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Nanotech Research Strategy Final
Nanotech Research Strategy Final
Nanotech Research Strategy Final
Environmental Protection
Agency
Peer Review
1.0 Introduction................................................................................................................................ 1
2.0 Context....................................................................................................................................... 3
5. Conclusion ..................................................................................................................................37
References.......................................................................................................................................39
Figure 2-1 Roles of NEHI Working Group Member Agencies with Regard to Nanotechnology –
Figure 3-2 Relationship of Key Science Questions to Support Risk Assessment and Management
Figure 4-1 Critical Path for Research on Detection – Key Science Question 1 .............................13
Figure 4-2 Critical Path for Research on Sources, Fate, and Transport–Key Science Question 2 .16
Figure 4-3 Critical Path for Research on Exposure Pathways – Key Science Question 3 .............19
Figure 4-4 An Integrated Testing Strategy for ORD’s Nanomaterials Health Effects
Research ...................................................................................................................................21
Figure 4-5 Critical Path for Conducting ORD’s Nanomaterial Human Health Effects Research –
Figure 4-6 Critical Path for Conducting ORD’s Nanomaterial Human Health Effects Research –
Figure 4-7 Critical Path for Risk Assessment Research – Key Science Question 6 .......................29
Figure 4-8 Characterization of a Selected Nanotechnology for Life Cycle Assessment ................31
List of Tables
Table 4-1 Models/Tools to Conduct Chemical Exposure Assessments .........................................17
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The purpose of the Nanomaterial Research Strategy is to guide the EPA’s Office of Research and
Development’s program in nanomaterial research. The strategy builds on and is consistent with the
foundation of scientific needs identified by the Nanotechnology Environmental and Health Implications
Working Group (NSTC, 2008), and in the EPA’s
Nanotechnology White Paper (EPA, 2007). The Nanomaterial Research Strategy (NRS) guides
the nanotechnology research program within EPA’s
The purpose of EPA’s nanotechnology research Office of Research and Development.
program is to conduct focused research to
inform nanomaterial safety decisions that may
be made under the various environmental statutes for which EPA is responsible. EPA recognizes that the
information generated through its research program
is also likely to have use in areas beyond the Agency’s purview. EPA will collaborate across the
government, industry, and the international community to implement this strategy. EPA’s in-house
research program will leverage results from EPA grant programs, as well as collaborate with grantees to
address the many challenging research issues outlined in this strategy.
EPA’s strategy focuses on four areas that take advantage of EPA’s scientific expertise as well as fill gaps
not addressed by other organizations. The four research themes are:
Identifying sources, fate, transport, and exposure
Understanding human health and ecological effects to inform risk assessments and test methods
Developing risk assessment approaches
Preventing and mitigating risks
EPA’s Nanomaterial Research Program is designed to provide information to support nanomaterial safety
decisions. The eight key science questions described in the strategy are intended to help decision makers
answer the following questions:
What nanomaterials, in what forms, are most likely to result in environmental exposure?
What particular nanomaterial properties may raise toxicity concerns?
Are nanomaterials with these properties likely to be present in environmental media or biological
systems at concentrations of concern, and what does this mean for risk?
If we think that the answer to the previous question is “yes,” can we change properties or mitigate
exposure?
Providing information to answer these questions will serve the public by enabling decisions that
minimize potential averse environmental impacts, and thereby maximize the net societal benefit from the
development and use of manufactured nanomaterials.
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AA Assistant Administrator
ADME Absorption, distribution, metabolism, elimination
AML Advanced Measurement Laboratory
BMPS Best management practices
CAA Clean Air Act
CEA Comprehensive environmental assessment
CERCLA Comprehensive Environmental Response Compensation and Liability Act
CR Current Research
CREM Council for Regulatory Environmental Modeling
CT Committee on Technology
DAA Deputy Assistant Administrator
DOD Department of Defense
DOE Department of Energy
DSSTOX Distributed Structure-Searchable Toxicity
HPG Hypothalamic-Pituitary-Gonadal
IRIS Integrated Risk Information System
LCA Life cycle Analysis
MOA Mechanism of action
MOAS Modes of Action
MR-CAT Materials Research Collaborative Access Team
MYP Multi-year plan
NAS National Academy of Science
NCCT National Center for Computational Toxicology
NCEA National Center for Environmental Assessment
NCER National Center for Environmental Research
NCI National Cancer Institute
NCL Nanotechnology Characterization Laboratory
NEHIWG Nanotechnology Environmental and Health Implications Working Group
NERL National Exposure Research Laboratory
NHEERL National Health and Environmental Effects Laboratory
NGO Non-Governmental Organization
NIEHS National Institute of Environmental Health Sciences
NIOSH National Institute for Occupational Safety and Health
NIST National Institute of Standards and Technology
NNCO National Nanotechnology Coordination Office
NNI National Nanotechnology Initiative
NPDS National Program Directors
NRC National Research Council
NRMRL National Risk Management Research Laboratory
NRS Nanomaterial Research Strategy
NSET Nanoscale Science Engineering and Technology
NSF National Science Foundation
NSTC National Science and Technology Council
OECD Organization for Economic Cooperation and Development
v
ORD Office of Research Development
Figure 1.1. Nanomaterials and Environmental Decision Making: Key Decision-Support Questions
Figure 2-1. Roles of NEHI Working Group Member Agencies with Regard
to Nanotechnology –Related EHS Research Needs
Table 2. Roles of NEHI Working Group Member Agencies with Regard
to Nanotechnology-Related EHS Research Needs
All coordinating agencies have roles as contributors to and users of the research from the respective
categories, with the exception of FDA, which as the roles of coordinating agency and user.
Risk Management Methods
Instrumentation, Metrology,
Exposure Assessment
Environment
Health
Agency
NIH
NIST
EPA
FDA
NIOSH
NSF * * * * *
DOD
DOE
USDA
DOT
OSHA
CPSC
USGS
*NSF is a contributor according to the mission of the agency covering the upstream, fundamental
research on utilization, implications, and risk mitigation of nanotechnology, infrastructure and education.
3
N IST NIST
N SF Research Fate, Transport ,
NSF
Transformation,
Risk assessment Release,
Treatment
Risk management
D OD
Sustainability D OE
EPA
N IH
Stewardship N IOSH
N SF
Industry-sponsored Testing
(CEINT) to conduct fundamental research Figure 2-2 depicts how EPA fits within the larger
and education on the implications of information-gathering context to support decisions
nanotechnology for the environment and related to nanomaterials and the environment.
living systems at all scales. The CEINTs will
address interactions of naturally derived, Integration. Successfully implementing the NRS
incidental and manufactured nanomaterials within a larger scientific context will require EPA to
with the living world. integrate into its research program information from
various sources. EPA is using the following means to
Participating in the OECD Testing
enable such integration:
Program. In implementing the NRS,
EPA is co-sponsoring testing on a number Supporting and using the OECD’s
of nanomaterials. EPA researchers will international database on nanomaterial
divide testing responsibilities and share environmental, health, and safety research.
test materials with the co-sponsoring
Holding joint meetings with EPA researchers
organizations.
and STAR grantees.
Nanomaterial Stewardship Program.
Convening state-of-the-science workshops
EPA believes that the NMSP will provide
on each of the four NRS research themes.
material-specific and general information
that will be useful to advancing EPA’s Leading and participating in NNI-sponsored
research program. Also, ORD researchers workshops as part of implementing the
are collaborating with OPPT on identifying interagency strategy.
information gaps that the NMSP can address.
Figure 3-2 Relationship of Key Science Questions to Support Risk Assessment and Management Decisions; Based on
Comprehensive Environmental Assessment (Davis and Thomas, 2006)
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Technology
Feedstocks Evaluation
Verification
Air Primary Inhalation Ecosystems
Manufacture Risk Modeling
contaminants
Water Characterization
Distribtuion Cost
Ingestion Analyses
Soil
Storage Process
Secondary Quantitative Modifications
Food contaminants Dermal Health
Use Web Qualitative Adaptation/
absorption
Revitalization/
Disposal Restoration/
Remediation
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4.1 Research Theme: Sources, Fate, Transport, and the modification of existing analytical tools and the
Exposure development of completely new tools and approaches
to meet these challenges. The same properties that
4.1.1 Key Science Question 1. What technologies make nanomaterials a significant challenge to analyze
exist, can be modified, or must be developed to in any matrix (such as high binding capacities) may
detect and quantify manufactured nanomaterials in also provide unique opportunities for developing new
environmental media and biological samples? analytical methods (e.g., tagging with fluorophores)
for their analysis in complex biological and
4.1.1.1 Background/ Program Relevance environmental systems. Obviously, studies will be
necessary to determine how such tagging techniques
The detection of manufactured nanomaterials in
will alter the physciochemical properties of the
various environmental media presents a significant
nanomaterials. ORD will integrate fundamental
challenge. This is due in part to potential confounding
research on detection method development from NSF,
by the presence of anthropogenic and natural
NIST, DoD, and others with its own focused methods
nanomaterials. Challenges arise because many
research effort to inform this research question.
different manufactured nanomaterials currently
exist and their numbers are increasing; for certain
4.1.1.2 Research Activities
types of nanomaterials, such as nanotubes, many
thousands of different structures are possible. In Measurement science (based on analytical chemistry
addition, the fate, transformation, and mobility of and physical properties) will have multiple roles in
these materials are only beginning to be understood. nanomaterials assessment and will require different
Consequently, scientific understanding of the types of analytical methods. There are several major
reactions these materials undergo, how they age in areas of investigation with nanomaterials that require
various environmental media, how they interact with the application of a wide array of measurement and
other compounds present in the environment, and characterization techniques for characterization,
whether and to what extent they form agglomerates detection, identification, or quantification.
or aggregates is limited. These issues compound the
complexity of detecting and quantifying nanomaterials Characterization of nanomaterials: ORD will
in environmental media. undertake studies to characterize the physical and
chemical properties of bulk nanomaterials to assess
The development of effective methods for measuring and quantify their unique features and characteristics
manufactured nanomaterials in environmental media at (e.g., surface-to-volume ratio, 3-dimensional structure,
concentrations relevant to potential exposure scenarios size, size distribution, relative dimensions (aspect
is critical to understanding the environmental impacts ratio), chirality, electrical/magnetic properties, and
of these materials. Such methods would also enable microstructure). Access to the equipment needed for
the more rapid achievement of the safe development these studies will require the formation of partnerships
of nanotechnology-related products. ORD-sponsored with other federal agencies, such as the National
research will ultimately seek to develop remote, in Institute of Standards and Technology (NIST), the
situ, and continuous monitoring devices that yield National Cancer Institute (NCI) and the Department
real-time information and that can detect manufactured of Energy (DOE). Each of these agencies has or is
nanomaterials at very low concentrations. in the process of establishing nanomaterial research
facilities, such as the Advanced Measurement
Risk assessments of nanomaterials will require the Laboratory (AML) at NIST and the Nanotechnology
ability to measure their environmental concentration in Characterization Laboratory (NCL) at NCI. These
the workplace, home, biota (including human tissues), research facilities provide access to a wide variety of
and ecosystems of interest. Analytical methods needed measurement and characterization tools.
to characterize and analyze nanomaterials will require
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To make unambiguous and quantitative determinations Development of analytical methods for the
of manufactured nanomaterials in environmental detection of carbon-based nanomaterials in
samples, ORD will develop a combination of ensemble environmental matrices
techniques (e.g., hyphenated methods coupling Development of analytical methods for the
separation with spectroscopic detection, that measure detection of non-carbon-based nanomaterials
collectively a number of particles) and single-particle in environmental matrices
techniques (e.g., methods, such as imaging, that
In cooperation with other federal agencies,
measure individual particles). The separation method
development of standardized test materials
employed may be size exclusion chromatography,
for a variety of representative environmental
sedimentation field flow fractionation, or capillary
matrices
electrophoresis. Determination could then be
made, for example, by the coupling of ICPMS
or a spectrofluorometer for fluorescent quantum
dots. Ensemble methods can be developed for at
least some classes of nanomaterials that provide
screening assays to confirm the absence of detectable
levels of nanomaterials or to provide an upper limit
concentration estimate.
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4.1.2 Key Science Question 2. What are the potential exposure pathways to human and ecological
major processes and/or properties that govern the receptors. Ultimately predictive models for estimating
environmental fate, transport, and transformation the environmental fate and transport of nanomaterials
of manufactured nanomaterials, and how are these are needed.
related to the physical and chemical properties of
those materials? Nanotechnology research for fate, transport, detection
and modeling of manufactured nanomaterials is
4.1.2.1 Background/Program Relevance needed to identify the most critical parameters and
Given the current scientific uncertainty surrounding uncertainties associated with these materials. This
fate, transport, detection and modeling of manufactured research will characterize the environmental fate
nanomaterials, it is difficult to accurately assess the and transport (EF&T) of nanomaterials from sources
environmental disposition of nanomaterials or the to human and ecological receptors. The research
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Figure 4-2 Critical Path for Research on Sources, Fate, and Transport
2009
16
Several of the primary models/tools used by the Program Offices for exposure assessment and each
model’s general application and applicability to nanomaterials in their current form
Primary
Applicability
Acronym Model Name Program Application
to NMs
Office
Estimates concentrations of
Assessment Screening Modification
E-FAST OPPT chemicals in multimedia from
Tool Version 2.0 Required
multiple release activities
EPI- Estimation Programs Estimates physical & chemical
OPPT Not Applicable
Suite™ Interface Suite properties for organic chemicals
Estimates fate, transport, and
Exposure Analysis Modification
EXAMS OPP exposure concentrations of
Modeling System Required
chemicals in aquatic ecosystems
Total Risk Integrated Estimates human exposure to
Modification
Trim Expo Methodology OAQPS criteria
Required
Exposure-Event Module and hazardous air pollutants
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18
Key Science Question 3: What are the exposures that will result from
releases of manufactured nanomaterials?
2009
19
Figure 4-4 An Integrated Testing Strategy for ORD’s Nanomaterials Health Effects Research
21
2. Alternative Test Methods: ORD will employ 3. Nanomaterials In Vivo Toxicity Testing: ORD’s
cellular and non-cellular test methods to assess nanomaterial health effects research strategy will
the toxicity of nanomaterials that are relevant to assess the toxicity of nanomaterials in animals;
EPA. In vitro toxicity testing will use a variety of i.e., in vivo toxicity. These studies will examine
cell types reflecting different routes of exposure cancer, pulmonary, dermal, and gastrointestinal
(dermal, inhalation, ingestion) and health effects toxicities associated with initial site of deposition of
that may arise due to the ability of nanomaterials nanomaterials by various routes of exposure (dermal,
to translocate from their initial site of deposition to inhalation, ingestion) as well as immunological,
other organs within the body. Nanomaterials in vitro neurological, reproductive, cardiovascular, and
toxicity testing will assess the mutagenic, intestinal, developmental toxicities to assess their potential
pulmonary, dermal, immunological, neurological, systemic toxicities. In vivo toxicity studies will
reproductive, cardiovascular, and developmental examine the deposition and fate of nanomaterials
toxicities using cellular models reflective of these following various routes of exposure, as well as
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25
2010
Assess the hazard of selected Develop methods and approaches
nanomaterials and identify especially for exposing whole organisms to
sensitive ecological receptors nanomaterials
2011
Identify appropriate metrics for quantifying exposure-
response relationships, e.g. potentially based on particle
size and number, surface area and charge, etc.
2012
Identify physical and chemical characteristics of nanomaterials that might be used in
predictive modeling (e.g. QSAR) to reduce the number of toxicity tests required for their
regulatation
4.3 Research Theme: Developing Risk Assessment influence their environmental behavior and effects
Methods on human health and ecosystems. These unusual
features introduce complications for basic aspects of
4.3.1 Key Science Question 6. How may risk risk assessment such as characterization of exposure
assessment approaches need to be amended to and dose-response relationships. For example, is
incorporate special characteristics of manufactured particle count or one or more measures of surface
nanomaterials? properties (area, charge, etc.) a better metric than
mass for describing dose-response relationships?
4.3.2 Background/Program Relevance Although nanomaterials pose significant new and
Nanomaterials may have special properties that may possibly unique challenges for the practice of risk
assessment, features of the basic paradigm for risk
26
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2014
4.4 Research Theme: Preventing and Managing approaches to manage emissions/releases, it is critical
Risks to understand potential entry points of nanomaterials
into the environment. Under this question, ORD will
4.4.1 Key Science Question 7. Which manufactured conduct research to understand emissions/releases that
nanomaterials have a high potential for release from can occur either during production, use, recycling, or
a life cycle perspective, and what decision-making disposal of nanomaterials. Examples of points of entry
methods and practices can be applied to minimize the into the environment include:
risks of nanomaterials throughout their life cycle? Manufacturing Waste Streams: During the
manufacture of nanomaterials, the inevitable
4.4.1.1 Background/Program Relevance by-product and waste streams will need to be
To understand the potential environmental evaluated. Pollution prevention (e.g., green
implications of nanomaterials and to identify potential chemistry) research may be very helpful in
29
Recycle
Landfill
Geometry
Dispersive
Composite
Chemistry
Top Down
Bottom Up
Incineration
Water
Treatment
Bio-
Accumulation
Shape
Size
Composition
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2009
Characterize NM’s with enhanced catalytic properties
2010
Develop scientific foundation for the Report on a Life Cycle Analysis
use of NMs for environmental approach for evaluating future
remediation nanotechnology applications
2011
Research brief to compare the life-cycle environmental
tradeoffs of different disposal options for engineered
nanomaterials
2012
Develop preventive methods and nanomaterial technologies for risk
management of environmental contaminants
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