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COPYRIGHT © 2004 BY THE JOURNAL OF BONE AND JOINT SURGERY, INCORPORATED

Use of Bone Morphogenetic


Proteins for
Musculoskeletal Applications
AN OVERVIEW
BY MICHAEL A. MONT, MD, PHILLIP S. RAGLAND, MD, BRIDGET BIGGINS, BA, GARY FRIEDLAENDER, MD,
TUSHAR PATEL, MD, STEPHEN COOK, MD, GRACIA ETIENNE, MD, PHD, ANDREW SHIMMIN, MD,
ROBYN KILDEY, BS, DAVID C. RUEGER, PHD, AND THOMAS A. EINHORN, MD

Introduction New insights into the nature of tion, other BMPs or BMP-combination

S
ince Marshall Urist’s original de- bone biology and the ability to manu- products are being evaluated clinically;
scription, in 1965, of the potential facture proteins through recombinant these include various isolates of ani-
of demineralized bone matrix to gene technology have led to the com- mal and human BMP implants, BMPx
induce bone formation, the medical mercialization of two BMPs: BMP-7 (Sulzer Biologics, Wheat Ridge, Colo-
community has anticipated the develop- (OP-1; Stryker, Kalamazoo, Michigan) rado), BMP-9, and others. While current
ment of osteogenic therapies1. Follow- and BMP-2 (Infuse; Medtronic Sofamor use is limited to approved applications in
ing this discovery, researchers sought to Danek, Memphis, Tennessee). In addi- the spine and the treatment of traumatic
identify and isolate these growth factors,
specifically bone morphogenetic pro-
teins (BMPs). Reddi and Huggins first
characterized these important molecules
involved in bone formation in 1973, and,
in 1982, Sampath and Reddi developed
a rat subcutaneous assay for BMP activ-
ity that measures bone formation2. They
found that BMPs initiate the bone-
healing cascade through the recruitment
of and interactions with mesenchymal
stem cells found in surrounding tissues,
including fascial planes, periosteum, pe-
ripheral blood, bone marrow, and can-
cellous bone. Several, but not all, of the
fifteen human BMPs described to date Fig. 1-A
have been found to bind to stem-cell re- Canine model showing a surgically created 2-cm defect.
ceptors, triggering proliferation and dif-
ferentiation, and to result in bone regen-
eration and repair.
Once various BMPs were success-
fully isolated, a variety of animal models
were used to test their efficacy in muscu-
loskeletal applications. Early studies in-
cluded bone-defect models as well as
models of cartilage development, spinal
fusion, and maxillofacial restoration.
The healing of critical-sized defects in
long bones was assessed in a variety of
animal species, including rabbits, sheep, Fig. 1-B
dogs, and primates3 (Figs. 1-A and 1-B). New bone formation was noted across all BMP-treated defects.
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Fig. 2-A Fig. 2-B Fig. 2-C Fig. 2-D


Figs. 2-A through 2-D Anteroposterior radiographs of a tibial nonunion. Fig. 2-A Open comminuted grade-II fracture of the left tibia. Fig. 2-B Prior
treatments included intramedullary rod fixation, autografting, a skin flap, and multiple irrigation and débridement procedures to treat infection. The
fracture failed to heal, and the patient was scheduled for an amputation of the leg. Fig. 2-C The nonunion healed after treatment with rhBMP, and
the bone was intact at five years. Fig. 2-D The union was sustained at ten years.

injuries, early evidence suggests that BMPs may be clinically for the patient and the medical practitioner. In the first studies
useful in a variety of musculoskeletal applications, including of BMPs for fracture-healing, BMPs were extracted directly
hip and knee arthroplasties, repair of soft-tissue defects (includ- from human bone. More recently, recombinant forms of BMP-
ing degenerative articular cartilage or intervertebral discs), and 7 (OP-1 Implant; Stryker) and BMP-2 (Infuse; Medtronic Sofa-
treatment of osteonecrosis. The purposes of this review were (1) mor Danek) were approved for a trauma indication: BMP-7
to review current published and recently presented clinical data (OP-1) was approved for use for recalcitrant nonunions of long
on the use of recombinant human BMP-2 and 7 in specific bones and BMP-2, for acute open tibial fractures.
trauma and spinal fusion applications; (2) to identify important Prior to the development of recombinant BMPs, Johnson
clinically applied and relevant animal data that support future et al. reported the first clinical studies of BMPs applied to fem-
directions for human trials to develop other BMPs or BMP de- oral nonunions in 19884. Twelve nonunions of the femoral
livery systems; and (3) to speculate, on the basis of reasonable shaft were treated with a combination of internal fixation and
scientific evidence, on how BMPs may be used in the future to implants of purified human BMP (hBMP) with a noncollage-
improve the treatment of musculoskeletal conditions through nous protein carrier and with a polylactic acid copolymer.
tissue-engineering. Prior to hBMP treatment, the patients had undergone an aver-
age of 4.3 surgical attempts at repair. Union was obtained in
Use of BMPs in Trauma Management eleven of the twelve patients at an average of 4.7 months and
ost fractures and skeletal defects heal uneventfully; how- in one patient after repeat stabilization and implantation with
M ever, delayed unions and nonunions remain a challenge hBMP. Johnson et al. reported similar results after the treat-
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ment of four tibial nonunions two years later5. In another for clinical use when, in 2001, the OP-1 Implant (3.5 mg of
study by these investigators, twenty-four of twenty-five resis- OP-1 and 1 g of collagen carrier) was granted marketing clear-
tant long-bone nonunions treated with a composite of hBMP ance by the Food and Drug Administration (FDA) of the
and autolyzed, antigen-extracted allogeneic bone united at an United States for the treatment of recalcitrant nonunions of
average of six months (range, three to fourteen months) and long bones and was approved in Europe, Australia, and Can-
one nonunion failed to unite because of a recurrent infec- ada for various long-bone nonunion indications. Approval in
tion6. In 1998, this group reported on a one-stage lengthening the United States was under a Humanitarian Device Exemp-
procedure to treat shortened femoral nonunions in which the tion (HDE), an FDA approval that requires institutional re-
intercalary segmental defect was bridged with hBMP com- view board approval at medical centers where OP-1 is used
posite alloimplants (partially purified hBMP and autolyzed, and that limits the total number of procedures performed to
antigen-extracted allogeneic human bone)7. These nonunions fewer than 4000 per year. This approval followed a large, mul-
were stabilized by plate osteosynthesis and lag screw fixa- ticenter, prospective, randomized, controlled trial in which
tion. Fourteen of fifteen nonunions healed within two years, 122 patients with a total of 124 tibial nonunions were treated
with an average increase in length of 2.8 cm (range, 1.5 to 5 with insertion of an intramedullary rod and either an OP-1
cm). These investigators found similar results at an average of Implant or iliac crest autograft9. Outcomes assessment was
fifty-five months after the treatment of thirty consecutive fem- based on the severity of pain at the fracture site, ability to walk
oral nonunions8. with full weight-bearing, need for a reoperation, radiographic
These studies, which were performed without commer- evaluation of union, and physician satisfaction with the out-
cially available BMPs, led several manufacturers to become in- come. The primary end point for success in this study was at
terested in the use of recombinant gene technology to nine months following the surgical procedure. Eighty-one
manufacture human BMPs. One of these, recombinant hu- percent of sixty-three tibiae treated with OP-1 and 85% of
man BMP-7 (rhBMP-7), became the first BMP to be approved sixty-one tibiae treated with autograft had a clinically success-

Fig. 3-A Fig. 3-B


Fig. 3-A A thirty-three-year-old man with an open fracture of the proximal part of the femoral diaphysis. He
underwent eight procedures without obtaining fracture union. Fig. 3-B Bone union was evident at nine
months after treatment with rhOP-1.
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Fig. 4-A Fig. 4-B


Figs. 4-A, 4-B, and 4-C Use of rhOP-1 in a posterolateral lumbar fusion. Fig. 4-A Intraoperative photograph of the posterolateral
lumbar fusion. Fig. 4-B Anteroposterior radiograph showing evidence of bone-bridging at twelve months.

ful result. Seventy-five percent of the tibiae treated with OP-1 added morbidity of donor-site pain (Figs. 2-A through 2-D).
and 84% of the tibiae treated with autograft were considered RhBMP-2 (Infuse) has also been studied in a human
to have radiographic evidence of healing. More than 20% of clinical trial to evaluate its ability to accelerate healing of open
the patients in the autograft group reported persistent donor- tibial shaft fractures and to reduce the need for secondary
site pain. The authors concluded that the OP-1 Implant is a intervention10. In this prospective, randomized, controlled,
safe and effective treatment for tibial nonunions that provides single-blind study, 450 patients with an open tibial fracture
results comparable with those of autografting, without the were randomized to one of three groups to receive (1) stan-

Fig. 4-C
Computed tomography image made at nine months postoperatively, showing complete bone-
bridging.
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Fig. 5-A
Figs. 5-A, 5-B, and 5-C Use of rhOP-1 with cortical strut graft. Fig. 5-A Intraoperative photograph
showing the strut in place.

dard care (intramedullary nail fixation and routine soft-tissue Following the approval of the OP-1 Implant for treat-
management), (2) standard care and an implant containing 6 ment of fractures, numerous postmarket research studies have
mg of rhBMP-2 applied to an absorbable collagen sponge, or been completed. The largest of these was conducted in
(3) standard care and an implant containing 12 mg of rhBMP- Australia11, where the first 185 consecutive cases were fol-
2 applied to an absorbable collagen sponge. Four hundred and lowed to evaluate general safety and efficacy. No serious ad-
twenty-one patients (94%) were available for the twelve- verse events were reported in this series. Data were collected
month follow-up evaluation. The group treated with 12 mg of from seventy-one surgeons in five states who treated patients
BMP-2 had a 44% reduction in the risk of failure (p = 0.0005), between August 1997 and December 1999 for a variety of skel-
significantly fewer invasive interventions (p = 0.0264), and etal disorders. Of particular interest were difficult nonunions
significantly faster fracture-healing (p = 0.022) compared for which at least one iliac crest autograft procedure had
with the patients in the control group. This trial resulted in re- failed. Of the forty-two nonunions, thirty-one (74%) were
cent FDA approval of the use of Infuse with an intramedullary deemed clinically and radiographically united, with a mean of
nail for acute open tibial fractures. 5.6 months (range, three to fifteen months) until clinical

Fig. 5-B Fig. 5-C


Histologic images showing superior incorporation of the BMP-augmented strut graft (Fig. 5-B) compared with the control (Fig. 5-C).
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Fig. 6-A Fig. 6-B


Figs. 6-A and 6-B Five-millimeter, 6-mm-deep defects in the femoral condyles. Fig. 6-A A section showed organized formation of new cartilage and
subchondral bone in a knee defect treated with OP-1 (toluidine blue, ×25). Fig. 6-B A specimen taken from the control group, in which the defect
was unfilled, showed minimal evidence of cartilage or subchondral bone regeneration (toluidine blue, ×25).

union and a mean of 5.9 months (range, three to fifteen treated with demineralized bone matrix, those treated with β-
months) until radiographic union (Figs. 3-A and 3-B). Nine galactosidase-transduced bone-marrow cells, and untreated
cases were considered failures, and two patients were lost to defects). Both BMP groups showed rapid healing of the de-
follow-up. Of the nine failures, seven were associated with fects, with twenty-two of twenty-four defects in the gene
comorbidity factors known to retard or prevent new bone therapy group and all defects in the rhBMP-2 group healing
formation (infection, osteogenesis imperfecta, rheumatoid ar- at two months as measured radiographically. Only one of
thritis, and failure of fixation). Several smaller studies have thirty-two defects in the three control groups healed. The au-
yielded similar results supporting the efficacy and safety of thors demonstrated the feasibility and efficacy of using a
BMP treatments for a variety of trauma applications, includ- gene-therapy technique to deliver BMP-2-producing bone-
ing recalcitrant nonunions, fresh fractures, and malunions12-14. marrow cells. Using a similar technique, this group also
Current BMP formulations require an open procedure treated the hindlimbs of mice with helper-dependent aden-
to apply the BMP and graft material to the fracture site. How- oviral vector-producing BMP-2 and found enhanced bone re-
ever, recent preclinical research has highlighted the potential pair (orthotopic bone formation)18.
ability to utilize percutaneous injection of these proteins to ac-
celerate fracture repair. Einhorn et al. recently reported the re- Use of BMPs in Spinal Applications
sults of a study of a single percutaneous injection of rhBMP-2 hile the use of BMPs has been evaluated in numerous
into a closed fracture site in 144 male Sprague-Dawley rats15.
Torsional biomechanical testing indicated that the stiffness of
W models, spinal applications continue to receive much
interest as the population ages and degenerative disc disease
the BMP-2-treated fracture sites was twice that in the control becomes increasingly prevalent. Numerous preclinical and
group at the two, three, and four-week time-points. At four clinical studies have been conducted to evaluate the ability of
weeks, the stiffness and strength of the rhBMP-2-treated frac- BMPs to promote both posterolateral and interbody fusions of
ture sites were equal to those of the intact contralateral fem- the spine19,20.
ora, whereas the controls were significantly weaker than the Infuse (rhBMP-2) for the treatment of degenerative disc
intact femora (p < 0.005). The results of this study indicated disease was tested in a randomized, controlled trial21. The
that a single percutaneous injection of rhBMP-2 accelerated FDA granted approval for use of Infuse for single-level ante-
fracture-healing and callus formation. In another recent study, rior lumbar interbody fusions in 2002. Two hundred and
Edwards et al. confirmed these findings in a larger animal spe- eighty-one patients underwent interbody fusion with use of
cies; they found that injection of rhBMP-2 in a rapidly resorb- two fusion cages and either Infuse (rhBMP-2 on an absorb-
able calcium phosphate paste in a canine tibial osteotomy able collagen sponge) or autogenous iliac-crest bone graft. At
model accelerated bone-healing16. twenty-four months, 94.5% of 145 patients who had received
Utilizing novel regional gene-therapy techniques, Lie- the rhBMP-2 had fusion, whereas the fusion rate in the con-
berman et al.17 used BMP-2-producing bone-marrow cells trol group of 136 patients was 88.7%. At the six, twelve, and
with adenoviral gene transfer to treat rats with segmental fem- twenty-four-month intervals, the Oswestry, back pain, and
oral defects. They compared these results with those of treat- leg pain scores and the neurological status had improved in
ment with rhBMP-2 and those in three control groups (defects both treatment groups.
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A recent pilot study was designed to evaluate the feasi- FDA for revision posterolateral fusion under a Human Device
bility and safety of utilizing rhOP-1 Putty (3.5 mg of rhOP-1, Exemption.
1 g of collagen carrier, and 230 mg of carboxymethylcellulose) Bovine BMPx (a composite of collagen and purified bo-
as a substitute for iliac crest bone graft in posterolateral vine BMP extract) has recently been tested in animal models for
fusion22. Thirty-six patients with symptomatic spinal stenosis use in spinal arthrodesis23. Use of this product led to a 100% spi-
and associated single-level degenerative spondylolisthesis nal fusion rate in a rabbit model, which was twice the rate of fu-
(grade I or grade II) were enrolled to receive rhOP-1 or au- sion following use of autograft in a rhesus macaque monkey
tograft. Clinical outcomes were measured with use of Oswe- model. The authors concluded that the bovine BMP extract was
stry and Short Form-36 (SF-36) surveys and visual analogue safe and as effective as an autograft for posterolateral intertrans-
scales, and radiographic outcomes were measured by two in- verse process fusion. Clinical studies are now under way.
dependent radiologists, blinded to the type of treatment, who The efficacy of BMP treatments and associated costs of
used digital calipers to assess bridging bone on anteroposte- manufacturing and development have supported the need to
rior radiographs and stability on flexion and extension radio- analyze cost-effectiveness of these sometimes expensive treat-
graphs. At twenty-four months, sixteen of seventeen patients ments. In an ongoing study at the University of Toronto,
in the rhOP-1 group and six of ten in the autograft group were rhOP-1 Putty is being evaluated as an adjunct to autologous
considered to have clinical success, whereas eleven patients in bone graft in patients who are at high risk for failure of cervi-
the rhOP-1 group and four in the autograft group were con- cal and lumbar arthrodesis24. In that study, the documented
sidered to have radiographic evidence of success. No adverse medical risk factors include mucopolysaccharide deficiency
events related to the use of rhOP-1 were noted (Figs. 4-A, 4-B, syndrome, adrenal insufficiency, rheumatoid arthritis, morbid
and 4-C). These preliminary results support the safety and ef- obesity, and heavy smoking (more than three packs per day)
fectiveness of rhOP-1 Putty as a replacement for iliac crest au- with a previous pseudarthrosis. Preliminary data have been
tograft in human posterolateral lumbar fusion. The results of reported on the first nine patients, who had a total of five cer-
this study led to the recent approval of rhOP-1 Putty by the vical and four lumbar procedures. All of these patients had ra-

Use of rhOP-1 in a rabbit degenerative disc


model. The injection of rhOP-1 induced a res-
toration of disc height at six weeks. The disc
Fig. 7-A
space in the control group is narrowed (Fig.
7-A; red line) compared with the disc space
maintained with the use of rhOP-1 (Fig. 7-B;
red line).

Fig. 7-B
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arthroplasty include bone loss, cortical perforation, defects in


the interface between the porous coating and the host bone,
and periprosthetic fracture25-27. The additional operative time,
limited supply of autologous bone, and morbidity associated
with harvesting autogenous bone graft have resulted in the use
of various types of allografts. Contained defects can be man-
aged effectively with morselized cancellous allograft28. Al-
though use of allograft bone can lead to healing of defects,
prosthetic ingrowth may not occur, thus limiting the stability
of the system. Allograft bone has always been an attractive al-
ternative to autograft bone because it supports bone forma-
tion, its supply is less limited, and restoration of large
structural defects is possible. However, allograft bone, mor-
selized or bulk, does not have the osteoinductive capacity of
autograft bone29-31 and may have a relatively low capacity to in-
corporate with the host bone32,33. Bone morphogenetic pro-
teins alone or in combination with other regulatory molecules
or allogeneic bone may induce new bone formation more ef-
fectively than autograft3,34-36 in certain arthroplasty settings. Al-
though calcium phosphate and hydroxyapatite coatings can
augment ingrowth of bone into porous surfaces, they do not
have the ability to induce bone growth in large defects37-41. It is
possible that BMPs may be effective in accomplishing both of
these goals.
Fig. 8-A
Preoperative radiograph of a twenty-seven-year-old man with osteone- Cortical Strut Allografts
crosis and early collapse of the femoral head. Allograft struts can be used to reinforce a deficient proximal
part of the femur in hip arthroplasty or to provide fixation of
diographic evidence of a solid fusion after three months of a periprosthetic fracture. Although strut grafts wired or cabled
follow-up. On the basis of the early results of this study, rhOP- to the proximal part of the femur generally have been success-
1 Putty appears to be a safe and cost-effective adjunct in pro- ful, the time required for healing is often prolonged. Studies
moting osseous fusion in patients with documented medical have shown that the healing of cortical strut grafts to the fe-
risk factors for failure of fusion. mur is enhanced dramatically by the addition of the rhOP-1
device42-44. In one report, fourteen adult dogs underwent a bi-
Use of BMPs in Total Joint Arthroplasty lateral onlay allograft strut procedure in the midpart of the fe-
he number and complexity of total joint arthroplasties mur with use of stainless-steel cables. In each animal, one
T continue to increase. The challenges of complex total hip femur was treated with 500 mg of rhOP-1 interposed between

Fig. 8-B Fig. 8-C


Fig. 8-B Intraoperative photograph of the femoral head, showing minimal cartilage damage despite post-collapse disease seen radiographically.
Fig. 8-C Trapdoor created with an oscillating saw.
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Fig. 8-D Fig. 8-E


Fig. 8-D Excavation of bone with a curet and burr. Fig. 8-E The cavity is packed with a combination of demineralized bone matrix, processed allograft
incorporated with a mixture of BMPs, and a thermoplastic carrier, and the trapdoor is replaced.

the graft and host bone (Fig. 5-A). Radiographs of the struts arthroplasty with porous-surface acetabular and femoral com-
treated with rhOP-1 showed rapid formation of new bone and ponents. A centrally located circular defect 2 mm deep and 20
graft incorporation as early as two weeks after implantation. mm wide was created surgically behind the acetabular compo-
By the fourth postoperative week, superior bone-bonding be- nent to mimic loss of bone contact with the implant. All porous
tween the graft and host, increased cortical thickness, and surfaces of the acetabular and femoral components as well as
graft incorporation were evident radiographically in the sites the created acetabular defects were covered or filled with rh-
treated with rhOP-1. The total histologic score for the sites BMP-2/alpha-BSM in five dogs and with alpha-BSM alone in
treated with rhOP-1 was significantly greater (p < 0.0001) five dogs. The remaining five dogs served as untreated controls.
than that for the control sites at each period (Figs. 5-B and 5- At the end of the twelve-week study period, radiographs, scan-
C). This result appears to reflect the superior graft-host incor-
poration and the abundance of new bone formation sur-
rounding the struts in sites treated with rhOP-1. Most
importantly, healing was accelerated significantly.

Acetabular Defects
In a recent study, use of the rhOP-1 Implant achieved com-
plete healing of acetabular defects in canines45. The percentage
of cancellous bone volume was not significantly different from
that in control hips in which no defect was present. In addi-
tion, bone growth into the porous surface of the acetabular
cup in the rhOP-1-treated defects was comparable with that in
the control group. The rhOP-1-treated defects healed more
completely (37% bone density) than did allograft-treated de-
fects (23%) or empty defects (14%) (p < 0.05) and had a bone
density equivalent to that of the no-defect controls (34%).
Bone ingrowth occurred to a higher degree in the rhOP-1-
treated sites (37% bone ingrowth) than in the allograft-treated
sites (18%) or the empty defects (16%), with the degree of in-
growth in the rhOP-1-treated group equivalent to that in the
controls without defects (30%).

Revision Total Hip Arthroplasty


In a recent study, the combination of alpha-BSM (a carrier) and
a biologically active protein, rhBMP-2, was shown to promote
filling of defects behind acetabular components and bone Fig. 8-F
growth into the porous coatings of total hip replacements46. Fif- Postoperative radiograph showing preservation of the contour of the
teen adult mongrel dogs underwent a unilateral total hip femoral head.
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trabecular bone may improve fixation of implants, suggesting a


possible role for BMPs in both primary and revision total hip
arthroplasties.

Use of BMPs in Soft-Tissue Applications


he repair of articular cartilage is a major challenge. The
T importance of this problem is substantial since both os-
teoarthritis and degenerative disc disease are major causes of
disability among older individuals. Recently, members of the
BMP family of proteins have received much attention as po-
tential anabolic factors for cartilage repair because of their
ability to induce extracellular matrix synthesis and reverse the
effects of catabolic cytokines on articular cartilage in vitro.
Recent studies have shown that many BMPs are endoge-
nously expressed in articular cartilage, including BMP-2, 3, 4,
5, 6, and 7 and cartilage-derived morphogenetic protein-1, 2,
and 3 (CDMP-1, 2, and 3)47. BMP-7 has also been localized in
synovial fluid, synovium, ligaments, tendons, and meniscal
tissue. In cell culture studies48-50, most of these BMPs have been
shown to stimulate chondrocyte differentiation, extracellular
matrix production, and maintenance of the adult chondro-
Fig. 9-A cytic phenotype. However, to our knowledge, only two BMPs,
Preoperative anteroposterior radiograph of the hip of a rhBMP-2 and rhBMP-7, have been investigated in animal
nineteen-year-old man with posttraumatic late-stage os- models of cartilage repair. In most studies of those models51-53,
teonecrosis of the femoral head. articular cartilage repair was evaluated in either osteochondral
or chondral defects. We are aware of only one animal study in
ning electron micrographs, and histologic measurements of which a BMP was used to repair cartilage defects in interverte-
bone ingrowth as a percentage of the defect filled with new bone bral discs54.
were obtained for the three groups. The use of rhBMP-2/alpha-
BSM resulted in extensive bridging of gaps with new bone for- Articular Cartilage Repair
mation and bone growth into the underlying porous coatings of The earliest studies of cartilage repair with BMPs were per-
the implants and de novo bone formation over the exposed sur- formed to evaluate rhOP-1 and rhBMP-2 in osteochondral de-
face of the implant in this weight-bearing canine model. The fect models in the rabbit knee. In one study of eighty-nine
combination of uniform bone growth into porous coatings be- New Zealand White rabbits, rhBMP-2 was delivered in a type-
neath a gap, de novo bone formation on the exposed implant I collagen sponge to defects created in the trochlear groove51.
surface, and increased bone density of preexisting adjacent host Repair of the defects (3 mm in diameter and 3 mm deep) was

Fig. 9-B Fig. 9-C


Fig. 9-B Photograph showing a large cartilage defect that was discovered intraoperatively. Fig. 9-C The femoral head after débridement and excava-
tion of necrotic cartilage and bone.
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Fig. 9-D Fig. 9-E


Fig. 9-D The defect was filled with rhOP-1, cancellous bone allograft, and autogenous bone marrow. Fig. 9-E Graft material sutured in place over the
filled defect (Graft Jacket; Wright Medical Technology, Arlington, Tennessee).

evaluated at four, eight, twenty-four, and fifty-two weeks post- thickness of the cartilage was 70% that of the normal adjacent
implantation. In comparison with control defects, the defects cartilage, and this thickness was maintained for up to twelve
treated with rhBMP-2 had greatly accelerated formation of new months. This repair did not require the presence of rhBMP-2
subchondral bone and improved articular cartilage, with the after the initial induction process as evidenced by the fact that
formation of a tidemark between the tissues. The rhBMP-2- the residence time of the rhBMP-2 in the defect site was four-
treated defects showed better integration of the newly formed teen days. The authors concluded that the repair cartilage was
reparative cartilage with the adjacent cartilage, better cellular not identical to normal articular cartilage, but rhBMP-2 stimu-
morphology, and significantly less type-I collagen when com- lated faster repair with more abundant and more hyaline-like
pared with the untreated defects (p < 0.01). At six months, the cartilage than that seen in the control defects.

Fig. 9-F Fig. 9-G


Fig. 9-F External fixator placed to distract the joint (arthrodiastasis). This fixation allows hip motion and is left in place for four
months. Fig. 9-G Anteroposterior radiograph made six months postoperatively, showing an intact, spherical femoral head.
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The encouraging results from multiple rabbit studies rhOP-1 throughout the initial weeks following the surgery
provided the impetus to extend the studies on osteochondral may have attracted sufficient mesenchymal-like cells into the
defect repair to larger animal models. The most extensive eval- defect area. Subsequently, the rhOP-1 could have stimulated
uation has been done in dogs, in which 5-mm-diameter, 6- these cells to differentiate into chondrocytes, which would
mm-deep defects in the femoral condyles were treated with then have produced the appropriate extracellular matrix to fill
approximately 200 µg of rhOP-1 delivered with bone-derived the defect.
type-I collagen particles and carboxymethylcellulose as an ad-
ditive to produce a putty-like formulation52. The repair was Intervertebral Disc Repair
evaluated up to fifty-two weeks postoperatively, but most ani- The potential for using BMPs to repair intervertebral disc car-
mals were killed at sixteen weeks or sooner. Both the subchon- tilage has also been examined. Such studies, which are only in
dral bone and the reparative cartilage in the rhOP-1 treated the early stages, have been conducted only in rabbit models
sites showed significant improvement compared with those in and only with rhOP-1, to our knowledge. Two disc-defect
the controls at all time-periods (p = 0.0026). The differences models have been developed: a stab model involving a needle
between the rhOP-1-treated and control defects were most puncture and a lysis model involving injection of chondroi-
pronounced at the earliest time-points, and in some rhOP-1- tinase ABC to disrupt the extracellular matrix54. In both mod-
treated samples the repair was so complete that it was difficult els, aqueous rhOP-1 was injected into the disc four weeks after
to find the defect site. In the best cases, the defects contained creation of the defect, and the animals were followed for three
maturing cartilage that appeared similar to the intact articu- months (Figs. 7-A and 7-B). On radiographs used to quanti-
lar cartilage, had a thickness similar to that of the surrounding tate disc space height, the discs that had received rhOP-1 in-
intact cartilage, was minimally degraded at the defect inter- jections demonstrated recovery of disc height over time that
face, and was generally continuous with the repair cartilage was not significantly different from a normal level at three
(Figs. 6-A and 6-B). The control defects were filled primarily months. The control discs showed a reduction of approxi-
with fibrous tissue or with what appeared to be fibrocartilage. mately 40% in height at four weeks, which remained constant
Degeneration of the cartilage at the defect interfaces was for three months.
noted, with large clusters of chondrocytes observed at the in- A BMP-based therapy for damaged articular or interver-
terfaces and fissures separating the intact cartilage from the re- tebral disc cartilage would appear to have substantial clinical
pair tissue. potential. Although the goal of most investigations is the res-
In another study, the ability of rhOP-1 to repair chon- toration of normal cartilage, the clinical demand for cartilage
dral defects was evaluated in the sheep knee53. In this study, repair therapies is so great that any improvement over the re-
10-mm defects were created without damaging the subchon- sults achieved with current operative procedures might be an
dral bone. RhOP-1 dissolved in buffer was delivered to the sy- acceptable interim goal. In this regard, the above animal
novial fluid with an extra-articularly positioned mini-osmotic study54 clearly demonstrated that BMPs can be safely adminis-
pump connected to the joint by polyethylene tubing. Two de- tered to the joint or disc tissue. In addition, these studies dem-
fects were created in each knee: one on the medial condyle and onstrated that BMPs can be delivered locally to a focal defect
the other on the trochlea of the femur. The joints were infused site on appropriate scaffold materials or can be delivered as in-
over a two-week period with either 55 or 170 µg of rhOP-1 or jectable formulations into the joint or disc to induce repair.
an acetate buffer control. At three months following the sur- The latter route of administration might dramatically extend
gery, the defects in the knees treated with rhOP-1 were par- the therapeutic potential of BMPs for the prevention of os-
tially filled with newly formed cartilage, precartilaginous teoarthritis and degenerative disc disease.
tissue, and connective tissue at their superior aspect. The car-
tilage formation initially took place at the bottom of the defect Use of BMPs in the Treatment of
and progressed toward its surface. The control knees had no Osteonecrosis of the Femoral Head
signs of cellular growth into the defect area. In the rhOP-1 steonecrosis of the femoral head is a relentless process in
treated knees, the condylar defects showed a 40% to 62% fill
and the trochlear defects showed a 56% to 81% fill at three
O which ischemia and subsequent death of trabecular bone
leads to collapse of the femoral head. It is responsible for ap-
months. At six months, the defects treated with rhOP-1 proximately 10% of the total hip replacements performed in
showed more new cartilage than they had demonstrated at the United States55-57. The use of biological agents to preserve
three months, and this cartilage was well fused to the old carti- the femoral head and avoid joint replacement is currently un-
lage and stained positively for type-II collagen. All of these de- der investigation. Femoral head-preserving procedures uti-
fects showed substantial filling in both the condylar (57% to lized to avoid joint replacement include core decompression
71%) and trochlear (74% to 92%) location, but none of the and osteotomies, which can be combined with different types
control defects showed any healing at six months. It is inter- of vascularized and nonvascularized bone-grafting tech-
esting that the repair process continued to progress between niques55-58. All of these techniques might utilize BMPs as ad-
three and six months, even though the rhOP-1 had been deliv- junctive agents to aid healing and increase the success rate.
ered for only the first two weeks and without a scaffolding ma- To our knowledge, Lieberman et al. were the first to use
terial. It was hypothesized that the continuous presence of BMPs in the treatment of osteonecrosis59. They obtained par-
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THE JOUR NAL OF BONE & JOINT SURGER Y · JBJS.ORG U S E O F B O N E M O R P H O G E N E T I C P RO T E I N S FOR
VO L U M E 86-A · S U P P L E M E N T 2 · 2004 M U S C U L O S KE L E T A L A P P L I C A T I O N S

tially purified human BMP from Marshall Urist; combined it ized bone-grafting technique with arthrodiastasis (external-
with autolyzed, antigen-extracted allogeneic human bone; and fixator-assisted distraction of the joint while the femoral head
used it with nonvascularized bone graft and a core decom- heals) with use of rhOP-1, cancellous autograft, and autoge-
pression to treat fifteen patients (seventeen hips). Fourteen of nous bone marrow as a grafting substance (Figs. 9-A through
the seventeen hips had a clinically successful result (no addi- 9-G). This technique could allow treatment of hips with late-
tional procedure and a Harris hip score of >80 points) at a stage disease. With use of bone graft and/or graft substitutes
mean of fifty-three months (range, twenty-six to ninety-four and growth and differentiation factors to reform the femoral
months) after treatment. In another study, a prospective ran- head, arthrodiastasis may permit improved healing of the un-
domized multicenter trial, rhBMP-2-soaked collagen carriers loaded joint.
were placed in the femoral head after core decompression in Early results of multiple studies indicate that BMPs may
patients with early-stage (precollapse) osteonecrosis60; how- be an effective adjunctive modality for the treatment of os-
ever, the clinical results have not been published. teonecrosis of the femoral head. Use of vascular growth factors
In a study of a canine femoral head defect model61, one in conjunction with osteogenic growth factors may improve
of us (M.A.M.) and coworkers analyzed the effect on healing results.
of rhOP-1 used as an adjunct to strut autografting in thirty-
four dogs divided into three groups: (1) a control group in Conclusions
which a defect was created in the femoral head, (2) a group in hile early research focused on the evaluation of BMPs
which the defect was supported with strut autograft, and (3) a
group in which the strut autograft was supplemented with
W in bone-defect models, and more specifically on the
treatment of nonunions and on spinal fusions, BMPs have
rhOP-1. The healing rate was reported to be 2.3 times faster in demonstrated healing capabilities in a variety of models of
the rhOP-1-treated group than in the strut-autograft and con- musculoskeletal applications, including disc regeneration,
trol groups. The authors concluded that rhOP-1 led to bone cartilage repair, osteonecrosis, and hip arthroplasty proce-
formation and healing of these femoral head defects. dures. Newer techniques for delivery of BMPs and other
In a clinical study involving a similar method of treat- growth factors may allow development of minimally invasive
ment, one of us (M.A.M.) and coworkers reported on twenty- techniques with use of arthroscopy or endoscopy for intra-
one hips in which the necrotic segment was replaced with a articular and spinal procedures. These new techniques
combination of demineralized bone matrix, processed al- would be expected to decrease operative time, operative and
lograft incorporated with a mixture of BMPs, and a thermo- perioperative morbidity, rehabilitative time, and perhaps
plastic carrier (Opteform; Exactech, Gainesville, Florida)62 overall healing time. The results of research and clinical
(Figs. 8-A through 8-F). This was done after the dead bone studies continue to encourage the hope that surgeons and
was evacuated from a window at the femoral head-neck junc- patients will be given new tools for the repair of a variety of
tion. At a mean of forty-eight months (range, thirty-six to musculoskeletal defects. Advanced understanding and future
fifty-five months), 86% of the patients had a clinically success- refinements of BMP mechanisms of action and methods of
ful result as indicated by a Harris hip score of ≥80 points and delivery may enhance the clinical results. 
no additional surgery. The authors concluded that this tech-
nique can delay the need for total hip arthroplasty and is a
low-morbidity procedure that does not necessitate the pro- Corresponding author:
Michael A. Mont, MD
curement of donor bone graft. Recently, this nonvascularized
Center for Joint Preservation and Reconstruction, Rubin Institute for
bone-grafting technique was modified to utilize rhOP-1, bone Advanced Orthopedics, Sinai Hospital of Baltimore, 2401 West Belvedere
marrow, and corticocancellous allograft. Patients treated for Avenue, Baltimore, MD 21215. E-mail address: rhondamont@aol.com
osteonecrosis were evaluated preoperatively and postopera-
tively both clinically and with magnetic resonance imaging In support of their research or preparation of this manuscript, one or
and computed tomography scans to assess bone-healing. Pre- more of the authors received grants or outside funding from Stryker Bio-
liminary results were very promising, with only one failure in tech. In addition, one or more of the authors received payments or other
benefits or a commitment or agreement to provide such benefits from a
the fifteen patients enrolled to date, who were followed for a commercial entity (Stryker Biotech). Also, a commercial entity (Stryker
mean of six months (range, three to twelve months). Biotech) paid or directed, or agreed to pay or direct, benefits to a research
Other applications of BMPs for treatment of osteone- fund, foundation, educational institution, or other charitable or non-
crosis of the femoral head include combining a nonvascular- profit organization with which the authors are affiliated or associated.

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