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Clinical Overview
Clinical Overview
TABLE OF CONTENTS
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The lung produces endogenous surfactant that reduces the surface tension in the alveoli, thus
preventing their collapse (Jobe, 1987:1256; Section 4.3; Ishisaka, 1996:389, Section 5.4.15,
and Walther, 1991:10; Section 5.4.26). The human fetus starts to produce surfactant at 22 to
23 weeks gestation. Antenatal steroids given to mothers in premature labour can accelerate
lung development and hence surfactant production, but cannot prevent all RDS. By 32 to 33
weeks, most human infants have sufficient endogenous surfactant. However, premature
infants are at risk of surfactant deficiency, which impacts on lung compliance and produces
the condition of respiratory distress syndrome. It is estimated that respiratory distress
syndrome affects about 1% of all newborn human infants.
BLES is a natural surfactant with the hydrophilic proteins have been removed, as these may
be allergenic. This leaves the phospholipids in their original ratios, along with surfactant-
associated hydrophobic proteins SP-B and SP-C, which facilitate dispersion of the lipids into
a monolayer.
Two preclinical pharmacodynamic studies in rabbits with rabbit lung surfactant and one study
in sheep with the original formulation of BLES, 25 mg phospholipid/mL, demonstrated the
efficacy of exogenous surfactant in surfactant-deficient animal models. The sheep study
supported administration by intratracheal instillation over aerosolized administration. (See
Section 4.3: References, Metcalfe, 1982a, Metcalfe, 1982b and Lewis 1996.)
One repeat-dose toxicity study was conducted with the current 27 mg phospholipid/mL
formulation of BLES administered intratracheally to newborn lambs (Study 452C-801-930-
94, Section 4.2.3.2.1). The lambs were given a 270 mg/kg dose of BLES, which is two times
the intended human dose of 135 mg/kg. There were no signs of toxicity other than apnoea
from too high a volume. This was remedied by giving subsequent doses in aliquots.
The preclinical studies supported a dose of 100 to 135 mg phospholipid/kg in human infants.
This dose was established empirically in the published literature, from estimations of the
alveolar surfactant pool size of the premature neonate.
Preclinical pharmacology studies and the Phase I, II and III clinical trials were conducted
with the original formulation, 25 mg phospholipid/mL, administered at a dose of 100 mg/kg.
The formulation was adjusted to the current 27 mg phospholipid/mL for the Phase III
comparison trial with Exosurf Neonatal.
Phase I and II studies compared the safety and efficacy of BLES against placebo. However,
by the time that the Phase III studies were being conducted, other exogenous surfactants had
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been in clinical use and accepted as standard treatment. Thus, it was considered unethical to
have a placebo arm by that time.
Some Phase II studies treated infants at risk of RDS prior to their first breath (prophylactic
treatment), and others after the infants were diagnosed with RDS (rescue treatment). Phase II
Study No. 4 found no advantage for prophylactic over rescue treatment. The disadvantage for
prophylactic treatment was in treating an infant unnecessarily, which would subject the infant
to some risk. The increased use of antenatal steroids during this period also reduced the
incidences of RDS in premature infants. Thus, further studies used BLES for rescue
treatment of infants already confirmed to have RDS.
All studies were conducted in Canada. There are no plans to conduct any further nonclinical
or clinical trials. The ethnicity of the infant is not expected to influence the safety or efficacy
of BLES, as surfactant acts locally within the lung in a physical manner, as would
endogenous surfactant. Exogenous surfactant is metabolized by the same pathways as
endogenous surfactant and does not interfere with the production of endogenous surfactant.
(Hallman, 1994:221; Section 5.4.10 and Morton, 1989:56; Section 5.4.18)
Investigator INDs were filed with Health Canada, independent of the sponsor of this
application. All studies were conducted according to Good Clinical Practices.
Hallman states that surfactants are applied directly to the airways and do not diffuse readily
into the blood stream; thus, blood concentrations of exogenous surfactant components have
little practical importance (Hallman, 1994:221; Section 5.4.10). Even in neonates with lung
oedema and lung tissue of high permeability, surfactant complexes are largely catabolized
within pulmonary compartments. Only small quantities of intact surfactant components are
cleared into the blood.
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BLES has an advantage over Survanta in having a viscosity one-eighth that of Survanta
(Lewis, 1996:1162; Section 4.3.9). Lewis, et al., found that animals given Survanta had
slower peripheral distribution and increased airway obstruction compared to those receiving
BLES. BLES may have a similar advantage over Curosurf, as the concentration of
phospholipids in Curosurf is three times that of BLES.
2.5.3.2 Pharmacodynamics
Phase I Studies
Two Phase I studies were conducted, one in neonates with severe hyaline membrane disease
(now named respiratory distress syndrome), and the other in infants with early chronic lung
disease. Infants were treated with the original formulation of BLES, 25 mg
phospholipids/mL, with infants in the first study receiving about 200 mg/kg and infants in the
second study receiving 100 mg/kg. In both studies, lung compliance was improved and there
were no safety issues. Both these studies were summarized from published articles, and the
raw data is not available to the sponsor. See Tabular Summaries 2.6.7.2 and 2.6.7.3, Smyth,
1983 and Pandit, 1995b, respectively. as well as the articles in Sections 5.3.4.2.1 and
5.3.4.2.2.
Phase II studies used the original 25 mg/mL formulation and the 100 mg/kg dose. In order to
blind the treatments in the comparative Phase III trial, BLES was reformulated to contain 27
mg phospholipids/mL and the dose changed to 135 mg/kg to match more closely the volume
and phospholipid content of Exosurf Neonatal. As a result, a Phase I bridging study was
conducted in seven neonates with NRDS in order to look for any notable differences in safety
or effectiveness of the new formulation. The investigator based his observations on his prior
extensive experience with the original formulation and dosage, and found there to be no
obvious difference between the two regimens. The new formulation and dosage continued to
effect rapid lung compliance with few safety issues. See Tabular Summary 2.6.7.4, Study
HPB-PID-6420, as well as the report in Section 5.3.4.2.3.
The timing of subsequent doses in the proposed labelling is based on a persistent decline in
ventilation parameters, as followed in most of the clinical studies:
• a positive response to the first dose of surfactant, demonstrated by a decrease in FiO2
by at least 0.1 and/or down to 0.21; and
• a respiratory deterioration signalled by a gradual increase in FiO2 by 0.1 (10%).
The exception was the last of the Phase II studies, Study No. 5, where the standard
retreatment strategy described above and a more liberal one were compared. The liberal
retreatment strategy required an increase in FiO2 by 0.01 (1%). The result was a more
sustained improvement in lung function, but no differences in outcome. Thus, the subsequent
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Phase III studies continued to use the standard retreatment strategy. Exogenous surfactant
ceases to be required once the infant is producing its own surfactant, normally within one or
two days of birth, and the average number of doses required in the two large Phase III studies
was 1.7 doses. A more liberal retreatment may result in more doses being given to a patient
population with a self-limiting condition. Each dose is not without consequences, and the
fewer doses given, the better. Thus, the proposed labelling recommends the standard
retreatment strategy.
In the Phase III Open Study 90-001, up to four additional doses were recommended within
the first five days of life. In the Phase III Comparison Study 92-001, up to three additional
doses were allowed. The proposed labelling will recommend up to three additional doses in
the first five days of life.
BLES may be useful to infants with other pulmonary disorders that have similar symptoms as
NRDS. Small premature neonates with mature surfactant do not generally experience RDS;
however, they may develop respiratory failure clinically indistinguishable from RDS as a
result of lung oedema, delayed clearance of pulmonary fluid and the presence of surfactant
inhibitors in the epithelial lining fluid (Hallman, 1994:217; Section 5.4.10). Hallman found
that administration of exogenous surfactant in such infants reduced the severity of respiratory
failure and increased the saturated phosphatidylcholine concentration in the epithelial lining
fluid. This also demonstrates that surfactant therapy is not detrimental in infants that are not
surfactant deficient.
In the Phase III Open Study 90-001 with BLES, an efficacy analysis was conducted on the
2312 infants enrolled in the first five years of the trial. Ten percent of the infants were not
diagnosed with NRDS, but instead had pneumonia, meconium aspiration, transient tachpnea
of the newborn (wet lung) or pulmonary hypoplasia. Infants with TTN/wet lung showed the
strongest response to treatment, but there was at least a partial response in many of the other
infants without NRDS. (See the Summary of Clinical Efficacy, Section 2.7.3.2.7 and the
efficacy report in Section 5.3.5.2.1.) The open trial continued for another 4.5 years, but the
efficacy was not analyzed for the latter part of the trial. Instead, the efficacy was established
with the two comparison trials with Exosurf and Survanta.
Thus, BLES may still be helpful to infants with neonatal pulmonary disorders who are
incorreclty diagnosed with RDS.
Surfactant Inhibition
Surfactant inhibitors decrease surface activity. Many of them are plasma proteins that leak
into the alveolar space as a result of lung oedema or haemorrhage. The following compounds
decrease surface activity in vitro: fibrin, fibrinogen, fibrin monomer, meconium, transferrin
saturated with iron, albumin, 110 kDa surfactant inhibitor, haemoglobin, lactocyclceramide,
bilirubin and cationic amino acids (Hallman, 1994:228; Section 5.4.10). Hallman reported
that surfactant proteins improve the resistance of surfactant against inhibitors, and that
surface activity is restored when the supply of surfactant is increased.
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BLES is prepared from bovine lung lavage which is purified to remove the hydrophilic
proteins which may be immunogenic. The resulting product does retain the hydrophobic
surfactant-associated proteins SP-B and SP-C. Schürch, et al., described SP-B and SP-C as
substantially increasing the surface activity of surfactants. SP-C is important for rapid
adsorption, whereas SP-B promotes both adsorption and the removal of phosphatidylglycerol
from the monolayer. (Schürch, 1992:L210; Section 5.4.22)
Cummings (1992) and Pandit (1995a) pointed out that natural surfactant extracts such as
BLES seem to be more resistant to inhibition by plasma proteins than Survanta, which is
obtained from minced lung tissue, while both BLES and Survanta are more effective than
synthetic Exosurf (Cummings, 1992:1003 and Pandit, 1995a:35; Sections 5.4.2and 5.4 19,
respectively). Thus, BLES has a pharmacodynamic advantage over Survanta and Exosurf
due to its higher concentration of surfactant-associated proteins.
Phase II Study No. 5 found that liberal retreatment produced a more sustained improvement
in lung function than the standard treatment; however, there were no differences in long-term
outcome. The strategy for liberal retreatment was to retreat when the FiO2 had increased by
only 1% instead of 10%. However, the later Phase III studies used the standard retreatment
strategy, as a limited number of doses are required before the infant produces its own
surfactant. The average number of doses required with standard retreatment in the two large
Phase III studies was 1.7 doses. Switching to a more liberal retreatment strategy would have
increased the number of doses given and not improved the overall outcome. Each dose is not
without risk, and the recommendation of Study No. 5 for more liberal retreatment was not
implemented.
A total of 3531 infants were treated with the original formulation of BLES and 2549 received
the current formulation.
The primary demographic characteristics that might affect the outcomes of the studies are the
birth weight and gestational ages, which reflect the lung maturity and surfactant sufficiency
of the infants. Sex ratios and Apgar scores also were compared. In all studies except Phase
II Study No. 1, treatment groups were well matched for these demographic characteristics.
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Study No. 1 showed a bias to female infants in the treatment group compared to the placebo
group, and the protocol was repeated as Study No. 2. In all other Phase II and III studies, the
ratio of males to females was roughly 60% to 40%, which follows the theory that male
neonates are more prone to respiratory stress.
The mean birth weights, and the corresponding gestational ages and Apgar scores, varied
across the studies. These were lower in Study No. 1, which was a prophylactic study that
anticipated RDS due to the infants’ prematurity. Rescue treatment studies tended to include
larger infants who also developed RDS.
The weight ranges used in the Phase II and III studies represent the intended treatment
population. For analysis of efficacy, Phase III Comparison Study 92-001 was designed to
have three birth weight arms. Each successive birth weight range would be expected to
represent a different level of lung maturity and surfactant sufficiency. As this was a
comparative trial, a closer match of lung maturity allowed a more precise comparison of the
efficacy of BLES versus that of Exosurf.
Infants enrolled in five Phase II Studies were treated within the first five days of life, and
were followed until discharge from Level III care, for the purpose of recording efficacy and
safety parameters. Infants in the first four studies were then followed for up to two years to
look for long-term effects, in particular allergenic manifestations and neurodevelopment
handicap.
Infants in the three Phase III Studies were followed until discharge from Level III care.
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The Phase I studies used BLES treatment only. Phase II studies used a sham air instillation
as a placebo control, except for Study No. 5, which compared two treatment strategies. Phase
III studies did not employ a placebo arm, as exogenous surfactant is now considered standard
treatment for NRDS and placebo use would be considered unethical.
The Phase III Open Study 90-001 used BLES treatment only. After the first five years, a
switch was made to using the current formulation and dose of BLES. An efficacy report is
provided for the first five years, during which time the original formulation and dose were
used. The safety report covered all nine and one half years of the study and compared the
safety outcomes for the two formulations. The efficacy of the current formulation used in the
latter part of the open trial was not assessed, as this has been established with the two Phase
III comparative trials against Exosurf and Survanta.
The Phase III Comparison Study 92-001 compared BLES with Exosurf Neonatal. Exosurf
was chosen as the active control as it was the only surfactant on the market in Canada at that
time. Based on preclinical experience with exogenous surfactants, it was expected that a
natural surfactant such as BLES would have a clinical advantage over synthetic Exosurf,
which did not contain the surfactant-associated proteins to improve the action of the
phospholipids.
Three birth weight arms were designated, as birth weight is related to post-conceptional age
and, hence, to the degree of lung maturity. Infants with different lung maturity and surfactant
deficiency are anticipated to react differently to exogenous surfactant treatment. In addition,
infants of very low birth weights have health concerns that impact on the measures of
mortality and morbidity in the study.
Exosurf, as the active control in Study 92-001, was effective in improving ventilatory
parameters, thus demonstrating that the protocol had assay sensitivity. The protocol was
designed to detect superiority of BLES over Exosurf treatment. A p-value of < 0.05 was
accepted as significant. Aspects of the trial that balanced the two active groups were:
• compliance with therapy, as infants were treated impartially by blinded staff, based on
their ventilatory requirements;
• diagnosis of the same disease, neonatal respiratory distress syndrome;
• reformulation of BLES to match the dose and volume recommended for Exosurf; and
• measurement of the same endpoints.
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Phase II Study No. 4 compared prophylactic to rescue treatment and found no significant
difference in outcomes. However, with current use of prenatal steroids to hasten the maturity
of the neonates’ lungs prior to birth, prophylactic treatment has fallen out of favour.
Phase II Study No. 3 compared single versus multiple doses given to infants diagnosed with
RDS. Compared with a placebo instillation of air, there was a significant improvement in
ventilation parameters by 10 minutes post-dose. Giving multiple doses maintained this
improved state. However, multiple doses did not diminish the time to extubation or
development of chronic lung disease compared to single doses. Nor did multiple doses make
a difference in the incidence of air leaks, IVH or PDA. The majority of infants were weaned
to room air rapidly after treatment with BLES, implying almost complete alveolar expansion.
However, retreatment sometimes is needed, perhaps due to inhibition of the surfactant due to
leakage of serum into the lung. Retreatment is successful in restoring ventilation parameters.
It appears that retreatment is required until endogenous surfactant production takes over.
The average number of doses of BLES required in the large Phase III trials was 1.7 doses.
By birth weight group in Study 92-001, smallest to largest infants, the average number of
doses were 1.97, 1.71 and 1.48 for infants treated with BLES. There was no significant
difference in number of doses of Exosurf required in the lowest birth weight infants; however
significantly more doses of Exosurf (p=0.0000) were required for the middle and upper birth
weight groups.
This product is intended for use in the neonatal period only. Thus, there are no concerns
regarding long-term use.
The Phase II studies clearly demonstrated the efficacy of treatment over placebo. In the
Phase III Comparison Study 92-001, there were some similarities between BLES and
Exosurf, such as no significant difference in cardiopulmonary survival. However, the study
did show advantages to BLES treatment in other results, such as a significantly faster
improvement in ventilation parameters.
BLES acts locally within the lung, in a physical manner, and is metabolized by the same
pathways as endogenous surfactant. Pharmacokinetic measurements cannot be conducted, as
BLES is not detectable in the blood. BLES also has a wide therapeutic dose range, being safe
and effective at doses of 100 mg/kg or 135 mg/kg. These factors make ethnic differences less
likely.
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Intrinsic factors such as gender, race and genetic diseases are not likely to influence the
physical action of BLES.
There are no concerns regarding cultural habits, food, the environment, drug compliance or
culture, as BLES is intended for newborn infants in intensive care. Exogenous surfactant use
is well established globally, with the same medical practice, disease definition, diagnosis and
therapeutic approach as proposed for BLES. BLES has the same indication for treatment of
NRDS, and similar administration techniques as other surfactants, and the age range is
narrow.
The clinical endpoints and methodology used in the Phase II and III trials are similar to those
that were used for other marketed surfactants. BLES trials were GCP-compliant.
There are no ethnic concerns with other approved surfactants, as their labelling is similar
among surfactants and among regions. Thus, it is assumed that BLES will be as safe and
effective globally as it has been shown to be in Canada and China.
In conclusion, the sponsor feels that bridging studies for other regions are not required.
The repeat dose toxicity study in newborn lambs (Section 4.2.3.2.1) showed no systemic
adverse reactions. There were two early drownings due to the large dose being administered,
twice the human dose. This was remedied in the study by switching to delivering the dose in
aliquots.
There are no aspects of product quality that have safety concerns, other than lack of efficacy.
If the phospholipids in BLES were to degrade, the lyso-forms would inhibit the surface-
tension-lowering activity of the surfactant, which would impact the efficacy of the product.
In the Phase III Open Study 90-001, BLES was to be administered up to five times within the
first five days of life, if required. In the Comparison Study 92-001, a maximum of four doses
was recommended within the first five days of life. The product labelling recommends up to
four doses within the first five days of life. Thus, the potential safety of the product in the
marketplace has been adequately investigated in the clinical trials.
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A subset of common adverse events that occurred within two hours of dosing were:
• bradycardia;
• desaturation on dosing;
• endotracheal tube complications;
• hypotension; and
• respiratory acidosis
There was a lower incidence of the following events in infants treated with BLES vs. placebo
(instilled air):
• PDA (BLES 43% vs. placebo 52%)
• IVH (BLES 27% vs. placebo 42%)
• pneumothorax (BLES 10% vs. 30%)
• PIE (BLES 5% vs. placebo 26%)
• ROP (BLES 2% vs. placebo 8%)
There was a similar incidence of severe IVH, 6% with either treatment or placebo. There was
a higher incidence of NEC with BLES treatment (BLES 5% vs. placebo 2%)
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In Study No. 92-001, there were significantly fewer incidences of the following events in
infants treated with BLES vs. Exosurf:
• PIE (BLES 9% vs. Exosurf 17%, p < 0.0005)
• pneumothorax (BLES 8% vs. Exosurf 12%, p < 0.05)
There were significantly more incidences of the following events in infants treated with
BLES vs. Exosurf:
• sepsis (BLES 28% vs. Exosurf 23%, p < 0.05)
• respiratory acidosis (BLES 4% vs. Exosurf 2%, p < 0.05)
• pneumonia (BLES 1% vs. Exosurf < 1%, p < 0.05)
In the published article by Lam, et al., 2005, only selected adverse events or complications
are provided, and there was no significant difference between the treatments. The number of
patients enrolled was low compared to the larger trials, with 29 treated with BLES and 31
receiving Survanta.
There were fewer incidences of the following complications in infants receiving BLES:
• sepsis (BLES 45% vs. Survanta 48%)
• NEC (BLES 26% vs. Survanta 30%)
• pulmonary haemorrhage (BLES 10% vs. Survanta 19%)
• ROP (BLES 8% vs. Survanta 13%)
• severe IVH (BLES 4% vs. Survanta 10%)
• pneumothorax (BLES 3% vs. Survanta 10%)
There were more incidences of PDA with BLES (59%) vs. Survanta (58%)
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Study 90-001 lasted 9.5 years, and used the original formulation and dose of BLES for the
first five years, then switched to the current formulation and dose for the last 4.5 years. The
differences in formulation and dose were minor and were not expected to produce a different
safety profile.
Differences between the safety outcomes for the two formulations and doses may reflect the
advances in medical care that occurred during the long study. These advances may have
resulted in a decrease in adverse events due to better prevention or management, or to an
increase in adverse events due to longer survival times in an infant population in fragile
health and susceptible to infection and other complications.
Differences in adverse events between the two large Phase III studies are discussed in Section
2.7.4.2.1.1, subsection 1.3, Table 1.3b. The table compares adverse events for the current
formulation only. Differences between the studies may be due to the different case report
forms with different checklists.
Some outcomes were higher with the change in formulation in the open trial. However, there
was a stronger correlation between the original formulation in the open trial and the current
formulation in the comparison trial. This would indicate that the differences were not caused
by a change in formulation, but were due to different reporting practices as sites were
enrolled in the open trial, or to unequal events, such as the high incidence of sepsis at one site
in the open trial, particularly toward the end of the study.
The proposed labelling will quote the adverse events reported in ≥ 1% of patients in the
pivotal Phase III Comparison Study 92-001. Also quoted will be the adverse events that
occurred within two hours of dosing in ≥ 1% of patients. (See Section 2.7.4.2.1.1: Common
Adverse Events, subsection 1.2.) These will be expressed in the original COSTART terms
used in the study report, or in MedDRA terms, as required by the local regulatory authority.
In the Phase II trials, there was a higher incidence of NEC with BLES (6/122, 5%) compared
with placebo (1/60, 2%); however, this was from one study and the difference was not
significant.
In the Phase III Study 92-001, comparing BLES with Exosurf, there were significantly more
incidences with BLES for respiratory acidosis (4% vs. 2%; p < 0.0005), sepsis (28% vs. 23%;
p < 0.05) and pneumonia (1% vs. < 1%; p < 0.05). Respiratory acidosis occurred primarily at
one site with both treatments and likely represents premature weaning from supplementary
oxygen. Sepsis occurred in significantly more infants only in the lowest birth weight arm,
which may reflect the increased survival times in that arm, providing more time for infection
to occur in a population more susceptible to infection than the larger infants. The incidence
of pneumonia, although significantly different between treatments, occurred in only 1% of
infants who received BLES. In addition, seven of the nine infants with pneumonia were from
the same study site, which may reflect an environmental cause.
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Many of the other common adverse events are also serious complications of prematurity.
Exogenous surfactants have been in use clinically since the mid-1980s, and their safety
profile is well established. The adverse events seen in the clinical trials with BLES have not
revealed any new common adverse events.
Serious adverse events that may be related to surfactant treatment, and their incidence in the
pivotal Phase III Comparison Study 92-001 are provided below:
In Study No. 92-001, there were significantly fewer incidences of the following serious
events in infants treated with BLES vs. Exosurf:
• PIE (BLES 9% vs. Exosurf 17%, p < 0.0005)
• pneumothorax (BLES 8% vs. Exosurf 12%, p < 0.05)
There were significantly more incidences of the following serious events in infants treated
with BLES vs. Exosurf:
• sepsis (BLES 28% vs. Exosurf 23%, p < 0.05)
• pneumonia (BLES 1% vs. Exosurf < 1%, p < 0.05)
Section 2.7.4.2.1.3 compares the incidence of serious adverse events for BLES across studies.
The incidences of serious adverse events were similar across the studies.
There was a higher incidence of NEC in BLES-treated infants compared to placebo (5% vs.
2%); however, this was not significant.
In the Phase III Comparison Study 92-001, there was a higher incidence of sepsis with BLES
vs. Exosurf (28% vs. 23%, respectively; p < 0.05). There was a higher incidence of
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pneumonia with BLES vs. Exosurf (1% vs. < 1%; p < 0.05). Sepsis occurred in significantly
more infants only in the lowest birth weight arm, which may reflect the increased survival
times in that arm, providing more time for infection to occur in a population more susceptible
to infection than the larger infants. The incidence of pneumonia, although significantly
different between treatments, occurred in only 1% of infants who received BLES. In
addition, seven of the nine infants with pneumonia were from the same study site, which may
reflect an environmental cause.
In conclusion, BLES had an improved safety profile for serious adverse events compared to
Exosurf in the comparison trial. When results for BLES were compared across studies and
with published information on other surfactants, BLES had a similar safety profile with
regard to serious adverse events and there were no new serious adverse events identified.
2.5.5.3.2 Deaths
Causes of death that may be related to surfactant treatment include pulmonary haemorrhage
or air leaks that occur shortly after administration. Narratives of related deaths are provided
in Section 2.7.4.7, Tables 2.7.4.7.5 to 2.7.4.7.7. A table for placebo treatment is not included,
as the placebo treatment was instillation of air, and subsequent deaths would be due to the
disease state and not to treatment. Phase I studies did not provide enough information to be
included in the tables. In general, patients were followed until discharge from Level III care.
The incidence of deaths related to treatment are summarized below:
The incidences of deaths related to treatment are similar, approximately 1% in the largest
trials.
In the two lower birth weight arms of Study No. 92-001, the BLES groups experienced
significantly fewer deaths before 7 days of age than did the Exosurf groups. In the 750-1250
g birth weight arm, there were significantly fewer deaths before discharge in the BLES group
compared with the Exosurf group. In the >1250 g birth weight arm, there was no significant
difference between treatment groups for incidence of death at these two time points.
The significant increase in mortality in infants weighing <1250 g who received Exosurf
reflects the increased incidence of total air leaks and fatal air leaks in these infants. In
addition, there was a significant increase in the incidence of fatal pulmonary haemorrhage
before 7 days in infant of <750 g who received Exosurf.
In conclusion, infants receiving BLES are at no greater risk from death due to treatment than
those who receive Exosurf or Survanta.
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Table 2.5.5.4: Incidence of Adverse Events Occurring More Frequently by ≥5% in the Open
Study than in the Comparison Study, with the Current Formulation of BLES
Phase III, Double-Blind, Standard-
Phase III Open Study
Controlled Study
(Study No. 90-001)
MedDRA SOC / (Study 92-001)
MedDRA Preferred Term BLES Original BLES Current BLES Current
Exosurf
Formulation Formulation Formulation
n = 3229 n = 1952 n = 568 n = 565
Infection 25.70% 24.13% 0.70% 0.18%
Anaemia 3.50% 15.63% -- --
Acidosis 1.55% 5.84% 0.88% 0.18%
Electrolyte imbalance 2.29% 9.84% -- --
Pulmonary valve stenosis 1.73% 6.66% 0.18% 0.35%
Hypotension 3.38% 14.60% 1.76% 1.95%
Pneumonia 2.07% 6.61% 1.41% 0.18%
Pulmonary hypertension 6.35% 6.25% 0.35% 0.71%
Gastrointestinal reflux 1.49% 5.99% 0.18% 0.53%
Note: Shaded columns represent the current formulation.
Infection
Although the incidence of infection appears much higher in the open study than in the
comparison study, when the rates of infection and sepsis are added, there is little difference
between groups within a study or between the two studies. In addition, the total incidences of
the body sytem Infections and Infestations was similar for all groups in the two studies. Use
of the term “sepsis” in the labelling will adequately convey the rate of infection to be
expected.
Anaemia
Anaemia was not reported in 92-001, nor in any of the other studies except the open study. In
the open study, it was reported in 4% receiving the original formulation and in 16% receiving
the current formulation. Personal communication with one of the clinical monitors revealed
that some hospitals reported any loss of blood as anaemia, even spotting in the endotracheal
tube which could have been from the intubation procedure. The monitor felt that these
reports of anaemia were subjective and not confirmed by laboratory analysis, as blood
samples are avoided whenever possible in such small infants. As reports of anaemia were not
made in any of the other studies and were likely not confirmed analytically, anaemia will not
be added to the list of adverse events in the proposed labelling.
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of electrolyte imbalance. The values for the original formulation in the open study are similar
to those for BLES or Exosurf in the comparison study. The majority of cases of metabolic
acidosis and electrolyte imbalance occurred at one site that also reported an increase in sepsis
at the same time. As the increased metabolic acidosis and electrolyte imbalance appear to
have been the result of sepsis, not surfactant treatment, they will be included in the proposed
labelling at the rate of their appearance in the comparison study, in less than 1% of infants
treated.
Hypotension
With reformulation in the open trial, there was an increase in sepsis, in pneumonia, in
hypotension with PDA and in hypotension with IVH. All of these factors may be responsible
for the rise in hypotension in the open study from 3% to 15%. This is in contrast to the 2%
rate for hypotension for both BLES and Exosurf in the comparison study. As there were no
differences between the trials for sepsis/infection, PDA or IVH, the increased hypotension
was not a direct result of surfactant treatment. As a result, the proposed labelling will
continue to refer to the results of Study 92-001 for hypotension.
Pneumonia
The rise in pneumonia rates from 2% to 6% with reformulation is not related to surfactant
treatment, as the 1% rate in the comparison study is close to that for the original formulation
in the open study. Thus, the rate of 1% for pneumonia for the comparison trial will be
reported in the proposed labelling.
Pulmonary hypertension
Pulmonary hypertension occurred in 6% of infants in the open trial, with either formulation,
and in <1% of infants in the comparison study 92-001, with either drug product. Persistent
pulmonary hypertension of the newborn is persistent fetal circulation due to prematurity, and
not increased by surfactant administration. Thus, the rates reported for the pivotal
comparison study 92-001 will be quoted in the proposed labelling.
Gastrointestinal reflux
While gastrointestinal reflux increased from 2% to 6% with reformulation in the open trial,
its rate in the comparison trial with the current formulation was < 1% with either drug
product. BLES acts locally, within the lung, and is not likely to affect the rate of
gastrointestinal reflux. Thus, the rate of < 1% reported in the comparison study will be
quoted in the proposed labelling.
There were many unique adverse events reported in the Phase III Open Study 90-001. The
unique respiratory system events each occurred in less than 1% of patients and added up to
1% for the original formulation and 2% for the current formulation. Unique events for other
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body systems occurred in 1% to 2% of infants, and were either not related to surfactant
treatment or were synonyms for other events that were reported in the comparison study 92-
001.
In conclusion, the rates of adverse events for Study 92-001 are suitable for quoting in the
proposed labelling. In addition, there were no unique adverse events reported in the other
trials that need to be added to the proposed labelling.
Four of the Phase II studies with BLES included a two-year follow-up period during which
patients were screened for neurodevelopmental handicaps and allergic manifestations. These
are discussed in Section 2.7.4.2.1.1 Common Adverse Events, subsection 1.7. There were no
significant differences in neurodevelopmental handicap between patients given BLES or
placebo (a sham air instillation). In Study No. 3, there appeared to be a significantly greater
incidence of patients with recurrent wheeze (p = 0.04). When these studies were combined,
there was no significant difference between BLES and placebo groups for incidences of
allergic manifestations. In conclusion, the Phase II follow-up studies demonstrated that there
are no long-term safety concerns with the use of BLES.
Public information on long-term studies with a similar bovine surfactant, Survanta found no
increase in allergic manifestations or neurodevelopmental handicap. This is discussed in
Section 2.7.4.2.1.1: Common Adverse Events, subsection 1.8.3.
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addition, carbon dioxide (CO2) levels should be monitored with transcutaneous CO2 probe
correlated with blood gas readings.
BLES can rapidly affect oxygenation and lung compliance. In some infants, hyperoxia may
occur within minutes of administration of BLES. If hyperoxia develops and oxygen
saturation is in excess of 95%, FiO2 should be reduced until saturation is 90 to 95% to
decrease the risk of retinopathy of prematurity. If the improvement in chest expansion seems
excessive, peak ventilator inspiratory pressures should be reduced immediately. Failure to
reduce inspiratory ventilatory pressures rapidly can result in lung overdistention and fatal
pulmonary air leaks.
Respiratory Acidosis
Respiratory acidosis occurred with both surfactants primarily at one study centre in Study 92-
001. Monitor lung compliance and oxygenation, as ventilation requirements may change
rapidly after dosing.
The very large doses (two times a human dose) administered in the repeat toxicity study,
resulted in drowning, until the protocol was changed to divide the doses into aliquots. No
deleterious effects are anticipated with an overdose of BLES in a patient, as the dose is
administered as aliquots, with the respiratory technologist watching for each aliquot of
surfactant to disappear from the proximal end of the feeding tube. There is a resting period
before each aliquot, to allow the infant to recuperate from handling and re-establish
ventilation.
Through the Emergency Drug Release Programme, a newborn infant who was waiting for a
lung transplant was treated with 87 doses of BLES over approximately 59 days, with no
untoward effects from the extended use of BLES.
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There were no new adverse events reported post-license, and the overall incidence of adverse
events post BLES administration remain lows (<0.1%) compared to those recorded in the
clinical trial. There have been no regulatory actions related to safety.
There has been a recent increase in the reporting of pulmonary haemorrhage in literature
(discussed below). Pulmonary haemorrhage occurred in 8% of patients treated with BLES in
the Phase III pivotal trial and is a common adverse reaction occurring in 3% -5% of preterm
infants suffering from respiratory distress and who have been given surfactant 1. In 18 years
marketing experience, there have been 16 spontaneous reports of pulmonary haemorrhage, as
well as 38 reports obtained from the literature. This is an incidence of 0.03% of estimated
patients treated. The majority of all reported cases of pulmonary haemorrhage after BLES use
occurred internationally, specifically in India and Iran. These two countries are also the
largest export markets for BLES.
Another frequent post-market adverse event has been endotracheal tube blockage sometimes
with resulting desaturation. This is usually a limited condition until the product has
distributed into the lung. In some cases, the blockage does not clear even with additional air
pressure from the ventilator and the endotracheal tube is replaced. ETT complications
occurred in 6% of patients in both treatment groups in the Phase III pivotal comparative trial
and is a known adverse event for other pulmonary surfactants. Post-market, in 18 years there
have been 23 spontaneous reports of endotracheal obstruction, as well as 11 reports obtained
from literature. This is an incidence of 0.02% of estimated patients treated.
When the drug product was launched in India, there were three deaths due to improper
administration in India. The hospital had been used to administering another surfactant,
Survanta (beractant) in small aliquots due to its viscous nature. The infants developed
pulmonary haemorrhage, patent ductus arteriosus and severe intraventricular haemorrhage.
As BLES is less viscous and spreads more rapidly due to a higher level of surfactant-
associated proteins, it is thought that the small aliquots entered the lungs in a gravitational
manner and resulted in uneven lung compliance. Once this difference between the products
was pointed out to the Indian physicians, it was reported to us that the subsequent ~80 Indian
patients that were treated using the correct administration protocol experienced no untoward
effects.
There were 13 adverse reactions reported from the same hospital in Haiti, where BLES was
sent on a compassionate release basis. The reactions are not likely due to BLES and can be
attributed to inadequate equipment and lack of resources for care of premature infants at the
Haitian facility.
There were two published comparative studies conducted in Iran in which adverse reactions
attributed to BLES were identified. In the Macooie et al., 2018 study 2, 13 serious reactions
and 16 deaths in the BLES group were recorded, however the number of patients that
experienced the 13 listed complications is not identified and it is also unclear whether the
deaths were related to those complications or to surfactant use. A further 24 serious reactions
1
Aziz A and Ohlsson A. Surfactant for pulmonary haemorrhage in neonates. Cochrane Database of Syst Rev.
2012 Jul 11; (7).
2
Macooie AA, Fakour Z, Roanaghi P, et al. Comparative evaluation of the effects of BLES and Survanta on
treatment of respiratory distress syndrome in newborns. J Family Med Prim Care. 2018 Sep-Oct;7(5):1063-
1067.
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attributed to BLES were identified in the Kheradmand Sarokolai et al. 3 2018 study, in which
all adverse events were categorized as pulmonary haemorrhage, representing 20% of the total
number of patients in the BLES group (n=120). This is higher than the 8% incidence of
pulmonary haemorrhage seen in the pivotal clinical trial. There were also 8 deaths noted in
the BLES group, likely attributable to the cases of pulmonary haemorrhage. A similar
frequency of complications was also noted for the competitor product in each study
suggesting surfactant administration and post-dose monitoring may be an issue at the study
centres. Preliminary review of both papers determined that poor methodology was used in the
studies. The BLES product labelling provides appropriate instructions on the dosing and
administration procedure.
There are no concerns regarding cultural habits, food, the environment, drug compliance or
culture, as BLES is intended for newborn infants in intensive care. Exogenous surfactant use
is well established globally, with the same medical practice, disease definition, diagnosis and
therapeutic approach as proposed for BLES. BLES has the same indication for treatment of
NRDS and the age range is narrow.
BLES is an exogenous surfactant that acts locally within the surfactant-deficient lung of
infants diagnosed with neonatal respiratory distress syndrome. BLES does not have systemic
pharmacological activity. It is metabolized by the same pathways as endogenous surfactant
and does not interfere with production of endogenous surfactant. Until the infant produces its
own surfactant, BLES allows the lung tissue to expand and contract, thus enabling the
respiratory system to function.
Because BLES acts locally within the lung in a physical manner and because it is
recommended for use only in neonates under five days of age, there are no concerns
regarding drug-food interaction or cognitive impairment. BLES has no systemic effect and,
to the sponsor’s knowledge, there are no drug-drug interactions. BLES also is not toxic to
those who are handling the product.
Indications
BLES is indicated for treatment of neonates who are diagnosed with RDS (“rescue
treatment”). Initial Phase II studies treated infants at risk of RDS (“prophylactic treatment”);
however, it was demonstrated that there was no significant advantage to this practice. As the
use of prenatal steroids increased, prophylactic treatment fell from favour. Thus, Phase III
studies with BLES used rescue treatment only. The proposed labelling indication is for
rescue treatment.
3
Kheradmand Sarokolai Z, Ninafs P, Azizzadeh F, et al. BLES Versus Curosurf for Treatment of Respiratory
Distress in Preterm Neonates and Their Adverse Effects. Iran J Pediatr. 2018;28(4):e11734.
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BLES is indicated for treatment in neonates during the first five days of life, as such infants
are more likely to be surfactant deficient. RDS after that time is less likely to be due to true
surfactant deficiency.
Recommended Dosage
Dosages in early trials were based on the available theoretical data that 100 mg/kg will cover
the entire lung surface (Hennes, 1991:104, Section 5.4.11).
A dose-ranging study in rabbit pups found the threshold dose of bovine lung surfactant for
immediate improvement of ventilation to be 46 mg/kg, while a dose range of 58 to 150 mg/kg
produced a dose-dependent improvement in immediate and maximal ventilation (Disse, 1987,
Section 5.4.5). A dose of 250 mg/kg induced a submaximal effect, perhaps due to lipid
overload.
The Phase III studies demonstrated that BLES administered at a dose of 135 mg
phospholipids/kg, in single or multiple doses, was both safe and effective.
Retreatment
In the Phase III Comparison Study 92-001, infants were retreated up to three times within the
first five days of age. The Phase III Open Study 90-001 allowed retreatment up to four times
within the first 5 days. The proposed labelling will recommend up to three additional doses.
Infants qualify for retreatment if they have a positive response to the first dose and have a
significant deterioration in the respiratory status with an increased FiO2 requirement by at
least 0.10 (10%). Results of the Phase III studies showed BLES to be both safe and effective
when re-administered in this way.
Administration
In all studies, each aliquot was administered by bolus intratracheal instillation via a #5 French
feeding tube cut to the appropriate length so it reached the tip of the endotracheal tube.
In the Phase III Comparison Study No. 92-001, doses of BLES were divided into two aliquots
so that the dosage volume and administration techniques would match those recommended
for the comparator product, Exosurf, in order to blind the treatments.
In the Phase II rescue studies Nos. 3, 4 and 5, and in the Phase III Open Study No. 90-001,
each dose was divided into three aliquots. With each aliquot, the infant was positioned on the
left side, the right side and in the supine position, to ensure proper distribution to all
pulmonary lobes. As the use of three aliquots has become standard practice for the
administration of BLES, the proposed labelling will recommend that BLES be administered
in three aliquots.
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BLES has shown the following three risks associated with its administration:
Transient bradycardia and decreased oxygenation during the dosing procedure may be caused
by acute airway obstruction from the instillation of fluid, combined with vagal reflexes from
handling the infant’s head and neck.
There was an increased risk of post-treatment sepsis and pneumonia in the very low birth
weight infants treated with BLES compared to those who received Exosurf in Study 92-001.
This was believed to be due to the increased survival rate in BLES-treated infants in this birth
weight arm, providing a greater opportunity for infection in this susceptible population.
There may be an increased risk of respiratory acidosis if there is a too rapid weaning of the
ventilatory rates or a lowering of inspiratory pressures. In Study 92-001, respiratory acidosis
occurred for the most part at one study site.
Exogenous surfactants are now the standard for treatment of NRDS. The Phase III
Comparison Study 92-001 with BLES and Exosurf confirmed that ventilation parameters
improved much more rapidly with BLES, and fewer doses were required. BLES-treated
infants had significantly fewer pulmonary air leaks.
BLES is a natural surfactant extracted from lung lavage, and contains the same phospholipids
in the same concentration as found in natural lung surfactant. These are accompanied by the
hydrophobic proteins SP-B and SP-C. Survanta is a modified bovine surfactant extracted
from minced lung. The presence of other phospholipids from the cellular components of the
lung and the added lipid components make this a modified surfactant with a lower
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BLES has a lower ratio of small surfactant aggregates to large surfactant aggregates than does
Survanta. Lower SA/LA ratio is associated with a superior physiological response (Hallman,
1994:219; Section 5.4.10).
Survanta is approximately eight times more viscous than BLES (Lewis, 1996:1162; Section
4.3.9). A more viscous material could lead to a slower peripheral distribution of surfactant
when instilled through the endotracheal tube, resulting in increases in PIP and PaCO2 values
due to airway obstruction. In the comparative preclinical study of BLES and Survanta by
Lewis et al., animals given instilled Survanta had an acute deterioration in ventilatory
parameters compared with those treated with instilled BLES.
BLES was compared with Survanta in the published Phase III study by Lam et al. The BLES
group had a significantly improved oxygenation index throughout the 12-hour period after
dosing compared to the Survanta group. There was no difference in secondary outcomes,
including mortality, ventilator days and occurrence of chronic lung disease. The authors
concluded that the infants with RDS responded favourably to both surfactants, but that BLES
achieved a significantly faster clinical response in terms of oxygenation index.
Curosurf is a surfactant purified from minced porcine lung, while Infasurf and Alveofact are
extracted from bovine lung lavage. No comparative studies have been carried out between
BLES and these products. In Section 2.7.4.2.1.1: Common Adverse Events, subsection 1.8.1,
a comparison was made between in-house studies with BLES and Exosurf and public
information on Survanta and Curosurf. Rates of adverse events were similar for all products.
As Infasurf and Alveofact are natural surfactant extracts with similar compositions, it is likely
that BLES has a similar efficacy and safety profile to these products.
BLES may have an advantage over Curosurf in that Curosurf is three times as viscous as
BLES, which may lead to slower perfusion through the lung; however, this has not been
tested. In addition, Curosurf, like Survanta, is manufactured from minced lung, which means
that the active phospholipids and proteins are diluted by the other phospholipids from the
tissue components.
Conclusion
Risks associated with the dosing procedure are usually transient. When BLES is
administered to neonates with RDS, the benefits of BLES greatly exceed the identified risks.
BLES presents a significant advantage over Exosurf and Survanta, by more rapidly
improving ventilatory parameters. BLES presents no new safety concerns to those already
established with other surfactants.
This dossier supports the use of BLES in the 27 mg phospholipids/mL formulation, for rescue
treatment of NRDS, when administered at a dose of 135 mg/kg for up to four doses.
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