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© Leipold &2009;
Psychologist W.&Greve:
2009 Hogrefe Vol.
Huber Resilience
14(1):40–50
Publishers

Resilience
A Conceptual Bridge Between Coping and Development
Bernhard Leipold and Werner Greve
Universität Hildesheim, Germany
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.
This document is copyrighted by the American Psychological Association or one of its allied publishers.

Abstract. Traditionally resilience is viewed as an important way of coping: Through resilience, an individual recovers from or avoids
negative outcomes from burdensome conditions. In this paper, we argue that individual stability under significant adverse conditions (i.e.,
resilience) results, to a large degree, from coping processes (e.g., assimilation and accommodation) influenced by personal and situational
conditions. Moreover, we propose that resilience, viewed as a stabilizing constellation, should be considered an important part of the
conceptual bridge between coping and development. Resilience, however, requires a definition of successful development. Here, we argue
that the potential and possibility for further development may be used as a common denominator of current proposals. The aim is to
outline an integrative model of coping, resilience, and development as a theoretical access to successful aging. Some empirical results
illustrate the developmental conditions for assimilative and accommodative processes.

Keywords: coping, resilience, lifespan development, accommodation

Introduction some notable exceptions (Skinner & Edge, 1998), these


processes are seldom discussed from a developmental point
As young children, we sometimes learn unusual concepts of view. In particular, although the development of coping
in a revealing way. For one of us (WG), the concept of a abilities has long been an issue in developmental research
boomerang was perhaps most memorably defined as: “A (e.g., Skinner & Zimmer-Gembeck, 2007), the develop-
boomerang is, if you throw it away and it doesn’t return, it mental relevance of coping processes has remained some-
is no boomerang.” Definitions of resilience, which typical- what outside the mainstream of the debate.
ly refer to positive adaptation despite adversity (e.g., Gar- In the present paper, we attempt to elaborate on this re-
mezy, 1991; Luthar, 2006; Masten, 2001; Rutter, 1987), lationship between coping and development by proposing
have a fatal inclination to become boomerangish that way, that the concept of resilience can be considered an impor-
as resilience is defined by its success: Resilience is, if you tant part of the conceptual bridge between coping and de-
don’t overcome adverse developmental conditions, it isn’t velopment. To achieve this, we will present our argument
resilience. Actually, several prominent psychological con- in three steps.
cepts have been defined in this “effect”-way (e.g., the con- First, we will argue that resilience’s circularity problems
cept of reinforcement), since this kind of explication illus- can be circumvented if the focus is moved on the processes
trates rather well what is meant by the concept. However, of recovery from or avoidance of developmental adversi-
if we then use resilience as a concept with explanatory ties. Contrary to many proposals, this entails viewing resil-
power (“Why did he overcome this adverse situation?” ience neither as a trait nor as a process explaining a phe-
“Well, because of his resiliency”), a logical full circle is nomenon, but rather as a phenomenon needing to be ex-
drawn: The explanation then becomes tautological (it is the plained. It can be explained, we argue, by referring to
“boomerangishness” of the boomerang that makes it come coping processes that resemble, in structural aspects, pro-
back). cesses of developmental regulation. Here, we refer in par-
Thus, we are in need of a more substantial explanation ticular to the dual-process model of development proposed
of what makes an individual’s reaction to adverse develop- by Brandtstädter and colleagues (Brandtstädter, 2007;
mental conditions appear (and feel) resilient. In fact, it Brandtstädter & Greve, 1994; Brandtstädter & Rother-
seems obvious that a variety of psychological processes mund, 2002). In the course of this argument, we also tackle
(e.g., certain kinds of information processing or emotional the thorny problem of defining developmental success
regulation) and constellations (e.g., a particular social en- (Greve, 2001), that needs to be solved because resilience
vironment) explain why a person has shown resilience in a is defined, as we mentioned, by successfully overcoming
given (adverse) developmental situation (Staudinger, Mar- adverse developmental conditions.
siske, & Baltes, 1995). Many, if not most, of these psycho- In sum, we propose that a fruitful research question lead-
logical processes refer to what are traditionally called cop- ing to a closer connection between coping, resilience, and
ing reactions (Greve & Staudinger, 2006); however, despite development would ask which processes ensure the possi-

European Psychologist 2009; Vol. 14(1):40–50 © 2009 Hogrefe & Huber Publishers
DOI 10.1027/1016-9040.14.1.40
B. Leipold & W. Greve: Resilience 41

bility of further development for a person confronted with of focusing on attributes of the individual as the decisive
developmental challenges. This way of asking leaves open aspect, and, hence, is highly in danger of neglecting the
whether these processes result in stability or growth, fundamentally interactive nature of developmental (and
whether they achieve this by optimization, compensation, coping) processes. Second, and more fundamental, dispo-
or selection, or by accommodative or assimilative process- sitional explanations, in general, do not offer an explana-
es. All of these, to be sure, represent possible forms of re- tion of what has happened, but rather a description of it
silience. (Greve, 2005). The question of which processes facilitate
or create the ability to overcome difficulties remains unan-
swered.
In contrast, we argue that “resilience” simply denotes
Resilience as a Phenomenon: the mere fact of an individual’s stability or quick recovery
Components of a Conceptual (or even growth) under significant adverse conditions. This
phenomenon of resilience, in turn, needs to be explained
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

Clarification by coping processes, which lead to certain developmental


This document is copyrighted by the American Psychological Association or one of its allied publishers.

trajectories. More specifically, we claim that the difference


Traditionally, processes or competencies of resilience are between coping and resilience is mainly a matter of con-
viewed as important means of coping with adversities. Ac- ceptual hierarchy, rather than an empirical issue (Greve &
cording to this view, it’s the individual’s resilience that Staudinger, 2006).
makes him or her recover from or entirely avoid negative
outcomes from unfavorable conditions that otherwise (i.e.,
without resilience) would inevitably lead to negative Successful Development: How to
(“maladaptive”) developmental pathways. In particular,
concepts of resiliency as a personality trait (Block & Block, Distinguish Coping, or Resilience, from
1980) or trait constellation (Asendorpf & van Aken, 1999) Failure
tend to argue that resilience should be considered a stable
resource that allows a favorable performance under stress Since resilience as a phenomenon is defined by the success
(Weed, Keogh, & Borkowski, 2006). According to Block (positive developmental outcomes) of the (coping) pro-
and Block (1980), ego-resiliency refers to the tendency to cesses involved (given the circumstances), these processes
respond flexibly rather than rigidly to changing situational can hardly be clarified without a satisfying idea of what
demands, particularly in stressful situations. successful development is. However, humans differ in their
The view that dispositions do account for variance in profile of demands: Congenital and acquired vulnerabili-
coping responses has also been formulated by several other ties and deficits sometimes make special support necessary.
concepts that sometimes resemble the basic idea of resil- In every case, a minimum of fit between individuals and
ience, though the term is not used explicitly. For instance, their environment is the necessary prerequisite for devel-
Kobasa, Maddi, and Kahn (1982) proposed the construct opment to take place at all. Within this “space” human de-
of “hardiness” to refer to a specific set of traits (including velopment can unfold individually within a broad range.
three personality dispositions: commitment, control, and Accordingly, a common denominator of what successful
challenge) that contribute to the stress-resistance of the per- development actually means is difficult to achieve because
son. Likewise, Antonovsky’s (1987) “sense of coherence” a fundamental element of subjectivity seems unavoidable
(a feeling of confidence that demands are comprehensible, here: What one person considers being a “successful” way
manageable, and meaningful) can be viewed as a global of dealing with a developmental constellation can be seen
personality disposition serving as a resource for a person as an escape or even as a failure by another. From a devel-
in resisting problems and burdens. Although these concepts opmental point of view, the concepts of developmental
differ from “resiliency”, even in its personality-trait con- tasks or normative and nonnormative challenges (Baltes,
ceptualization, they exemplify the guiding idea that it is the Lindenberger, & Staudinger, 2006) may be used as orga-
individual’s personality (or parts of it) that enables him or nizing principles to describe and explain changes in per-
her to overcome adversities. sonal growth. These concepts consider to what extent chal-
At first glance, this perspective seems convincing, since lenges typically occur in concrete age periods. Following
it helps to explain why, under the very same conditions, growth models of personality development (see Baltes et
some persons are resistant and others are not. A closer look, al., 2006, for a review), personality-based functioning is
however, reveals that constructing resilience as represent- subject to a systematic advance toward a higher level of
ing a personal trait that allows some at-risk people to suc- integration. For many people, life challenges and loss
ceed in life can be misleading. First, a person-centered ap- threaten the order and predictability of one’s life. There is,
proach bears the risk of underestimating the role of external however, considerable evidence that benefits may result
factors (situation, context variables). Many of the ap- from adversity (Aldwin, 1994; Davis & McKearney, 2003).
proaches mentioned above do refer to external conditions, In developmental research on successful aging, the dif-
to be sure, but a person-centered view is always in danger ferent approaches fall into three classes: Whereas some re-

© 2009 Hogrefe & Huber Publishers European Psychologist 2009; Vol. 14(1):40–50
42 B. Leipold & W. Greve: Resilience

fer to absolute standards, others use relative standards or solve the problem of successful development. Human de-
propose subjective standards (see Heckhausen, 1999, for a velopment is characterized by a remarkable plasticity in
further discussion). Absolute standards refer to optimal or, cognitive functioning as well as in social integration and
at least, normal levels of functioning in a given domain personal self-regulation (Baltes et al., 2006). This plasticity
(e.g., nonpathological biomedical functioning). Relative is not only critical for the dynamics of resilience and the
standards take into account the performance conditions for coping processes being discussed, it is also, in general, a
a given individual in a given domain. Subjective standards, basic requirement for lifelong development. Development
in contrast, are entirely idiosyncratic to the individual and consists primarily of the maintenance and implementation
diverge to the extent that different people evaluate the same of the individual’s abilities to use regulation processes (see
criteria in a different way. In short: The problem of legiti- below) to adapt to a challenging situation. Successful de-
mate criteria remains unsolved even when the debate starts velopment, therefore, implies a progressive adaptation that
from a point that seems to be highly in agreement. preferably preserves or increases this plasticity and adap-
One solution for this dilemma, of course, is to terminate tivity (Greve, 2001). Fundamentally, and to oversimplify
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

the search for one final, decisive criterion of success. Baltes somewhat, development consists of successfully overcom-
This document is copyrighted by the American Psychological Association or one of its allied publishers.

and Carstensen (2003), for instance, emphasized the limit- ing life problems and successful coping can be recognized
ed value of normative, psychological outcomes, which are exactly where overcoming future problems (i.e., develop-
primarily rooted in middle-class, white, male standards ment) remains possible, if not easier.
and, therefore, ignore the potential of multiple personal
goals. They prefer a multicriteria approach with three di-
mensions and strive to identify the most important criteria. Resilience as a Relational Construct:
What counts as “success” can be defined by different au-
thorities (individual, peer group, society), by different cri- Coping as a Constitutive Component
teria of assessment (subjective, objective), and by different
norms (functional, statistical, or ideal norm). Accepting If the proposed approach of viewing resilience as the phe-
personal goals as the individual operationalization of suc- nomenon to be explained (rather than as the resource that
cess directs attention to the strategies that people use to explains a positive developmental outcome) is acceptable,
master specific personal goals (e.g., through the processes the resulting scientific problem is to describe the underly-
of selection, optimization, and compensation; Freund & ing mechanisms and processes more precisely. According
Baltes, 2002). to Kaplan (1999), several obstacles hinder conceptual clar-
Some authors stress the importance of evolutionarily ity in this. The first problem has been discussed in the pre-
given developmental goals: survival, competition, and hi- vious section: The necessity of distinguishing between re-
erarchical positions in group-constellations (Sedikides, silience and outcome. This difficulty is circumvented (a)
Skowronski, & Dunbar, 2006). Others claim that subjective when resilience is (boomerangishly) actually defined by its
criteria are problematic because they prevent and exclude (positive) outcome (and, hence, doesn’t explain positive
any consensus-based assessment of success, permit every development but rather describes it), and (b) when resil-
phenomenon to be interpreted a posteriori as success, and, ience is explained by a variety of processes. The second
therefore, hinder scientific progress in the field of success- problem of the great variation in outcomes between (or
ful aging (Heckhausen, 1999, p. 94). From the perspective even within) individuals can be circumvented by adopting
of actional self-development, the role that consensus the proposed (admittedly abstract) idea of successful devel-
should play is far away from a consensus. Conceding that opment: Any reaction that maintains or enhances the pos-
success can also be acknowledged in areas that are not sim- sibility of further development. The problem to be solved,
ilarly valued by all means, at least, that doubt exists as to however, is (third) the variation of processes that influence
whether biological, fitness-related goal states of human de- developmental outcomes and (fourth) the variability of
velopment are the only candidates worth mentioning. problems, burdens, and so-called risk factors.
At this point the question arises as to which philosophy Accordingly, Greve and Staudinger (2006) proposed a
of life seems to fit the reality more adequately: Are the conceptualization of resilience as a constellation: the fit be-
biologically-based factors that facilitate survival the pre- tween individual resources (capacities, competencies, and
dominant ones, and more important than personal goals? perhaps even attributes), social conditions (e.g., social sup-
Empirical results can be discussed in favor of both posi- port), and the developmental challenge or problem (e.g.,
tions. One solution might be to forego concrete, normative, obstacles, deficits, losses). This view implies a hierarchical
content-related standards, thereby taking interindividual differentiation between resilience and coping, as it assumes
and intercultural variations seriously, but accept at a func- that coping is viewed as the individual processes that result,
tional (abstract) level the continued existence of the organ- in dynamical interaction with these components and under
ism (and its future coping skills) as a necessary condition certain conditions, in resilience.
for developmental and coping success (Greve, 2001). Coping, in turn, is nowadays conceived of as a process
From this point of view, perhaps the following consid- (as opposed to a trait or a competence) by which individ-
erations could serve as an integrative compromise to re- uals manage the challenging or threatening demands

European Psychologist 2009; Vol. 14(1):40–50 © 2009 Hogrefe & Huber Publishers
B. Leipold & W. Greve: Resilience 43

placed upon them (Lazarus & Folkman, 1984). Originally, “intentional jargon” (thus, even their denomination as sec-
coping research focused on individual coping reactions, ondary “control” becomes questionable). Second, and
that is, the means a person uses to cope with an actual prob- more fundamental, the primacy of primary control process-
lem as well as the consequences thereof. Folkman and Laz- es for all circumstances – and for all persons – is not evi-
arus (1980) made the famous distinction between problem- dent, let alone empirically corroborated (Greve & Wentura,
and emotion-focused coping strategies. Emotion-focused 2007; Brandtstädter, 2006, 2007). Even from an evolution-
coping serves to regulate the burdensome emotions, where- ary point of view, several organisms have chosen other so-
as problem-centered coping aims to change the relevant lutions (e.g., symbiosis). This is another advantage of con-
conflict or problem. The two forms of coping are by no ceiving resilience as a relational constellation: It does not
means mutually exclusive. Just the opposite, a first reaction entail any primacy of certain (coping) responses to (devel-
that is emotion-centered (“Calm down first!”) often then opmental) burdens or threats.
permits a problem-oriented clarification (e.g., of the con- At the core of this (resilient) constellation, however, the
flict with the boss; see Folkman, 1984). individual’s coping reaction remains the critical component
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It becomes clear that searching for a general reaction to of the model. Given a certain problem (challenge, task,
This document is copyrighted by the American Psychological Association or one of its allied publishers.

certain types of problems should be rendered impossible. threat, etc.) in a particular social situation, it is the individ-
It all depends, as it were, on the particular constellation. ual’s response that makes the decisive difference for the
Considerable evidence (starting with the classical study by developmental outcome. Thus, the question of how indi-
Brickman, Coates, & Janoff-Bulman, 1978) demonstrates vidual selection of a specific reaction comes about (under
in a particularly vivid way that coping depends not on the a given constellation of preconditions) takes center stage.
objective events themselves but rather on their interpreta- This question, in turn, can be answered only from a devel-
tion and processing. opmental point of view.
However, a sequential model of coping reactions, such
as Lazarus’ (Lazarus & Folkman, 1984), is missing a more
exact explanation of the particular coping reaction that is
chosen: When does the person show which reaction for Resilience as a Constellation –
what purpose? As a first approximation, it seems plausible
to suppose that efforts toward problem-oriented solutions Toward an Integrative Model of
will be maintained as long as personal self-efficacy beliefs Development, Coping, and Resilience
(Bandura, 1997) allow reaching the goal or regaining the
status quo to appear promising. Evidently, it is objectively The problem in evaluating coping reactions as “function-
and subjectively important for humans to control their re- al,” “successful,” or even “healthy” admittedly has not
lationship to their surroundings (Heckhausen & Schulz, been avoided, even through the cautious definition suggest-
1999), as even the perceived loss of control may constitute ed above. The impression remains that varying coping re-
a strain or threat. actions – even conceding that individual life plans vary and
When, however, the individual’s active problem-solving with them the criteria of success – seem to appear function-
efforts appear fruitless, then adaptations on the part of the al (adaptive) for successful development in different ways.
individual become necessary, since otherwise the threat As a result, the functionality of a coping reaction cannot,
would become a permanent source of stress. Following in any case, be ascertained per se (empirically or theoreti-
Rothbaum, Weisz, and Snyder (1982); Heckhausen (1999) cally) but rather can only be classified relative to the re-
proposed a lifespan theory of primary and secondary con- spective developmental situation of the person. This leads
trol that developed these thoughts systematically; this the- to the consideration that coping reactions and developmen-
oretical framework, however, depicts the goals of second- tal processes, differ in their time frame: Short-term state
ary processes as ultimately serving to re-establish primary changes in reaction to challenging constellations that can-
control. Without claiming primacy of the primary control not be resolved with the available means and resources
(e.g., Heckhausen, 2002, p. 259) even the denomination would accordingly be described as coping; longer term
“primary” control would be rendered pointless. Actually, changes in the person in reaction to challenges that cannot
striving to influence one’s environment in favor of one’s be dealt with by the previously developed cognitive, emo-
interests and necessities seems plausible from an evolution- tional, and behavioral repertoire would then be described
ary point of view (Heckhausen & Schulz, 1999). Adapting as development.
one’s own evaluatory criteria and level of expectation (sec-
ondary control) can indeed lead to regaining a feeling of
being in control and, therefore, also being able to reach
these revised goals. However, two problems with this se- Resilience: The Relation to Adaptation,
quential model need to be resolved. First, processes of sec- Stability, and Maintenance
ondary control do not underlie personal control in the same
way active and strategic reactions to a problem do (Brandt- This can be well-integrated into a general understanding in
städter, 2006); as a rule, they cannot be reconstructed in an which coping and development differ fundamentally in

© 2009 Hogrefe & Huber Publishers European Psychologist 2009; Vol. 14(1):40–50
44 B. Leipold & W. Greve: Resilience

time frame, and hence, on a conceptual level. Stabilizing tion and the resources available depends on the person’s
coping processes can be recognized in this framework fair- cognitive structures for perception, comprehension, inter-
ly well. This, in turn, supports our view that resilience is pretation, and evaluation, which in turn are products of dif-
neither an individual characteristic nor a specific process. ferences in individual development.
Rather, it describes the phenomena of a “normal” (or stable, First of all, it is clear that problem-oriented reactions
or successful) developmental course under potentially en- (primary control) are only possible if appropriate problem-
dangering circumstances and, thus, is the expression of a solving competence is available. I can only pass my driving
complex resilience constellation (Greve & Staudinger, test (subjectively threatening but seen as necessary and de-
2006). At first glance, little seems to have, thus, been sired) when I possess the necessary cognitive and motoric
gained theoretically in the current discussion about “adap- abilities (eye-hand coordination, anticipatory driving style,
tive” coping processes. At most, through the term “constel- assessment of dangers, situation-appropriate understanding
lation” the developmental circumstances have now also of the traffic regulations, etc.). It is clear that such complex
been integrated conceptually. In the sense of the argumen- information-processing is only possible at more differenti-
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tation central to the relationship between development and ated stages of (in particular, mental) development. Of
This document is copyrighted by the American Psychological Association or one of its allied publishers.

coping, the term constellation is, in fact, applicable, but it course, this concerns not only such developmental tasks but
underestimates the heuristic fruitfulness of the resilience also social problems and challenges: A confrontation with
term in another respect. In fact, the resilience phenomenon authority (boss, teacher, etc.) that has become inevitable
draws attention to the point that development can also exist will only succeed when one has the social and communi-
when outwardly little or nothing changes (Greve, 2005). cation skills plus a sufficient emotion regulation compe-
Not only does an apparent stability at closer view often tence (to avoid uncontrolled outbursts of anger) and cogni-
have a highly dynamic (microprocessual, i.e., lower level) tive abilities (to hold one’s own in an argument but also to
regulation at the basis, but also these stabilizing regulation cleverly plan the discussion strategically). In a similar man-
processes are based on development over the lifespan. In ner, cognitive-emotional adaptation processes (emotion-
other words, the resilience that appears outwardly as the centered, secondary control) demand the availability of al-
expression of stability and unchangeability in the person is ternate evaluation and interpretation structures as well as
the result of regulation and coping processes that are not the cognitive flexibility to revise initially preferred inter-
only highly dynamic and complexly interacting at every pretations and assessments and, if necessary, even drop
point in development, but also are themselves constantly them in favor of others (Brandtstädter, 2006).
changing throughout the lifespan. These considerations suggest a strong mutual interrela-
With this, the relationship between coping and develop- tion between developmental trajectories and (the availabil-
ment not only becomes even closer (and more plausible), but ity of) coping reactions. Instead of collecting (and listing)
also gains a partly new, extended understanding of develop- them, however, an integrative framework should be more
ment. Development is no longer bound only to externally appropriate to conceptualize this relationship. Threats and
visible (dramatic) changes; the maintenance of a dynamic challenges, whether as acute problems or serious develop-
balance is also conceptualized as the expression and result of mental crises, can be reconstructed as discrepancies be-
developmental processes. In fact, in this understanding of tween a current, actual (perceived) state or condition (“Is-
development, the coping processes addressed in this contri- state”) and an intended or desirable alternative state or con-
bution shift conceptually closer to a classical developmental dition (target or “Should be-state”). The reactions to such
concept from, at first glance, a completely different origin: challenges can generally be placed in one of two catego-
Piaget’s theory of cognitive development (Flavell, 1963). The ries: Individuals either actively try to solve the problem or
function of the interplay between assimilative and accommo- reactively try to reduce the stress they feel by avoiding or
dative adaptive processes is, here again, maintaining or re- modifying how they view the problem. Not only can sev-
gaining a balance between internal structures and perceptions eral theories of developmental regulation, at least in prin-
of reality (principle of equilibration). ciple, be integrated into this abstract system, but also al-
most all coping theories (Greve, 1997). Moreover, despite
notable differences in their details, various research ap-
proaches to developmental regulation that include coping
Resilience and Development: Toward an with developmental problems and tasks (Baltes & Baltes,
Integrative Model of Coping and Resilience 1990; Brandtstädter, 2007; Heckhausen & Schulz, 1999)
can all be described by this common fundamental concept
Apparently individuals differ greatly in their reactions to (see also Boerner & Jopp, 2007; Greve & Wentura, 2007):
seemingly comparable stresses and challenges. At the same Either the threatening or stressful problem itself is solved
time, a single individual can show very different coping or the problematic aspects of the situation are alleviated or
reactions in various situations. The availability of the vari- avoided. Although a broad dichotomous model based upon
ety of coping reactions is, then, noticeably tied to the re- commonalities of different theories entails the danger of
spective, antecedent development of personal structures, underestimating differences in the scope of application and
skills, or resources. Likewise, the assessment of the situa- conceptual details (Riediger & Ebner, 2007), this general

European Psychologist 2009; Vol. 14(1):40–50 © 2009 Hogrefe & Huber Publishers
B. Leipold & W. Greve: Resilience 45
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.
This document is copyrighted by the American Psychological Association or one of its allied publishers.

Figure 1. An integrative model of coping, resilience, and development.

framework opens a developmental psychological perspec- 2) there is negative interdependence between all three (the
tive on coping processes. consequent pursuit of a solution strategy inhibits or
We attempt to summarize our considerations with the makes each of the others unnecessary because a problem
following diagram (Figure 1). A critical life event or a de- that has been solved needs neither to be denied nor re-
velopmental stressor provokes the personal constellation solved).
that, by means of regulative processes, determines whether
or not the stressor will even be recognized as such, and not Processes of primary control, or selective optimization can
be masked by defense mechanisms. If it is perceived as be described in this conceptual frame as assimilative reac-
stressful, assimilative and accommodative processes (see tions, whereas secondary control processes or emotion-
below) are activated, which, in turn, (given the circum- centered coping refer in part to what is meant by accom-
stances) influence the extent to which the crisis unfavor- modative reactions in the dual-process model (see below).
ably affects further dimensions (e.g., subjective well-being, This again demonstrates that many of the theories ad-
health). Assimilative processes also include the activation dressed here noticeably overlap (Boerner & Jopp, 2007),
of social resources. When there are then no (further) serious despite notable differences in meaning or relevance of the
deficits to be found on the criteria side (e.g., subjective single components (Riediger & Ebner, 2007).
well-being), then one can speak of resilience.
In addition, such a model takes into consideration that,
as previously mentioned, A Developmental Theoretical Framework for
Coping Processes: The Dual-Process Model
1) Conditions (personal constellation, personality, context of Developmental Regulation
factors) for all three paths are possible (e.g., the avail-
ability of relieving cognitions for defensiveness, objec- Hence, we focus on the two-process model of developmen-
tive paths of action, subjective control beliefs for assim- tal regulation (Brandtstädter, 2006; Brandtstädter & Roth-
ilation, and alternative interpretation options for accom- ermund 2002), which fits best to the conceptual frame work
modation, etc.), sketched above. The starting point is the consideration that
stressful events, threats to identity, and developmental loss-
and es can be understood as problem situations with an under-

© 2009 Hogrefe & Huber Publishers European Psychologist 2009; Vol. 14(1):40–50
46 B. Leipold & W. Greve: Resilience

lying discrepancy between an is and a should be perspec- Defensively Dealing with Problems: Escape or
tive of personal development. However, in this approach, Detour?
the differentiation between fundamental reaction modes is
drawn along the boundaries of personal (i.e., behavior that From a coping point of view, however, it seems to make
is consciously and intentionally planned and governed by sense to add a third reaction mode to the developmental
the person as the acting unit) and subpersonal (i.e., intrain- model that several of the above-mentioned models includ-
dividual processes such as information processing or emo- ed: Individuals can apparently also completely ignore a
tional regulation, which cannot be controlled or even initi- problem, denying its meaning or even its existence.1 In this
ated, and are often not even consciously recognized by the case they change neither the problem nor themselves: Nei-
person) perspectives against the background of an action- ther personal goals, preferences, standards, nor aspects of
theoretical perspective of human development. The model the self-image get adjusted nor does the problem get solved
basically differentiates between two modes of coping with actively. This defensive mode operates, as it were, entirely
problems, designated as assimilative and accommodative in the background, as the mechanisms as well as the effects
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

processes (Brandtstädter & Rothermund, 2002); these can of these processes principally remain hidden from the in-
This document is copyrighted by the American Psychological Association or one of its allied publishers.

be supported by a third mode of dealing with threats: de- dividual.


fensive processes (Brandtstädter & Greve, 1994).

Assimilative Strategies: Intentional Developmental Preconditions of


Self-Development
Coping with Adversities: An Empirical
In the assimilative reaction mode, individuals try to change Illustration
their life situation or their own behavior toward a better align-
ment between their normative expectations and goals in rela- In the previous section we discussed stabilizing processes
tion to themselves (Brandtstädter, 2006). Characteristic of of the developing person (i.e., the self; Brandtstädter,
this mode is that personal standards and goals underlying the 2007). One would assume that to the extent to which the
situational or developmental appraisal are maintained. As developmental balance of an individual shifts with increas-
previously mentioned, coping attempts in this mode are usu- ing age in a negative direction, adaptive and compensatory
ally carried out intentionally, consciously, and are controlled, regulatory processes of the aging self would gain in impor-
and can, thus, appropriately be called coping strategies. tance. Throughout middle adulthood the high stability of
the self is maintained, to a large degree, through assimila-
tive processes, mostly without high costs from adaptation
Accommodative Processes: Development as or defensiveness. In old and very old age it becomes in-
Adaptation creasingly necessary to secure the aspects of the self that
constitute identity through adaptation and reorganization,
The attempt to remove or prevent developmental losses by not only in peripheral but also in structural and evaluative
means of active problem-solving can fail or be bound to characteristics of the self (Brandtstädter, 2007). Stabilizing
difficulties and costs that are too high. Often in life – and the individual self-esteem and identity, and, thereby, well-
in old age increasingly so – fundamental revisions in life- being and mental health, through adaptive regulation of the
and developmental blueprints become necessary beyond aging self, thus, becomes a central prerequisite for success-
simply compensatory measures. Serious threats occur that ful aging.
cannot be actively removed and need to be resolved Following our argument sketched thus far, however, the
through reactive preference readjustments. In response to predicted increase of developmental significance of ac-
these burdens, the alternative option consists of revising commodative processes is dependent on certain precondi-
standards and goals to the given action possibilities: This tions. In short: Accommodation is both producer of and
is the accommodative mode. According to Brandtstädter’s produced by developmental processes. One important pre-
view, neither of the modes has primacy. For a given situa- condition of these processes of reframing and reorientation
tion, it is not only open which of the modes is appropriate should be a certain mental complexity (Brandtstädter &
or even successful; it is also an empirical question as to Rothermund, 2002) that has to be developed in advance.
which mode the person will initially react with in a stress We investigated these assumptions using a questionnaire
situation. From a dynamic perspective it might often be that and a sentence-completion test. The sample consisted of
only the combination of both forms is effective. 148 middle-aged and older adults (mean age = 61 years;

1 In several presentations of the dual-process model, this third mode is referred to as immunization (e.g., Brandtstädter & Greve, 1994).
However, in the work of one of the authors (WG) immunization is also used to denote a particular way of self-stabilization (by adapting
one’s self-definition according to certain changes in one’s profile of competencies or attributes; Greve & Wentura, 2003) Thus, in order to
prevent confusion, we prefer the broader term “defense” in our present discussion.

European Psychologist 2009; Vol. 14(1):40–50 © 2009 Hogrefe & Huber Publishers
B. Leipold & W. Greve: Resilience 47

SD = 10.55; range = 33–85 years; male = 25%). The ques- being in different roles, are an element of more complex
tionnaire comprised the scales Tenacious Goal Pursuit answers. In the following analysis, the interactive effect of
(TGP) and Flexible Goal Adjustment (FGA) as indicators Age × Self-complexity was tested within a regression
of assimilative and accommodative processes (Brandt- equation. Age and self-complexity had no significant main
städter & Renner, 1990), the CES-D (Radloff, 1977) as an effect on depression; however, the interaction term was sig-
indicator of depression, and four items from Ryff’s Envi- nificant (β = –.19, p = .02). For older adults, self-complex-
ronmental Mastery Scale (1989) that represent an indicator ity is negatively correlated with depression, whereas for
of self-efficacy (e.g., “Has a sense of mastery in managing younger adults the opposite pattern emerges. Finally we
everyday affairs.”). Cognitive complexity was measured examined whether self-complexity possibly moderated the
by the short form of Loevinger’s Sentence Completion Test connection between FGA and depression. Here the analy-
(Hy & Loevinger, 1996). This test consists of 18 sentence ses showed a trend that did not reach the 5% significance
stems such as “My mother and I . . .” or “When I am criti- level. One of the two subfacets of the FGA Scale (accom-
cized . . .” At higher levels, responses are characterized by modation through reappraisal; Wentura, 1995) was related
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

acceptance of contradictions, the distinction of different de- more favorably to depression when self-complexity was
This document is copyrighted by the American Psychological Association or one of its allied publishers.

pendencies, and a cherishing of individuality. highly pronounced (β = –.14, p = .09). There is, however,
The data replicate the well-known stability (“nonin- no indication of a direct relationship between self-com-
crease”) of depression throughout the lifespan (rage = .05, plexity and accommodative coping tendencies. Here we
ns), that has sometimes been labeled a “paradox” (Staudin- presumably would have needed experimentally controlled
ger, 2000). As discussed above, age-related differences in conditions to take the process nature of coping modalities
coping processes are possibly involved and may provide an more appropriately into account. To summarize, there are
explanation for this fact. Actually, TGP shows an age-re- indices for an age-related stability in well-being that, at
lated decrease (r = –.18,p = .03), whereas FGA increases least in part, can be explained by interactions between the
over the age range (r = .24, p < .01). Both scales show, at content and structural characteristics of the self-concept, as
least as a trend, negative relations to depression (rs = –.15, well as by self-regulatory processes (assimilation, accom-
p = .06 and –.16, p = .05). This pattern, again, replicates modation).
earlier studies (e.g., Brandtstädter & Greve, 1994).
According to the dual-process model, action resources
such as self-efficacy beliefs and self-perceptions of control
are considered to be facilitating conditions for assimilative Conclusion
activities. The correlation between TGP and self-efficacy
beliefs confirmed this expectation (r = .31, p < .01). In so Although from the previous discussion it may seem plau-
far as assimilative processes are predominant in younger sible that no matter how development is conceptually dif-
adulthood, one could expect that self-efficacy is more ferentiated from shorter-term changes and adaptive reac-
strongly negatively related to depression in this age cohort. tions, it can only be successful if an adequate repertoire of
To test this assumption, the moderation effect was assessed coping reactions is available. However, this claim does not
through a hierarchical regression analysis involving CES- make the relationship between coping and development
D as the outcome variable and self-efficacy, age, and the any clearer. It is worthwhile here to differentiate between
cross-product Age × Self-efficacy as predictors. The inter- two perspectives. On the one hand, previous developmen-
action was significantly associated with depression (β = tal processes appear to be the requisite condition in enabl-
.16, p < .03). Especially for younger adults, high self-effi- ing coping reactions to be built up and differentiated. In a
cacy predicts low depression. Furthermore, the data sug- word, competence in coping has to develop (one needs abil-
gest that, in the high self-efficacy condition, TGP is more ities to master challenges and one must learn how to deal
strongly negatively related to depression (β = –.17, p = with stress). On the other hand, however, the potential for
.03). successful further development is itself dependent on ef-
On the other hand, one could expect that one structural fectively managing current stresses and challenges, espe-
characteristic of the self-concept, self-complexity, consti- cially serious life crises. Thus, coping makes development
tutes a favorable condition for the accommodative process- possible and the ability to cope, thereby, develops itself
es that become increasingly important in old age. One (this ability can also influence how later stressors are dealt
could argue that a complex and rich self-structure may en- with). Successful development, put simply, always presup-
hance the accessibility of reappraisal cognitions, which are poses competence in coping, as, at the same time, coping
a central means of accommodative coping. According to is made possible through (successful) development.
Linville (1987), negative events become less harmful with- Resilience may be viewed as a bridging concept be-
in a complex self-structure. Having a complex self-struc- tween coping and development, not because it represents a
ture could buffer negative age effects on depression, be- missing link in any moderating or causal sense. Rather, it
cause alternative goals are available or, which is more like- signifies a bewildering phenomenon that cannot be ex-
ly for the Loevinger measure, because mutual plained except by referring to and integrating seemingly
dependencies, as well as a concept of persons having and highly heterogeneous concepts and models, both from a

© 2009 Hogrefe & Huber Publishers European Psychologist 2009; Vol. 14(1):40–50
48 B. Leipold & W. Greve: Resilience

developmental and a coping theory realm. The phenome- Acknowledgments


non, of course, is the “phenotypical” developmental stabil-
ity of an individual living under adverse developmental Many thanks go to Amy Michéle for helping this manu-
conditions. (In order to identify resilience constellations, script take wing.
several theoretical problems need to be solved, among
these the question of what makes a developmental pathway
“successful.”) We have argued that two major challenges
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50 B. Leipold & W. Greve: Resilience

About the authors Bernhard Leipold

Dr. Bernhard Leipold is research scientist at the University of Hil- Universität Hildesheim
desheim, Germany. His research interests lie in the areas of life- Institut für Psychologie
span development, coping, self-concept, and cognitive complex- Marienburger Platz 22
ity. D-31141 Hildesheim
Germany
Dr. Werner Greve is Professor for Developmental and Educational Tel. +49 5121 883482
Psychology at the University of Hildesheim, Germany. His main Fax +49 5121 883479
interests focus on lifespan developmental psychology, law psy- E-mail leipold@uni-hildesheim.de
chology, and evolutionary psychology.
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.
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European Psychologist 2009; Vol. 14(1):40–50 © 2009 Hogrefe & Huber Publishers

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