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Analytical and Numerical Solution For Interaction Between Batter Pile Group
Analytical and Numerical Solution For Interaction Between Batter Pile Group
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Analytical and Numerical Solution for Interaction between Batter Pile Group
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Analytical and Numerical Solution for Interaction between Batter Pile Group
Mahmoud Ghazavi*, Pedram Ravanshenas**, and Arash Alimardani Lavasan***
Received February 13, 2012/Revised March 16, 2013/Accepted December 9, 2013/Published Online August 20, 2014
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Abstract
Vertical and inclined piles in a group may be used where large lateral loads are present. The effects of the presence of the receiver
pile and batter angle on pile-soil-pile interaction has not yet been fully recognized. In the present study, a two pile group is considered
to determine such interaction. For this purpose, a simple method in closed form solution is used to characterize the inclined and
vertical isolated prismatic piles. The behavior of the soil and the pile are assumed to be elastic. The free field movement of the ground
in the vicinity of the loaded pile (source pile) is determined and used to find its influence on the other pile located closely (receiver
pile). Numerical analyses were also performed using FLAC3D to verify the data obtained from the developed analytical solution. The
results gained from the developed analytical solution indicate that the presence of the neighboring pile is important, resulting in a
lesser ground movement at the source pile head. Parametric studies have been carried out to determine the influence of contributing
parameters such as pile-pile distance, group geometry, length of piles, and inclined angles.
Keywords: pile-soil-pile interaction, elasticity theory, inclined pile, static loading, analytical method, numerical method, FLAC3D
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1. Introduction degree of batter is the angle between the pile axes with the
vertical direction and may become up to 30o. If the lateral load
When a soft or loose soil extends to a considerable depth, piles acts on the pile in the direction of batter, it is called an in-batter
are generally used to transmit vertical and lateral loads to the or negative batter pile. If the lateral load acts in the direction
surrounding soil. Piles are used as foundations for tall chimneys, opposite to that of the batter, it is called an out-batter or positive
television towers, high rise buildings, high retaining walls, batter pile. Fig. 2 shows the two types of batter piles.
offshore structures, etc. and are normally subjected to high lateral Although there are two types of batter piles, the wide
loads. In these situations, piles should control both vertical and application of negative batter piles in offshore structures is due to
lateral movements. high resistance offered by negative batter piles to static and
Vertical piles are used in foundations to carry vertical loads and cyclic lateral loads. The behavior of batter piles to such loads is a
small lateral loads. When the horizontal load per pile exceeds the typical example of soil-structure interaction problems and is one
value suitable for vertical piles, batter piles are used in combi- of the main problems encountered in analysis and design of pile
nation with vertical piles. Pile foundations are used extensively in foundations. The complexity of the problem necessitates a scien-
offshore and coastal structures such as jacket-type structures,
berthing structures, and mooring dolphins. Batter piles are com-
monly used to support offshore structures, bridges and towers.
These types of structures are usually subjected to overturning
moment due to wind, waves and ship impact. The forces on these
structures are axial loads due to self-weight of superstructure;
stockpiled materials and traffic from trucks, cranes, etc.; impact
loads from ships; and wave loads that are cyclic in nature. There
are different magnitudes of loads on various parts of the structures.
The use of batter piles along with vertical piles in the pile-soil
system increases the overall efficiency. Fig. 1 shows a pile group
consisting of batter and vertical piles.
Batter piles are also called inclined piles or raker piles. The Fig. 1. Applicable of Batter Pile in Bridge
*Professor, Civil Engineering Department, K. N. Toosi University of Technology, Tehran, Iran (E-mail: ghazavi_ma@kntu.ac.ir)
**Ph.D. Candidate, Civil Engineering Department, K. N. Toosi University of Technology, Tehran, Iran (Correspnding Author, E-mail: p_ravanshenas@
dena.kntu.ac.ir)
***Ph.D., Civil Engineering Department, K. N. Toosi University of Technology, Tehran, Iran (E-mail: a_alimardani@yahoo.com)
− 2051 −
Mahmoud Ghazavi, Pedram Ravanshenas, and Arash Alimardani Lavasan
(1968) was based on non-instrumented piles and as such does not The interaction factors for pile group consisting of batter piles
throw much light on the behavior of batter piles. under various loads have not been fully investigated. The
Murthy (1965) conducted a comprehensive series of model interaction factor for vertical piles with the presence of a receiver
tests on instrumented piles embedded in dry sand. Also Meyerhof pile has been investigated using analytical solutions for static
(1973) showed that the pullout capacity for batter piles in sand vertical load in layered soil (Ghazavi and Ghadimi, 2007) and
increases due to an increase of the inclination angle of the pile analytical solutions for static and dynamic lateral load in soil
with respect to the vertical, while Awad and Ayoub (1976) showed (Ghazavi and Ravanshenas, 2008a, 2008b) and 2-D FE method
that the pullout capacity of these piles decreases due to an increase for pile-soil-pile interaction under static horizontal loading
of the angle inclination. Hanna and Nguyen (1986) confirmed (Ghazavi and Ravanshenas, 2009).
this observation for the shaft resistance of single piles subjected This paper develops a simple method for calculation of the
to compression loading. The experimental results reported by vertical and horizontal static pile-soil-pile interaction considering
Afram (1984) showed no significant change in the pullout the receiver pile presence. The method removes the shortcoming
capacity of batter piles due to an increase of the pile inclination. of existing methods that basically ignores the presence of the
At static working loads, the displacement of a pile increases if receiver pile.
this pile is located within the deformation field of a neighbouring
pile. As a result, the overall displacement uG of the group of piles 2. Objectives and Scope of Work
is greater than the individual displacement uS which each pile
would experience were it remained alone to carry the average In this paper, a simple analytical solution to the problem of static
load. The static group efficiency uS/uG is thus always below pile-soil-pile interaction in uniform soil for batter piles is de-
unity, and it tends to decline when the distance between piles is veloped and parametric results for the influence of a source pile on
shortened or when the number of piles in the group increases. the receiver pile for floating piles are presented. In this work, the
Rational analyses of pile group displacements were pioneered piles are assumed to be made of linear elastic material. The soil
by Poulos (1968, 1971), who introduced the concept of medium is also assumed to be uniform and linearly elastic and to
‘interaction factors’ and showed that pile group effects can be occupy a half space, which has elastic parameters ES and nS. In
assessed by superimposing the effects of only two piles. addition, an investigation on the applicability of Poulos’ super-
Interaction factors for each degree of freedom of the pile head position scheme for the evaluation of static pile group effects is
have been obtained by recourse to integral equation-based presented. The developed method calculates the vertical and
methods (Poulos and Mattes, 1971; Butterfield and Banerjee, horizontal static pile-soil-pile interaction for soil considering the
1971; Poulos and Davis, 1980) and finite element formulations flexibility of the receiver pile and underscores the shortcomings of
(Naylor and Hooper, 1975; Ottaviani, 1975). existing methods that ignore the presence of the receiver pile.
The static stiffness of a group of vertical piles in any mode can
not be computed by simply adding the stiffness of individual piles, 3. Displacement of Single Pile
(since each pile is affected not only by its own load, but also by the
load and deflection of its neighbouring piles). Similarly, the Figure 3 shows a two pile group one of which is batter and
response of a pile group may differ substantially from the response inclined at an angle θ1 with respect to the normal axis. The
of each individual pile taken alone and because additional external force, P acts at the source pile head with angle of
deformations transmitted from the adjacent piles. inclination θp with the normal axes.
The tendency for a pile in a trailing row to exhibit less lateral For determination of response of the source pile, force P is
resistance because of interference with the failure surface of the decomposed into two components: normal component, PV and
pile in front of it is commonly referred to as ‘shadowing’. This lateral component, PH (Fig. 4).
shadowing or group interaction effect is thought to become less The values of the two components are given by:
significant as the spacing between piles increases and there is ζ = θP + θ 1 (1)
less overlap between adjacent failure planes. Significant research
work has been developed using numerical and analytical
methods to compute the static response of pile groups accounting
for pile-to-pile interaction.
The first pile induces displacements on the soil and the soil
induces displacement on the second pile and the presence of the
‘receiver’ load-free pile usually reduces the above displacement.
If the receiver pile does not obey exactly the displacement
induced by the surrounding soil, the springs reactions would be
proportional to the relative displacement US(r, z)-U21(r, z) where
US(r, z) is the receiver pile displacement produced by loading the
source pile. Fig. 3. Source and Receiver Batter Piles
Fig. 6. Schematic Illustration of Lateral Deflection of Single Pile Fig. 7. Schematic Illustration of Vertical Deflection of Single Pile
W11(z) is the reference pile settlement at depth z and A11 and B11
are constants. By applying the appropriate boundary conditions
(i.e., product Kb × W11(z = L) = P(z = L) at the pile toe and the
vertical force at the top of pile is P0), A11 and B11 are computed.
Character Pb represents the force transmitted by the pile tip, Kb is
the soil stiffness at the pile toe, and Ab is the pile toe section area.
Kb is given by:
4Gr
K b = ------------0 (16)
1–v
Fig. 8. Four Steps for Determination of Interaction Factor for Two
4. Pile-soil-pile Interaction Batter Pile
2 2 ⎝ ES ⎠ ⎝ D⎠
δ = ut + wt (19)
US ( S, z )
u - = 0.28 × ( 1 + cos 2 ω )
≈ α h = ψH ( S, ω ) = -------------------
tanγ = -----t (20) US ( r0, z )
wt
E 1/7 S –1
The lateral stiffness Kh and vertical stiffness Kv are not equal. × ⎛ -----P-⎞ × ⎛ ----⎞ (23)
⎝ ES ⎠ ⎝ D⎠
In other words, the resultant direction of free-field movement
tanγ is not equal to resultant direction of forces tan ω. The center-to-center spacing between two piles is S and the
angle between the line joining the pile centers and the loading
tan ( θp + θ1 )/tanφ – tanθ1
- ⇒γ≠ω
tanγ = ----------------------------------------------------------------- (21) direction is designated herein as the departure angle ω (Fig. 9).
1 + tan ( θp + θ1 )/tanφ × tanθ1
The values of a parametric study on the attenuation function are
if K h = Kv ⇒ tanφ = 1 ⇒ γ = ω shown in Fig. 10. All ψH(S, ω) values decrease with increasing the
pile spacing and are greater for ω = 0o than for ω = 90o.
where:
tanφ = K h /Kv (22) 4.2.2 Vertical Movement [(wt) to (wt' )]
The load-free pile (receiver) located at distance S from the
4.2 Attenuation of Ground Displacement Away from source pile follows exactly the free field soil displacement
Source Pile [(ut, wt) to (ut' , wt' )] described in the interaction factor. To determine the interaction
The displacement of the ground affects the response of the factor between two piles, the displacement field around a single
The resultant direction of horizontal and vertical free-field +cosθ2 –sinθ2 u′t = u′ (33)
movement at distance S from the source pile and the departure +sinθ2 +cosθ2 w ′t w′
angle ω is δ' direction that is inclined at an angle γ' related to
normal axes of earth is illustrated in Fig. 8.
2 2
δ′ = u′t + w′t (28)
Fig. 10. Variation of Attenuation Function of Horizontal Movement with S/D and Ep/Es
In Eq. (39), matrix [I] represents the influence of batter angle where coefficient of UG(z) are new integration constants
of the receiver batter pile and matrix [II] shows either the determined from the boundary conditions of the receiver pile
influence of the batter angle of the source pile or the influence of (i.e. zero force and rotation atop the receiver pile). This is the
the presence and absence of the receiver batter pile. For two response of the ‘receiver’ pile. It is useful to express the pile-to-
batter piles with equal inclined angles, ie (θ1 = θ2 = θ), we have: pile interaction through the static interaction factor with the
presence of the receiver pile. For z = 0, we may have:
α h + α v⎞
–⎛ --------------- U21 ( z = 0 ) ⎛ 3⎞
2 2
+α h cos θ – α v sin θ - sinθ2 α H = ----------------------- = --- ⋅ ψ ( S, ω )
⎝ 2 ⎠ u = u′ (46)
U11 ( z = 0 ) ⎝ 4⎠ H
α h + α v⎞ w w′
+ ⎛ ---------------
2 2
- sin2θ +α v cos θ – α h cos θ The result of Eq. (23) in the case where the interaction factor is
⎝ 2 ⎠
not considered is merely αh = ψH(S, ω). If the interaction factor is
or considered, then we have αH = 0.75 × ψH(S, ω) (Ghazavi and
Fig. 13. Schematic Illustration of Deflection of Lateral Interaction of In this section, a number of numerical analyses were
‘Receiver’ Pile with ‘Source’ Pile conducted to investigate the displacement field in a soil due to
loading a single flexible batter pile. Thereafter, another pile was
Ravanshenas, 2008a). installed at close spacing and the displacement developed in the
Due to loading and displacement of the source pile, the adjacent soil and second pile was determined using numerical analyses.
soil is transformed and affects the second load-free pile (receiver The finite difference program FLAC3D was considered for the
pile). The receiver pile does not fully follow the soil displacement numerical simulation. To ensure the reliability of numerical
due to its stiffness and interaction with the adjacent soil. modeling, a verification analysis was conducted on an
The settlement of the receiver pile due to vertical loading of experimental study performed by Sastry et al. (1995). In this
the reference pile is given by (Mylanokis and Gazetas, 1998): study, laboratory tests were carried out in a square rigid tank with
2 0.48 m × 0.48 m in plane and 0.8 m depth. The piles were made
d W 21 ( S, z )
2
- – KS ( W 21 ( S, z ) – W S ( S, z ) ) = 0
EP AP ------------------------- (47) of aluminum with length of 64 cm. The pile was considered to be
dz installed in a tilted position making an angle equal to 15o with the
The solution of this equation is: vertical direction. The load was applied horizontally to the pile
head.
W 21 ( S, z ) = ψV ( S ) ⋅ ( W P + W G ) (48)
In the numerical simulation, the distributions of grid points are
µ⋅z –µ ⋅ z
W P ( z ) = µ ⋅ z ( A11 e + B11 e ) (49) assumed to be uniform in all directions. Moreover, all exterior
µ⋅z –µ ⋅ z faces of model are constrained in the normal direction but free
W G ( z ) = ( A21 e + B21 e ) (50)
displacement in tangential directions is allowed. The experimental
where A21 and B21 are new constants that are calculated with set up is shown in Fig. 16.
existing boundary conditions of the receiver pile (i.e. zero force
at pile head and the force-displacement relation at the receiver 5.1 Properties of Soil
pile tip). Sastry et al. (1995) used a granular cohesionless soil which
The vertical interaction factor is determined from: was filling in the test tank by sand pouring technique. Dry
Toyora sand used in the tests was uniformly graded having an
W 21 ( z = 0 )
α V = -----------------------
- (51) effective size of 0.12 mm and uniformity coefficient of 1.67. The
W 11 ( z = 0 )
friction angle and cohesion of the sand were φ = 31o and c =
For a long pile, 0 kPa, respectively. The behavior of soil is assumed to be elastic
with bulk and shear modulus equal to K = 5.4 MPa and G =
α V = ⎛ ---⎞ ⋅ ψV ( S )
1
(52) 2.5 MPa, respectively. The unit weight of soil is 16 kN/m3. To
⎝ 2⎠
investigate the variation of stress in soil due to its weight, an
For group of vertical piles loaded vertically, this reduction for a initial geostatic stress analysis was performed in each numerical
long pile sometimes accounts for about 50% (Mylonakis and modeling before the pile installation.
Gazetas 1998).
The various components of interaction factor in the matrix 5.2 Pile Properties
To simulate the behavior of a pile in FLAC3D, the inbuilt pile
structural element was used. Pile structural elements are formed
by a number of nodes with 6 degrees of freedom per each node.
These elements offer combined skin friction and end-bearing
capacity for numerically modeled piles. The mechanical parameters
of a pile are characterized as A, P, Iy, Iz, J, E and ν which
represent the cross-section area, perimeter, second moment of
inertia with respect to planar radial axes y and z, polar moment
of inertia, elastic modulus and Poisson’s ratio, respectively.
Fig. 14. Schematic Illustration of Deflection of Vertical Interaction The interaction between soil and pile nodes is numerically
of ‘Receiver’ Pile with ‘Source’ Pile simulated by the use of interface element. Piles interact with the
Fig. 15. Variation of Components of Interaction Factor Matrix with ω, EP/ES, S/D, L/D, ν and θ1 & θ2: (a) For Absence of Receiver Batter Pile,
(b) For Presence of Receiver Batter Pile
soil grid via shear and normal coupling springs. The coupling with the experimental study and the pile length divided to 8
springs are nonlinear, spring-slider connectors that transfer segments. The mechanical parameters of the pile considered in
forces and motion between the pile and the grid at the pile nodes. the present numerical analyses are given in Table 1.
The shear behavior of the soil-interface system is naturally The plan of piles used in numerical analysis is shown in Fig.
cohesive and frictional. The limit of shear stress transferred from 17.
the pile to the soil is controlled by the magnitudes of cohesion Figure 18 show the geometry of soil medium and two batter
and friction of the interface as well as confining pressure acting piles for simulating the soil-pile system.
on the pile’s skin at each depth. On the other hand, the normal Figure 19 compares results obtained from the present
coupling springs can simulate the effect of the host medium numerical data with those obtained from a test carried out by
squeezing around the pile. Sastry et al. (1995) and also data obtained from an analytical
In the study performed by Sastry et al. (1995), the pile is method presented by Murthy (1965). As seen, these results are
assumed to be a hollow cylinder aluminum pipe having outer relatively well in accordance, demonstrating the capability of
and inner diameters equal to 16 mm and 14 mm, respectively. numerical simulation of battered piles. Thus FLAC may be used
The elastic modulus of pile is reported to be about EP = 6.3E4 confidently for further analyses.
MPa. As mentioned before, the pile is placed with an angle equal
to 15o with the vertical direction and the load was applied 6. Parametric Studies
horizontally to the pile head. In the numerical modeling, the
dimensions of the pile are precisely considered to be identical The ratio of vertical and horizontal displacements of the soil
receiver pile presence is less than that with the receiver pile
absence.
With calculation of the horizontal and vertical displacements
in the soil at the position of the receiver pile ( u′t and w ′t ), with
products horizontal and vertical displacements in the soil at the
Fig. 20. Comparison between Interaction Factor (I.F) Determined position of the source batter pile (ut and wt) to interaction factors
from Present Static Analytical Method and Present Numer- with absence of the receiver batter pile (αh and αv), normal and
ical Method for Vertical and Horizontal Displacements of axial displacement of the receiver batter pile are calculated ( u′
Batter Piles (in the Absence of Receiver Batter Pile) (Soil
and w′ ). The ratio of the horizontal to vertical displacements of
and Pile Properties is Reported in Table 1) (ω = 0, 45, 90,
ν = 0.3, EP/ES = 10000, L/D = 40, θ1 = θ2 =15, S/D = 3-8) the batter piles (receiver to source) or interaction factor (I.F) with
the presence of the receiver batter pile and variable S/D and
departure angle ω (0, 45, 90) in two cases (static analytical
interaction factor I.F, in Eqs. (23) and (25), are illustrated in method), was defined by Ghazavi and Ravanshenas (2008a), and
Fig. 20. As seen, with increasing distance ratio S/D and departure the present numerical method are shown in Fig. 21.
angle w, the interaction factor decreases. The numerical results In Fig. 22, a comparison between the variations of interaction
are also shown to further demonstrate the capability of the factor (I.F) determined from the numerical and analytical
developed analytical solution. analysis for the presence and absence of the batter pile is made.
Following the above verification for the single batter pile in As seen, the presence of the receiver batter pile can reduce the
which no presence of the receiver pile was assumed, the receiver interaction factor compared with the case where the receiver pile
pile is now present at varying distance ratios and departure is assumed to be absent.
angles, and the interaction factor is computed. In these cases, the As seen from the above analyses, the interaction factor for
receiver free-loaded pile is present. The interaction factor with a cases where the receiver pile is present or absent, decreases with
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