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Semiotics of Architecture
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Semiotics of Architecture
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communication.
Summing up modern architects’ attempts to define
or
Two definitions of architecture are conceivable: the functions (Le Corbusier, 1930), Umberto Eco pro-
one from the architect, for whom the architecture is poses to differentiate them in first, denoted functions,
the conception of a measured structure inscribed in a which articulate the building to a usage, and second,
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monument, a conception appealing to models and connoted functions which articulate it to distinctive
rules of composition, to a knowledge transmitted by values of cultural systems; the emergence of events
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masters; and the other from receivers of the architec- crossing these systems continually displaces objects of
tural project, clients and users, for whom an archi- usage between first functions and second functions
tecture is a building in its material reality, an (Eco, 1968).
instrument (Prieto, 1975) with functions, endowed The physical instrument conformation remaining
with usefulness, which corresponds to needs of stable, the cultural process confers upon it a new
spaces and conforms to usages determined by a social signified in a consumption of forms and an obsoles-
system. cence of values. Signifier forms are recuperated and
These two definitions bear therefore on two differ- endowed with other signifieds. With regard to the
ent objects, a knowledge applied in a project for the architecture, the physical stability refers to stability
first, an instrument responding to needs for the sec- of places that buildings occupy and of spaces that
ond. They are complete only if the first includes the they offer for usage.
second, if the conception of the architect takes for This stability testifies to a state of the distribution of
a goal the needs of the users of the building in project, the signifiers and, at the zero degree of the marking
and reciprocally if the second seizes the first, if of the space, fixes the empty place of the signified
needs of users are open to possibilities provided by (Barthes, 1967). The signifiers are understood as such
more by their correlative positions than by their From the most ancient treatise that has reached us,
contents; they carry in an intrinsic manner a value the Ten books of architecture of Vitruvius, we learn
by offering a place for a possible signified. that this science is acquired by practice and by theory
But the signifier and the signified do not correspond (Vitruvius, circa 80 B.C.). The practice comprises
according to a permanent norm, as is the case in the the execution of designs whereby the matter of archi-
constitution of a lexicon; there is an open gap between tectural works is given suitable form. The theory ex-
signifier forms and the forms of what is signified, a plains and demonstrates the fitness of the proportions
gap that precisely is where the work of the architect of the things proposes to make, the relevance of the
enters. This gap renders codes, according to what are measurements given to the various parts of the edi-
defined as the second and first functions, variable and fice planned. Architecture cannot do without either
opened. Changing, the coded signifieds do not refer in its theory or its practice.
a one-to-one manner to stable signifiers. And theory in architecture, according to Vitruvius,
One may wonder how this stability of the confor- is a semiotic theory, inasmuch as in architecture, as
mation of the signifiers remains, while that of the in any other science, two things are noticed: that
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signifieds changes, as the first and second functions which is signified and that which signifies. Still more
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displace; how, for example, an archeologist architect precisely, it is a theory based both:
can determine the form of a crumbled building from
on a metasemiotic system, in which the thing
incomplete fragments while not knowing the precise signified, the thing stated and spoken about, is the
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location and the usage of origin. object of the architectural design, the building, a
In this case it is necessary to admit that architectural tool possessing a certain utility for those who use
codes are constitutive without being directly linked to it;
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functions (firsts and seconds) admitted by the usage; and on a connotative representation, in which the
that there is a cultural autonomy of the architecture, on thing that signifies in the design of the object of
that the architectural conception is self-referential. architectural project is the demonstration given of
The work is generated by detaching itself from instru- it by reasoning, supported by science.
mental codes admitted by the usage; the architecture For Vitruvius, what signifies in architecture is not the
escapes from determination by functions.
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building per se but the secondary connotative signifi-
The self-reference of the work, however, draws in cation that architecture gives of the connection that
relations of homology, in a similar structural diagram the edifice may have with things other than itself:
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governing plans of the expression and plans of the certain items of knowledge, a branch of learning. In
content of the architecture, as in an idiolectal code architecture, the demonstration of the usefulness of
(Eco, 1968). But this homology is arbitrary; it is the the instrument is given by a measured design that
fruit of an intention, the object of the project of the connotes a reasoning (Table 1).
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architect, and the partitions of the content proposed We also learn that architecture is a science that
by the architectural plan are not necessarily recog- should be accompanied by a great variety of studies
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nized and resumed by the usage of the building. and knowledge, by means of which it judges all works
Even if, as instrument, in its internal functioning, it of the other arts that belong to it: to the point where
maintain causal necessary relations between its parts
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usage; projected by the architect, the shelter commu- tion and link between them; universal science is com-
nicates its function of protected internal space as a posed of all these sciences, so that it is enough for the
possible but not necessary function. The architect
therefore asserts its autonomy in the face of the virtu-
ality of usages of its works. He defines the autonomy
Table 1
of its work not by a servile following of the habits and
desires of users of its products, but in reference to
other works that it accepts as models; models that
give it measured rules of spaces that it projects, forms
and forces to postpone in the drawing of its projects.
To assert the autonomy of its conception, the archi-
tect interprets the expectations of addressees of its
work, and classifies it according to types (Levy,
2003), but gives them a reply that is based on the
logic of the models of a learned architecture.
architect to know the consistencies . . . between certain them at stake to test its syntactic rules and transform
things that are common to all the sciences, one of the context in a measured co-text (Jeanneret, 2005).
which helps in learning another more easily. By defining itself arbitrarily in an articulation of
The connotative connection between what archi- components of the graphic sign that its drawing han-
tectural reasoning signifies and what is signified in the dles between metalanguage and connotation, the plan
design of the edifice that it builds is thus marked in of the architectural expression creates a connotative
the building as a right measurement of objects in rela- articulation between expression and content; thus, by
tion to their use; architecture is then constituted by the ambiguity and the contradiction (Venturi, 1966)
operations of measurement, as disposition and distri- between its levels of shape, architecture escapes habit,
bution, as well as the ordering, rhythm, and propor- escapes from the reproduction of usage norms and the
tion of the parts of the edifice. And the theory of imitation of a stylistic manner.
architecture is a theory of measurement (Boudon, As monument, the building is the semiotic object
1975) signified in the edifices it produces. of connotation. The shape taken by the signifier
As an instrument endowed with a usefulness, the enters into measured relation with that taken by the
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building is the semiotic object of a demonstrative signified (Pellegrino, 2004). It represents the commu-
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metadiscourse explaining intentions that preside over nication of a primary conception with which a sec-
partitions of which it is the object and to the articula- ondary, sometimes contradictory one is brought into
tion of the variable forms of its content and its expres- relation, and interprets its functioning as a measuring
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sion. This metadiscourse is contained in the forms of an articulation (Table 2).
of the project; it disarticulates and rearticulates its It is then the articulation of the design by the mea-
models of reference, to seize its deep semantic and to suring, presenting itself as a monument, a mechanism
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neutralize its context, as it decomposes and recom- of communication that gives meaning to the form of
poses its in a graphic reasoning (Figure 1) by putting on the expression as well as to the form of the content.
The intention of the architect is thus measured in a
design that contains and expresses it.
Exploiting this articulation, in opposition to the
concept of form of the modernist architects, for whom
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form follows function (Sullivan, 1903), contempo-
rary architects develop an articulation of complex
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Table 2
Table 3
Table 4
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relation of integrative analogy, in which the parts
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maintain with one another relations similar to the
relations that the totality they constitute maintains
with another totality (Quatremère de Quincy,
1823). In these figures, the connotative drift opens a
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gap, a reduction of the primary signifier to a few of its
attributes, to reveal a secondary signified that restores
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meaning to the complexity of a whole. And this rhet-
oric of the project does not remain with the surface of
forms, but acts at the depth of their genesis to intro-
Figure 2 Sketches of the Bregenzona House, M. Botta, 1983.
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duce there, by displacement, subtraction, and addi-
(Source: E. Pizzi, 1991, Mario Botta, Gili, Barcelone, with permis-
sion).
tion, spatial measured components of a monument
previously ignored.
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substitutive paradigms, for example that of orders of See also: Denotation versus Connotation; Figurative Lan-
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Thus contemporary architects propose to reinsert the Alberti L B (1485). De re aedificatoria. English translation
figure in the conception of their project, but at the (1988). On the art of building, in ten books. Cambridge,
MA: MIT Press.
same time creating shocks and fragmenting it (Figure 2).
th
Perelman A (1989). Rhétoriques. Brussels: University of Sullivan L (1903, rev. 1918). Kindergarten chats. Repub-
Brussels Press. lished (1976). New York: Wittenborn Art Books.
Prieto L J (1975). Pertinence et pratique. Paris: Minuit. Venturi R (1966). Complexity and contradiction in
Quatremère de Quincy A C (1823). Essai sur la nature, le architecture. New York: The Museum of Modern Art.
but et les moyens de l’imitation dans les beaux-arts. Vitruvius Pollio M (2001). (Circa 80 B.C.). De architectura.
Republished (1980). Bruxelles: Archives d’architecture English translation. Ten books of architecture.
moderne. Cambridge: Cambridge University Press.
Ricoeur P (1975). La métaphore vive. Paris: Seuil.
Semiotics: History
J Deely, University of St Thomas, Houston, Texas, USA there are signs. These animals, originally called, as we
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ß 2006 Elsevier Ltd. All rights reserved. have noted, z a logon E’ w n in philosophy, later ani-
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malia rationalia or ‘rational animals,’ were also the
bearers of the proximate possibility of developing
Semiotics is the body of knowledge that arises from semiotics as a distinctive kind of knowledge. From
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thematic or systematized study of the action of signs, this point of view, on Aristotle’s own terms that a
called ‘semiosis,’ wherever that action occurs in thing is best known from what it finally becomes,
the universe. If, as has been suggested in the Kassel the z on logon E’ w n is best described not in terms of
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symposium opening the 21st century discussion of its subjective constitution of possibility as a ‘rational
semiosis as the subject matter of semiotic inquiry animal,’ or even as a ‘thinking thing’ (res cogitans,
(Nöth, 2001; see also Deely, 1996), the action of
on as modernity would conceive it), but in terms of
signs is coextensive with the physical universe itself, what is most distinctive about the exercise of aware-
then the history of semiosis itself would be nothing ness in such an animal as expressing not only its
less nor other than the history of what has heretofore animality but also its ties to the larger world of
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been called ‘evolution.’ Be that as it may, the history nature, inorganic as well as organic. So the richest
of semiotics is quite another matter, for here we are definition of the human being as z on logon E’ w n is
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studying directly not the action of signs in the world the semiotic animal (Deely, 2002, 2003). And the
of nature or culture, but only the awareness of that history of semiotics is the history of the development
action insofar as it enters into that systematic body of of the awareness among human beings that there are
knowledge called ‘semiotics.’ signs distinct alike from objects and things to the
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The thinkers of the Latin Age, inspired by Aristotle, realization that signs in their proper being are invisi-
liked to distinguish between remote and proximate ble to sense and presupposed in their action both to
or
potentialities. Thus, awareness or knowledge of the the constitution of objects and the exploration of
action of signs was no more than a remote possibility things.
in the long ages of cosmic semiosis (or evolution) that In fact, the three main definitions philosophy has
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preceded the establishment of those forms that we given of the human being – z on logon E’ w n in the
call ‘conscious life,’ the animals. Even among the Greek period, animal rationale in the Latin Age, and
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animals, however, prior to the human animal, called ‘semiotic animal’ today – correspond to the three main
by Aristotle z on logon E’ w n and by the Latins ani- stages in the development of semiotic consciousness,
mal rationale, semiotics remained a remote possibili- as follows. The presemiotic stage begins with the
ty, not a proximate one. For the precursors of human appearance of human beings as the original animals
beings in the biological community, the z a logon capable of knowing that there are signs, preliminary
oukE’ w n or ‘nonlinguistic animals’ of Aristotle, the to realizing that capacity in various theoretical fash-
animalia bruta of the Latins, make use of signs but ions. The protosemiotic stage begins with the first
without knowing that there are signs. Zoösemiosis, proposal of sign as a general mode of being trans-
the action of signs in and among animals, gives rise cending nature and culture, inner and outer of con-
to zoösemiotics only within anthroposemiosis, the sciousness, in the age of Augustine. And finally, the
human use of signs, not within zoösemiosis as such. stage of semiotics proper begins as a proximate pos-
So the actual or proximate possibility of semiotics sibility with the establishment theoretically in the
as a distinctive branch or field of knowledge comes to work first of Poinsot and next of Peirce of how it
be only with the emergence on earth of animals capa- is that the being proper to signs transcends, or, in
ble not just of using signs but also of knowing that a certain way, ‘maintains an indifference to,’ the