Professional Documents
Culture Documents
Fotuhi 2009
Fotuhi 2009
Fotuhi 2009
www.nature.com/clinicalpractice/neuro
with a reduced incidence of white matter abnor- Box 1 Polyunsaturated fatty acids and their sources.
malities,24 and a meta-analysis of cohort studies
Polyunsaturated fatty acids (PUFAs) are fatty acids that contain more than two
revealed a reduced risk of stroke in association
carbon–carbon double bonds. The omega number refers to the position of the
with substantial fish consumption.25 As risk double bond in relation to the methyl end of the fatty acid molecule. Most PUFAs
factors for cerebrovascular disease can accelerate have more than 18 carbon atoms and are consequently defined as long-chain
cognitive impairment, the neuroprotective role of PUFAs. Important long-chain omega-3 fatty acids include docosahexaenoic acid
omega-3 fatty acids could be mediated through (DHA) and eicosapentaenoic acid (EPA), both of which can be synthesized from
modification of these risk factors. Second, long- short-chain omega-3 fatty acids such as α-linolenic acid via other intermediates.
chain omega-3 fatty acids attenuate inflammation However, as the rate of conversion is low in humans, long-chain omega-3 fatty
by inhibiting the conversion of arachidonic acid acids must be obtained primarily through the diet.
to proinflammatory factors; by inhibiting other Dietary sources of PUFAs include dairy products, meat, vegetables, oils and
fish. α-Linolenic acid can be obtained from flax, chia and hemp. Stearidonic acid,
proinflammatory cytokines such as interferon-γ,
another omega-3 fatty acid, is present in blackcurrant oil. Sources of EPA and
interleukin (IL)-2, IL-1, IL-1β and tumor necrosis
DHA include fish and krill, and DHA can also be derived from algae.
factor; by decreasing T-cell proliferation; and by The omega-6 fatty acids include linoleic acid, γ-linolenic acid and arachidonic
inhibiting leukocyte migration.26–34 Given that acid. Linoleic acid is present in sunflower, safflower and corn oils. γ-Linolenic acid
inflammation is involved in the pathophysiology occurs in borage, blackcurrant and evening primrose oils. Arachidonic acid can be
of dementia,35 long-chain omega-3 fatty acids obtained from meat, eggs and dairy products.
might exert protective effects through their
anti-inflammatory properties.36,37 Third, long-
chain omega-3 fatty acids might directly limit
AD pathology by reducing amyloid production, OR “mild cognitive impairment”. The 417 arti-
minimizing its aggregation into plaques, and cles obtained were screened for human observa-
increasing its clearance.38 tional studies or trials that addressed the specific
We performed a systematic review of the litera- link between any form of omega-3 fatty acid
ture to determine the strength of evidence for the and any measure of cognitive function in elderly
use of long-chain omega-3 fatty acids in relation individuals, using the terms “prevention” OR
to cognitive impairment and dementia, including “treatment”. This search identified 190 papers.
AD. Given the strong theoretical and biological To evaluate the effects of long-chain omega-3
background for the neuroprotective properties fatty acids specifically in elderly individuals,
of these agents in dementia, numerous human we focused on studies with participants who
studies have addressed their potential benefits were 65 years of age or older. To give us the best
in either prevention or treatment of AD.39–45 chance of elucidating the relationship between
However, these studies have produced conflicting supplementation or dietary intake of long-chain
results, and no randomized clinical trials have omega-3 fatty acids and cognitive performance,
provided definitive answers to date. Satisfactory we focused on prospective observational studies
clinical trial data are also lacking for the role and clinical trials and excluded cross-sectional
of long-chain omega-3 fatty acids in treating studies. In summary, we established the following
mild cognitive impairment (MCI), a syndrome inclusion criteria: participants aged 65 years or
defined by marked selective memory loss but older, prospective observational studies or trials,
preservation of functional abilities. and standard diagnosis of dementia or formal
cognitive testing with validated tests.
SEARCH STRATEGY Fifteen articles met the inclusion criteria. We
We sought to identify all studies on the associ- also read related references cited in these papers
ation between omega-3 fatty acids (either in the to identify additional observational studies or
diet or in the form of supplements) and cogni- clinical trials in this field. Each author read the
tion, dementia, MCI or AD. We undertook a papers separately and summarized his or her
systematic review of the literature in the English findings. For each study, we verified the design,
language and searched MEDLINE and the the inclusion and exclusion criteria, duration
Cochrane database for relevant articles published of the analysis, and the outcome measures. We
from January 1980 to September 2008. We began subdivided the studies into two groups: those
with a general search using broad terms, namely that specifically examined the effects of long-
“omega-3 fatty acids,” “DHA,” OR “EPA” AND chain omega-3 fatty acid consumption on the
“memory” OR “cognition” OR “dementia” OR incidence or treatment of all-cause dementia or
“Alzheimer disease” OR “higher brain functions” AD (Table 1, Figure 2), and those that specifically
MARCH 2009 VOL 5 NO 3 FOTUHI ET AL. NATURE CLINICAL PRACTICE NEUROLOGY 141
142 NATURE CLINICAL PRACTICE NEUROLOGY FOTUHI ET AL. MARCH 2009 VOL 5 NO 3
Table 1 Observational studies of the association between intake of fish or long-chain omega-3 fatty acids and risk of developing
all-cause dementia or AD.
Study Design Inclusion Omega-3 fatty Outcome Results
criteria acid intake and measures criteria
measurement
Rotterdam 6-year prospective Normal Intake of total fat, Incidence of No statistically significant difference
Study47 cohort; n = 5,395; cognition saturated fat, trans fat, dementia in incidence of total or subtypes of
(Netherlands) mean age 68 and living cholesterol, MUFAs (DSM-III), AD dementia (adjusted for age, vitamin E,
(SD: 7.8) independently and PUFAs in diet (FFQ) (NINCDS–ADRDA) education, and consumption of fruits
and VaD and vegetables); RR for AD 1.07
(NINDCS–AIREN) (95% CI 0.91–1.25)
Personnes 7-year prospective Normal Consumption of fish or Incidence RR for dementia 0.66 (95%
Agees QUID48 cohort; n = 1,416; cognition and seafood at least once a of dementia CI 0.47–0.93), or 0.73 (95% CI 0.52–
(France) age ≥68 living at home week (FFQ) (DSM-III-R), 1.03) after adjustment for age, sex
neurological and education; RR for AD 0.69 (95%
evaluation CI 0.47–1.01)
Canadian 5-year prospective Normal Measurement of serum Incidence Participants who developed
Study of Health cohort; n = 79; cognition levels of PUFAs of dementia dementia had higher concentrations
and Aging49 age ≥65 (DSM-IV), AD of omega-3 PUFAs by 21% (P = 0.04)
(Canada) (NINCDS–ADRDA), and total PUFAs by 6% (P = 0.03),
and CIND after adjustment for age, sex,
(Zaudig’s) education and APOE ε4 allele
Chicago Health 3.9-year Normal Fish intake (per week AD (CERAD and RR for AD 0.4 (95% CI 0.2–0.9)
and Aging prospective cohort; cognition or month) and intake of NINCDS–ADRDA) adjusted for age, sex, and education;
Project50 (USA) n = 815; mean age total omega-3 fatty acids, participants who consumed fish
73 (65–94) DHA, EPA and LA (FFQ), once or more per week had 60%
divided into quintiles reduced risk of AD
Cardiovascular Prospective Volunteers Fish intake (serving/week; Incidence Reduced risk of all-cause dementia
Health and cohort; n = 2,233; without FFQ), divided into two of dementia by 28% and of AD by 41%; no
Cognition mean age 71 (≥65); dementia groups: fatty fish and (DSM-IV), AD statistically significant benefit after
Study51 (USA) mean follow-up to from Medicare lean fried fish (NINCDS–ADRDA) adjustment for age, sex, education
onset of dementia eligibility lists and VaD (ADDTC) and income
5.4 years
Framingham 9.1-year Normal Fish intake (FFQ) and Dementia For all-cause dementia (highest
Heart Study52 prospective cohort; cognition, levels of plasma DHA, diagnosis (DSM-IV) quartile compared with lowest three
(USA) n = 899; median no dementia divided in quartiles or AD quartiles, adjusted for age, sex, and
age 76 (55–88) (NINCDS–ADRDA) education), RR 0.53 (95%
CI 0.29–0.97, P = 0.04); for AD,
RR 0.61 (95% CI 0.31–1.18, P = 0.14)
Three-City 4-year prospective Normal Consumption of fish Dementia (DSM-IV) Reduced risk of AD in relation to fish
cohort study53 cohort; n = 8,085; cognition, and other nutritional or AD consumption two to three times per
(France) age ≥65 no dementia factors (FFQ) (NINCDS–ADRDA) week (after adjustment for age, sex,
APOE ε4, education and income),
HR 0.59 (95% CI 0.37–0.94); reduced
risk of all-cause dementia noted only
in APOE ε4 noncarriers: HR 0.54
(95% CI 0.35–0.85)
Subset of 4-year prospective No dementia, Measurement of plasma Dementia (DSM-IV) Plasma EPA concentration inversely
Three-City cohort; n = 1,214; community levels of PUFAs and/or depression associated with incidence of
cohort study age ≥65 living (CES-D) dementia, HR 0.69 (95% CI 0.48–
from Bordeaux54 0.98) after adjustment for age, sex
(France) and education
Abbreviations: AD, Alzheimer disease; ADDTC, State of California Alzheimer’s Disease Diagnostic and Treatment Centers; CERAD, Consortium to Establish a
Registry for Alzheimer’s Disease; CES-D, Center for Epidemiologic Studies-Depression; CIND, cognitive impairment, no dementia; DHA, docosahexaenoic acid;
DSM, Diagnostic and Statistical Manual of Mental Disorders; EPA, eicosapentaenoic acid; FFQ, Food Frequency Questionnaire; HR, hazard ratio; LA, linoleic
acid; MUFAs, monounsaturated fatty acids; NINCDS–ADRDA, National Institute of Neurological and Communicative Disorders and Stroke–Alzheimer’s Disease
and Related Disorders; NINCDS–ARIEN, National Institute of Neurological and Communicative Disorders and Stroke-Association Internationale pour la
Recherche et l’Enseignement en Neuroscience; PUFAs, polyunsaturated fatty acids; RR, relative risk; VaD, vascular dementia.
MARCH 2009 VOL 5 NO 3 FOTUHI ET AL. NATURE CLINICAL PRACTICE NEUROLOGY 143
144 NATURE CLINICAL PRACTICE NEUROLOGY FOTUHI ET AL. MARCH 2009 VOL 5 NO 3
Table 2 Observational studies of the association between consumption of fish or long-chain omega-3 fatty acids and cognitive
performance.
Study Design Inclusion Omega-3 fatty Outcome Results Comments
criteria acid intake and measures
measurement
Etude du 4-year Normal Measurement of Cognitive Omega-3 PUFA:OR High proportions of
Vieillissement prospective volunteers erythrocyte membrane decline 0.59 (95% CI 0.38–0.93, omega-3 fatty acid levels
Arteriel55 cohort study; fatty acid content measured as P = 0.05); omega-3: in blood were associated
(France) n = 246; mean (total omega-3 PUFA, ≥2-point drop omega-6 fatty acid ratio: with 41% less cognitive
age 68 (63–74) omega-3:omega-6 fatty in MMSE score OR 0.55 (95% CI 0.33– decline; results were
acid ratio and DHA:AA (decliners 0.91, P = 0.043); DHA:AA statistically significant for
ratio) compared with ratio: OR 0.57 (95% CI DHA level and DHA:AA
nondecliners) 0.35–0.92, P = 0.047 ratio, but not for EPA levels
Chicago 6-year Normal Fish meals per week Change in Rate of cognitive The benefits of eating
Health prospective cognition (zero, one or two) rate of global decline per year fish meals could not be
and Aging cohort study; cognitive decreased by 10–13% accounted for by the
Project56 n = 3,718; decline among individuals who amount of dietary DHA
(USA) mean age 73 estimated from consumed one or more or EPA
(65–94) mixed models fish meals per week
Zutphen 5-year Men Fish consumption based Cognitive A linear trend was seen 400 mg of DHA plus EPA
Elderly prospective with no on food frequency decline between high intake per day was associated
Study 57 (The cohort study; dementia questionnaire; levels of measured by of EPA plus DHA and with a 1.1-point reduction
Netherlands) n = 210; mean (MMSE DHA and EPA from both MMSE reduced 5-year cognitive in cognitive decline over
age 75 (70–89) score >24) fish and other sources decline (P = 0.01) 5 years
Abbreviations: AA, arachidonic acid; DHA, docosahexaenoic acid; EPA, eicosapentaenoic acid; MMSE, Mini-Mental State Examination; OR, odds ratio;
PUFA, polyunsaturated fatty acid.
6 months was observed among those assigned and their dietary adherence was monitored with
to DHA treatment, but this effect did not persist to serum DHA level measurements. A subgroup
12 months. (n = 32) of patients with very mild AD and MMSE
Another small, double-blind trial evaluated the scores above 27 (typical of patients with MCI)
potential treatment role for PUFAs in 21 patients who received DHA had better MMSE scores (by
with MCI, 8 patients with AD, and 10 patients with a statistically significant increment of 2.1 points)
organic brain lesions (e.g. stroke or trauma than had those taking the placebo (P = 0.01). This
sustained at least 5 years previously).59 After result suggests that DHA might have favorable
90 days of treatment with DHA and arachidonic effects only in patients with very mild AD and
acid, patients with MCI had improved attention not in those with moderate-to-severe AD.
and immediate memory (P <0.01). Patients with A recent, randomized, controlled trial of
organic brain lesions showed improvement in omega-3 fatty acid supplementation, conducted
their immediate (P <0.01) and delayed (P <0.001) as part of the MEMO (Mental Health in
memory, but patients with AD demonstrated Elderly Maintained with Omega-3) study
no significant benefit with respect to any form in The Netherlands,61 failed to show any statis-
of memory or attention. Thus, the subgroup of tically significant differences between placebo
patients with MCI, but not those with AD, and treatment groups with regard to cognitive
seemed to derive a marginal benefit from function. The participants were 302 cognitively
the treatment.59 healthy elderly individuals (MMSE score range
A randomized, controlled trial of DHA 23–30) who were randomly assigned to placebo,
supplementation in 174 elderly individuals low-dose (400 mg per day) DHA–EPA, or high-
with AD in Sweden (OmegAD)60 showed no dose (1,800 mg per day) DHA–EPA, and their
differences in the rate of cognitive decline over dietary adherence was monitored by measuring
6 months between those who received DHA serum levels of DHA–EPA. No significant
supplementation and those who received benefit from supplementation was detected with
placebo, as measured by the MMSE or the cogni- regard to cognitive tests such as verbal fluency,
tive portion of the Alzheimer disease assessment Trail Making or Wechsler Digit Span.
scale. Participants in this double-blind trial had In summary, the limited, randomized, clinical
baseline MMSE scores ranging from 15 to 30, trials completed to date do not show clear
MARCH 2009 VOL 5 NO 3 FOTUHI ET AL. NATURE CLINICAL PRACTICE NEUROLOGY 145
Table 3 Clinical trials of the effects of long-chain omega-3 fatty acids and either onset of dementia or AD or changes
in cognitive performance.
Reference Study Inclusion Omega-3 fatty Outcome measures Results Comments
design criteria acid intake and
measurement
Terano 12-month Elderly Placebo: no Cognitive decline DHA supplementation None
et al. RCT; individuals with supplementation; measured by MMSE significantly reduced
(1999)58 n = 20; mild-to-moderate treatment: and HDS-R the rate of cognitive
location: vascular 12 months of decline over 3 months
Japan dementia (MMSE 4.32 g per day and 6 months of
score 15–22) DHA follow-up (P <0.05),
living in a home but not over
for the elderly 12 months
Kotani 90-day RCT; Subjects with Placebo: 90 days Cognitive dysfunction No significant benefit Patients with mild
et al. n = 39; amnesia owing of 240 mg per measured by repeatable for patients with AD; cognitive impairment
(2006)59 location: to mild cognitive day olive oil; battery for the assessment patients with organic assigned to
Japan impairment, AD treatment: of neuropsychological brain lesion showed treatment improved
or organic brain 240 mg per day status improvement in their attention and
lesions of DHA and both immediate and immediate memory
arachidonic delayed memory (P <0.01), but no
acid and change was
6.4 mg per day noted in their
asthaxanthine delayed memory
Freund-Levi 12-month AD according to Placebo: Cognitive decline No statistically Statistically
et al. RCT; DSM-IV; MMSE 6 months of measured by MMSE significant difference significant benefit in
(2006)60 n = 174; score 15–30; placebo followed and cognitive subscale of in MMSE score subgroup of patients
(OmegAD location: living in own by 6 months the AD assessment scale between two groups with very mild AD;
study) Sweden home of DHA and at 6-month and that is, MMSE score
EPA; treatment: 12-month time points >27 (P = 0.01)
12 months of
DHA and EPA
van de Rest 26-week ≥65 years old DHA–EPA Cognitive function No statistically None
et al. RCT; with MMSE 400 mg or and mental well-being significant change
(2008)61 n = 302; score >21; not DHA–EPA assessed by word was noted in any of
(MEMO location: on dementia 1800 mg versus learning test, forward the cognitive domains
study) The or depression placebo (oil and backward test of the for either low-dose
Netherlands medications capsule); serum Wechsler digit span, trail or high-dose fish oil
DHA and EPA making test versions A supplementation
measurement and B, Stroop color–word compared
test and verbal fluency test with placebo
Abbreviations: AD, Alzheimer disease; DHA, docosahexaenoic acid; DSM-IV, Diagnostic and Statistical Manual of Mental Disorders, 4th edition;
EPA, eicosapentaenoic acid; HDS-R, Hasegawa Dementia Rating Scale; MMSE, Mini-Mental State Examination; RCT, randomized, controlled trial.
benefits of DHA or other forms of long-chain durations of follow-up in these trials range from
omega-3 fatty acid for slowing the rate of cogni- 30 weeks to 36 months, and the results are likely
tive decline, treating AD, or slowing progression to become available between 2009 and 2014.
in any forms of dementia. Some marginal benefit These trials should finally ascertain the efficacy
was noted in small subgroups of patients with of long-chain omega-3 fatty acid supplementa-
MCI or mild AD, which suggested that patients tion in the primary or secondary prevention
with mild cognitive deficits could benefit from of dementia.
this approach.
DISCUSSION OF REVIEW FINDINGS
Ongoing clinical trials After adjustment for covariates, including age,
OPAL (Older people and n-3 long-chain poly- sex, education level and income, four of the
unsaturated fatty acids),62 DHA in Slowing eight observational studies in our systematic
the Progression of Alzheimer Disease,63 and review of the literature reported a significant
several other multicenter trials (Table 4) are or trend-level benefit of a high intake of fish or
now in progress or nearing completion. The long-chain omega-3 fatty acid supplements with
146 NATURE CLINICAL PRACTICE NEUROLOGY FOTUHI ET AL. MARCH 2009 VOL 5 NO 3
Table 4 Ongoing clinical trials studying the effects of long-chain omega-3 fatty acids and either onset of dementia or AD or changes
in cognitive performance.
Trial, sponsor Study design Main inclusion Omega-3 fatty Primary outcome Secondary outcome Comments
and start year and exclusion acid intake and measures measures
criteria measurement
OPAL; Medical 24-month Healthy, age DHA 500 mg Changes in Other measures of Study
Research Council RCT; n = 800; 70–79 years, per day plus EPA cognitive function, cognitive performance, recruitment
(UK); 2004 location: UK with no dementia 200 mg per day as determined by such as recall of a short was
(20 clinical or diabetes and versus placebo California verbal story, verbal fluency and completed
practices) MMSE score >24 learning test; spatial memory; changes in 2007
changes in vision in blood pressure,
depression, BMI, color
vision and eye health
DHA in Slowing the 18-month ≥50 years old DHA 1020 mg per Changes in rate Changes in brain MRI Study
Progression of AD; RCT; n = 400; with MMSE day versus placebo of cognitive and and cerebrospinal fluid in recruitment
National Institute on location: USA score 14–26, functional decline, subsets of participants was
Aging; 2007 (51 centers living in the measured by completed
from AD community with ADAS-Cog and in 2008
Cooperative no clinical history CDR-SOB
Study) of stroke
MIDAS; Martek 24-week RCT; ≥55 years old DHA 900 mg Changes in Changes in visual acuity Study
Biosciences n = 465; with subjective per day cognitive function and levels of plasma recruitment
Corporation; 2005 location: USA memory phospholipids was
(14 locations complaint completed
in 9 states) but otherwise in 2008
healthy, MMSE
score >26
Omega-3 Fatty 36-month Frail, ≥70 years DHA 800 mg Changes in A parallel group of Study
Acids and/or MAPT; RCT; n = 1,200; old with no per day memory function participants will receive recruitment
Toulouse University location: dementia and as determined by behavioral multi- will be
Hospital; 2008 France MMSE score >24 Gröber & Buscke domain intervention completed
(4 cities) test plus or minus DHA, in 2013
and their compliance
and adherence to this
program will be evaluated
The Efficacy of 30-week 50–90 years old, Phosphatidylserine– Changes on Blood tests Study
Phosphatidylserine– RCT (double- MMSE score >27 omega-3 neuropsychological recruitment
Omega-3 in blind for first for individuals 300 mg/day for 15 computerized tests, was
Elderly with 15 weeks); with college weeks; then open- Trail Making Test, completed
Age-Associated n = 157; education and label phase with Rey Auditory–Verbal in 2008
Memory location: Israel >26 for all others 100 mg/day for Learning Test, and
Impairment; 15 weeks Osterrieth Complex
Enzymotec; 2007 Figure Test
Abbreviations: AD, Alzheimer disease; ADAS-Cog, cognitive subscale of the AD Assessment Scale; CDR-SOB, Clinical Dementia Rating-Sum of Boxes;
DHA, docosahexaenoic acid; EPA, eicosapentaenoic acid; MAPT, Multi-Domain Intervention in the Prevention of Age-related Cognitive Decline; MIDAS, Memory
Improvement with Docosahexaenoic Acid Study; MMSE, Mini-Mental State Examination; OPAL, Older People And n-3 Long-chain polyunsaturated fatty acids);
RCT, randomized, controlled trial.
regard to reducing the risk of AD or other forms positive results with consumption of either fish
of dementia. Moreover, none of the four clinical or DHA–EPA supplements.
trials conducted to date has provided convincing A Cochrane review of studies conducted before
evidence for the use of omega-3 fatty acids to 2006 also noted conflicting results and could not
treat any form of dementia or to prevent cogni- find strong evidence to support the use of dietary
tive decline. However, post hoc analyses of data or supplemental omega-3 PUFAs for the preven-
from some of these studies have shown a possible tion or treatment of dementia.64 The seemingly
benefit in patients with MCI. By contrast, all heterogeneous results in our analysis, as well as in
three observational studies that targeted elderly those of the Cochrane review, might be attribut-
individuals with no dementia at baseline and able to several issues that make analysis of the data
used cognitive change as an outcome reported from observational and clinical trials in this field
MARCH 2009 VOL 5 NO 3 FOTUHI ET AL. NATURE CLINICAL PRACTICE NEUROLOGY 147
challenging. These issues, which are summarized Duration of use could also be a key factor.
below, could serve as lessons to be considered in For example, the results from a follow-up of
the ongoing and future clinical trials. 2.1 years in the Rotterdam study formed a
significant reduction in risk of developing AD
Subtypes, dosage, and duration of in participants who consumed fish (RR 0.3, CI
consumption of omega-3 fatty acids or fish 0.1–0.9);46 however, after an additional 4 years
The specific type, dosage, and duration of use of of follow-up, the positive results lost their statis-
any of the components of fish or PUFAs could have tical significance. The reason for this finding
influenced the outcomes of the studies described is not clear, but it could have been related to
above. For example, analogous to the ratio of changes in the diets of participants during the
LDL (harmful) to HDL (protective) cholesterol extended study period. Similarly, the rando-
with regard to the development of cardiovascular mized, clinical trial of Terano et al. showed a
disease, a specific ratio of long-chain omega-3 to beneficial reduction in progression of dementia
omega-6 PUFAs might be particularly beneficial. with DHA after 6 months of treatment but not
The importance of the omega-3:omega-6 ratio after 12 months.
has already been supported by findings in some Another issue that is relevant to the duration
cardiovascular studies.65–68 of clinical trials and observational studies in the
Most of the studies that we have reviewed fields of cognitive health and dementia onset is
only focused on long-chain omega-3 fatty that the optimal time for primary prevention
acids in general or on DHA in particular, and of AD could be in the early mid-life period.
not on long-chain omega-6 fatty acids. In fact, However, clinical trials to examine this possi-
Barberger-Gateau and colleagues reported bility are not feasible owing to high attrition rates
an increased risk of dementia with regular (many participants stop such programs early, for
consumption of omega-6 PUFA if not compen- example because they move to a different city,
sated for by regular consumption of omega-3 become tired of attending research centers, or
fatty acids (HR 2.12, 95% CI 1.30–3.46).53 Heude have transportation problems), the large sample
and colleagues also reported an increased risk sizes required to perform such studies, and the
of cognitive decline in individuals with a high challenges involved in long-term follow-up over
consumption of omega-6 fatty acids (OR 1.59, 3–4 decades.
95% CI 1.04–2.44).55 Moreover, as observed in Future clinical trials must carefully monitor
studies in the cardiovascular system, the quanti- the dietary sources and dosages of both omega-3
ties and ratios of different forms of omega-3 and omega-6 fatty acids (Box 1), as well as the
fatty acids, such as DHA and EPA, could be type and duration of fish consumption.
important. Morris et al., for example, reported
a statistically significant reduction in dementia Genetic and environmental heterogeneity
risk for intakes of total omega-3 fatty acids and Heterogeneity among different populations
DHA, but their findings were not statistically with regard to genetic susceptibility to dementia
significant for EPA intake.50 might dilute the benefits of long-chain omega-3
The type of fish consumed could also affect fatty acids. For example, a few studies found
the results. Huang and colleagues reported protective effects only among participants who
that consumption of fatty fish reduced the risk were not carriers of the APOE ε4 allele.51,53,69
of dementia by 28%, whereas consumption of Conversely, the MEMO trial found a protec-
lean fried fish had no protective effect.51 The tive effect in the cognitive domain of attention
average dose of each of the sources of fatty in carriers of APOE ε4.61 The selection criteria
acids (ranging from 180 mg in the Framingham for observational studies or clinical trials might
Heart Study52 to 4,320 mg in the clinical trial by particularly attract individuals who have a genetic-
Terano et al.58) might also affect the outcome. ally increased risk of dementia (e.g. APOE ε4
Interestingly, higher doses do not always seem to carriers), which would confound the reported
be better. Participants in the Three-City cohort findings. In fact, some of the participants might
study showed statistically significant benefits already have subclinical cognitive impairment at
of PUFAs if they ate fish two to three times per baseline. Such participants are likely to experience
week (HR 0.59, CI 0.37–0.94) but not if they ate rapid cognitive decline, regardless of whether
fish four times, or more, per week (HR 0.58, CI they receive active treatment or placebo during
0.25–1.34). a clinical trial. Their cognitive impairment might
148 NATURE CLINICAL PRACTICE NEUROLOGY FOTUHI ET AL. MARCH 2009 VOL 5 NO 3
also be associated with impaired and imbalanced probably represents a broad spectrum of under-
food intake, which would further contaminate lying pathology. Studies that included patients
the findings of the study. with a heterogeneous combination of vascular
Several other issues might complicate the find- dementia, ‘pure’ AD and other pathologies could
ings of observational studies and clinical trials. dilute the reliability of their results, as omega-3
First, people vary with regard to their metabo- fatty acids might work only in a subgroup of
lism of fish and omega-3 fatty acids. Second, patients with a specific type of brain pathology.
different types of fish and different preparations This phenomenon is particularly interesting,
of commercially available PUFA have varying as evidence is growing that dementia in elderly
proportions of omega-3 and omega-6 subtypes. individuals is associated with mixed patholo-
Third, not all individuals who eat two to three gies;70–72 not all patients diagnosed with AD
servings of fish every week (or take daily supple- necessarily carry the same load of AD-associated
ments) would be expected to have similar levels plaques and tangles. In addition, a patient’s
of omega-3 or omega-6 fatty acids, owing to clinical presentation would be heavily influenced
differences in genes, age, and consumption of by his or her degree of superimposed brain
nuts or seafood other than fish (Box 1). Fourth, vascular pathology.72 Theoretically, if DHA
food frequency questionnaires might not neces- exerts its neuroprotective effects largely through
sarily reflect the actual amounts of omega-3 fatty vascular factors, researchers might obtain posi-
acid intake. Finally, eating fish or taking supple- tive results only among elderly individuals with
ments might be a proxy for individuals who are multiple vascular risk factors, and might fail to
fitter and lead healthier lifestyles than those who observe a benefit if most of their participants
do not have this dietary pattern, so any effects on have pure AD pathology. Careful selection and
cognitive decline or dementia might have little characterization of participants’ cognitive level
or nothing to do with the foods or supplements. (normal, MCI or AD) at baseline can be essential
Clinical trials must, therefore, attempt to enlist to avoid dilution of data through the inclusion
participants with homogenous backgrounds of individuals with varying degrees of pathology
and to monitor their serum levels of omega-3 and and varying levels of severity. This selectivity is
omega-6 fatty acids throughout the study, as was particularly important in the wake of recent PET
done in the Canadian Study of Health and Aging, imaging studies, which revealed that a substantial
a subset of the Three-City cohort study, EVA, and proportion of elderly individuals can have large
the Framingham Heart Study.49,52,54,55 loads of amyloid deposition with no apparent
signs of cognitive impairment or AD.73
Variations in outcome measures Given the strong theoretical and biological
and diagnostic evaluation evidence for a neuroprotective role of omega-3
Individual studies can vary with regard to the fatty acids against cognitive decline and
diagnostic criteria used for MCI, AD or other dementia—for example, by improving cere-
forms of dementia. For example, investigators bral blood flow, mitigating inflammation and
in the OmegAD study found protective effects reducing amyloid aggregation (Figure 1)—one
for omega-3 fatty acids among participants who possibility is that the lack of uniformly posi-
had mild AD, which was defined in this study as tive associations reflects inherent complexities
an MMSE score of 27 and above.60 Investigators in the designs of the studies that we reviewed.
in other studies, however, might categorize indivi- Careful and detailed clinical trials that take these
duals with such a high MMSE score as having complexities into account are needed to estab-
MCI rather than AD. Similarly, participants in lish the effectiveness of long-chain omega-3 fatty
the MEMO study had MMSE scores ranging acids for primary or secondary prevention of
from 23 to 30 and were considered to be cogni- cognitive decline or dementia. Tolerability and
tively healthy.61 Investigators in other studies adverse effects must also be closely monitored, as
might consider participants with a MMSE score high doses of antioxidants in nutritional supple-
of 23 to have MCI or mild AD. ments might be associated with increased lipid
Participants included in the OmegAD study peroxidation and deleterious health effects.74
had MMSE scores ranging from 15 to 30, whereas
those in the MEMO study had scores ranging CONCLUSIONS
from 23 to 30. The wide range of cognitive Our systematic review of observational studies in
performance reflected in these MMSE scores the literature suggests that long-chain omega-3
MARCH 2009 VOL 5 NO 3 FOTUHI ET AL. NATURE CLINICAL PRACTICE NEUROLOGY 149
150 NATURE CLINICAL PRACTICE NEUROLOGY FOTUHI ET AL. MARCH 2009 VOL 5 NO 3
21 Wang C et al. (2006) n-3 Fatty acids from fish or fish- 42 Bosman GJ et al. (1991) Erythrocyte membrane
oil supplements, but not α-linolenic acid, benefit characteristics indicate abnormal cellular aging in patients
cardiovascular disease outcomes in primary- and with Alzheimer’s disease. Neurobiol Aging 12: 13–18
secondary-prevention studies: a systematic review. 43 Otsuka M et al. (2002) Similarities and differences
Am J Clin Nutr 84: 5–17 between Alzheimer’s disease and vascular dementia
22 Kris-Etherton PM et al. (2002) Fish consumption, fish from the viewpoint of nutrition. Ann NY Acad Sci 977:
oil, omega-3 fatty acids, and cardiovascular disease. 155–161
Circulation 106: 2747–2757 44 Kalmijn S et al. (2004) Dietary intake of fatty acids and
23 Lichtenstein AH et al. (2006) Diet and lifestyle fish in relation to cognitive performance at middle age.
recommendations revision 2006: a scientific statement Neurology 62: 275–280
from the American Heart Association Nutrition 45 Yehuda S et al. (1996) Essential fatty acids preparation
Committee. Circulation 114: 82–96 (SR-3) improves Alzheimer’s patients quality of life. Int J
24 Virtanen JK et al. (2008) Fish consumption and risk of Neurosci 87: 141–149
subclinical brain abnormalities on MRI in older adults. 46 Kalmijn S et al. (1997) Dietary fat intake and the risk of
Neurology 71: 439–446 incident dementia in the Rotterdam Study. Ann Neurol
25 He K et al. (2004) Fish consumption and incidence of 42: 776–782
stroke: a meta-analysis of cohort studies. Stroke 35: 47 Engelhart MJ et al. (2002) Diet and risk of dementia:
1538–1542 does fat matter? The Rotterdam Study. Neurology
26 Callegari PE and Zurier RB (1991) Botanical lipids: 59: 1915–1921
potential role in modulation of immunologic responses 48 Barberger-Gateau P et al. (2002) Fish, meat, and risk
and inflammatory reactions. Rheum Dis Clin North Am of dementia: cohort study. BMJ 325: 932–933
17: 415–425 49 Laurin D et al. (2003) Omega-3 fatty acids and risk of
27 Gil A (2002) Polyunsaturated fatty acids cognitive impairment and dementia. J Alzheimers Dis
and inflammatory diseases. Biomed Pharmacother 5: 315–322
56: 388–396 50 Morris MC et al. (2003) Dietary fats and the risk of
28 Namazi MR (2004) The beneficial and detrimental incident Alzheimer disease. Arch Neurol 60: 194–200
effects of linoleic acid on autoimmune disorders. 51 Huang TL et al. (2005) Benefits of fatty fish on dementia
Autoimmunity 37: 73–75 risk are stronger for those without APOE ε4. Neurology
29 Mertin J et al. (1985) Nutrition and immunity: the 65: 1409–1414
immunoregulatory effect of n-6 essential fatty acids 52 Schaefer EJ et al. (2006) Plasma phosphatidylcholine
is mediated through prostaglandin E. Int Arch Allergy docosahexaenoic acid content and risk of dementia
Appl Immunol 77: 390–395 and Alzheimer disease: the Framingham Heart Study.
30 Santoli D and Zurier RB (1989) Prostaglandin E Arch Neurol 63: 1545–1550
precursor fatty acids inhibit human IL-2 production by 53 Barberger-Gateau P et al. (2007) Dietary patterns and
a prostaglandin E-independent mechanism. J Immunol risk of dementia: the Three-City cohort study. Neurology
143: 1303–1309 69: 1921–1930
31 Rossetti RG et al. (1997) Oral administration of 54 Samieri C et al. (2008) Low plasma eicosapentaenoic
unsaturated fatty acids: effects on human peripheral acid and depressive symptomatology are independent
blood T lymphocyte proliferation. J Leukoc Biol 62: predictors of dementia risk. Am J Clin Nutr 88: 714–721
438–443 55 Heude B et al. (2003) Cognitive decline and fatty acid
32 Endres S et al. (1989) The effect of dietary composition of erythrocyte membranes—the EVA Study.
supplementation with n-3 polyunsaturated fatty acids Am J Clin Nutr 77: 803–808
on the synthesis of interleukin-1 and tumor necrosis 56 Morris MC et al. (2005) Fish consumption and cognitive
factor by mononuclear cells. N Engl J Med 320: decline with age in a large community study. Arch Neurol
265–271 62: 1849–1853
33 DeLuca P et al. (1999) Effects of gammalinolenic acid 57 van Gelder BM et al. (2007) Fish consumption, n-3 fatty
on interleukin-1 beta and tumor necrosis factor-alpha acids, and subsequent 5-y cognitive decline in elderly
secretion by stimulated human peripheral blood men: the Zutphen Elderly Study. Am J Clin Nutr 85:
monocytes: studies in vitro and in vivo. J Investig Med 1142–1147
47: 246–250 58 Terano T et al. (1999) Docosahexaenoic acid
34 Ferrante A et al. (1994) Neutrophil migration inhibitory supplementation improves the moderately severe
properties of polyunsaturated fatty acids. The role of dementia from thrombotic cerebrovascular diseases.
fatty acid structure, metabolism, and possible second Lipids 34 (Suppl): S345–S346
messenger systems. J Clin Invest 93: 1063–1070 59 Kotani S et al. (2006) Dietary supplementation of
35 Yaffe K et al. (2004) The metabolic syndrome, arachidonic and docosahexaenoic acids improves
inflammation, and risk of cognitive decline. JAMA 292: cognitive dysfunction. Neurosci Res 56: 159–164
2237–2242 60 Freund-Levi Y et al. (2006) Omega-3 fatty acid treatment
36 Akiyama H et al. (2000) Inflammation and Alzheimer’s in 174 patients with mild to moderate Alzheimer disease:
disease. Neurobiol Aging 21: 383–421 OmegAD study: a randomized double-blind trial. Arch
37 Blok WL et al. (1996) Modulation of inflammation and Neurol 63: 1402–1408
cytokine production by dietary (n-3) fatty acids. J Nutr 61 van de Rest O et al. (2008) Effect of fish oil on cognitive
126: 1515–1533 performance in older subjects: a randomized, controlled
38 Cole GM et al. (2005) Prevention of Alzheimer’s trial. Neurology 71: 430–438
disease: omega-3 fatty acid and phenolic anti-oxidant 62 Dangour AD et al. (2006) A randomised controlled trial
interventions. Neurobiol Aging 26 (Suppl 1): S133–S136 investigating the effect of n-3 long-chain polyunsaturated
39 Corrigan FM et al. (1991) Essential fatty acids in fatty acid supplementation on cognitive and retinal
Alzheimer’s disease. Ann NY Acad Sci 640: 250–252 function in cognitively healthy older people: the Older
40 Requejo AM et al. (2003) Influence of nutrition on People And n-3 Long-chain polyunsaturated fatty acids
cognitive function in a group of elderly, independently (OPAL) study protocol [ISRCTN72331636]. Nutr J 5: 20
living people. Eur J Clin Nutr 57 (Suppl 1): S54–S57 63 DHA (docosahexaenoic acid), an omega 3 fatty acid,
41 Manzato E et al. (2003) Cognitive functions are not in slowing the progression of Alzheimer’s disease
affected by dietary fatty acids in elderly subjects in the [http://clinicaltrials.gov/ct2/show/NCT00440050]
Pro.V.A. study population. Aging Clin Exp Res 15: 83–86 (accessed 14 January 2009)
MARCH 2009 VOL 5 NO 3 FOTUHI ET AL. NATURE CLINICAL PRACTICE NEUROLOGY 151
Acknowledgments 64 Lim WS et al. Omega 3 fatty acid for the prevention 70 Troncoso JC et al. (2008) Effect of infarcts on dementia
K Yaffe is supported in part of dementia. Cochrane Database of Systematic in the Baltimore longitudinal study of aging. Ann Neurol
by grants from the NIH Reviews 2006, Issue 1. Art. No.: CD005379. 64: 168–176
(AG 031155) and from an doi:10.1002/14651858.CD005379.pub2 71 Whitmer RA et al. (2008) Central obesity and increased
anonymous foundation. We 65 Harris WS (2006) The omega-6/omega-3 ratio and risk of dementia more than three decades later.
thank Tzipora Sofare for cardiovascular disease risk: uses and abuses. Curr Neurology 71: 1057–1064
her editorial assistance in Atheroscler Rep 8: 453–459 72 Schneider JA et al. (2007) Mixed brain pathologies
preparing this manuscript. 66 Stanley JC et al. (2007) UK Food Standards Agency account for most dementia cases in community-
She provided thoughtful Workshop Report: the effects of the dietary n-6:n-3 dwelling older persons. Neurology 69: 2197–2204
comments, critical feedback, fatty acid ratio on cardiovascular health. Br J Nutr 98: 73 Aizenstein HJ et al. (2008) Frequent amyloid
and helped with improving 1305–1310 deposition without significant cognitive impairment
tables and figures. 67 Griffin MD et al. (2006) Effects of altering the ratio of among the elderly. Arch Neurol 65: 1509–1517
dietary n-6 to n-3 fatty acids on insulin sensitivity, 74 Bjelakovic G et al. (2007) Mortality in randomized trials
Competing interests lipoprotein size, and postprandial lipemia in men and of antioxidant supplements for primary and secondary
The authors declared no postmenopausal women aged 45–70 y: the OPTILIP prevention: systematic review and meta-analysis.
competing interests. Study. Am J Clin Nutr 84: 1290–1298 JAMA 297: 842–857
68 Rosell MS et al. (2005) Long-chain n-3 75 Knopman DS (2008) Go to the head of the class
polyunsaturated fatty acids in plasma in British to avoid vascular dementia and skip diabetes and
meat-eating, vegetarian, and vegan men. Am J Clin obesity. Neurology 71: 1046–1047
Nutr 82: 327–334 76 Wilson RS et al. (2007) Relation of cognitive activity
69 Whalley LJ et al. (2008) n-3 Fatty acid erythrocyte to risk of developing Alzheimer disease. Neurology
membrane content, APOE ε4, and cognitive variation: 69: 1911–1920
an observational follow-up study in late adulthood. 77 Wilson RS et al. (2007) Chronic distress and incidence
Am J Clin Nutr 87: 449–454 of mild cognitive impairment. Neurology 68: 2085–2092
152 NATURE CLINICAL PRACTICE NEUROLOGY FOTUHI ET AL. MARCH 2009 VOL 5 NO 3