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Aspects of Number Theory in Terms of Potential Theory
Aspects of Number Theory in Terms of Potential Theory
31
© 2001 Kluwer Academic Publishers. Printed in the Netherlands.
X X
Vf (x) = f (x/p), V ∗ f (x) = f (xp).
p prime p prime
p|x
We study the extremal elements in the set of all V -supermedian (resp. V ∗ -supermedian) functions
and the Martin boundary of the set N∗ associated with V and V ∗ .
Introduction
In [2] we developed a potential theory on the set N∗ (i.e. the set of natural number
n > 2) considered as an ordered set (the order relation is given by: x is smaller then
y iff x divides y). More precisely if m is the measure on N∗ such that m({x}) = 1
for every x ∈ N∗ then our potential theory is that associated with the kernels V and
V ∗ on N∗ which are in duality with respect to m where
if x ∈ P
0
X
Vf (x) = if x 6 ∈ P
f (x/p)
p∈P , p|x
X
V ∗ f (x) = f (xp),
p∈P
where P is the set of all prime numbers p ∈ N∗ and x|a means x divides a.
∗ The authors acknowledge the support received from the grant of the Romanian Academy
no. 92/1998.
32 NICU BOBOC AND GHEORGHE BUCUR
The set of all V -supermedian finite functions on N∗ is denoted by S and the set
of all V ∗ -supermedian finite functions on N ∗ is denoted by S ∗ . As usually for any
positive function f on N∗ we denote by Gf (resp. G∗ f ) the function given by
Gf = f + Vf + V 2 f + · · · + V n f + · · ·
(resp. G∗ f = f + V ∗ f + (V ∗ )2 f + · · · (V ∗ )n f + · · ·).
where L(x, y) is the set of all maximal totally ordered subsets of the closed ordered
interval
Y
k Y
k
β
if x = piαi , y= pi i , pi ∈ P , αi 6 βi , ∀ i, (3)
i=1 i=1
then
" #
X
k
(βi − αi ) !
i=1
Gx (y) = Qk .
i=1 [(βi − αi )!]
s0 ∈ S s 6 s0 ⇒ s s0 ( i.e. s 0 − s ∈ S),
u(x) > 0 x ∈ N∗ .
K = {t ∈ S ∗ | [u, t] 6 1},
This set, endowed with the topology of simply convergence, is metrizable and
compact. We denote by E the set of all nonzero extremal points of K and by E0
the set of all t ∈ E which are Green potentials i.e.
E0 = {Kx | x ∈ N∗ },
G∗x G∗x
Kx := = .
[u, G∗x ] u(x)
It is given an elementaryP proof for the theorem which asserts that a subtractible
element s ∈ S ∗ with p∈P s(p) = 1 will be extremal iff it is multiplicative.
It is proved also that if (sn )n is a sequence of subtractible elements of S ∗ which
converges simply to a positive real function s such that
X X
sn (p) = s(p) ∀n ∈ N,
p∈P p∈P
ϕ = Ka if α = 0
and
!
α! Y X
l(a)
ϕ= (αp (a))! Ga +
∗ i ∗ i ∗
Cα+i−1 (V ) Ga if a > 1.
(α + l(a))! p∈P i=1
e
s(y) = [s, y].
1. Subtractible Elements of S ∗
We recall that a function s: N∗ → R is called multiplicative if s(xy) = s(x)s(y)
for all x, y ∈ N∗ .
P
THEOREM 1.1. Let s: N∗ → R+ be a multiplicative function and p∈P s(p) 6 1.
∗ ∗
P s ∈ S . Moreover the set of all positive multiplicative functions s on N with
Then
p∈P s(p) 6 1 coincides with E h (the closure of Eh in K).
Proof. If s is as in theorem we have for any x ∈ N∗ ,
X X
V ∗ s(x) = s(xp) = s(x) · s(p) 6 s(x)
p∈P p∈P
∗
and so s ∈ SP . Obviously if (hn )n is a sequence of positive multiplicative functions
∗
on N with p∈P hn (p) 6 P 1 ∀n ∈ N which is simply convergent to a function s
then s is multiplicative and p∈P s(p) 6 1. P
Let now s ∈ N∗ → R+ be a multiplicative function with p∈P P s(p) 6 1. We
denote by hn : N∗ → R+ a multiplicative function on N∗ with p∈P hn (p) = 1
and with hn (q) = s(q) for every q ∈ P , q 6 n. Since
it follows that
and therefore s ∈ Eh .
tx (y) = t (xy).
Then tx ∈ S ∗ , tx 6 t and
V ∗ tx (y) = V ∗ t (xy).
Therefore
V ∗ tx 6 tx , tx ∈ S ∗ , tx 6 t.
tp = αp t.
Therefore
X X
t (p) = tp (q) = αp t (q) ∀ p ∈ P.
q∈P q∈P
P
Since there exists p ∈ P with t (p) > 0 we get l := q∈P t (q) < ∞. Now
t 0 = t/ l is also subtractible and extremal and moreover
X
t 0 (p) = 1, tp0 (p) = αp .
p∈P
Hence
and so t 0 is multiplicative
REMARK. Note that the second part of the above theorem was proved in [2].
P
THEOREM 1.4. Let s ∈ S ∗ with p∈P s(p) = 1. Then s is multiplicative iff s is
extremal and subtractible.
NUMBER THEORY IN TERMS OF POTENTIAL THEORY 37
P Proof. The if part follows from Theorem 1.3. Suppose now that s ∈ S ∗ ,
∗
p∈P s(p) = 1 and s is multiplicative. Obviously V s = s and therefore s is
subtractible. Assume that s is not extremal. Then there exists u, v ∈ S ∗ \{0} such
that s = u + v and such that u f v = P 0 (where f is the infimum with respect to
the specific order in S ∗ ). If we put α = p∈P u(p) we have, 0 < α < 1 and
s = αu0 + (1 − α)v 0 ,
sp = αu0p + (1 − α)vp0 .
sp = s(p) · s
α 0 1−α 0
s= up + v = αu0 + (1 − α)v 0 .
s(p) s(p) p
Since up u0 , we get
1 0
up = u0 .
s(p)
u0 (p) 1 X X
= · u0p (q) = u0 (q) = 1,
s(p) s(p) q∈P q∈P
u0p = u0 (p) · u0 .
Hence
Since from the Remark of Theorem 1.2 and from Theorem 1.3 it follows that
X
m(p) < 1 ∀m ∈ M\Eh ,
p∈P
we deduce
Z X
1 − m(p) dµ = 0
M\Eh p∈P
given by
t p (x) = t (px).
By hypothesis and using the preceding theorem it follows that t p is subtractible for
every p ∈ P .
By hypothesis we have
V ∗t p = t p ∀p ∈ P .
G∗y (x)
K(x, y) = Ky (x) = [Gx , Ky ] = ,
u(y)
40 NICU BOBOC AND GHEORGHE BUCUR
P
where u(y) = p∈P G∗y (p) is termed the normalized Green kernel in S ∗ . Also the
function
H : N∗ × Eh → R+
given by
H (x, m) = [Gx , m]
LEMMA 2.1. For any a, z ∈ N∗ with (a, z) = 1 and any x ∈ N, x|a we have
(l(a) − l(x) + l(z))!
G∗az (x) = u(z)G∗a (x);
(l(a) − l(x)!(l(z))!
!
X
l(a)
G∗az (x) = u(z) G∗a + i
Cl(z)+i−1 (V ∗ )i G∗a (x).
i=1
Y
n Y
k
γ
a= piαi , z= qj j ,
i=1 j =1
Y
n
β
x= pi i with βi 6 αi , ∀i 6 = n.
i=1
NUMBER THEORY IN TERMS OF POTENTIAL THEORY 41
Hence
P P
( ni=1 (αi − βi ) + kj =1 γj )! (l(a) − l(x) + l(z)!
G∗az = Qn Qk = Qn Qk ,
i=1 [(αi − βi )!] · j =1 [γj !] i=1 [(αi − βi )!] · j =1 [(γj )!]
P
X ( kj =1 γj )! (l(z))!
u(z) = G∗z (p) = Qk = Qk ,
p∈P j =1 [(γj )!] j =1 [(γj )!]
P
( ni=1 (αi − βi ))!
G∗a (x) = Qn
i=1 [(αi − βi )!]
and therefore
(l(a) − l(x) + l(z))!
G∗az (x) = u(z)G∗a (x).
(l(a) − l(x)!(l(z))!
For the second formula we remark firstly that for every x ∈ N∗ with x|a we
have
l(a)−l(x)
1 + Cl(z)
1
+ Cl(z)+1
2
· · · + Cl(z)|l(a)−l(x)−1
and therefore
(l(a) − l(x) + l(z))!
G∗az (x) = u(z)G∗a (x)
(l(a) − l(x)!(l(z))!
X
l(a)−l(x)
= u(z)(G∗a (x) + i
Cl(z)+i−1 [(V ∗ )i G∗a ](x)).
i=1
Since
we may write
!
X
l(a)
G∗az (x) = u(z) · G∗a + i
Cl(z)+i−1 (V ∗ )i G∗a (x).
i=1
42 NICU BOBOC AND GHEORGHE BUCUR
REMARK 2.2. If a = p1α1 p2α2 . . . pnαn where {p1 , . . . pn } is a finite subset of P and
αi ∈ N, αi > 1 we have for every k ∈ N
X k!
(V ∗k )G∗a = G∗ Q k ,
k1 +k2 +···+kn =k
k1 !k2 ! . . . kn ! a/ ni=1 pi i
THEOREM 2.3. Let (xn )n be a sequence in N∗ such that the sequence (l(xn ))n is
bounded and the sequence (Kxn )n is simply convergent to a function ϕ: N∗ → R+ .
Then there exists a ∈ N∗ and α ∈ N with
Q
p∈P (αp (a)!) ∗
ϕ= Ga = Ka if α = 0
(l(a))!
and
!
α! Y X
l(a)
ϕ= (αp (a)! Ga +
∗ i ∗ i ∗
Cα+i−1 (V ) Ga if α > 1.
(α + l(a))! p∈P i=1
n > n0 ⇒ a|xn ,
n > θx ⇒ x - xn .
We have
and from the fact that for every x ∈ N∗ such that x - a there exists θx ∈ N with
x - xn for all n > θx we get
!
u(zn ) X l(a)
n > θx ⇒ Kxn (x) = 0 = G∗a (x) + i
Cα+i−1 (V ∗ )i G∗a (x)
u(xn ) i=1
and therefore
!
α! Y X
l(a)
lim Kxn = (ap !) Ga +
∗ i ∗ i ∗
Cα+i−1 (V ) Ga .
n→∞ (α + l(a))! p∈A i=1
We consider a sequence (zn )n in N∗ such that (zn , zm ) = 1 for every n > m and
l(zn ) = α for all n ∈ N. If we put xn := azn then we have
!
α! Y X
l(a)
Kxn (x) = (ap !) Ga (x) +
∗ i ∗ i ∗
Cα+i−1 (V ) Ga (x) ,
(α + l(a)))! p∈P i=1
for all x ∈ N∗ with x|a. Since for y ∈ N∗ with y - a there exists θy ∈ N with
n > θy ⇒ y - xn ,
we get
and therefore
THEOREM 2.4. (a) Let (xn ) be a sequence in N∗ such that limn→∞ l(xn ) = +∞.
Then the following assertions are equivalent:
(i) The sequence (Kxn )n is simply convergent
(ii) The sequence (Kxn (p))n is convergent for every p ∈ P .
(iii) The sequence (αp (xn )/ l(xn ))n is convergent for every p ∈ P .
(b) If the sequence (xn )n in N∗ is such that the sequence (Kxn )n is simply
convergent to the function ϕ: N∗ → R+ and limn→∞ l(xn ) = +∞ then ϕ is
multiplicative and
αp (xn )
l(p) = lim ∀p ∈ P .
n→∞ l(xn )
Proof. Firstly we show that (ii) ⇔ (iii). Indeed for every n ∈ N we have
Y
xn = p αp (xn )
p∈P
αq (xn )
= .
l(xn )
NUMBER THEORY IN TERMS OF POTENTIAL THEORY 45
Yk
αpi (x) αpi (x) − 1 αpi (x) − αi + 1
= · ···
i=1
l(x) l(x) l(x)
and therefore, using the relation 0 6 Kxn (y) 6 Kxn (pi0 ), we get
Y
k
lim Kxn (y) = 0 = (ϕ(pi ))αi .
n→∞
i=1
46 NICU BOBOC AND GHEORGHE BUCUR
Hence always the sequence (Kxn (y))n is convergent and the function
THEOREM
P 2.5. Let s ∈ S ∗ be a multiplicative function on N∗ . We have necessary
∗
p∈P s(p) 6 1 and there exists a sequence (xn )n in N such that
and therefore
X
s(p) 6 1.
p∈P
For this purpose we shall consider, for any n ∈ N∗ the family of natural numbers
(αjn )16 j 6 n+1such that
X
n+1 αn 1
j
αjn > n, Pn+1 n − s(p j <
) 1 6 j 6 n.
j =1 αj n
j =1
Q αjn
Hence if we consider the sequence (xn )n in N∗ defined by xn = n+1 p
j =1 j then
the sequence (Kxn )n satisfies all required conditions by Theorem 2.4 such that this
sequence is simply convergent to the multiplicative function s.
REMARK. The previous two theorems show that the normalized Poisson kernel
NUMBER THEORY IN TERMS OF POTENTIAL THEORY 47
may be obtained from the Green kernel in the same manner as in classical theory
of potential.
3. Subtractible Elements of S
It is known that an element of S is subtractible iff it is of the form Gf where f is
equal zero as N∗ \P . We denote by Sh the set of all subtractible elements of S.
PROPOSITION 3.1. For any real positive function f on P there exists a sub-
tractible element u of S uniquely determined such that u(p) = f (p) for every
p ∈ P . In fact we have
X
u= f (p)Gp .
p∈P
Proof. Let
X
u := f (p)Gp .
p∈P
Gp (x) 6 = 0 ⇔ p|x,
and therefore
P ∗ = {p ∗ /p ∈ P }.
48 NICU BOBOC AND GHEORGHE BUCUR
e
s(y) := [s, y].
In fact we have
s(x)
e
s(Kx ) = ∀x ∈ X,
u(x)
e
s(h) = [s, h] ∀h ∈ Eh .
PROPOSITION 3.2. For every s ∈ S there exists a unique positive real function f
on N∗ such that
X
es(y) = f (x)y(x), ∀y ∈ E.
x∈N∗
Conversely for any real positive function f on N∗ there exists a unique s ∈ S such
that
X
e
s(y) = f (x)y(x).
x∈N∗
Proof. It is known (cf. [2]) that s ∈ S iff there exists a real positive function f
on N∗ such that s = Gf . Conversely for every real positive function f on N∗ the
function Gf is finite and belongs to S. The above proposition follows now from
e
s(y) = [s, y] = [Gf, y]
X X
= f (x)[Gx , y] = f (x)y(x).
x∈N∗ x∈x
we have e
s(y) < ∞, e s is lower semicontinuous on E and continuous at any point
y ∈ E0 and there exists s ∈ S with es = +∞ on Eh .
Proof. (1) follows from the fact that for any s, t ∈ S we have
s(x)
e
s(Kx ) = < ∞, ∀x ∈ N∗
u(x)
and
s 6e
e t ⇔ s 6 t.
belongs to S, if it is finite and from the fact that for any y ∈ E we have
e
s(y) = [s, y] = sup[si , y] = sup e
si (y).
i∈I i∈I
(2) follows from the fact that for every s, t ∈ S the function inf(s, t) belongs to
S and for any extremal element y of S ∗ we have
(see [1]).
(4) follows from the fact that for any family (si )i∈I in S the function infi∈I si
belongs to S.
(5) follows from the fact that S is a cone of potentials on N∗ ([2]).
Hence e S is an H -cone of functions on the set E and for every s ∈ S the function
e
s is finite on E0 . From Theorem 2.3 it follows that any for any s ∈ S the function
e
s is continuous at any point y ∈ E0 . Since the topology on E is the trace on E
of the topology of the simply convergence in the set of functions S ∗ it follows
that this topology coincides with the topology on E generated by the functions
ex /x ∈ N∗ } i.e. the smallest topology on E for which each function G
{G ex with
∗
x ∈ N is continuous. From
G∗x 0 (x)
ex (Kx 0 ) =
x ∈ N∗ ⇒ G ,
u(x)
ex (y) 6 1 for any y ∈ E.
it follows that G
Hence if s = Gf , where f has a finite suport, then s is continuous on E. Since
for every s ∈ S there exists an increasing sequence (sn )n with sn = Gfn (fn having
a finite support) and with supn sn = s then the function es is lower semicontinuous
on E.
50 NICU BOBOC AND GHEORGHE BUCUR
Hence from
X
e
s(y) = ex (y)
G
x∈N∗
2 n
X X X X
= y(x) > ·y(p) + y(p) + · · · + y(p)
x∈N∗ p∈P p∈P p∈P
> n + 1,
we get e
s(y) = +∞.
REMARK. The set Eh is a polar set with respect to the H -cone of functions e
S and
therefore for every y ∈ Eh and every s ∈ S we have
e
s(y) = 0 lim inf
0
s(y 0 ).
e
y ∈E0 ,y →y
P ∗ = {p/p ∈ P }
and therefore
we get
s=t on P
s = f on P ∗ .
we get e
References
1. Boboc, N., Bucur, Gh. and Cornea, A.: Order and Convexity in Potential Theory: H -Cones,
Lecture Notes in Mathematics 853, Springer-Verlag, Berlin-Heidelberg-New York, 1981.
2. Boboc, N. and Bucur, Gh.: ‘Arithmetic and potential theory’, Revue Roumaine Math. Pures et
Appl. 40 (1995), 259–277.