytoarchitectonic changes) may occur without any rising from the natural endocast beneath the bone, as would be
external evidence manifested on the surface of a brain or on its expected if an open (or partially open) metopic suture was
representation via the endocast surface. Nonetheless, the pre- present during the formation of the natural endocast. Rather,
frontal region of the Taung endocast has not been previously ar- uniform material contrast throughout the remnant layer until its
gued to share any demonstrable reorganizational features in sulcal sudden cessation at the midline suggests a protruding ridge was
morphology with Homo to the exclusion of chimpanzees or other absent, unlike what is observable on the natural endocast at the
apes, particularly in the third inferior frontal convolution (3, 4). right coronal suture (Fig. 1).
Indeed, some have steadfastly claimed that the prefrontal region High-magnification stereomicrographic pictures also were
of the Taung endocast surface was apelike (5). Neural re- taken of the midline surface of the Taung natural endocast at
organization of the australopith brain toward a derived Homo multiple locations between its midfrontal region and bregma to
configuration remains an intriguing possibility, however, given independently assess evidence for the hypothesized protruding
the recent claim (6) that the presumably later australopith ridge-like structure (Fig. S2). These images also provide no con-
from Malapa (i.e., MH1), Australopithecus sediba, has an endo- clusive evidence of a protruding ridge similar to that appearing at
cast that may display some reorganization in surface features of the right coronal suture. In general, these images corroborate the
its third inferior convolution. coronally oriented virtual sections (Fig. 3B) in showing no support
Because the Taung Child is the only australopith put forth in for a superiorly projecting ridge of calcite rising from the midline
the adaptationist argument for metopism in hominins (2), critical of the natural endocast rostral to bregma or rostral from the
evaluation of this specimen is necessary to verify the accuracy purported open anterior fontanelle.
and evolutionary significance of these claims. Here we offer di- It is important to appreciate that a large degree of variation
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rect evidence for verifying the purported metopic suture and characterizes the small sample of additional A. africanus endocasts.
open anterior fontanelle (2, 7), evidence that is less limited than Comparing them with a sample of 40 bonobo (Pan paniscus)
endocasts from the collection of R.L.H. is instructive. Maximum argument of Falk and colleagues regarding prefrontal widening
width measurements of australopith prefrontal regions across the indicating reorganization (2), one would have to conclude that
breadth of third inferior convolutions are: Taung, 68 mm; the bonobo prefrontal was reorganized and more advanced than
Sterkfontein (Sts) 60, 72 mm; Sts 71, 72 mm; Sterkfontein type 2, the prefrontal of several australopiths. Moreover, when aug-
78 mm; Sts 5, 80 mm; and Sterkfontein (StW) 505, 80 mm. menting the bonobo sample with an additional 35 chimpanzee
Where only a single side is available, width was doubled to (Pan troglodytes) endocasts from the collection of R.L.H., the
obtain these full breadths. Two endocasts [endocranial volumes
combined mean EV becomes 364 mL (SD, 43 mL), with a com-
(EVs) of 359 and 372 mL] randomly chosen from among the 40
bined mean maximum prefrontal breadth between Broca’s caps
bonobos have maximum prefrontal widths of 73 and 74 mm,
respectively. A third bonobo endocast (EV, 403 mL) with (third inferior convolutions) of 68.5 mm (SD, 4.3 mm). The
roughly the same EV as Taung has a prefrontal width of 77 mm. Spearman’s rho correlation (rs) between EV and prefrontal
None of the 40 bonobo endocasts in the sample display third breadth in this sample of 75 Pan endocasts is 0.678 (P < 0.001).
inferior convolutional reorganization beyond what is usually Clearly, convolutional patterns provide a more conclusive means
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observed in anthropoids. If one compares these bonobo endocasts of comparing prefrontal/frontal organization than widening
with those of A. africanus mentioned earlier and applies the or EV.
ANTHROPOLOGY
plified by modern humans or chimpanzees and other primates
(11, 13), unless the suture were to persist as a nonmetric trait (1).
Given the results of the study and the accepted age of Taung, the
latter scenario would seem more likely than would a metopic suture
persisting as a selectively advantageous trait implicated in brain
development. Indeed, reorganization and development of the pre-
frontal and frontal cortex in humans exhibits little influence on fusion
of the metopic suture, as development of these areas continues
well beyond the age at which the metopic suture normally fuses.
The high-resolution image data generated in the present study
are no more definitive than the medical CT image data used by
Falk and colleagues (2) in determining whether there was an
open anterior fontanelle in the Taung Child, except that the
higher spatial resolution permits more precise visualization of
borders of the purported structure. The borders are not as sharp
as one would expect if the anterior fontanelle remained open
(Fig. 3A), but the aforementioned damage during extraction of
the fossil or decades of subsequent wear could be contributing
factors to the observed lack of sharpness. It is also worth noting
that an open anterior fontanelle would be extraordinarily rare if
Taung was indeed 3.5–4 y of age (13, 14), particularly if Taung
followed a growth pattern assumed to be more similar to chim-
panzees than humans (15, 16).
In addition to refuting the presence of an open metopic suture
and anterior fontanelle in the Taung Child, this evidence calls
Fig. 3. Rendering of the Taung natural endocast produced from high-res- into question the proposed adaptive significance of delayed
olution image data obtained in this study, as well as coronally oriented metopic suture and anterior fontanelle closure in hominin evo-
sections through the specimen. The rendering (A) was generated from vol- lution, particularly in australopiths. We suggest that a more
ume data consisting of isotropic 65 μm voxels. Coronally oriented virtual reasonable and parsimonious explanation for the observed form
sections through the natural endocast (B) were obtained at two frontal of metopic suture in Taung (i.e., possibly retained between
locations, one anterior (fa) and one posterior (fp). White arrows in each of
the two virtual sections point to the remnant endocranial table adhering to
nasion and glabella) would be its manifestation as an epigenetic
the left hemispheric surface of the natural endocast. Note that the remnant trait, as in modern humans (1) and many other primates.
layer varies in thickness and appears to abruptly end immediately to the left
of the leftmost white arrows in each section. There is no discernible ridge of Frontal Widening and Reorganization. Prefrontal widening in iso-
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material protruding superiorly from the endocast surface in either location, lation, although perhaps indicating a volume increase (assuming
as occurs along the coronal suture. no proportional decreases in lobe/region volumes elsewhere),
case of Taung, proved to be insufficient (Fig. S3). Although they ness of 5 mm. It was closed off on the bottom by a horizontal acrylic piece
(2) claim to have “confirmed” features described by Prat (25), glued to the bottom of the tube. Once a specimen was secured inside the
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