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On The Falseness of False Consciousness': Reification and Schizophrenic Apperception
On The Falseness of False Consciousness': Reification and Schizophrenic Apperception
On The Falseness of False Consciousness': Reification and Schizophrenic Apperception
Introduction
133
with the exception of relatively small circles of specialists, there is little explicit
discussion of Evidenz and related themes, it cannot be overstated that there is no
such thing as bona fide phenomenological investigation if it does not rely in a
distinctive – and distinctively crucial – way upon a special domain of intuitional
evidence. Nor is it helpful in any way to obscure this fact under the pressure of
contemporary anti-phenomenological trends of thought. Now, it is not the aim
of this paper to examine the nature of this evidentiary domain in any system-
atic way. But I do want to affirm that the disclosure of this domain can only be
understood in terms of the phenomenological reduction. Here, too, however, I
must abstain from any detailed discussion, bracketing out for the time being just
what exactly this methodological performance would concretely involve.6 As far
as the reduction is concerned, I just want to set out two very general claims:
First, the essential sense of the reduction is to overcome what Eugen Fink
called our uncritical “captivation” [Befangenheit]7 in the “world-immanence”
definitive of the ‘natural attitude’, in order thereby to render the “ground” of
the world [Weltgrund] – precisely that which non-phenomenological philosophy
takes for granted – accessible to theoretical experience.8 As Fink argued, the re-
duction is the conditio sine qua non, the essential transcendental “breakthrough”
[Durchbruch] that makes phenomenology possible.9
Second, (and this is massively consequential), the character of phenomeno-
logical evidence is inextricably tied to the character of the reductive perfor-
mance that discloses it.
Drawing these considerations together, we can say that if phenomenology
is to be a coherent project, then its seemingly intrinsic lack of criticalness vis-
à-vis its socio-political horizons must be redressed directly—transcendental
self-critique cannot be postponed to a “second stage” of research.10 If what is
fundamentally at issue is how phenomenology’s evidentiary domain is origi-
nally accessed, then it follows that the overcoming of political uncriticalness
must be built into the reductive performance itself—the overcoming of capti-
vation in the natural attitude must be transgressive in a sense that has yet to be
articulated in the literature on phenomenological methodology.
Specifically, I want to argue that what saves phenomenology, and at the
same time forms its principal contribution to political theory, lies in a critique,
beyond its naturalness, of the naïveté of the ‘natural attitude’. In doing so, I
hope to offer a clearer understanding of the philosophical affinities that obtain
between transcendental phenomenology and historical materialism, affinities
which have to do with the theory of ideology. For I contend that a phenomeno-
logical interrogation of natural-attitudinal naïveté implies a “progressive” cri-
tique of reification [Verdinglichung] that converges with – and which has the
potential to redeem – the core problematic of reified consciousness governing
the tradition of Western Marxism stemming from Lukács.11 To be sure, such a
theoretical convergence was glimpsed by a number of innovative second-gen-
eration phenomenologists of Marxist persuasion, including Merleau-Ponty,
Kosík, and Paci. But on the whole, the problematic of ideological reification
was not clearly identified and grasped on its own terms. For my part, taking
134
phenomenological accounts of schizophrenia as a ‘leading clue’, I argue for
an understanding of reification in terms of apperception, and its relation to the
norms and pathologies of proto-temporalization [Urzeitigung]. On this basis, I
argue that reified consciousness is not to be understood in privative terms, but
rather as a positively restructured form of ‘normal’ self-conscious attention
that can have ‘pathological’ consequences in terms of historical agency.
I first argue that phenomenology needs to ground itself in something like
what Anthony Steinbock, drawing on Husserl, has called “generative phen-
omenology.” I then identify the naïveté of the natural attitude as the key gen-
erative theme to consider. The third step of the argument deals with schizo-
phrenia, to which I turn to show that this naïveté is a positive phenomenon
of apperception. Finally, on the grounds of the structural similarities between
schizophrenia and ideological reification, I bring this result back to the politi-
cal context. Recalling the work of Joseph Gabel, I argue that phenomenology,
retooling itself in this way, can help resolve a central debate within the Marxist
tradition concerning the nature of ideology.
1. Generative Phenomenology
135
ways in which it might be resolvable. For they in effect represent the disjunc-
tive choice between a resolution based on either theoretical or else on practical
reason. To use Kantian terms:15 whereas Fink, presuming that the scientificity
of phenomenological predication requires that it take the form of “determinate”
(or “determining,” bestimmend) judgments, linked the coherence of phenom-
enology to its development within the tradition of speculative idealism, genera-
tive phenomenology would rely, more modestly, on “reflective” (or “reflecting,”
reflectierend) judgments, and this in a way that betrays affinities with Marx’s
critique of speculative idealism. For it shares with it the idea of ‘the realization
of philosophy’—the problem of external horizons is worked out, not in terms of
origination, but rather, if I may put it this way, in terms of purposiveness. That
is, it is not a matter of applying a theoretical corrective to the regressive analy-
sis of what already is, but of participating in its actual generation. As Merleau-
Ponty once put it, directly critiquing Fink’s proposal, “[t]he phenomenological
world is not the bringing to explicit expression of a pre-existing [préalable]
being, but the laying down [fondation] of being.”16 And, albeit in a different
context, Merleau-Ponty elsewhere expressed the salient difference in this way:
whereas a constructive approach “assumes universality as given […] the prob-
lem is its realization.”17
This “realization” of universality is the basic sense of generativity. Genera-
tive phenomenology is thus related to genetic phenomenology in the same way
that the latter is related to static phenomenology. Just as static analysis of the
structures of intentionality occurs as an abstraction within a given genetic ho-
rizon of egological temporalization, so too does genetic analysis occur within,
while effectively abstracting from, a given generative horizon.18 As a critique
of egology, the generative perspective is thus the culmination of a movement
of increasing phenomenological concreteness. This is tied to what is perhaps
the most striking feature of generative phenomenology, namely, the ineluctable
normative participation of the phenomenologist in the development of the phe-
nomena (thus directly opposed to Fink’s unbeteiligte Zuschauer). As Steinbock
put it, just by inquiring into its constitution, the phenomenologist “must take a
position with respect to the way sense is constituted […] she must be engaged in
how sense should, ought to or must take shape.” This is because the constitution
of sense “concerns the future orientation of sense, which is to say, the generation
of new historical meaning structures.”19
It pertains to the ‘reflective’ character of generative claims that they posit,
heuristically, an open background against which genetic horizons are encoun-
tered as historically dynamic phenomena. And it is on account of this specific
‘progressive’ character that a generative approach recommends itself for the
phenomenological interrogation of the political. The methodological key to this
approach, what it would mean to suspend the natural attitude such as to disclose
generativity, is linked to the recognition of a particular feature of the natural
attitude.
136
2. Natural-Attitudinal Naïveté
137
3. Schizophrenia
138
self-temporalization—effects manifested primarily in distortions of self-narra-
tive and agency.
Second, it should be stressed that I am using the term naïveté and its cognates
in ways that run contrary to ordinary usage. For in that sense, matters would be
reversed: it is precisely those who, wholly oblivious to the passive processes
subtending their own normality, do not suffer this loss of naturalness and the
consequent need to recourse to reification that would be deemed naïve.
Third, I want to be clear about how I am invoking ‘health’ and ‘pathology’
as normative concepts.27 Phenomenologically considered, norms of experience
are privileged optima, and experiential normality has the dynamic, dialectical
character of normalization.28 That is, normal lived experience does not simply
conform to given norms—it also transcends them and establishes new norms.
As concerns human existence, normativity is at root a qualitative matter of
historical praxis. The sense in which schizophrenia is abnormal or pathologi-
cal is that, owing to a general “impairment of self-temporalization,”29 its naïve
re-normalization of experience is ahistorical—it involves an existential fail-
ure to normalize (or optimalize) experience historically. This is the meaning
of Minkowski’s claim that schizophrenia is essentially a matter of “morbid
rationalism,” a pathological preponderance of spatialized objectivation at the
expense of “lived time,” that is, of the concrete, dialectical interaction char-
acteristic of historical praxis. This is what he famously described, with clear
Bergsonian overtones, as the “loss of vital contact with reality.”30
On this basis, I submit that a phenomenological approach to schizophrenia in
terms of the restructuration of (in particular historical) apperception can reveal
natural-attitudinal naïveté as a spatializing encumbrance on self-temporaliza-
tion, that is, on the transcendental conditions of the unity and coherence of the
flow of an affected individual’s lived existence, and by extension her capacity
for engaging in historical praxis in the world. What we might call ‘proto-tem-
poral vitality’ thus lies at the very heart of generativity.31 Lacking this dialecti-
cal quality, schizophrenia involves excessive reificational compensation that is
– and this is what I want to argue by way of conclusion – structurally and expe-
rientially (if not etiologically) similar to ideologically-reified consciousness that
has been thematized – in particular, but not exclusively – in the Western Marxist
tradition.32
4. Reification
139
sociative nature of the experience in question. But the similarity is most pro-
nounced with respect to temporalization: the degradation of historical time and
duration into forms of spatiality. As Lukács described it: “time sheds its qualita-
tive, variable, flowing nature; it freezes into an exactly delimited, quantifiable
continuum filled with quantifiable ‘things’ (the reified, mechanically objectified
‘performance’ of the worker, wholly separated from his total human personal-
ity): in short, it becomes space.”34 We can compare this with a typical case stud-
ied by Minkowski: “Everything around me is immobile. Things appear isolated,
each one in itself, without suggesting anything. […] There is an absolute fixity
around me […] the creative power in me is abolished.”35 Many other examples
could be adduced. What they would confirm is that there is a striking conver-
gence between these perspectives with respect to ‘pathological’ self-temporal-
ization and the consequently impaired capacity for historical praxis.
In this regard, Gabel’s audacious (but largely forgotten) attempt to formulate
a general Marxist hermeneutic of both intrapsychic and socio-political alienated
experience may be instructive.36 In La fausse conscience, Gabel attempted to
formulate a general theory of reification in terms of a “socio-pathological paral-
lelism”—a global theory of alienation, psychic and social, the common denomi-
nator of which is the Minkowskian notion of “morbid rationalism.” Based on the
idea that “the world of reification is the center of a decline of dialectical tempo-
ralization with a compensating prevalence of spatial functions,”37 and drawing
in particular on work in phenomenological psychopathology, Gabel argued that
there is a parallel process of what he called the “de-dialecticization” of lived
experience, such that “the mechanisms of ideologization and those of [schizo-
phrenic] restructuration” are, as he put it, “mutually illuminating.”38
The instructiveness of Gabel’s work lies less in the details of the “socio-
pathological parallelism” that it establishes between schizophrenia and ideologi-
cal reification, however, than in the need that it evinces to focus on the positive
aspects of the latter in terms of a pre-cognitive restructuration of apperception
in suboptimal conditions, as opposed to its negative symptomatology as some
kind of cognitive deficiency. (In other words, to do for ideological reification in
the sociological context what has been done for schizophrenia in the psychologi-
cal.) This speaks to outstanding debates within Marxist theory as to the nature
of ideology—in particular, the very basic one which turns on whether ideol-
ogy should be understood in epistemological or else in political-ontological (or
‘functional’) terms. The issue here concerns the relevance of the cognitive status
of ideology: whether ideology is primarily a matter of “false consciousness,”
understood in contrast to a true understanding that a subject could – but doesn’t
– have, and which cashes it out in terms of illusion, distortion, and mystification,
for example.39 Or else whether, as McCarney – following Althusser – argued,
ideology is not an epistemological category at all, but rather is a matter of its af-
fective and performative function in social life, something to which questions of
truth and falsity are irrelevant.
There are worthy considerations either way. On the one hand, the functional
view argues that the epistemological perspective is abstractly psychological, if
140
not actually a specimen of idealism. And not without reason, the notion of ‘false
consciousness’ has been quite out of favor for some time now. Tied as it is to a
framework that opposes the in-itself existence of the proletariat to its existence
for-itself, this notion has traditionally been invoked by Marxists as merely a re-
assuring theoretical alibi for the ‘failure’ of the revolutionary subject to materi-
alize as predicted. Inasmuch as it posits a correspondingly ‘true consciousness’,
the epistemological view places theorists atop a slippery slope to elitism, and
in any event it makes tacit appeal to assumptions about the intelligibility of the
world that typically rest on some sort of dubious providentialism.
On the other hand, though, it may be argued that it must be the case even for
those who discount the relevance of epistemological considerations that they
maintain some rational criteria by which to distinguish between progressive and
reactionary ideology, lest all critique of the latter descend to the level of ad ho-
minem attack against its representatives. The underlying concern here is that the
distinction between rational-scientific and ideological thinking, which no one
wants to surrender, cannot ultimately be maintained on functional grounds, but
rather necessitates an epistemological touchstone of truth.
Perhaps this idea accounts for the tenacity with which the notion of ‘false
consciousness’ remains present, albeit often discomfitingly, in Marxist think-
ing about ideology. I want to suggest, though, that the phenomenological ap-
proach I have very briefly outlined here can provide a way to steer between
these antinomial positions – each of which does surely have important things to
say – by locating the salient dimension of ideological reification on the side of
consciousness, but at the pre-cognitive level (yet without making it constitutive
of subjectivity). ‘False consciousness’ is thus not necessarily, nor even typically,
a conscious phenomenon. What is relevantly “false” is not the content of some
consciousness, but rather that consciousness itself inasmuch as it is a naïvely
structured ‘attitude’ that impedes historical praxis. For what is ultimately im-
portant here is not simply the ‘ideological’ phenomena that one encounters, but
the prior apperceptive background against which they are encountered—the in-
stitution, so to speak, of the conditions of constitution. For it is here, rather than
simply in the things we see, that historical horizonality is determined. In short,
the greater the naïveté, that is, the greater the reificational shift in apperception
away from concrete subjectivity, the narrower the recognizable historical ho-
rizons, and the more securely (or dogmatically) one’s ‘homeworld’ is upheld.
The political issue, then, would then be how to overcome or reduce naïveté—a
project that is, in an extended sense, therapeutic.
Although what is concretely involved in all of this is enormous and enor-
mously complex, it is nevertheless safe to assert that the debate within Marx-
ism between the epistemological and functional views of ideology rests on an
error, namely, the error of treating ideology externally and solely as, in a word,
manipulative. To approach it instead from the side of consciousness and, spe-
cifically, in terms of the intensification of ordinary reifying constitution, as an
active response to the alienating precariousness of a society in which all that is
solid melts into air, is thus in effect at once both epistemological and functional.
141
And this in a way that can support the partial truths of each position. For this
approach tracks how truth and worldviews emerge, and are already freighted
with political consequences, right from our most elementary encounters with
the world.40
If this is right, then transcendental phenomenology has an important and
uniquely insightful role to play in critical political theory. And it is one that
could, as I have argued, involve it in a mutually enriching – and mutually
transforming – philosophical collaboration with historical materialism. What is
most crucial to recognize, however, is that regardless of any such collaboration,
some such ‘political’ development is internally necessary for phenomenology
in order for it to be able to comprehend its own external horizons and thereby
attain methodological coherence. Many claims over the years purporting to
sound the death knell of phenomenology have done so prematurely, inasmuch
as their arguments amount merely to showing - correctly - the transcenden-
tal naïveté of genetic analysis, but without seriously exploring the possibility
of phenomenology redressing this inadequacy by establishing itself within a
more encompassing framework. Pursuing this possibility along the generative
lines sketched out above may not be the only route. But lest it resign itself to
a life of uncritical, and potentially irresponsible, ideological complicity, phe-
nomenology must pursue itself progressively in some such way as this.41
Bryan Smyth
bryan.smyth@mail.mcgill.ca
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NOTES
1 For example, the charges of Eurocentrism that have often, and not without grounds,
been raised against Husserl.
2 See Ideas I, §24: “every originary presentive intuition is a legitimizing
source of cognition, that everything originarily […] offered to us in
‘intuition’ is to be accepted simply as what it is presented as being, but
only within the limits in which it is presented there. […] Every statement
which does no more than confer expression on such [originary] data by
simple explication and by means of significations precisely conforming to
them is […] called upon to serve as a foundation.”
3 See Husserl, Formal and Transcendental Logic, §107.c. Cf. Cartesian Meditations,
§42.
4 On this Husserlian notion, see Held 1991; also, Steinbock 1995a, chapters 12-13.
5 Cf. Cartesian Meditations, §63.
6 In particular, with respect to its intersubjective and embodied dimensions, on
which see Dastur 1989; and Depraz 1998, 1999.
7 Fink, “The Phenomenological Philosophy of Edmund Husserl…,” 105, 113
[Weltbefangenheit].
8 Ibid., 95-99.
9 “All phenomenology passes through the ‘reduction’. A ‘phenomenology’ which
renounced the reduction would in principle signify a mundane philosophy, that
145
is (understood, of course, phenomenologically), a dogmatic philosophy” (Ibid.,
146n11).
10 As Husserl suggested in Cartesian Meditations (§13). This is in effect the
point Merleau-Ponty made against Husserl at the end of the second part of
Phenomenology of Perception (365n).
11 On Lukács and Western Marxism, see Arato and Breines 1979. It is noteworthy
that in an autobiographical sketch from 1918 Lukács emphasized that Husserl
had had a significant methodological impact on him. See Georg Lukács: Selected
Correspondence, 1902-1920, eds. & trans. J. Marcus and Z. Tar (Columbia UP,
1986), pp286-88. Cf. Vajda 1979.
12 Note that this is not just a historical position, but is one that has contemporary
proponents—see, for example, Bruzina 2001; Sheets-Johnstone 1999, chapter 5.
13 Fink, Sixth Cartesian Meditation, 7, italics altered.
14 Ibid., §7.
15 Kant, Critique of the Power of Judgment, 5:179; cf. 20: 211.
16 Phenomenology of Perception, xx, emphasis added.
17 Humanism and Terror, 35n11, emphasis added.
18 A limitation to the genetic perspective can arguably account for the shortcomings
of previous attempts to synthesize phenomenology and Marxism, and in particular
Trân Dúc Tháo’s argument (1951) that the constitutive analysis of antepredicative
experience necessarily leads phenomenology into intractable contradictions that
can only be resolved within the framework of dialectical materialism.
19 Steinbock 1998, 189f, 196.
20 See Luft 1998.
21 Schutz, “On Multiple Realities” (note that that ‘of’ is genitive). Cf. Depraz 2002.
22 See Blankenburg 1971; cf. Naudin 1997.
23 This is essentially what Naudin and Azorin (1997) term “the hallucinatory
epoché.”
24 Straus 1935. Cf. Parnas 2003; Giorgi 2003.
25 See Sass and Parnas 2003; Sass 2003.
26 See Laing 1965.
27 Needless to say, Georges Canguilhem’s The Normal and the Pathological is a key
source here.
28 Cf. Steinbock 1995b.
29 Bovet and Parnas 1993, 584.
30 Minkowski 1927, 101-110; 1933, 58-64, 255-265. The same idea receives more
extended treatment, and this in terms primarily informed by Husserl and Heidegger,
in Binswanger’s account (1957) of the “mundanizing” character of schizophrenic
proto-temporalization, a theme that has been further developed in more recent work
as well. See, for example, Wiggins et al. 1990; Parnas 2000; Stanghellini 2004.
31 Given the present concern with generativity, it is salutary, if coincidental, that
Minkowski conceived schizophrenia in terms of a fundamental “generating
disturbance” [trouble générateur] (1933, 207-254).
32 Cf. Ferruccio Rossi-Landi: “Schizophrenia is […] false consciousness in its most
total manifestation: the complete abstraction or divorce of a part from its whole,
the pseudo-totalization of the abstracted part, and the elimination or pseudo-
totalization of the other parts of the original whole” (Marxism and Ideology,
189)
33 History and Class Consciousness, 94.
146
34 Ibid., 90.
35 Minkowski, 1933, 276f.
36 Gabel, La fausse conscience: Essai sur la réification (1962). Cf. “La Réification,
essai d’une psychopathologie de la pensée dialectique” (1951), where many of the
key ideas are first laid out.
37 La fausse conscience, 16n2.
38 Ibid., 239.
39 See, for example, Christopher Pines (1992). Also, Denise Meyerson (1993) and
Rossi-Landi (1990).
40 While this may seem to skew the matter conservatively, it must be borne in mind
that the ‘epistemic functionality’, as it were, of ideological reification would be
entirely contingent on the ontological security that it affords.
41 Versions of this paper were presented at the Society for Existential and
Phenomenological Theory and Culture (Toronto, May 2006), on a panel organized
by Neil Braganza; and at the Society for Phenomenology and Existential Philosophy
(Philadelphia, October 2006), on a panel co-organized with Anna Carastathis and
Will Roberts. Many thanks to Neil, Anna, and Will, as well as to all those who
participated in the helpful discussions at these meetings.
147
Sur la fausseté de la “fausse conscience”:
réification et aperception schizophrénique
148
Sulla falsità della “falsa coscienza”:
reificazione e appercezione schizofrenica
149