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Dolak 2011 Hip Strengthening Prior To Function
Dolak 2011 Hip Strengthening Prior To Function
KIMBERLY L. DOLAK, MS, ATC1 • CARRIE SILKMAN, MSEd, ATC2 • JENNIFER MEDINA MCKEON, PhD, ATC, CSCS3
ROBERT G. HOSEY, MD4 • CHRISTIAN LATTERMANN, MD4 • TIMOTHY L. UHL, PT, PhD, ATC5
P
atellofemoral pain syndrome (PFPS) is a common source of athletic women (4:1).18
knee pain in the physically active population. Women have Despite being deemed
Copyright © 2011 Journal of Orthopaedic & Sports Physical Therapy®. All rights reserved.
a multifactorial condi-
a higher prevalence of PFPS than their male counterparts
tion with no single cure,
(2:1), with an even higher incidence within the population for PFPS is commonly at-
tributed to muscular
dysfunction, for which
TTSTUDY DESIGN: Randomized clinical trial. abductors, external rotators, and knee extensors.
conservative rehabilita-
TTOBJECTIVES: To determine if females with A mixed-model analysis of variance was used to
tion is the treatment of
determine group differences over time.
patellofemoral pain syndrome (PFPS) who perform
hip strengthening prior to functional exercises TTRESULTS: After 4 weeks, there was less mean choice.19,23,35,45,46
demonstrate greater improvements than females SD pain in the hip group (2.4 2.0) than in the Historically, PFPS has been linked
Journal of Orthopaedic & Sports Physical Therapy®
who perform quadriceps strengthening prior to the quad group (4.1 2.5) (P = .035). From baseline to impairments of the quadriceps mus-
same functional exercises. to 8 weeks, the hip group demonstrated a 21% cle.27,33,35,45 Countless studies have cited
TTBACKGROUND: Although PFPS has previously
increase (P<.001) in hip abductor strength, while quadriceps strength deficits, imbalances,
that remained unchanged in the quad group. All
been attributed to quadriceps dysfunction, more and timing errors as the source of PFPS.
participants demonstrated improved subjective
recent research has linked this condition to impair- But more recent research regarding PFPS
function (P<.006), objective function (P<.001),
ment of the hip musculature. Lower extremity has focused on strength deficits of the
and hip external rotator strength (P = .004) from
strengthening has been deemed an effective in-
baseline to testing at 8 weeks. proximal hip musculature as a contribu-
tervention. However, research has often examined
weight-bearing exercises, making it unclear if TTCONCLUSION: Both rehabilitation approaches tor to this disorder. Several authors have
increased strength in the hip, quadriceps, or both improved function and reduced pain. For patients reported that females with PFPS dem-
is beneficial. with PFPS, initial hip strengthening may allow an onstrate weaknesses of the hip external
earlier dissipation of pain than exercises focused
TTMETHODS: Thirty-three females with PFPS per- on the quadriceps.
rotators and hip abductors.11,17,26,30,31,36,37
formed either initial hip strengthening (hip group) During functional activities, especially
or initial quadriceps strengthening (quad group) TTLEVEL OF EVIDENCE: Therapy, level 2b–.
single-leg activities, the hip muscles pre-
for 4 weeks, prior to 4 weeks of a similar program J Orthop Sports Phys Ther 2011;41(8):560-570.
Epub 7 June 2011. doi:10.2519/jospt.2011.3499 vent hip adduction and internal rotation,
of functional weight-bearing exercises. Self-report-
TTKEY WORDS: anterior knee pain, clinical trial,
which may result in dysfunctional lower
ed pain, function, and functional strength were
measured. Isometric strength was assessed for hip kinetic chain, knee rehabilitation extremity joint alignment and can lead to
the development of PFPS.20
1
Athletic Trainer, Boston University, Boston, MA. 2Doctoral candidate, Rehabilitation Sciences, University of Kentucky, Lexington, KY. 3Assistant Professor, Rehabilitation Sciences,
University of Kentucky, Lexington, KY. 4Professor, Family and Community Medicine and Orthopaedics and Sports Medicine, University of Kentucky, Lexington, KY. 5Associate
Professor, Department of Orthopaedics and Sports Medicine, University of Kentucky, Lexington, KY. This study was conducted at the University of Kentucky Musculoskeletal
Laboratory. At the time of study, Ms Dolak was pursuing an MS in Kinesiology and Health Promotion under the mentorship of Dr Uhl. An Osternig Master’s Research Grant from
the National Athletic Trainers’ Association Research and Education Foundation was used to fund a portion of this study. The protocol for this study was approved by the University
of Kentucky Institutional Review Board, and the study was registered as a clinical trial with the National Institute of Health (number NCT00445224). Address correspondence to
Kimberly Dolak, Boston University Athletic Training Services, Case Center, 285 Babcock Street, Boston, MA 02215. E-mail: Kimberly.Dolak@gmail.com
560 | august 2011 | volume 41 | number 8 | journal of orthopaedic & sports physical therapy
als with PFPS.7,12-15,22,39,40,42 However, few quadriceps strengthening. a self-reported history of patella disloca-
of these studies evaluated the efficacy of tions or subluxations, and (5) any other
isolated quadriceps strengthening. Many METHODS concurrent significant injury affecting
published rehabilitation protocols target the lower-extremity.7 All individuals who
T
functional exercises in a weight-bearing he study design was that of a met these criteria and were willing to
Copyright © 2011 Journal of Orthopaedic & Sports Physical Therapy®. All rights reserved.
position, which requires a contribution randomized clinical trial. Partici- participate in the study read and signed
of both hip and quadriceps musculature. pants were randomly assigned to a a consent/assent form approved by the
Despite this, many review and concept hip strengthening program (hip group) University of Kentucky Institutional Re-
articles continue to highlight quadriceps or a quadriceps strengthening program view Board. Participants were asked to
strengthening as an important interven- (quad group) for 4 weeks. Both groups refrain from taking any prescription or
tion for patients with PFPS.3,23,44 Limited were then combined into a functional over-the-counter pain medication within
research on the efficacy of isolated hip exercise strengthening group for the sub- 24 hours of all testing visits.
strengthening has provided evidence sequent 4 weeks. No placebo treatments
of improvements in pain, function, and were used. Prior to initiation of the study, Instrumentation
Journal of Orthopaedic & Sports Physical Therapy®
strength in this population.31,34 group allocation for each participant was Primary Outcome Measures Self-report
The presence of multiple effective in- made with a random-number generator questionnaires were completed using a
terventions creates a dilemma for clini- in Microsoft Excel (Microsoft Corpora- visual analog scale (VAS) and the Lower
cians treating patients with PFPS. It is tion, Redwood, WA). This concealed as- Extremity Functional Scale (LEFS), both
unclear whether initial hip or quadriceps signment and minimized selection bias of which have previously been reported as
strengthening will better prepare patients for investigators. reliable for assessing perceived pain and
for more functional lower extremity exer- function, respectively, in patients diag-
cises, particularly if functional activities Participants nosed with PFPS.2,16,43 On the VAS, par-
cannot be initiated immediately or are Fifty-eight women with knee pain were ticipants were asked to indicate the worst
not initially tolerated in some patients. considered from a sample of convenience pain experienced in the previous week.
Despite the growing evidence suggest- for this study. Thirty-three women with On a similarly worded VAS, a minimally
ing the importance of hip strength in the PFPS, between 16 and 35 years of age, clinically important change of 2 cm has
rehabilitation of PFPS, few, if any, ran- agreed to participate and met the inclu- been previously reported,16 and on the
domized clinical trials have attempted sion criteria for the study. Participants’ LEFS a minimally clinically detectable
to compare the benefit of isolated hip to characteristics are presented in TABLE 1. change of 8 points has been reported.43
isolated quadriceps strengthening prior Seventeen women were assigned to the Secondary Outcome Measures Isometric
to weight bearing or functional exercises. hip group, 9 with bilateral and 8 with strength measures were taken for the hip
Therefore, the purpose of this study was unilateral symptoms, and 16 women were abductors (HABD), hip external rotators
to compare the effects of hip strengthen- assigned to the quad group, 7 with bilat- (HER), and knee extensors (KE) using a
ing to quadriceps strengthening prior to eral and 9 with unilateral symptoms. A handheld dynamometer (HHD) (JTech
weight-bearing exercises in the treatment certified athletic trainer associated with Commander PowerTrack II Muscle Dy-
of females with PFPS. We hypothesized the study evaluated all participants for namometer; OPS Medical, LLC, Pasa-
that a rehabilitation program initially the presence or absence of inclusion cri- dena, MD). For HABD strength testing,
focused on isolated hip strengthening teria. The inclusion criteria were that participants were in sidelying, with the
journal of orthopaedic & sports physical therapy | volume 41 | number 8 | august 2011 | 561
FIGURE 4. Step-down test. The right lower limb is involved. One repetition consists of starting in position (A),
touching the heel to the floor with uninvolved limb (B), and returning to the starting position (A).
dial malleolus (FIGURE 2). For KE strength convert all strength values into a measure
testing, participants were seated with the of torque.
test limb in 0° hip rotation and 60° knee Functional strength was assessed
FIGURE 2. Hip external rotators strength testing. flexion. The HHD was placed 2.5 cm using a step-down task that mimicked
proximal to the medial malleolus (FIGURE stepping down stairs, which has previ-
Journal of Orthopaedic & Sports Physical Therapy®
3). For all strength testing, the partici- ously been established as reliable in the
pants’ limb was secured to the test table PFPS population.29 Standing with the
with a nylon strap. Participants were in- test extremity on a 20-cm (standard
structed to produce a maximal voluntary height) step, participants were instruct-
isometric contraction. They completed ed to lower their body enough to touch
1 practice before beginning test trials, the heel of the opposite lower extremity
and each test trial lasted 7 seconds, with on the floor in front of the step, then to
1 minute of rest between trials. During return the knee to full extension. This se-
test trials, participants were instructed to quence constituted 1 repetition. Partici-
build strength gradually over the first 2 pants were permitted to lightly contact
seconds to generate a maximum contrac- the investigator’s hand to prevent loss
tion for the last 5 seconds.4 A metronome, of balance. The number of repetitions
set to 60 beats per minute, was used to correctly completed in 30 seconds was
FIGURE 3. Knee extensors strength testing.
standardize the second counts. The order counted (FIGURE 4).29
of muscle testing was counterbalanced to
nontested limb in contact with the table. minimize any potential fatigue bias. Testing Procedures
The test limb was supported by a pil- The distances from the greater tro- The affected lower extremity of each par-
low in 0° hip abduction and 0° hip and chanter to the lateral femoral condyle ticipant was used for data collection. For
knee flexion. The HHD was placed over and from the lateral knee joint line to the participants with bilateral symptoms, the
the lateral femoral condyle (FIGURE 1). lateral malleolus were measured. These limb reported to be the most painful dur-
For HER strength testing, participants measurements were completed to estab- ing initial testing was used throughout all
were seated with the test limb in 0° hip lish the perpendicular distance from the testing sessions. Following administra-
rotation and 90° knee flexion. The HHD HHD and the hip and knee joints, re- tion of the questionnaires, participants
was placed 2.5 cm proximal to the me- spectively. This information was used to warmed up on a stationary bicycle er-
562 | august 2011 | volume 41 | number 8 | journal of orthopaedic & sports physical therapy
The hip group (n = 17) performed hip The quad group (n = 16) performed
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Three women did not complete this Hip group (n = 14) and quad group Three women did not complete this
phase. Two removed themselves (n = 13) reevaluated using same phase. Two removed themselves
from the study due to time testing procedures as baseline. for unknown reasons and 1 was
constraints and 1 withdrew withdrawn by investigators for
because of injuries sustained increased pain.
during an unrelated motor vehicle
accident. Hip group (n = 14) and quad group
(n = 13) performed weight-bearing
exercises for 4 weeks with weekly
Journal of Orthopaedic & Sports Physical Therapy®
supervised sessions.
One woman (hip group) did not Hip group (n = 13) and quad group
complete this phase due to time (n = 13) were reevaluated using the
constraints. same testing procedure as that
used at baseline.
gometer at submaximal speed for at least women were taught and supervised on log to document home exercise compli-
3 minutes in a pain-free range of motion. the first phase of rehabilitation, based on ance and medication use. Participants
The order of testing was counterbalanced their assignment to either the hip group performed rehabilitation exercises 1 day
to prevent any bias associated with fa- or quad group. Both groups received a week with an investigator and 2 days
tigue. Individuals were retested for all the same flexibility exercises. A seated a week at home, for a total of 3 exercise
measures at the completion of the fourth hamstring stretch, standing quadriceps sessions each week.
and eighth weeks. The researcher respon- stretch, and standing wall stretch for the Individuals were progressed through
sible for setup and testing was blinded to triceps surae were performed throughout rehabilitation exercises individually per
participants’ group assignment during the 8-week program. Flexibility exercises exercise protocol. In addition, minor ad-
the initial testing session. were performed 3 times for 30 seconds justments were made to individual pro-
each, prior to strengthening exercises. tocols based on improvement, changes in
Rehabilitation Program All women received an exercise DVD/ pain and swelling, as well as the partici-
Following the initial testing session, all CD, instruction booklet, and exercise pants’ ability to maintain postural control
journal of orthopaedic & sports physical therapy | volume 41 | number 8 | august 2011 | 563
564 | august 2011 | volume 41 | number 8 | journal of orthopaedic & sports physical therapy
VAS Scores, cm
To determine group differences over
5.0
time, separate 2-way ANOVAs were 4.6
performed to analyze VAS scores, LEFS 4.1
4.0 4.2
scores, number of repetitions for the
step-down task, and isometric strength
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3.0
of HABD, HER, and KE. Each model in- 2.6
cluded 1 between-subject factor (group, 2.4
2.4
with 2 levels: hip and quad) and 1 within- 2.0
T
wenty-six of the 33 women com- (FIGURE 6). In addition, pain scores at 4 late the assumption of homogeneity
pleted the study (hip group, n = 13; and 8 weeks were significantly lower by Maulchy’s sphericity test; therefore,
quad group, n = 13). Four partici- than baseline scores in the hip group (P a Greenhouse-Geisser correction was
pants from the hip group and 3 from the = .001 and P = .003, respectively), and used. There was no significant difference
quad group did not complete the study pain scores for the quad group signifi- between groups at baseline. Step-down
(FIGURE 5). No significant between-group cantly lower from baseline at 8 weeks (P scores significantly improved over the
differences for age, height, body mass in- = .028) but not at 4 weeks (P = .88). course of rehabilitation, regardless of
dex, or symptom duration were found at There was no significant time-by- group membership (P<.001). Mean step-
baseline (TABLE 1). ICCs with 95% confi- group interaction (P = .65) for the LEFS down scores for all participants were 15
dence intervals and SEMs for isometric scores. However, LEFS scores signifi- 6 at baseline, which significantly im-
strength testing were found to be accept- cantly improved over time, regardless of proved to 17 6 at 4 weeks (P = .006),
able (TABLE 2). TABLE 3 presents descriptive the protocol performed by the participant and again to 19 5 at 8 weeks (P<.001).
statistics for all dependent variables. (P<.001). A Bonferroni post hoc analysis HABD strength demonstrated a sig-
demonstrated a significant improvement nificant time-by-group interaction (P =
Primary Outcome Measures from baseline (56.5 12.2) to 4 weeks .041). A Bonferroni post hoc analysis re-
A significant time-by-group interaction (63 12.7) (P = .006). At 8 weeks, the vealed that the hip group demonstrated
was present for knee pain (P = .04). A LEFS scores of all participants com- a significant increase in strength from
Bonferonni post hoc analysis compar- bined (67.6 11.5), again, significantly baseline (5.2 1.5) to 8 weeks (6.6 0.9)
ing the 2 protocols at each time point improved (P = .006). (P = .001), while the quad group did not
revealed that the hip group (2.4 2.0) (baseline, 5.7 2.2; 8 weeks, 6.2 1.8;
had significantly less pain than the quad Secondary Outcome Measures P = .9) (FIGURE 7). There was no signifi-
group (4.1 2.5) at week 4 (P = .035) The step-down data were found to vio- cant group-by-time interaction for HER
journal of orthopaedic & sports physical therapy | volume 41 | number 8 | august 2011 | 565
DISCUSSION
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T
he purpose of this study was to
compare initial hip strengthening 2
the quad group after the first 4 weeks of sive force and pressure during exercises.33 creases following rehabilitative interven-
rehabilitation. This theory is further supported by tions have ranged between 1 and 8 cm
the decreased pain experienced by the on the VAS.7,15,31 Additionally, a previous
Primary Outcome Measures quad group between weeks 4 and 8, when study on the reliability and responsive-
Although both groups reported reduced isolated quad exercises were replaced by ness of VAS scores in individuals with
pain by the end of the intervention, we a comprehensive lower extremity exer- PFPS identified a minimal clinically im-
believe that the decrease of pain at 4 cise program. Pain in the quad group de- portant difference of 1.5 to 2.0 cm, which
weeks in the hip group, contrasted by creased by approximately 37% between would indicate that the change seen in
lack of change in the quad group, was weeks 4 and 8. While the initial exercises the current study is clinically relevant.16
most significant. Performing isolated hip isolated the quadriceps muscles, the sec- Coupled with the previous research on
exercises allowed participants in the hip ondary group of exercises tended to em- VAS scores following rehabilitative inter-
group to strengthen the affected hip mus- phasize cocontraction of the musculature vention, it is important to note that pain is
culature, while simultaneously decreas- around the knee. Research has found the a purely subjective measure. Participants
ing pain at the patellofemoral joint, in vastus medialis to be more active during were asked to rate their worst pain in the
preparation for functional exercises. Af- an isometric quadriceps contraction with previous week, forcing them to compare
ter 4 weeks of rehabilitation, VAS scores a straight leg raise than during a bilateral their pain to an abstract maximum, not
in the hip group lowered by approxi- squat or single-leg stance.6 to a previous pain experience. Although
mately 43%, while the quad group scores The mean decrease in VAS scores for the VAS has been deemed a reliable mea-
differed by less than 3%. We believe that both groups at 8 weeks, although statis- sure of pain symptoms and is widely used
initiating PFPS rehabilitation with isolat- tically significant, did not exceed 2 cm, in PFPS literature, its use in linear stud-
ed quadriceps exercise might have either which is commonly considered clinically ies of patients with chronic pain may be
promoted existing poor knee extensor important.16 Previous research has found less reliable.9 We did see a decrement in
muscle function or further irritated patel- a wide range in VAS scores following pain overall. However, the wording of our
lofemoral joint structures through exces- rehabilitation intervention. Positive de- VAS question, which asked participants
566 | august 2011 | volume 41 | number 8 | journal of orthopaedic & sports physical therapy
than overall improvement. We attribute these gains in function to weight, we additionally converted our
We found significant improvements in the strengthening protocols performed by strength measures for isometric HABD
LEFS scores as a measure of participants’ participants. During the initial 4 weeks of and HER into a percentage of body-
self-reported function. After 8 weeks of rehabilitation, exercises were designed to weight for further comparison to studies
rehabilitation, the mean LEFS scores of strengthen only the target muscle group that did not use these corrections (TABLE
all participants improved 12 points, sur- of either the hip or quadriceps. These 4).26,38 At the conclusion of this interven-
passing the 8-point minimal detectable initial strength protocols were integral to tion, hip strength values for women in
change suggested in previous research. 36 improvements in function because they this study were approaching those re-
The LEFS has been used to determine targeted the musculature most active ported for healthy women.
Journal of Orthopaedic & Sports Physical Therapy®
self-reported improvements in func- during the step-down task. The lack of KE strength gains is inter-
tion following therapeutic intervention Both groups continued to make im- esting, especially when contrasted with
for patients with PFPS. In one study,22 provements during the functional exer- the observed gains in HABD and HER
participants completed 1 of 2 four-week cises performed between weeks 4 and 8. strength. One possible cause of the steady
interventions for PFPS focused on either This is attributed to the introduction of knee extensor strength could be due to
just quadriceps exercises or a combina- a lateral step-down into the participants’ pain preventing adequate muscular acti-
tion of hip and quadriceps exercises. exercise routines. The lateral step-down vation. Patients with patellofemoral pain
The authors reported improvement of was intentionally chosen over its ante- have been shown to demonstrate de-
between 9 and 16 points on the LEFS, rior counterpart for rehabilitation due to creased quadriceps muscular activation.24
which is similar to the changes we found. a decrease in forces placed on the patel-
lofemoral joint.10 Additionally, the lateral Limitations
Secondary Outcome Measures step-down requires less knee flexion and One limitation of the present study was
Both initial hip and quad strengthening balance, while still challenging the glu- the varying amounts of patellofemo-
led to increased function over the entire teal musculature.32 We also believed that ral pain observed in the study sample.
intervention, as measured by repetitions the lateral step-down task would not cre- Participants in this study represented a
in a 30-second step-down task. Previ- ate as large a potential learning effect as wide spectrum of limitation, with some
ous research assessed reliability of this if the anterior-step down test had been experiencing symptoms only after in-
measure and reported an average of 18 utilized as a rehabilitative tool and also a tense activity and some experiencing
repetitions in a healthy population and testing method. severe symptoms with activities of daily
14 in a PFPS population.25 Our numbers HABD and HER strength values ap- living. However, this factor could also
were very similar, with participants per- proached normal strength values with the be regarded as increasing the external
forming an average of 15 7 repetitions exercise protocols utilized in this study. validity of the study, because clinicians
at baseline and 21 5 repetitions after Women in the hip group demonstrated regularly work with patients who expe-
rehabilitation, indicating that our partici- increased HABD strength at the 8-week rience varying degrees of impairment.
journal of orthopaedic & sports physical therapy | volume 41 | number 8 | august 2011 | 567
the investigators after initial testing was bilitation for patients with PFPS may be 8. Brody L, Hall C. Therapeutic Exercise: Moving
a further limitation of the study. Testers a more clinically efficient approach to Toward Function. Philadelphia, PA: Lippincott
were not blinded to participants’ group reducing pain and improving function Williams & Wilkins; 2005.
9. Carlsson AM. Assessment of chronic pain. I. As-
assignment after baseline testing, mostly in the early stages of rehabilitation. pects of the reliability and validity of the visual
due to the large number of patient ex- CAUTION: Only women were included in analogue scale. Pain. 1983;16:87-101.
Copyright © 2011 Journal of Orthopaedic & Sports Physical Therapy®. All rights reserved.
ercise sessions supervised. Additionally, the study, and follow-up was limited to 10. Chinkulprasert C, Vachalathiti R, Powers CM.
Patellofemoral joint forces and stress during
the exercises performed during the first 8 weeks, which represented the end of
forward step-up, lateral step-up, and forward
4 weeks of rehabilitation by the quad the intervention. step-down exercises. J Orthop Sports Phys Ther.
group might be regarded as antiquated 2011;41:241-248. http://dx.doi.org/10.2519/
and, therefore, also a limitation. Howev- ACKNOWLEDGEMENTS: The authors would like jospt.2011.3408
11. Cichanowski H, Schmitt J, Johnson RJ, Niemuth
er, the investigators felt that these exer- to thank the National Athletic Trainers’ Asso-
PE. Hip strength in collegiate female athletes
cises best isolated the quadriceps muscle ciation Research and Education Foundation with patellofemoral pain. Med Sci Sports Exerc.
group, while minimizing activation of the for funding a portion of this study through the 2007;39:1227-1232.
hip musculature. We would recommend Osternig Master’s Grant Program. We would 12. Clark DI, Downing N, Mitchell J, Coulson L, Syz-
Journal of Orthopaedic & Sports Physical Therapy®
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KM, McConnell J. Simultaneous feedforward
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APPENDIX
REHABILITATION PROTOCOLS
Week Hip Group Exercises Quad Group Exercises Duration
Week 1 Sidelying combination hip abduction and Quad sets 3 sets of 10 repetitions
external rotation
Standing hip abduction Short-arc quads 3 sets of 10 repetitions
Seated hip external rotation Straight leg raises 3 sets of 10 repetitions
journal of orthopaedic & sports physical therapy | volume 41 | number 8 | august 2011 | 569
Both Groups
Week 5 Single-leg balance with front pull 3 sets of 30 seconds
Wall slides with resistance 3 sets of 10 repetitions
Lateral step-downs off a 10-cm step 3 sets of 10 repetitions
2-leg calf raises 3 sets of 10 repetitions
Copyright © 2011 Journal of Orthopaedic & Sports Physical Therapy®. All rights reserved.
570 | august 2011 | volume 41 | number 8 | journal of orthopaedic & sports physical therapy